Corning Optical Communication LITENNA0HF0SB PCS RADIO REPEATER User Manual

Download:
Mirror Download [FCC.gov]
Document ID	128009
Application ID	/60nr4kwLC8s0GL01egHfQ==
Document Description	UPDATED USER GUIDE
Short Term Confidential	No
Permanent Confidential	No
Supercede	No
Document Type	User Manual
Display Format	Adobe Acrobat PDF - pdf
Filesize	59.56kB (744551 bits)
Date Submitted	2000-12-08 00:00:00
Date Available	2000-11-08 00:00:00
Creation Date	2000-11-26 17:08:58
Producing Software	Acrobat Distiller 4.05 for Windows
Document Lastmod	2000-12-08 05:26:25
Document Title	Untitled Document
Document Creator	Windows NT 4.0

,QVWDOODWLRQ*XLGH
¤&RS\ULJKW)R[FRP:LUHOHVV
,QIRUPDWLRQFRQWDLQHGLQWKLVGRFXPHQWLVFRQILGHQWLDODQGSURSULHWDU\
WR)R[FRP:LUHOHVV/WGDQGPD\QRWEHGLVFORVHGRUGXSOLFDWHG
ZLWKRXWWKHH[SUHVVHGSHUPLVVLRQRI)R[FRP:LUHOHVV/WG

/LWHQQD70,QVWDOODWLRQ*XLGH
1RWLFH
‹E\)R[FRP:LUHOHVV
7KLVGRFXPHQWFRQWDLQVFRQILGHQWLDODQGSURSULHWDU\LQIRUPDWLRQRI)R[FRP:LUHOHVV
DQGPD\QRWEHFRSLHGWUDQVPLWWHGVWRUHGLQDUHWULHYDOV\VWHPRUUHSURGXFHGLQDQ\
IRUPDWRUPHGLDLQZKROHRULQSDUWZLWKRXWWKHSULRUZULWWHQFRQVHQWRI)R[FRP
:LUHOHVV,QIRUPDWLRQFRQWDLQHGLQWKLVGRFXPHQWVXSHUVHGHVDQ\SUHYLRXVPDQXDOV
JXLGHVVSHFLILFDWLRQVGDWDVKHHWVRURWKHULQIRUPDWLRQWKDWPD\KDYHEHHQSURYLGHGRU
PDGHDYDLODEOHWRWKHXVHU7KLVGRFXPHQWLVSURYLGHGIRULQIRUPDWLRQDOSXUSRVHVRQO\
DQG)R[FRP:LUHOHVVGRHVQRWZDUUDQWRUJXDUDQWHHWKHDFFXUDF\DGHTXDF\TXDOLW\
YDOLGLW\FRPSOHWHQHVVRUVXLWDELOLW\IRUDQ\SXUSRVHRIWKHLQIRUPDWLRQFRQWDLQHGLQWKLV
GRFXPHQW)R[FRP:LUHOHVVUHVHUYHVWKHULJKWWRPDNHXSGDWHVLPSURYHPHQWVDQG
HQKDQFHPHQWVWRWKLVGRFXPHQWDQGWKHSURGXFWVWRZKLFKLWUHODWHVDWDQ\WLPHZLWKRXW
SULRUQRWLFHWRWKHXVHU)2;&20:,5(/(660$.(612:$55$17,(6(;35(66
25,03/,(',1&/8',1*:,7+287/,0,7$7,217+26(2)
0(5&+$17$%,/,7<$1'),71(66)25$3$57,&8/$5386326(:,7+
5(63(&7727+,6'2&80(1725$1<,1)250$7,21&217$,1('+(5(,1
7UDGHPDUN$FNQRZOHGJHPHQW
/LWHQQD70DQG5)LEHU70DUHUHJLVWHUHGWUDGHPDUNVRI)R[FRP:LUHOHVV7KLVGRFXPHQW
FRQWDLQVRWKHUWUDGHPDUNVWUDGHQDPHVDQGVHUYLFHPDUNVRI)R[FRP:LUHOHVVDQGRWKHU
RUJDQL]DWLRQVDOORIZKLFKDUHWKHSURSHUW\RIWKHLUUHVSHFWLYHRZQHUV
,QIRUPDWLRQFRQWDLQHGLQWKLVGRFXPHQWLVFRQILGHQWLDODQGSURSULHWDU\WR)R[FRP:LUHOHVV/WGDQG
PD\QRWEHGLVFORVHGRUGXSOLFDWHGZLWKRXWWKHH[SUHVVHGSHUPLVVLRQRI)R[FRP:LUHOHVV/WG
'RFXPHQW1R)


)R[FRP:LUHOHVV2IILFHV:RUOGZLGH
,VUDHO+HDGTXDUWHUV
)R[FRP:LUHOHVV/WG
2IHN2QH&HQWHU%XLOGLQJ%
/RG
,65$(/
7HO
)D[
86$+HDGTXDUWHUV
)R[FRP:LUHOHVV,QF
/HHVEXUJ3LNH6WH
9LHQQD9LUJLQLD
86$
7HO
)D[
)R[FRP:LUHOHVV
8.
)R[FRP:LUHOHVV
)UDQFH
)R[FRP:LUHOHVV
*HUPDQ\

(GJHZRUWK&UHVFHQW
/RQGRQ1:+$
8.
7HO
)D[
7HYLHU*URXS
%LV5XH0DUEHXI
3DULV)UDQFH
7HO
'URVVHOZHJ
+R\KHLP
*HUPDQ\
7HO

/LWHQQDÂ¥,QVWDOODWLRQ*XLGH
7DEOHRI&RQWHQWV
7DEOHRI&RQWHQWV
 )URQW&KDSWHU  
 3ROLF\IRU:DUUDQW\DQG5HSDLU 
 5HSRUWLQJ'HIHFWV 
 5)([SRVXUH&RPSOLDQFH 
 &RQYHQWLRQV 
 3UHFDXWLRQV  
 ,QWURGXFWLRQWR/LWHQQD 
 /LWHQQD700RGHOV 
 )HDWXUHV  
 3URGXFW'UDZLQJV  
 5HTXLUHG(TXLSPHQW  
 7HVW3URFHGXUHV  
 ,QVWDOODWLRQ  
 *HQHUDO,QVWDOODWLRQ  
 )LEHU,QVWDOODWLRQ 
 +LJK5LVH,QVWDOODWLRQ 
 +RUL]RQWDO/D\RXW,QVWDOODWLRQ 
 2SWLFDODQG5)&RQQHFWLRQV  
 %DVH8QLW  
 5HPRWH+XE8QLW 
 $ODUP0RQLWRULQJ  
 3RZHU6XSSO\IRU/LWHQQD 
 2SWLRQ2QH  
 2SWLRQ7ZR 
 2SWLRQ7KUHH 
 2SWLFDO7HVW3URFHGXUH  
 )LEHURSWLF&DEOH7HVW  
 )LEHURSWLF&DEOH±7HUPV  
 )R[FRP:LUHOHVV6\VWHP&KDUDFWHULVWLFV  
 )LEHURSWLF&DEOH0HDVXUHPHQW7HVWV  
 2SWLFDO,QVHUWLRQ/RVV0HDVXUHPHQW7HVW 
 2SWLFDO5HWXUQ/RVV0HDVXUHPHQW7HVW  
 5HVXOWV  
 6XPPDU\ 
,QIRUPDWLRQFRQWDLQHGLQWKLVGRFXPHQWLVFRQILGHQWLDODQGSURSULHWDU\WR)R[FRP:LUHOHVV/WGDQG
PD\QRWEHGLVFORVHGRUGXSOLFDWHGZLWKRXWWKHH[SUHVVHGSHUPLVVLRQRI)R[FRP:LUHOHVV/WG
'RFXPHQW1R)

/LWHQQDÂ¥,QVWDOODWLRQ*XLGH
7DEOHRI&RQWHQWV
 )LQDO7HVW 
 %DVH8QLWDQG5HPRWH+XE8QLW&RQQHFWLRQV  

0DLQWHQDQFH0HFKDQLFDO$GMXVWPHQW 

7URXEOHVKRRWLQJ 

$SSHQGL[$/LQN0HDVXUHPHQWV)RUP 
/LVWRI)LJXUHV
)LJXUH/LWHQQD70%ORFN'LDJUDP 
)LJXUH/LWHQQD70%ORFN'LDJUDP 
)LJXUH%DVH8QLW3RUWV  
)LJXUH±%DVH8QLW)URQW3DQHOV 
)LJXUH%DVH8QLW%DFN3DQHO  
)LJXUH%DVH8QLW3RUWV  
)LJXUH±%DVH8QLW)URQW3DQHOV 
)LJXUH±%DVH8QLW%DFN3DQHOV  
)LJXUH5HPRWH+XE8QLW 
)LJXUH5HPRWH+XE8QLW)URQW3DQHO  
)LJXUH5HPRWH+XE8QLW)URQW3DQHO2QH$QWHQQD3RUW  
)LJXUH±1HWZRUN$QDO\]HU6HWXS7HVW  
)LJXUH±6SHFWUXP$QDO\]HU6HWXS7HVW 
)LJXUH±8SOLQN1HWZRUN7HVW 
)LJXUH±([DPSOH/LWHQQD70,QVWDOODWLRQ ILEHUDQG[RD[  
)LJXUH±+LJK5LVH,QVWDOODWLRQ  
)LJXUH±+RUL]RQWDO/D\RXW,QVWDOODWLRQ  
)LJXUH±%765%6ZLWK2QH3RUW  
)LJXUH±%765%6ZLWK7ZR3RUWV  
)LJXUH±(;$03/('&3RZHU6XSSO\LQ+LJK5LVH,QVWDOODWLRQ  
)LJXUH±)LEHURSWLF&DEOH6WUXFWXUH  
)LJXUH±6LQJOHPRGH0XOWLPRGH)LEHUV  
)LJXUH±7ZR3RLQW7HVW  
)LJXUH±6LQJOH3RLQW7HVW  
)LJXUH±2SWLFDO5HWXUQ/RVV0HDVXUHPHQW 
,QIRUPDWLRQFRQWDLQHGLQWKLVGRFXPHQWLVFRQILGHQWLDODQGSURSULHWDU\WR)R[FRP:LUHOHVV/WGDQG
PD\QRWEHGLVFORVHGRUGXSOLFDWHGZLWKRXWWKHH[SUHVVHGSHUPLVVLRQRI)R[FRP:LUHOHVV/WG
'RFXPHQW1R)

7DEOHRI&RQWHQWV
/LWHQQDÂ¥,QVWDOODWLRQ*XLGH
/LVWRI7DEOHV
7DEOH±/LWHQQD700RGHOV 
7DEOH±5HTXLUHG(TXLSPHQW/LVW  
7DEOH/LWHQQD70,QVWDOODWLRQ3DUWV/LVW  
7DEOH/LWHQQD70,QVWDOODWLRQ/DERU/LVW 
7DEOH3LQ$ODUP3LQRXWV  
7DEOH3RZHU6XSSO\2SWLRQV  
7DEOH)LEHURSWLF&DEOH7HVW5HVXOWV  
7DEOH2SWLFDO/('6WDWHV  
7DEOH/LQN0HDVXUHPHQW7DEOH  
,QIRUPDWLRQFRQWDLQHGLQWKLVGRFXPHQWLVFRQILGHQWLDODQGSURSULHWDU\WR)R[FRP:LUHOHVV/WGDQG
PD\QRWEHGLVFORVHGRUGXSOLFDWHGZLWKRXWWKHH[SUHVVHGSHUPLVVLRQRI)R[FRP:LUHOHVV/WG

'RFXPHQW1R)
/LWHQQDÂ¥,QVWDOODWLRQ*XLGH
)URQW&KDSWHU
)URQW&KDSWHU
 3ROLF\IRU:DUUDQW\DQG5HSDLU
)R[FRP:LUHOHVVWHVWVDQGLQVSHFWVDOOLWVSURGXFWVWRYHULI\WKHLUTXDOLW\DQGUHOLDELOLW\
)R[FRP:LUHOHVVXVHVHYHU\UHDVRQDEOHSUHFDXWLRQWRHQVXUHWKDWHDFKXQLWPHHWVWKHLU
GHFODUHGVSHFLILFDWLRQVEHIRUHVKLSPHQW&XVWRPHUVVKRXOGDGYLVHWKHLULQFRPLQJLQVSHFWLRQ
DVVHPEO\DQGWHVWSHUVRQQHODERXWWKHSUHFDXWLRQVUHTXLUHGLQKDQGOLQJDQGWHVWLQJRXU
SURGXFWV0DQ\RIWKHVHSUHFDXWLRQVFDQEHIRXQGLQWKLVPDQXDO
7KHSURGXFWVDUHFRYHUHGE\WKHIROORZLQJZDUUDQWLHV
*HQHUDO:DUUDQW\
)R[FRP:LUHOHVVZDUUDQWVWRWKHRULJLQDOSXUFKDVHUDOOVWDQGDUGSURGXFWVVROGE\
)R[FRP:LUHOHVVWREHIUHHRIGHIHFWVLQPDWHULDODQGZRUNPDQVKLSIRURQH  \HDUIURP
GDWHRIVKLSPHQWIURP)R[FRP:LUHOHVV'XULQJWKHZDUUDQW\SHULRG)R[FRP:LUHOHVVZLOO
UHSDLURUUHSODFHDQ\SURGXFWWKDW)R[FRP:LUHOHVVSURYHVWREHGHIHFWLYH7KLVZDUUDQW\
GRHVQRWDSSO\WRDQ\SURGXFWZKLFKKDVEHHQVXEMHFWWRDOWHUDWLRQDEXVHLPSURSHU
LQVWDOODWLRQRUDSSOLFDWLRQDFFLGHQWHOHFWULFDORUHQYLURQPHQWDORYHUVWUHVVQHJOLJHQFHLQ
XVHVWRUDJHWUDQVSRUWDWLRQRUKDQGOLQJ
6SHFLILF3URGXFW:DUUDQW\,QVWUXFWLRQV
$OO)R[FRP:LUHOHVVSURGXFWVDUHZDUUDQWHGDJDLQVWGHIHFWVLQZRUNPDQVKLSPDWHULDOVDQG
FRQVWUXFWLRQDQGWRQRIXUWKHUH[WHQW$Q\FODLPIRUUHSDLURUUHSODFHPHQWRIXQLWVIRXQGWR
EHGHIHFWLYHRQLQFRPLQJLQVSHFWLRQE\DFXVWRPHUPXVWEHPDGHZLWKLQGD\VRIUHFHLSWRI
VKLSPHQWRUZLWKLQGD\VRIGLVFRYHU\RIDGHIHFWZLWKLQWKHZDUUDQW\SHULRG
7KLVZDUUDQW\LVWKHRQO\ZDUUDQW\PDGHE\)R[FRP:LUHOHVVDQGLVLQOLHXRIDOORWKHU
ZDUUDQWLHVH[SUHVVHGRULPSOLHG)R[FRP:LUHOHVVVDOHVDJHQWVRUUHSUHVHQWDWLYHVDUHQRW
DXWKRUL]HGWRPDNHFRPPLWPHQWVRQZDUUDQW\UHWXUQV
,QIRUPDWLRQFRQWDLQHGLQWKLVGRFXPHQWLVFRQILGHQWLDODQGSURSULHWDU\WR)R[FRP:LUHOHVV/WGDQG
PD\QRWEHGLVFORVHGRUGXSOLFDWHGZLWKRXWWKHH[SUHVVHGSHUPLVVLRQRI)R[FRP:LUHOHVV/WG
'RFXPHQW1R)

)URQW&KDSWHU
/LWHQQDÂ¥,QVWDOODWLRQ*XLGH
5HWXUQV
,QWKHHYHQWWKDWLWLVQHFHVVDU\WRUHWXUQDQ\SURGXFWDJDLQVWDERYHZDUUDQW\WKHIROORZLQJ
SURFHGXUHVKDOOEHIROORZHG
D
5HWXUQDXWKRUL]DWLRQLVWREHUHFHLYHGIURP)R[FRP:LUHOHVVSULRUWRUHWXUQLQJDQ\
XQLW$GYLVH)R[FRP:LUHOHVVRIWKHPRGHOVHULDOQXPEHUDQGGLVFUHSDQF\7KHXQLW
PD\WKHQEHIRUZDUGHGWR)R[FRP:LUHOHVVWUDQVSRUWDWLRQSUHSDLG'HYLFHVUHWXUQHG
FROOHFWRUZLWKRXWDXWKRUL]DWLRQPD\QRWEHDFFHSWHG
E
3ULRUWRUHSDLU)R[FRP:LUHOHVVZLOODGYLVHWKHFXVWRPHURIRXUWHVWUHVXOWVDQGDQ\
FKDUJHVIRUUHSDLULQJFXVWRPHUFDXVHGSUREOHPVRURXWRIZDUUDQW\FRQGLWLRQVHWF
F
5HSDLUHGSURGXFWVDUHZDUUDQWHGIRUWKHEDODQFHRIWKHRULJLQDOZDUUDQW\SHULRGRUDW
OHDVWGD\VIURPGDWHRIVKLSPHQW
/LPLWDWLRQVRI/LDELOLWLHV
)R[FRP:LUHOHVV VOLDELOLW\RQDQ\FODLPRIDQ\NLQGLQFOXGLQJQHJOLJHQFHIRUDQ\ORVVRU
GDPDJHDULVLQJIURPFRQQHFWHGZLWKRUUHVXOWLQJIURPWKHSXUFKDVHRUGHUFRQWUDFW
TXRWDWLRQRUIURPWKHSHUIRUPDQFHRUEUHDFKWKHUHRIRUIURPWKHGHVLJQPDQXIDFWXUHVDOH
GHOLYHU\LQVWDOODWLRQLQVSHFWLRQRSHUDWLRQRUXVHRIDQ\HTXLSPHQWFRYHUHGE\RUIXUQLVKHG
XQGHUWKLVFRQWDFWVKDOOLQQRFDVHH[FHHGWKHSXUFKDVHSULFHRIWKHGHYLFHZKLFKJLYHVULVHWR
WKHFODLP
(;&(37$6(;35(66/<3529,'('+(5(,1)2;&20:,5(/(660$.(6
12:$55$17<(;35(66('25,03/,(':,7+5(63(&772$1<*22'6
3$576$1'6(59,&(63529,'(',1&211(&7,21:,7+7+,6$*5((0(17
,1&/8',1*%87127/,0,7('727+(,03/,(':$55$17,(62)
0(5&+$17$%,/,7<$1'),71(66)25$3$57,&8/$5385326(
)2;&20:,5(/(666+$//127%(/,$%/()25$1<27+(5'$0$*(
,1&/8',1*%87127/,0,7('72,1',5(&763(&,$/25
&216(48(17,$/'$0$*(6$5,6,1*2872)25,1&211(&7,21:,7+
)851,6+,1*2)*22'63$576$1'6(59,&(+(5(81'(5257+(
3(5)250$1&(86(2)25,1$%,/,7<7286(7+(*22'63$576$1'
6(59,&(
,QIRUPDWLRQFRQWDLQHGLQWKLVGRFXPHQWLVFRQILGHQWLDODQGSURSULHWDU\WR)R[FRP:LUHOHVV/WGDQG
PD\QRWEHGLVFORVHGRUGXSOLFDWHGZLWKRXWWKHH[SUHVVHGSHUPLVVLRQRI)R[FRP:LUHOHVV/WG

'RFXPHQW1R)
/LWHQQDÂ¥,QVWDOODWLRQ*XLGH
)URQW&KDSWHU
 5HSRUWLQJ'HIHFWV
7KHXQLWVZHUHLQVSHFWHGEHIRUHVKLSPHQWDQGIRXQGWREHIUHHRIPHFKDQLFDODQGHOHFWULFDO
GHIHFWV
([DPLQHWKHXQLWVIRUDQ\GDPDJHZKLFKPD\KDYHEHHQFDXVHGLQWUDQVLW,IGDPDJHLV
GLVFRYHUHGILOHDFODLPZLWKWKHIUHLJKWFDUULHULPPHGLDWHO\1RWLI\)R[FRP:LUHOHVVDVVRRQ
DVSRVVLEOH
5HIHUWR3ROLF\IRU:DUUDQW\DQG5HSDLUIRUIXUWKHUGHWDLOV
1RWH
.HHSDOOSDFNLQJPDWHULDOXQWLO\RXKDYHFRPSOHWHGWKHLQVSHFWLRQ
 5)([SRVXUH&RPSOLDQFH
7RFRPSO\ZLWK)&&5)H[SRVXUHFRPSOLDQFHUHTXLUHPHQWVDQWHQQDVXVHGIRUWKLVSURGXFW
PXVWEHIL[HGPRXQWHGRQLQGRRUSHUPDQHQWVWUXFWXUHVSURYLGLQJDVHSDUDWLRQGLVWDQFHRIDW
OHDVWFPIURPDOOSHUVRQVGXULQJQRUPDORSHUDWLRQ
$QWHQQDJDLQVKRXOGQRWH[FHHGG%L
1RWH
(DFKLQGLYLGXDODQWHQQDXVHGIRUWKLVWUDQVPLWWHUPXVWEHLQVWDOOHGWRSURYLGHDPLQLPXP
VHSDUDWLRQGLVWDQFHRIFPRUPRUHIURPDOOSHUVRQVDQGPXVWQRWEHFRORFDWHGZLWKDQ\
RWKHUDQWHQQDIRUPHHWLQJ5)H[SRVXUHUHTXLUHPHQWV
 &RQYHQWLRQV
,QWKLVPDQXDOWKHIROORZLQJVSHFLDOIRUPDWVDUHXVHG
1RWH
1RWHVFRQWDLQLQIRUPDWLRQGHWDLOLQJWKHFXUUHQWWRSLF
&$87,21
&DXWLRQVFRQWDLQLQIRUPDWLRQUHJDUGLQJVLWXDWLRQVRUPDWHULDOVZKLFKFRXOGGDPDJH
\RXUSURGXFW
,QIRUPDWLRQFRQWDLQHGLQWKLVGRFXPHQWLVFRQILGHQWLDODQGSURSULHWDU\WR)R[FRP:LUHOHVV/WGDQG
PD\QRWEHGLVFORVHGRUGXSOLFDWHGZLWKRXWWKHH[SUHVVHGSHUPLVVLRQRI)R[FRP:LUHOHVV/WG
'RFXPHQW1R)

)URQW&KDSWHU
/LWHQQDÂ¥,QVWDOODWLRQ*XLGH
:$51,1*
:$51,1*6&217$,1,1)250$7,215(*$5',1*'$1*(5286)81&7,216
 3UHFDXWLRQV
 3HUVRQDO6DIHW\
:$51,1*
$33/<,1*32:(5727+(%$6(81,7$1'5(027(+8%81,7:,//&5($7(
$/$6(5(1(5*<6285&(23(5$7,1*,1&/$66,$6'(),1('%<,(&
86((,7+(5$1,1)5$5('9,(:(5237,&$/32:(50(7(525
)/825(6&(176&5((1)25237,&$/2873879(5,),&$7,21
:$51,1*
&203/,$1&(:,7+5)6$)(7<5(48,5(0(176
7+(/,7(11$+$612,1+(5(176,*1,),&$175)5$',$7,21
7+(5)/(9(/217+('2:1/,1.,69(5</2:$77+(5(027(+8%81,7
'2:1/,1.325767+(5()25(7+(5(,612'$1*(52865)5$',$7,21
:+(17+($17(11$,6127&211(&7('
7+('(6,*12)7+($17(11$,167$//$7,211(('672%(,03/(0(17('
,168&+$:$<62$672(1685(5)5$',$7,216$)(7</(9(/6$1'121
(19,5210(17$/32//87,21'85,1*23(5$7,21
,QIRUPDWLRQFRQWDLQHGLQWKLVGRFXPHQWLVFRQILGHQWLDODQGSURSULHWDU\WR)R[FRP:LUHOHVV/WGDQG
PD\QRWEHGLVFORVHGRUGXSOLFDWHGZLWKRXWWKHH[SUHVVHGSHUPLVVLRQRI)R[FRP:LUHOHVV/WG

'RFXPHQW1R)
/LWHQQDÂ¥,QVWDOODWLRQ*XLGH
)URQW&KDSWHU
 (TXLSPHQW6DIHW\
7RDYRLGGDPDJLQJ\RXUSURGXFWSOHDVHREVHUYHWKHIROORZLQJ
 $OZD\VNHHSWKHRSWLFDOFRQQHFWRUFRYHUHG8VHWKHILEHURSWLFFDEOHRUDSURWHFWLYHFRYHU
'RQRWDOORZDQ\GLUWDQGRUIRUHLJQPDWHULDOWRJHWRQWKHRSWLFDOFRQQHFWRUEXONKHDGV
 7KHRSWLFDOILEHUMXPSHUFDEOHEHQGUDGLXVLVFP6PDOOHUUDGLLFDQFDXVHH[FHVVLYH
RSWLFDOORVVDQGRUILEHUEUHDNDJH
,QIRUPDWLRQFRQWDLQHGLQWKLVGRFXPHQWLVFRQILGHQWLDODQGSURSULHWDU\WR)R[FRP:LUHOHVV/WGDQG
PD\QRWEHGLVFORVHGRUGXSOLFDWHGZLWKRXWWKHH[SUHVVHGSHUPLVVLRQRI)R[FRP:LUHOHVV/WG
'RFXPHQW1R)

,QWURGXFWLRQWR/LWHQQD
/LWHQQDÂ¥,QVWDOODWLRQ*XLGH
,QWURGXFWLRQWR/LWHQQD
7KH/LWHQQD70DKLJKSHUIRUPDQFHILEHURSWLF,Q%XLOGLQJ5)'LVWULEXWLRQ6\VWHPDOORZV
FHOOXODU 3&6VHUYLFHVWREHH[WHQGHGLQWRVKDGRZDUHDV:LWK/LWHQQD70VHUYLFHVFDQEH
FRVWHIIHFWLYHO\EURDGHQHGLQWR%76PLFURDQGSLFRFHOOPDUNHWVVXFKDVDLUSRUWVEXLOGLQJV
XQGHUJURXQGSDUNLQJDQGVKRSSLQJPDOOV7KH/LWHQQD70V\VWHPPHDQVPRELOH
FRPPXQLFDWLRQWKDWZRUNVHYHU\ZKHUHDQGVDWLVILHGFXVWRPHUVJHWWLQJWKHVHUYLFHWKDWWKH\
GHPDQG
7KH/LWHQQD70SURGXFWVFDQDFFRPPRGDWHDSOXUDOLW\RIVHUYLFHVDQGWUDQVPLVVLRQVWDQGDUGV
7KH/LWHQQDŒFRQVLVWVRIDILEHURSWLFEDFNERQHZKLFKFDUULHVVLJQDOVRYHUVLQJOHPRGH
ILEHURSWLFFDEOHV6LQJOHPRGHRSWLFDOWHFKQRORJ\RIIHUVWKHIROORZLQJDGYDQWDJHV
x /RZDWWHQXDWLRQ6LQJOHPRGHILEHURSWLFFDEOHVKDYHYLUWXDOO\QRDWWHQXDWLRQ
G%.P UHOLHYLQJWKHQHHGWRLQVWDOODPSOLILHUVRUDQ\RWKHUVLJQDOHQKDQFLQJLQOLQH
GHYLFHV7KLVIDFWRUDORQHJUHDWO\UHGXFHVWKHHQJLQHHULQJDQGLQVWDOODWLRQFRVWV
x /RZQRLVH+LJKEDQGZLGWKVLJQDOVFDQEHVHWRYHUVLQJOHPRGHILEHUVZLWKRXW
HQFRXQWHULQJQRLVHSUREOHPVDQGWUDQVPLWWHGRYHUJUHDWGLVWDQFHV
x 0XOWL6HUYLFHV6DPHLQIUDVWUXFWXUHLVXVHGHLWKHUVXSSRUWLQJVLQJOHVHUYLFHRUPXOWLSOH
VHUYLFHVGXHWRWKHSVHXGRLQILQLWHEDQGZLGWKRIVLQJOHPRGHILEHURSWLFFDEOH
7KH/LWHQQDŒDGGUHVVHVERWKSXEOLFDQGSULYDWHPDUNHWVLQRUGHUWRSURYLGH5)GLVWULEXWLRQ
VROXWLRQVIRUYDULRXVVWUXFWXUHW\SHV
x 7\SLFDO3XEOLF0DUNHW
i 0DOOV
i $LUSRUWV
i &RQYHQWLRQV&HQWHUV
x 7\SLFDO3ULYDWH0DUNHW
i 2IILFH%XLOGLQJV
i %XVLQHVV&HQWHUV
i &DPSXV
7KUHHW\SHVRIDSSOLFDWLRQVDUHYHU\FRPPRQIRUERWKPDUNHWV
x +LJK5LVH%XLOGLQJV
x +RUL]RQWDO6WUXFWXUHV
x &DPSXVW\SH
)R[FRP:LUHOHVVDGGUHVVHVWKHVHDSSOLFDWLRQW\SHVZLWKDSRZHUIXODQVZHUZKLOHVWLOO
IOH[LEOHDQGIXWXUHH[SDQGDEOH1ROLPLWDWLRQVIRUEXLOGLQJKHLJKWRUVWUXFWXUHVSUHDG
,QIRUPDWLRQFRQWDLQHGLQWKLVGRFXPHQWLVFRQILGHQWLDODQGSURSULHWDU\WR)R[FRP:LUHOHVV/WGDQG
PD\QRWEHGLVFORVHGRUGXSOLFDWHGZLWKRXWWKHH[SUHVVHGSHUPLVVLRQRI)R[FRP:LUHOHVV/WG

'RFXPHQW1R)
/LWHQQDÂ¥,QVWDOODWLRQ*XLGH
,QWURGXFWLRQWR/LWHQQD
 /LWHQQD700RGHOV
/LWHQQD70SURGXFWVFRPHLQYDULRXVPRGHOVHDFKPRGHOFRYHULQJDGLIIHUHQWIUHTXHQF\
VSHFWUXPDQGVWDQGDUG
7DEOH±/LWHQQD700RGHOV
3URGXFW
6LQJOH%DQG)DPLO\
'XDO%DQG)DPLO\
)UHTXHQF\5DQJH
8SOLQN
'RZQOLQN












 
 
 
 
 


 


 


 


 


 


 
6HUYLFH
$0367'0$
/05L'(1
&'0$
605
*60
3DJLQJ
*60
&'0$
7'0$
*60
&'0$
'XDO%DQG*60
'XDO%DQG
(*60
'XDO%DQG
L'(1/053&6
'XDO%DQG
6053&6
'XDO%DQG
&HOOXODU3&6
'XDO%DQG
3DJLQJ3&6
,QIRUPDWLRQFRQWDLQHGLQWKLVGRFXPHQWLVFRQILGHQWLDODQGSURSULHWDU\WR)R[FRP:LUHOHVV/WGDQG
PD\QRWEHGLVFORVHGRUGXSOLFDWHGZLWKRXWWKHH[SUHVVHGSHUPLVVLRQRI)R[FRP:LUHOHVV/WG
'RFXPHQW1R)

,QWURGXFWLRQWR/LWHQQD
/LWHQQDÂ¥,QVWDOODWLRQ*XLGH
9'&
9'&
70
70

/LWHQQD 5+8
/LWHQQD%DVH8QLW
'RZQOLQN
)LEHURSWLF
7[
5),Q
6HFWRU
5),Q
6HFWRU2SW
)LEHURSWLF
5[
5)
)LEHURSWLF
7[
5)
3$
&RD[FDEOH 1W\SHPDOHRKP
/1$
)LEHURSWLF
7[
70

/LWHQQD 5+8
8SOLQN
5)2XW
6HFWRU
)LEHURSWLF
5[
)LEHURSWLF
5[
5)
)LEHURSWLF
5[
)LEHURSWLF
7[
5)
3$
5)2XW
6HFWRU2SW
)LEHURSWLF
FDEOH
&RD[FDEOH 1W\SHPDOHRKP
/1$
)LJXUH/LWHQQD70%ORFN'LDJUDP
70
/LWHQQD%DVH8QLW
'RZQOLQN
)LEHURSWLF
7[
5),Q
6HFWRU
5),Q
6HFWRU2SW
70

/LWHQQD 5+8
)LEHURSWLF
5[
5)
)LEHURSWLF
7[
5)
3$
/1$
)LEHURSWLF
7[
70

/LWHQQD 5+8
8SOLQN
5)2XW
6HFWRU
)LEHURSWLF
5[
)LEHURSWLF
5[
5)
)LEHURSWLF
5[
)LEHURSWLF
7[
5)
3$
5)2XW
6HFWRU2SW
/1$
)LJXUH/LWHQQD70%ORFN'LDJUDP
,QIRUPDWLRQFRQWDLQHGLQWKLVGRFXPHQWLVFRQILGHQWLDODQGSURSULHWDU\WR)R[FRP:LUHOHVV/WGDQG
PD\QRWEHGLVFORVHGRUGXSOLFDWHGZLWKRXWWKHH[SUHVVHGSHUPLVVLRQRI)R[FRP:LUHOHVV/WG

'RFXPHQW1R)
/LWHQQDÂ¥,QVWDOODWLRQ*XLGH
,QWURGXFWLRQWR/LWHQQD
 )HDWXUHV
7KH/LWHQQD70VHULHVIHDWXUHVWKHIROORZLQJ
x :LGH'&LQSXWUDQJH
x 6ORZVWDUWRSWLFDOSRZHUFRQWUROSURWHFWVWKHODVHUIURP'&WUDQVLHQWVXSRQWXUQRQ
x $ODUP,QWHUIDFHZLWKRSHQFROOHFWRUDQGGU\FRQWDFWDODUPV±WKHDODUPORRSEDFNLV
DFWLYDWHGZKHQWKHUHLVDEURNHQRUIDXOW\RSWLFDOILEHURUQRSRZHULQV\VWHP
x /('VWKDWLQGLFDWHVWDWXVRILQGLYLGXDORSWLFDOOLQNVDQGVHWVRIOLQNV
x &DQEHLQVWDOOHGDVDZDOOPRXQWXQLWRULQD´UDFN
,QIRUPDWLRQFRQWDLQHGLQWKLVGRFXPHQWLVFRQILGHQWLDODQGSURSULHWDU\WR)R[FRP:LUHOHVV/WGDQG
PD\QRWEHGLVFORVHGRUGXSOLFDWHGZLWKRXWWKHH[SUHVVHGSHUPLVVLRQRI)R[FRP:LUHOHVV/WG
'RFXPHQW1R)

,QWURGXFWLRQWR/LWHQQD
/LWHQQDÂ¥,QVWDOODWLRQ*XLGH
 3URGXFW'UDZLQJV
7KHIROORZLQJGUDZLQJVVKRZVDPSOHIURQWDQGUHDUSDQHOVRIWKH/LWHQQDŒXQLWV
 %DVH8QLW)RXU3RUWV
´
8
´
)LJXUH%DVH8QLW3RUWV
/DVHU2XWSXWFRQQHFWLRQWR5+8
)LJXUH±%DVH8QLW)URQW3DQHOV
2SWLFDO'LRGH,QSXWIURP5+8
&RD[,QSXWIURP&HOOXODU+HDGHQG
&RD[2XWSXWVWR&HOOXODU+HDGHQG
)LJXUH%DVH8QLW%DFN3DQHO
,QIRUPDWLRQFRQWDLQHGLQWKLVGRFXPHQWLVFRQILGHQWLDODQGSURSULHWDU\WR)R[FRP:LUHOHVV/WGDQG
PD\QRWEHGLVFORVHGRUGXSOLFDWHGZLWKRXWWKHH[SUHVVHGSHUPLVVLRQRI)R[FRP:LUHOHVV/WG

'RFXPHQW1R)
/LWHQQDÂ¥,QVWDOODWLRQ*XLGH
,QWURGXFWLRQWR/LWHQQD
 %DVH8QLW(LJKW3RUWV
´
8
´
)LJXUH%DVH8QLW3RUWV
)LJXUH±%DVH8QLW)URQW3DQHOV
)LJXUH±%DVH8QLW%DFN3DQHOV
,QIRUPDWLRQFRQWDLQHGLQWKLVGRFXPHQWLVFRQILGHQWLDODQGSURSULHWDU\WR)R[FRP:LUHOHVV/WGDQG
PD\QRWEHGLVFORVHGRUGXSOLFDWHGZLWKRXWWKHH[SUHVVHGSHUPLVVLRQRI)R[FRP:LUHOHVV/WG
'RFXPHQW1R)

,QWURGXFWLRQWR/LWHQQD
/LWHQQDÂ¥,QVWDOODWLRQ*XLGH
 5HPRWH+XE8QLW
)LJXUH5HPRWH+XE8QLW
/DVHU2XWSXWWR%DVH8QLW
2SWLFDO,QSXW
IURP%DVH8QLW
&HOOXODU([WHUQDO$QWHQQD
3257
3257
3257
3257
)520%$ 6(
237 '&
$17(11$32576
72%$ 6(
9 '&
32:(5,1387
'&3RZHU
)LJXUH5HPRWH+XE8QLW)URQW3DQHO
)LJXUH5HPRWH+XE8QLW)URQW3DQHO2QH$QWHQQD3RUW
,QIRUPDWLRQFRQWDLQHGLQWKLVGRFXPHQWLVFRQILGHQWLDODQGSURSULHWDU\WR)R[FRP:LUHOHVV/WGDQG
PD\QRWEHGLVFORVHGRUGXSOLFDWHGZLWKRXWWKHH[SUHVVHGSHUPLVVLRQRI)R[FRP:LUHOHVV/WG

'RFXPHQW1R)
/LWHQQDÂ¥,QVWDOODWLRQ*XLGH
5HTXLUHG(TXLSPHQW
5HTXLUHG(TXLSPHQW
7KHIROORZLQJGHVFULEHVWKHHTXLSPHQWUHTXLUHGIRUWHVWLQJWKHV\VWHPDWVHWXS
7DEOH±5HTXLUHG(TXLSPHQW/LVW
5HTXLUHG6HWXS(TXLSPHQW
+3&1HWZRUN$QDO\]HURUHTXLYDOHQW
+3$63DUDPHWHUWHVWVHWRUHTXLYDOHQW
+3(6SHFWUXP$QDO\]HURUHTXLYDOHQW
3RZHUVXSSO\#$
6LJQDOJHQHUDWRU+3%RUHTXLYDOHQW
$PSOLILHU0LQLFLUFXLW=./RUHTXLYDOHQW
'LJLWDO0XOWLPHWHU
5)&RPELQHU0LQL&LUFXLW=$3'RUHTXLYDOHQWZLWK
1FRQQHFWRUV
+LJKJUDGHRKPSKDVHPDWFKHGFDEOHV
1WR1FDEOHV
1WR60$FDEOHV LQ1UHPRWHW\SH 
60$WR60$FDEOHV LQ60$UHPRWHW\SH 
2SWLFDOSRZHUPHWHU QP IRUPLQLPXPP:
6LQJOHPRGHGXSOH[ILEHURSWLFFDEOHZLWK6&$3&
FRQQHFWRUV
6LQJOHPRGHILEHURSWLFFDEOH6&$3&FRQQHFWRUV
&DOLEUDWLRQNLWLQFOXGLQJ
7KURXJK 1IHPDOHWR1IHPDOH 
6KRUW 1IHPDOH 
RKP 1IHPDOH 
4XDQWLW\












P
P
,QIRUPDWLRQFRQWDLQHGLQWKLVGRFXPHQWLVFRQILGHQWLDODQGSURSULHWDU\WR)R[FRP:LUHOHVV/WGDQG
PD\QRWEHGLVFORVHGRUGXSOLFDWHGZLWKRXWWKHH[SUHVVHGSHUPLVVLRQRI)R[FRP:LUHOHVV/WG
'RFXPHQW1R)

5HTXLUHG(TXLSPHQW
/LWHQQDÂ¥,QVWDOODWLRQ*XLGH
 7HVW3URFHGXUHV
7KLVVHFWLRQH[SODLQVWKHIROORZLQJWHVWSURFHGXUHV
x 3UH5)7HVW
x )ODWQHVV7HVW
x *DLQ,37HVW
x 8SOLQN1HWZRUN7HVW
,QRUGHUWRFDUU\RXWWKHWHVWVWKHIROORZLQJFRQQHFWLRQVQHHGWREHPDGH
&RQQHFWWKH%DVH8QLWRSWLFDORXWSXWWRWKH5+8RSWLFDOLQSXWYLDILEHURSWLFFDEOH
&RQQHFWSRZHUWRDOOXQLWVEHLQJWHVWHG 99'& 
8VHWKHUHOHYDQWVHWXSIRUHYHU\WHVW
 3UH5)7HVW
7RFDUU\RXWWKH3UH5)7HVWWKHIROORZLQJSURFHGXUHQHHGVWREHFDUULHGRXW

0DNHVXUHDOO'&/('VDUHOLWRQERWKXQLWV

0HDVXUH7[RSWLFDORXWSXWSRZHUIRUDOOODVHUV

2XWSXWSRZHUVKRXOGEHP: ZLWKRSWLFDOSRZHUPHWHU 

2QWKH5+80DNHVXUHWKDWWKHRSWLFDO/('LVOLW

2QWKH%8PDNHVXUHWKH5[RSWLFDO/('VDUHOLW
 )ODWQHVV7HVW
7RFDUU\RXWWKH)ODWQHVV7HVWWKHIROORZLQJSURFHGXUHQHHGVWREHFDUULHGRXW

&RQQHFWWKH1HWZRUN$QDO\]HUWRWKHGHVLJQDWHG%DVH8QLW
2QWKH1HWZRUN$QDO\]HU%DVH8QLWFRQQHFWVWRSRUW
2QWKH1HWZRUN$QDO\]HU5+8FRQQHFWVWRSRUW VHH)LJXUH 

$IWHUFDOLEUDWLQJWKHQHWZRUNVHW1HWZRUN$QDO\]HUWR
0HDVXUH 6
)RUPDW /RJ
6FDOH GEGLY

$SSO\ZLWKWKHUHTXLUHG)DQG)VKRXOGEHDFFRUGLQJWR3URGXFW6SHF

0HDVXUHWKHGLIIHUHQFHEHWZHHQWKHKLJKHVWDQGWKHORZHVWVLJQDOSRLQWZKLFKVKRXOG
EHDVVSHFLILHGLQWKHGDWDVKHHW

 *DLQ,37HVW
7RFDUU\RXWWKH*DLQ,37HVWWKHIROORZLQJSURFHGXUHQHHGVWREHFDUULHGRXW

6HWWKHWRQHVLJQDOIURPWKHVLJQDOJHQHUDWRUV
5)VLJQDOV)DQG)VKRXOGEHDFFRUGLQJWR3URGXFW6SHF

&RPELQHWKHVLJQDOVZLWK=$3'FRPELQHURUHTXLYDOHQW

&RQQHFWWKHWRQHVLJQDOWRWKHLQSXWRIWKHEDVH VHH)LJXUH 
,QIRUPDWLRQFRQWDLQHGLQWKLVGRFXPHQWLVFRQILGHQWLDODQGSURSULHWDU\WR)R[FRP:LUHOHVV/WGDQG
PD\QRWEHGLVFORVHGRUGXSOLFDWHGZLWKRXWWKHH[SUHVVHGSHUPLVVLRQRI)R[FRP:LUHOHVV/WG

'RFXPHQW1R)
/LWHQQDÂ¥,QVWDOODWLRQ*XLGH




5HTXLUHG(TXLSPHQW
6HW6SHFWUXP$QDO\]HUWR
9LGHR%:
5%:
$WWHQXDWLRQ
6SDQ
&HQWHUIUHT
NK]
NK]
GE
0K]
5HIHUWR
3URGXFW6SHF
5HIOHYHO
GEP
&RQQHFW5)FDEOHIURPWKH5+8RXWSXWWRWKH6SHFWUXP$QDO\]HU
0HDVXUHRXWSXW*DLQ,3IURPDOOWHVW5+8V'RZQ/LQNRXWSXWV
,3LVGHWHUPLQHE\
,3 SRZHUWRQH SRZHUWRQH±SRZHU,0 
1HWZRUN$QDO\]HU
3RUW
3RUW
5),Q
%DVH8QLW
5)2XW
2SW2XW
2SW,Q
5HPRW+XE8QLW
9
9
)LJXUH±1HWZRUN$QDO\]HU6HWXS7HVW
,QIRUPDWLRQFRQWDLQHGLQWKLVGRFXPHQWLVFRQILGHQWLDODQGSURSULHWDU\WR)R[FRP:LUHOHVV/WGDQG
PD\QRWEHGLVFORVHGRUGXSOLFDWHGZLWKRXWWKHH[SUHVVHGSHUPLVVLRQRI)R[FRP:LUHOHVV/WG
'RFXPHQW1R)

5HTXLUHG(TXLSPHQW
/LWHQQDÂ¥,QVWDOODWLRQ*XLGH
6*
5)&RPELQHU
6*
5)
,Q
%DVH8QLW
2SW
2XW
2SW
,Q
5HPRWH+XE8QLW
'&
,Q
9
5)
2XW
'&
,Q
9
6SHFWUXP
$QDO\]HU
)LJXUH±6SHFWUXP$QDO\]HU6HWXS7HVW
 8SOLQN1HWZRUN7HVW
7RFDUU\RXWWKH1RLVH)ORRUWHVWWKHIROORZLQJSURFHGXUHQHHGVWREHFDUULHGRXW

&RQQHFWWKH6SHFWUXP$QDO\]HUWRWKH%DVH8QLWXSOLQNSRUW
&RQQHFWRKPWHUPLQDWRUVWRWKH5+8SRUWVDQGWRDOO%DVH8QLWXSOLQNSRUWV
H[FHSWIRUWKHWHVWHGSRUW VHH)LJXUH 

([WUDDPSOLILFDWLRQ GE LVDSSOLHGEHWZHHQ%DVH8QLWDQG6SHFWUXP$QDO\]HULQ
RUGHUWRPHDVXUHWKHQRLVHIORRU

6HW6SHFWUXP$QDO\]HUWR
9LGHR%:
K]
5%:
NK]
$WWHQXDWLRQ
GE
6SDQ
K]
&HQWHUIUHT
5HIHUWR
3URGXFW6SHF
5HIOHYHO
GEP
0DUNHUQRLVH 21

7KHQRLVHILJXUHLVIRUPXODWHGDV*V\VWHPQRLVHIORRU
 2QWKH5+8DOOXQXVHGSRUWVPXVWEHWHUPLQDWHGZLWKRKPORDG 
 
,QIRUPDWLRQFRQWDLQHGLQWKLVGRFXPHQWLVFRQILGHQWLDODQGSURSULHWDU\WR)R[FRP:LUHOHVV/WGDQG
PD\QRWEHGLVFORVHGRUGXSOLFDWHGZLWKRXWWKHH[SUHVVHGSHUPLVVLRQRI)R[FRP:LUHOHVV/WG

'RFXPHQW1R)
/LWHQQDÂ¥,QVWDOODWLRQ*XLGH
5HTXLUHG(TXLSPHQW
5)
,Q
2SW
2XW
 
 
6SHFWUXP
$QDO\]HU
 
$03
%DVH8QLW
8SOLQN
'&
,Q
9
5)
2XW
2SW
,Q
5HPRWH+XE8QLW
'&
,Q
9
)LJXUH±8SOLQN1HWZRUN7HVW
,QIRUPDWLRQFRQWDLQHGLQWKLVGRFXPHQWLVFRQILGHQWLDODQGSURSULHWDU\WR)R[FRP:LUHOHVV/WGDQG
PD\QRWEHGLVFORVHGRUGXSOLFDWHGZLWKRXWWKHH[SUHVVHGSHUPLVVLRQRI)R[FRP:LUHOHVV/WG
'RFXPHQW1R)

,QVWDOODWLRQ
/LWHQQDÂ¥,QVWDOODWLRQ*XLGH
,QVWDOODWLRQ
7KHIROORZLQJVHFWLRQVGHVFULEHWKH/LWHQQD70LQVWDOODWLRQ
x *HQHUDO,QVWDOODWLRQ
x )LEHU,QVWDOODWLRQ
x +L5LVH,QVWDOODWLRQ
x +RUL]RQWDO/D\RXW,QVWDOODWLRQ
 *HQHUDO,QVWDOODWLRQ
7KH/LWHQQD70FRPSRQHQWVQHHGWREHVHWXSIROORZHGE\SHUIRUPDQFHYHULILFDWLRQEHIRUH
LQVWDOOLQJWKHV\VWHP)R[FRP:LUHOHVVVXJJHVWVWKDWD´UDFNPRXQWDEOH6SOLFH7UD\EH
XVHGDWWKH%DVH8QLWWRIDFLOLWDWHRSWLFDOILEHUVSOLFLQJ,QWKHUDFNWKH6SOLFH7UD\LV
PRXQWHGDERYHRUEHORZWKH%DVH8QLW GHSHQGLQJRQGLUHFWLRQRIWKHLQFRPLQJFDEOHV 
6HWXSSURFHGXUHVIRUWKH/LWHQQD70%DVHDQG5HPRWHXQLWVDUHIRUWKHIROORZLQJ
LQVWDOODWLRQV
x +LJKULVHLQVWDOODWLRQ
x +RUL]RQWDO/D\RXWLQVWDOODWLRQ

)RUERWKLQVWDOODWLRQVVHWWLQJXSWKH/LWHQQD70%DVHDQG5HPRWHXQLWVFRQVLVWVRIWKH
IROORZLQJVWHSV
'HWHUPLQHDQWHQQDSODFHPHQWE\V\VWHPHQJLQHHU
3XOOFRPSRVLWHFDEOHRUVHSDUDWHILEHUDQGFRSSHUFDEOHVWKURXJKEXLOGLQJ
,QVWDOO%DVH8QLWLQ´UDFNRUZDOOPRXQW XSWR%DVH8QLWV 
,QVWDOO6SOLFH7UD\IRU%DVH8QLWLQ´UDFN RSWLRQDOZLWKLQWKHSDWFKSDQHO 
,QVWDOOSDWFKSDQHOFDELQHWZLWK6&$3&DGDSWRUVLQD´UDFNRUZDOOPRXQW
)LEHUFRQWUDFWRUVSOLFHVILEHUFDEOHWR6&$3&FRQQHFWRUL]HGSLJWDLOV
&RQQHFW0LFURFHOOWR%DVH8QLWYLDò´FRD[FDEOHRU5*RUVLPLODUZLWK:
FRQQHFWRU
&RQQHFWILEHUIURP5HPRWH+XE8QLWWR%DVH8QLW
&RQQHFW$QWHQQDVWR5HPRWH+XE8QLWò´RU´RUVLPLODUFRD[FDEOHDQGVLPLODUZLWK
:FRQQHFWRU
&RQQHFWSRZHUVXSSO\WR%DVH8QLWDQG5HPRWH+XE8QLW UHIHUWRSRZHUSODQQLQJ 
,QIRUPDWLRQFRQWDLQHGLQWKLVGRFXPHQWLVFRQILGHQWLDODQGSURSULHWDU\WR)R[FRP:LUHOHVV/WGDQG
PD\QRWEHGLVFORVHGRUGXSOLFDWHGZLWKRXWWKHH[SUHVVHGSHUPLVVLRQRI)R[FRP:LUHOHVV/WG

'RFXPHQW1R)
/LWHQQDÂ¥,QVWDOODWLRQ*XLGH
,QVWDOODWLRQ
 )LEHU,QVWDOODWLRQ
7KHIROORZLQJSURFHGXUHGHVFULEHVWKHSURFHVVIRUVHWWLQJXSILEHURSWLFFDEOHIRUWKHV\VWHP
VHH)LJXUH 
3XOOILEHURSWLFFDEOHDQG'&FDEOHWKURXJKEXLOGLQJVWUXFWXUH
,QVWDOOVSOLFHWUD\ LQ´UDFNZKHQXVHG QHDU%DVH8QLW
1HDU%DVH8QLWLQVWDOOSDWFKSDQHOFDELQHW 6&$3&DGDSWRUV IRUILEHURSWLFFDEOH
FRQQHFWLRQV
&RQQHFW  SLJWDLOEHWZHHQVSOLFHWUD\DQGSDWFKSDQHOFDELQHW
&RQQHFW6&$3&MXPSHUVEHWZHHQWKHFRUUHVSRQGLQJ%DVH8QLWDQGSDWFKSDQHO
,QVWDOOVSOLFHER[QHDU5+8 UHIHUWRRSWLFSODQQLQJ 
&RQQHFWILEHURSWLFFDEOHWRVSOLFHER[DQG  SLJWDLOVWR5+8
,QIRUPDWLRQFRQWDLQHGLQWKLVGRFXPHQWLVFRQILGHQWLDODQGSURSULHWDU\WR)R[FRP:LUHOHVV/WGDQG
PD\QRWEHGLVFORVHGRUGXSOLFDWHGZLWKRXWWKHH[SUHVVHGSHUPLVVLRQRI)R[FRP:LUHOHVV/WG
'RFXPHQW1R)

,QVWDOODWLRQ
/LWHQQDÂ¥,QVWDOODWLRQ*XLGH
)LEHUV
VSOLFH
ER[
5+8
)ORRU
5+8
)ORRU
5+8
)ORRU
3LJ7DLO
-XPSHUV
SDFWKSDQHO
)LEHUV
VSOLFHWUD\
%8
)LEHU
2SWLF
&DEOH
VSOLFH
ER[
5+8
)ORRU
)LJXUH±([DPSOH/LWHQQD70,QVWDOODWLRQ ILEHUDQG[RD[ 
,QIRUPDWLRQFRQWDLQHGLQWKLVGRFXPHQWLVFRQILGHQWLDODQGSURSULHWDU\WR)R[FRP:LUHOHVV/WGDQG
PD\QRWEHGLVFORVHGRUGXSOLFDWHGZLWKRXWWKHH[SUHVVHGSHUPLVVLRQRI)R[FRP:LUHOHVV/WG

'RFXPHQW1R)
/LWHQQDÂ¥,QVWDOODWLRQ*XLGH
,QVWDOODWLRQ
 )LEHURSWLF&DEOH
%HIRUHFRQQHFWLQJWKHFDEOH
 :LSHWKHFRQQHFWRUXVLQJ(DV\&OHDQ
 1RWHWKHSRODULW\NH\RIWKHRSWLFDOFRQQHFWRUEHIRUHLQVHUWLQJ
7RFRQQHFWWKHFDEOH
 /LQH8SWKH3RODULW\.H\
 ,QVHUWWKHFRQQHFWRU
 /LWHQQD70,QVWDOODWLRQ3DUWV/LVW
7KHIROORZLQJSDUWVDUHQHHGHGIRUVHWWLQJXSWKH/LWHQQD70%DVHDQG5HPRWH+XE8QLWV$
ILEHUFRQWUDFWRUKDQGOHVFDEOHVSOLFLQJLQRUGHUWRFRQQHFWWKHXQLWV7KHILEHUFRQWUDFWRU
QHHGVWRXVHWKHSDUWVOLVWIURP7DEOHWRDUUDQJHDOOHTXLSPHQWQHFHVVDU\IRUVHWWLQJXSDQG
LQVWDOOLQJWKH/LWHQQD70
7DEOH/LWHQQD70,QVWDOODWLRQ3DUWV/LVW
7KHIROORZLQJWDEOHVUHIHUWRDIORRUEXLOGLQJ
,QIRUPDWLRQFRQWDLQHGLQWKLVGRFXPHQWLVFRQILGHQWLDODQGSURSULHWDU\WR)R[FRP:LUHOHVV/WGDQG
PD\QRWEHGLVFORVHGRUGXSOLFDWHGZLWKRXWWKHH[SUHVVHGSHUPLVVLRQRI)R[FRP:LUHOHVV/WG
'RFXPHQW1R)

,QVWDOODWLRQ
/LWHQQDÂ¥,QVWDOODWLRQ*XLGH
(TXLSPHQW
&RD[FDEOH SHUP 
$QWHQQD
2SWLFDOFDEOH[ ILEHUV 
3DWFKSDQHOFDELQHWZLWK6&$3&
DGDSWRUV
6SOLFHER[
6SOLFHWUD\
PRSWLFDOMXPSHUVZLWK6&$3&
FRQQHFWRU
P3LJWDLOZLWK6&$3&
FRQQHFWRUV % 
P3LJWDLOZLWK6&$3&
FRQQHFWRUV % 
P3LJWDLOZLWK6&$3&
FRQQHFWRUV 5 
(OHFWULFLW\FDEOHV SHUP 
(OHFWULFLW\GXFWV SHUP 
&RD[FRQQHFWRUVQW\SH
'HVFULSWLRQ
&RQQHFW5+8WR
DQWHQQD
2SWLFFDEOHIRUVKRUW
GLVWDQFH SURWHFWHG
HQYLURQPHQWV WLJKW
EXIIHUW\SH 
&RQQHFWMXPSHUVWR
EDVHDQGSLJWDLOVWR
VSOLFHWUD\
&RQQHFWVRSWLFFDEOH
IURP&DELQHWDQG
SLJWDLOVWR5+8
7UD\ FRQQHFWV
FDEOHRSWLFDQG
SLJWDLOVQHDUEDVHXQLW
&RQQHFWSDWFKSDQHOWR
EDVHXQLW
&RQQHFWSDWFKSDQHO
DQGVSOLFHWUD\
&RQQHFWSDWFKSDQHO
DQGVSOLFHWUD\
&RQQHFWV5+8DQG
VSOLFHER[
'HOLYHUVSRZHUWR
XQLWV
'XFWVIRUPRYLQJ
FDEOHVWKRXJK
EXLOGLQJ
&DEOHFRQQHFWRUV
4XDQWLW\
$VQHHGHG
&RPPHQW
$VSODQQHG 
7RWDO P 


SHU
IORRUV


,QVRPH
FDVHVLQ
SDWFKSDQHO



$FFRUGLQJ
WROHQJWK
$FFRUGLQJ
WROHQJWK
DVQHHGHG
,IQHHGHG
7DEOH/LWHQQD70,QVWDOODWLRQ/DERU/LVW
/DERU
,QVWDOOLQJVSOLFHER[
VSOLFLQJILEHUV
,QVWDOOLQJSDWFKSDQHO
FDELQHWVSOLFLQJ
ILEHUV
,QVWDOOLQJ)R[FRP
'HVFULSWLRQ
,QVWDOOLQJWKHER[DQG
RSHQLQJILEHUVDW5+8
,QVWDOODWLRQRIWKHER[
DQGRSHQLQJILEHUVDW
EDVH
,QVWDOOLQJ%DVH8QLWVDQG
4XDQWLW\

&RPPHQW

,QIRUPDWLRQFRQWDLQHGLQWKLVGRFXPHQWLVFRQILGHQWLDODQGSURSULHWDU\WR)R[FRP:LUHOHVV/WGDQG
PD\QRWEHGLVFORVHGRUGXSOLFDWHGZLWKRXWWKHH[SUHVVHGSHUPLVVLRQRI)R[FRP:LUHOHVV/WG

'RFXPHQW1R)
/LWHQQDÂ¥,QVWDOODWLRQ*XLGH
:LUHOHVVHTXLSPHQW
,QVWDOOLQJRSWLFFDEOH
SHUP 
,QVWDOOLQJFRD[FDEOH
,QVWDOOLQJHOHFWULFLW\
GXFWV SHUP 
,QVWDOOLQJHOHFWULFLW\
FDEOHV
6\VWHPFKHFNLQJDQG
UHSRUW

,QVWDOODWLRQ
5+8V
3XOODQGLQVWDOORSWLF
FDEOHWKURXJKEXLOGLQJ
,QVWDOOFDEOHRQIORRUV
,QVWDOOFDEOHVWKURXJK
GXFWVLQEXLOGLQJ
,QVWDOOFDEOHVWKURXJK
GXFWVLQEXLOGLQJ
7URXEOHVKRRWLQJDQG
ZDONWHVW
,IQHHGHG
GD\
,QIRUPDWLRQFRQWDLQHGLQWKLVGRFXPHQWLVFRQILGHQWLDODQGSURSULHWDU\WR)R[FRP:LUHOHVV/WGDQG
PD\QRWEHGLVFORVHGRUGXSOLFDWHGZLWKRXWWKHH[SUHVVHGSHUPLVVLRQRI)R[FRP:LUHOHVV/WG
'RFXPHQW1R)

,QVWDOODWLRQ
/LWHQQDÂ¥,QVWDOODWLRQ*XLGH
 +LJK5LVH,QVWDOODWLRQ
,QDKLJKULVHLQVWDOODWLRQDOO%DVH8QLWVDUHSODFHGLQWKHVDPHORFDWLRQ7KH%DVH8QLWVDUH
FRQQHFWHGWRWKH%765%6VHH%765%6FRQQHFWLRQ SDJH $Q5+8LVORFDWHGRQHYHU\
IORRU7KHILEHURSWLFFDEOHUXQVIURPWKH%DVH8QLWWRHYHU\IORRUDQGWHUPLQDWHVDWWKHVSOLFH
ER[ORFDWHGRQHYHU\WKUHHIORRUVRIWKHEXLOGLQJ1RUPDOO\HYHU\VSOLFHER[FRQQHFWVWKUHH
5+8V)URPWKHVSOLFHER[WKHILEHURSWLFMXPSHUVFRQQHFWVWRWKHDVVRFLDWHG5+8)URP
HDFK5+8DFRD[FDEOHGHOLYHUVWKHVLJQDOWRWKHDQWHQQD
)LJXUH±+LJK5LVH,QVWDOODWLRQ
,QIRUPDWLRQFRQWDLQHGLQWKLVGRFXPHQWLVFRQILGHQWLDODQGSURSULHWDU\WR)R[FRP:LUHOHVV/WGDQG
PD\QRWEHGLVFORVHGRUGXSOLFDWHGZLWKRXWWKHH[SUHVVHGSHUPLVVLRQRI)R[FRP:LUHOHVV/WG

'RFXPHQW1R)
/LWHQQDÂ¥,QVWDOODWLRQ*XLGH
,QVWDOODWLRQ
 +RUL]RQWDO/D\RXW,QVWDOODWLRQ
,QDKRUL]RQWDOOD\RXWLQVWDOODWLRQRQHILEHURSWLFFDEOHFRQQHFWVWKH%DVH8QLWWRHYHU\
LQVWDOOHG5+87KHILEHURSWLFFDEOHWHUPLQDWHVDWDVSOLFHER[ORFDWHGQHDUWKH5+8DQG
IURPWKHVSOLFHER[FRQQHFWVWRWKHDVVRFLDWHG5+8
5+8
5+8
&(//
6,7(
%8
&(//
6,7(
%$6(
81,7
)LJXUH±+RUL]RQWDO/D\RXW,QVWDOODWLRQ
,QIRUPDWLRQFRQWDLQHGLQWKLVGRFXPHQWLVFRQILGHQWLDODQGSURSULHWDU\WR)R[FRP:LUHOHVV/WGDQG
PD\QRWEHGLVFORVHGRUGXSOLFDWHGZLWKRXWWKHH[SUHVVHGSHUPLVVLRQRI)R[FRP:LUHOHVV/WG
'RFXPHQW1R)

2SWLFDODQG5)&RQQHFWLRQV
/LWHQQDÂ¥,QVWDOODWLRQ*XLGH
2SWLFDODQG5)&RQQHFWLRQV
7KHIROORZLQJVHFWLRQVGHVFULEHWKH/LWHQQD70RSWLFDODQG5)FRQQHFWLRQV
x %DVH8QLW
x 5HPRWH+XE8QLW
 %DVH8QLW
7KHUHDUHWZRVHWXSRSWLRQVIRUWKH%DVH8QLW
x %765%6ZLWKRQHSRUW
x %765%6ZLWKWZRSRUWV
 %765%6ZLWKRQHSRUW
 %765%6PXVWEHFRQQHFWHGWRDGXSOH[HU VWDQGDUG 
 7KHGRZQOLQNSRUWLVFRQQHFWHGWKURXJKDWWHQXDWRUVWRWKHLQSXWRQWKH%DVH8QLW
DFFRUGLQJWRWKHUHTXLUHGLQSXWSRZHU
 :KHQPRUHWKDQRQH%DVH8QLWLVXVHGVSOLWWHUVDUHUHTXLUHGWRFRQQHFWWRWKHRWKHU
%DVH8QLWLQSXWV
7KHXSOLQNZLOORQO\FRPELQHWKHUHTXLUHGSRUWVDQGFRQQHFWHGWRWKHGXSOH[HUXSOLQN
SRUW
 &RQQHFWWKHILEHURSWLFFDEOHVIURPWKH%DVH8QLWWRWKH5+8VWKURXJKWKHSDWFKSDQHO
FDELQHW
 &RQQHFWWKHSRZHUVXSSO\WRWKHXQLWVDFFRUGLQJWRSRZHUGHVLJQSODQQLQJ
$WWHQXDWRU
'XSOH[HU
%76
ZD\
%8
)LJXUH±%765%6ZLWK2QH3RUW
$WWHQXDWRU
'XSOH[HU
%76
ZD\
%8
,QIRUPDWLRQFRQWDLQHGLQWKLVGRFXPHQWLVFRQILGHQWLDODQGSURSULHWDU\WR)R[FRP:LUHOHVV/WGDQG
PD\QRWEHGLVFORVHGRUGXSOLFDWHGZLWKRXWWKHH[SUHVVHGSHUPLVVLRQRI)R[FRP:LUHOHVV/WG

'RFXPHQW1R)
/LWHQQDÂ¥,QVWDOODWLRQ*XLGH
2SWLFDODQG5)&RQQHFWLRQV
)LJXUH±%765%6ZLWK7ZR3RUWV
 %765%6ZLWKRQHSRUW
 7KH%765%6GRZQOLQNSRUWVKRXOGEHFRQQHFWHGYLD: 5* FRD[FDEOHWR
WKH%DVH8QLWLQSXW
 7KHFRD[FDEOHFRPLQJIURPWKH%765%6VKRXOGEHVSOLWWRDOO%DVH8QLWLQSXWSRUWV
 7KHLQSXWSRZHUIRUWKH%DVH8QLWVKRXOGEHFDOFXODWHGWRPHHWWKHSURGXFW
VSHFLILFDWLRQV
 )RUWKHXSOLQNRQO\WKHQHFHVVDU\SRUWVZLOOEHFRPELQHGDQGFRQQHFWHGWRWKH
%765%6XSOLQNSRUW
DOOFDEOHVDUHFRD[MXPSHUV PDOHWRPDOH: 
%/2&.',$*5$0
 5HPRWH+XE8QLW
 )RU'RZQOLQNFRQQHFWWKHILEHURSWLFFDEOHSLJWDLOVIURPVSOLFHER[FRPLQJIURPWKH
%DVH8QLWSRUWWRWKHFRUUHVSRQGLQJ5HPRWH+XE8QLWSRUW
 &RQQHFWWKH5HPRWH+XE8QLWWRDQWHQQDVDFFRUGLQJWRWKH5)HQJLQHHUVGHVLJQ XS
WRDQWHQQDVSHU5+8 
 )RU8SOLQNFRQQHFWWKHILEHURSWLFFDEOHSLJWDLOVIURPVSOLFHER[IURPWKH5HPRWH+XE
8QLWWRWKHXSOLQNSRUWWKDWFRQQHFWVWRWKH%DVH8QLW
 &RQQHFWWKHSRZHUVXSSO\WRHDFK5+8DFFRUGLQJWRSRZHUGHVLJQSODQQLQJ
,QIRUPDWLRQFRQWDLQHGLQWKLVGRFXPHQWLVFRQILGHQWLDODQGSURSULHWDU\WR)R[FRP:LUHOHVV/WGDQG
PD\QRWEHGLVFORVHGRUGXSOLFDWHGZLWKRXWWKHH[SUHVVHGSHUPLVVLRQRI)R[FRP:LUHOHVV/WG
'RFXPHQW1R)

$ODUP0RQLWRULQJ
/LWHQQDÂ¥,QVWDOODWLRQ*XLGH
$ODUP0RQLWRULQJ
7KH%8KDVDSLQ'W\SHFRQQHFWRUWKDWLVFRQQHFWHGWRGU\FRQWDFWUHOD\V %8 (DFK
RIWKHUHOD\VLQGLFDWHVWKHVWDWXVRIWKHOLQNEHWZHHQWKH%8DQGRQHRIWKH5+8V7KLV
FDSDELOLW\SURYLGHVWKHVWDWXVRIWKHRSWLFDOFRPPXQLFDWLRQV7KHUHOD\FRQQHFWLRQVRQWKH
SLQ'W\SHFRQQHFWRUFDQEHFRQQHFWHGGLUHFWO\WRWKH%76DODUPUHOD\VDQGFDQEH
FRQWUROOHGIURPWKHUHPRWHHQG
,QRUGHUWRWUDQVPLWWKH/LWHQQDV\VWHPDVD³PDMRUDODUP´DOOGU\FRQWDFWSLQVQHHGWREH
FRQQHFWHGLQDVHULDO FDVFDGH IRUPDWLRQIRU1RUPDOO\&ORVHGDODUP
$OOGU\FRQWDFWVQHHGWREHFRQQHFWHGLQSDUDOOHOIRUPDWLRQIRU1RUPDOO\2SHQDODUP
1RWH
)RUIXUWKHULQIRUPDWLRQFRQWDFW)R[FRP:LUHOHVV
7DEOH3LQ$ODUP3LQRXWV
3LQ

























7\SHRI$ODUP
'U\&RQWDFW
'U\&RQWDFW
2SHQ&ROOHFWRU
'U\&RQWDFW
'U\&RQWDFW
2SHQ&ROOHFWRU
'U\&RQWDFW
'U\&RQWDFW
2SHQ&ROOHFWRU
'U\&RQWDFW
'U\&RQWDFW
2SHQ&ROOHFWRU
'U\&RQWDFW
'U\&RQWDFW
2SHQ&ROOHFWRU
'U\&RQWDFW
'U\&RQWDFW
2SHQ&ROOHFWRU
'U\&RQWDFW
'U\&RQWDFW
2SHQ&ROOHFWRU
'U\&RQWDFW
'U\&RQWDFW
2SHQ&ROOHFWRU

3RUW

























,QIRUPDWLRQFRQWDLQHGLQWKLVGRFXPHQWLVFRQILGHQWLDODQGSURSULHWDU\WR)R[FRP:LUHOHVV/WGDQG
PD\QRWEHGLVFORVHGRUGXSOLFDWHGZLWKRXWWKHH[SUHVVHGSHUPLVVLRQRI)R[FRP:LUHOHVV/WG

'RFXPHQW1R)
/LWHQQDÂ¥,QVWDOODWLRQ*XLGH
R HU XSSO IRU/LWHQQD
3RZHU6XSSO\IRU/LWHQQD
7KHSRZHUVXSSOLHVWRGULYHWKH/LWHQQDFDQEHSXUFKDVHGIURP)R[FRP:LUHOHVV7KH
SRZHUVXSSOLHVZLOOEHLQVWDOOHGLQWRDUDFNRUPRXQWHGRQDZDOODQGZLOOSURYLGH
SRZHUIRUERWKWKH%DVH8QLWVDQG5HPRWH+XE8QLWV
:9'&$&'&FRQYHUWHUVSURYLGHSRZHUIRUWKH/LWHQQDV\VWHPDVVKRZQLQ
WKHH[DPSOHLQ)LJXUH
PP
5+8
5+8
PP
5+8
5+8
PP
5+8
5+8
%8
9'&
$&'&

9$&
9'&
$&'&

9$&
PP
%$6(
67$7,21
%8
PP
PP
PP
9'&
$&'&

9$&
9'&
$&'&

9$&
)LJXUH±(;$03/('&3RZHU6XSSO\LQ+LJK5LVH,QVWDOODWLRQ
,QIRUPDWLRQFRQWDLQHGLQWKLVGRFXPHQWLVFRQILGHQWLDODQGSURSULHWDU\WR)R[FRP:LUHOHVV/WGDQG
PD\QRWEHGLVFORVHGRUGXSOLFDWHGZLWKRXWWKHH[SUHVVHGSHUPLVVLRQRI)R[FRP:LUHOHVV/WG
'RFXPHQW1R)

3RZHU6XSSO\IRU/LWHQQD
/LWHQQDÂ¥,QVWDOODWLRQ*XLGH
7KHSRZHUVXSSO\WKDWGULYHVWKH/LWHQQDŒV\VWHPFDQEHSXUFKDVHGIURP)R[FRP:LUHOHVV
)RXUSRZHUVXSSO\RSWLRQVDUHDYDLODEOH
 2SWLRQ2QH
,QWKLVRSWLRQWKH%8LVFRQQHFWHGWRWKHSRZHUVXSSO\YLDHOHFWULFDOFDEOHV,QRUGHUWRSRZHU
WKH5+8IURPWKH3RZHUVXSSO\WZRFRSSHUHOHFWULFDOZLUHVUXQQLQJWKURXJKWKHEXLOGLQJ
VHSDUDWHO\IURPWKHILEHURSWLFFDEOHV VXSSO\SRZHUWRHDFK5+8LQSDUDOOHO)RUWKLV
FRQILJXUDWLRQHOHFWULFDOSRZHUFDOFXODWLRQVQHHGWREHPDGH7KLVRSWLRQLVVKRZQLQ)LJXUH

 2SWLRQ7ZR
7KLVSRZHUVXSSO\LVORFDWHGQHDUWKH%87KH3RZHUVXSSO\ZLOOGULYHWKH%8DQG5+8V
7RSURYLGHSRZHUWKH%8LVFRQQHFWHGWRWKHSRZHUVXSSO\YLDHOHFWULFDOFDEOHV7RVXSSO\
SRZHUWRWKH5+8DFRPSRVLWHFDEOHLVXVHG FRPSRVLWHFDEOHFRQWDLQVWZRILEHUFDEOHVDQG
WZRFRSSHUHOHFWULFDOZLUHVLQWKHVDPHMDFNHW )RUWKLVFRQILJXUDWLRQHOHFWULFDOSRZHU
FDOFXODWLRQVQHHGWREHPDGH6HHH[DPSOHLQ)LJXUH
 2SWLRQ7KUHH
,QWKLVRSWLRQWKHSRZHUVXSSO\W\SHLVDVWDQGDORQHFRQILJXUDWLRQ3RZHUIRUERWKWKH
%8DQG5+8VZLOOEHVXSSOLHGVHSDUDWHO\,QWKLVFRQILJXUDWLRQHDFKXQLWZLOOEHFR
ORFDWHGZLWKDSRZHUVXSSO\7KLVZLOOQRWUHTXLUHORQJHOHFWULFDOFDEOHUXQV
7DEOH3RZHU6XSSO\2SWLRQV
0DWHULDOV
/RFDOSRZHUVXSSO\
5HPRWHSRZHUVXSSO\ QRUHGXQGDQF\ 
5HPRWHSRZHUVXSSO\ IXOO\UHGXQGDQW 
5HPRWHSRZHUVXSSO\ IXOO\UHGXQGDQW 
0RGHO
/36$
5361
5365
5365
,QIRUPDWLRQFRQWDLQHGLQWKLVGRFXPHQWLVFRQILGHQWLDODQGSURSULHWDU\WR)R[FRP:LUHOHVV/WGDQG
PD\QRWEHGLVFORVHGRUGXSOLFDWHGZLWKRXWWKHH[SUHVVHGSHUPLVVLRQRI)R[FRP:LUHOHVV/WG

'RFXPHQW1R)
/LWHQQDÂ¥,QVWDOODWLRQ*XLGH
2SWLFDO7HVW3URFHGXUH
2SWLFDO7HVW3URFHGXUH
7KLVVHFWLRQGHVFULEHVWKHPHWKRGVDSSOLHGWRWHVWILEHURSWLFFDEOH¶VRSWLFDOLQVHUWLRQORVVDQG
UHWXUQORVV
 )LEHURSWLF&DEOH7HVW
'XHWRWKHH[WHQGHGGLVWDQFHVWKDWDQDORJVLJQDOWUDQVPLVVLRQVWUDYHORQFDEOHWKHPDMRU
FKDOOHQJHLVWRGHWHUPLQHWKHVWDWXVRIWKHFDEOH
,QRUGHUWRGHWHUPLQHWKDWWKHFDEOHVDUHIXQFWLRQLQJWHFKQLFDOSHUVRQQHOQHHGWRSHUIRUP
RSWLFDOSRZHUWHVWV
7KHRSWLFDOSRZHUWHVWVFRYHUHGLQWKLVGRFXPHQWDUH
x 2SWLFDOLQVHUWLRQORVVPHDVXUHPHQWWHVW
x 2SWLFDOUHWXUQORVVPHDVXUHPHQWWHVW
,QRUGHUWRH[SODLQWKHWHVWLQJSURFHGXUHVWKHWHUPVUHODWHGWRWKHVHWHVWVQHHGWREH
H[SODLQHG
 )LEHURSWLF&DEOH±7HUPV
)LEHURSWLFFDEOHLVSURGXFHGLQDYDULHW\RIIRUPDWVZLWKGLIIHUHQWFKDUDFWHULVWLFV7KH
IROORZLQJWHUPVGHILQHWKHYDULRXVDVSHFWVRIILEHURSWLFFDEOH
x )LEHURSWLFFDEOH
x -DFNHW
x %XIIHU
x )LEHU
x 2SWLFDOILEHU
x &RUH
x &ODG
x 6LQJOHPRGH
x 0XOWLPRGH
x )LEHURSWLFFRQQHFWLRQ
x 6SOLFH
i )XVLRQ
i 0HFKDQLFDO
x &RQQHFWRU
x %HQGLQJ/RVV
x 0LQLPXPEHQGLQJUDGLXV
x &RXSOHU
,QIRUPDWLRQFRQWDLQHGLQWKLVGRFXPHQWLVFRQILGHQWLDODQGSURSULHWDU\WR)R[FRP:LUHOHVV/WGDQG
PD\QRWEHGLVFORVHGRUGXSOLFDWHGZLWKRXWWKHH[SUHVVHGSHUPLVVLRQRI)R[FRP:LUHOHVV/WG
'RFXPHQW1R)

2SWLFDO7HVW3URFHGXUH
/LWHQQDÂ¥,QVWDOODWLRQ*XLGH
 2SWLFDO)LEHU
)LEHURSWLFFDEOHLVGHVFULEHGE\WKHDPRXQWRIILEHUVFRQWDLQHGZLWKLQ
7KHFDEOHGHVFULEHGE\WKHIROORZLQJWHUPV
x *ODVV
x %XIIHU
x -DFNHW
*ODVV
*ODVVLVWKHPLGGOHILEHULQWKHFDEOH7KHGDWDVHQWRYHUWKHFDEOHWUDYHOVWKURXJKWKHJODVV
%XIIHU
7KHEXIIHULVWKHSODVWLFFRDWLQJWKDWFRYHUVWKHILEHURSWLFFDEOH7KHEXIIHUSURWHFWVWKHJODVV
IURPPRLVWXUHDQGRWKHUGDPDJH
-DFNHW
7KHMDFNHWFRYHUVWKHEXIIHUSURYLGLQJJUHDWHUSURWHFWLRQWRWKHJODVV
7KHILEHUFRQVLVWVRI
x &RUH
x &ODG
7KHFHQWUDOSDUWRIDILEHULVNQRZQDVWKHFRUHDQGWKHPDWHULDOVXUURXQGLQJWKHFRUHLVNQRZ
DVWKHFODG7KHFODGKDVDORZHULQGH[RIUHIUDFWLRQWKDQWKHFRUHDOORZLQJOLJKWWREH
FRPSOHWHO\UHIOHFWHGRIIWKHVXUIDFHEHWZHHQWKHFRUHDQGWKHFODG$VDUHVXOWSURSDJDWHG
OLJKWUHPDLQVHQWLUHO\ZLWKLQWKHFRUH7KHFURVVVHFWLRQRIWKHFDEOHLVH[SUHVVHGDVWKHFRUH
GLDPHWHUIROORZHGE\WKHFODGGLDPHWHU)RUH[DPSOHDILEHUKDVDFRUHGLDPHWHURIP
PDQGDFODGGLDPHWHURIPP
FODG
FRUH
FODG
PPPP
)LJXUH±)LEHURSWLF&DEOH6WUXFWXUH
,QIRUPDWLRQFRQWDLQHGLQWKLVGRFXPHQWLVFRQILGHQWLDODQGSURSULHWDU\WR)R[FRP:LUHOHVV/WGDQG
PD\QRWEHGLVFORVHGRUGXSOLFDWHGZLWKRXWWKHH[SUHVVHGSHUPLVVLRQRI)R[FRP:LUHOHVV/WG

'RFXPHQW1R)
/LWHQQDÂ¥,QVWDOODWLRQ*XLGH
2SWLFDO7HVW3URFHGXUH
7KHFDEOHVDUHDYDLODEOHLQWZRGLIIHUHQWPRGHVHDFKZLWKGLIIHUHQWSURSDJDWLRQSURSHUWLHV
3URSHUW\
6LQJOHPRGH
0XOWLPRGH
0XOWLPRGH
&RUH
&ODG
PP
PP
PP
PP
PP
PP
$WWHQXDWLRQ
G%.P
G%.P
#QP
6LQJOHPRGH
ILEHU
O
 
0XOWLPRGHILEHU
O
O
O
 
)RULOOXVWUDWLRQRQO\ 
)LJXUH±6LQJOHPRGH0XOWLPRGH)LEHUV
 &RQQHFWLQJ)LEHURSWLF&DEOH
7KHIROORZLQJDUHQHHGHGLQRUGHUWRFDUU\RXWDILEHURSWLFFRQQHFWLRQ
x 6SOLFH
x &RQQHFWRU
6SOLFH
$VSOLFHFRQVLVWVRIFXWWLQJWKHILEHURSWLFFDEOHDFURVVWKHFDEOH¶VGLDPHWHUDQGFRPELQLQJ
WKHRSHQLQJZLWKDQRWKHUILEHURSWLFFDEOH
$VSOLFHFDQEHFDUULHGRXWLQWKHIROORZLQJPHWKRGV
)XVLRQ±IROORZLQJWKHVSOLFHWKHFDEOHVDUHZDUPHGDQGWKHWZRILEHURSWLFFDEOHVDUHPHOWHG
WRJHWKHU
0HFKDQLFDO±IROORZLQJWKHVSOLFHDKDUGFRQQHFWLRQLVPDGHEHWZHHQWKHWZRILEHURSWLF
FDEOHV
,QIRUPDWLRQFRQWDLQHGLQWKLVGRFXPHQWLVFRQILGHQWLDODQGSURSULHWDU\WR)R[FRP:LUHOHVV/WGDQG
PD\QRWEHGLVFORVHGRUGXSOLFDWHGZLWKRXWWKHH[SUHVVHGSHUPLVVLRQRI)R[FRP:LUHOHVV/WG
'RFXPHQW1R)

2SWLFDO7HVW3URFHGXUH
/LWHQQDÂ¥,QVWDOODWLRQ*XLGH
&RQQHFWRU
,QRUGHUWRDGGRUFRQQHFWDGGLWLRQDOILEHURSWLFFDEOHDFRQQHFWRULVXVHGWRPDNHWKH
FRQQHFWLRQ7KHUHDUHVHYHUDOW\SHVRIFRQQHFWRUV
x )&3&
x 6&3&
x 6&$3& XVHGE\/LWHQQD 
 )LEHURSWLF&DEOH%HQGLQJ/RVV
:KHQWKHFDEOHKDVEHQGVRULQWHULRULUUHJXODULWLHVWKHQWKHRSWLFDOVLJQDOEHFRPHVZHDNHU
NQRZQDV%HQGLQJ/RVV
7KHVKDUSHUWKHEHQGWKHKLJKHUWKHORVV6XFKORVVHVLQFUHDVHWKHFDEOH¶VDWWHQXDWLRQ
1RWH
:KHQLQVWDOOLQJILEHURSWLFFDEOHWKHPLQLPXPEHQGLQJUDGLXVQHHGVWREHQRWHGLQRUGHUWR
SUHYHQWH[FHVVLYHEHQGLQJRIWKHFDEOHFDXVLQJDGGLWLRQDOORVVF
 &RXSOHU
/LJKWIURPWKHFDEOHFDQEHVSOLWRUFRPELQHGXVLQJD&RXSOHU&RXSOHUVVSOLWOLJKWZLWK
PLQLPDOORVVIURPRQHWRWZRILEHUVRUFRPELQHOLJKWIURPWZRILEHUVLQWRDVLQJOHILEHU
,QIRUPDWLRQFRQWDLQHGLQWKLVGRFXPHQWLVFRQILGHQWLDODQGSURSULHWDU\WR)R[FRP:LUHOHVV/WGDQG
PD\QRWEHGLVFORVHGRUGXSOLFDWHGZLWKRXWWKHH[SUHVVHGSHUPLVVLRQRI)R[FRP:LUHOHVV/WG

'RFXPHQW1R)
/LWHQQDÂ¥,QVWDOODWLRQ*XLGH
2SWLFDO7HVW3URFHGXUH
 )R[FRP:LUHOHVV6\VWHP&KDUDFWHULVWLFV
7KH/LWHQQDŒV\VWHPFRQVLVWVRIWKHIROORZLQJFKDUDFWHULVWLFV
x 6LQJOHPRGHILEHU
x :DYHOHQJWKQP
 )LEHURSWLF&DEOH0HDVXUHPHQW7HVWV
&DEOHFDQEHPHDVXUHGWKURXJKVHYHUDOSURFHGXUHV7KLVGRFXPHQWGHVFULEHVWKHIROORZLQJ
WHVWV
x 2SWLFDOLQVHUWLRQORVVPHDVXUHPHQWWHVW
x 2SWLFDOUHWXUQORVVPHDVXUHPHQWWHVW
7KHVHWHVWVDUHLQWHQGHGWREHSHUIRUPHGE\WHFKQLFDOSHUVRQQHOWKDWGHDOZLWK)R[FRP
:LUHOHVVV\VWHPV
2WKHUHTXLSPHQWFDQEHXVHGWRSHUIRUPWKHVHWHVWVKRZHYHUWKHUHVXOWVKDYHWREHWKHVDPH
DVZLOODSSHDULQWKHILEHURSWLFFDEOHWHVWUHVXOWVWDEOH 7DEOH DWWKHHQGRIWKLVGRFXPHQW
7KHLQVHUWLRQORVVPHDVXUHPHQWGHWHUPLQHVZKHWKHUWKHRSWLFDOVLJQDOSRZHUWUDYHOOLQJWKH
FDEOHOHQJWKLVVWURQJHQRXJKWREHUHFHLYHGE\WKHSKRWRGLRGHLQWKHUHFHLYHU
)ROORZLQJWKHFRPSOHWLRQRIWKHLQVHUWLRQORVVWHVWWKHUHWXUQORVVWHVWGHWHUPLQHVWKHRSWLFDO
VLJQDOSRZHUWKDWUHWXUQVWRWKHODVHU7KHUHWXUQSRZHUDIIHFWVWKHODVHUFKDQJLQJWKHODVHU¶V
EDVHFXUUHQW
 7HVW(TXLSPHQW
,QRUGHUWRSHUIRUPWKHVHWHVWVWKHIROORZLQJHTXLSPHQWLVQHFHVVDU\
x /LJKWVRXUFH IRUZDYHOHQJWKQPGEP 
x 2SWLFDOSRZHUPHWHU
x 2SWLFDOFRXSOHU KRVHGDQGFRQQHFWRUL]HG 
x )LEHURSWLFMXPSHU
x $GDSWHUSDUWVIRUWKHFDEOHFRQQHFWRUV
)RULQIRUPDWLRQDERXWHTXLSPHQWVXSSOLHUVFRQWDFW)R[FRP:LUHOHVV
,QIRUPDWLRQFRQWDLQHGLQWKLVGRFXPHQWLVFRQILGHQWLDODQGSURSULHWDU\WR)R[FRP:LUHOHVV/WGDQG
PD\QRWEHGLVFORVHGRUGXSOLFDWHGZLWKRXWWKHH[SUHVVHGSHUPLVVLRQRI)R[FRP:LUHOHVV/WG
'RFXPHQW1R)

2SWLFDO7HVW3URFHGXUH
/LWHQQDÂ¥,QVWDOODWLRQ*XLGH
 2SWLFDO,QVHUWLRQ/RVV0HDVXUHPHQW7HVW
7KHRSWLFDOLQVHUWLRQORVVPHDVXUHPHQWWHVWVWKHDWWHQXDWLRQRIWKHFDEOH7KHLQVHUWLRQORVV¶
YDOXHVKRXOGEHPLQLPDODQGUHPDLQLQVFDOHWRG%.P
7KHLQVHUWLRQORVVPHDVXUHPHQWFDQEHSHUIRUPHGLQWZRPHWKRGV
x 7ZRSRLQWWHVW
x 6LQJOHSRLQWWHVW
 0HWKRG7ZR3RLQW7HVW
&RQQHFWLRQGHVFULSWLRQ/LJKWVRXUFHFRQQHFWHGDWRQHHQGRIWKHFDEOHDQGDQRSWLFDOSRZHU
PHWHUDWWKHRWKHUHQG
/LJKW
VRXUFH
2SWLFDO
SRZHU
PHWHU
)LJXUH±7ZR3RLQW7HVW
&RQQHFWOLJKWVRXUFHGLUHFWO\WRWKHRSWLFDOSRZHUPHWHU
0HDVXUHOLJKWVRXUFHVLJQDOSRZHUYHULI\LQJSRZHURIG%P
&RQQHFWOLJKWVRXUFHWRFDEOHHQG
&RQQHFWRSWLFDOSRZHUPHWHUWRFDEOHDWRWKHUHQG
0HDVXUHOLJKWVRXUFHVLJQDOSRZHUXVLQJWKHRSWLFDOSRZHUPHWHU
&DOFXODWHWKHGLIIHUHQFHEHWZHHQWZRVLJQDOV G% 
,QVHUWLRQORVV
G%  /LJKWVRXUFHVLJQDODWRQHHQG G%P± 0HDVXUHGVLJQDODWRWKHUHQG G%P
,QIRUPDWLRQFRQWDLQHGLQWKLVGRFXPHQWLVFRQILGHQWLDODQGSURSULHWDU\WR)R[FRP:LUHOHVV/WGDQG
PD\QRWEHGLVFORVHGRUGXSOLFDWHGZLWKRXWWKHH[SUHVVHGSHUPLVVLRQRI)R[FRP:LUHOHVV/WG

'RFXPHQW1R)
/LWHQQDÂ¥,QVWDOODWLRQ*XLGH
2SWLFDO7HVW3URFHGXUH
 0HWKRG6LQJOH3RLQW7HVW
&RQQHFWLRQGHVFULSWLRQ7KLVPHWKRGDVVXPHVWKDWWKHUHDUHWZRSDUDOOHOILEHUVRQWKHSDWKWR
EHWHVWHG&RQQHFWILEHUMXPSHUDWHQGRIWKHFDEOHEHLQJWHVWHGWRDQRWKHUSDUDOOHOFDEOH
&RQQHFWWKHOLJKWVRXUFHRSWLFDOSRZHUPHWHUDQGRSWLFDOMXPSHUDVVKRZQLQ)LJXUH
7KLVPHDVXUHPHQWFDQWHVWWZRFDEOHVVLPXOWDQHRXVO\
/LJKW
VRXUFH
)LEHURSWLFMXPSHU
2SWLFDO
SRZHU
PHWHU
&RQQHFWRU
)LJXUH±6LQJOH3RLQW7HVW
8VHRSWLFMXPSHUWRFRQQHFWWKHWZRFDEOHV
&RQQHFWOLJKWVRXUFHGLUHFWO\WRWKHRSWLFDOSRZHUPHWHU
0HDVXUHWKHSRZHURIOLJKWVRXUFHVLJQDOYHULI\SRZHURIG%P
&RQQHFWDOLJKWVRXUFHDQGRSWLFDOSRZHUPHWHUWRRQHHQGRIHDFKFDEOH
0HDVXUHWKHSRZHURIWKHVLJQDO
&DOFXODWHWKHGLIIHUHQFHEHWZHHQWKHWZRVLJQDOVLQG%
,QVHUWLRQORVV
G% /LJKWVRXUFHVLJQDO G%P± 0HDVXUHVLJQDO G%P
 2WKHU7HVW(TXLSPHQW
7KHRSWLFDOLQVHUWLRQORVVPHDVXUHPHQWWHVWFDQEHSHUIRUPHGZLWKPRUHVRSKLVWLFDWHG
PHDVXUHPHQWHTXLSPHQW
)RULQIRUPDWLRQRQRWKHUW\SHVRIWHVWHTXLSPHQWFRQWDFW)R[FRP:LUHOHVV
,QIRUPDWLRQFRQWDLQHGLQWKLVGRFXPHQWLVFRQILGHQWLDODQGSURSULHWDU\WR)R[FRP:LUHOHVV/WGDQG
PD\QRWEHGLVFORVHGRUGXSOLFDWHGZLWKRXWWKHH[SUHVVHGSHUPLVVLRQRI)R[FRP:LUHOHVV/WG
'RFXPHQW1R)

2SWLFDO7HVW3URFHGXUH
/LWHQQDÂ¥,QVWDOODWLRQ*XLGH
 2SWLFDO5HWXUQ/RVV0HDVXUHPHQW7HVW
&RQQHFWLRQGHVFULSWLRQ&RQQHFWDOLJKWVRXUFHDQGRSWLFDOSRZHUWRWKHLQSXWV,IWKHFRXSOHU
KDVRQHRXWSXWFRQQHFWWKHWHVWHGFDEOHWRWKLVRXWSXW,IWKHFRXSOHUKDVWZRRXWSXWVPDNHD
SLJWDLODWWKHVHFRQGRXWSXW
/LJKW
VRXUFH
2SWLFDO
SRZHU
PHWHU
 ,1287 
 &DEOH%HLQJ7HVWHG
2SWLFDO&RXSOHU
2SWLFDO7HUPLQDWRU
SLJWDLO
)LJXUH±2SWLFDO5HWXUQ/RVV0HDVXUHPHQW
 0HDVXUHPHQW3URFHGXUH
0HDVXULQJ3RZHU,QSXW7R&DEOH%HLQJ7HVWHG
 9HULI\WKDWOLJKWVRXUFHSRZHULVDWG%P
 &RQQHFWDOLJKWVRXUFHWRFRQQHFWRU
 &RQQHFWRSWLFDOSRZHUPHWHUWRFRQQHFWRU
 0HDVXUHVLJQDOSRZHU 3 SRZHUVKRXOGEHDSSUR[LPDWHO\±G%P
0HDVXULQJ&RXSOHU3RZHU/RVV
 0RYHSRZHUPHWHUIURPFRQQHFWRUWRFRQQHFWRU
 0RYHOLJKWVRXUFHIURPFRQQHFWRUWRFRQQHFWRU
 0HDVXUHSRZHUORVVRIFRXSOHU /F 
0HDVXULQJ5HWXUQ3RZHU
 0RYHOLJKWVRXUFHIURPFRQQHFWRUWRFRQQHFWRU
 &RQQHFWFDEOHEHLQJWHVWHGWRRXWSXWFRQQHFWRU
 ,IFRXSOHUKDVWZRRXWSXWVWKHQPDNHDSLJWDLODWVHFRQGRXWSXW
 ,IFDEOHLVORQJHUWKDQPHWHUWKHQFDEOHQHHGVWREHLVRODWHG
7RLVRODWHFDEOH
 )LQGSODFHQHDUWHVWSRLQWZKHUHZLQGLQJWKHFDEOHLQWRDSLJWDLOLVSRVVLEOH
 0DNHSLJWDLO
 ,IFDEOHLVVKRUWHUWKDQPHWHUWKHQYHULI\WKDWFDEOHLVGLVFRQQHFWHGDWHQG
 0HDVXUHWKHUHWXUQOLJKWSRZHU 3 FRQQHFWRU
&DOFXODWLQJ5HWXUQ/RVV
&DOFXODWHWKHGLIIHUHQFHEHWZHHQWKHVLJQDOVLQG%
5HWXUQORVV G%  3 G%P± 3 G%P /F G%
,QIRUPDWLRQFRQWDLQHGLQWKLVGRFXPHQWLVFRQILGHQWLDODQGSURSULHWDU\WR)R[FRP:LUHOHVV/WGDQG
PD\QRWEHGLVFORVHGRUGXSOLFDWHGZLWKRXWWKHH[SUHVVHGSHUPLVVLRQRI)R[FRP:LUHOHVV/WG

'RFXPHQW1R)
/LWHQQDÂ¥,QVWDOODWLRQ*XLGH
2SWLFDO7HVW3URFHGXUH
 5HVXOWV
7KHIROORZLQJWDEOHLVILOOHGLQE\WHFKQLFDOSHUVRQQHOWHVWLQJWKHILEHURSWLFFDEOHV
7DEOH)LEHURSWLF&DEOH7HVW5HVXOWV
7HVW
2SWLFDO,QVHUWLRQORVV
2SWLFDOUHWXUQORVV
0HDVXUHPHQW
3DVV5DQJH
G%.P
G%
3DVV)DLO
 6XPPDU\
,IWKHILEHUIDLOVLQWKHRSWLFDOLQVHUWLRQORVVRURSWLFDOUHWXUQORVVWHVWVWKHQWKHFRQQHFWRU
QHHGVWREHFOHDQHG&RQQHFWRUFOHDQLQJLVFDUULHGRXWDFFRUGLQJWRDVWDQGDUGFOHDQLQJ
SURFHGXUH)ROORZLQJFOHDQLQJWKHILEHUQHHGVWREHWHVWHGDJDLQ,IWKHIDLOXUHFRQWLQXHVLQ
WKHILEHUIROORZLQJFOHDQLQJWKHQWKHWHFKQLFDOSHUVRQQHOQHHGWRUHIHUWRWKHILEHURSWLFFDEOH
PDQXIDFWXUHU¶VWURXEOHVKRRWLQJJXLGH
,IWKHILEHUSDVVHVWKHRSWLFDOLQVHUWLRQORVVDQGRSWLFDOUHWXUQORVVWHVWVWKHQWKHWHVWHG
ILEHURSWLFFDEOHLVFRQVLGHUHGVXLWDEOHIRUXVHZLWK)R[FRP:LUHOHVVHTXLSPHQW
,QIRUPDWLRQFRQWDLQHGLQWKLVGRFXPHQWLVFRQILGHQWLDODQGSURSULHWDU\WR)R[FRP:LUHOHVV/WGDQG
PD\QRWEHGLVFORVHGRUGXSOLFDWHGZLWKRXWWKHH[SUHVVHGSHUPLVVLRQRI)R[FRP:LUHOHVV/WG
'RFXPHQW1R)

)LQDO7HVW
/LWHQQDÂ¥,QVWDOODWLRQ*XLGH
)LQDO7HVW
7KHIROORZLQJFKHFNOLVWVKRXOGEHFRQVXOWHGZKHQUHYLHZLQJWKHV\VWHP¶VVHWXS
x &KHFNSRZHUVXSSOLHV
x &KHFNWKDWDOO/('VDUHOLW
x &DUU\RXW:DON7HVWFKHFNLQJDOODQWHQQDORFDWLRQVDQGFKHFNLQJWKH566,SRZHUOHYHOV
DWWKRVHORFDWLRQV
 %DVH8QLWDQG5HPRWH+XE8QLW&RQQHFWLRQV
:KHQWKH/LWHQQD70LVEHLQJLQVWDOOHGWKH/('VRQWKHXQLWVFDQYHULI\WKDWWKHRSWLFDOILEHUV
DUHSHUIRUPLQJFRUUHFWO\DQGWKDWSURSHUFRQQHFWLRQVKDYHEHHQPDGH)R[FRP:LUHOHVV
UHFRPPHQGVFKHFNLQJWKHVWDWXVRIDOOFRQQHFWLRQVLQWKH/LWHQQD70V\VWHPLQRUGHUWRPDNH
VXUHWKDWWKHLQVWDOODWLRQZDVFDUULHGRXWFRUUHFWO\9HULILFDWLRQLVGRQHE\FKHFNLQJWKH/('V
RQWKH%DVHDQG5HPRWH+XE8QLWV6HH7DEOHIRUDQH[SODQDWLRQRIWKHSRVVLEOHRSWLFDO
/('SHUIRUPDQFHVWDWHVDQGKRZWRGHDOZLWKSUREOHPV
1RWH
:KHQWKH5+8QRWUHFHLYLQJOLJKWVLJQDOIURP%DVH8QLWSRZHUWRODVHULVGLVFRQQHFWHG
,QIRUPDWLRQFRQWDLQHGLQWKLVGRFXPHQWLVFRQILGHQWLDODQGSURSULHWDU\WR)R[FRP:LUHOHVV/WGDQG
PD\QRWEHGLVFORVHGRUGXSOLFDWHGZLWKRXWWKHH[SUHVVHGSHUPLVVLRQRI)R[FRP:LUHOHVV/WG

'RFXPHQW1R)
/LWHQQDÂ¥,QVWDOODWLRQ*XLGH
0DLQWHQDQFH0HFKDQLFDO$GMXVWPHQW
0DLQWHQDQFH0HFKDQLFDO$GMXVWPHQW
1RPDLQWHQDQFHUHTXLUHG
1RILQHWXQLQJUHTXLUHG
7URXEOHVKRRWLQJ
7KHIROORZLQJWDEOHVKRXOGEHFRQVXOWHGWRYHULI\SURSHURSHUDWLRQVRIDOORSWLFDO
FRQQHFWLRQV
7DEOH2SWLFDO/('6WDWHV
2SWLFDO
2XW
2SWLFDO
,Q
%DVH %DVH 5+8
8QLW 8QLW
/DVHU /LQN












6WDWH
5HDVRQV
7URXEOHVKRRWLQJ
%RWKXQLWVSHUIRUPLQJ 
%DVH8QLWVHQGLQJ

OLJKWDQG%DVH8QLW
QRWUHFHLYLQJVLJQDO
IURP5+8

'HIHFWLYHILEHU  &KHFNFRQQHFWLRQIURP5+8
FRQQHFWLRQ
WR%DVH&KHFNILEHUIRU
IURP5+8WR
EUHDNRUFULPSWHVW
%DVH8QLW
)DLOXUHLQ
 &RQWDFW&XVWRPHU6HUYLFHDW
5+8
)R[FRP:LUHOHVV
5+8QRWUHFHLYLQJ
'HIHFWLYHILEHU
&KHFNFRQQHFWLRQV7R5+8
VLJQDOIURP%DVH8QLW FRQQHFWLRQIURP
6ZLWFKWKHFDEOHFRQQHFWLRQVWR
%DVH8QLWWR5+8 PDNHVXUHFRQQHFWHGSURSHUO\
6\VWHPQRWDFWLYH
3RZHUQRWUHDFKLQJ &KHFNSRZHUFRQQHFWLRQV
DQ\XQLW
,I/('VRQWKHQ/('6KDYH
IDLOHGDWWKH%DVH8QLW
2SWLFDOFRQQHFWLRQSHUIRUPLQJFRUUHFWO\ 2SWLFDO/('OLW 
2SWLFDOFRQQHFWLRQQRWSHUIRUPLQJFRUUHFWO\ 2SWLFDO/('QRWOLW 
,QIRUPDWLRQFRQWDLQHGLQWKLVGRFXPHQWLVFRQILGHQWLDODQGSURSULHWDU\WR)R[FRP:LUHOHVV/WGDQG
PD\QRWEHGLVFORVHGRUGXSOLFDWHGZLWKRXWWKHH[SUHVVHGSHUPLVVLRQRI)R[FRP:LUHOHVV/WG
'RFXPHQW1R)

7URXEOHVKRRWLQJ
,QWHQWLRQDOO\/HIW%ODQN
LWHQQ ¥,QVWDOODWLRQ*XLGH
,QIRUPDWLRQFRQWDLQHGLQWKLVGRFXPHQWLVFRQILGHQWLDODQGSURSULHWDU\WR)R[FRP:LUHOHVV/WGDQG
PD\QRWEHGLVFORVHGRUGXSOLFDWHGZLWKRXWWKHH[SUHVVHGSHUPLVVLRQRI)R[FRP:LUHOHVV/WG

'RFXPHQW1R)
/LWHQQDÂ¥,QVWDOODWLRQ*XLGH
$SSHQGL[$/LQN0HDVXUHPHQWV)RUP
$SSHQGL[$/LQN0HDVXUHPHQWV)RUP
7RVPRRWKO\FDUU\RXWOLQNPHDVXUHPHQWVXVHWKHWDEOHWKDWDSSHDUVEHORZ$OOUHOHYDQW
SDUDPHWHUVDUHOLVWHG7KLVWDEOHDLGVV\VWHPHYDOXDWLRQDQGSURYLGHVQHFHVVDU\IHHGEDFNWR
)R[FRP:LUHOHVV
7KHIROORZLQJLVVXHVVKRXOGEHWDNHQLQWRDFFRXQW
x 0HDVXUHWKHRSWLFDOSRZHUIRUHYHU\OLQNZLWKDQRSWLFDOPHWHUDQGOLJKWVRXUFH
DFFRUGLQJWRWKHQXPEHURIOLQNVRU5+8V
x 0HDVXUHWKHW\SLFDOVLJQDOVWUHQJWK 566, IRUHYHU\LQVWDOOHGDQWHQQDV
x &KHFNFRD[FDEOHFRQQHFWLRQEHWZHHQ5+8DQGHYHU\LQVWDOOHGDQWHQQD
7DEOH/LQN0HDVXUHPHQW7DEOH
6\VWHP 3RZHU
0HWHU
/LQN
P: 
566, G%P 
&RD[&DEOH 2.)DLO 
5+8
$QW $QW $QW $QW $QW $QW $QW $QW
5+8
5+8
5+8
x
x
x
x
x
x
5HWXUQWKLVIRUPWR)R[FRP:LUHOHVV ID[ 
,QIRUPDWLRQFRQWDLQHGLQWKLVGRFXPHQWLVFRQILGHQWLDODQGSURSULHWDU\WR)R[FRP:LUHOHVV/WGDQG
PD\QRWEHGLVFORVHGRUGXSOLFDWHGZLWKRXWWKHH[SUHVVHGSHUPLVVLRQRI)R[FRP:LUHOHVV/WG
'RFXPHQW1R)


---

Source Exif Data:

File Type                       : PDF
File Type Extension             : pdf
MIME Type                       : application/pdf
PDF Version                     : 1.3
Linearized                      : No
Create Date                     : 2000:11:26 17:08:58
Producer                        : Acrobat Distiller 4.05 for Windows
Creator                         : Windows NT 4.0
Title                           : Untitled Document
Modify Date                     : 2000:12:08 05:26:25-08:00
Page Count                      : 49

EXIF Metadata provided by EXIF.tools