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Oracle®
Database

Advanced Application Developer's Guide
11g Release 2 (11.2)
E41502-06

December 2014

Oracle Database Advanced Application Developer's Guide, 11g Release 2 (11.2)
E41502-06
Copyright © 1996, 2014, Oracle and/or its affiliates. All rights reserved.
Primary Author: Sheila Moore
Contributing Authors: D. Adams, L. Ashdown, P. Huey, S. Moore, E. Paapanen, R. Strohm, R. Ward
Contributors: D. Alpern, G. Arora, T. Chang, B. Cheng, R. Day, R. Decker, G. Doherty, D. Elson, A.
Ganesh, M. Hartstein, Y. Hu, J. Huang, C. Iyer, N. Jain, V. Krishnaswamy, R. Kumar, S. Kumar, C. Lei, B.
Llewellyn, K. Mohan, V. Moore, K. Muthukkaruppan, J. Muller, R. Murthy, R. Pang, B. Sinha, S. Vemuri, W.
Wang, D. Wong
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Contents
Preface ............................................................................................................................................................ xxvii
Audience.................................................................................................................................................. xxvii
Documentation Accessibility ................................................................................................................ xxvii
Related Documents ............................................................................................................................... xxviii
Conventions ........................................................................................................................................... xxviii

What's New in Application Development? ................................................................................ xxix
Oracle Database 11g Release 2 (11.2.0.4) Feature................................................................................ xxix
Oracle Database 11g Release 2 (11.2.0.2) Feature................................................................................ xxix
Oracle Database 11g Release 2 Features............................................................................................... xxx
Oracle Database 11g Release 1 Features.............................................................................................. xxxii

Part I

SQL for Application Developers

1 Using SQL Data Types in Database Applications
Overview of SQL Data Types ................................................................................................................ 1-1
Representing Character Data ................................................................................................................. 1-2
Specifying Column Lengths as Bytes or Characters ..................................................................... 1-2
Choosing Between CHAR and VARCHAR2 Data Types ............................................................ 1-3
Representing Numeric Data................................................................................................................... 1-4
Floating-Point Number Components.............................................................................................. 1-5
Floating-Point Number Formats...................................................................................................... 1-5
Binary Floating-Point Formats.................................................................................................. 1-6
Special Values for Native Floating-Point Formats ................................................................. 1-7
Comparison Operators for Native Floating-Point Data Types ................................................... 1-8
Arithmetic Operations with Native Floating-Point Data Types ................................................. 1-8
Conversion Functions for Floating-Point Data Types .................................................................. 1-9
Client Interfaces for Native Floating-Point Data Types ............................................................ 1-10
OCI Native Floating-Point Data Types SQLT_BFLOAT and SQLT_BDOUBLE............ 1-10
Native Floating-Point Data Types Supported in ADTs ..................................................... 1-10
Pro*C/C++ Support for Native Floating-Point Data Types .............................................. 1-10
Representing Date and Time Data..................................................................................................... 1-10
Displaying Current Date and Time .............................................................................................. 1-11
Displaying and Inserting Dates in Nondefault Formats ........................................................... 1-12
Displaying and Inserting Times in Nondefault Formats .......................................................... 1-13
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Arithmetic Operations with Datetime Data Types ....................................................................
Conversion Functions for Datetime Data Types ........................................................................
Importing, Exporting, and Comparing Datetime Types ...........................................................
Representing Specialized Data...........................................................................................................
Representing Geographic Data .....................................................................................................
Representing Multimedia Data .....................................................................................................
Representing Large Amounts of Data..........................................................................................
Large Objects (LOBs) ...............................................................................................................
LONG and LONG RAW Data Types ....................................................................................
Representing Searchable Text........................................................................................................
Representing XML Data .................................................................................................................
Representing Dynamically Typed Data.......................................................................................
Representing ANSI, DB2, and SQL/DS Data .............................................................................
Representing Conditional Expressions as Data ..............................................................................
Identifying Rows by Address .............................................................................................................
Querying the ROWID Pseudocolumn .........................................................................................
ROWID Data Type ..........................................................................................................................
Restricted Internal ROWID Format.......................................................................................
Extended Internal ROWID Format........................................................................................
External Binary Internal ROWID Format.............................................................................
UROWID Data Type .......................................................................................................................
How Oracle Database Converts Data Types....................................................................................
Data Type Conversion During Assignments ..............................................................................
Data Type Conversion During Expression Evaluation .............................................................
Metadata for SQL Operators and Functions ....................................................................................
ARGn Data Type .............................................................................................................................
DISP_TYPE Data Type ...................................................................................................................
Data Type Families .........................................................................................................................

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2 SQL Processing for Application Developers
Description of SQL Statement Processing .......................................................................................... 2-1
Grouping Operations into Transactions.............................................................................................. 2-4
Deciding How to Group Operations in Transactions ................................................................... 2-4
Improving Transaction Performance .............................................................................................. 2-4
Committing Transactions.................................................................................................................. 2-5
Managing Commit Redo Action ...................................................................................................... 2-5
Rolling Back Transactions................................................................................................................. 2-7
Defining Transaction Savepoints ..................................................................................................... 2-7
Ensuring Repeatable Reads with Read-Only Transactions ............................................................. 2-8
Using Cursors............................................................................................................................................ 2-9
How Many Cursors Can a Session Have? ...................................................................................... 2-9
Using a Cursor to Reexecute a Statement....................................................................................... 2-9
Scrollable Cursors ........................................................................................................................... 2-10
Closing a Cursor.............................................................................................................................. 2-10
Canceling a Cursor.......................................................................................................................... 2-10
Locking Tables Explicitly .................................................................................................................... 2-11
Privileges Required to Acquire Table Locks ............................................................................... 2-11

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Choosing a Locking Strategy.........................................................................................................
When to Lock with ROW SHARE MODE and ROW EXCLUSIVE MODE ....................
When to Lock with SHARE MODE.......................................................................................
When to Lock with SHARE ROW EXCLUSIVE MODE ....................................................
When to Lock with EXCLUSIVE MODE..............................................................................
Letting Oracle Database Control Table Locking.........................................................................
Explicitly Acquiring Row Locks ...................................................................................................
Examples of Concurrency Under Explicit Locking....................................................................
Using Oracle Lock Management Services (User Locks) ................................................................
When to Use User Locks ................................................................................................................
Viewing and Monitoring Locks ....................................................................................................
Using Serializable Transactions for Concurrency Control ...........................................................
Transaction Interaction and Isolation Level................................................................................
Setting Isolation Levels...................................................................................................................
Serializable Transactions and Referential Integrity ...................................................................
READ COMMITTED and SERIALIZABLE Isolation Levels ....................................................
Transaction Set Consistency Differences..............................................................................
Choosing Transaction Isolation Levels .................................................................................
Autonomous Transactions...................................................................................................................
Examples of Autonomous Transactions ......................................................................................
Ordering a Product ..................................................................................................................
Withdrawing Money from a Bank Account.........................................................................
Defining Autonomous Transactions ............................................................................................
Resuming Execution After Storage Allocation Errors....................................................................
What Operations Have Resumable Storage Allocation?...........................................................
Handling Suspended Storage Allocation ....................................................................................
Using an AFTER SUSPEND Trigger in the Application ....................................................
Checking for Suspended Statements.....................................................................................

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3 Using Regular Expressions in Database Applications
Overview of Regular Expressions......................................................................................................... 3-1
Oracle SQL Support for Regular Expressions .................................................................................... 3-2
Oracle SQL and POSIX Regular Expression Standard ..................................................................... 3-4
Operators in Oracle SQL Regular Expressions .................................................................................. 3-4
POSIX Operators in Oracle SQL Regular Expressions ................................................................. 3-4
Oracle SQL Multilingual Extensions to POSIX Standard............................................................. 3-7
Oracle SQL PERL-Influenced Extensions to POSIX Standard..................................................... 3-7
Using Regular Expressions in SQL Statements: Scenarios .............................................................. 3-9
Using a Constraint to Enforce a Phone Number Format ............................................................. 3-9
Using Back References to Reposition Characters ....................................................................... 3-10

4 Using Indexes in Database Applications
Guidelines for Managing Indexes ........................................................................................................
Managing Indexes ....................................................................................................................................
When to Use Domain Indexes ...............................................................................................................
When to Use Function-Based Indexes ..................................................................................................

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Advantages of Function-Based Indexes.......................................................................................... 4-3
Disadvantages of Function-Based Indexes..................................................................................... 4-4
Examples of Function-Based Indexes.............................................................................................. 4-5

5 Maintaining Data Integrity in Database Applications
Enforcing Business Rules with Constraints........................................................................................ 5-2
Enforcing Business Rules with Both Constraints and Application Code..................................... 5-3
Creating Indexes for Use with Constraints ......................................................................................... 5-4
When to Use NOT NULL Constraints.................................................................................................. 5-4
When to Use Default Column Values .................................................................................................. 5-5
Choosing a Primary Key for a Table (PRIMARY KEY Constraint)................................................ 5-6
When to Use UNIQUE Constraints....................................................................................................... 5-7
Enforcing Referential Integrity with FOREIGN KEY Constraints................................................. 5-8
FOREIGN KEY Constraints and NULL Values.......................................................................... 5-10
Defining Relationships Between Parent and Child Tables ....................................................... 5-10
Rules for Multiple FOREIGN KEY Constraints ......................................................................... 5-11
Deferring Constraint Checks ......................................................................................................... 5-11
Minimizing Space and Time Overhead for Indexes Associated with Constraints .................. 5-13
Guidelines for Indexing Foreign Keys.............................................................................................. 5-13
Referential Integrity in a Distributed Database ............................................................................. 5-13
When to Use CHECK Constraints...................................................................................................... 5-14
Restrictions on CHECK Constraints ............................................................................................ 5-14
Designing CHECK Constraints..................................................................................................... 5-15
Rules for Multiple CHECK Constraints....................................................................................... 5-15
Choosing Between CHECK and NOT NULL Constraints........................................................ 5-15
Examples of Defining Constraints..................................................................................................... 5-16
Privileges Needed to Define Constraints..................................................................................... 5-17
Naming Constraints ....................................................................................................................... 5-17
Enabling and Disabling Constraints ................................................................................................. 5-17
Why Disable Constraints?.............................................................................................................. 5-18
Creating Enabled Constraints (Default)....................................................................................... 5-18
Creating Disabled Constraints ...................................................................................................... 5-19
Enabling Existing Constraints ....................................................................................................... 5-19
Disabling Existing Constraints...................................................................................................... 5-20
Guidelines for Enabling and Disabling Key Constraints .......................................................... 5-20
Fixing Constraint Exceptions......................................................................................................... 5-21
Modifying Constraints ......................................................................................................................... 5-21
Renaming Constraints.......................................................................................................................... 5-22
Dropping Constraints........................................................................................................................... 5-23
Managing FOREIGN KEY Constraints ............................................................................................ 5-24
Data Types and Names for Foreign Key Columns .................................................................... 5-24
Limit on Columns in Composite Foreign Keys .......................................................................... 5-24
Foreign Key References Primary Key by Default....................................................................... 5-24
Privileges Required to Create FOREIGN KEY Constraints ...................................................... 5-24
Choosing How Foreign Keys Enforce Referential Integrity ..................................................... 5-24
Viewing Information About Constraints ......................................................................................... 5-25

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Part II PL/SQL for Application Developers
6 Coding PL/SQL Subprograms and Packages
Overview of PL/SQL Units..................................................................................................................... 6-1
Anonymous Blocks ............................................................................................................................ 6-2
Stored PL/SQL Units......................................................................................................................... 6-4
Naming Subprograms ................................................................................................................ 6-5
Subprogram Parameters ............................................................................................................ 6-5
Creating Subprograms ............................................................................................................... 6-8
Altering Subprograms................................................................................................................ 6-9
Dropping Subprograms and Packages .................................................................................... 6-9
External Subprograms................................................................................................................ 6-9
PL/SQL Function Result Cache................................................................................................ 6-9
PL/SQL Packages .................................................................................................................... 6-10
PL/SQL Object Size Limits..................................................................................................... 6-13
Creating Packages.................................................................................................................... 6-13
Naming Packages and Package Objects ............................................................................... 6-14
Package Invalidations and Session State .............................................................................. 6-14
Packages Supplied with Oracle Database ............................................................................ 6-15
Overview of Bulk Binding ...................................................................................................... 6-15
When to Use Bulk Binds ......................................................................................................... 6-16
Triggers...................................................................................................................................... 6-18
Compiling PL/SQL Subprograms for Native Execution................................................................ 6-18
Cursor Variables.................................................................................................................................... 6-18
Declaring and Opening Cursor Variables ................................................................................... 6-19
Examples of Cursor Variables ...................................................................................................... 6-19
Handling PL/SQL Compile-Time Errors .......................................................................................... 6-21
Handling Runtime PL/SQL Errors ..................................................................................................... 6-22
Declaring Exceptions and Exception Handlers .......................................................................... 6-23
Unhandled Exceptions ................................................................................................................... 6-24
Handling Errors in Distributed Queries ...................................................................................... 6-25
Handling Errors in Remote Subprograms................................................................................... 6-25
Debugging Stored Subprograms........................................................................................................ 6-26
PL/Scope .......................................................................................................................................... 6-26
PL/SQL Hierarchical Profiler........................................................................................................ 6-26
Oracle JDeveloper ........................................................................................................................... 6-27
DBMS_OUTPUT Package .............................................................................................................. 6-27
Privileges for Debugging PL/SQL and Java Stored Subprograms ......................................... 6-27
Writing Low-Level Debugging Code........................................................................................... 6-28
DBMS_DEBUG_JDWP Package.................................................................................................... 6-28
DBMS_DEBUG Package................................................................................................................. 6-28
Invoking Stored Subprograms ........................................................................................................... 6-28
Privileges Required to Invoke a Subprogram............................................................................. 6-29
Invoking a Subprogram Interactively from Oracle Tools ......................................................... 6-30
Invoking a Subprogram from Another Subprogram................................................................. 6-31
Invoking a Subprogram from a 3GL Application ...................................................................... 6-32

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Invoking Remote Subprograms .........................................................................................................
Synonyms for Remote Subprograms............................................................................................
Committing Transactions...............................................................................................................
Invoking Stored PL/SQL Functions from SQL Statements ..........................................................
Why Invoke Stored PL/SQL Subprograms from SQL Statements? ........................................
Where PL/SQL Functions Can Appear in SQL Statements .....................................................
When PL/SQL Functions Can Appear in SQL Expressions.....................................................
Controlling Side Effects..................................................................................................................
Restrictions................................................................................................................................
Declaring a Function................................................................................................................
Parallel Query and Parallel DML ..........................................................................................
PRAGMA RESTRICT_REFERENCES for Backward Compatibility ................................
Returning Large Amounts of Data from a Function.......................................................................
Coding Your Own Aggregate Functions...........................................................................................

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7 Using PL/Scope
Specifying Identifier Collection............................................................................................................ 7-1
PL/Scope Identifier Data for STANDARD and DBMS_STANDARD.......................................... 7-2
How Much Space is PL/Scope Data Using? ........................................................................................ 7-4
Viewing PL/Scope Data .......................................................................................................................... 7-4
Static Data Dictionary Views............................................................................................................ 7-5
Unique Keys................................................................................................................................. 7-5
Context.......................................................................................................................................... 7-5
Signature ...................................................................................................................................... 7-7
Demo Tool ........................................................................................................................................... 7-7
SQL Developer.................................................................................................................................... 7-7
Identifier Types that PL/Scope Collects .............................................................................................. 7-7
Usages that PL/Scope Reports................................................................................................................ 7-9
Sample PL/Scope Session .................................................................................................................... 7-10

8 Using the PL/SQL Hierarchical Profiler
Overview of PL/SQL Hierarchical Profiler ......................................................................................... 8-1
Collecting Profile Data ............................................................................................................................ 8-2
Understanding Raw Profiler Output.................................................................................................... 8-3
Namespaces of Tracked Subprograms............................................................................................ 8-6
Special Function Names .................................................................................................................... 8-6
Analyzing Profile Data............................................................................................................................ 8-6
Creating Hierarchical Profiler Tables.............................................................................................. 8-7
Understanding Hierarchical Profiler Tables .................................................................................. 8-8
Hierarchical Profiler Database Table Columns ...................................................................... 8-8
Distinguishing Between Overloaded Subprograms ........................................................... 8-10
Hierarchical Profiler Tables for Sample PL/SQL Procedure............................................. 8-10
Examples of Calls to DBMS_HPROF.analyze with Options ............................................. 8-11
plshprof Utility ...................................................................................................................................... 8-13
plshprof Options ............................................................................................................................. 8-13
HTML Report from a Single Raw Profiler Output File ............................................................. 8-14
First Page of Report ................................................................................................................. 8-14
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Function-Level Reports ...........................................................................................................
Module-Level Reports.............................................................................................................
Namespace-Level Reports ......................................................................................................
Parents and Children Report for a Function........................................................................
HTML Difference Report from Two Raw Profiler Output Files ..............................................
Difference Report Conventions..............................................................................................
First Page of Difference Report ..............................................................................................
Function-Level Difference Reports........................................................................................
Module-Level Difference Reports .........................................................................................
Namespace-Level Difference Reports...................................................................................
Parents and Children Difference Report for a Function ....................................................

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9 Developing PL/SQL Web Applications
Overview of PL/SQL Web Applications.............................................................................................. 9-1
Implementing PL/SQL Web Applications .......................................................................................... 9-2
PL/SQL Gateway............................................................................................................................... 9-2
mod_plsql..................................................................................................................................... 9-2
Embedded PL/SQL Gateway ................................................................................................... 9-3
PL/SQL Web Toolkit ......................................................................................................................... 9-3
Using mod_plsql Gateway to Map Client Requests to a PL/SQL Web Application .................. 9-4
Using Embedded PL/SQL Gateway...................................................................................................... 9-4
How Embedded PL/SQL Gateway Processes Client Requests .................................................. 9-5
Installing Embedded PL/SQL Gateway......................................................................................... 9-6
Configuring Embedded PL/SQL Gateway.................................................................................... 9-6
Configuring Embedded PL/SQL Gateway: Overview ......................................................... 9-6
Configuring User Authentication for Embedded PL/SQL Gateway.................................. 9-8
Invoking PL/SQL Stored Subprograms Through Embedded PL/SQL Gateway................. 9-17
Securing Application Access with Embedded PL/SQL Gateway ........................................... 9-17
Restrictions in Embedded PL/SQL Gateway ............................................................................. 9-18
Using Embedded PL/SQL Gateway: Scenario ........................................................................... 9-18
Generating HTML Output with PL/SQL.......................................................................................... 9-20
Passing Parameters to PL/SQL Web Applications.......................................................................... 9-21
Passing List and Dropdown-List Parameters from an HTML Form....................................... 9-21
Passing Option and Check Box Parameters from an HTML Form.......................................... 9-22
Passing Entry-Field Parameters from an HTML Form.............................................................. 9-22
Passing Hidden Parameters from an HTML Form .................................................................... 9-24
Uploading a File from an HTML Form........................................................................................ 9-24
Submitting a Completed HTML Form......................................................................................... 9-24
Handling Missing Input from an HTML Form .......................................................................... 9-25
Maintaining State Information Between Web Pages ................................................................. 9-25
Performing Network Operations in PL/SQL Subprograms.......................................................... 9-26
Sending Email from PL/SQL ........................................................................................................ 9-26
Getting a Host Name or Address from PL/SQL........................................................................ 9-27
Using TCP/IP Connections from PL/SQL.................................................................................. 9-27
Retrieving HTTP URL Contents from PL/SQL.......................................................................... 9-27
Using Tables, Image Maps, Cookies, and CGI Variables from PL/SQL ............................... 9-29

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10 Developing PL/SQL Server Pages (PSP)
What Are PL/SQL Server Pages and Why Use Them? ...................................................................
Prerequisites for Developing and Deploying PL/SQL Server Pages ..........................................
PL/SQL Server Pages and the HTP Package ....................................................................................
PL/SQL Server Pages and Other Scripting Solutions ....................................................................
Developing PL/SQL Server Pages......................................................................................................
Specifying Basic Server Page Characteristics ..............................................................................
Specifying the Scripting Language........................................................................................
Returning Data to the Client Browser...................................................................................
Handling Script Errors ............................................................................................................
Accepting User Input......................................................................................................................
Naming the PL/SQL Stored Procedure.......................................................................................
Including the Contents of Other Files ..........................................................................................
Declaring Global Variables in a PSP Script ...............................................................................
Specifying Executable Statements in a PSP Script....................................................................
Substituting Expression Values in a PSP Script........................................................................
Using Quotation Marks and Escaping Strings in a PSP Script...............................................
Including Comments in a PSP Script .........................................................................................
Loading PL/SQL Server Pages into the Database .........................................................................
Querying PL/SQL Server Page Source Code..................................................................................
Running PL/SQL Server Pages Through URLs .............................................................................
Examples of PL/SQL Server Pages ...................................................................................................
Setup for PL/SQL Server Pages Examples................................................................................
Printing the Sample Table with a Loop .....................................................................................
Allowing a User Selection............................................................................................................
Using an HTML Form to Invoke a PL/SQL Server Page........................................................
Including JavaScript in a PSP File...............................................................................................
Debugging PL/SQL Server Pages.....................................................................................................
Putting PL/SQL Server Pages into Production ..............................................................................

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11 Using Continuous Query Notification (CQN)
Object Change Notification (OCN) ...................................................................................................
Query Result Change Notification (QRCN) ....................................................................................
Guaranteed Mode ...........................................................................................................................
Best-Effort Mode .............................................................................................................................
Events that Generate Notifications....................................................................................................
Committed DML Transactions......................................................................................................
Committed DDL Statements .........................................................................................................
Deregistration ..................................................................................................................................
Global Events ...................................................................................................................................
Notification Contents ...........................................................................................................................
Good Candidates for CQN ..................................................................................................................
Creating CQN Registrations .............................................................................................................
PL/SQL CQN Registration Interface .........................................................................................
CQN Registration Options...........................................................................................................
Notification Type Option......................................................................................................
QRCN Mode (QRCN Notification Type Only) .................................................................
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ROWID Option.......................................................................................................................
Operations Filter Option (OCN Notification Type Only)................................................
Transaction Lag Option (OCN Notification Type Only) .................................................
Notification Grouping Options............................................................................................
Reliable Option.......................................................................................................................
Purge-on-Notify and Timeout Options ..............................................................................
Prerequisites for Creating CQN Registrations..........................................................................
Queries that Can Be Registered for Object Change Notification (OCN) ..............................
Queries that Can Be Registered for Query Result Change Notification (QRCN)................
Queries that Can Be Registered for QRCN in Guaranteed Mode...................................
Queries that Can Be Registered for QRCN Only in Best-Effort Mode...........................
Queries that Cannot Be Registered for QRCN in Either Mode.......................................
Using PL/SQL to Register Queries for CQN ............................................................................
Creating a PL/SQL Notification Handler ..........................................................................
Creating a CQ_NOTIFICATION$_REG_INFO Object.....................................................
Identifying Individual Queries in a Notification ..............................................................
Adding Queries to an Existing Registration ......................................................................
Best Practices for CQN Registrations .........................................................................................
Troubleshooting CQN Registrations..........................................................................................
Querying CQN Registrations............................................................................................................
Interpreting Notifications..................................................................................................................
Interpreting a CQ_NOTIFICATION$_DESCRIPTOR Object.................................................
Interpreting a CQ_NOTIFICATION$_TABLE Object .............................................................
Interpreting a CQ_NOTIFICATION$_QUERY Object ............................................................
Interpreting a CQ_NOTIFICATION$_ROW Object ................................................................
Deleting Registrations........................................................................................................................
Configuring CQN: Scenario..............................................................................................................
Creating a PL/SQL Notification Handler .................................................................................
Registering the Queries ................................................................................................................

Part III

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Advanced Topics for Application Developers

12 Using Oracle Flashback Technology
Overview of Oracle Flashback Technology .....................................................................................
Application Development Features..............................................................................................
Database Administration Features ...............................................................................................
Configuring Your Database for Oracle Flashback Technology ...................................................
Configuring Your Database for Automatic Undo Management..............................................
Configuring Your Database for Oracle Flashback Transaction Query ...................................
Configuring Your Database for Flashback Transaction ............................................................
Enabling Oracle Flashback Operations on Specific LOB Columns..........................................
Granting Necessary Privileges ......................................................................................................
Using Oracle Flashback Query (SELECT AS OF)...........................................................................
Example of Examining and Restoring Past Data........................................................................
Guidelines for Oracle Flashback Query.......................................................................................
Using Oracle Flashback Version Query............................................................................................

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Using Oracle Flashback Transaction Query ....................................................................................
Using Oracle Flashback Transaction Query with Oracle Flashback Version Query.............
Using DBMS_FLASHBACK Package .............................................................................................
Using Flashback Transaction ............................................................................................................
Dependent Transactions...............................................................................................................
TRANSACTION_BACKOUT Parameters.................................................................................
TRANSACTION_BACKOUT Reports .......................................................................................
*_FLASHBACK_TXN_STATE .............................................................................................
*_FLASHBACK_TXN_REPORT ..........................................................................................
Using Flashback Data Archive (Oracle Total Recall)...................................................................
Creating a Flashback Data Archive ............................................................................................
Altering a Flashback Data Archive.............................................................................................
Dropping a Flashback Data Archive ..........................................................................................
Specifying the Default Flashback Data Archive .......................................................................
Enabling and Disabling Flashback Data Archive.....................................................................
DDL Statements on Tables Enabled for Flashback Data Archive ..........................................
Viewing Flashback Data Archive Data ......................................................................................
Flashback Data Archive Scenarios..............................................................................................
Scenario: Using Flashback Data Archive to Enforce Digital Shredding ........................
Scenario: Using Flashback Data Archive to Access Historical Data...............................
Scenario: Using Flashback Data Archive to Generate Reports .......................................
Scenario: Using Flashback Data Archive for Auditing ....................................................
Scenario: Using Flashback Data Archive to Recover Data...............................................
General Guidelines for Oracle Flashback Technology ...............................................................
Performance Guidelines for Oracle Flashback Technology .......................................................

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13 Choosing a Programming Environment
Overview of Application Architecture..............................................................................................
Client/Server Architecture ............................................................................................................
Server-Side Programming..............................................................................................................
Two-Tier and Three-Tier Architecture.........................................................................................
Overview of the Program Interface....................................................................................................
User Interface...................................................................................................................................
Stateful and Stateless User Interfaces...........................................................................................
Overview of PL/SQL.............................................................................................................................
Overview of Oracle Database Java Support.....................................................................................
Overview of Oracle JVM ................................................................................................................
Overview of Oracle JDBC ..............................................................................................................
Oracle JDBC Drivers ................................................................................................................
Sample JDBC 2.0 Program ......................................................................................................
Sample Pre-2.0 JDBC Program ...............................................................................................
Overview of Oracle SQLJ ...............................................................................................................
Benefits of SQLJ........................................................................................................................
SQLJ Stored Subprograms in the Server.............................................................................
Comparing Oracle JDBC and Oracle SQLJ................................................................................
Overview of Oracle JPublisher....................................................................................................
Overview of Java Stored Subprograms......................................................................................

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Overview of Oracle Database Web Services .............................................................................
Choosing PL/SQL or Java ..................................................................................................................
Similarities of PL/SQL and Java.................................................................................................
PL/SQL Advantages Over Java ..................................................................................................
Java Advantages Over PL/SQL ..................................................................................................
Overview of Precompilers .................................................................................................................
Overview of the Pro*C/C++ Precompiler.................................................................................
Overview of the Pro*COBOL Precompiler................................................................................
Overview of OCI and OCCI..............................................................................................................
Advantages of OCI and OCCI.....................................................................................................
OCI and OCCI Functions .............................................................................................................
Procedural and Nonprocedural Elements of OCI and OCCI Applications .........................
Building an OCI or OCCI Application.......................................................................................
Choosing a Precompiler or OCI........................................................................................................
Overview of Oracle Data Provider for .NET (ODP.NET)............................................................
Overview of OraOLEDB ....................................................................................................................
Overview of Oracle Objects for OLE (OO4O)...............................................................................
OO4O Automation Server ...........................................................................................................
OO4O Object Model .....................................................................................................................
OraSession...............................................................................................................................
OraServer ................................................................................................................................
OraDatabase............................................................................................................................
OraDynaset .............................................................................................................................
OraField...................................................................................................................................
OraMetaData and OraMDAttribute....................................................................................
OraParameter and OraParameters ......................................................................................
OraParamArray......................................................................................................................
OraSQLStmt............................................................................................................................
OraAQ .....................................................................................................................................
OraAQMsg..............................................................................................................................
OraAQAgent...........................................................................................................................
Support for Oracle LOB and Object Data Types ......................................................................
OraBLOB and OraCLOB .......................................................................................................
OraBFILE.................................................................................................................................
Oracle Data Control ......................................................................................................................
Oracle Objects for OLE C++ Class Library................................................................................

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14 Developing Applications with Multiple Programming Languages
Overview of Multilanguage Programs..............................................................................................
What Is an External Procedure? ..........................................................................................................
Overview of Call Specification for External Procedures...............................................................
Loading External Procedures ..............................................................................................................
Loading Java Class Methods .........................................................................................................
Loading External C Procedures ....................................................................................................
Define the C Procedures .........................................................................................................
Set Up the Environment..........................................................................................................
Identify the DLL.......................................................................................................................

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Publish the External Procedures............................................................................................
Publishing External Procedures .........................................................................................................
AS LANGUAGE Clause for Java Class Methods .....................................................................
AS LANGUAGE Clause for External C Procedures ................................................................
LIBRARY ................................................................................................................................
NAME .....................................................................................................................................
LANGUAGE ..........................................................................................................................
CALLING STANDARD ........................................................................................................
WITH CONTEXT ..................................................................................................................
PARAMETERS ......................................................................................................................
AGENT IN ..............................................................................................................................
Publishing Java Class Methods ........................................................................................................
Publishing External C Procedures ...................................................................................................
Locations of Call Specifications .......................................................................................................
Example: Locating a Call Specification in a PL/SQL Package ...............................................
Example: Locating a Call Specification in a PL/SQL Package Body.....................................
Example: Locating a Call Specification in an ADT Specification...........................................
Example: Locating a Call Specification in an ADT Body ........................................................
Example: Java with AUTHID ......................................................................................................
Example: C with Optional AUTHID ..........................................................................................
Example: Mixing Call Specifications in a Package...................................................................
Passing Parameters to External C Procedures with Call Specifications ...................................
Specifying Data Types ..................................................................................................................
External Data Type Mappings ....................................................................................................
Passing Parameters BY VALUE or BY REFERENCE...............................................................
Declaring Formal Parameters......................................................................................................
Overriding Default Data Type Mapping ...................................................................................
Specifying Properties ....................................................................................................................
INDICATOR ...........................................................................................................................
LENGTH and MAXLEN.......................................................................................................
CHARSETID and CHARSETFORM....................................................................................
Repositioning Parameters.....................................................................................................
SELF .........................................................................................................................................
BY REFERENCE.....................................................................................................................
WITH CONTEXT ...................................................................................................................
Interlanguage Parameter Mode Mappings ........................................................................
Running External Procedures with CALL Statements.................................................................
Preconditions for External Procedures ......................................................................................
Privileges of External Procedures........................................................................................
Managing Permissions ..........................................................................................................
Creating Synonyms for External Procedures.....................................................................
CALL Statement Syntax ...............................................................................................................
Calling Java Class Methods .........................................................................................................
Calling External C Procedures ....................................................................................................
Handling Errors and Exceptions in Multilanguage Programs ...................................................
Using Service Routines with External C Procedures....................................................................
OCIExtProcAllocCallMemory.....................................................................................................

xiv

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OCIExtProcRaiseExcp ..................................................................................................................
OCIExtProcRaiseExcpWithMsg ..................................................................................................
Doing Callbacks with External C Procedures................................................................................
OCIExtProcGetEnv .......................................................................................................................
Object Support for OCI Callbacks ..............................................................................................
Restrictions on Callbacks .............................................................................................................
Debugging External Procedures .................................................................................................
Example: Calling an External Procedure ...................................................................................
Global Variables in External C Procedures ...............................................................................
Static Variables in External C Procedures .................................................................................
Restrictions on External C Procedures.......................................................................................

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15 Developing Applications with Oracle XA
X/Open Distributed Transaction Processing (DTP) .......................................................................
DTP Terminology............................................................................................................................
Required Public Information .........................................................................................................
Oracle XA Library Subprograms........................................................................................................
Oracle XA Library Subprograms ..................................................................................................
Oracle XA Interface Extensions.....................................................................................................
Developing and Installing XA Applications ...................................................................................
DBA or System Administrator Responsibilities .........................................................................
Application Developer Responsibilities ......................................................................................
Defining the xa_open String ..........................................................................................................
Syntax of the xa_open String..................................................................................................
Required Fields for the xa_open String ................................................................................
Optional Fields for the xa_open String .................................................................................
Using Oracle XA with Precompilers ..........................................................................................
Using Precompilers with the Default Database ................................................................
Using Precompilers with a Named Database ....................................................................
Using Oracle XA with OCI ..........................................................................................................
Managing Transaction Control with Oracle XA.......................................................................
Examples of Precompiler Applications......................................................................................
Migrating Precompiler or OCI Applications to TPM Applications.......................................
Managing Oracle XA Library Thread Safety ............................................................................
Specifying Threading in the Open String...........................................................................
Restrictions on Threading in Oracle XA .............................................................................
Using the DBMS_XA Package.....................................................................................................
Troubleshooting XA Applications...................................................................................................
Accessing Oracle XA Trace Files.................................................................................................
xa_open String DbgFl ............................................................................................................
Trace File Locations ...............................................................................................................
Managing In-Doubt or Pending Oracle XA Transactions .......................................................
Using SYS Account Tables to Monitor Oracle XA Transactions ............................................
Oracle XA Issues and Restrictions ...................................................................................................
Using Database Links in Oracle XA Applications....................................................................
Managing Transaction Branches in Oracle XA Applications .................................................
Using Oracle XA with Oracle Real Application Clusters (Oracle RAC)...............................

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GLOBAL_TXN_PROCESSES Initialization Parameter ....................................................
Managing Transaction Branches on Oracle RAC..............................................................
Managing Instance Recovery in Oracle RAC with DTP Services ...................................
Global Uniqueness of XIDs in Oracle RAC........................................................................
Tight and Loose Coupling ....................................................................................................
SQL-Based Oracle XA Restrictions .............................................................................................
Rollbacks and Commits ........................................................................................................
DDL Statements .....................................................................................................................
Session State............................................................................................................................
EXEC SQL ...............................................................................................................................
Miscellaneous Restrictions...........................................................................................................

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16 Developing Applications with the Publish-Subscribe Model
Introduction to the Publish-Subscribe Model.................................................................................
Publish-Subscribe Architecture .........................................................................................................
Database Events...............................................................................................................................
Oracle Advanced Queuing ............................................................................................................
Client Notification...........................................................................................................................
Publish-Subscribe Concepts ...............................................................................................................
Examples of a Publish-Subscribe Mechanism ................................................................................

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17 Using the Identity Code Package
Identity Concepts .................................................................................................................................. 17-1
What is the Identity Code Package? .................................................................................................. 17-5
Using the Identity Code Package ....................................................................................................... 17-6
Storing RFID Tags in Oracle Database Using MGD_ID ADT .................................................. 17-6
Creating a Table with MGD_ID Column Type and Storing EPC Tag Encodings in the
Column 17-6
Constructing MGD_ID Objects to Represent RFID Tags ................................................... 17-7
Inserting an MGD_ID Object into a Database Table........................................................... 17-9
Querying MGD_ID Column Type....................................................................................... 17-10
Building a Function-Based Index Using the Member Functions of the MGD_ID Column Type ..
17-10
Using MGD_ID ADT Functions.................................................................................................. 17-10
Using the get_component Function with the MGD_ID Object ....................................... 17-11
Parsing Tag Data from Standard Representations............................................................ 17-11
Reconstructing Tag Representations from Fields ............................................................. 17-12
Translating Between Tag Representations ......................................................................... 17-13
Defining a Category of Identity Codes and Adding Encoding Schemes to an Existing Category
17-13
Creating a Category of Identity Codes ............................................................................... 17-13
Adding Two Metadata Schemes to a Newly Created Category ..................................... 17-14
Identity Code Package Types............................................................................................................ 17-18
DBMS_MGD_ID_UTL Package....................................................................................................... 17-18
Identity Code Metadata Tables and Views.................................................................................... 17-19
Electronic Product Code (EPC) Concepts........................................................................................ 17-21
RFID Technology and EPC v1.1 Coding Schemes ................................................................... 17-21

xvi

Product Code Concepts and Their Current Use....................................................................... 17-22
Electronic Product Code (EPC) ............................................................................................ 17-22
Global Trade Identification Number (GTIN) and Serializable Global Trade Identification
Number (SGTIN) 17-24
Serial Shipping Container Code (SSCC)............................................................................. 17-24
Global Location Number (GLN) and Serializable Global Location Number (SGLN) . 17-24
Global Returnable Asset Identifier (GRAI) ........................................................................ 17-24
Global Individual Asset Identifier (GIAI) .......................................................................... 17-24
RFID EPC Network................................................................................................................ 17-24
Oracle Database Tag Data Translation Schema ............................................................................ 17-24

18 Schema Object Dependency
Overview of Schema Object Dependencies.....................................................................................
Querying Object Dependencies .........................................................................................................
Object Status ..........................................................................................................................................
Invalidation of Dependent Objects ...................................................................................................
Session State and Referenced Packages .......................................................................................
Security Authorization ...................................................................................................................
Guidelines for Reducing Invalidation ..............................................................................................
Add Items to End of Package ........................................................................................................
Reference Each Table Through a View ........................................................................................
Object Revalidation ..............................................................................................................................
Name Resolution in Schema Scope .................................................................................................
Local Dependency Management ......................................................................................................
Remote Dependency Management..................................................................................................
Dependencies Among Local and Remote Database Procedures ...........................................
Dependencies Among Other Remote Objects...........................................................................
Dependencies of Applications.....................................................................................................
Remote Procedure Call (RPC) Dependency Management..........................................................
Time-Stamp Dependency Mode .................................................................................................
RPC-Signature Dependency Mode.............................................................................................
Changing Names and Default Values of Parameters .......................................................
Changing Specification of Parameter Mode IN.................................................................
Changing Subprogram Body................................................................................................
Changing Data Type Classes of Parameters ......................................................................
Changing Package Types......................................................................................................
Controlling Dependency Mode...................................................................................................
Dependency Resolution ........................................................................................................
Suggestions for Managing Dependencies ..........................................................................
Shared SQL Dependency Management..........................................................................................

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19 Edition-Based Redefinition
Editions....................................................................................................................................................
Editioned and Noneditioned Objects...........................................................................................
Editionable and Noneditionable Schema Object Types .....................................................
Rules for Editioned Objects ....................................................................................................

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Enabling Editions for a User ..................................................................................................
Creating an Edition .........................................................................................................................
Inherited and Actual Objects.........................................................................................................
Dropping Inherited Objects....................................................................................................
Actualizing Referenced Objects .............................................................................................
Making an Edition Available to Some Users ..............................................................................
Making an Edition Available to All Users...................................................................................
Current Edition and Session Edition..........................................................................................
Your Initial Session Edition ..................................................................................................
Changing Your Session Edition ...........................................................................................
Displaying the Names of the Current and Session Editions ...........................................
When the Current Edition Might Differ from the Session Edition.................................
Retiring an Edition ........................................................................................................................
Dropping an Edition .....................................................................................................................
Editioning Views.................................................................................................................................
Creating an Editioning View .......................................................................................................
Partition-Extended Editioning View Names.............................................................................
Changing the 'Write-ability' of an Editioning View.................................................................
Replacing an Editioning View.....................................................................................................
Dropping or Renaming the Base Table ......................................................................................
Adding Indexes and Constraints to the Base Table .................................................................
SQL Optimizer Index Hints.........................................................................................................
Crossedition Triggers .........................................................................................................................
Forward Crossedition Triggers ...................................................................................................
Reverse Crossedition Triggers ....................................................................................................
Crossedition Trigger Interaction with Editions ........................................................................
Which Triggers Are Visible ..................................................................................................
What Kind of Triggers Can Fire...........................................................................................
Firing Order ............................................................................................................................
Crossedition Trigger Execution ...........................................................................................
Creating a Crossedition Trigger..................................................................................................
Coding the Forward Crossedition Trigger Body ..............................................................
Transforming Data from Pre- to Post-Upgrade Representation ............................................
Preventing Lost Updates.......................................................................................................
Dropping the Crossedition Triggers ..........................................................................................
Displaying Information About Editions, Editioning Views, and Crossedition Triggers.....
Using Edition-Based Redefinition to Upgrade an Application .................................................
Preparing Your Application to Use Editioning Views ............................................................
Procedure for Edition-Based Redefinition Using Only Editions ...........................................
Procedure for Edition-Based Redefinition Using Editioning Views .....................................
Procedure for Edition-Based Redefinition Using Crossedition Triggers..............................
Rolling Back the Application Upgrade ......................................................................................
Reclaiming Space Occupied by Unused Table Columns ........................................................
Example: Using Edition-Based Redefinition to Upgrade an Application ............................
Existing Application ..............................................................................................................
Preparing the Application to Use Editioning Views ........................................................
Using Edition-Based Redefinition to Upgrade the Application .....................................

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A Multithreaded extproc Agent
Why Use the Multithreaded extproc Agent?......................................................................................
The Challenge of Dedicated Agent Architecture .........................................................................
The Advantage of Multithreading..................................................................................................
Multithreaded extproc Agent Architecture ........................................................................................
Monitor Thread .................................................................................................................................
Dispatcher Threads ...........................................................................................................................
Task Threads......................................................................................................................................
Administering the Multithreaded extproc Agent .............................................................................
Agent Control Utility (agtctl) Commands.....................................................................................
Using agtctl in Single-Line Command Mode................................................................................
Setting Configuration Parameters for a Multithreaded extproc Agent .............................
Starting a Multithreaded extproc Agent.................................................................................
Shutting Down a Multithreaded extproc Agent ...................................................................
Examining the Value of Configuration Parameters..............................................................
Resetting a Configuration Parameter to Its Default Value ..................................................
Deleting an Entry for a Specific SID from the Control File..................................................
Requesting Help.........................................................................................................................
Using Shell Mode Commands.........................................................................................................
Example: Setting a Configuration Parameter ........................................................................
Example: Starting a Multithreaded extproc Agent ...............................................................
Configuration Parameters for Multithreaded extproc Agent Control ......................................

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Index

xix

List of Examples
1–1
1–2
1–3
1–4
1–5
2–1
2–2
2–3
2–4
3–1
3–2
3–3
4–1
4–2
4–3
4–4
5–1
5–2
5–3
5–4
5–5
5–6
5–7
5–8
5–9
5–10
5–11
5–12
5–13
5–14
6–1
6–2
6–3
6–4
6–5
6–6
6–7
6–8
6–9
6–10
6–11
6–12
6–13
6–14
6–15
6–16
6–17
6–18
6–19
6–20
6–21
6–22
6–23
7–1
xx

Displaying Current Date and Time in Nondefault Format ............................................... 1-12
Inserting and Displaying Date in Nondefault Formats...................................................... 1-12
Inserting and Displaying Dates and Times in Nondefault Formats ................................ 1-14
Accessing Information in a SYS.ANYDATA Column........................................................ 1-19
Querying the ROWID Pseudocolumn .................................................................................. 1-23
LOCK TABLE with SHARE MODE ...................................................................................... 2-13
How the Pro*COBOL Precompiler Uses Locks ................................................................... 2-22
Marking a Package Subprogram as Autonomous .............................................................. 2-36
AFTER SUSPEND Trigger Handles Suspended Storage Allocation................................ 2-38
Enforcing a Phone Number Format with Regular Expressions........................................... 3-9
Inserting Phone Numbers in Correct and Incorrect Formats ............................................ 3-10
Using Back References to Reposition Characters ................................................................ 3-10
Function-Based Index for Precomputing Arithmetic Expression........................................ 4-5
Function-Based Indexes on Object Column ............................................................................ 4-6
Function-Based Index for Faster Case-Insensitive Searches................................................. 4-7
Function-Based Index for Language-Dependent Sorting ..................................................... 4-7
Enforcing Business Rules with Constraints ............................................................................ 5-2
Enforcing Business Rules with Both Constraints and Application Code ........................... 5-3
Inserting NULL Values into Columns with NOT NULL Constraints ................................ 5-5
Deferring Constraint Checks.................................................................................................. 5-12
Defining Constraints with the CREATE TABLE Statement .............................................. 5-16
Defining Constraints with the ALTER TABLE Statement ................................................. 5-16
Creating Enabled Constraints ................................................................................................ 5-18
Creating Disabled Constraints ............................................................................................... 5-19
Enabling Existing Constraints................................................................................................ 5-19
Disabling Existing Constraints............................................................................................... 5-20
Modifying Constraints ............................................................................................................ 5-21
Renaming a Constraint............................................................................................................ 5-22
Dropping Constraints.............................................................................................................. 5-23
Viewing Information About Constraints.............................................................................. 5-25
Anonymous Block....................................................................................................................... 6-2
Anonymous Block with Exception Handler for Predefined Error ...................................... 6-3
Anonymous Block with Exception Handler for User-Defined Exception.......................... 6-3
Stored Procedure with Parameters........................................................................................... 6-5
%TYPE and %ROWTYPE Attributes ....................................................................................... 6-6
Creating PL/SQL Package and Invoking Package Subprogram ...................................... 6-10
Raising ORA-04068 .................................................................................................................. 6-14
Trapping ORA-04068............................................................................................................... 6-14
DML Statements that Reference Collections........................................................................ 6-16
SELECT Statements that Reference Collections .................................................................. 6-17
FOR Loops that Reference Collections and Return DML .................................................. 6-17
Fetching Data with Cursor Variable ..................................................................................... 6-19
Cursor Variable with Discriminator...................................................................................... 6-21
Compile-Time Errors............................................................................................................... 6-22
Invoking a Subprogram Interactively with SQL*Plus........................................................ 6-30
Creating and Using a Session Variable with SQL*Plus...................................................... 6-30
Invoking a Subprogram from Within Another Subprogram ............................................ 6-31
PL/SQL Function in SQL Expression (Follows Rules)....................................................... 6-36
PL/SQL Function in SQL Expression (Exception to Rule) ................................................ 6-37
PRAGMA RESTRICT_REFERENCES................................................................................... 6-42
PRAGMA RESTRICT REFERENCES with TRUST on Invokee ........................................ 6-43
PRAGMA RESTRICT REFERENCES with TRUST on Invoker ........................................ 6-43
Overloaded Package Function with PRAGMA RESTRICT_REFERENCES ................... 6-44
Is STANDARD and DBMS_STANDARD PL/Scope Identifier Data Available? .............. 7-2

7–2
7–3
7–4
8–1
8–2
8–3
8–4
8–5
8–6
9–1
9–2
9–3
9–4
9–5
9–6
9–7
9–8
9–9
9–10
9–11
9–12
10–1
10–2
10–3
10–4
10–5
10–6
10–7
10–8
10–9
10–10
10–11
10–12
10–13
11–1
11–2
11–3
11–4
11–5
11–6
11–7
12–1
12–2
13–1
13–2
15–1
15–2
15–3
15–4
15–5
18–1
18–2
18–3
18–4
18–5

How Much Space is PL/Scope Data Using?........................................................................... 7-4
USAGE_CONTEXT_ID and USAGE_ID................................................................................. 7-5
Program Unit with Two Identifiers Named p ........................................................................ 7-7
Profiling a PL/SQL Procedure.................................................................................................. 8-3
Invoking DBMS_HPROF.analyze............................................................................................. 8-8
DBMSHP_RUNS Table for Sample PL/SQL Procedure .................................................... 8-10
DBMSHP_FUNCTION_INFO Table for Sample PL/SQL Procedure ............................. 8-10
DBMSHP_PARENT_CHILD_INFO Table for Sample PL/SQL Procedure.................... 8-11
Invoking DBMS_HPROF.analyze with Options ................................................................. 8-11
Creating and Configuring DADs........................................................................................... 9-11
Authorizing DADs to be Created or Changed Later .......................................................... 9-12
Determining the Authentication Mode for a DAD ............................................................. 9-13
Showing the Authentication Mode for All DADs............................................................... 9-14
Showing DAD Authorizations that Are Not in Effect........................................................ 9-14
epgstat.sql Script Output for Example 9–1........................................................................... 9-15
Using HTP Functions to Generate HTML Tags .................................................................. 9-20
Using HTP.PRINT to Generate HTML Tags........................................................................ 9-20
HTML Drop-Down List .......................................................................................................... 9-22
Passing Entry-Field Parameters from an HTML Form ...................................................... 9-23
Sending Email from PL/SQL ................................................................................................. 9-26
Retrieving HTTP URL Contents from PL/SQL................................................................... 9-28
simple.psp ................................................................................................................................. 10-1
Sample Returned HTML Page ............................................................................................... 10-6
simplewithuserinput.psp........................................................................................................ 10-8
Sample Comments in a PSP File .......................................................................................... 10-13
Loading PL/SQL Server Pages ............................................................................................ 10-13
Querying PL/SQL Server Page Source Code .................................................................... 10-14
show_prod_simple.psp ......................................................................................................... 10-17
show_catalog_raw.psp.......................................................................................................... 10-17
show_catalog_pretty.psp ...................................................................................................... 10-18
show_product_partial.psp.................................................................................................... 10-18
show_product_highlighed.psp ............................................................................................ 10-19
product_form.psp .................................................................................................................. 10-20
show_product_javascript.psp .............................................................................................. 10-20
Query to be Registered for Change Notification................................................................. 11-2
Query Too Complex for QRCN in Guaranteed Mode ....................................................... 11-3
Query Whose Simplified Version Invalidates Objects ....................................................... 11-4
Creating a CQ_NOTIFICATION$_REG_INFO Object..................................................... 11-22
Adding a Query to an Existing Registration...................................................................... 11-22
Creating Server-Side PL/SQL Notification Handler........................................................ 11-28
Registering a Query ............................................................................................................... 11-30
Retrieving a Lost Row with Oracle Flashback Query......................................................... 12-7
Restoring a Lost Row After Oracle Flashback Query......................................................... 12-7
Pro*C/C++ Application........................................................................................................ 13-15
Pro*COBOL Application....................................................................................................... 13-17
xa_open String.......................................................................................................................... 15-8
Sample Open String Configuration..................................................................................... 15-12
Transaction Started by an Application Server................................................................... 15-14
Transaction Started by an Application Client.................................................................... 15-14
Using the DBMS_XA Package.............................................................................................. 15-16
Displaying Dependent and Referenced Object Types........................................................ 18-1
Schema Object Change that Invalidates Some Dependents .............................................. 18-3
View that Depends on Multiple Objects............................................................................... 18-4
Changing Body of Procedure get_hire_date...................................................................... 18-15
Changing Data Type Class of get_hire_date Parameter .................................................. 18-17

xxi

18–6
19–1
19–2
19–3
19–4
19–5
19–6
19–7
19–8
19–9
19–10
19–11
19–12
19–13
19–14
A–1

xxii

Changing Names of Fields in Package Record Type........................................................ 18-17
Inherited and Actual Objects.................................................................................................. 19-5
Dropping an Inherited Object ................................................................................................ 19-7
Creating an Object with the Name of a Dropped Inherited Object .................................. 19-8
Current Edition Differs from Session Edition.................................................................... 19-12
Crossedition Trigger that Handles Data Transformation Collisions ............................. 19-23
Edition-Based Redefinition of Very Simple Procedure .................................................... 19-31
Creating the Existing Application ....................................................................................... 19-35
Viewing Data in Existing Table ........................................................................................... 19-36
Creating an Editioning View for the Existing Table ......................................................... 19-36
Creating Edition in Which to Upgrade the Application .................................................. 19-37
Changing the Table and Replacing the Editioning View................................................. 19-38
Creating and Enabling the Crossedition Triggers............................................................. 19-38
Applying the Transforms...................................................................................................... 19-41
Viewing Data in Changed Table.......................................................................................... 19-41
Setting Configuration Parameters and Starting agtctl.......................................................... A-4

List of Figures
2–1
2–2
2–3
2–4
2–5
2–6
2–7
2–8
5–1
5–2
6–1
9–1
9–2
11–1
11–2
13–1
13–2
13–3
13–4
14–1
15–1
16–1
17–1
17–2
A–1

Interaction Between Serializable Transaction and Another Transaction......................... 2-26
Referential Integrity Check..................................................................................................... 2-27
Transaction Control Flow ....................................................................................................... 2-31
Possible Sequences of Autonomous Transactions .............................................................. 2-32
Example: A Buy Order ............................................................................................................ 2-33
Bank Withdrawal—Sufficient Funds .................................................................................... 2-34
Bank Withdrawal—Insufficient Funds with Overdraft Protection .................................. 2-35
Bank Withdrawal—Insufficient Funds Without Overdraft Protection............................ 2-36
Rows That Violate and Satisfy a UNIQUE Constraint .......................................................... 5-7
Rows That Violate and Satisfy a FOREIGN KEY Constraint ............................................... 5-9
Exceptions and User-Defined Errors.................................................................................... 6-24
PL/SQL Web Application ......................................................................................................... 9-2
Processing Client Requests with Embedded PL/SQL Gateway.......................................... 9-5
Middle-Tier Caching ............................................................................................................... 11-8
Basic Process of Continuous Query Notification (CQN) ................................................... 11-9
The OCI or OCCI Development Process ............................................................................ 13-20
Software Layers...................................................................................................................... 13-23
Objects and Their Relations ................................................................................................. 13-24
Supported Oracle Database Data Types............................................................................. 13-28
Oracle Database and External Procedures ......................................................................... 14-27
Possible DTP Model................................................................................................................. 15-2
Oracle Publish-Subscribe Functionality................................................................................ 16-2
RFID Code Categories and Their Schemes .......................................................................... 17-2
Oracle Database Tag Data Translation Markup Language Schema................................. 17-4
Multithreaded extproc Agent Architecture ........................................................................... A-3

xxiii

List of Tables
1–1
1–2
1–3
1–4
1–5
1–6
1–7
1–8
1–9
1–10
1–11
2–1
2–2
2–3
2–4
2–5
2–6
2–7
2–8
3–1
3–2
3–3
3–4
3–5
3–6
3–7
6–1
7–1
7–2
8–1
8–2
8–3
8–4
8–5
8–6
9–1
9–2
9–3
9–4
10–1
11–1
11–2
11–3
11–4
11–5
11–6
11–7
12–1
12–2
12–3
13–1
14–1
14–2

xxiv

SQL Character Data Types ....................................................................................................... 1-2
Binary Floating-Point Format Components........................................................................... 1-6
Summary of Binary Format Storage Parameters.................................................................. 1-6
Range and Precision of Floating-Point Data Types ............................................................. 1-6
Special Values for Native Floating-Point Formats ................................................................ 1-7
Values Resulting from Exceptions........................................................................................... 1-9
SQL Datetime Data Types ..................................................................................................... 1-11
SQL Conversion Functions for Datetime Data Types ....................................................... 1-15
Large Objects (LOBs) ............................................................................................................. 1-17
Display Types of SQL Functions .......................................................................................... 1-28
Data Type Families ................................................................................................................. 1-28
COMMIT Statement Options ................................................................................................... 2-6
Use of COMMIT, SAVEPOINT, and ROLLBACK............................................................... 2-8
Examples of Concurrency Under Explicit Locking............................................................ 2-16
Ways to Display Locking Information................................................................................ 2-23
ANSI/ISO SQL Isolation Levels and Possible Transaction Interactions ....................... 2-24
ANSI/ISO SQL Isolation Levels Provided by Oracle Database ..................................... 2-25
Comparison of READ COMMITTED and SERIALIZABLE Transactions..................... 2-30
Possible Transaction Outcomes ........................................................................................... 2-33
Oracle SQL Pattern-Matching Condition and Functions ..................................................... 3-2
Pattern-Matching Options for Oracle SQL Pattern-Matching Condition and Functions 3-3
POSIX Operators in Oracle SQL Regular Expressions ......................................................... 3-5
POSIX Operators and Multilingual Operator Relationships............................................... 3-7
PERL-Influenced Operators in Oracle SQL Regular Expressions ...................................... 3-8
Explanation of the Regular Expression Elements in Example 3–1 ..................................... 3-9
Explanation of the Regular Expression Elements in Example 3–3 .................................. 3-11
Attributes of Subprogram Parameters................................................................................... 6-5
Identifier Types that PL/Scope Collects................................................................................. 7-8
Usages that PL/Scope Reports ................................................................................................ 7-9
Raw Profiler Output File Indicators........................................................................................ 8-4
Function Names of Operations that the PL/SQL Hierarchical Profiler Tracks................ 8-6
PL/SQL Hierarchical Profiler Database Tables..................................................................... 8-6
DBMSHP_RUNS Table Columns ............................................................................................ 8-8
DBMSHP_FUNCTION_INFO Table Columns...................................................................... 8-9
DBMSHP_PARENT_CHILD_INFO Table Columns......................................................... 8-10
Commonly Used Packages in the PL/SQL Web Toolkit .................................................... 9-3
Mapping Between mod_plsql and Embedded PL/SQL Gateway DAD Attributes ........ 9-7
Mapping Between mod_plsql and Embedded PL/SQL Gateway Global Attributes ..... 9-8
Authentication Possibilities for a DAD................................................................................ 9-11
PSP Elements ........................................................................................................................... 10-4
Continuous Query Notification Registration Options .................................................... 11-11
Attributes of CQ_NOTIFICATION$_REG_INFO............................................................ 11-19
Quality-of-Service Flags....................................................................................................... 11-21
Attributes of CQ_NOTIFICATION$_DESCRIPTOR....................................................... 11-25
Attributes of CQ_NOTIFICATION$_TABLE ................................................................... 11-26
Attributes of CQ_NOTIFICATION$_QUERY.................................................................. 11-27
Attributes of CQ_NOTIFICATION$_ROW ...................................................................... 11-27
Oracle Flashback Version Query Row Data Pseudocolumns ......................................... 12-8
Flashback TRANSACTION_BACKOUT Options............................................................ 12-15
Static Data Dictionary Views for Flashback Data Archive Files .................................... 12-21
PL/SQL Packages and Their Java Equivalents................................................................ 13-13
Parameter Data Type Mappings........................................................................................ 14-16
External Data Type Mappings ........................................................................................... 14-17

14–3
15–1
15–2
15–3
15–4
15–5
15–6
15–7
15–8
15–9
17–1
17–2
17–3
17–4
17–5
17–6
17–7
17–8
18–1
18–2
18–3
19–1
19–2
A–1
A–2

Properties and Data Types ................................................................................................. 14-21
Required XA Features Published by Oracle Database ...................................................... 15-5
XA Library Subprograms...................................................................................................... 15-5
Oracle XA Interface Extensions ............................................................................................ 15-6
Required Fields of xa_open string........................................................................................ 15-9
Optional Fields in the xa_open String.................................................................................. 15-9
TX Interface Functions ........................................................................................................ 15-13
TPM Replacement Statements ........................................................................................... 15-15
Sample Trace File Contents ................................................................................................. 15-19
Tightly and Loosely Coupled Transaction Branches...................................................... 15-22
General Structure of EPC Encodings ................................................................................... 17-2
Identity Code Package ADTs .............................................................................................. 17-18
MGD_ID ADT Subprograms............................................................................................... 17-18
DBMS_MGD_ID_UTL Package Utility Subprograms..................................................... 17-19
Definition and Description of the MGD_ID_CATEGORY Metadata View ................. 17-20
Definition and Description of the USER_MGD_ID_CATEGORY Metadata View..... 17-20
Definition and Description of the MGD_ID_SCHEME Metadata View....................... 17-21
Definition and Description of the USER_MGD_ID_SCHEME Metadata View .......... 17-21
Database Object Status ........................................................................................................... 18-4
Operations that Cause Fine-Grained Invalidation............................................................. 18-5
Data Type Classes ................................................................................................................. 18-16
*_ Dictionary Views with Edition Information................................................................. 19-27
*_ Dictionary Views with Editioning View Information................................................. 19-27
Agent Control Utility (agtctl) Commands............................................................................. A-5
Configuration Parameters for agtctl....................................................................................... A-8

xxv

xxvi

Preface
Oracle Database Advanced Application Developer's Guide explains topics that experienced
application developers reference repeatedly. Information in this guide applies to
features that work the same on all supported platforms, and does not include
system-specific information.
Preface Topics:
■
Audience
■

Documentation Accessibility

■

Related Documents

■

Conventions

Audience
Oracle Database Advanced Application Developer's Guide is intended for application
developers who are either developing applications or converting applications to run in
the Oracle Database environment. This guide is also valuable to anyone who is
interested in the development of database applications, such as systems analysts and
project managers.
To use this document effectively, you need a working knowledge of:
■

Application programming

■

Structured Query Language (SQL)

■

Object-oriented programming

Documentation Accessibility
For information about Oracle's commitment to accessibility, visit the Oracle
Accessibility Program website at
http://www.oracle.com/pls/topic/lookup?ctx=acc&id=docacc.
Access to Oracle Support
Oracle customers that have purchased support have access to electronic support
through My Oracle Support. For information, visit
http://www.oracle.com/pls/topic/lookup?ctx=acc&id=info or visit
http://www.oracle.com/pls/topic/lookup?ctx=acc&id=trs if you are hearing
impaired.

xxvii

Related Documents
For more information, see these documents in the Oracle Database 11g Release 2
documentation set:
■

Oracle Database PL/SQL Language Reference

■

Oracle Call Interface Programmer's Guide

■

Oracle Database Security Guide

■

Pro*C/C++ Programmer's Guide

■

Oracle Database SQL Language Reference

■

Oracle Database Administrator's Guide

■

Oracle Database Concepts

■

Oracle XML Developer's Kit Programmer's Guide

■

Oracle XML DB Developer's Guide

■

Oracle Database Globalization Support Guide

■

Oracle Database Sample Schemas

See also:
■
■

■

■

Oracle PL/SQL Tips and Techniques by Joseph C. Trezzo. Oracle Press, 1999.
Oracle PL/SQL Programming by Steven Feuerstein. 3rd Edition. O'Reilly &
Associates, 2002.
Oracle PL/SQL Developer's Workbook by Steven Feuerstein. O'Reilly & Associates,
2000.
Oracle PL/SQL Best Practices by Steven Feuerstein. O'Reilly & Associates, 2001.

Conventions
This document uses these text conventions:
Convention

Meaning

boldface

Boldface type indicates graphical user interface elements associated
with an action, or terms defined in text or the glossary.

italic

Italic type indicates book titles, emphasis, or placeholder variables for
which you supply particular values.

monospace

Monospace type indicates commands within a paragraph, URLs, code
in examples, text that appears on the screen, or text that you enter.

Also:
■

■

xxviii

*_view means all static data dictionary views whose names end with view. For
example, *_ERRORS means ALL_ERRORS, DBA_ERRORS, and USER_ERRORS. For more
information about any static data dictionary view, or about static dictionary views
in general, see Oracle Database Reference.
Table names not qualified with schema names are in the sample schema HR. For
information about the sample schemas, see Oracle Database Sample Schemas.

What's New in Application Development?
This topic briefly describes the new Oracle Database features that this book documents
and provides links to more information.
Topics:
■
Oracle Database 11g Release 2 (11.2.0.4) Feature
■

Oracle Database 11g Release 2 (11.2.0.2) Feature

■

Oracle Database 11g Release 2 Features

■

Oracle Database 11g Release 1 Features

Oracle Database 11g Release 2 (11.2.0.4) Feature
Optimization for Flashback Data Archive History Tables
Before Release 11.2.0.4, when creating or altering a Flashback Data Archive, you could
not disable optimization for the corresponding history tables.
As of Release 11.2.0.4, when creating or altering a Flashback Data Archive, you can
either enable or disable optimization for the corresponding history tables by using the
OPTIMIZE DATA clause of the CREATE FLASHBACK ARCHIVE or ALTER FLASHBACK ARCHIVE
statement. For more information, see "Creating a Flashback Data Archive" on
page 12-17 and "General Guidelines for Oracle Flashback Technology" on page 12-23.

Oracle Database 11g Release 2 (11.2.0.2) Feature
Edition Attribute of Database Service
Before Release 11.2.0.2, you could not specify your initial session edition when using a
database service to connect to Oracle Database. If you wanted to use Edition-Based
Redefinition for hot rollover, where some database clients use the pre-upgrade edition
while others use the post-upgrade edition, then you had to change the client code.
As of Release 11.2.0.2, you can specify the initial session edition as an attribute of a
database service, which makes it easier to ensure that each session uses the desired
edition during hot rollover. For more information, see "Your Initial Session Edition" on
page 19-10.
As of Release 11.2.0.2, each *_SERVICES static data dictionary view has an EDITION
column that shows the default initial session edition. For more information, see
"Displaying Information About Editions, Editioning Views, and Crossedition Triggers"
on page 19-26.

xxix

Oracle Database 11g Release 2 Features
The Oracle Database features for Oracle Database 11g Release 2 are:
■

Flashback Transaction Foreign Key Dependency Tracking

■

Fine-Grained Invalidation for Triggers

■

Edition-Based Redefinition

■

APPLYING_CROSSEDITION_TRIGGER Function

■

IGNORE_ROW_ON_DUPKEY_INDEX Hint

■

CHANGE_DUPKEY_ERROR_INDEX Hint

■

DBMS_PARALLEL_EXECUTE Package

■

Internet Protocol version 6 (IPv6) Support

Flashback Transaction Foreign Key Dependency Tracking
Flashback Transaction (the DBMS_FLASHBACK.TRANSACTION_BACKOUT procedure) with the
CASCADE option rolls back a transaction and its dependent transactions while the
database remains online.
Before Oracle Database 11g Release 2, Flashback Transaction did not track foreign key
dependencies. Therefore, if you tried to use Flashback Transaction with the CASCADE
option to roll back a transaction that had foreign key dependencies, you could get a
foreign key violation error. The workaround was to include the foreign-key-dependent
transactions in the list of transactions to roll back.
As of Oracle Database 11g Release 2, when using Flashback Transaction with the
CASCADE option, you do not have to include any dependent transactions in the list of
transactions to be rolled back.
Foreign key dependency tracking for Flashback Transaction requires that you enable
foreign key supplemental logging. For instructions, see "Configuring Your Database
for Flashback Transaction" on page 12-4. For information about Flashback Transaction,
see "Using Flashback Transaction" on page 12-13.

Fine-Grained Invalidation for Triggers
The Oracle Database 11g Release 1 feature "Fine-Grained Invalidation" on page xxxvii
has been extended to triggers.

Edition-Based Redefinition
Edition-based redefinition enables you to upgrade the database component of an
application while it is in use, thereby minimizing or eliminating down time.
To upgrade an application while it is in use, you copy the database objects that
comprise the application and redefine the copied objects in isolation. Your changes do
not affect users of the application—they continue to run the unchanged application.
When you are sure that your changes are correct, you make the upgraded application
available to all users.
Using edition-based redefinition means using one or more of its component features.
The features you use, and the down time, depend on these factors:

xxx

■

What kind of database objects you redefine

■

How available the database objects must be to users while you are redefining them

■

Whether you make the upgraded application available to some users while others
continue to use the older version of the application

You always use the edition feature to copy the database objects and redefine the
copied objects in isolation.
If you change the structure of one or more tables, you also use the feature editioning
views.
If other users must be able to change data in the tables while you are changing their
structure, you also use forward crossedition triggers. If the pre- and post-upgrade
applications will be in ordinary use at the same time (hot rollover), you also use
reverse crossedition triggers. Crossedition triggers are not a permanent part of the
application—you drop them when all users are using the post-upgrade application.
For more information, see Chapter 19, "Edition-Based Redefinition."
APPLYING_CROSSEDITION_TRIGGER Function
The body of a forward crossedition trigger must handle data transformation collisions.
If your collision-handling strategy depends on why the trigger is running, you can
determine the reason with the function APPLYING_CROSSEDITION_TRIGGER, which is
defined in the package DBMS_STANDARD.
For more information, see "Handling Data Transformation Collisions" on page 19-22.
IGNORE_ROW_ON_DUPKEY_INDEX Hint
When a statement of the form INSERT INTO target subquery runs, a unique key for
some rows to be inserted might collide with existing rows. Suppose that your
application must ignore such collisions and insert the rows that do not collide with
existing rows.
Before Oracle Database 11g Release 2, you had to write a PL/SQL program which, in a
block with a NULL handler for the DUP_VAL_ON_INDEX exception, selected the source
rows and then inserted them, one at a time, into the target.
As of Oracle Database 11g Release 2, you do not have to write a PL/SQL program. You
can use the IGNORE_ROW_ON_DUPKEY_INDEX hint in an INSERT statement, which is easier
to write and runs much faster. This hint is especially helpful when implementing
crossedition triggers.
For more information, see "Handling Data Transformation Collisions" on page 19-22.
CHANGE_DUPKEY_ERROR_INDEX Hint
When an INSERT or UPDATE statement runs, a unique key might collide with existing
rows.
Before Oracle Database 11g Release 2, the collision caused error ORA-00001. You could
tell that a collision had occurred, but you could not tell where.
As of Oracle Database 11g Release 2, you can use the CHANGE_DUPKEY_ERROR_INDEX hint
in an INSERT or UPDATE statement, specifying that when a unique key violation occurs
for a specified index or set of columns, ORA-38911 is reported instead of ORA-00001.
This hint is especially helpful when implementing crossedition triggers.
For more information, see "Handling Data Transformation Collisions" on page 19-22.

DBMS_PARALLEL_EXECUTE Package
The DBMS_PARALLEL_EXECUTE package enables you to incrementally update the data in
a large table in parallel, in two high-level steps:

xxxi

1.

Group sets of rows in the table into smaller chunks.

2.

Apply the desired UPDATE statement to the chunks in parallel, committing each
time you have finished processing a chunk.

This technique improves performance, reduces rollback space consumption, and
reduces the number of row locks held. The DBMS_PARALLEL_EXECUTE package is
recommended whenever you are updating a lot of data; for example, when you are
applying forward crossedition triggers.
For more information, see "Transforming Data from Pre- to Post-Upgrade
Representation" on page 19-24.

Internet Protocol version 6 (IPv6) Support
Internet Protocol version 6 (IPv6) supports a much larger address space than IPv4
does. An IPv6 address has 128 bits, while an IPv4 address has only 32 bits.
Applications that use network addresses might need small changes, and
recompilation, to accommodate IPv6 addresses. For more information, see "Performing
Network Operations in PL/SQL Subprograms" on page 9-26.
The agent control utility, agtctl, which starts a multithreaded extproc agent, now
accepts IPv6 addresses. For more information, see "Configuration Parameters for
Multithreaded extproc Agent Control" on page A-8.
See Also: Oracle Database Net Services Administrator's Guide for
detailed information about IPv6 support in Oracle Database

Oracle Database 11g Release 1 Features
The application development features for Oracle Database 11g Release 1 are:
■

WAIT Option for Data Definition Language (DDL) Statements

■

Binary XML Support for Oracle XML Database

■

Metadata for SQL Operators and Functions

■

Enhancements to Regular Expression SQL Functions

■

Invisible Indexes

■

PL/SQL Function Result Cache

■

Sequences in PL/SQL Expressions

■

PL/Scope

■

PL/SQL Hierarchical Profiler

■

Query Result Change Notification

■

Flashback Transaction

■

Flashback Data Archive (Oracle Total Recall)

■

XA API Available Within PL/SQL

■

xxxii

Support for XA/JTA in Oracle Real Application Clusters (Oracle RAC)
Environment

■

Identity Code Package

■

Enhanced Online Index Creation and Rebuilding

■

Embedded PL/SQL Gateway

■

Oracle Database Spawns Multithreaded extproc Agent Directly by Default

■

Fine-Grained Invalidation

WAIT Option for Data Definition Language (DDL) Statements
DDL statements require exclusive locks on internal structures. If these locks are
unavailable when a DDL statement is issued, the DDL statement fails, though it might
have succeeded if it had been issued subseconds later. The WAIT option of the SQL
statement LOCK TABLE enables a DDL statement to wait for its locks for a specified
period before failing.
For more information, see "Choosing a Locking Strategy" on page 2-12.

Binary XML Support for Oracle XML Database
Binary XML is a third way to represent an XML document. Binary XML complements,
rather than replaces, the existing object-relational storage and CLOB storage
representations. Binary XML has two significant benefits:
■

■

XML operations can be significantly optimized, with or without an XML schema is
available.
The internal representation of XML is the same on disk, in memory, and on wire.

As with other storage mechanisms, the details of binary XML storage are transparent
to you. You continue to use XMLType and its associated methods and operators.
For more information, see "Representing XML Data" on page 1-18.
See Also:

Oracle XML DB Developer's Guide

Metadata for SQL Operators and Functions
Metadata for SQL operators and functions is accessible through dynamic performance
(V$) views. Third-party tools can leverage SQL functions without maintaining their
metadata in the application layer.
For more information, see "Metadata for SQL Operators and Functions" on page 1-27.

Enhancements to Regular Expression SQL Functions
The regular expression SQL functions REGEXP_INSTR and REGEXP_SUBSTR have
increased functionality. A new regular expression SQL function, REGEXP_COUNT, returns
the number of times a pattern appears in a string. These functions act the same in SQL
and PL/SQL.
For more information, see "Oracle SQL Support for Regular Expressions" on page 3-2.
See Also:

Oracle Database SQL Language Reference

Invisible Indexes
An invisible index is maintained by Oracle Database for every data manipulation
language (DML) statement, but is ignored by the optimizer unless you explicitly set
the parameter OPTIMIZER_USE_INVISIBLE_INDEXES to TRUE on a session or system
level.
Making an index invisible is an alternative to making it unusable or dropping it. Using
invisible indexes, you can:
■

Test the removal of an index before dropping it

xxxiii

■

Create invisible indexes temporarily for specialized, nonstandard operations, such
as online application upgrades, without affecting the behavior of existing
applications

For more information, see Oracle Database Administrator's Guide.

PL/SQL Function Result Cache
Before Oracle Database 11g Release 1, if you wanted your PL/SQL application to cache
the results of a function, you had to design and code the cache and cache-management
subprograms. If multiple sessions ran your application, each session had to have its
own copy of the cache and cache-management subprograms. Sometimes each session
had to perform the same expensive computations.
As of Oracle Database 11g Release 1, PL/SQL provides a function result cache. Because
the function result cache is stored in a shared global area (SGA), it is available to any
session that runs your application.
For more information, see "PL/SQL Function Result Cache" on page 6-9.
See Also:

Oracle Database PL/SQL Language Reference

Sequences in PL/SQL Expressions
The pseudocolumns CURRVAL and NEXTVAL make writing PL/SQL source code easier
for you and improve runtime performance and scalability. You can use sequence_
name.CURRVAL and sequence_name.NEXTVAL wherever you can use a NUMBER expression.
See Example 6–6 on page 6-10.
See Also:

Oracle Database PL/SQL Language Reference

PL/Scope
PL/Scope is a compiler-driven tool that collects and organizes data about user-defined
identifiers from PL/SQL source code. Because PL/Scope is a compiler-driven tool, you
use it through interactive development environments (such as SQL Developer and
JDeveloper), rather than directly.
PL/Scope enables the development of powerful and effective PL/Scope source code
browsers that increase PL/SQL developer productivity by minimizing time spent
browsing and understanding source code.
For a detailed description of PL/Scope, see Chapter 7, "Using PL/Scope."

PL/SQL Hierarchical Profiler
Nonhierarchical (flat) profilers record the time that a program spends within each
subprogram—the function time or self time of each subprogram. Function time is
helpful, but often inadequate. For example, it is helpful to know that a program
spends 40% of its time in the subprogram INSERT_ORDER, but it is more helpful to know
which subprograms call INSERT_ORDER often and the total time the program spends
under INSERT_ORDER (including its descendent subprograms). Hierarchical profilers
provide such information.
The PL/SQL hierarchical profiler does this:
■

xxxiv

Reports the dynamic execution profile of your PL/SQL program, organized by
subprogram calls

■

Accounts for SQL and PL/SQL execution times separately

■

Requires no special source or compile-time preparation

■

Stores results in database tables (hierarchical profiler tables) for custom report
generation by integrated development environment (IDE) tools (such as SQL
Developer and third-party tools)
To generate simple HTML reports from raw profiler output, you can use the
plshprof command-line utility.

Each subprogram-level summary in the dynamic execution profile includes
information such as:
■

Number of calls to the subprogram

■

Time spent in the subprogram itself (function time or self time)

■

■

Time spent in the subprogram itself and in its descendent subprograms (subtree
time)
Detailed parent-children information, for example:
–

All callers of a given subprogram (parents)

–

All subprograms that a given subprogram called (children)

–

How much time was spent in subprogram x when called from y

–

How many calls to subprogram x were from y

You can browse the generated HTML reports in any browser. The browser's
navigational capabilities, combined with well chosen links, provide a powerful way to
analyze performance of large applications, improve application performance, and
lower development costs.
For a detailed description of PL/SQL hierarchical profiler, see Chapter 8, "Using the
PL/SQL Hierarchical Profiler."

Query Result Change Notification
Before Oracle Database 11g Release 1, Continuous Query Notification (CQN)
published only object change notifications, which result from DML or DDL changes to
the objects associated with registered the queries.
As of Oracle Database 11g Release 1, CQN can also publish query result change
notifications, which result from DML or DDL changes to the result set associated with
the registered queries. New static data dictionary views enable you to see which
queries are registered for result-set-change notifications (see "Querying CQN
Registrations" on page 11-24).
For more information, see Chapter 11, "Using Continuous Query Notification (CQN)."

Flashback Transaction
The DBMS_FLASHBACK.TRANSACTION_BACKOUT procedure rolls back a transaction and its
dependent transactions while the database remains online. This recovery operation
uses undo data to create and run the compensating transactions that return the
affected data to its original state.
For more information, see "Using Flashback Transaction" on page 12-13.

Flashback Data Archive (Oracle Total Recall)
A Flashback Data Archive provides the ability to store and track transactional changes
to a record over its lifetime. It is no longer necessary to build this intelligence into the
application. A Flashback Data Archive is useful for compliance with record stage
policies and audit reports.

xxxv

For more information, see "Using Flashback Data Archive (Oracle Total Recall)" on
page 12-16.

XA API Available Within PL/SQL
The XA interface functionality that supports transactions involving multiple resource
managers, such as databases and queues, is now available within PL/SQL. You can
use PL/SQL to switch and share transactions across SQL*Plus sessions and across
processes.
For more information, see "Using the DBMS_XA Package" on page 15-16.

Support for XA/JTA in Oracle Real Application Clusters (Oracle RAC)
Environment
An XA transaction now spans Oracle RAC instances by default, enabling any
application that uses XA to take full advantage of the Oracle RAC environment,
enhancing the availability and scalability of the application.
For more information, see "Using Oracle XA with Oracle Real Application Clusters
(Oracle RAC)" on page 15-22.

Identity Code Package
The Identity Code Package provides tools to store, retrieve, encode, decode, and
translate between various product or identity codes, including Electronic Product
Code (EPC), in Oracle Database. The Identity Code Package provides new data types,
metadata tables and views, and PL/SQL packages for storing EPC standard RFID tags
or new types of RFID tags in a user table.
The Identity Code Package enables Oracle Database to recognize EPC coding schemes,
to support efficient storage and component-level retrieval of EPC data, and to meet the
EPCglobal Tag Data Translation 1.0 (TDT) standard that defines how to decode,
encode, and translate between various EPC RFID tag representations.
The Identity Code Package also provides an extensible framework that enables you to
use pre-existing coding schemes with applications that are not included in the EPC
standard and adapt Oracle Database both to these older systems and to evolving
identity codes that might become part of a future EPC standard.
The Identity Code Package also lets you create your own identity codes by first
registering the new encoding category, registering the new encoding type, and then
registering the new components associated with each new encoding type.
For more information, see Chapter 17, "Using the Identity Code Package."

Enhanced Online Index Creation and Rebuilding
Online index creation and rebuilding no longer requires a DML-blocking lock.
Before Oracle Database 11g Release 1, online index creation and rebuilding required a
very short-term DML-blocking lock at the end of the rebuilding. The DML-blocking
lock could cause a spike in the number of waiting DML operations, and therefore a
short drop and spike of system usage. This system usage anomaly could trigger
operating system alarm levels.

Embedded PL/SQL Gateway
The PL/SQL gateway enables a user-written PL/SQL subprogram to be invoked in
response to a URL with parameters derived from an HTTP request. mod_plsql is a
form of the gateway that exists as a plug-in to the Oracle HTTP Server. Now the
PL/SQL gateway is also embedded in the database itself. The embedded PL/SQL
xxxvi

gateway uses the internal Oracle XML Database Listener and does not depend on the
Oracle HTTP Server. You configure the embedded version of the gateway with the
DBMS_EPG package.
For more information, see "Using Embedded PL/SQL Gateway" on page 9-4.

Oracle Database Spawns Multithreaded extproc Agent Directly by Default
When an application calls an external C procedure, either Oracle Database or Oracle
Listener starts the external procedure agent, extproc.
Before Oracle Database 11g Release 1, Oracle Listener spawned the multithreaded
extproc agent, and you defined environment variables for extproc in the file
listener.ora.
As of Oracle Database 11g Release 1, by default, Oracle Database spawns extproc
directly, eliminating the risk that Oracle Listener might spawn extproc unexpectedly.
This default configuration is recommended for maximum security. If you use it, you
define environment variables for extproc in the file extproc.ora.
For more information, including situations in which you cannot use the default
configuration, see "Loading External Procedures" on page 14-3.

Fine-Grained Invalidation
Before Oracle Database 11g Release 1, a DDL statement that changed a referenced
object invalidated all of its dependents.
As of Oracle Database 11g Release 1, a DDL statement that changes a referenced object
invalidates only the dependents for which either of these statements is true:
■

■

The dependent relies on the attribute of the referenced object that the DDL
statement changed.
The compiled metadata of the dependent is no longer correct for the changed
referenced object.

For example, if view v selects columns c1 and c2 from table t, a DDL statement that
changes only column c3 of t does not invalidate v.
For more information, see "Invalidation of Dependent Objects" on page 18-4.

xxxvii

xxxviii

Part I
Part I

SQL for Application Developers

This part presents information that application developers need about Structured
Query Language (SQL), which is used to manage information in an Oracle Database.
Chapters:
■
Chapter 2, "SQL Processing for Application Developers"
■

Chapter 1, "Using SQL Data Types in Database Applications"

■

Chapter 3, "Using Regular Expressions in Database Applications"

■

Chapter 4, "Using Indexes in Database Applications"

■

Chapter 5, "Maintaining Data Integrity in Database Applications"
See Also: Oracle Database SQL Language Reference for a complete
description of SQL

1
Using SQL Data Types in Database
Applications
1

This chapter explains how to use SQL data types in database applications.
Topics:
■
Overview of SQL Data Types
■

Representing Character Data

■

Representing Numeric Data

■

Representing Date and Time Data

■

Representing Specialized Data

■

Representing Conditional Expressions as Data

■

Identifying Rows by Address

■

How Oracle Database Converts Data Types

■

Metadata for SQL Operators and Functions
See Also:
■

■

■

Oracle Database PL/SQL Language Reference for information about
PL/SQL data types
Oracle Database PL/SQL Language Reference for introductory
information about Abstract Data Types (ADTs)
Oracle Database Object-Relational Developer's Guide for advanced
information about ADTs
An ADT consists of a data structure and subprograms that
manipulate the data. In the static data dictionary view *_OBJECTS,
the OBJECT_TYPE of an ADE is TYPE. In the static data dictionary
view *_TYPES, the TYPECODE of an ADE is OBJECT.

Overview of SQL Data Types
A data type associates fixed properties with the values that can be inserted in table
columns or passed as parameters to subprograms. These properties cause Oracle
Database to treat values of different data types differently. For example, Oracle
Database can add values of NUMBER data type, but cannot add values of RAW data type.
Oracle Database provides many data types and several categories for user-defined
types that can be used as data types.
Using SQL Data Types in Database Applications 1-1

Representing Character Data

The Oracle precompilers recognize other data types in embedded SQL programs.
These data types are called external data types and are associated with host variables.
Do not confuse external data types with Oracle built-in, Oracle-supplied, and
user-defined data types.
See Also:
■

■

Oracle Database SQL Language Reference for complete information
about SQL data types
Oracle Database Concepts for additional introductory information
about SQL data types (which it calls Oracle data types)

Representing Character Data
Table 1–1 summarizes the SQL data types that store alphanumeric data.
Table 1–1

SQL Character Data Types

Data Types

Values Stored

CHAR

Fixed-length character literals

NCHAR

Fixed-length Unicode character literals

VARCHAR2

Variable-length character literals

NVARCHAR2

Variable-length Unicode character literals

CLOB

Single-byte and multibyte character strings of up to (4 gigabytes - 1) * (the
value obtained from DBMS_LOB.GETCHUNKSIZE)

NCLOB

Single-byte and multibyte Unicode character strings of up to
(4 gigabytes - 1) * (the value obtained from DBMS_LOB.GETCHUNKSIZE)

LONG

Variable-length character data of up to 2 gigabytes - 1. Provided only for
backward compatibility.

For a client/server application, if the character set on the client side differs from the
character set on the server side, then Oracle Database automatically converts CHAR,
VARCHAR2, and LONG data from the database character set (determined by the NLS_
LANGUAGE parameter) to the character set defined for the user session.
Topics:
■
Specifying Column Lengths as Bytes or Characters
■

Choosing Between CHAR and VARCHAR2 Data Types
See Also:
■

■

■

Oracle Database SQL Language Reference for more information about
CHAR, VARCHAR2, NCHAR, and NVARCHAR2 data types
"Large Objects (LOBs)" on page 1-17 for more information about
CLOB and NCLOB data types
"LONG and LONG RAW Data Types" on page 1-17 for more
information about LONG data type

Specifying Column Lengths as Bytes or Characters
You can specify the lengths of CHAR and VARCHAR2 columns as either bytes or
characters. The lengths of NCHAR and NVARCHAR2 columns are always specified in

1-2 Oracle Database Advanced Application Developer's Guide

Representing Character Data

characters, making them ideal for storing Unicode character literals, where a character
might consist of multiple bytes. This table shows some column length specifications
and their meanings:
Column Length Specification

Meaning

id VARCHAR2(32 BYTE)

The id column contains up to 32 single-byte
characters.

name VARCHAR2(32 CHAR)

The name column contains up to 32 characters
of the database character set. If the database
character set includes multibyte characters,
then the 32 characters can occupy more than
32 bytes.

biography NVARCHAR2(2000)

The biography column contains up to 2000
characters of any Unicode-representable
language. The encoding depends on the
national character set. The column can contain
multibyte values even if the database
character set is single-byte.

comment VARCHAR2(2000)

The comment column contains up to 2000 bytes
or characters, depending on the value of the
initialization parameter NLS_LENGTH_
SEMANTICS.

When using a multibyte database character encoding scheme, consider carefully the
space required for tables with character columns. If the database character encoding
scheme is single-byte, then the number of bytes and the number of characters in a
column is the same. If it is multibyte, however, then generally there is no such
correspondence. A character might consist of one or more bytes, depending on the
specific multibyte encoding scheme and whether shift-in/shift-out control codes are
present. To avoid overflowing buffers, specify data as NCHAR or NVARCHAR2 if it might
use a Unicode encoding that is different from the database character set.
See Also:
■

■

Oracle Database Globalization Support Guide for more information
about SQL data types NCHAR and NVARCHAR2
Oracle Database SQL Language Reference for more information about
SQL data types NCHAR and NVARCHAR2

Choosing Between CHAR and VARCHAR2 Data Types
When choosing a data type for a column that stores alphanumeric data in a table,
consider:
■

Space usage
Oracle Database blank-pads values stored in CHAR columns but not values stored
in VARCHAR2 columns. Therefore, VARCHAR2 columns use space more efficiently than
CHAR columns.

■

Performance
Because of the blank-padding difference, a full table scan on a large table
containing VARCHAR2 columns might read fewer data blocks than a full table scan
on a table containing the same data stored in CHAR columns. If your application
often performs full table scans on large tables containing character data, then you

Using SQL Data Types in Database Applications 1-3

Representing Numeric Data

might be able to improve performance by storing data in VARCHAR2 columns rather
than in CHAR columns.
■

Comparison semantics
When you need ANSI compatibility in comparison semantics, use the CHAR data
type. When trailing blanks are important in string comparisons, use the VARCHAR2
data type.
See Also: Oracle Database SQL Language Reference for more
information about comparison semantics for these data types

■

Future compatibility
The CHAR and VARCHAR2 data types are fully supported. Today, the VARCHAR data
type automatically corresponds to the VARCHAR2 data type and is reserved for
future use.

Representing Numeric Data
The SQL data types that store numeric data are NUMBER, BINARY_FLOAT, and BINARY_
DOUBLE.
The NUMBER data type stores real numbers in either a fixed-point or floating-point
format. NUMBER offers up to 38 decimal digits of precision. In a NUMBER column, you can
store positive and negative numbers of magnitude 1 x 10-130 through 9.99 x10125, and 0.
All Oracle Database platforms support NUMBER values.
The BINARY_FLOAT and BINARY_DOUBLE data types store floating-point numbers in the
single-precision (32-bit) IEEE 754 format and the double-precision (64-bit) IEEE 754
format, respectively. High-precision values use less space when stored as BINARY_
FLOAT and BINARY_DOUBLE than when stored as NUMBER. Arithmetic operations on
floating-point numbers are usually faster for BINARY_FLOAT and BINARY_DOUBLE values
than for NUMBER values.
In client interfaces that Oracle Database supports, arithmetic operations on BINARY_
FLOAT and BINARY_DOUBLE values are performed by the native instruction set that the
hardware vendor supplies. The term native floating-point data type includes BINARY_
FLOAT and BINARY_DOUBLE data types and all implementations of these types in
supported client interfaces.
Native floating-point data types conform substantially with the Institute of Electrical
and Electronics Engineers (IEEE) Standard for Binary Floating-Point Arithmetic, IEEE
Standard 754-1985 (IEEE754). For details, see Oracle Database SQL Language Reference.
Topics:
■
Floating-Point Number Components
■

Floating-Point Number Formats

■

Comparison Operators for Native Floating-Point Data Types

■

Arithmetic Operations with Native Floating-Point Data Types

■

Conversion Functions for Floating-Point Data Types

■

Client Interfaces for Native Floating-Point Data Types

1-4 Oracle Database Advanced Application Developer's Guide

Representing Numeric Data

See Also:
■

■

Oracle Database SQL Language Reference for more information about
the NUMBER data type
Oracle Database SQL Language Reference for more information about
the BINARY_FLOAT and BINARY_DOUBLE data types

Floating-Point Number Components
A floating-point number has these components:
■

Binary-valued sign

■

Signed exponent

■

Significand

■

Base

The formula for a floating-point value is:
(-1)sign.significand.baseexponent

For example, the floating-point value 4.31 is represented:
(-1)0.431.10-2

The components of the preceding representation are:
Component Name Component Value
Sign

0

Significand

431

Base

10

Exponent

-2

Floating-Point Number Formats
A floating-point number format specifies how the components of a floating-point
number are represented, thereby determining the range and precision of the values
that the format can represent. The range is the interval bounded by the smallest and
largest values and the precision is the number of significant digits. Both range and
precision are finite. If a floating-point number is too precise for a given format, then
the number is rounded.
How the number is rounded depends on the base of its format, which can be either
decimal or binary. A number stored in decimal format is rounded to the nearest
decimal place (for example, 1000, 10, or 0.01). A number stored in binary format is
rounded to the nearest binary place (for example, 1024, 512, or 1/64).
NUMBER values are stored in decimal format. For calculations that need decimal
rounding, use the NUMBER data type.
Native floating-point values are stored in binary format.
Topics:
■
Binary Floating-Point Formats
■

Special Values for Native Floating-Point Formats

Using SQL Data Types in Database Applications 1-5

Representing Numeric Data

Binary Floating-Point Formats
This formula determines the value of a floating-point number that uses a binary
format:
(-1)sign 2E (bit0 bit1 bit2 ... bitp-1)

Table 1–2 describes the components of the preceding formula.
Table 1–2

Binary Floating-Point Format Components

Component

Component Value

sign

0 or 1

E (exponent)

For single-precision (32-bit) data type, an integer from -126 through 127.
For double-precision (64-bit) data type, an integer from -1022 through 1023.
0 or 1. (The bit sequence represents a number in base 2.)

biti
p (precision)

For single-precision data type, 24.
For double-precision data type, 53.

The leading bit of the significand, b0, must be set (1), except for subnormal numbers
(explained later). Therefore, the leading bit is not actually stored, and a binary format
provides n bits of precision while storing only n-1 bits. The IEEE 754 standard defines
the in-memory formats for single-precision and double-precision data types, which
Table 1–3 shows.
Table 1–3

Summary of Binary Format Storage Parameters

Data Type

Sign Bit

Exponent Bits

Significand Bits

Total Bits

Single-precision

1

8

24 (23 stored)

32

Double-precision

1

11

53 (52 stored)

64

Oracle Database does not support the extended single- and
double-precision formats that the IEEE 754 standard defines.

Note:

A significand whose leading bit is set is called normalized. The IEEE 754 standard
defines subnormal numbers (also called denormal numbers) that are too small to
represent with normalized significands. If the significand of a subnormal number were
normalized, then its exponent would be too large. Subnormal numbers preserve this
property: If x-y==0.0 (using floating-point subtraction), then x==y. IEEE 754 formats
support subnormal values.
Table 1–4 shows the range and precision of the IEEE 754 single- and double-precision
formats and Oracle Database NUMBER. Range limits are expressed as positive numbers,
but they also apply to absolute values of negative numbers. (The notation
"number e exponent" means number * 10exponent.)
Table 1–4

Range and Precision of Floating-Point Data Types

Range and
Precision

Single-precision
32-bit1

Double-precision 64-bit1

Oracle Database
NUMBER Data
Type

Maximum positive
normal number

3.40282347e+38

1.7976931348623157e+308

< 1.0e126

1-6 Oracle Database Advanced Application Developer's Guide

Representing Numeric Data

Table 1–4 (Cont.) Range and Precision of Floating-Point Data Types
Range and
Precision

Single-precision
32-bit1

Double-precision 64-bit1

Oracle Database
NUMBER Data
Type

Minimum positive
normal number

1.17549435e-38

2.2250738585072014e-308

1.0e-130

Maximum positive
subnormal number

1.17549421e-38

2.2250738585072009e-308

not applicable

Minimum positive
subnormal number

1.40129846e-45

4.9406564584124654e-324

not applicable

Precision (decimal
digits)

6-9

15 - 17

38 - 40

1

These numbers are from the IEEE Numerical Computation Guide.

See Also:
■

■

■

Oracle Database SQL Language Reference for information about
literal representation of numeric values
Oracle Database SQL Language Reference for more information about
floating-point formats
Oracle Database SQL Language Reference for information about
floating-point conditions

Special Values for Native Floating-Point Formats
The IEEE 754 standard supports the special values shown in Table 1–5.
Table 1–5

Special Values for Native Floating-Point Formats

Value

Meaning

+INF

Positive infinity

-INF

Negative infinity

NaN

Not a number

+0

Positive zero

-0

Negative zero

Each value in Table 1–5 is represented by a specific bit pattern, except NaN. NaN, the
result of any undefined operation, is represented by many bit patterns. Some of these
bits patterns have the sign bit set and some do not, but the sign bit has no meaning.
The IEEE 754 standard distinguishes between quiet NaNs (which do not raise
additional exceptions as they propagate through most operations) and signaling NaNs
(which do). The IEEE 754 standard specifies action for when exceptions are enabled
and action for when they are disabled.
In Oracle Database, exceptions cannot be enabled. Oracle Database acts as the IEEE
754 standard specifies for when exceptions are disabled. In particular, Oracle Database
does not distinguish between quiet and signaling NaNs. You can use Oracle Call
Interface (OCI) to retrieve NaN values from Oracle Database, but whether a retrieved
NaN value is signaling or quiet depends on the client platform and is beyond the
control of Oracle Database.
The IEEE 754 standard defines these classes of special values:
Using SQL Data Types in Database Applications 1-7

Representing Numeric Data

■

Zero

■

Subnormal

■

Normal

■

Infinity

■

NaN

The values in each class in the preceding list are larger than the values in the classes
that precede it in the list (ignoring signs), except NaN. NaN is unordered with other
classes of special values and with itself.
In Oracle Database:
■

All NaNs are quiet.

■

Any non-NaN value < NaN

■

Any NaN == any other NaN

■

All NaNs are converted to the same bit pattern.

■

-0 is converted to +0.

■

IEEE 754 exceptions are not raised.
See Also: Oracle Database SQL Language Reference for information
about floating-point conditions, which let you determine whether an
expression is infinite or is the undefined result of an operation (is not a
number or NaN).

Comparison Operators for Native Floating-Point Data Types
Oracle Database defines these comparison operators for native floating-point data
types:
■

Equal to

■

Not equal to

■

Greater than

■

Greater than or equal to

■

Less than

■

Less than or equal to

■

Unordered

Comparisons ignore the sign of zero (-0 equals +0).
See Also: "Special Values for Native Floating-Point Formats" on
page 1-7 for more information about comparison results, ordering,
and other actions of special values

Arithmetic Operations with Native Floating-Point Data Types
Oracle Database defines these arithmetic operators for native floating-point data types:
■

Multiplication

■

Division

■

Addition

1-8 Oracle Database Advanced Application Developer's Guide

Representing Numeric Data

■

Subtraction

■

Remainder

■

Square root

You can define the mode used to round the result of the operation. Exceptions can be
raised when operations are performed. Exceptions can also be disabled.
Formerly, Java required floating-point arithmetic to be exactly reproducible. IEEE 754
does not have this requirement. Therefore, results of operations (including arithmetic
operations) can be delivered to a destination that uses a range greater than the range
that the operands of the operation use.
You can compute the result of a double-precision multiplication at an extended
double-precision destination, but the result must be rounded as if the destination were
single-precision or double-precision. The range of the result (that is, the number of bits
used for the exponent) can use the range supported by the wider (extended
double-precision) destination; however, this might cause a double-rounding error in
which the least significant bit of the result is incorrect.
This situation can occur only for double-precision multiplication and division on
hardware that implements the IA-32 and IA-64 instruction set architecture. Therefore,
except for this case, arithmetic for these data types is reproducible across platforms.
When the result of a computation is NaN, all platforms produce a value for which
IS NAN is true. However, all platforms do not have to use the same bit pattern.

Conversion Functions for Floating-Point Data Types
Oracle Database defines functions that convert between floating-point and other data
types, including string formats that use decimal precision (but precision might be lost
during the conversion). For example:
■

TO_BINARY_DOUBLE, described in Oracle Database SQL Language Reference

■

TO_BINARY_FLOAT, described in Oracle Database SQL Language Reference

■

TO_CHAR, described in Oracle Database SQL Language Reference

■

TO_NUMBER, described in Oracle Database SQL Language Reference

Oracle Database can raise exceptions during conversion. The IEEE 754 standard
defines these exceptions:
■

Invalid

■

Inexact

■

Divide by zero

■

Underflow

■

Overflow

Oracle Database does not raise these exceptions for native floating-point data types.
Generally, operations that raise exceptions produce the values described in Table 1–6.
Table 1–6

Values Resulting from Exceptions

Exception

Value

Underflow

0

Overflow

-INF, +INF

Invalid Operation

NaN

Using SQL Data Types in Database Applications 1-9

Representing Date and Time Data

Table 1–6 (Cont.) Values Resulting from Exceptions
Exception

Value

Divide by Zero

-INF, +INF, NaN

Inexact

Any value – rounding was performed

Client Interfaces for Native Floating-Point Data Types
Oracle Database supports native floating-point data types in these client interfaces:
■

SQL

■

PL/SQL

■

Oracle Call Interface (OCI)

■

Oracle C++ Call Interface (OCCI)

■

Pro*C/C++

■

JDBC

Topics:
■
OCI Native Floating-Point Data Types SQLT_BFLOAT and SQLT_BDOUBLE
■

Native Floating-Point Data Types Supported in ADTs

■

Pro*C/C++ Support for Native Floating-Point Data Types

OCI Native Floating-Point Data Types SQLT_BFLOAT and SQLT_BDOUBLE
The OCI API implements the IEEE 754 single- and double-precision native
floating-point data types with the data types SQLT_BFLOAT and SQLT_BDOUBLE,
respectively. Conversions between these types and the SQL types BINARY_FLOAT and
BINARY_DOUBLE are exact on platforms that implement the IEEE 754 standard for the C
data types FLOAT and DOUBLE.
See Also:

Oracle Call Interface Programmer's Guide

Native Floating-Point Data Types Supported in ADTs
Oracle Database supports the SQL data types BINARY_FLOAT and BINARY_DOUBLE as
attributes of ADTs.

Pro*C/C++ Support for Native Floating-Point Data Types
Pro*C/C++ supports the native FLOAT and DOUBLE data types using the column data
types BINARY_FLOAT and BINARY_DOUBLE. You can use these data types in the same way
that Oracle Database NUMBER data type is used. You can bind FLOAT and DOUBLE to
BINARY_FLOAT and BINARY_DOUBLE, respectively, by setting the Pro*C/C++ precompiler
command line option NATIVE_TYPES to Y (yes) when you compile your application.

Representing Date and Time Data
Oracle Database stores date and time (datetime) data in its own internal format, in
7-byte fields that correspond to century, year, month, day, hour, minute, and second.
Table 1–7 summarizes the SQL datetime data types. For more information about these
data types, see Oracle Database SQL Language Reference.

1-10 Oracle Database Advanced Application Developer's Guide

Representing Date and Time Data

Table 1–7

SQL Datetime Data Types

Date Type

Usage

DATE

Use to store point-in-time (datetime) values in a table—for
example, dates of jobs.

TIMESTAMP

Use to store datetime values that are precise to fractional
seconds—for example, times of events that must be compared to
determine the order in which they occurred.

TIMESTAMP WITH TIME ZONE

Use to store datetime values that must be gathered or
coordinated across geographic regions.

TIMESTAMP WITH LOCAL TIME
ZONE

Use to store datetime values when the time zone is
insignificant—for example, in an application that schedules
teleconferences, where participants each see the start and end
times for their own time zone.
Appropriate for two-tier applications in which you want to
display dates and times that use the time zone of the client
system. Usually inappropriate for three-tier applications,
because data displayed in a web browser is formatted according
to the time zone of the web server, not the time zone of the
browser. The web server is the database client, so its local time is
used.

INTERVAL YEAR TO MONTH

Use to store the difference between two datetime values, where
only the year and month are significant—for example, to set a
reminder for a date 18 months in the future, or check whether 6
months have elapsed since a particular date.

INTERVAL DAY TO SECOND

Use to store the precise difference between two datetime
values—for example, to set a reminder for a time 36 hours in the
future or to record the time between the start and end of a race.
To represent long spans of time with high precision, use a large
number of days.

Topics:
■
Displaying Current Date and Time
■

Displaying and Inserting Dates in Nondefault Formats

■

Displaying and Inserting Times in Nondefault Formats

■

Arithmetic Operations with Datetime Data Types

■

Conversion Functions for Datetime Data Types

■

Importing, Exporting, and Comparing Datetime Types
See Also: Oracle Call Interface Programmer's Guide for more
information about Oracle Database internal date types

Displaying Current Date and Time
The simplest way to display the current date and time is:
SELECT SYSDATE FROM DUAL

The preceding command displays the current date and time in the default date format,
which depends on the initialization parameter NLS_DATE_FORMAT.
The standard Oracle Database default date format is DD-MON-RR. The RR datetime
format element lets you store 20th century dates in the 21st century by specifying only
the last two digits of the year. For example, in the datetime format DD-MON-YY,

Using SQL Data Types in Database Applications

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Representing Date and Time Data

13-NOV-54 refers to the year 1954 in a query issued between 1950 and 2049, but to the
year 2054 in a query issued between 2050 and 2099.
To display SYSDATE in a nondefault format, use the TO_CHAR function with a datetime
format model.
Example 1–1 uses TO_CHAR with a format model to display SYSDATE in a nondefault
format, which includes the qualifier BC or AD. (By default, SYSDATE is displayed
without this qualifier.)
Example 1–1 Displaying Current Date and Time in Nondefault Format
SELECT TO_CHAR(SYSDATE, 'DD-MON-YYYY BC') NOW FROM DUAL;

Result:
NOW
----------------------18-MAR-2009 AD
1 row selected.

When testing code that uses SYSDATE, it can be helpful to set
SYSDATE to a constant. Do this with the initialization parameter FIXED_
DATE, described in Oracle Database Reference.
Tip:

See Also:
■

■

■

■

■

Oracle Database SQL Language Reference for more information about
SYSDATE
Oracle Database Globalization Support Guide for information about
NLS_DATE_FORMAT
Oracle Database SQL Language Reference for more information about
TO_CHAR
Oracle Database SQL Language Reference for information about
datetime format models
Oracle Database SQL Language Reference for more information about
the RR datetime format element

Displaying and Inserting Dates in Nondefault Formats
Although Oracle Database always stores dates in the default date format (set by the
initialization parameter NLS_DATE_FORMAT), you can display and insert dates in
nondefault formats by using the TO_CHAR and TO_DATE functions, respectively, with
datetime format models.
Example 1–2 creates a table with a DATE column and inserts into it a date specified in a
nondefault format. The date is stored in the default format, as the first SELECT
statement shows. The second SELECT statement displays the date in a nondefault
format.
Example 1–2 Inserting and Displaying Date in Nondefault Formats
DROP TABLE dates;
CREATE TABLE dates (d DATE);
INSERT INTO dates VALUES (TO_DATE('OCT 27, 1998', 'MON DD, YYYY'));

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Representing Date and Time Data

SELECT d FROM dates;

Result:
D
--------27-OCT-98
1 row selected.
SELECT TO_CHAR(d, 'YYYY-MON-DD') D FROM dates;

Result:
D
-------------------1998-OCT-27
1 row selected.

Be careful when using the YY datetime format element,
which indicates the year in the current century. For example, in the
21st century, the format DD-MON-YY, 31-DEC-92 is December 31, 2092
(not December 31, 1992, as you might expect). To store 20th century
dates in the 21st century by specifying only the last two digits of the
year, use the RR datetime format element (the default).
Caution:

See Also:
■

■

■

■

■

Oracle Database Globalization Support Guide for information about
NLS_DATE_FORMAT
Oracle Database SQL Language Reference for more information about
TO_CHAR
Oracle Database SQL Language Reference for more information about
TO_DATE
Oracle Database SQL Language Reference for information about
datetime format models
Oracle Database SQL Language Reference for more information about
the RR datetime format element

Displaying and Inserting Times in Nondefault Formats
Although Oracle Database always stores times in the 24-hour format HH24:MI:SS, you
can display and insert times in nondefault formats by using the TO_CHAR and TO_DATE
functions, respectively, with datetime format models.
In a DATE column:
■

The default time is 12:00:00 A.M. (midnight).
The default time applies to any value in the column that has no time portion,
either because none was specified or because the value was truncated.

■

The default date is the first day of the current month.
The default date applies to any value in the column that has no date portion,
because none was specified.

Using SQL Data Types in Database Applications

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Representing Date and Time Data

Example 1–3 creates a table with a DATE column and inserts into it three dates specified
in nondefault formats—one with both date and time portions, one with no time
portion, and one with no date portion. The first SELECT statement shows the current
date. The second SELECT statement displays the three dates in a nondefault format that
includes both date and time portions.
Example 1–3 Inserting and Displaying Dates and Times in Nondefault Formats
DROP TABLE birthdays;
CREATE TABLE birthdays (name VARCHAR2(20), day DATE);
INSERT INTO birthdays (name, day)
VALUES ('Annie',
TO_DATE('13-NOV-92 10:56 A.M.','DD-MON-RR HH:MI A.M.')
);
INSERT INTO birthdays (name, day)
VALUES ('Bobby',
TO_DATE('5-APR-02','DD-MON-RR')
);
INSERT INTO birthdays (name, day)
VALUES ('Cindy',
TO_DATE('8:25 P.M.','HH:MI A.M.')
);

Display current date:
SELECT SYSDATE FROM DUAL;

Result:
SYSDATE
--------05-NOV-10
1 row selected.

Display both date and time portions of stored datetime values:
SELECT name,
TO_CHAR(day, 'Mon DD, RRRR') DAY,
TO_CHAR(day, 'HH:MI A.M.') TIME
FROM birthdays;

Result:
NAME
-------------------Annie
Bobby
Cindy

DAY
--------------------Nov 13, 1992
Apr 05, 2002
Nov 01, 2010

TIME
---------10:56 A.M.
12:00 A.M.
08:25 P.M.

3 rows selected.

Arithmetic Operations with Datetime Data Types
You can perform arithmetic operations on datetime values. The results of such
operations are determined by the rules in Oracle Database SQL Language Reference.

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Representing Date and Time Data

SQL has many datetime functions that you can use in datetime expressions. For
example, the function ADD_MONTHS returns the date that is a specified number of
months from a specified date. For the complete list of datetime functions, see Oracle
Database SQL Language Reference.

Conversion Functions for Datetime Data Types
Table 1–8 summarizes the SQL functions that convert to or from datetime data types.
Table 1–8

SQL Conversion Functions for Datetime Data Types

Function

Converts ...

To ...

NUMTODSINTERVAL

NUMBER

INTERVAL DAY TO SECOND

NUMTOYMINTERVAL

NUMBER

INTERVAL DAY TO MONTH

TO_CHAR

DATE

VARCHAR2

TIMESTAMP
TIMESTAMP WITH TIME ZONE
TIMESTAMP WITH LOCAL TIME ZONE
INTERVAL DAY TO SECOND
INTERVAL YEAR TO MONTH
TO_DATE

CHAR

DATE

VARCHAR2
NCHAR
NVARCHAR2
TO_DSINTERVAL

INTERVAL DAY TO SECOND

CHAR
VARCHAR2
NCHAR
NVARCHAR2

TO_TIMESTAMP

CHAR

TIMESTAMP

VARCHAR2
NCHAR
NVARCHAR2
TO_TIMESTAMP_TZ

TIMESTAMP WITH TIME ZONE

CHAR
VARCHAR2
NCHAR
NVARCHAR2

TO_YMINTERVAL

CHAR

INTERVAL DAY TO MONTH

VARCHAR2
NCHAR
NVARCHAR2

Importing, Exporting, and Comparing Datetime Types
You can import, export, and compare TIMESTAMP WITH TIME ZONE and TIMESTAMP WITH
LOCAL TIME ZONE values without worrying about time zone offsets, because the
database stores these values in normalized format.

Using SQL Data Types in Database Applications

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Representing Specialized Data

When importing, exporting, and comparing DATE and TIMESTAMP values, you must
adjust them to account for any time zone differences between source and target
databases, because the database does not store their time zones.

Representing Specialized Data
Topics:
■
Representing Geographic Data
■

Representing Multimedia Data

■

Representing Large Amounts of Data

■

Representing Searchable Text

■

Representing XML Data

■

Representing Dynamically Typed Data

■

Representing ANSI, DB2, and SQL/DS Data

Representing Geographic Data
To represent Geographic Information System (GIS) or spatial data in the database, you
can use Oracle Spatial features, including the type MDSYS.SDO_GEOMETRY. You can store
the data in the database by using either an object-relational or a relational model. You
can use a set of PL/SQL packages to query and manipulate the data.
See Also: Oracle Spatial Developer's Guide for information about
Oracle Spatial features

Representing Multimedia Data
Oracle Multimedia enables Oracle Database to store, manage, and retrieve images,
audio, video, or other heterogeneous media data in an integrated fashion with other
enterprise information. Oracle Multimedia extends Oracle Database reliability,
availability, and data management to multimedia content in traditional, Internet,
electronic commerce, and media-rich applications.
Whether you store such multimedia data inside the database as BLOB or BFILE values,
or store it externally on a web server or other kind of server, you can use Oracle
Multimedia to access the data using either an object-relational or a relational model,
and manipulate and query the data using a set of ADTs.
Oracle Multimedia provides the ORDAudio, ORDDoc, ORDImage, ORDImageSignature,
ORDVideo, and SI_StillImage ADTs (including methods) for these purposes:
■
■

■

Extracting metadata and attributes from multimedia data
Retrieving and managing multimedia data from Oracle Multimedia, web servers,
file systems, and other servers
Performing manipulation operations on image data
See Also: Oracle Multimedia Reference for information about Oracle
Multimedia

Representing Large Amounts of Data
For representing large amounts of data, Oracle Database provides:

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Representing Specialized Data

■

Large Objects (LOBs)

■

LONG and LONG RAW Data Types (for backward compatibility)

Large Objects (LOBs)
Large Objects (LOBs) are data types that are designed to store large amounts of data
(the maximum size of a LOB depends on how your database is configured). Storing
data in LOBs enables you to access and manipulate the data efficiently in your
application.
Table 1–9 summarizes the LOBs.
Table 1–9

Large Objects (LOBs)

Data Type Description
Binary large object

BLOB

Stores any kind of data in binary format.
Typically used for multimedia data such as images, audio, and video.
Character large object

CLOB

Stores string data in the database character set format.
Used for large strings or documents that use the database character set exclusively.
National character large object

NCLOB

Stores string data in National Character Set format.
Used for large strings or documents in the National Character Set.
External large object

BFILE

Stores a binary file outside the database in the host operating system file system.
Applications have read-only access to BFILEs.
Used for static data that applications do not manipulate, such as image data.
Any kind of data (that is, any operating system file) can be stored in a BFILE. For
example, you can store character data in a BFILE and then load the BFILE data into
a CLOB, specifying the character set when loading.

An instance of type BLOB, CLOB, or NCLOB can be either temporary (declared in the
scope of your application) or persistent (created and stored in the database).
See Also:
■

■

Oracle Database SQL Language Reference for additional general
information about LOBs
Oracle Database SecureFiles and Large Objects Developer's Guide for
information about using LOBs in application development

LONG and LONG RAW Data Types
Note: Oracle supports the LONG and LONG RAW data types for
backward compatibility, but strongly recommends that you convert
LONG columns to LOB columns and LONG RAW columns to BLOB
columns.

LONG columns store variable-length character strings containing up to 2 gigabytes - 1
bytes. LONG columns have many of the characteristics of VARCHAR2 columns. You can

Using SQL Data Types in Database Applications

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Representing Specialized Data

use LONG columns to store long text strings. The length of LONG values may be limited
by the memory available on your computer. For more information about the LONG data
type, including its many restrictions, see Oracle Database SQL Language Reference.
The LONG RAW (and RAW) data types store data that is not to be explicitly converted by
Oracle Database when moving data between different systems. These data types are
intended for binary data or byte strings. For example, you can use LONG RAW to store
graphics, sound, documents, or arrays of binary data, for which the interpretation is
dependent on the use. You can index RAW data, but not LONG RAW data. For more
information about the RAW and LONG RAW data types, see Oracle Database SQL Language
Reference.

Representing Searchable Text
Rather than writing low-level code to do full-text searches, you can use Oracle Text.
Oracle Text stores the search data in a special kind of index and lets you query the data
with operators and PL/SQL packages. This technology enables you to create your own
search engine using data from tables, files, or URLs, and combine the search logic with
relational queries. You can also search XML data this way with the XPath notation.
See Also: Oracle Text Application Developer's Guide for more
information about Oracle Text

Representing XML Data
If you have information stored as files in XML format, or want to store an ADT in XML
format, then you can use the Oracle-supplied type XMLType.
When you create an XMLType column in a table, you can store the XML data in any of
these ways:
■

In a CLOB column

■

As binary XML (stored internally as a CLOB)

■

Object relationally

XMLType has member functions that access, extract, and query the XML data using
W3C XPath expressions (see Oracle XML DB Developer's Guide). Also, Oracle provides
SQL XML functions that manipulate or return whole or partial XML documents (see
Oracle Database SQL Language Reference) and these PL/SQL packages (described in
Oracle Database PL/SQL Packages and Types Reference):
■

DBMS_XMLDOM, for accessing XMLType objects

■

DBMS_XMLGEN, for converting the results of a SQL query to a canonical XML format

■

DBMS_XMLINDEX, for implementing asynchronous indexing

■

DBMS_XMLPARSER, for accessing the contents and structure of XML documents

■

DBMS_XMLQUERY, for database-to-XMLType functionality

■

DBMS_XMLSAVE, for XML-to-database-type functionality

■

DBMS_XMLSCHEMA, for managing XML schemas

■

DBMS_XMLSTORE, for storing XML data in relational tables

■

DBMS_XMLTRANSLATIONS, for translating strings so that they can be searched or
displayed in various languages

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See Also:
■

■

Oracle XML DB Developer's Guide for information about Oracle
XML DB and how you can use it to store, generate, manipulate,
manage, and query XML data in the database
Oracle XML Developer's Kit Programmer's Guide for information
about client-side programming with XML

Representing Dynamically Typed Data
Some languages allow data types to change at run time, and some let a program check
the type of a variable. For example, C has the union keyword and the void * pointer,
and Java has the typeof operator and wrapper types such as Number.
In Oracle Database, you can create variables and columns that can hold data of any
type and test their values to determine their underlying representation. For example, a
single table column can have a numeric value in one row, a string value in another
row, and an object in another row.
You can use the Oracle-supplied ADT SYS.ANYDATA to represent values of any scalar
type or ADT. SYS.ANYDATA has methods that accept scalar values of any type, and turn
them back into scalars or objects. Similarly, you can use the Oracle-supplied ADT
SYS.ANYDATASET to represent values of any collection type. For more information about
these ADTs, see Oracle Database Object-Relational Developer's Guide.
To check and manipulate type information, use the DBMS_TYPES package, as in
Example 1–4. For more information about this package, see Oracle Database PL/SQL
Packages and Types Reference.
With OCI, use the OCIAnyData and OCIAnyDataSet interfaces, described in Oracle Call
Interface Programmer's Guide.
Example 1–4 Accessing Information in a SYS.ANYDATA Column
CREATE OR REPLACE TYPE employee_type AS
OBJECT (empno NUMBER, ename VARCHAR2(10));
/
DROP TABLE mytab;
CREATE TABLE mytab (id NUMBER, data SYS.ANYDATA);
INSERT INTO mytab (id, data)
VALUES (1, SYS.ANYDATA.ConvertNumber(5));
INSERT INTO mytab (id, data)
VALUES (2, SYS.ANYDATA.ConvertObject(Employee_type(5555, 'john')));
CREATE OR REPLACE PROCEDURE p IS
CURSOR cur IS SELECT id, data FROM mytab;
v_id
mytab.id%TYPE;
v_data
mytab.data%TYPE;
v_type
SYS.ANYTYPE;
v_typecode
PLS_INTEGER;
v_typename
VARCHAR2(60);
v_dummy
PLS_INTEGER;
v_n
NUMBER;
v_employee
employee_type;
non_null_anytype_for_NUMBER exception;
unknown_typename
exception;
BEGIN

Using SQL Data Types in Database Applications

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Representing Specialized Data

OPEN cur;
LOOP
FETCH cur INTO v_id, v_data;
EXIT WHEN cur%NOTFOUND;
/* typecode signifies type represented by v_data.
GetType also produces a value of type SYS.ANYTYPE with methods you
can call to find precision and scale of a number, length of a
string, and so on. */
v_typecode := v_data.GetType (v_type /* OUT */);
/* Compare typecode to DBMS_TYPES constants to determine type of data
and decide how to display it. */
CASE v_typecode
WHEN DBMS_TYPES.TYPECODE_NUMBER THEN
IF v_type IS NOT NULL THEN -- This condition should never happen.
RAISE non_null_anytype_for_NUMBER;
END IF;
-- For each type, there is a Get method.
v_dummy := v_data.GetNUMBER (v_n /* OUT */);
DBMS_OUTPUT.PUT_LINE
(TO_CHAR(v_id) || ': NUMBER = ' || TO_CHAR(v_n) );
WHEN DBMS_TYPES.TYPECODE_OBJECT THEN
v_typename := v_data.GetTypeName();
IF v_typename NOT IN ('HR.EMPLOYEE_TYPE') THEN
RAISE unknown_typename;
END IF;
v_dummy := v_data.GetObject (v_employee /* OUT */);
DBMS_OUTPUT.PUT_LINE
(TO_CHAR(v_id) || ': user-defined type = ' || v_typename ||
' ( ' || v_employee.empno || ', ' || v_employee.ename || ' )' );
END CASE;
END LOOP;
CLOSE cur;
EXCEPTION
WHEN non_null_anytype_for_NUMBER THEN
RAISE_Application_Error (-20000,
'Paradox: the return AnyType instance FROM GetType ' ||
'should be NULL for all but user-defined types');
WHEN unknown_typename THEN
RAISE_Application_Error( -20000, 'Unknown user-defined type ' ||
v_typename || ' - program written to handle only HR.EMPLOYEE_TYPE');
END;
/
SELECT t.data.gettypename() AS "Type Name" FROM mytab t;

Result:
Type Name
-------------------------------------------------------------------------------SYS.NUMBER
HR.EMPLOYEE_TYPE
2 rows selected.

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Representing Conditional Expressions as Data

Representing ANSI, DB2, and SQL/DS Data
SQL statements that create tables and clusters can use ANSI data types and data types
from the IBM products SQL/DS and DB2 (except those noted after this paragraph).
Oracle Database converts the ANSI or IBM data type to the equivalent Oracle data
type, records the Oracle data type as the name of the column data type, and stores the
column data in the Oracle data type. For conversion details, see Oracle Database SQL
Language Reference.
SQL statements cannot use the SQL/DS and DB2 data types
TIME, GRAPHIC, VARGRAPHIC, and LONG VARGRAPHIC, because they have
no equivalent Oracle data types.
Note:

Representing Conditional Expressions as Data
Oracle Expression Filter (a feature of Rules Manager) enables you to store, index, and
evaluate conditional expressions in one or more columns of a database table. Then
Oracle Expression Filter compares the stored expressions to incoming data, identifying
rows of interest.
Scenario: You created the following table, in which each row holds data for a
stock-trading account holder, and you want to define a column that stores information
about the stocks in which each trader is interested as a conditional expression.
DROP TABLE traders;
CREATE TABLE traders (
name
VARCHAR2(10),
email
VARCHAR2(20),
interest VARCHAR2(30)
);

Solution:
1.

Create a type with attributes for the trading symbol, limit price, and amount of
change in the stock price:
CREATE OR REPLACE TYPE ticker AS OBJECT (
symbol VARCHAR2(20),
price NUMBER,
change NUMBER
);
/

2.

Create an attribute set based on the type ticker:
BEGIN
DBMS_EXPFIL.DROP_ATTRIBUTE_SET (attr_set
END;
/
BEGIN
DBMS_EXPFIL.CREATE_ATTRIBUTE_SET
(attr_set => 'ticker',
from_type => 'YES');
END;
/

3.

=> 'ticker');

Associate the attribute set with the expression set stored in the column
trader.interest:
BEGIN

Using SQL Data Types in Database Applications

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Identifying Rows by Address

DBMS_EXPFIL.ASSIGN_ATTRIBUTE_SET
(attr_set => 'ticker',
expr_tab => 'traders',
expr_col => 'interest');
END;
/

The preceding code ensures that the interest column stores valid conditional
expressions.
4.

Populate the table with trader names, e-mail addresses, and conditional
expressions that represent stocks in which the trader is interested, at specific
prices. For example:
INSERT INTO traders (name, email, interest)
VALUES ('Vishu', 'vishu@example.com', 'symbol = ''ABC'' AND price > 25');

5.

Use the EVALUATE operator to identify the conditional expressions that evaluate to
TRUE for a given data item. For example, this query returns traders who are
interested in the stock quote (symbol='ABC', price=31, change=5.2):
SELECT name, email
FROM traders
WHERE EVALUATE (
interest,
'symbol=>''ABC'',
price=>31,
change=>5.2'
) = 1;

Result:
NAME
EMAIL
---------- -------------------Vishu
vishu@example.com
1 row selected.

Tip: To speed up the query, create an Oracle Expression Filter index
on the interest column.
See Also: Oracle Database Rules Manager and Expression Filter
Developer's Guide for information about developing applications using
Oracle Expression Filter

Identifying Rows by Address
The fastest way to access a row is by its address, or rowid, which uniquely identifies it.
Different rows in the same data block can have the same rowid only if they are in
different clustered tables. If a row is larger than one data block, then its rowid
identifies its initial row piece.
To see rowids, query the ROWID pseudocolumn, whose value is a string that represents
the address of the row. The string has the data type ROWID or UROWID.

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When you update a row in a table compressed with Hybrid
Columnar Compression (HCC), the ROWID of the row changes. HCC, a
feature of certain Oracle storage systems, is described in Oracle
Database Concepts.
Note:

Topics:
■
Querying the ROWID Pseudocolumn
■

ROWID Data Type

■

UROWID Data Type
See Also: Oracle Database SQL Language Reference for more
information about the ROWID pseudocolumn

Querying the ROWID Pseudocolumn
Each table in Oracle Database has a pseudocolumn named ROWID, which can appear in
a query in either the SELECT list or WHERE clause.
Example 1–5 creates a table of with a column of the data type ROWID, populates it with
rowids by querying the ROWID pseudocolumn inside an INSERT statement, and then
displays it. The rowids of the table rows show how they are stored.
Example 1–5 Querying the ROWID Pseudocolumn
DROP TABLE t_tab; -- in case it exists
CREATE TABLE t_tab (col1 ROWID);
INSERT INTO t_tab (col1)
SELECT ROWID
FROM employees
WHERE employee_id > 199;

Query:
SELECT employee_id, rowid
FROM employees
WHERE employee_id > 199;

ROWID varies, but result is similar to:
EMPLOYEE_ID
----------200
201
202
203
204
205
206

ROWID
-----------------AAAPeSAAFAAAABTAAC
AAAPeSAAFAAAABTAAD
AAAPeSAAFAAAABTAAE
AAAPeSAAFAAAABTAAF
AAAPeSAAFAAAABTAAG
AAAPeSAAFAAAABTAAH
AAAPeSAAFAAAABTAAI

7 rows selected.

Query:
SELECT * FROM t_tab;

Using SQL Data Types in Database Applications

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Identifying Rows by Address

COL1 varies, but result is similar to:
COL1
-----------------AAAPeSAAFAAAABTAAC
AAAPeSAAFAAAABTAAD
AAAPeSAAFAAAABTAAE
AAAPeSAAFAAAABTAAF
AAAPeSAAFAAAABTAAG
AAAPeSAAFAAAABTAAH
AAAPeSAAFAAAABTAAI
7 rows selected.

ROWID Data Type
In heap-organized tables generated by Oracle Database, the values in the ROWID
pseudocolumn have the data type ROWID. Internally, this data type is a structure that
stores information that the database server needs to access a row. The format of this
structure is either restricted, extended, or external binary.
Creating a column of the type ROWID (like col1 in Example 1–5)
does not guarantee that its values will be valid rowids.

Note:

Topics:
■
Restricted Internal ROWID Format
■

Extended Internal ROWID Format

■

External Binary Internal ROWID Format

Restricted Internal ROWID Format
A ROWID structure with the restricted internal format has these components:
■

Data file identifier

■

Block identifier

■

Row identifier

On most platforms, the size of this structure is 6 bytes.
The database server returns a ROWID pseudocolumn value to the client application as
an 18-character string with a hexadecimal encoding of each component.

Extended Internal ROWID Format
A ROWID structure with the extended internal format has the same components as the
restricted format and a data object number, which identifies a database segment. On
most platforms, the size of this structure is 10 bytes.
The database server returns a ROWID pseudocolumn value to the client application as
an 18-character string with a base-64 encoding of each component. For example, the
string might be "AAAA8mAALAAAAQkAAA", which represents a base-64 encoding of the
components of the extended ROWID in a four-piece format, OOOOOOFFFBBBBBBRRR.
To access and interpret the contents of an extended rowid, use the DBMS_ROWID
package, described in Oracle Database PL/SQL Packages and Types Reference.

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How Oracle Database Converts Data Types

External Binary Internal ROWID Format
Some client applications use a binary internal format for the ROWID structure. For
example, OCI and some precompiler applications can map the ROWID data type to a
3GL structure on bind or define calls.
In binary internal format, the ROWID structure is the same size for restricted and
extended rowids. For a restricted rowid, the data object number is stored in an unused
field.
The format of the extended binary ROWID, expressed as a C struct, is:
struct riddef {
ub4
ridobjnum; /* data obj#--this field is
unused in restricted ROWIDs */
ub2
ridfilenum;
ub1
filler;
ub4
ridblocknum;
ub2
ridslotnum;
}

UROWID Data Type
In tables that are foreign (that is, not generated by Oracle Database) or
index-organized, the values in the ROWID pseudocolumn have the data type UROWID.
This data type stores a universal rowid (urowid).
Urowids for foreign tables (such as DB2 tables accessed through a gateway) are called
foreign rowids.
Urowids for index-organized tables (whose rows are stored in index leaves, which can
move) are called logical rowids. Oracle Database creates logical rowids based on the
primary key of the table. The logical rowids do not change if the primary key does not
change.
To store urowids in a table, define a column of data type UROWID for the table and then
retrieve the value of the ROWID pseudocolumn into that column.

How Oracle Database Converts Data Types
Generally, you cannot assign a value of one data type to a variable or column of
another data type, or create an expression with values of different data types.
However, in some cases, Oracle Database accepts data of one type where it expects
data of another type and then automatically converts the accepted data to the expected
type. This is called implicit data conversion.
Topics:
■
Data Type Conversion During Assignments
■

Data Type Conversion During Expression Evaluation
See Also: Oracle Database SQL Language Reference for more
information about data type conversion

Data Type Conversion During Assignments
For the assignment
variable := expression

Using SQL Data Types in Database Applications

1-25

How Oracle Database Converts Data Types

if the data type of expression differs from that of variable, then Oracle Database tries
to convert the data type of expression to that of variable. For information about
when that is possible, see Oracle Database SQL Language Reference.
A character-to-NUMBER conversion succeeds only if the character string represents a
valid number. A character-to-DATE conversion succeeds only if the character string
satisfies the session default date format. (For information about the default date
format, see "Displaying Current Date and Time" on page 1-11.)
Examples
Assume that test_package, its public variable var1, and table1_tab are declared as
follows:
CREATE OR REPLACE PACKAGE test_package AS
var1 CHAR(5);
END;
/
DROP TABLE table1_tab;
CREATE TABLE table1_tab (col1 NUMBER);

In the assignment
variable := expression

the data type of expression must be either the same as, or implicitly convertible to, the
data type of variable. For example, for this assignment, Oracle Database
automatically converts zero to the data type of var1, which is CHAR(5):
var1 := 0;

In the statement
INSERT INTO table1_tab (col1) VALUES (expression)

the data type of expression must be either the same as, or implicitly convertible to, the
data type of col1. For example, for this statement, Oracle Database automatically
converts the string '19' to the data type of col1, which is NUMBER:
INSERT INTO table1_tab (col1) VALUES ('19')

In the statement
UPDATE table1_tab SET column = expression

the data type of expression must be either the same as, or implicitly convertible to, the
data type of column. For example, for this statement, Oracle Database automatically
converts the string '30' to the data type of col1, which is NUMBER:
UPDATE table1_tab SET col1 = '30';

In the statement
SELECT column INTO variable FROM table1_tab

the data type of column must be either the same as, or convertible to, the data type of
variable. For example, for this statement, Oracle Database automatically converts the
value selected from col1, which is 30, to the data type of var1, which is CHAR(5):
SELECT col1 INTO var1 FROM table1_tab WHERE col1 = 30;

1-26 Oracle Database Advanced Application Developer's Guide

Metadata for SQL Operators and Functions

Data Type Conversion During Expression Evaluation
When evaluating an expression, Oracle Database can perform the same automatic
conversions that it does for assignments. The target data type is determined by the
context of the expression. For example, if an expression is the operand of an arithmetic
operator, then Oracle Database tries to convert the value of the expression to NUMBER; if
the expression is the operand of a string function, then Oracle Database tries to convert
the value of the expression to VARCHAR2.
For the assignment
variable := expression

Oracle Database first evaluates expression, using the conversion rules for expressions.
If the evaluation succeeds, the result is a single value of a single data type, which
Oracle Database tries to assign to variable, using the conversion rules for
assignments.

Metadata for SQL Operators and Functions
The dynamic performance view V$SQLFN_METADATA contains metadata about SQL
operators and functions. For every function in V$SQLFN_METADATA, the dynamic
performance view V$SQLFN_ARG_METADATA has one row of metadata about each
function argument. If a function argument can be repeated (as in the functions LEAST
and GREATEST), then V$SQLFN_ARG_METADATA has only one row for each repeating
argument. You can join these two views on the column FUNCID.
These views enable third-party tools to leverage SQL functions without maintaining
their metadata in the application layer.
Topics:
ARGn Data Type

■
■

DISP_TYPE Data Type

■

Data Type Families
See Also:
■

■

Oracle Database Reference for more information about V$SQLFN_
METADATA
Oracle Database Reference for more information about V$SQLFN_
ARG_METADATA

ARGn Data Type
In the view V$SQLFN_METADATA, the column DATATYPE is the data type of the function
(that is, the data type that the function returns). This data type can be an Oracle data
type, data type family (see "Data Type Families" on page 1-28), or ARGn. ARGn is the
data type of the nth argument of the function. For example:
■

■

The MAX function (described in Oracle Database SQL Language Reference) returns a
value that has the data type of its first argument, so the MAX function has return
data type ARG1.
The DECODE function (described in Oracle Database SQL Language Reference) returns
a value that has the data type of its third argument, so the DECODE function has
data type ARG3.

Using SQL Data Types in Database Applications

1-27

Metadata for SQL Operators and Functions

DISP_TYPE Data Type
In the view V$SQLFN_METADATA, DISP_TYPE is the data type of an argument that can be
any expression. An expression is either a single value or a combination of values and
SQL functions that has a single value.
Table 1–10

Display Types of SQL Functions

Display Type

Description

Example

NORMAL

FUNC(A,B,...)

LEAST(A,B,C)

ARITHMETIC

A FUNC B)

A+B

PARENTHESIS

FUNC()

SYS_GUID()

RELOP

A FUNC B

A IN B

CASE_LIKE

CASE statement or DECODE decode

NOPAREN

FUNC

SYSDATE

Data Type Families
Often, a SQL function argument can have any data type in a data type family.
Table 1–11 shows the data type families and their member data types.
Table 1–11

Data Type Families

Family

Data Types

STRING

CHARACTER
VARCHAR2
CLOB
NCHAR
NVARCHAR2
NCLOB
LONG

NUMERIC

NUMBER
BINARY_FLOAT
BINARY_DOUBLE

DATETYPE

DATE
TIMESTAMP
TIMESTAMP WITH TIME ZONE
TIMESTAMP WITH LOCAL TIME ZONE
INTERVAL YEAR TO MONTH
INTERVAL DAY TO SECOND

BINARY

BLOB
RAW
LONGRAW

1-28 Oracle Database Advanced Application Developer's Guide

2
SQL Processing for Application Developers
2

This chapter explains what application developers must know about how Oracle
Database processes SQL statements. Before reading this chapter, read the basic
information about SQL processing in Oracle Database Concepts.
Topics:
Description of SQL Statement Processing

■
■

Grouping Operations into Transactions

■

Ensuring Repeatable Reads with Read-Only Transactions

■

Using Cursors

■

Locking Tables Explicitly

■

Using Oracle Lock Management Services (User Locks)

■

Using Serializable Transactions for Concurrency Control

■

Autonomous Transactions

■

Resuming Execution After Storage Allocation Errors

Description of SQL Statement Processing
This topic explains what happens during each stage of processing the execution of a
SQL statement, using a DML statement as an example.
Assume that you are using a Pro*C program to increase the salary for all employees in
a department. The program has connected to Oracle Database and you are connected
to the HR schema, which owns the employees table. You can embed this SQL
statement in your program:
EXECUTE SQL UPDATE employees SET salary = 1.10 * salary
WHERE department_id = :department_id;

The program provides a value for the bind variable placeholder :department_id,
which the SQL statement uses when it runs.
Stages of SQL Statement Processing
DML statements use all stages. Transaction management,
session management, and system management SQL statements use
only stages 2 and 8.

Note:

SQL Processing for Application Developers

2-1

Description of SQL Statement Processing

1.

Open or create a cursor.
A program interface call opens or creates a cursor, in expectation of a SQL
statement. Most applications create the cursor implicitly (automatically).
Precompiler programs can create the cursor either implicitly or explicitly.

2.

Parse the statement.
The user process passes the SQL statement to Oracle Database, which loads a
parsed representation of the statement into the shared SQL area. Oracle Database
can catch many errors during parsing.
For a DDL statement, parsing includes data dictionary lookup
and execution.

Note:

See Also:
■

Oracle Database Concepts for information about parsing

■

"Shared SQL Areas" on page 2-3

3.

Determine if the statement is a query.

4.

If the statement is a query, describe its results.
This stage is necessary only if the characteristics of the result
are unknown; for example, when a user enters the query interactively.

Note:

Oracle Database determines the characteristics (data types, lengths, and names) of
the result.
5.

If the statement is a query, define its output.
You specify the location, size, and data type of variables defined to receive each
fetched value. These variables are called define variables. Oracle Database
performs data type conversion if necessary.
Oracle Database Concepts for information about the
DEFINE stage
See Also:

6.

Bind any variables.
Oracle Database has determined the meaning of the SQL statement but does not
have enough information to run it. Oracle Database needs values for any bind
variable placeholders in the statement. In the example, Oracle Database needs a
value for :department_id. The process of obtaining these values is called binding
variables.
A program must specify the location (memory address) of the value. End users of
applications may be unaware that they are specifying values for bind variable
placeholders, because the Oracle Database utility can prompt them for the values.
Because the program specifies the location of the value (that is, binds by
reference), it need not rebind the variable before rerunning the statement, even if
the value changes. Each time Oracle Database runs the statement, it gets the value
of the variable from its address.

2-2 Oracle Database Advanced Application Developer's Guide

Description of SQL Statement Processing

You must also specify a data type and length for each value (unless they are
implied or defaulted) if Oracle Database must perform data type conversion.
See Also: For more information about specifying a data type and
length for a value:

7.

■

Oracle Call Interface Programmer's Guide

■

Pro*C/C++ Programmer's Guide

(Optional) Parallelize the statement.
Oracle Database can parallelize queries and some data definition language (DDL)
operations (for example, index creation, creating a table with a subquery, and
operations on partitions). Parallelization causes multiple server processes to
perform the work of the SQL statement so that it can complete faster.

8.

Run the statement.
Oracle Database runs the statement. If the statement is a query or an INSERT
statement, the database locks no rows, because no data is changing. If the
statement is an UPDATE or DELETE statement, the database locks all rows that the
statement affects, until the next COMMIT, ROLLBACK, or SAVEPOINT for the
transaction, thereby ensuring data integrity.
For some statements, you can specify multiple executions to be performed. This is
called array processing. Given n number of executions, the bind and define
locations are assumed to be the beginning of an array of size n.

9.

If the statement is a query, fetch its rows.
Oracle Database selects rows and, if the query has an ORDER BY clause, orders the
rows. Each successive fetch retrieves another row of the result set, until the last
row has been fetched.

10. Close the cursor.

Oracle Database closes the cursor.
To rerun a transaction management, session management, or
system management SQL statement, use another EXECUTE statement.

Note:

Shared SQL Areas
Oracle Database automatically detects when applications send similar SQL statements
to the database. The SQL area used to process the first occurrence of the statement is
shared—that is, used for processing subsequent occurrences of that same statement.
Therefore, only one shared SQL area exists for a unique statement. Because shared
SQL areas are shared memory areas, any Oracle Database process can use a shared
SQL area. The sharing of SQL areas reduces memory use on the database server,
thereby increasing system throughput.
In determining whether statements are similar or identical, Oracle Database compares
both SQL statements issued directly by users and applications and recursive SQL
statements issued internally by DDL statements.
See Also: Oracle Database Performance Tuning Guide for more
information about shared SQL

SQL Processing for Application Developers

2-3

Grouping Operations into Transactions

Grouping Operations into Transactions
Topics:
■
Deciding How to Group Operations in Transactions
■

Improving Transaction Performance

■

Committing Transactions

■

Managing Commit Redo Action

■

Rolling Back Transactions

■

Defining Transaction Savepoints
See Also: Oracle Database Concepts for basic information about
transactions

Deciding How to Group Operations in Transactions
Typically, deciding how to group operations in transactions is the concern of
application designers who use programming interfaces to Oracle Database. When
deciding how to group transactions:
■

■

■

Define transactions such that work is accomplished in logical units and data
remains consistent.
Ensure that data in all referenced tables is in a consistent state before the
transaction begins and after it ends.
Ensure that each transaction consists only of the SQL statements or PL/SQL blocks
that comprise one consistent change to the data.

For example, suppose that you write a web application that enables users to transfer
funds between accounts. The transaction must include the debit to one account,
executed by one SQL statement, and the credit to another account, executed by
another SQL statement. Both statements must fail or succeed as a unit of work; one
statement must not be committed without the other. Do not include unrelated actions,
such as a deposit to one account, in the transaction.

Improving Transaction Performance
As an application developer, you must try to improve performance. Consider using
these performance enhancement techniques when designing and writing your
application:
■

For each transaction:
1.

If you can use a single SQL statement, then do so.

2.

If you cannot use a single SQL statement but you can use PL/SQL, then use as
little PL/SQL as possible.
For information about PL/SQL, see Part II, "PL/SQL for Application
Developers".

3.

If you cannot use PL/SQL (because it cannot do what you must do; for
example, send email), then use Java.

4.

If you cannot use Java (for example, if it is too slow) or you have existing
third-generation language (3GL) code, then use an external C subprogram.

2-4 Oracle Database Advanced Application Developer's Guide

Grouping Operations into Transactions

For information about using Java and C in your application, see Chapter 14,
"Developing Applications with Multiple Programming Languages."
■

Establish standards for writing SQL statements so that you can take advantage of
shared SQL areas.
Oracle Database recognizes identical SQL statements and enables them to share
memory areas, reducing memory usage on the database server and increasing
system throughput.

■

Collect statistics that Oracle Database can use to implement a cost-based approach
to SQL statement optimization, and use additional hints to the optimizer as
needed.
To collect most statistics, use the DBMS_STATS package, which lets you collect
statistics in parallel, collect global statistics for partitioned objects, and fine-tune
your statistics collection in other ways. For more information about this package,
see Oracle Database PL/SQL Packages and Types Reference.
To collect statistics unrelated to the cost-based optimizer (such as information
about free list blocks), use the SQL statement ANALYZE. For more information about
this statement, see Oracle Database SQL Language Reference.
For more information about hints, see Oracle Database SQL Language Reference.

■

■

Before beginning a transaction, invoke DBMS_APPLICATION_INFO procedures to
record the name of the transaction in the database for later use when tracking its
performance with Oracle Trace and the SQL trace facility. For information about
the DBMS_APPLICATION_INFO package, see Oracle Database PL/SQL Packages and
Types Reference.
Increase user productivity and query efficiency by including user-written PL/SQL
functions in SQL expressions. For details, see "Invoking Stored PL/SQL Functions
from SQL Statements" on page 6-35.
Oracle Database Concepts for more information about
transaction management

See Also:

Committing Transactions
To commit a transaction, use the COMMIT statement. These two statements are
equivalent and commit the current transaction:
COMMIT WORK;
COMMIT;

The COMMIT statement lets you include the COMMENT parameter with a comment that
provides information about the transaction being committed. A comment is useful for
including information about the origin of the transaction when you commit
distributed transactions:
COMMIT COMMENT 'Dallas/Accts_pay/Trans_type 10B';

See Also: Oracle Database SQL Language Reference for information
about the COMMIT statement

Managing Commit Redo Action
When a transaction updates Oracle Database, it generates a corresponding redo entry.
Oracle Database buffers the redo entry to the redo log until the transaction completes.
When the transaction commits, the log writer process (LGWR) writes redo records to

SQL Processing for Application Developers

2-5

Grouping Operations into Transactions

disk for the buffered redo entries of all changes in the transaction. By default, Oracle
Database writes the redo entries to disk before the call returns to the client. This action
causes a latency in the commit, because the application must wait for the redo entries
to be persistent on disk.
Oracle Database lets you change the handling of commit redo to fit the needs of your
application. If your application requires very high transaction throughput and you are
willing to trade commit durability for lower commit latency, then you can change the
default COMMIT options so that the application need not wait for the database to write
data to the online redo logs.
Table 2–1 describes the COMMIT options.
Caution: With the NOWAIT option, a failure that occurs after the
commit message is received, but before the redo log records are
written, can falsely indicate to a transaction that its changes are
persistent.

Table 2–1

COMMIT Statement Options

Option

Effect

WAIT
(default)

Ensures that the COMMIT statement returns only after the corresponding redo
information is persistent in the online redo log. When the client receives a
successful return from this COMMIT statement, the transaction has been
committed to durable media.
A failure that occurs after a successful write to the log might prevent the
success message from returning to the client, in which case the client cannot
tell whether the transaction committed.

NOWAIT
(alternative to
WAIT)

The COMMIT statement returns to the client regardless of whether the write to
the redo log has completed. This behavior can increase transaction
throughput.

BATCH
(alternative to
IMMEDIATE)

Buffers the redo information to the redo log with concurrently running
transactions. After collecting sufficient redo information, initiates a disk
write to the redo log. This behavior is called group commit, because it
writes redo information for multiple transactions to the log in a single I/O
operation.

IMMEDIATE
(default)

LGWR writes the transaction redo information to the log. Because this
operation option forces a disk I/O, it can reduce transaction throughput.

To change the COMMIT options, use either the COMMIT statement (described in Oracle
Database SQL Language Reference) or the appropriate initialization parameter. For
information about initialization parameters, see Oracle Database Reference.
You cannot change the default IMMEDIATE and WAIT action for
distributed transactions.

Note:

If your application uses Oracle Call Interface (OCI), then you can modify redo action
by setting these flags in the OCITransCommit function in your application:
■

OCI_TRANS_WRITEWAIT

■

OCI_TRANS_WRITENOWAIT

■

OCI_TRANS_WRITEBATCH

■

OCI_TRANS_WRITEIMMED

2-6 Oracle Database Advanced Application Developer's Guide

Grouping Operations into Transactions

OCI_TRANS_WRITENOWAIT can cause silent transaction loss
with shutdown termination, startup force, and any instance or node
failure. On an Oracle RAC system, asynchronously committed
changes might not be immediately available to read on other
instances.

Caution:

See Also: Oracle Call Interface Programmer's Guide for information
about the OCITransCommit function

The specification of the NOWAIT and BATCH options has a small window of vulnerability
in which Oracle Database can roll back a transaction that your application views as
committed. Your application must be able to tolerate these scenarios:
■

■

The database host fails, which causes the database to lose redo entries that were
buffered but not yet written to the online redo logs.
A file I/O problem prevents LGWR from writing buffered redo entries to disk. If
the redo logs are not multiplexed, then the commit is lost.

Rolling Back Transactions
To roll back an entire transaction, or to roll back part of a transaction to a savepoint,
use the ROLLBACK statement. For example, either of these statements rolls back the
entire current transaction:
ROLLBACK WORK;
ROLLBACK;

The WORK option of the ROLLBACK statement has no function.
To roll back to a savepoint defined in the current transaction, use the TO option of the
ROLLBACK statement. For example, either of these statements rolls back the current
transaction to the savepoint named POINT1:
SAVEPOINT Point1;
...
ROLLBACK TO SAVEPOINT Point1;
ROLLBACK TO Point1;

Defining Transaction Savepoints
To define a savepoint in a transaction, use the SAVEPOINT statement. This statement
creates the savepoint named ADD_EMP1 in the current transaction:
SAVEPOINT Add_emp1;

Creating a savepoint with the same identifier as an earlier savepoint deletes the earlier
savepoint. After creating a savepoint, you can roll back to it.
An active savepoint is one that was created after the last COMMIT or ROLLBACK
statement. The number of active savepoints for each session is unlimited.
Table 2–2 shows a series of SQL statements that illustrates the use of COMMIT,
SAVEPOINT, and ROLLBACK statements within a transaction.

SQL Processing for Application Developers

2-7

Ensuring Repeatable Reads with Read-Only Transactions

Table 2–2

Use of COMMIT, SAVEPOINT, and ROLLBACK

SQL Statement

Results

SAVEPOINT a;

First savepoint of this transaction

DELETE...;

First DML statement of this transaction

SAVEPOINT b;

Second savepoint of this transaction

INSERT INTO...;

Second DML statement of this transaction

SAVEPOINT c;

Third savepoint of this transaction

UPDATE...;

Third DML statement of this transaction

ROLLBACK TO c;

UPDATE statement is rolled back, savepoint C remains defined.

ROLLBACK TO b;

INSERT statement is rolled back, savepoint C is lost, savepoint B remains
defined.

ROLLBACK TO c;

ORA-01086

INSERT INTO...;

New DML statement in this transaction

COMMIT;

Commits all actions performed by the first DML statement (the DELETE
statement) and the last DML statement (the second INSERT statement).
All other statements (the second and the third statements) of the
transaction were rolled back before the COMMIT. The savepoint A is no
longer active.

Ensuring Repeatable Reads with Read-Only Transactions
By default, Oracle Database guarantees statement-level read consistency, but not
transaction-level read consistency. With statement-level read consistency, queries in a
statement produce consistent data for the duration of the statement, not reflecting
changes by other statements. With transaction-level read consistency (repeatable
reads), queries in the transaction produce consistent data for the duration of the
transaction, not reflecting changes by other transactions.
To ensure transaction-level read consistency for a transaction that does not include
DML statements, specify that the transaction is read-only. The queries in a read-only
transaction see only changes committed before the transaction began, so query results
are consistent for the duration of the transaction.
A read-only transaction provides transaction-level read consistency without acquiring
additional data locks. Therefore, while the read-only transaction is querying data,
other transactions can query and update the same data.
A read-only transaction begins with this statement:
SET TRANSACTION READ ONLY [ NAME string ];

Only DDL statements can precede the SET TRANSACTION READ ONLY statement. After the
SET TRANSACTION READ ONLY statement successfully runs, the transaction can include
only SELECT (without FOR UPDATE), COMMIT, ROLLBACK, or non-DML statements (such as
SET ROLE, ALTER SYSTEM, and LOCK TABLE). A COMMIT, ROLLBACK, or DDL statement ends
the read-only transaction.
See Also: Oracle Database SQL Language Reference for more
information about the SET TRANSACTION statement

2-8 Oracle Database Advanced Application Developer's Guide

Using Cursors

Long-running queries sometimes fail because undo information required for consistent
read (CR) operations is no longer available. This situation occurs when active
transactions overwrite committed undo blocks.
Automatic undo management lets your database administrator (DBA) explicitly
control how long the database retains undo information, using the parameter UNDO_
RETENTION. For example, if UNDO_RETENTION is set to 30 minutes, then the database
retains all committed undo information for at least 30 minutes, ensuring that all
queries running for 30 minutes or less do not encounter the OER error "snapshot too
old."
See Also: Oracle Database Administrator's Guide for information
about long-running queries and resumable space allocation

Using Cursors
PL/SQL implicitly declares a cursor for all SQL data manipulation statements,
including queries that return only one row. For queries that return multiple rows, you
can explicitly declare a cursor to process the rows individually.
You can think of a cursor as a name for a specific private SQL area. A PL/SQL cursor
variable lets you retrieve multiple rows from a stored subprogram. You can pass
cursor variables as parameters in your 3GL application. For more information about
cursor variables, see Oracle Database PL/SQL Language Reference.
Most Oracle Database users rely on the automatic cursor handling of the database
utilities, but programmatic interfaces offer application designers more control over
cursors. In application development, a cursor is a named resource available to a
program, which can be specifically used for parsing SQL statements embedded within
the application.
Topics:
■
How Many Cursors Can a Session Have?
■

Using a Cursor to Reexecute a Statement

■

Scrollable Cursors

■

Closing a Cursor

■

Canceling a Cursor

How Many Cursors Can a Session Have?
The number of cursors that a session can have open simultaneously is determined by:
■
■

The amount of memory available to the session
The value of the initialization parameter OPEN_CURSORS, described in Oracle
Database Reference

Explicitly creating cursors for precompiler programs has advantages in tuning those
applications. For example, increasing the number of cursors can reduce the frequency
of parsing and improve performance. If you know how many cursors might be
required at a given time, you can open that many cursors simultaneously.

Using a Cursor to Reexecute a Statement
After each stage of execution, the cursor retains enough information about the SQL
statement to reexecute the statement without starting over, if no other SQL statement
SQL Processing for Application Developers

2-9

Using Cursors

was associated with that cursor. The statement can be reexecuted without including
the parse stage.
By opening several cursors, the parsed representation of several SQL statements can
be saved. Repeated execution of the same SQL statements can thus begin at the
describe, define, bind, or run step, saving the repeated cost of opening cursors and
parsing.
To understand the performance characteristics of a cursor, the DBA can use the V$SQL
dynamic performance view to display the text of the associated query (see Oracle
Database Reference). Because the results of EXPLAIN PLAN for the original query might
differ from the way the database actually processes the query, the DBA can get more
precise information by examining these dynamic performance views:
View

Description

V$SQL_PLAN

Execution plan information for each child cursor
loaded in the library cache. For more information, see
Oracle Database Reference.

V$SQL_PLAN_STATISTICS

Execution statistics at the row source level for each
child cursor. For more information, see Oracle Database
Reference.

V$SQL_PLAN_STATISTICS_ALL

Memory usage statistics for row sources that use SQL
memory (sort or hash-join). This view concatenates
information in V$SQL_PLAN with execution statistics
from V$SQL_PLAN_STATISTICS and V$SQL_WORKAREA.
For more information, see Oracle Database Reference.

Scrollable Cursors
Execution of a cursor puts the results of the query into a set of rows called the result
set. A scrollable cursor is one whose result rows need not be fetched in forward
sequential order. For a scrollable cursor, interfaces exist to fetch previously fetched
rows, to fetch the nth row in the result set, and to fetch the nth row from the current
position in the result set.
See Also: Oracle Call Interface Programmer's Guide for more
information about using scrollable cursors in OCI

Closing a Cursor
Closing a cursor makes its information inaccessible and deallocates the memory that it
uses. After a cursor opens, it does not close until the user program terminates its
connection to the server.
An OCI program or precompiler application that follows good programming practice
explicitly closes open cursors during program execution. If the program terminates
without closing an open cursor, then that cursor closes implicitly.

Canceling a Cursor
Canceling a cursor frees resources from the current fetch.The information in the
associated private area is lost but the cursor remains open, parsed, and associated with
its bind variables.
Note:

You cannot cancel cursors using Pro*C/C++ or PL/SQL.

2-10 Oracle Database Advanced Application Developer's Guide

Locking Tables Explicitly

See Also: Oracle Call Interface Programmer's Guide for information
about canceling a cursor with the OCIStmtFetch2 statement

Locking Tables Explicitly
Oracle Database has default locking mechanisms that ensure data concurrency, data
integrity, and statement-level read consistency. However, you can override these
mechanisms by locking tables explicitly. Locking tables explicitly is useful in situations
such as these:
■

■

A transaction in your application needs exclusive access to a resource, so that the
transaction does not have to wait for other transactions to complete.
Your application needs transaction-level read consistency (repeatable reads).
For other ways to ensure transaction-level read consistency, see "Ensuring
Repeatable Reads with Read-Only Transactions" on page 2-8) and "Using
Serializable Transactions for Concurrency Control" on page 2-23.

To override default locking at the transaction level, use any of these SQL statements:
■
■

■

LOCK TABLE (described in Oracle Database SQL Language Reference)
SELECT with the FOR UPDATE clause (described in Oracle Database SQL Language
Reference)
SET TRANSACTION with the READ ONLY or ISOLATION LEVEL SERIALIZABLE option
(described in Oracle Database SQL Language Reference)

Locks acquired by these statements are released after the transaction is committed or
rolled back.
See Also: Oracle Database SQL Language Reference for information
about the ISOLATION_LEVEL parameter of the ALTER SESSION statement

The initialization parameter DML_LOCKS (described in Oracle Database Reference)
determines the maximum number of DML locks. Although its default value is usually
enough, you might need to increase it if you use explicit locks.
Caution: If you override the default locking of Oracle Database at
any level, ensure that data integrity is guaranteed, data concurrency is
acceptable, and deadlocks are either impossible or appropriately
handled.

Topics:
■
Privileges Required to Acquire Table Locks
■

Choosing a Locking Strategy

■

Letting Oracle Database Control Table Locking

■

Explicitly Acquiring Row Locks

■

Examples of Concurrency Under Explicit Locking

Privileges Required to Acquire Table Locks
No special privileges are required to acquire any type of table lock on a table in your
own schema. To acquire a table lock on a table in another schema, you must have

SQL Processing for Application Developers 2-11

Locking Tables Explicitly

either the LOCK ANY TABLE system privilege or any object privilege (for example, SELECT
or UPDATE) for the table.

Choosing a Locking Strategy
A transaction explicitly acquires the specified table locks when a LOCK TABLE statement
is executed. A LOCK TABLE statement explicitly overrides default locking. When a LOCK
TABLE statement is issued on a view, the underlying base tables are locked. This
statement acquires exclusive table locks for the employees and departments tables on
behalf of the containing transaction:
LOCK TABLE employees, departments
IN EXCLUSIVE MODE NOWAIT;

You can specify several tables or views to lock in the same mode; however, only a
single lock mode can be specified for each LOCK TABLE statement.
When a table is locked, all rows of the table are locked. No
other user can modify the table. For information about locking
individual rows, see "Explicitly Acquiring Row Locks" on page 2-15.

Note:

In the LOCK TABLE statement, you can also indicate how long you want to wait for the
table lock:
■

If you do not want to wait, specify either NOWAIT or WAIT 0.
You acquire the table lock only if it is immediately available; otherwise, an error
notifies you that the lock is not available now.

■

To wait up to n seconds to acquire the table lock, specify WAIT n, where n is greater
than 0 and less than or equal to 100000.
If the table lock is still unavailable after n seconds, an error notifies you that the
lock is not available now.

■

To wait indefinitely to acquire the lock, specify neither NOWAIT nor WAIT.
The database waits indefinitely until the table is available, locks it, and returns
control to you. When the database is running DDL statements concurrently with
DML statements, a timeout or deadlock can sometimes result. The database
detects such timeouts and deadlocks and returns an error.

Topics:
■
When to Lock with ROW SHARE MODE and ROW EXCLUSIVE MODE
■

When to Lock with SHARE MODE

■

When to Lock with SHARE ROW EXCLUSIVE MODE

■

When to Lock with EXCLUSIVE MODE
Oracle Database SQL Language Reference for LOCK TABLE
statement syntax

See Also:

When to Lock with ROW SHARE MODE and ROW EXCLUSIVE MODE
ROW SHARE MODE and ROW EXCLUSIVE MODE table locks offer the highest degree of
concurrency. You might use these locks if:

2-12 Oracle Database Advanced Application Developer's Guide

Locking Tables Explicitly

■

Your transaction must prevent another transaction from acquiring an intervening
share, share row, or exclusive table lock for a table before your transaction can
update that table.
If another transaction acquires an intervening share, share row, or exclusive table
lock, no other transactions can update the table until the locking transaction
commits or rolls back.

■

Your transaction must prevent a table from being altered or dropped before your
transaction can modify that table.

When to Lock with SHARE MODE
SHARE MODE table locks are rather restrictive data locks. You might use these locks if:
■

■

■

Your transaction only queries the table, and requires a consistent set of the table
data for the duration of the transaction.
You can hold up other transactions that try to update the locked table, until all
transactions that hold SHARE MODE locks on the table either commit or roll back.
Other transactions might acquire concurrent SHARE MODE table locks on the same
table, also giving them the option of transaction-level read consistency.
Caution: Your transaction might not update the table later in the
same transaction. However, if multiple transactions concurrently hold
share table locks for the same table, no transaction can update the
table (even if row locks are held as the result of a SELECT FOR UPDATE
statement). Therefore, if concurrent share table locks on the same table
are common, updates cannot proceed and deadlocks are common. In
this case, use share row exclusive or exclusive table locks instead.

Scenario: Tables employees and budget_tab require a consistent set of data in a third
table, departments. For a given department number, you want to update the
information in employees and budget_tab, and ensure that no members are added to
the department between these two transactions.
Solution: Lock the departments table in SHARE MODE, as shown in Example 2–1.
Because the departments table is rarely updated, locking it probably does not cause
many other transactions to wait long.
Example 2–1 LOCK TABLE with SHARE MODE
-- Create and populate table:
DROP TABLE budget_tab;
CREATE TABLE budget_tab (
sal
NUMBER(8,2),
deptno NUMBER(4)
);
INSERT INTO budget_tab (sal, deptno)
SELECT salary, department_id
FROM employees;
-- Lock departments and update employees and budget_tab:
LOCK TABLE departments IN SHARE MODE;

SQL Processing for Application Developers 2-13

Locking Tables Explicitly

UPDATE employees
SET salary = salary * 1.1
WHERE department_id IN
(SELECT department_id FROM departments WHERE location_id = 1700);
UPDATE budget_tab
SET sal = sal * 1.1
WHERE deptno IN
(SELECT department_id FROM departments WHERE location_id = 1700);
-- COMMIT releases lock

COMMIT;

When to Lock with SHARE ROW EXCLUSIVE MODE
You might use a SHARE ROW EXCLUSIVE MODE table lock if:
■

■

■

Your transaction requires both transaction-level read consistency for the specified
table and the ability to update the locked table.
You do not care if other transactions acquire explicit row locks (using SELECT FOR
UPDATE), which might make UPDATE and INSERT statements in the locking
transaction wait and might cause deadlocks.
You only want a single transaction to have this action.

When to Lock with EXCLUSIVE MODE
You might use an EXCLUSIVE MODE table if:
■

■

■

Your transaction requires immediate update access to the locked table. When your
transaction holds an exclusive table lock, other transactions cannot lock specific
rows in the locked table.
Your transaction also ensures transaction-level read consistency for the locked
table until the transaction is committed or rolled back.
You are not concerned about low levels of data concurrency, making transactions
that request exclusive table locks wait in line to update the table sequentially.

Letting Oracle Database Control Table Locking
If you let Oracle Database control table locking, your application needs less
programming logic, but also has less control than if you manage the table locks
yourself.
Issuing the statement SET TRANSACTION ISOLATION LEVEL SERIALIZABLE or ALTER
SESSION ISOLATION LEVEL SERIALIZABLE preserves ANSI serializability without
changing the underlying locking protocol. This technique gives concurrent access to
the table while providing ANSI serializability. Getting table locks greatly reduces
concurrency.
See Also:
■

■

Oracle Database SQL Language Reference for information about the
SET TRANSACTION statement
Oracle Database SQL Language Reference for information about the
ALTER SESSION statements

Change the settings for these parameters only when an instance is shut down. If
multiple instances are accessing a single database, then all instances must use the same
setting for these parameters.
2-14 Oracle Database Advanced Application Developer's Guide

Locking Tables Explicitly

Explicitly Acquiring Row Locks
You can override default locking with a SELECT statement that includes the FOR UPDATE
clause. This statement acquires exclusive row locks for selected rows (as an UPDATE
statement does), in anticipation of updating the selected rows in a subsequent
statement.
You can use a SELECT FOR UPDATE statement to lock a row without actually changing it.
For example, several triggers in Oracle Database PL/SQL Language Reference show how
to implement referential integrity. In the EMP_DEPT_CHECK trigger, the row that contains
the referenced parent key value is locked to guarantee that it remains for the duration
of the transaction; if the parent key is updated or deleted, referential integrity is
violated.
SELECT FOR UPDATE statements are often used by interactive programs that enable a
user to modify fields of one or more specific rows (which might take some time); row
locks are acquired so that only a single interactive program user is updating the rows
at any given time.
If a SELECT FOR UPDATE statement is used when defining a cursor, the rows in the return
set are locked when the cursor is opened (before the first fetch) rather than being
locked as they are fetched from the cursor. Locks are only released when the
transaction that opened the cursor is committed or rolled back, not when the cursor is
closed.
Each row in the return set of a SELECT FOR UPDATE statement is locked individually; the
SELECT FOR UPDATE statement waits until the other transaction releases the conflicting
row lock. If a SELECT FOR UPDATE statement locks many rows in a table, and if the table
experiences a lot of update activity, it might be faster to acquire an EXCLUSIVE table
lock instead.
The return set for a SELECT FOR UPDATE statement might change
while the query is running; for example, if columns selected by the
query are updated or rows are deleted after the query started. When
this happens, SELECT FOR UPDATE acquires locks on the rows that did
not change, gets a read-consistent snapshot of the table using these
locks, and then restarts the query to acquire the remaining locks.

Note:

If your application uses the SELECT FOR UPDATE statement and cannot
guarantee that a conflicting locking request will not result in
user-caused deadlocks—for example, through ensuring that
concurrent DML statements on a table never affect the return set of the
query of a SELECT FOR UPDATE statement—then code the application
always to handle such a deadlock (ORA-00060) in an appropriate
manner.
By default, the SELECT FOR UPDATE statement waits until the requested row lock is
acquired. To change this behavior, use the NOWAIT, WAIT, or SKIP LOCKED clause of the
SELECT FOR UPDATE statement. For information about these clauses, see Oracle Database
SQL Language Reference.

Examples of Concurrency Under Explicit Locking
Table 2–3 shows how Oracle Database maintains data concurrency, integrity, and
consistency when the LOCK TABLE statement and the SELECT statement with the FOR
UPDATE clause are used. For brevity, the message text for ORA-00054 ("resource busy
and acquire with NOWAIT specified") is not included. User-entered text is bold.
SQL Processing for Application Developers 2-15

Locking Tables Explicitly

In tables compressed with Hybrid Columnar Compression
(HCC), DML statements lock compression units rather than rows.
HCC, a feature of certain Oracle storage systems, is described in Oracle
Database Concepts.

Note:

Table 2–3

Examples of Concurrency Under Explicit Locking

Transaction 1
LOCK TABLE hr.departments
IN ROW SHARE MODE;

Time
Point Transaction 2
1

Statement processed.
2

DROP TABLE hr.departments;
DROP TABLE hr.departments
*
ORA-00054
(Exclusive DDL lock not possible because
Transaction 1 has table locked.)

3

LOCK TABLE hr.departments
IN EXCLUSIVE MODE
NOWAIT;
ORA-00054

4

SELECT location_id
FROM hr.departments
WHERE department_id = 20
FOR UPDATE OF location_id;
LOCATION_ID
----------DALLAS
1 row selected.

UPDATE hr.departments
SET location_id = 'NEW YORK'
WHERE department_id = 20;

5

(Waits because Transaction 2 locked same
rows.)
6

ROLLBACK;
(Releases row locks.)

1 row processed.

7

ROLLBACK;
LOCK TABLE hr.departments
IN ROW EXCLUSIVE MODE;

8

Statement processed.

2-16 Oracle Database Advanced Application Developer's Guide

Locking Tables Explicitly

Table 2–3 (Cont.) Examples of Concurrency Under Explicit Locking
Transaction 1

Time
Point Transaction 2
9

LOCK TABLE hr.departments
IN EXCLUSIVE MODE
NOWAIT;
ORA-00054

10

LOCK TABLE hr.departments
IN SHARE ROW EXCLUSIVE MODE
NOWAIT;
ORA-00054

11

LOCK TABLE hr.departments
IN SHARE ROW EXCLUSIVE MODE
NOWAIT;
ORA-00054

12

UPDATE hr.departments
SET location_id = 'NEW YORK'
WHERE department_id = 20;
1 row processed.

13
SELECT location_id
FROM hr.departments
WHERE department_id = 20
FOR UPDATE OF location_id;

ROLLBACK;

14

LOCATION_ID
----------DALLAS
1 row selected.
15

UPDATE hr.departments
SET location_id = 'NEW YORK'
WHERE department_id = 20;
1 row processed.
(Waits because Transaction 1 locked same
rows.)

ROLLBACK;

16
17

1 row processed.
(Conflicting locks were released.)
ROLLBACK;

LOCK TABLE hr.departments
IN ROW SHARE MODE

18

Statement processed.

SQL Processing for Application Developers 2-17

Locking Tables Explicitly

Table 2–3 (Cont.) Examples of Concurrency Under Explicit Locking
Transaction 1

Time
Point Transaction 2
19

LOCK TABLE hr.departments
IN EXCLUSIVE MODE
NOWAIT;
ORA-00054

20

LOCK TABLE hr.departments
IN SHARE ROW EXCLUSIVE MODE
NOWAIT;
ORA-00054

21

LOCK TABLE hr.departments
IN SHARE MODE;
Statement processed.

22

SELECT location_id
FROM hr.departments
WHERE department_id = 20;
LOCATION_ID
----------DALLAS
1 row selected.

23

SELECT location_id
FROM hr.departments
WHERE department_id = 20
FOR UPDATE OF location_id;
LOCATION_ID
----------DALLAS
1 row selected.

24

UPDATE hr.departments
SET location_id = 'NEW YORK'
WHERE department_id = 20;
(Waits because Transaction 1 has conflicting
table lock.)

ROLLBACK;

25
26

1 row processed.
(Conflicting table lock released.)
ROLLBACK;

LOCK TABLE hr.departments
IN SHARE ROW EXCLUSIVE MODE;

27

Statement processed.

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Locking Tables Explicitly

Table 2–3 (Cont.) Examples of Concurrency Under Explicit Locking
Transaction 1

Time
Point Transaction 2
28

LOCK TABLE hr.departments
IN EXCLUSIVE MODE
NOWAIT;
ORA-00054

29

LOCK TABLE hr.departments
IN SHARE ROW EXCLUSIVE MODE
NOWAIT;
ORA-00054

30

LOCK TABLE hr.departments
IN SHARE MODE
NOWAIT;
ORA-00054

31

LOCK TABLE hr.departments
IN ROW EXCLUSIVE MODE
NOWAIT;
ORA-00054

32

LOCK TABLE hr.departments
IN SHARE MODE
NOWAIT;
ORA-00054

33

SELECT location_id
FROM hr.departments
WHERE department_id = 20;
LOCATION_ID
----------DALLAS
1 row selected.

34

SELECT location_id
FROM hr.departments
WHERE department_id = 20
FOR UPDATE OF location_id;
LOCATION_ID
----------DALLAS
1 row selected.

35

UPDATE hr.departments
SET location_id = 'NEW YORK'
WHERE department_id = 20;
(Waits because Transaction 1 has conflicting
table lock.)

SQL Processing for Application Developers 2-19

Locking Tables Explicitly

Table 2–3 (Cont.) Examples of Concurrency Under Explicit Locking
Transaction 1
UPDATE hr.departments
SET location_id = 'NEW YORK'
WHERE department_id = 20;

Time
Point Transaction 2
36

(Deadlock.)

(Waits because Transaction 2 locked same
rows.)
Cancel operation.

37

ROLLBACK;
38
LOCK TABLE hr.departments
IN EXCLUSIVE MODE;

1 row processed.

39
40

LOCK TABLE hr.departments
IN EXCLUSIVE MODE;
ORA-00054

41

LOCK TABLE hr.departments
IN ROW EXCLUSIVE MODE
NOWAIT;
ORA-00054

42

LOCK TABLE hr.departments
IN SHARE MODE;
ORA-00054

43

LOCK TABLE hr.departments
IN ROW EXCLUSIVE MODE
NOWAIT;
ORA-00054

44

LOCK TABLE hr.departments
IN ROW SHARE MODE
NOWAIT;
ORA-00054

45

SELECT location_id
FROM hr.departments
WHERE department_id = 20;
LOCATION_ID
----------DALLAS
1 row selected.

2-20 Oracle Database Advanced Application Developer's Guide

Locking Tables Explicitly

Table 2–3 (Cont.) Examples of Concurrency Under Explicit Locking
Transaction 1

Time
Point Transaction 2
46

SELECT location_id
FROM hr.departments
WHERE department_id = 20
FOR UPDATE OF location_id;
(Waits because Transaction 1 has conflicting
table lock.)

UPDATE hr.departments
SET department_id = 30
WHERE department_id = 20;

47

1 row processed.
COMMIT;

48
49

0 rows selected.
(Transaction 1 released conflicting lock.)

SET TRANSACTION READ ONLY;

50

SELECT location_id
FROM hr.departments
WHERE department_id = 10;

51

LOCATION_ID
----------BOSTON
52

UPDATE hr.departments
SET location_id = 'NEW YORK'
WHERE department_id = 10;
1 row processed.

SELECT location_id
FROM hr.departments
WHERE department_id = 10;

53

LOCATION_ID
----------BOSTON
(Transaction 1 does not see uncommitted
data.)
54
SELECT location_id
FROM hr.departments
WHERE department_id = 10;

COMMIT;

55

LOCATION_ID
----------BOSTON
(Same result even after Transaction 2
commits.)

SQL Processing for Application Developers 2-21

Using Oracle Lock Management Services (User Locks)

Table 2–3 (Cont.) Examples of Concurrency Under Explicit Locking
Transaction 1

Time
Point Transaction 2

COMMIT;

56

SELECT location_id
FROM hr.departments
WHERE department_id = 10;

57

LOCATION_ID
----------NEW YORK
(Sees committed data.)

Using Oracle Lock Management Services (User Locks)
Your applications can use Oracle Lock Management services (user locks) by invoking
subprograms the DBMS_LOCK package. An application can request a lock of a specific
mode, give it a unique name (recognizable in another subprogram in the same or
another instance), change the lock mode, and release it. Because a reserved user lock is
an Oracle Database lock, it has all the features of a database lock, such as deadlock
detection. Ensure that any user locks used in distributed transactions are released
upon COMMIT, otherwise an undetected deadlock can occur.
See Also: Oracle Database PL/SQL Packages and Types Reference for
detailed information about the DBMS_LOCK package

Topics:
■
When to Use User Locks
■

Viewing and Monitoring Locks

When to Use User Locks
User locks can help:
■

Provide exclusive access to a device, such as a terminal

■

Provide application-level enforcement of read locks

■

Detect when a lock is released and clean up after the application

■

Synchronize applications and enforce sequential processing

Example 2–2 shows how the Pro*COBOL precompiler uses locks to ensure that there
are no conflicts when multiple people must access a single device.
Example 2–2 How the Pro*COBOL Precompiler Uses Locks
******************************************************************
* Print Check
*
* Any cashier may issue a refund to a customer returning goods. *
* Refunds under $50 are given in cash, more than $50 by check.
*
* This code prints the check. One printer is opened by all
*
* the cashiers to avoid the overhead of opening and closing it
*
* for every check, meaning that lines of output from multiple
*
* cashiers can become interleaved if you do not ensure exclusive *
* access to the printer. The DBMS_LOCK package is used to
*

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Using Serializable Transactions for Concurrency Control

* ensure exclusive access.
*
******************************************************************
CHECK-PRINT
*
Get the lock "handle" for the printer lock.
MOVE "CHECKPRINT" TO LOCKNAME-ARR.
MOVE 10 TO LOCKNAME-LEN.
EXEC SQL EXECUTE
BEGIN DBMS_LOCK.ALLOCATE_UNIQUE ( :LOCKNAME, :LOCKHANDLE );
END; END-EXEC.
*
Lock the printer in exclusive mode (default mode).
EXEC SQL EXECUTE
BEGIN DBMS_LOCK.REQUEST ( :LOCKHANDLE );
END; END-EXEC.
*
You now have exclusive use of the printer, print the check.
...
*
Unlock the printer so other people can use it
EXEC SQL EXECUTE
BEGIN DBMS_LOCK.RELEASE ( :LOCKHANDLE );
END; END-EXEC.

Viewing and Monitoring Locks
Table 2–4 describes the Oracle Database facilities that display locking information for
ongoing transactions within an instance.
Table 2–4

Ways to Display Locking Information

Tool

Description

Oracle Enterprise
Manager Database
Control

The Database Locks page shows user locks, all database locks, or
locks that are blocking other users or applications. For more
information, see Oracle Database 2 Day + Real Application Clusters
Guide.

Performance
Monitoring Data
Dictionary Views

See Oracle Database Administrator's Guide.

UTLLOCKT.SQL

The UTLLOCKT.SQL script displays a simple character lock wait-for
graph in tree structured fashion. Using any SQL tool (such as
SQL*Plus) to run the script, it prints the sessions in the system that are
waiting for locks and the corresponding blocking locks. The location
of this script file is operating system dependent. (You must have run
the CATBLOCK.SQL script before using UTLLOCKT.SQL.)

Using Serializable Transactions for Concurrency Control
By default, Oracle Database permits concurrently running transactions to modify, add,
or delete rows in the same table, and in the same data block. When transaction A
changes a table, the changes are invisible to concurrently running transactions until
transaction A commits them. If transaction A tries to update or delete a row that
transaction B has locked (by issuing a DML or SELECT FOR UPDATE statement), then the
DML statement that A issued waits until B either commits or rolls back the transaction.
This concurrency model, which provides higher concurrency and thus better
performance, is appropriate for most applications.
However, some rare applications require serializable transactions. Serializable
transactions run concurrently in serialized mode. In serialized mode, concurrent
transactions can make only the database changes that they could make if they were
running serially (that is, one at a time). If a serialized transaction tries to change data

SQL Processing for Application Developers 2-23

Using Serializable Transactions for Concurrency Control

that another transaction changed after the serialized transaction began, then error
ORA-08177 occurs.
When a serializable transaction fails with ORA-08177, the application can take any of
these actions:
■
■

■

Commit the work executed to that point.
Run additional, different, statements, perhaps after rolling back to a prior
savepoint in the transaction.
Roll back the transaction and then rerun it.
The transaction gets a transaction snapshot and the operation is likely to succeed.
Tip: To minimize the performance overhead of rolling back and re
running transactions, put DML statements that might conflict with
concurrent transactions near the beginning of the transaction.

Serializable transactions do not work with deferred segment
creation or interval partitioning. Trying to insert data into an empty
table with no segment created, or into a partition of an interval
partitioned table that does not yet have a segment, causes an error.

Note:

Topics:
Transaction Interaction and Isolation Level

■
■

Setting Isolation Levels

■

Serializable Transactions and Referential Integrity

■

READ COMMITTED and SERIALIZABLE Isolation Levels

Transaction Interaction and Isolation Level
The ANSI/ISO SQL standard defines three kinds of transaction interaction:
Transaction Interaction

Definition

Dirty read

Transaction A reads uncommitted changes made by transaction B.

Unrepeatable read

Transaction A reads data, transaction B changes the data and
commits the changes, and transaction A rereads the data and sees
the changes.

Phantom read

Transaction A runs a query, transaction B inserts new rows and
commits the change, and transaction A repeats the query and sees
the new rows.

The kinds of interactions that a transaction can have is determined by its isolation
level. The ANSI/ISO SQL standard defines four transaction isolation levels. Table 2–5
shows what kind of interactions are possible at each isolation level.
Table 2–5

ANSI/ISO SQL Isolation Levels and Possible Transaction Interactions

Isolation Level

Dirty Read

Unrepeatable Read

Phantom Read

READ UNCOMMITTED

Possible

Possible

Possible

READ COMMITTED

Not possible

Possible

Possible

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Using Serializable Transactions for Concurrency Control

Table 2–5 (Cont.) ANSI/ISO SQL Isolation Levels and Possible Transaction Interactions
Isolation Level

Dirty Read

Unrepeatable Read

Phantom Read

REPEATABLE READ

Not possible

Not possible

Possible

SERIALIZABLE

Not possible

Not possible

Not possible

Table 2–6 shows which ANSI/ISO SQL transaction isolation levels Oracle Database
provides.
Table 2–6

ANSI/ISO SQL Isolation Levels Provided by Oracle Database

Isolation Level

Provided by Oracle Database

READ UNCOMMITTED

No. Oracle Database never permits "dirty reads." Some other database
products use this undesirable technique to improve thoughput, but it is
not required for high throughput with Oracle Database.

READ COMMITTED

Yes, by default. In fact, because an Oracle Database query sees only
data that was committed at the beginning of the query (the snapshot
time), Oracle Database offers more consistency than the ANSI/ISO SQL
standard for READ COMMITTED isolation requires.

REPEATABLE READ

Yes, if you set the transaction isolation level to SERIALIZABLE.

SERIALIZABLE

Yes, if you set the transaction isolation level to SERIALIZABLE.

Figure 2–1 shows how an arbitrary transaction (that is, one that is either SERIALIZABLE
or READ COMMITTED) interacts with a serializable transaction.

SQL Processing for Application Developers 2-25

Using Serializable Transactions for Concurrency Control

Figure 2–1 Interaction Between Serializable Transaction and Another Transaction

TRANSACTION A
(arbitrary)
begin work
update row 2
in block 1

insert row 4

Issue update "too recent"
for B to see

SET TRANSACTION
ISOLATION LEVEL
SERIALIZABLE
read row 1 in block 1

Change other row in
same block, see own
changes

update row 1 in block 1
read updated row 1 in
block 1

Create possible
"phantom" row

Uncommitted changes
invisible

commit

TRANSACTION B
(serializable)

read old row 2 in block 1
search for row 4
(notfound)

Make changes visible
to transactions that
begin later

Make changes
after A commits

update row 3 in block 1

B can see its own changes
but not the committed
changes of transaction A.

re-read updated row 1
in block 1
search for row 4 (not found)
read old row 2 in block 1

Failure on attempt to update
row updated and committed
since transaction B began

update row 2 in block 1
FAILS; rollback and retry

TIME

Setting Isolation Levels
To set the transaction isolation level for every transaction in your session, use the
ALTER SESSION statement, described in Oracle Database SQL Language Reference.
To set the transaction isolation level for a specific transaction, use the ISOLATION LEVEL
clause of the SET TRANSACTION statement. The SET TRANSACTION statement, described in
Oracle Database SQL Language Reference, must be the first statement in the transaction.
Note: If you set the transaction isolation level to SERIALIZABLE, then
you must use the ALTER TABLE statement to set the INITRANS
parameter to at least 3. Use higher values for tables for which many
transactions update the same blocks. For more information about
INITRANS, see Oracle Database SQL Language Reference.

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Using Serializable Transactions for Concurrency Control

Serializable Transactions and Referential Integrity
Because Oracle Database does not use read locks, even in SERIALIZABLE transactions,
data read by one transaction can be overwritten by another. Therefore, transactions
that perform database consistency checks at the application level must not assume that
the data they read does not change during the transaction (even though such changes
are invisible to the transaction). Code your application-level consistency checks
carefully, even when using SERIALIZABLE transactions.
In Figure 2–2, transactions A and B (which are either READ COMMITTED or SERIALIZABLE)
perform application-level checks to maintain the referential integrity of the
parent/child relationship between two tables. Transaction A queries the parent table to
check that it has a row with a specific primary key value before inserting
corresponding child rows into the child table. Transaction B queries the child table to
check that no child rows exist for a specific primary key value before deleting the
corresponding parent row from the parent table. Both transactions assume (but do not
ensure) that the data they read does not change before the transaction completes.
Figure 2–2 Referential Integrity Check
B's query does
not prevent this
insert

TRANSACTION A

TRANSACTION B

read parent (it exists)

read child rows (not found)

insert child row(s)

delete parent

commit work

commit work

A's query does
not prevent this
delete

The query by transaction A does not prevent transaction B from deleting the parent
row, and the query by transaction B does not prevent transaction A from inserting
child rows. Therefore, this can happen:
1.

Transaction A queries the parent table and finds the specified parent row.

2.

Transaction B queries the child table and finds no child rows for the specified
parent row.

3.

Having found the specified parent row, transaction A inserts the corresponding
child rows into the child table.

4.

Having found no child rows for the specified parent row, transaction B deletes the
specified parent row from the parent table.
Now the child rows that transaction A inserted in step 3 have no parent row.

SQL Processing for Application Developers 2-27

Using Serializable Transactions for Concurrency Control

The preceding result can occur even if both A and B are SERIALIZABLE transactions,
because neither transaction prevents the other from changing the data that it reads to
check consistency.
Ensuring that data queried by one transaction is not concurrently changed or deleted
by another requires more transaction isolation than the ANSI/ISO SQL standard
SERIALIZABLE isolation level provides. However, in Oracle Database:
■

Transaction A can use a SELECT FOR UPDATE statement to query and lock the parent
row, thereby preventing transaction B from deleting it.
For information about the FOR UPDATE clause of the SELECT statement, see Oracle
Database SQL Language Reference.

■

Transaction B can prevent transaction A from finding the parent row (thereby
preventing A from inserting the child rows) by reversing the order of its
processing steps. That is, transaction B can:
1.

Delete the parent row.

2.

Query the child table.

3.

If the deleted parent row has child rows in the child table, then roll back the
deletion of the parent row.

Alternatively, you can enforce referential integrity with a trigger. Instead of having
transaction A query the parent table, define on the child table a row-level BEFORE
INSERT trigger that does this:
■

■

Queries the parent table with a SELECT FOR UPDATE statement, thereby ensuring
that if the parent row exists, then it remains in the database for the duration of the
transaction that inserts the child rows.
Rejects the insertion of the child rows if the parent row does not exist.
Oracle Database PL/SQL Language Reference for more
information about using triggers to maintain referential integrity
between parent and child tables

See Also:

A trigger runs SQL statements in the context of the triggering statement (that is, the
triggering and triggered statements see the database in the same state). Therefore, if a
READ COMMITTED transaction runs the triggering statement, then the triggered
statements see the database as it was when the triggering statement began to execute.
If a SERIALIZABLE transaction runs the triggering statement, then the triggered
statements see the database as it was at the beginning of the transaction. In either case,
using SELECT FOR UPDATE in the trigger correctly enforces referential integrity.

READ COMMITTED and SERIALIZABLE Isolation Levels
Oracle Database provides two transaction isolation levels, READ COMMITTED and
SERIALIZABLE. Both levels provide a high degree of consistency and concurrency,
reduce contention, and are designed for real-world applications. This topic compares
them and explains how to choose between them.
Topics:
Transaction Set Consistency Differences

■
■

Choosing Transaction Isolation Levels

2-28 Oracle Database Advanced Application Developer's Guide

Using Serializable Transactions for Concurrency Control

Transaction Set Consistency Differences
An operation (query or transaction) is transaction set consistent if all of its read
operations return data written by the same set of committed transactions. When an
operation is not transaction set consistent, some of its read operations reflect the
changes of one set of transactions and others reflect the changes of other sets of
transactions; that is, the operation sees the database in a state that reflects no single set
of committed transactions.
Topics:
■
Oracle Database
■

Other Database Systems

Oracle Database Oracle Database transactions with READ COMMITTED isolation level are
transaction set consistent on an individual-statement basis, because all rows that a
query reads must be committed before the query begins.
Oracle Database transactions with SERIALIZABLE isolation level are transaction set
consistent on an individual-transaction basis, because all statements in a SERIALIZABLE
transaction run on an image of the database as it was at the beginning of the
transaction.
Other Database Systems In other database systems, a single query with READ
UNCOMMITTED isolation level is not transaction set consistent, because it might see only a
subset of the changes made by another transaction. For example, a join of a master
table with a detail table can see a master record inserted by another transaction, but
not the corresponding details inserted by that transaction (or the reverse). READ
COMMITTED isolation level avoids this problem, providing more consistency than
read-locking systems do.
In read-locking systems, at the cost of preventing concurrent updates, the REPEATABLE
READ isolation level provides transaction set consistency at the statement level, but not
at the transaction level. Due to the absence of phantom read protection, two queries in
the same transaction can see data committed by different sets of transactions. In these
systems, only the throughput-limiting and deadlock-susceptible SERIALIZABLE
isolation level provides transaction set consistency at the transaction level.

Choosing Transaction Isolation Levels
The choice of transaction isolation level depends on performance and consistency
needs and application coding requirements. There is a trade-off between concurrency
(transaction throughput) and consistency. Consider the application and workload
when choosing isolation levels for its transactions. Different transactions can have
different isolation levels.
For environments with many concurrent users rapidly submitting transactions,
consider expected transaction arrival rate, response time demands, and required
degree of consistency.
READ COMMITTED isolation can provide considerably more concurrency with a
somewhat increased risk of inconsistent results (from unrepeatable and phantom
reads) for some transactions.
SERIALIZABLE isolation provides somewhat more consistency (by protecting against
phantoms and unrepeatable reads), which might be important where a read/write
transaction runs a query more than once. However, SERIALIZABLE isolation requires
applications to check for the "cannot serialize access" error, and this checking can

SQL Processing for Application Developers 2-29

Autonomous Transactions

significantly reduce throughput in an environment with many concurrent transactions
accessing the same data for update.
As explained in "Serializable Transactions and Referential Integrity" on page 2-27 reads
do not block writes in either READ COMMITTED or SERIALIZABLE transactions.
Table 2–7 summarizes the similarities and differences between READ COMMITTED and
SERIALIZABLE transactions.
Table 2–7

Comparison of READ COMMITTED and SERIALIZABLE Transactions

Operation

READ
COMMITTED

SERIALIZABLE

Dirty write

Not Possible

Not Possible

Dirty read

Not Possible

Not Possible

Unrepeatable read

Possible

Not Possible

Phantom read

Possible

Not Possible

Compliant with ANSI/ISO SQL 92

Yes

Yes

Read snapshot time

Statement

Transaction

Transaction set consistency

Statement level

Transaction level

Row-level locking

Yes

Yes

Readers block writers

No

No

Writers block readers

No

No

Different-row writers block writers

No

No

Same-row writers block writers

Yes

Yes

Waits for blocking transaction

Yes

Yes

Subject to "cannot serialize access" error

No

Yes

Error after blocking transaction terminates

No

No

Error after blocking transaction commits

No

Yes

Autonomous Transactions
An autonomous transaction (AT) is an independent transaction started by another
transaction, the main transaction (MT). An autonomous transaction lets you suspend
the main transaction, do SQL operations, commit or roll back those operations, and
then resume the main transaction.
For example, in a stock purchase transaction, you might want to commit customer
information regardless of whether the purchase succeeds. Or, you might want to log
error messages to a debug table even if the transaction rolls back. Autonomous
transactions enable you to do such tasks.
An autonomous transaction runs within an autonomous scope; that is, within the
scope of an autonomous routine—a routine that you mark with the AUTONOMOUS_
TRANSACTION pragma. For the definition of routine in this context, see Oracle Database
PL/SQL Language Reference.
Figure 2–3 shows how control flows from the main transaction (MT) to an autonomous
transaction (AT) and back again. As you can see, the autonomous transaction can
commit multiple transactions (AT1 and AT2) before control returns to the main
transaction.

2-30 Oracle Database Advanced Application Developer's Guide

Autonomous Transactions

Figure 2–3 Transaction Control Flow
Main Transaction

Autonomous Transaction

PROCEDURE proc1 IS
emp_id NUMBER;
BEGIN
emp_id := 7788;
INSERT ...
SELECT ...
proc2;
DELETE ...
COMMIT;
END;

PROCEDURE proc2 IS
PRAGMA AUTON...
dept_id NUMBER;
BEGIN
dept_id := 20;
UPDATE ...
INSERT ...
UPDATE ...
COMMIT;
INSERT ...
INSERT ...
COMMIT;
END;

MT begins

MT ends

MT suspends
AT1 begins

AT1 ends
AT2 begins
AT2 ends
MT resumes

When you enter the executable section of an autonomous transaction, the main
transaction suspends. When you exit the transaction, the main transaction resumes.
COMMIT and ROLLBACK end the active autonomous transaction but do not exit the
autonomous transaction. As Figure 2–3 shows, when one transaction ends, the next
SQL statement begins another transaction.
More characteristics of autonomous transactions:
■

■

■

The changes an autonomous transaction effects do not depend on the state or the
eventual disposition of the main transaction. For example:
–

An autonomous transaction does not see changes made by the main
transaction.

–

When an autonomous transaction commits or rolls back, it does not affect the
outcome of the main transaction.

The changes an autonomous transaction effects are visible to other transactions as
soon as that autonomous transaction commits. Therefore, users can access the
updated information without having to wait for the main transaction to commit.
Autonomous transactions can start other autonomous transactions.

Figure 2–4 shows some possible sequences that autonomous transactions can follow.

SQL Processing for Application Developers 2-31

Autonomous Transactions

Figure 2–4 Possible Sequences of Autonomous Transactions

A main transaction scope
(MT Scope) begins the main
transaction, MTx. MTx
invokes the first autonomous
transaction scope (AT
Scope1). MTx suspends. AT
Scope 1 begins the
transaction Tx1.1.
At Scope 1 commits or rolls
back Tx1.1, than ends. MTx
resumes.

MT Scope

AT Scope 1

AT Scope 2

AT Scope 3

AT Scope 4

MTx
Tx1.1
MTx

MTx invokes AT Scope 2. MT
suspends, passing control to
AT Scope 2 which, initially, is
performing queries.
AT Scope 2 then begins
Tx2.1 by, say, doing an
update. AT Scope 2 commits
or rolls back Tx2.1.

Tx2.1

Later, AT Scope 2 begins a
second transaction, Tx2.2,
then commits or rolls it back.

Tx2.2

AT Scope 2 performs a few
queries, then ends, passing
control back to MTx.

MTx

MTx invokes AT Scope 3.
MTx suspends, AT Scope 3
begins.

Tx3.1

AT Scope 3 begins Tx3.1
which, in turn, invokes AT
Scope 4. Tx3.1 suspends, AT
Scope 4 begins.

Tx4.1

AT Scope 4 begins Tx4.1,
commits or rolls it back, then
ends. AT Scope 3 resumes.
AT Scope 3 commits or rolls
back Tx3.1, then ends. MTx
resumes.

Tx3.1

Finally, MT Scope commits or
rolls back MTx, then ends.

MTx

Topics:
■
Examples of Autonomous Transactions
■

Defining Autonomous Transactions
Oracle Database PL/SQL Language Reference for detailed
information about autonomous transactions

See Also:

Examples of Autonomous Transactions
■

Ordering a Product

■

Withdrawing Money from a Bank Account

As these examples show, there are four possible outcomes when you use autonomous
and main transactions (see Table 2–8). There is no dependency between the outcome of
an autonomous transaction and that of a main transaction.

2-32 Oracle Database Advanced Application Developer's Guide

Autonomous Transactions

Table 2–8

Possible Transaction Outcomes

Autonomous Transaction Main Transaction
Commits

Commits

Commits

Rolls back

Rolls back

Commits

Rolls back

Rolls back

Ordering a Product
Figure 2–5 shows an example of a customer ordering a product. The customer
information (such as name, address, phone) is committed to a customer information
table—even though the sale does not go through.
Figure 2–5 Example: A Buy Order
MT Scope begins the main
transaction, MTx inserts the
buy order into a table.

MT Scope

AT Scope

MTx invokes the autonomous
transaction scope (AT
Scope). When AT Scope
begins, MT Scope suspends.

ATx

ATx, updates the audit table
with customer information.
MTx seeks to validate the
order, finds that the selected
item is unavailable, and
therefore rolls back the main
transaction.

MTx

Withdrawing Money from a Bank Account
In this example, a customer tries to withdraw money from a bank account. In the
process, a main transaction invokes one of two autonomous transaction scopes (AT
Scope 1 or AT Scope 2).
The possible scenarios for this transaction are:
■

Scenario 1: Sufficient Funds

■

Scenario 2: Insufficient Funds with Overdraft Protection

■

Scenario 3: Insufficient Funds Without Overdraft Protection

Scenario 1: Sufficient Funds There are sufficient funds to cover the withdrawal, so the
bank releases the funds (see Figure 2–6).

SQL Processing for Application Developers 2-33

Autonomous Transactions

Figure 2–6 Bank Withdrawal—Sufficient Funds
MTx generates a
transaction ID.

MT Scope

AT Scope 1

AT Scope 2

MTx
Tx1.1 inserts the transaction
ID into the audit table and
commits.

MTx validates the balance on
the account.

Tx1.1

MTx

Tx2.1, updates the audit table
using the transaction ID
generated above, then
commits.

MTx releases the funds. MT
Scope ends.

Tx2.1

MTx

Scenario 2: Insufficient Funds with Overdraft Protection There are insufficient funds to cover
the withdrawal, but the customer has overdraft protection, so the bank releases the
funds (see Figure 2–7).

2-34 Oracle Database Advanced Application Developer's Guide

Autonomous Transactions

Figure 2–7 Bank Withdrawal—Insufficient Funds with Overdraft Protection

MT Scope

AT Scope 1

AT Scope 2

MTx
Tx1.1

MTx discovers that there are
insufficient funds to cover the
withdrawal. It finds that the
customer has overdraft
protection and sets a flag to
the appropriate value.

MTx

Tx2.1, updates the
audit table.

MTx, releases the funds. MT
Scope ends.

Tx2.1

MTx

Scenario 3: Insufficient Funds Without Overdraft Protection There are insufficient funds to
cover the withdrawal and the customer does not have overdraft protection, so the
bank withholds the requested funds (see Figure 2–8).

SQL Processing for Application Developers 2-35

Autonomous Transactions

Figure 2–8 Bank Withdrawal—Insufficient Funds Without Overdraft Protection

MT Scope

AT Scope 1

AT Scope 2

MTx
Tx1.1

MTx discovers that there are
insufficient funds to cover the
withdrawal. It finds that the
customer does not have
overdraft protection and sets
a flag to the appropriate
value.

MTx

Tx2.1, updates the
audit table.

MTx Scope rolls back MTx,
denying the release of funds.
MT Scope ends.

Tx2.1

MTx

Defining Autonomous Transactions
To define an autonomous transaction, use PRAGMA AUTONOMOUS_TRANSACTION, which
instructs the PL/SQL compiler to mark the subprogram as autonomous.
In Example 2–3, the function balance is autonomous.
Example 2–3 Marking a Package Subprogram as Autonomous
-- Create table for package to use:
DROP TABLE accounts;
CREATE TABLE accounts (account INTEGER, balance REAL);
-- Create package:
CREATE OR REPLACE PACKAGE banking AS
FUNCTION balance (acct_id INTEGER) RETURN REAL;
-- Additional functions and packages
END banking;
/
CREATE OR REPLACE PACKAGE BODY banking AS
FUNCTION balance (acct_id INTEGER) RETURN REAL IS
PRAGMA AUTONOMOUS_TRANSACTION;
my_bal REAL;
BEGIN
SELECT balance INTO my_bal FROM accounts WHERE account=acct_id;
RETURN my_bal;
END;
-- Additional functions and packages
END banking;
2-36 Oracle Database Advanced Application Developer's Guide

Resuming Execution After Storage Allocation Errors

/

Oracle Database PL/SQL Language Reference for more
information about PRAGMA AUTONOMOUS_TRANSACTION

See Also:

Resuming Execution After Storage Allocation Errors
When a long-running transaction is interrupted by a storage allocation error, the
application can suspend the statement that encountered the problem, correct the
problem, and then resume executing the statement. This capability, called resumable
storage allocation, avoids time-consuming rollbacks. It also makes it unnecessary to
split the operation into smaller pieces and write code to track its progress.
See Also: Oracle Database Administrator's Guide for more information
about resumable storage allocation

Topics:
■
What Operations Have Resumable Storage Allocation?
■

Handling Suspended Storage Allocation

What Operations Have Resumable Storage Allocation?
Queries, DML statements, and some DDL statements have resumable storage
allocation after these kinds of errors:
■

Out-of-space errors, such as ORA-01653.

■

Space-limit errors, such as ORA-01628.

■

Space-quota errors, such as ORA-01536.

Resumable storage allocation is possible whether the operation is performed directly
by a SQL statement or within SQL*Loader, a stored subprogram, an anonymous
PL/SQL block, or an OCI call such as OCIStmtExecute.
In dictionary-managed tablespaces, you cannot resume an index- or table-creating
operation that encounters the limit for rollback segments or the maximum number of
extents. You must use locally managed tablespaces and automatic undo management
in combination with resumable storage allocation.

Handling Suspended Storage Allocation
When a statement in an application is suspended because of a storage allocation error,
the application does not receive an error code. Therefore, either the application must
use an AFTER SUSPEND trigger or the DBA must periodically check for suspended
statements.
After the problem is corrected (usually by the DBA), the suspended statement
automatically resumes execution. If the timeout period expires before the problem is
corrected, then the statement raises a SERVERERROR exception.
Topics:
■
Using an AFTER SUSPEND Trigger in the Application
■

Checking for Suspended Statements

SQL Processing for Application Developers 2-37

Resuming Execution After Storage Allocation Errors

Using an AFTER SUSPEND Trigger in the Application
In the application, an AFTER SUSPEND trigger can get information about the problem by
invoking subprograms in the DBMS_RESUMABLE package (described in Oracle Database
PL/SQL Packages and Types Reference). Then the trigger can send the information to an
operator, using email (for example).
To reduce the chance of out-of-space errors within the trigger itself, declare the trigger
as an autonomous transaction. As an autonomous transaction, the trigger uses a
rollback segment in the SYSTEM tablespace. If the trigger encounters a deadlock
condition because of locks held by the suspended statement, then the trigger
terminates and the application receives the original error code, as if the statement were
never suspended. If the trigger encounters an out-of-space condition, then both the
trigger and the suspended statement are rolled back. To prevent rollback, use an
exception handler in the trigger to wait for the statement to resume.
For general information about triggers, see Oracle Database PL/SQL Language Reference.
The trigger in Example 2–4 handles storage errors within the database. For some kinds
of errors, the trigger terminates the statement and alerts the DBA, using e-mail. For
other errors, which might be temporary, the trigger specifies that the statement waits
for eight hours before resuming, expecting the storage problem to be fixed by then. To
run this example, you must connect to the database as SYSDBA.
Example 2–4 AFTER SUSPEND Trigger Handles Suspended Storage Allocation
-- Create table used by trigger body
DROP TABLE rbs_error;
CREATE TABLE rbs_error (
SQL_TEXT VARCHAR2(64),
ERROR_MSG VARCHAR2(64),
SUSPEND_TIME VARCHAR2(64)
);
-- Resumable Storage Allocation
CREATE OR REPLACE TRIGGER suspend_example
AFTER SUSPEND
ON DATABASE
DECLARE
cur_sid
NUMBER;
cur_inst
NUMBER;
err_type
VARCHAR2(64);
object_owner
VARCHAR2(64);
object_type
VARCHAR2(64);
table_space_name VARCHAR2(64);
object_name
VARCHAR2(64);
sub_object_name
VARCHAR2(64);
msg_body
VARCHAR2(64);
ret_value
BOOLEAN;
error_txt
VARCHAR2(64);
mail_conn
UTL_SMTP.CONNECTION;
BEGIN
SELECT DISTINCT(SID) INTO cur_sid FROM V$MYSTAT;
cur_inst := USERENV('instance');
ret_value := DBMS_RESUMABLE.SPACE_ERROR_INFO
(err_type,
object_owner,
object_type,
table_space_name,

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Resuming Execution After Storage Allocation Errors

object_name,
sub_object_name);
IF object_type = 'ROLLBACK SEGMENT' THEN
INSERT INTO rbs_error
(SELECT SQL_TEXT, ERROR_MSG, SUSPEND_TIME
FROM DBA_RESUMABLE
WHERE SESSION_ID = cur_sid
AND INSTANCE_ID = cur_inst);
SELECT ERROR_MSG INTO error_txt
FROM DBA_RESUMABLE
WHERE SESSION_ID = cur_sid
AND INSTANCE_ID = cur_inst;
msg_body :=
'Space error occurred: Space limit reached for rollback segment '
|| object_name || ' on ' || to_char(SYSDATE, 'Month dd, YYYY, HH:MIam')
|| '. Error message was: ' || error_txt;
mail_conn := UTL_SMTP.OPEN_CONNECTION('localhost', 25);
UTL_SMTP.HELO(mail_conn, 'localhost');
UTL_SMTP.MAIL(mail_conn, 'sender@localhost');
UTL_SMTP.RCPT(mail_conn, 'recipient@localhost');
UTL_SMTP.DATA(mail_conn, msg_body);
UTL_SMTP.QUIT(mail_conn);
DBMS_RESUMABLE.ABORT(cur_sid);
ELSE
DBMS_RESUMABLE.SET_TIMEOUT(3600*8);
END IF;
COMMIT;
END;
/

Checking for Suspended Statements
If the application does not use an AFTER SUSPEND trigger, then the DBA must
periodically check for suspended statements, using the static data dictionary view
DBA_RESUMABLE (described in Oracle Database Reference).
The DBA can get additional information from the dynamic performance view V$_
SESSION_WAIT (described in Oracle Database Reference).

SQL Processing for Application Developers 2-39

Resuming Execution After Storage Allocation Errors

2-40 Oracle Database Advanced Application Developer's Guide

3
Using Regular Expressions in Database
Applications
3

This chapter describes regular expressions and explains how to use them in database
applications.
Topics:
■
Overview of Regular Expressions
■

Oracle SQL Support for Regular Expressions

■

Oracle SQL and POSIX Regular Expression Standard

■

Operators in Oracle SQL Regular Expressions

■

Using Regular Expressions in SQL Statements: Scenarios
See Also:
■

■

■

Oracle Database Globalization Support Guide for information about
using SQL regular expression functions in a multilingual
environment
Oracle Regular Expressions Pocket Reference by Jonathan Gennick,
O'Reilly & Associates
Mastering Regular Expressions by Jeffrey E. F. Friedl, O'Reilly &
Associates

Overview of Regular Expressions
A regular expression specifies a search pattern, using metacharacters (which are, or
belong to, operators) and character literals (described in Oracle Database SQL Language
Reference).
The search pattern can be complex. For example, this regular expression matches any
string that begins with either f or ht, followed by tp, optionally followed by s,
followed by the colon (:):
(f|ht)tps?:

The metacharacters (which are also operators) in the preceding example are the
parentheses, the pipe symbol (|), and the question mark (?). The character literals are
f, ht, tp, s, and the colon (:).
Parentheses group multiple pattern elements into a single element. The pipe symbol
(|) indicates a choice between the elements on either side of it, f and ht. The question

Using Regular Expressions in Database Applications 3-1

Oracle SQL Support for Regular Expressions

mark (?) indicates that the preceding element, s, is optional. Thus, the preceding
regular expression matches these strings:
■

http:

■

https:

■

ftp:

■

ftps:

Regular expressions are a powerful text-processing component of the programming
languages Java and PERL. For example, a PERL script can read the contents of each
HTML file in a directory into a single string variable and then use a regular expression
to search that string for URLs. This robust pattern-matching functionality is one reason
that many application developers use PERL.

Oracle SQL Support for Regular Expressions
Oracle SQL support for regular expressions lets application developers implement
complex pattern-matching logic in the database, which is useful for these reasons:
■

By centralizing pattern-matching logic in the database, you avoid intensive string
processing of SQL results sets by middle-tier applications.
For example, life science customers often rely on PERL to do pattern analysis on
bioinformatics data stored in huge databases of DNA and proteins. Previously,
finding a match for a protein sequence such as [AG].{4}GK[ST] was handled in the
middle tier. The SQL regular expression functions move the processing logic closer
to the data, thereby providing a more efficient solution.

■

By using server-side regular expressions to enforce constraints, you avoid
duplicating validation logic on multiple clients.

Oracle SQL supports regular expressions with the pattern-matching condition and
functions summarized in Table 3–1. Each pattern matcher searches a given string for a
given pattern (described with a regular expression), and each has the pattern-matching
options described in Table 3–2. The functions have additional options (for example, the
character position at which to start searching the string for the pattern). For details, see
Oracle Database SQL Language Reference.

Table 3–1

Oracle SQL Pattern-Matching Condition and Functions

Name

Description

REGEXP_LIKE

Condition that can appear in the WHERE clause of a query, causing the
query to return rows that match the given pattern.
Example: This WHERE clause identifies employees with the first name
of Steven or Stephen:
WHERE REGEXP_LIKE((hr.employees.first_name, '^Ste(v|ph)en$')

REGEXP_COUNT

Function that returns the number of times the given pattern appears
in the given string.
Example: This function invocation returns the number of times that e
(but not E) appears in the string 'Albert Einstein', starting at
character position 7:
REGEXP_COUNT('Albert Einstein', 'e', 7, 'c')
(The returned value is 1, because the c option specifies case-sensitive
matching.)

3-2 Oracle Database Advanced Application Developer's Guide

Oracle SQL Support for Regular Expressions

Table 3–1 (Cont.) Oracle SQL Pattern-Matching Condition and Functions
Name

Description

REGEXP_INSTR

Function that returns an integer that indicates the starting position of
the given pattern in the given string. Alternatively, the integer can
indicate the position immediately following the end of the pattern.
Example: This function invocation returns the starting position of the
first valid email address in the column hr.employees.email:
REGEXP_INSTR(hr.employees.email, '\w+@\w+(\.\w+)+')
If the returned value is greater than zero, then the column contains a
valid email address.

REGEXP_REPLACE

Function that returns the string that results from replacing
occurrences of the given pattern in the given string with a
replacement string.
Example: This function invocation puts a space after each character in
the column hr.countries.country_name:
REGEXP_REPLACE(hr.countries.country_name, '(.)', '\1 ')

REGEXP_SUBSTR

Function that is like REGEXP_INSTR except that instead of returning the
starting position of the given pattern in the given string, it returns the
matching substring itself.
Example: This function invocation returns ’Oracle’ because the x
option ignores the spaces in the pattern:
REGEXP_SUBSTR('Oracle 2010', 'O r a c l e', 1, 1, 'x')

Table 3–2 describes the pattern-matching options that are available to each pattern
matcher in Table 3–1.
Table 3–2

Pattern-Matching Options for Oracle SQL Pattern-Matching Condition and Functions

Option

Description

Example

i

Specifies case-insensitive matching.

This function invocation returns 3:
REGEXP_COUNT('Albert Einstein', 'e', 'i')

c

Specifies case-sensitive matching.

This function invocation returns 2:
REGEXP_COUNT('Albert Einstein', 'e', 'c')

n

m

Allows the Dot operator (.) to match the
newline character, which is not the
default (see Table 3–3).
Specifies multiline mode, where a
newline character inside a string
terminates a line. The string can contain
multiple lines.

In this function invocation, the string and search pattern
match only because the n option is specified:
REGEXP_SUBSTR('a'||CHR(10)||'d', 'a.d', 1, 1, 'n')
This function invocation returns ac:
REGEXP_SUBSTR('ab'||CHR(10)||'ac', '^a.', 1, 2, 'm')

Multiline mode affects POSIX operators
Beginning-of-Line Anchor (^) and
End-of-Line Anchor ($) (described in
Table 3–3) but not PERL-influenced
operators \A, \Z, and \z (described in
Table 3–5).
x

Ignores whitespace characters in the
search pattern. By default, whitespace
characters match themselves.

This function invocation returns abcd:
REGEXP_SUBSTR('abcd', 'a b c d', 1, 1, 'x')

Using Regular Expressions in Database Applications 3-3

Oracle SQL and POSIX Regular Expression Standard

Oracle SQL and POSIX Regular Expression Standard
Oracle SQL implementation of regular expressions conforms to these standards:
■

IEEE Portable Operating System Interface (POSIX) standard draft 1003.2/D11.2
Oracle SQL follows exactly the syntax and matching semantics for regular
expression operators as defined in the POSIX standard for matching ASCII
(English language) data. You can find the POSIX standard draft at this URL:
http://www.opengroup.org/onlinepubs/007908799/xbd/re.html

For more information, see "POSIX Operators in Oracle SQL Regular Expressions"
on page 3-4.
■

Unicode Regular Expression Guidelines of the Unicode Consortium

Oracle SQL extends regular expression support beyond the POSIX standard in these
ways:
■

Extends the matching capabilities for multilingual data
For details, see "Oracle SQL Multilingual Extensions to POSIX Standard" on
page 3-7.

■

Supports some commonly used PERL regular expression operators that are not
included in the POSIX standard but do not conflict with it (for example, character
class shortcuts and the nongreedy modifier (?))
For details, see "Oracle SQL PERL-Influenced Extensions to POSIX Standard" on
page 3-7.

Operators in Oracle SQL Regular Expressions
Oracle SQL supports a set of common operators (composed of metacharacters) used in
regular expressions.
Caution: The interpretation of metacharacters differs between tools
that support regular expressions. If you are porting regular
expressions from another environment to Oracle Database, ensure that
Oracle SQL supports their syntax and interprets them as you expect.

Topics:
■
POSIX Operators in Oracle SQL Regular Expressions
■

Oracle SQL Multilingual Extensions to POSIX Standard

■

Oracle SQL PERL-Influenced Extensions to POSIX Standard

POSIX Operators in Oracle SQL Regular Expressions
Table 3–3 summarizes the POSIX operators defined in the POSIX standard Extended
Regular Expression (ERE) syntax. Oracle SQL follows the exact syntax and matching
semantics for these operators as defined in the POSIX standard for matching ASCII
(English language) data. Any differences in action between Oracle SQL and the POSIX
standard are noted in the Description column.

3-4 Oracle Database Advanced Application Developer's Guide

Operators in Oracle SQL Regular Expressions

Table 3–3

POSIX Operators in Oracle SQL Regular Expressions

Operator Syntax Names
.

Any Character
Dot

Description

Examples

Matches any character in the database character set, The expression a.b matches the
including the newline character if you specify
strings abb, acb, and adb, but does
matching option n (see Table 3–2).
not match acc.
The Linux, UNIX, and Windows platforms
recognize the newline character as the linefeed
character (\x0a).
The Macintosh platforms recognize the newline
character as the carriage return character (\x0d).
Note: In the POSIX standard, this operator matches
any English character except NULL and the
newline character.

+

One or More
Plus Quantifier

*

Zero or More
Star Quantifier

?

Zero or One
Question Mark
Quantifier

{m}

Interval
Exact Count

{m,}

Interval
At-Least Count

{m,n}

Interval
Between Count

[char...]

Matching
Character List

Matches one or more occurrences of the preceding
subexpression (greedy1).

The expression a+ matches the
strings a, aa, and aaa, but does not
match ba or ab.

Matches zero or more occurrences of the preceding
subexpression (greedy1).

The expression ab*c matches the
strings ac, abc, and abbc, but does
not match abb or bbc.

Matches zero or one occurrences of the preceding
subexpression (greedy1).

The expression ab?c matches the
strings abc and ac, but does not
match abbc or adc.

Matches exactly m occurrences of the preceding
subexpression.

The expression a{3} matches the
string aaa, but does not match aa.

Matches at least m occurrences of the preceding
subexpression (greedy1).

The expression a{3,} matches the
strings aaa and aaaa, but does not
match aa.

Matches at least m but not more than n occurrences
of the preceding subexpression (greedy1).

The expression a{3,5} matches the
strings aaa, aaaa, and aaaaa, but
does not match aa or aaaaaa.

Matches any single character in the list within the
brackets. In the list, all operators except these are
treated as literals:

The expression [abc] matches the
first character in the strings all,
bill, and cold, but does not match
any characters in doll.

■

Range operator: -

■

POSIX character class: [: :]

■

POSIX collation element: [. .]

■

POSIX character equivalence class: [= =]

A dash (-) is a literal when it occurs first or last in
the list, or as an ending range point in a range
expression, as in [#--]. A right bracket (]) is
treated as a literal if it occurs first in the list.
Note: In the POSIX standard, a range includes all
collation elements between the start and end of the
range in the linguistic definition of the current
locale. Thus, ranges are linguistic rather than byte
value ranges; the semantics of the range expression
are independent of the character set. In Oracle
Database, the linguistic range is determined by the
NLS_SORT initialization parameter.
[^char...]

Nonmatching
Character List

Matches any single character not in the list within
the brackets.
For information about operators and ranges in the
character list, see the description of the Matching
Character List operator.

[alt1 |alt2]

Or

Matches either alternative.

The expression [^abc]def matches
the string xdef, but not adef, bdef,
or cdef.
The expression [^a-i]x matches
the string jx, but does not match
ax, fx, or ix.
The expression a|b matches the
character a or b.

Using Regular Expressions in Database Applications 3-5

Operators in Oracle SQL Regular Expressions

Table 3–3 (Cont.) POSIX Operators in Oracle SQL Regular Expressions
Operator Syntax Names
(expr)

Subexpression
Grouping

Description

Examples

Treats the expression within the parentheses as a
unit. The expression can be a string or a complex
expression containing operators.

The expression (abc)?def matches
the strings abcdef and def, but
does not match abcdefg or xdef.

You can refer to a subexpression in a back
reference.
Back Reference

\n

Matches the nth preceding subexpression, where n
is an integer from 1 through 9. A back reference
counts subexpressions from left to right, starting
with the opening parenthesis of each preceding
subexpression. The expression is invalid if fewer
than n subexpressions precede \n.
A back reference lets you search for a repeated
string without knowing what it is.

The expression (abc|def)xy\1
matches the strings abcxyabc and
defxydef, but does not match
abcxydef or abcxy.
The expression ^(.*)\1$ matches a
line consisting of two adjacent
instances of the same string.

For the REGEXP_REPLACE function, Oracle SQL
supports back references in both the regular
expression pattern and the replacement string.
Escape Character

\

Treats the subsequent character as a literal.
A backslash (\) lets you search for a character that
would otherwise be treated as a metacharacter. Use
consecutive backslashes (\\) to match the backslash
literal itself.

^

$

[:class:]

Beginning-of-Line
Anchor

Default mode: Matches the beginning of a string.

End-of-Line
Anchor

Default mode: Matches the end of a string.

POSIX Character
Class

Matches any character in the specified POSIX
character class (such as uppercase characters,
digits, or punctuation characters).

2

Multiline mode: Matches the beginning of any
line the source string.

2

Multiline mode: Matches the end of any line the
source string.

Note: In English regular expressions, range
expressions often indicate a character class. For
example, [a-z] indicates any lowercase character.
This convention is not useful in multilingual
environments, where the first and last character of
a given character class might not be the same in all
languages.
[.element.]

POSIX Collating
Element Operator

Specifies a collating element defined in the current
locale. The NLS_SORT initialization parameter
determines the supported collation elements.
This syntax lets you use a multicharacter collating
element where otherwise only single-character
collating elements are allowed. For example, you
can ensure that the collating element ch, when
defined in a locale such as Traditional Spanish, is
treated as one character in operations that depend
on the ordering of characters.

[=char=]

POSIX Character
Equivalence Class

Matches all characters that belong to the same
POSIX character equivalence class as the specified
character, in the current locale.
This syntax must appear within a character list;
that is, it must be nested within the brackets for a
character list.

The expression abc\+def matches
the string abc+def, but does not
match abcdef or abccdef.

The expression ^def matches the
substring def in the string defghi
but not in the string abcdef.
The expression def$ matches the
substring def in the string abcdef
but not in the string defghi.
The expression [:upper:]+, which
specifies one or more consecutive
uppercase characters, matches the
substring DEF in the string
abcDEFghi, but does not match any
substring in abcdefghi.

The expression [.ch.], which
specifies the collating element ch,
matches ch in the string chabc, but
does not match any substring in
cdefg.
The expression [a-[.ch.]]
specifies the range from a through
ch.

The expression [[=n=]], which
specifies characters equivalent to n
in a Spanish locale, matches both N
and ñ in the string El Niño.

Character equivalents depend on how canonical
rules are defined for your database locale. For
details, see Oracle Database Globalization Support
Guide.
1

A greedy operator matches as many occurrences as possible while allowing the rest of the match to succeed. To make the
operator nongreedy, follow it with the nongreedy modifier (?) (see Table 3–5).

3-6 Oracle Database Advanced Application Developer's Guide

Operators in Oracle SQL Regular Expressions

2

Specify multiline mode with the pattern-matching option m, described in Table 3–2.

Oracle SQL Multilingual Extensions to POSIX Standard
When applied to multilingual data, Oracle SQL POSIX operators extend beyond the
matching capabilities specified in the POSIX standard.
Table 3–4 shows, for each POSIX operator, which POSIX standards define its syntax
and whether Oracle SQL extends its semantics for handling multilingual data. The
POSIX standards are Basic Regular Expression (BRE) and Extended Regular
Expression (ERE).
Table 3–4

POSIX Operators and Multilingual Operator Relationships

Operator

POSIX BRE Syntax

POSIX ERE Syntax

Multilingual Enhancement

\

Yes

Yes

--

*

Yes

Yes

--

+

--

Yes

--

?

--

Yes

--

|

--

Yes

--

^

Yes

Yes

Yes

$

Yes

Yes

Yes

.

Yes

Yes

Yes

[ ]

Yes

Yes

Yes

( )

Yes

Yes

--

{m}

Yes

Yes

--

{m,}

Yes

Yes

--

{m,n}

Yes

Yes

--

\n

Yes

Yes

Yes

[..]

Yes

Yes

Yes

[::]

Yes

Yes

Yes

[==]

Yes

Yes

Yes

Multilingual data might have multibyte characters. Oracle Database lets you enter
multibyte characters directly (if you have a direct input method) or use functions to
compose them. You cannot use the Unicode hexadecimal encoding value of the form
\xxxx. Oracle Database evaluates the characters based on the byte values used to
encode the character, not the graphical representation of the character.

Oracle SQL PERL-Influenced Extensions to POSIX Standard
Oracle SQL supports some commonly used PERL regular expression operators that are
not included in the POSIX standard but do not conflict with it.
Table 3–5 summarizes the PERL-influenced operators that Oracle SQL supports.

Using Regular Expressions in Database Applications 3-7

Operators in Oracle SQL Regular Expressions

Caution: PERL character class matching is based on the locale model
of the operating system, whereas Oracle SQL regular expressions are
based on the language-specific data of the database. In general, you
cannot expect a regular expression involving locale data to produce
the same results in PERL and Oracle SQL.

Table 3–5

PERL-Influenced Operators in Oracle SQL Regular Expressions

Operator
Syntax

Description

Examples

\d

Matches a digit character.

The expression ^\(\d{3}\) \d{3}-\d{4}$ matches
(650) 555-0100 but does not match 650-555-0100.

Equivalent to POSIX expression
[[:digit:]].
\D

Matches a nondigit character.
Equivalent to POSIX expression
[^[:digit:]].

\w

Matches a word character (that is, an
alphanumeric or underscore (_) character).
Equivalent to POSIX expression [[:alnum:]_
].

\W

Matches a nonword character.
Equivalent to POSIX expression
[^[:alnum:]_].

\s

Matches a whitespace character.
Equivalent to POSIX expression
[[:space:]].

\S

Matches a nonwhitespace character.
Equivalent to POSIX expression
[^[:space:]].

\A

Matches the beginning of a string, in either
single-line or multiline mode.
Not equivalent to POSIX operator ^.

\Z

Matches the end of a string, in either
single-line or multiline mode.
Not equivalent to POSIX operator $.

\z

Matches the end of a string, in either
single-line or multiline mode.
Not equivalent to POSIX operator $.

The expression \w\d\D matches b2b and b2_ but does
not match b22.

The expression \w+@\w+(\.\w+)+ matches the string
jdoe@company.co.uk but does not match
jdoe@company.

The expression \w+\W\s\w+ matches the string to:
bill but does not match to bill.

The expression \(\w\s\w\s\) matches the string (a b
) but does not match (ab) or (a,b.).

The expression \(\w\S\w\S\) matches the strings
(abde) and (a,b.) but does not match (a b d e).

The expression \AL matches only the first L in the
string Line1\nLine2\n (where \n is the newline
character), in either single-line or multiline mode.
The expression \s\Z matches the last space in the
string L i n e \n (where \n is the newline character),
in either single-line or multiline mode.
The expression \s\z matches the newline character (\n)
in the string L i n e \n, in either single-line or
multiline mode.
The expression \w+?x\w matches abxc in the string
abxcxd (and the greedy expression \w+x\w matches
abxcxd).

+?

Matches one or more occurrences of the
preceding subexpression (nongreedy1).

*?

The expression \w*?x\w matches xa in the string
Matches zero or more occurrences of the
xaxbxc (and the greedy expression \w*x\w matches
preceding subexpression (nongreedy1).
Matches the empty string whenever possible. xaxbxc.

??

Matches zero or one occurrences of the
The expression a??aa matches aa in the string aaaa
(and the greedy expression a?aa matches aaa).
preceding subexpression (nongreedy1).
Matches the empty string whenever possible.

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Using Regular Expressions in SQL Statements: Scenarios

Table 3–5 (Cont.) PERL-Influenced Operators in Oracle SQL Regular Expressions
Operator
Syntax
{m}?

Description

Examples

Matches exactly m occurrences of the
preceding subexpression (nongreedy1).

The expression (a|aa){2}? matches aa in the string
aaaa (and the greedy expression (a|aa){2} matches
aaaa.
Both the expression b{2}? and the greedy expression
b{2} match bb in the string bbbb.

{m,}?

Matches at least m occurrences of the
preceding subexpression (nongreedy1).

The expression a{2,}? matches aa in the string aaaaa
(and the greedy expression a{2,} matches aaaaa.

{m,n}?

Matches at least m but not more than n
occurrences of the preceding subexpression
(nongreedy1). {0,n}? matches the empty
string whenever possible.

The expression a{2,4}? matches aa in the string aaaaa
(and the greedy expression a{2,4} matches aaaa.

1

A nongreedy operator matches as few occurrences as possible while allowing the rest of the match to succeed. To make the
operator greedy, omit the nongreedy modifier (?).

Using Regular Expressions in SQL Statements: Scenarios
Scenarios:
■

Using a Constraint to Enforce a Phone Number Format

■

Using Back References to Reposition Characters

Using a Constraint to Enforce a Phone Number Format
Regular expressions are useful for enforcing constraints—for example, to ensure that
phone numbers are entered into the database in a standard format. Example 3–1
creates a contacts table and adds a CHECK constraint to the p_number column to
enforce this format model:
(XXX) XXX-XXXX
Example 3–1 Enforcing a Phone Number Format with Regular Expressions
DROP TABLE contacts;
CREATE TABLE contacts (
l_name
VARCHAR2(30),
p_number VARCHAR2(30)
CONSTRAINT c_contacts_pnf
CHECK (REGEXP_LIKE (p_number, '^\(\d{3}\) \d{3}-\d{4}$'))
);

Table 3–6 explains the elements of the regular expression.
Table 3–6

Explanation of the Regular Expression Elements in Example 3–1

Regular Expression
Element

Matches . . .

^

The beginning of the string.

\(

A left parenthesis. The backslash (\) is an escape character that
indicates that the left parenthesis after it is a literal rather than a
subexpression delimiter.

\d{3}

Exactly three digits.

Using Regular Expressions in Database Applications 3-9

Using Regular Expressions in SQL Statements: Scenarios

Table 3–6 (Cont.) Explanation of the Regular Expression Elements in Example 3–1
Regular Expression
Element

Matches . . .

\)

A right parenthesis. The backslash (\) is an escape character that
indicates that the right parenthesis after it is a literal rather than a
subexpression delimiter.

space character

A space character.

\d{3}

Exactly three digits.

-

A hyphen.

\d{4}

Exactly four digits.

$

The end of the string.

Example 3–2 shows some statements that correctly and incorrectly insert phone
numbers into the contacts table.
Example 3–2 Inserting Phone Numbers in Correct and Incorrect Formats

These are correct:
INSERT INTO contacts (p_number) VALUES('(650) 555-0100');
INSERT INTO contacts (p_number) VALUES('(215) 555-0100');

These generate CHECK constraint errors:
INSERT
INSERT
INSERT
INSERT
INSERT

INTO
INTO
INTO
INTO
INTO

contacts
contacts
contacts
contacts
contacts

(p_number)
(p_number)
(p_number)
(p_number)
(p_number)

VALUES('650 555-0100');
VALUES('650 555 0100');
VALUES('650-555-0100');
VALUES('(650)555-0100');
VALUES(' (650) 555-0100');

Using Back References to Reposition Characters
A back reference (described in Table 3–3) stores the referenced subexpression in a
temporary buffer. Therefore, you can use back references to reposition characters, as in
Example 3–3. For an explanation of the elements of the regular expression in
Example 3–3, see Table 3–7.
Example 3–3 Using Back References to Reposition Characters

Create table and populate it with names in different formats:
DROP TABLE famous_people;
CREATE TABLE famous_people (names
INSERT INTO famous_people (names)
INSERT INTO famous_people (names)
INSERT INTO famous_people (names)
INSERT INTO famous_people (names)
INSERT INTO famous_people (names)

VARCHAR2(20));
VALUES ('John Quincy Adams');
VALUES ('Harry S. Truman');
VALUES ('John Adams');
VALUES (' John Quincy Adams');
VALUES ('John_Quincy_Adams');

SQL*Plus formatting command:
COLUMN "names after regexp" FORMAT A20

For each name in the table whose format is "first middle last", use back references to
reposition characters so that the format becomes "last, first middle":

3-10 Oracle Database Advanced Application Developer's Guide

Using Regular Expressions in SQL Statements: Scenarios

SELECT names "names",
REGEXP_REPLACE(names, '^(\S+)\s(\S+)\s(\S+)$', '\3, \1 \2')
AS "names after regexp"
FROM famous_people
ORDER BY "names";

Result:
names
-------------------John Quincy Adams
Harry S. Truman
John Adams
John Quincy Adams
John_Quincy_Adams

names after regexp
-------------------John Quincy Adams
Truman, Harry S.
John Adams
Adams, John Quincy
John_Quincy_Adams

5 rows selected.

Table 3–7 explains the elements of the regular expression.
Table 3–7

Explanation of the Regular Expression Elements in Example 3–3

Regular Expression
Element

Description

^

Matches the beginning of the string.

$

Matches the end of the string.

(\S+)

Matches one or more nonspace characters. The parentheses are not
escaped so they function as a grouping expression.

\s

Matches a whitespace character.

\1

Substitutes the first subexpression, that is, the first group of
parentheses in the matching pattern.

\2

Substitutes the second subexpression, that is, the second group of
parentheses in the matching pattern.

\3

Substitutes the third subexpression, that is, the third group of
parentheses in the matching pattern.

,

Inserts a comma character.

Using Regular Expressions in Database Applications

3-11

Using Regular Expressions in SQL Statements: Scenarios

3-12 Oracle Database Advanced Application Developer's Guide

4
Using Indexes in Database Applications
4

Indexes are optional structures, associated with tables and clusters, which allow SQL
queries to execute more quickly. Just as the index in this document helps you locate
information faster than if there were no index, an Oracle Database index provides a
faster access path to table data. You can use indexes without rewriting any queries.
Your results are the same, but you see them more quickly.
This chapter supplements this information:
■

The explanation of indexes and index-organized tables in Oracle Database Concepts

■

The information about managing indexes in Oracle Database Administrator's Guide

■

The explanation of how indexes and clusters can enhance or degrade performance
in Oracle Database Performance Tuning Guide

Topics:
Guidelines for Managing Indexes

■
■

Managing Indexes

■

When to Use Domain Indexes

■

When to Use Function-Based Indexes

Guidelines for Managing Indexes
Here is a summary of the guidelines for managing indexes. For details, see Oracle
Database Administrator's Guide:
■

Create indexes after inserting table data

■

Index the correct tables and columns

■

Order index columns for performance

■

Limit the number of indexes for each table

■

Drop indexes that are no longer needed

■

Understand deferred segment creation

■

Estimate index size and set storage parameters

■

Specify the tablespace for each index

■

Consider parallelizing index creation

■

Consider creating indexes with NOLOGGING

■

Understand when to use unusable or invisible indexes
Using Indexes in Database Applications 4-1

Managing Indexes

■

Consider costs and benefits of coalescing or rebuilding indexes

■

Consider cost before disabling or dropping constraints

Managing Indexes
Oracle Database Administrator's Guide has this information about managing indexes:
■

Creating indexes

■

Altering indexes

■

Monitoring space use of indexes

■

Dropping indexes

■

Data dictionary views that display information about indexes
See Also:

"Creating Indexes for Use with Constraints" on page 5-4

When to Use Domain Indexes
A domain index (also called an application domain index) is a customized index
specific to an application that was implemented using a data cartridge (for example, a
search engine or geographic information system). For information about domain
indexes, see Oracle Database Concepts.
See Also: Oracle Database Data Cartridge Developer's Guide for
conceptual background to help you decide when to build domain
indexes

When to Use Function-Based Indexes
A function-based index computes the value of an expression that involves one or
more columns and stores it in the index. The index expression can be an arithmetic
expression or an expression that contains a SQL function, PL/SQL function, package
function, or C callout. Function-based indexes also support linguistic sorts based on
collation keys, efficient linguistic collation of SQL statements, and case-insensitive
sorts.
A function-based index improves the performance of queries that use the index
expression (especially if the expression is computationally intensive). However:
■

■

The database must also evaluate the index expression to process statements that
do not use it.
Function-based indexes on columns that are frequently modified are expensive for
the database to maintain.

The optimizer can use function-based indexes only for cost-based optimization, while
it can use indexes on columns for both cost-based and rule-based optimization.

4-2 Oracle Database Advanced Application Developer's Guide

When to Use Function-Based Indexes

Note:
■

■

A function-based index cannot contain the value NULL. Therefore,
either ensure that no column involved in the index expression can
contain NULL or use the NVL function in the index expression to
substitute another value for NULL. (For information about NVL, see
Oracle Database SQL Language Reference.)
Oracle Database treats descending indexes as if they were
function-based indexes (for more information, see Oracle Database
SQL Language Reference).

Topics:
■
Advantages of Function-Based Indexes
■

Disadvantages of Function-Based Indexes

■

Examples of Function-Based Indexes
See Also:
■

■

■

■

■

Oracle Database Concepts for additional conceptual information
about function-based indexes
Oracle Database Administrator's Guide for information about
creating function-based indexes
Oracle Database Globalization Support Guide for information about
function-based linguistic indexes
Oracle Database Concepts for more information about how the
optimizer uses function-based indexes
Oracle Database Performance Tuning Guide for information about
using function-based indexes for performance

Advantages of Function-Based Indexes
A function-based index has these advantages:
■

A function-based index increases the number of situations where the database can
perform an index range scan (described in Oracle Database Concepts) instead of a
full index scan (described in Oracle Database Concepts).
An index range scan typically has a fast response time when the WHERE clause
selects fewer than 15% of the rows of a large table. The optimizer can more
accurately estimate how many rows an expression selects if the expression is
materialized in a function-based index.
Oracle Database represents the index expression as a virtual column, on which the
ANALYZE statement (described in Oracle Database SQL Language Reference) can build
a histogram.

■

A function-based index precomputes and stores the value of an expression.
Queries can get the value of the expression from the index instead of computing it.
The more queries that need the value, and the more computationally intensive the
index expression, the more the index improves application performance. (See
Example 4–1.)

■

You can create a function-based index on an object column or REF column.

Using Indexes in Database Applications 4-3

When to Use Function-Based Indexes

The index expression can be the invocation of a method that returns an object type.
For more information, see Oracle Database Object-Relational Developer's Guide. (See
Example 4–2 and the example in Oracle Database SQL Language Reference.)
■

A function-based index lets you perform more powerful sorts.
The index expression can invoke the SQL functions UPPER and LOWER for
case-insensitive sorts (as in Example 4–3) and the SQL function NLSSORT for
linguistic-based sorts (as in Example 4–4).

Disadvantages of Function-Based Indexes
A function-based index has these disadvantages:
■

The optimizer can use a function-based index only for cost-based optimization,
not for rule-based optimization.
The cost-based optimizer uses statistics stored in the dictionary. To gather statistics
for a function-based index, invoke either DBMS_STATS.GATHER_TABLE_STATS
(described in Oracle Database PL/SQL Packages and Types Reference) or DBMS_
STATS.GATHER_SCHEMA_STATS (described in Oracle Database PL/SQL Packages and
Types Reference).

■

The database does not use a function-based index until you analyze the index
itself and the table on which it is defined.
To analyze the index and the table on which the index is defined, invoke either
DBMS_STATS.GATHER_TABLE_STATS or DBMS_STATS.GATHER_SCHEMA_STATS.

■
■

The database does not use function-based indexes when doing OR expansion.
You must ensure that any schema-level or package-level PL/SQL function that the
index expression invokes is deterministic (that is, that the function always return
the same result for the same input).
You must declare the function as DETERMINISTIC, but because Oracle Database
does not check this assertion, you must ensure that the function really is
deterministic.
If you change the semantics of a DETERMINISTIC function and recompile it, then
you must manually rebuild any dependent function-based indexes and
materialized views. Otherwise, they report results for the prior version of the
function.

■

If the index expression is a function invocation, then the function return type
cannot be constrained.
Because you cannot constrain the function return type with NOT NULL, you must
ensure that the query that uses the index cannot fetch NULL values. Otherwise, the
database performs a full table scan.

■

■

■

The index expression cannot invoke an aggregate function (described in Oracle
Database SQL Language Reference).
A bitmapped function-based index cannot be a descending index (see Oracle
Database SQL Language Reference).
The data type of the index expression cannot be VARCHAR2, RAW, LONGRAW, or a
PL/SQL data type of unknown length.
That is, you cannot index an expression of unknown length. However, you can
index a known-length substring of that expression. For example:
CREATE OR REPLACE FUNCTION initials (

4-4 Oracle Database Advanced Application Developer's Guide

When to Use Function-Based Indexes

name IN VARCHAR2
) RETURN VARCHAR2
DETERMINISTIC
IS
BEGIN
RETURN('A. J.');
END;
/
/* Invoke SUBSTR both when creating index and when referencing
function in queries. */
CREATE INDEX func_substr_index ON
EMPLOYEES(SUBSTR(initials(FIRST_NAME),1,10));
SELECT SUBSTR(initials(FIRST_NAME),1,10) FROM EMPLOYEES;

See Also:
■

■

■

Oracle Database SQL Language Reference for notes on function-based
indexes
Oracle Database SQL Language Reference for restrictions on
function-based indexes
Oracle Database PL/SQL Language Reference for information about
the CREATE FUNCTION statement, including restrictions

Examples of Function-Based Indexes
Examples:
■
Example 4–1, "Function-Based Index for Precomputing Arithmetic Expression"
■

Example 4–2, "Function-Based Indexes on Object Column"

■

Example 4–3, "Function-Based Index for Faster Case-Insensitive Searches"

■

Example 4–4, "Function-Based Index for Language-Dependent Sorting"
Example 4–1 and Example 4–2 use composite indexes (indexes
on multiple table columns), described in Oracle Database Concepts.

Note:

Example 4–1 creates a table with columns a, b, and c; creates an index on the table, and
then queries the table. The index is a composite index on three columns: a virtual
column that represents the expression a+b*(c-1), column a, and column b. The query
uses the indexed expression in its WHERE clause; therefore, it can use an index range
scan instead of a full index scan.
Example 4–1 Function-Based Index for Precomputing Arithmetic Expression

Create table on which to create index:
DROP TABLE Fbi_tab;
CREATE TABLE Fbi_tab (
a INTEGER,
b INTEGER,
c INTEGER
);

Using Indexes in Database Applications 4-5

When to Use Function-Based Indexes

Create index:
CREATE INDEX Idx ON Fbi_tab (a+b*(c-1), a, b);

This query can use an index range scan instead of a full index scan:
SELECT a FROM Fbi_tab WHERE a+b*(c-1) < 100;

See Also:

Oracle Database Concepts for information about fast full

index scans
In Example 4–2, assume that the object type Reg_obj has been defined, and that it
stores information about a city. The example creates a table whose first column has
type Reg_obj, a deterministic function with a parameter of type Reg_obj, and two
function-based indexes that invoke the function. The first query uses the first index to
quickly find cities further than 1000 miles from the equator. The second query uses the
second index (which is composite) to quickly find cities where the temperature delta is
less than 20 and the maximum temperature is greater than 75. (The table is not
populated for the example, so the queries return no rows.)
Example 4–2 Function-Based Indexes on Object Column

Create table with object column:
DROP TABLE Weatherdata_tab;
CREATE TABLE Weatherdata_tab (
Reg_obj INTEGER,
Maxtemp INTEGER,
Mintemp INTEGER
);

Create deterministic function with parameter of type Reg_obj:
CREATE OR REPLACE FUNCTION Distance_from_equator (
Reg_obj IN INTEGER
) RETURN INTEGER
DETERMINISTIC
IS
BEGIN
RETURN(3000);
END;
/

Create first function-based index:
CREATE INDEX Distance_index
ON Weatherdata_tab (Distance_from_equator (Reg_obj));

Use index expression in query:
SELECT * FROM Weatherdata_tab
WHERE (Distance_from_equator (Reg_Obj)) > '1000';

Result:
no rows selected

Create second function-based (and composite) index:
CREATE INDEX Compare_index
ON Weatherdata_tab ((Maxtemp - Mintemp) DESC, Maxtemp);

4-6 Oracle Database Advanced Application Developer's Guide

When to Use Function-Based Indexes

Use index expression and indexed column in query:
SELECT * FROM Weatherdata_tab
WHERE ((Maxtemp - Mintemp) < '20' AND Maxtemp > '75');

Result:
no rows selected

Example 4–3 creates an index that allows faster case-insensitive searches in the
EMPLOYEES table and then uses the index expression in a query.
Example 4–3 Function-Based Index for Faster Case-Insensitive Searches

Create index:
CREATE INDEX emp_lastname ON EMPLOYEES (UPPER(LAST_NAME));

Use index expression in query:
SELECT first_name, last_name
FROM EMPLOYEES
WHERE UPPER(LAST_NAME) LIKE 'J%S_N';

Result:
FIRST_NAME
LAST_NAME
-------------------- ------------------------Charles
Johnson
1 row selected.

Example 4–4 creates a table with one column, NAME, and a function-based index to sort
that column using the collation sequence GERMAN, and then selects all columns of the
table, ordering them by NAME. Because the query can use the index, the query is faster.
(Assume that the query is run in a German session, where NLS_SORT is set to GERMAN
and NLS_COMP is set to ANSI. Otherwise, the query would have to specify the values of
these Globalization Support parameters.)
Example 4–4 Function-Based Index for Language-Dependent Sorting

Create table on which to create index:
DROP TABLE nls_tab;
CREATE TABLE nls_tab (NAME VARCHAR2(80));

Create index:
CREATE INDEX nls_index
ON nls_tab (NLSSORT(NAME, 'NLS_SORT = GERMAN'));

Select all table columns, ordered by NAME:
SELECT * FROM nls_tab
WHERE NAME IS NOT NULL
ORDER BY NAME;

Using Indexes in Database Applications 4-7

When to Use Function-Based Indexes

4-8 Oracle Database Advanced Application Developer's Guide

5
Maintaining Data Integrity in Database
Applications
5

In a database application, maintaining data integrity means ensuring that the data in
the tables that the application manipulates conform to the appropriate business rules.
A business rule specifies a condition or relationship that must always be true or must
always be false. For example, a business rule might be that no employee can have a
salary over $100,000 or that every employee in the EMPLOYEES table must belong to a
department in the DEPARTMENTS table. Business rules vary from company to company,
because each company defines its own policies about salaries, employee numbers,
inventory tracking, and so on.
As explained in Oracle Database Concepts, there are several ways to ensure data
integrity, and the one to use whenever possible is the integrity constraint (or
constraint).
This chapter supplements this information:
■
■

■

The explanation of data integrity and constraints in Oracle Database Concepts
The information about managing constraints in Oracle Database Administrator's
Guide
The syntactic and semantic information about constraints in Oracle Database SQL
Language Reference
This chapter applies to only to constraints on tables.
Constraints on views do not help maintain data integrity or have
associated indexes. Instead, they enable query rewrites on queries
involving views, thereby improving performance when using
materialized views and other data warehousing features.

Note:

For more information about constraints on views, see Oracle Database
SQL Language Reference.
For information about using constraints in data warehouses, see
Oracle Database Data Warehousing Guide.
Topics:
■
Enforcing Business Rules with Constraints
■

Enforcing Business Rules with Both Constraints and Application Code

■

Creating Indexes for Use with Constraints

■

When to Use NOT NULL Constraints

Maintaining Data Integrity in Database Applications 5-1

Enforcing Business Rules with Constraints

■

When to Use Default Column Values

■

Choosing a Primary Key for a Table (PRIMARY KEY Constraint)

■

When to Use UNIQUE Constraints

■

Enforcing Referential Integrity with FOREIGN KEY Constraints

■

Minimizing Space and Time Overhead for Indexes Associated with Constraints

■

Guidelines for Indexing Foreign Keys

■

Referential Integrity in a Distributed Database

■

When to Use CHECK Constraints

■

Examples of Defining Constraints

■

Enabling and Disabling Constraints

■

Modifying Constraints

■

Renaming Constraints

■

Dropping Constraints

■

Managing FOREIGN KEY Constraints

■

Viewing Information About Constraints

Enforcing Business Rules with Constraints
Whenever possible, enforce business rules with constraints. In addition to the
advantages explained in Oracle Database Concepts, constraints have the advantage of
speed: Oracle Database can check that all the data in a table obeys a constraint faster
than application code can do the equivalent checking.
Example 5–1 creates a table of departments, a table of employees, a constraint to
enforce the rule that all values in the department table are unique, and a constraint to
enforce the rule that every employee must work for a valid department.
Example 5–1 Enforcing Business Rules with Constraints

Create table of departments:
DROP TABLE dept_tab;
CREATE TABLE dept_tab (
deptname VARCHAR2(20),
deptno
INTEGER
);

Create table of employees:
DROP TABLE emp_tab;
CREATE TABLE emp_tab (
empname VARCHAR2(80),
empno
INTEGER,
deptno INTEGER
);

Create constraint to enforce rule that all values in department table are unique:
ALTER TABLE dept_tab ADD PRIMARY KEY (deptno);

Create constraint to enforce rule that every employee must work for a valid
department:
5-2 Oracle Database Advanced Application Developer's Guide

Enforcing Business Rules with Both Constraints and Application Code

ALTER TABLE emp_tab ADD FOREIGN KEY (deptno) REFERENCES dept_tab(deptno);

Now, whenever you insert an employee record into emp_tab, Oracle Database checks
that its deptno value appears in dept_tab.
Suppose that instead of using a constraint to enforce the rule that every employee
must work for a valid department, you use a trigger that queries dept_tab to check
that it contains the deptno value of the employee record to be inserted into emp_tab.
Because the query uses consistent read (CR), it might miss uncommitted changes from
other transactions. For more information about using triggers to enforce business
rules, see Oracle Database Concepts.
See Also: Oracle Database SQL Language Reference for syntactic and
semantic information about constraints

Enforcing Business Rules with Both Constraints and Application Code
Enforcing business rules with both constraints and application code is recommended
when application code can determine that data values are invalid without querying
tables. The application code can provide immediate feedback to the user and reduce
the load on the database by preventing attempts to insert invalid data into tables.
For Example 5–2, assume that Example 5–1 was run and then this column was added
to the table emp_tab:
empgender VARCHAR2(1)

The only valid values for empgender are 'M' and 'F'. When someone tries to insert a
row into emp_tab or update the value of emp_tab.empgender, application code can
determine whether the new value for emp_tab.empgender is valid without querying a
table. If the value is invalid, the application code can notify the user instead of trying
to insert the invalid value, as in Example 5–2.
Example 5–2 Enforcing Business Rules with Both Constraints and Application Code
CREATE OR REPLACE PROCEDURE add_employee (
e_name
emp_tab.empname%TYPE,
e_gender emp_tab.empgender%TYPE,
e_number emp_tab.empno%TYPE,
e_dept
emp_tab.deptno%TYPE
) AUTHID DEFINER IS
BEGIN
IF UPPER(e_gender) IN ('M','F') THEN
INSERT INTO emp_tab VALUES (e_name, e_gender, e_number, e_dept);
ELSE
DBMS_OUTPUT.PUT_LINE('Gender must be M or F.');
END IF;
END;
/
BEGIN
add_employee ('Smith', 'H', 356, 20);
END;
/

Result:
Gender must be M or F.

Maintaining Data Integrity in Database Applications 5-3

Creating Indexes for Use with Constraints

Creating Indexes for Use with Constraints
When a unique or primary key constraint is enabled, Oracle Database creates an index
automatically, but Oracle recommends that you create these indexes explicitly. If you
want to use an index with a foreign key constraint, then you must create the index
explicitly. For information about creating indexes explicitly, see Oracle Database
Administrator's Guide or Oracle Database SQL Language Reference.
When a constraint can use an existing index, Oracle Database does not create an index
for that constraint. Note that:
■

■

■
■

A unique or primary key constraint can use either a unique index, an entire
nonunique index, or the first few columns of a nonunique index.
If a unique or primary key constraint uses a nonunique index, then no other
unique or primary key constraint can use that nonunique index.
The column order in the constraint and index need not match.
The object number of the index used by a unique or primary key constraint is
stored in CDEF$.ENABLED for that constraint. No static data dictionary view or
dynamic performance view shows this information.
If an enabled unique or primary key constraint is using an index, you cannot drop
only the index. To drop the index, you must either drop the constraint itself or
disable the constraint and then drop the index. For information about disabling
and dropping constraints, see Oracle Database Administrator's Guide.
See Also:
■

■

Oracle Database Administrator's Guide for more information about
indexes associated with constraints
Chapter 4, "Using Indexes in Database Applications"

When to Use NOT NULL Constraints
By default, a column can contain a NULL value. To ensure that the column never
contains a NULL value, use the NOT NULL constraint (described in Oracle Database SQL
Language Reference).
Use a NOT NULL constraint in both of these situations:
■

A column must contain a non-NULL value.
For example, in the table HR.EMPLOYEES, each employee must have an employee ID.
Therefore, the column HR.EMPLOYEES.EMPLOYEE_ID has a NOT NULL constraint, and
nobody can insert a new employee record into HR.EMPLOYEES without specifying a
non-NULL value for EMPLOYEE_ID. You can insert a new employee record into
HR.EMPLOYEES without specifying a salary; therefore, the column
HR.EMPLOYEES.SALARY does not have a NOT NULL constraint.

■

You want to allow index scans of the table, or allow an operation that requires
indexing all rows.
Oracle Database indexes do not store keys whose values are all NULL. Therefore,
for the preceding kinds of operations, at least one indexed column must have a
NOT NULL constraint.

Example 5–3 uses the SQL*Plus command DESCRIBE to show which columns of the
DEPARTMENTS table have NOT NULL constraints, and then shows what happens if you try
to insert NULL values in columns that have NOT NULL constraints.

5-4 Oracle Database Advanced Application Developer's Guide

When to Use Default Column Values

Example 5–3 Inserting NULL Values into Columns with NOT NULL Constraints
DESCRIBE DEPARTMENTS;

Result:
Name
Null?
Type
----------------------------------------- -------- -----------DEPARTMENT_ID
DEPARTMENT_NAME
MANAGER_ID
LOCATION_ID

NOT NULL NUMBER(4)
NOT NULL VARCHAR2(30)
NUMBER(6)
NUMBER(4)

Try to insert NULL into DEPARTMENT_ID column:
INSERT INTO DEPARTMENTS (
DEPARTMENT_ID, DEPARTMENT_NAME, MANAGER_ID, LOCATION_ID
)
VALUES (NULL, 'Sales', 200, 1700);

Result:
VALUES (NULL, 'Sales', 200, 1700)
*
ERROR at line 4:
ORA-01400: cannot insert NULL into ("HR"."DEPARTMENTS"."DEPARTMENT_ID")

Omitting a value for a column that cannot be NULL is the same as assigning it the value
NULL:
INSERT INTO DEPARTMENTS (
DEPARTMENT_NAME, MANAGER_ID, LOCATION_ID
)
VALUES ('Sales', 200, 1700);

Result:
INSERT INTO DEPARTMENTS (
*
ERROR at line 1:
ORA-01400: cannot insert NULL into ("HR"."DEPARTMENTS"."DEPARTMENT_ID")

You can prevent the preceding error by giving DEPARTMENT_ID a non-NULL default
value. For more information, see "When to Use Default Column Values" on page 5-5.
You can combine NOT NULL constraints with other constraints to further restrict the
values allowed in specific columns. For example, the combination of NOT NULL and
UNIQUE constraints forces the input of values in the UNIQUE key, eliminating the
possibility that data in a new conflicts with data in an existing row. For more
information, see "UNIQUE and NOT NULL Constraints on the Foreign Key" on
page 5-11.

When to Use Default Column Values
When an INSERT statement (described in Oracle Database SQL Language Reference) does
not specify a value for a specific column, that column receives its default value. By
default, that default value is NULL. You can change the default value when you define
the column (with the CREATE TABLE statement, described in Oracle Database SQL
Language Reference) or when you alter the column (with the ALTER TABLE statement,
described in Oracle Database SQL Language Reference).

Maintaining Data Integrity in Database Applications 5-5

Choosing a Primary Key for a Table (PRIMARY KEY Constraint)

Note: Giving a column a non-NULL default value does not ensure that
the value of the column will never have the value NULL, as the NOT
NULL constraint does. For information about the NOT NULL constraint,
see "When to Use NOT NULL Constraints" on page 5-4.

Use a default column value in these situations:
■

The column has a NOT NULL constraint.
Giving the column a non-NULL default value prevents the error that would occur if
someone inserted a row without specifying a value for the column.

■

There is a most common value for the column.
For example, if most departments in the company are in New York, then set the
default value of the column DEPARTMENTS.LOCATION to 'NEW YORK'.

■

There is a non-NULL value that signifies no entry.
For example, if the value zero in the column EMPLOYEES.SALARY means that the
salary has not yet been determined, then set the default value of that column to
zero.
A default column value that signifies no entry can simplify testing. For example, it
lets you change this test:
IF (employees.salary IS NOT NULL) AND (employees.salary < 50000)

To this test:
IF employees.salary < 50000
■

You want to automatically record the names of users who modify a table.
For example, suppose that you allow users to insert rows into a table through a
view. You give the base table a column named inserter (which need not be
included in the definition of the view), to store the name of the user who inserted
the row. To record the user name automatically, define a default value that invokes
the USER function. For example:
CREATE TABLE audit_trail (
value1
NUMBER,
value2
VARCHAR2(32),
inserter VARCHAR2(30) DEFAULT USER);

Choosing a Primary Key for a Table (PRIMARY KEY Constraint)
The primary key of a table uniquely identifies each row and ensures that no duplicate
rows exist (and typically, this is its only purpose). Therefore, a primary key value
cannot be NULL.
A table can have at most one primary key, but that key can have multiple columns
(that is, it can be a composite key). To designate a primary key, use the PRIMARY KEY
constraint.
Whenever practical, choose as the primary key a single column whose values are
generated by a sequence. For information about sequences, see Oracle Database SQL
Language Reference.
The second-best choice for a primary key is a single column whose values are all of the
following:
5-6 Oracle Database Advanced Application Developer's Guide

When to Use UNIQUE Constraints

■

Unique

■

Never changed

■

Never NULL

■

Short and numeric (and therefore easy to type)

Minimize your use of composite primary keys, whose values are long and cannot be
generated by a sequence.
See Also:

Oracle Database Concepts for general information about primary
key constraints

■

Oracle Database SQL Language Reference for complete information
about primary key constraints, including restrictions

■

When to Use UNIQUE Constraints
Use a UNIQUE constraint (which designates a unique key) on any column or
combination of columns (except the primary key) where duplicate non-NULL values are
not allowed. For example:
Unique Key

Primary Key

Employee Social Security Number

Employee number

Truck license plate number

Truck number

Customer phone number (country code column, area code column,
and local phone number column)

Customer number

Department name column and location column

Department number

Figure 5–1 shows a table with a UNIQUE constraint, a row that violates the constraint,
and a row that satisfies it.
Figure 5–1 Rows That Violate and Satisfy a UNIQUE Constraint

Table DEPARTMENTS
DEPID

DNAME

LOC

10
20
30
40

Administration
Marketing
Purchasing
Human Resources

1700
1800
1700
2400

UNIQUE Key Constraint
(no row may duplicate a
value in the constraint's
column)

INSERT
INTO
50

60

MARKETING

1700

This row violates the UNIQUE key constraint,
because "MARKETING" is already present in another
row; therefore, it is not allowed in the table.

2400

This row is allowed because a null value is
entered for the DNAME column; however, if a
NOT NULL constraint is also defined on the
DNAME column, this row is not allowed.

Maintaining Data Integrity in Database Applications 5-7

Enforcing Referential Integrity with FOREIGN KEY Constraints

See Also:
■

■

Oracle Database Concepts for general information about UNIQUE
constraints
Oracle Database SQL Language Reference for complete information
about UNIQUE constraints, including restrictions

Enforcing Referential Integrity with FOREIGN KEY Constraints
When two tables share one or more columns, you use can use a FOREIGN KEY constraint
to enforce referential integrity—that is, to ensure that the shared columns always have
the same values in both tables.
Note: A FOREIGN KEY constraint is also called a referential integrity
constraint, and its CONSTRAINT_TYPE is R in the static data dictionary
views *_CONSTRAINTS.

Designate one table as the referenced or parent table and the other as the dependent
or child table. In the parent table, define either a PRIMARY KEY or UNIQUE constraint on
the shared columns. In the child table, define a FOREIGN KEY constraint on the shared
columns. The shared columns now comprise a foreign key. Defining additional
constraints on the foreign key affects the parent-child relationship—for details, see
"Defining Relationships Between Parent and Child Tables" on page 5-10.
Figure 5–2 shows a foreign key defined on the department number. It guarantees that
every value in this column must match a value in the primary key of the department
table. This constraint prevents erroneous department numbers from getting into the
employee table.
Figure 5–2 shows parent and child tables that share one column, a row that violates the
FOREIGN KEY constraint, and a row that satisfies it.

5-8 Oracle Database Advanced Application Developer's Guide

Enforcing Referential Integrity with FOREIGN KEY Constraints

Figure 5–2 Rows That Violate and Satisfy a FOREIGN KEY Constraint
Parent Key
Primary key of
referenced table

Table DEPARTMENTS
DEPID

DNAME

LOC

10
20
30
40

Administration
Marketing
Purchasing
Human Resources

1700
1800
1700
2400

Foreign Key
(values in dependent
table must match a value
in unique key or primary
key of referenced table)

Referenced or
Parent Table

Table EMPLOYEES
ID

LNAME

JOB

MGR

HIREDATE

100
101
102
103

King
Kochhar
De Hann
Hunold

AD_PRES
AD_VP
AD_VP
IT_PROG

100
100
102

17–JUN–87
21–SEP–89
13–JAN–93
03–JAN–90

SAL

COMM

DEPTNO

24000
17000
17000
9000

90
90
90
60

25

Dependent or Child Table

INSERT
INTO
556

CRICKET

PU_CLERK

31–OCT–96

5000

556

CRICKET

PU_CLERK

31–OCT–96

5000

This row violates
the referential
constraint
because "25"
is not present
in the referenced
table's primary
key; therefore,
the row is not
allowed in
the table.

This row is
allowed in the
table because a
null value is
entered in the
DEPTNO column;
however, if a not
null constraint is
also defined for
this column, this
row is not allowed.

Topics:
■
FOREIGN KEY Constraints and NULL Values
■

Defining Relationships Between Parent and Child Tables

■

Rules for Multiple FOREIGN KEY Constraints

■

Deferring Constraint Checks
See Also:
■

■

Oracle Database Concepts for general information about foreign key
constraints
Oracle Database SQL Language Reference for complete information
about foreign key constraints, including restrictions

Maintaining Data Integrity in Database Applications 5-9

Enforcing Referential Integrity with FOREIGN KEY Constraints

FOREIGN KEY Constraints and NULL Values
Foreign keys allow key values that are all NULL, even if there are no matching PRIMARY
or UNIQUE keys.
■

■

By default (without any NOT NULL or CHECK clauses), the FOREIGN KEY constraint
enforces the match none rule for composite foreign keys in the ANSI/ISO
standard.
To enforce the match full rule for NULL values in composite foreign keys, which
requires that all components of the key be NULL or all be non-null, define a CHECK
constraint that allows only all nulls or all non-nulls in the composite foreign key.
For example, with a composite key comprised of columns A, B, and C:
CHECK ((A IS NULL AND B IS NULL AND C IS NULL) OR
(A IS NOT NULL AND B IS NOT NULL AND C IS NOT NULL))

■

In general, it is not possible to use declarative referential integrity to enforce the
match partial rule for NULL values in composite foreign keys, which requires the
non-null portions of the key to appear in the corresponding portions in the
primary or unique key of a single row in the referenced table. You can often use
triggers to handle this case, as described in Oracle Database PL/SQL Language
Reference.

Defining Relationships Between Parent and Child Tables
Several relationships between parent and child tables can be determined by the other
types of constraints defined on the foreign key in the child table.
When no other constraints are defined on the
foreign key, any number of rows in the child table can reference the same parent key
value. This model allows nulls in the foreign key.

No Constraints on the Foreign Key

This model establishes a one-to-many relationship between the parent and foreign
keys that allows undetermined values (nulls) in the foreign key. An example of such a
relationship is shown in Figure 5–2 between the employee and department tables. Each
department (parent key) has many employees (foreign key), and some employees
might not be in a department (nulls in the foreign key).
When nulls are not allowed in a foreign
key, each row in the child table must explicitly reference a value in the parent key
because nulls are not allowed in the foreign key.

NOT NULL Constraint on the Foreign Key

Any number of rows in the child table can reference the same parent key value, so this
model establishes a one-to-many relationship between the parent and foreign keys.
However, each row in the child table must have a reference to a parent key value; the
absence of a value (a null) in the foreign key is not allowed. The same example in the
previous section illustrates such a relationship. However, in this case, employees must
have a reference to a specific department.
When a UNIQUE constraint is defined on the
foreign key, only one row in the child table can reference a given parent key value.
This model allows nulls in the foreign key.

UNIQUE Constraint on the Foreign Key

This model establishes a one-to-one relationship between the parent and foreign keys
that allows undetermined values (nulls) in the foreign key. For example, assume that
the employee table had a column named MEMBERNO, referring to an employee
membership number in the company insurance plan. Also, a table named INSURANCE
has a primary key named MEMBERNO, and other columns of the table keep respective

5-10 Oracle Database Advanced Application Developer's Guide

Enforcing Referential Integrity with FOREIGN KEY Constraints

information relating to an employee insurance policy. The MEMBERNO in the employee
table must be both a foreign key and a unique key:
■

■

To enforce referential integrity rules between the EMP_TAB and INSURANCE tables
(the FOREIGN KEY constraint)
To guarantee that each employee has a unique membership number (the UNIQUE
key constraint)

UNIQUE and NOT NULL Constraints on the Foreign Key When both UNIQUE and NOT

NULL constraints are defined on the foreign key, only one row in the child table can
reference a given parent key value, and because NULL values are not allowed in the
foreign key, each row in the child table must explicitly reference a value in the parent
key.
This model establishes a one-to-one relationship between the parent and foreign keys
that does not allow undetermined values (nulls) in the foreign key. If you expand the
previous example by adding a NOT NULL constraint on the MEMBERNO column of the
employee table, in addition to guaranteeing that each employee has a unique
membership number, you also ensure that no undetermined values (nulls) are allowed
in the MEMBERNO column of the employee table.

Rules for Multiple FOREIGN KEY Constraints
Oracle Database allows a column to be referenced by multiple FOREIGN KEY constraints;
there is no limit on the number of dependent keys. This situation might be present if a
single column is part of two different composite foreign keys.

Deferring Constraint Checks
When Oracle Database checks a constraint, it signals an error if the constraint is not
satisfied. To defer checking constraints until the end of the current transaction, use the
SET CONSTRAINTS statement.
Note:

You cannot use the SET CONSTRAINTS statement inside a trigger.

When deferring constraint checks:
■

Select appropriate data.
You might want to defer constraint checks on UNIQUE and FOREIGN keys if the data
you are working with has any of these characteristics:
–

Tables are snapshots.

–

Some tables contain a large amount of data being manipulated by another
application, which might not return the data in the same order.

■

Update cascade operations on foreign keys.

■

Ensure that constraints are deferrable.
After identifying the appropriate tables, ensure that their FOREIGN, UNIQUE and
PRIMARY key constraints are created DEFERRABLE.

■

Within the application that manipulates the data, set all constraints deferred before
you begin processing any data, as follows:
SET CONSTRAINTS ALL DEFERRED;

Maintaining Data Integrity in Database Applications

5-11

Enforcing Referential Integrity with FOREIGN KEY Constraints

■

(Optional) Check for constraint violations immediately before committing the
transaction.
Immediately before the COMMIT statement, run the SET CONSTRAINTS ALL IMMEDIATE
statement. If there are any problems with a constraint, this statement fails, and
identifies the constraint that caused the error. If you commit while constraints are
violated, the transaction rolls back and you get an error message.

In Example 5–4, the PRIMARY and FOREIGN keys of the table emp are created DEFERRABLE
and then deferred.
Example 5–4 Deferring Constraint Checks
DROP TABLE dept;
CREATE TABLE dept (
deptno NUMBER PRIMARY KEY,
dname VARCHAR2 (30)
);
DROP TABLE emp;
CREATE TABLE emp (
empno NUMBER,
ename VARCHAR2(30),
deptno NUMBER,
CONSTRAINT pk_emp_empno PRIMARY KEY (empno) DEFERRABLE,
CONSTRAINT fk_emp_deptno FOREIGN KEY (deptno) REFERENCES dept(deptno) DEFERRABLE
);
INSERT INTO dept (deptno, dname) VALUES (10, 'Accounting');
INSERT INTO dept (deptno, dname) VALUES (20, 'SALES');
INSERT INTO emp (empno, ename, deptno) VALUES (1, 'Corleone', 10);
INSERT INTO emp (empno, ename, deptno) VALUES (2, 'Costanza', 20);
COMMIT;
SET CONSTRAINTS ALL DEFERRED;
UPDATE dept
SET deptno = deptno + 10
WHERE deptno = 20;

Query:
SELECT * from dept
ORDER BY deptno;

Result:
DEPTNO
---------10
30

DNAME
-----------------------------Accounting
SALES

2 rows selected.

Update:
UPDATE emp
SET deptno = deptno + 10
WHERE deptno = 20;

Result:
1 row updated.

Query:
5-12 Oracle Database Advanced Application Developer's Guide

Referential Integrity in a Distributed Database

SELECT * from emp
ORDER BY deptno;

Result:
EMPNO
---------1
2

ENAME
DEPTNO
------------------------------ ---------Corleone
10
Costanza
30

2 rows selected.

The SET CONSTRAINTS applies only to the current transaction, and its setting lasts for
the duration of the transaction, or until another SET CONSTRAINTS statement resets the
mode. The ALTER SESSION SET CONSTRAINTS statement applies only for the current
session. The defaults specified when you create a constraint remain while the
constraint exists.
See Also: Oracle Database SQL Language Reference for more
information about the SET CONSTRAINTS statement

Minimizing Space and Time Overhead for Indexes Associated with
Constraints
When you create a UNIQUE or PRIMARY key, Oracle Database checks to see if an existing
index enforces uniqueness for the constraint. If there is no such index, the database
creates one.
When Oracle Database uses a unique index to enforce a constraint, and constraints
associated with the unique index are dropped or disabled, the index is dropped. To
preserve the statistics associated with the index (which would take a long time to
re-create), specify the KEEP INDEX clause on the DROP CONSTRAINT statement.
While enabled foreign keys reference a PRIMARY or UNIQUE key, you cannot disable or
drop the PRIMARY or UNIQUE key constraint or the index.
Note: UNIQUE and PRIMARY keys with deferrable constraints must all
use nonunique indexes.

To use existing indexes when creating unique and primary key constraints, include
USING INDEX in the CONSTRAINT clause. For details and examples, see Oracle Database
SQL Language Reference.

Guidelines for Indexing Foreign Keys
Index foreign keys unless the matching unique or primary key is never updated or
deleted.
Oracle Database Concepts for more information about
indexing foreign keys

See Also:

Referential Integrity in a Distributed Database
The declaration of a referential constraint cannot specify a foreign key that references a
primary or unique key of a remote table.

Maintaining Data Integrity in Database Applications

5-13

When to Use CHECK Constraints

However, you can maintain parent/child table relationships across nodes using
triggers.
Oracle Database PL/SQL Language Reference for more
information about triggers that enforce referential integrity

See Also:

If you decide to define referential integrity across the nodes of
a distributed database using triggers, be aware that network failures
can make both the parent table and the child table inaccessible.

Note:

For example, assume that the child table is in the SALES database, and
the parent table is in the HQ database.
If the network connection between the two databases fails, then some
data manipulation language (DML) statements against the child table
(those that insert rows or update a foreign key value) cannot proceed,
because the referential integrity triggers must have access to the
parent table in the HQ database.

When to Use CHECK Constraints
Use CHECK constraints when you must enforce integrity rules based on logical
expressions, such as comparisons. Never use CHECK constraints when any of the other
types of constraints can provide the necessary checking.
See Also: "Choosing Between CHECK and NOT NULL Constraints"
on page 5-15

Examples of CHECK constraints include:
■

■

■

A CHECK constraint on employee salaries so that no salary value is greater than
10000.
A CHECK constraint on department locations so that only the locations "BOSTON",
"NEW YORK", and "DALLAS" are allowed.
A CHECK constraint on the salary and commissions columns to prevent the
commission from being larger than the salary.

Restrictions on CHECK Constraints
A CHECK constraint requires that a condition be true or unknown for every row of the
table. If a statement causes the condition to evaluate to false, then the statement is
rolled back. The condition of a CHECK constraint has these limitations:
■

The condition must be a boolean expression that can be evaluated using the values
in the row being inserted or updated.

■

The condition cannot contain subqueries or sequences.

■

The condition cannot include the SYSDATE, UID, USER, or USERENV SQL functions.

■

The condition cannot contain the pseudocolumns LEVEL or ROWNUM.

■

The condition cannot contain the PRIOR operator.

■

The condition cannot contain a user-defined function.

5-14 Oracle Database Advanced Application Developer's Guide

When to Use CHECK Constraints

See Also:
■

■

■

Oracle Database SQL Language Reference for information about the
LEVEL pseudocolumn
Oracle Database SQL Language Reference for information about the
ROWNUM pseudocolumn
Oracle Database SQL Language Reference for information about the
PRIOR operator (used in hierarchical queries)

Designing CHECK Constraints
When using CHECK constraints, remember that a CHECK constraint is violated only if the
condition evaluates to false; true and unknown values (such as comparisons with
nulls) do not violate a check condition. Ensure that any CHECK constraint that you
define is specific enough to enforce the rule.
For example, consider this CHECK constraint:
CHECK (Sal > 0 OR Comm >= 0)

At first glance, this rule may be interpreted as "do not allow a row in the employee
table unless the employee salary is greater than zero or the employee commission is
greater than or equal to zero." But if a row is inserted with a null salary, that row does
not violate the CHECK constraint, regardless of whether the commission value is valid,
because the entire check condition is evaluated as unknown. In this case, you can
prevent such violations by placing NOT NULL constraints on both the SAL and COMM
columns.
If you are not sure when unknown values result in NULL
conditions, review the truth tables for the logical conditions in Oracle
Database SQL Language Reference

Note:

Rules for Multiple CHECK Constraints
A single column can have multiple CHECK constraints that reference the column in its
definition. There is no limit to the number of CHECK constraints that can be defined that
reference a column.
The order in which the constraints are evaluated is not defined, so be careful not to
rely on the order or to define multiple constraints that conflict with each other.

Choosing Between CHECK and NOT NULL Constraints
According to the ANSI/ISO standard, a NOT NULL constraint is an example of a CHECK
constraint, where the condition is:
CHECK (column_name IS NOT NULL)

Therefore, you can write NOT NULL constraints for a single column using either a NOT
NULL constraint or a CHECK constraint. The NOT NULL constraint is easier to use than the
CHECK constraint.
In the case where a composite key can allow only all nulls or all values, you must use a
CHECK constraint. For example, this CHECK constraint allows a key value in the
composite key made up of columns C1 and C2 to contain either all nulls or all values:
CHECK ((C1 IS NULL AND C2 IS NULL) OR (C1 IS NOT NULL AND C2 IS NOT NULL))

Maintaining Data Integrity in Database Applications

5-15

Examples of Defining Constraints

Examples of Defining Constraints
Example 5–5 and Example 5–6 show how to create simple constraints during the
prototype phase of your database design. In these examples, each constraint is given a
name. Naming the constraints prevents the database from creating multiple copies of
the same constraint, with different system-generated names, if the data definition
language (DDL) statement runs multiple times.
Example 5–5 creates tables and their constraints at the same time, using the CREATE
TABLE statement.
Example 5–5 Defining Constraints with the CREATE TABLE Statement
DROP TABLE DeptTab;
CREATE TABLE DeptTab (
Deptno NUMBER(3) CONSTRAINT pk_DeptTab_Deptno PRIMARY KEY,
Dname
VARCHAR2(15),
Loc
VARCHAR2(15),
CONSTRAINT u_DeptTab_Dname_Loc UNIQUE (Dname, Loc),
CONSTRAINT c_DeptTab_Loc
CHECK (Loc IN ('NEW YORK', 'BOSTON', 'CHICAGO')));
DROP TABLE EmpTab;
CREATE TABLE EmpTab (
Empno
NUMBER(5) CONSTRAINT pk_EmpTab_Empno PRIMARY KEY,
Ename
VARCHAR2(15) NOT NULL,
Job
VARCHAR2(10),
Mgr
NUMBER(5) CONSTRAINT r_EmpTab_Mgr REFERENCES EmpTab,
Hiredate DATE,
Sal
NUMBER(7,2),
Comm
NUMBER(5,2),
Deptno
NUMBER(3) NOT NULL
CONSTRAINT r_EmpTab_DeptTab REFERENCES DeptTab ON DELETE CASCADE);

Example 5–6 creates constraints for existing tables, using the ALTER TABLE statement.
You cannot create a validated constraint on a table if the table contains rows that
violate the constraint.
Example 5–6 Defining Constraints with the ALTER TABLE Statement
-- Create tables without constraints:
DROP TABLE DeptTab;
CREATE TABLE DeptTab (
Deptno NUMBER(3),
Dname
VARCHAR2(15),
Loc
VARCHAR2(15)
);
DROP TABLE EmpTab;
CREATE TABLE EmpTab (
Empno
NUMBER(5),
Ename
VARCHAR2(15),
Job
VARCHAR2(10),
Mgr
NUMBER(5),
Hiredate DATE,
Sal
NUMBER(7,2),
Comm
NUMBER(5,2),
Deptno
NUMBER(3)
);

5-16 Oracle Database Advanced Application Developer's Guide

Enabling and Disabling Constraints

--Define constraints with the ALTER TABLE statement:
ALTER TABLE DeptTab
ADD CONSTRAINT pk_DeptTab_Deptno PRIMARY KEY (Deptno);
ALTER TABLE EmpTab
ADD CONSTRAINT fk_DeptTab_Deptno
FOREIGN KEY (Deptno) REFERENCES DeptTab;
ALTER TABLE EmpTab MODIFY (Ename VARCHAR2(15) NOT NULL);

See Also: Oracle Database Administrator's Guide for information
about creating and maintaining constraints for a large production
database

Privileges Needed to Define Constraints
If you have the CREATE TABLE or CREATE ANY TABLE system privilege, then you can
define constraints on the tables that you create.
If you have the ALTER ANY TABLE system privilege, then you can define constraints on
any existing table.
If you have the ALTER object privilege for a specific table, then you can define
constraints on that table.
UNIQUE and PRIMARY KEY constraints require that the table owner has either the
UNLIMITED TABLESPACE system privilege or a quota for the tablespace that contains the
associated index.
You can define FOREIGN KEY constraints if the parent table or view is in your schema or
you have the REFERENCES privilege on the columns of the referenced key in the parent
table or view. For more information, see "Privileges Required to Create FOREIGN KEY
Constraints" on page 5-24.

Naming Constraints
Assign names to constraints NOT NULL, UNIQUE, PRIMARY KEY, FOREIGN KEY, and CHECK
using the CONSTRAINT option of the constraint clause. This name must be unique
among the constraints that you own. If you do not specify a constraint name, one is
assigned automatically by Oracle Database.
Choosing your own name makes error messages for constraint violations more
understandable, and prevents the creation of duplicate constraints with different
names if the SQL statements are run more than once.
See the previous examples of the CREATE TABLE and ALTER TABLE statements for
examples of the CONSTRAINT option of the constraint clause. The name of each
constraint is included with other information about the constraint in the data
dictionary.
See Also: "Viewing Information About Constraints" on page 5-25 for
examples of static data dictionary views

Enabling and Disabling Constraints
This section explains the mechanisms and procedures for manually enabling and
disabling constraints.

Maintaining Data Integrity in Database Applications

5-17

Enabling and Disabling Constraints

enabled constraint. When a constraint is enabled, the corresponding rule is enforced
on the data values in the associated columns. The definition of the constraint is stored
in the data dictionary.
disabled constraint. When a constraint is disabled, the corresponding rule is not
enforced. The definition of the constraint is still stored in the data dictionary.
An integrity constraint represents an assertion about the data in a database. This
assertion is always true when the constraint is enabled. The assertion might not be true
when the constraint is disabled, because data that violates the integrity constraint can
be in the database.
Topics:
■
Why Disable Constraints?
■

Creating Enabled Constraints (Default)

■

Creating Disabled Constraints

■

Enabling Existing Constraints

■

Disabling Existing Constraints

■

Guidelines for Enabling and Disabling Key Constraints

■

Fixing Constraint Exceptions

Why Disable Constraints?
During day-to-day operations, keep constraints enabled. In certain situations,
temporarily disabling the constraints of a table makes sense for performance reasons.
For example:
■
■

■

When loading large amounts of data into a table using SQL*Loader
When performing batch operations that make massive changes to a table (such as
changing each employee number by adding 1000 to the existing number)
When importing or exporting one table at a time

Temporarily turning off constraints can speed up these operations.

Creating Enabled Constraints (Default)
When you define an integrity constraint (using either CREATE TABLE or ALTER TABLE),
Oracle Database enables the constraint by default. For code clarity, you can explicitly
enable the constraint by including the ENABLE clause in its definition, as in
Example 5–7.
Example 5–7 Creating Enabled Constraints
/* Use CREATE TABLE statement to create enabled constraint
(ENABLE keyword is optional): */
DROP TABLE t1;
CREATE TABLE t1 (Empno NUMBER(5) PRIMARY KEY ENABLE);
/* Create table without constraint
and then use ALTER TABLE statement to add enabled constraint
(ENABLE keyword is optional): */
DROP TABLE t2;

5-18 Oracle Database Advanced Application Developer's Guide

Enabling and Disabling Constraints

CREATE TABLE t2 (Empno NUMBER(5));
ALTER TABLE t2 ADD PRIMARY KEY (Empno) ENABLE;

Include the ENABLE clause when defining a constraint for a table to be populated a row
at a time by individual transactions. This ensures that data is always consistent, and
reduces the performance overhead of each DML statement.
An ALTER TABLE statement that tries to enable an integrity constraint fails if an existing
row of the table violates the integrity constraint. The statement rolls back and the
constraint definition is neither stored nor enabled.
See Also: "Fixing Constraint Exceptions" on page 5-21 for more
information about rows that violate constraints

Creating Disabled Constraints
You define and disable an integrity constraint (using either CREATE TABLE or ALTER
TABLE), by including the DISABLE clause in its definition, as in Example 5–8.
Example 5–8 Creating Disabled Constraints
/* Use CREATE TABLE statement to create disabled constraint */
DROP TABLE t1;
CREATE TABLE t1 (Empno NUMBER(5) PRIMARY KEY DISABLE);
/* Create table without constraint
and then use ALTER TABLE statement to add disabled constraint */
DROP TABLE t2;
CREATE TABLE t2 (Empno NUMBER(5));
ALTER TABLE t2 ADD PRIMARY KEY (Empno) DISABLE;

Include the DISABLE clause when defining a constraint for a table to have large
amounts of data inserted before anybody else accesses it, particularly if you must
cleanse data after inserting it, or must fill empty columns with sequence numbers or
parent/child relationships.
An ALTER TABLE statement that defines and disables a constraint never fails, because its
rule is not enforced.

Enabling Existing Constraints
After you have cleansed the data and filled the empty columns, you can enable
constraints that were disabled during data insertion.
To enable an existing constraint, use the ALTER TABLE statement with the ENABLE clause,
as in Example 5–9.
Example 5–9 Enabling Existing Constraints
-- Create table with disabled constraints:
DROP TABLE DeptTab;
CREATE TABLE DeptTab (
Deptno NUMBER(3) PRIMARY KEY DISABLE,
Dname
VARCHAR2(15),
Loc
VARCHAR2(15),

Maintaining Data Integrity in Database Applications

5-19

Enabling and Disabling Constraints

CONSTRAINT uk_DeptTab_Dname_Loc UNIQUE (Dname, Loc) DISABLE,
CONSTRAINT c_DeptTab_Loc
CHECK (Loc IN ('NEW YORK', 'BOSTON', 'CHICAGO')) DISABLE
);
-- Enable constraints:
ALTER
ENABLE
ENABLE
ENABLE

TABLE DeptTab
PRIMARY KEY
CONSTRAINT uk_DeptTab_Dname_Loc
CONSTRAINT c_DeptTab_Loc;

An ALTER TABLE statement that attempts to enable an integrity constraint fails if any of
the table rows violate the integrity constraint. The statement is rolled back and the
constraint is not enabled.
See Also: "Fixing Constraint Exceptions" on page 5-21 for more
information about rows that violate constraints

Disabling Existing Constraints
If you must perform a large insert or update when a table contains data, you can
temporarily disable constraints to improve performance of the bulk operation.
To disable an existing constraint, use the ALTER TABLE statement with the DISABLE
clause, as in Example 5–10.
Example 5–10

Disabling Existing Constraints

-- Create table with enabled constraints:
DROP TABLE DeptTab;
CREATE TABLE DeptTab (
Deptno NUMBER(3) PRIMARY KEY ENABLE,
Dname
VARCHAR2(15),
Loc
VARCHAR2(15),
CONSTRAINT uk_DeptTab_Dname_Loc UNIQUE (Dname, Loc) ENABLE,
CONSTRAINT c_DeptTab_Loc
CHECK (Loc IN ('NEW YORK', 'BOSTON', 'CHICAGO')) ENABLE
);
-- Disable constraints:
ALTER TABLE DeptTab
DISABLE PRIMARY KEY
DISABLE CONSTRAINT uk_DeptTab_Dname_Loc
DISABLE CONSTRAINT c_DeptTab_Loc;

Guidelines for Enabling and Disabling Key Constraints
When enabling or disabling UNIQUE, PRIMARY KEY, and FOREIGN KEY constraints, be
aware of several important issues and prerequisites. UNIQUE key and PRIMARY KEY
constraints are usually managed by the database administrator.
See Also: Oracle Database Administrator's Guide and "Managing
FOREIGN KEY Constraints" on page 5-24

5-20 Oracle Database Advanced Application Developer's Guide

Modifying Constraints

Fixing Constraint Exceptions
If a row of a table disobeys an integrity constraint, then this row is in violation of the
constraint and is called an exception to the constraint. If any exceptions exist, then the
constraint cannot be enabled. The rows that violate the constraint must be updated or
deleted before the constraint can be enabled.
You can identify exceptions for a specific integrity constraint as you try to enable the
constraint.
See Also: "Fixing Constraint Exceptions" on page 5-21 for more
information about this procedure

When you try to create or enable a constraint, and the statement fails because integrity
constraint exceptions exist, the statement is rolled back. You cannot enable the
constraint until all exceptions are either updated or deleted. To determine which rows
violate the integrity constraint, include the EXCEPTIONS option in the ENABLE clause of a
CREATE TABLE or ALTER TABLE statement.
See Also: Oracle Database Administrator's Guide for more information
about responding to constraint exceptions

Modifying Constraints
Starting with Oracle8i, you can modify an existing constraint with the MODIFY
CONSTRAINT clause, as in Example 5–11.
See Also: Oracle Database SQL Language Reference for information
about the parameters you can modify
Example 5–11

Modifying Constraints

/* Create & then modify a CHECK constraint: */
DROP TABLE X1Tab;
CREATE TABLE X1Tab (
a1 NUMBER
CONSTRAINT c_X1Tab_a1 CHECK (a1>3)
DEFERRABLE DISABLE
);
ALTER TABLE X1Tab
MODIFY CONSTRAINT c_X1Tab_a1 ENABLE;
ALTER TABLE X1Tab
MODIFY CONSTRAINT c_X1Tab_a1 RELY;
ALTER TABLE X1Tab
MODIFY CONSTRAINT c_X1Tab_a1 INITIALLY DEFERRED;
ALTER TABLE X1Tab
MODIFY CONSTRAINT c_X1Tab_a1 ENABLE NOVALIDATE;
/* Create & then modify a PRIMARY KEY constraint: */
DROP TABLE t1;
CREATE TABLE t1 (a1 INT, b1 INT);
ALTER TABLE t1

Maintaining Data Integrity in Database Applications

5-21

Renaming Constraints

ADD CONSTRAINT pk_t1_a1 PRIMARY KEY(a1) DISABLE;
ALTER TABLE t1
MODIFY PRIMARY KEY INITIALLY IMMEDIATE
USING INDEX PCTFREE = 30 ENABLE NOVALIDATE;
ALTER TABLE t1
MODIFY PRIMARY KEY ENABLE NOVALIDATE;

Renaming Constraints
One property of a constraint that you can modify is its name. Situations in which you
would rename a constraint include:
■

You want to clone a table and its constraints.
Constraint names must be unique, even across multiple schemas. Therefore, the
constraints in the original table cannot have the same names as those in the cloned
table.

■

You created a constraint with a default system-generated name, and now you
want to give it a name that is easy to remember, so that you can easily enable and
disable it.

Example 5–12 shows how to find the system-generated name of a constraint and
change it.
Example 5–12

Renaming a Constraint

DROP TABLE T;
CREATE TABLE T (
C1 NUMBER PRIMARY KEY,
C2 NUMBER
);

Query:
SELECT CONSTRAINT_NAME FROM USER_CONSTRAINTS
WHERE TABLE_NAME = 'T'
AND CONSTRAINT_TYPE = 'P';

Result (system-generated name of constraint name varies):
CONSTRAINT_NAME
-----------------------------SYS_C0013059
1 row selected.

Rename constraint from name reported in preceding query to T_C1_PK:
ALTER TABLE T
RENAME CONSTRAINT SYS_C0013059
TO T_C1_PK;

Query:
SELECT CONSTRAINT_NAME FROM USER_CONSTRAINTS
WHERE TABLE_NAME = 'T'
AND CONSTRAINT_TYPE = 'P';

Result:
5-22 Oracle Database Advanced Application Developer's Guide

Dropping Constraints

CONSTRAINT_NAME
-----------------------------T_C1_PK
1 row selected.

Dropping Constraints
You can drop a constraint using the DROP clause of the ALTER TABLE statement.
Situations in which you would drop a constraint include:
■

The constraint enforces a rule that is no longer true.

■

The constraint is no longer needed.

To drop a constraint and all other integrity constraints that depend on it, specify
CASCADE.
Example 5–13

Dropping Constraints

-- Create table with constraints:
DROP TABLE DeptTab;
CREATE TABLE DeptTab (
Deptno NUMBER(3) PRIMARY KEY,
Dname
VARCHAR2(15),
Loc
VARCHAR2(15),
CONSTRAINT uk_DeptTab_Dname_Loc UNIQUE (Dname, Loc),
CONSTRAINT c_DeptTab_Loc
CHECK (Loc IN ('NEW YORK', 'BOSTON', 'CHICAGO'))
);
-- Drop constraints:
ALTER TABLE DeptTab
DROP PRIMARY KEY
DROP CONSTRAINT uk_DeptTab_Dname_Loc
DROP CONSTRAINT c_DeptTab_Loc;

When dropping UNIQUE, PRIMARY KEY, and FOREIGN KEY constraints, be aware of several
important issues and prerequisites. UNIQUE and PRIMARY KEY constraints are usually
managed by the database administrator.
See Also:
■

■

■

Oracle Database SQL Language Reference for more information about
the DROP clause of the ALTER TABLE statement.
Oracle Database Administrator's Guide for more information about
dropping constraints.
Oracle Database SQL Language Reference for information about the
CASCADE CONSTRAINTS clause of the DROP TABLE statement, which
drops all referential integrity constraints that refer to primary and
unique keys in the dropped table

Maintaining Data Integrity in Database Applications

5-23

Managing FOREIGN KEY Constraints

Managing FOREIGN KEY Constraints
FOREIGN KEY constraints enforce relationships between columns in different tables.
Therefore, they cannot be enabled if the constraint of the referenced primary or unique
key is not present or not enabled.

Data Types and Names for Foreign Key Columns
You must use the same data type for corresponding columns in the dependent and
referenced tables. The column names need not match.

Limit on Columns in Composite Foreign Keys
Because foreign keys reference primary and unique keys of the parent table, and
PRIMARY KEY and UNIQUE key constraints are enforced using indexes, composite foreign
keys are limited to 32 columns.

Foreign Key References Primary Key by Default
If the column list is not included in the REFERENCES option when defining a FOREIGN
KEY constraint (single column or composite), then Oracle Database assumes that you
intend to reference the primary key of the specified table. Alternatively, you can
explicitly specify the column(s) to reference in the parent table within parentheses.
Oracle Database automatically checks to verify that this column list references a
primary or unique key of the parent table. If it does not, then an informative error is
returned.

Privileges Required to Create FOREIGN KEY Constraints
To create a FOREIGN KEY constraint, the creator of the constraint must have privileged
access to the parent and child tables.
■

■

Parent Table The creator of the referential integrity constraint must own the
parent table or have REFERENCES object privileges on the columns that constitute
the parent key of the parent table.
Child Table The creator of the referential integrity constraint must have the ability
to create tables (that is, the CREATE TABLE or CREATE ANY TABLE system privilege) or
the ability to alter the child table (that is, the ALTER object privilege for the child
table or the ALTER ANY TABLE system privilege).

In both cases, necessary privileges cannot be obtained through a role; they must be
explicitly granted to the creator of the constraint.
These restrictions allow:
■

■

The owner of the child table to explicitly decide which constraints are enforced
and which other users can create constraints
The owner of the parent table to explicitly decide if foreign keys can depend on the
primary and unique keys in her tables

Choosing How Foreign Keys Enforce Referential Integrity
Oracle Database allows different types of referential integrity actions to be enforced, as
specified with the definition of a FOREIGN KEY constraint:

5-24 Oracle Database Advanced Application Developer's Guide

Viewing Information About Constraints

■

Prevent Delete or Update of Parent Key The default setting prevents the deletion
or update of a parent key if there is a row in the child table that references the key.
For example:
CREATE TABLE Emp_tab (
FOREIGN KEY (Deptno) REFERENCES Dept_tab);

■

Delete Child Rows When Parent Key Deleted The ON DELETE CASCADE action
allows parent key data that is referenced from the child table to be deleted, but not
updated. When data in the parent key is deleted, all rows in the child table that
depend on the deleted parent key values are also deleted. To specify this
referential action, include the ON DELETE CASCADE option in the definition of the
FOREIGN KEY constraint. For example:
CREATE TABLE Emp_tab (
FOREIGN KEY (Deptno) REFERENCES Dept_tab
ON DELETE CASCADE);

■

Set Foreign Keys to Null When Parent Key Deleted The ON DELETE SET NULL
action allows data that references the parent key to be deleted, but not updated.
When referenced data in the parent key is deleted, all rows in the child table that
depend on those parent key values have their foreign keys set to null. To specify
this referential action, include the ON DELETE SET NULL option in the definition of
the FOREIGN KEY constraint. For example:
CREATE TABLE Emp_tab (
FOREIGN KEY (Deptno) REFERENCES Dept_tab
ON DELETE SET NULL);

Viewing Information About Constraints
To find the names of constraints, what columns they affect, and other information to
help you manage them, query the static data dictionary views *_CONSTRAINTS and *_
CONS_COLUMNS, as in Example 5–14.
Oracle Database Reference for information about *_
CONSTRAINTS and *_CONS_COLUMNS

See Also:

Example 5–14

Viewing Information About Constraints

DROP TABLE DeptTab;
CREATE TABLE DeptTab (
Deptno NUMBER(3) PRIMARY KEY,
Dname
VARCHAR2(15),
Loc
VARCHAR2(15),
CONSTRAINT uk_DeptTab_Dname_Loc UNIQUE (Dname, Loc),
CONSTRAINT c_DeptTab_Loc
CHECK (Loc IN ('NEW YORK', 'BOSTON', 'CHICAGO'))
);
DROP TABLE EmpTab;
CREATE TABLE EmpTab (
Empno
NUMBER(5) PRIMARY KEY,
Ename
VARCHAR2(15) NOT NULL,
Job
VARCHAR2(10),
Mgr
NUMBER(5) CONSTRAINT r_EmpTab_Mgr
REFERENCES EmpTab ON DELETE CASCADE,
Hiredate DATE,
Sal
NUMBER(7,2),
Comm
NUMBER(5,2),
Maintaining Data Integrity in Database Applications

5-25

Viewing Information About Constraints

Deptno
NUMBER(3) NOT NULL
CONSTRAINT r_EmpTab_Deptno REFERENCES DeptTab
);
-- Format columns (optional):
COLUMN
COLUMN
COLUMN
COLUMN
COLUMN
COLUMN

CONSTRAINT_NAME
CONSTRAINT_TYPE
TABLE_NAME
R_CONSTRAINT_NAME
SEARCH_CONDITION
COLUMN_NAME

FORMAT
FORMAT
FORMAT
FORMAT
FORMAT
FORMAT

A20;
A4 HEADING 'TYPE';
A10;
A17;
A40;
A12;

List accessible constraints in DeptTab and EmpTab:
SELECT CONSTRAINT_NAME, CONSTRAINT_TYPE, TABLE_NAME, R_CONSTRAINT_NAME
FROM USER_CONSTRAINTS
WHERE (TABLE_NAME = 'DEPTTAB' OR TABLE_NAME = 'EMPTAB')
ORDER BY CONSTRAINT_NAME;

Result:
CONSTRAINT_NAME
-------------------C_DEPTTAB_LOC
R_EMPTAB_DEPTNO
R_EMPTAB_MGR
SYS_C006286
SYS_C006288
SYS_C006289
SYS_C006290
UK_DEPTTAB_DNAME_LOC

TYPE
---C
R
R
P
C
C
P
U

TABLE_NAME
---------DEPTTAB
EMPTAB
EMPTAB
DEPTTAB
EMPTAB
EMPTAB
EMPTAB
DEPTTAB

R_CONSTRAINT_NAME
----------------SYS_C006286
SYS_C006290

8 rows selected.

Distinguish between NOT NULL and CHECK constraints in DeptTab and EmpTab:
SELECT CONSTRAINT_NAME, SEARCH_CONDITION
FROM USER_CONSTRAINTS
WHERE (TABLE_NAME = 'DEPTTAB' OR TABLE_NAME = 'EMPTAB')
AND CONSTRAINT_TYPE = 'C'
ORDER BY CONSTRAINT_NAME;

Result:
CONSTRAINT_NAME
-------------------C_DEPTTAB_LOC
SYS_C006288
SYS_C006289

SEARCH_CONDITION
---------------------------------------Loc IN ('NEW YORK', 'BOSTON', 'CHICAGO')
"ENAME" IS NOT NULL
"DEPTNO" IS NOT NULL

3 rows selected.

For DeptTab and EmpTab, list columns that constitute constraints:
SELECT CONSTRAINT_NAME, TABLE_NAME, COLUMN_NAME
FROM USER_CONS_COLUMNS
WHERE (TABLE_NAME = 'DEPTTAB' OR TABLE_NAME = 'EMPTAB')
ORDER BY CONSTRAINT_NAME;

Result:

5-26 Oracle Database Advanced Application Developer's Guide

Viewing Information About Constraints

CONSTRAINT_NAME
-------------------C_DEPTTAB_LOC
R_EMPTAB_DEPTNO
R_EMPTAB_MGR
SYS_C006286
SYS_C006288
SYS_C006289
SYS_C006290
UK_DEPTTAB_DNAME_LOC
UK_DEPTTAB_DNAME_LOC

TABLE_NAME
---------DEPTTAB
EMPTAB
EMPTAB
DEPTTAB
EMPTAB
EMPTAB
EMPTAB
DEPTTAB
DEPTTAB

COLUMN_NAME
-----------LOC
DEPTNO
MGR
DEPTNO
ENAME
DEPTNO
EMPNO
LOC
DNAME

9 rows selected.

Note that:
■

■

Some constraint names are user specified (such as UK_DEPTTAB_DNAME_LOC), while
others are system specified (such as SYS_C006290).
Each constraint type is denoted with a different character in the CONSTRAINT_TYPE
column. This table summarizes the characters used for each constraint type:

Constraint Type

Character

PRIMARY KEY

P

UNIQUE KEY

U

FOREIGN KEY

R

CHECK, NOT NULL

C

An additional constraint type is indicated by the character "V"
in the CONSTRAINT_TYPE column. This constraint type corresponds to
constraints created using the WITH CHECK OPTION for views.

Note:

These constraints are explicitly listed in the SEARCH_CONDITION column:
■

NOT NULL constraints

■

The conditions for user-defined CHECK constraints

Maintaining Data Integrity in Database Applications

5-27

Viewing Information About Constraints

5-28 Oracle Database Advanced Application Developer's Guide

Part II
Part II

PL/SQL for Application Developers

This part presents information that application developers need about PL/SQL, the
Oracle procedural extension of SQL.
Chapters:
■
Chapter 6, "Coding PL/SQL Subprograms and Packages"
■

Chapter 7, "Using PL/Scope"

■

Chapter 8, "Using the PL/SQL Hierarchical Profiler"

■

Chapter 9, "Developing PL/SQL Web Applications"

■

Chapter 10, "Developing PL/SQL Server Pages (PSP)"

■

Chapter 11, "Using Continuous Query Notification (CQN)"
Oracle Database PL/SQL Language Reference for a complete
description of PL/SQL

See Also:

6
Coding PL/SQL Subprograms and Packages
6

This chapter describes some procedural capabilities of Oracle Database for application
development.
Topics:
■
Overview of PL/SQL Units
■

Compiling PL/SQL Subprograms for Native Execution

■

Cursor Variables

■

Handling PL/SQL Compile-Time Errors

■

Handling Runtime PL/SQL Errors

■

Debugging Stored Subprograms

■

Invoking Stored Subprograms

■

Invoking Remote Subprograms

■

Invoking Stored PL/SQL Functions from SQL Statements

■

Returning Large Amounts of Data from a Function

■

Coding Your Own Aggregate Functions
See Also:
■

■

■

Oracle Database PL/SQL Language Reference for more information
about PL/SQL subprograms
Oracle Database PL/SQL Language Reference for more information
about PL/SQL packages
Oracle Database Performance Tuning Guide for information about
application tracing tools, which can help you find problems in
PL/SQL code

Overview of PL/SQL Units
PL/SQL is a modern, block-structured programming language. It provides several
features that make developing powerful database applications very convenient. For
example, PL/SQL provides procedural constructs, such as loops and conditional
statements, that are not available in standard SQL.
You can directly enter SQL data manipulation language (DML) statements inside
PL/SQL blocks, and you can use subprograms supplied by Oracle to perform data
definition language (DDL) statements.

Coding PL/SQL Subprograms and Packages 6-1

Overview of PL/SQL Units

PL/SQL code runs on the server, so using PL/SQL lets you centralize significant parts
of your database applications for increased maintainability and security. It also enables
you to achieve a significant reduction of network overhead in client/server
applications.
Some Oracle tools, such as Oracle Forms, contain a PL/SQL
engine that lets you run PL/SQL locally.

Note:

You can even use PL/SQL for some database applications instead of 3GL programs
that use embedded SQL or Oracle Call Interface (OCI).
PL/SQL units include:
■

Anonymous Blocks

■

Stored PL/SQL Units

■

Triggers
See Also:
■

■

■

Oracle Database PL/SQL Language Reference for syntax and
examples of operations on PL/SQL packages
Oracle Database PL/SQL Packages and Types Reference for
information about the PL/SQL packages that come with Oracle
Database
"Dependencies Among Local and Remote Database Procedures"
on page 18-11 for information about dependencies among stored
PL/SQL units

Anonymous Blocks
An anonymous block is a PL/SQL unit that has no name. An anonymous block
consists of an optional declarative part, an executable part, and one or more optional
exception handlers.
The declarative part declares PL/SQL variables, exceptions, and cursors. The
executable part contains PL/SQL code and SQL statements, and can contain nested
blocks.
Exception handlers contain code that is invoked when the exception is raised, either as
a predefined PL/SQL exception (such as NO_DATA_FOUND or ZERO_DIVIDE) or as an
exception that you define.
Anonymous blocks are usually used interactively from a tool, such as SQL*Plus, or in
a precompiler, OCI, or SQL*Module application. They are usually used to invoke
stored subprograms or to open cursor variables.
The anonymous block in Example 6–1 uses the DBMS_OUTPUT package to print the
names of all employees in the HR.EMPLOYEES table who are in department 20.
Example 6–1 Anonymous Block
DECLARE
last_name
cursor

VARCHAR2(10);
c1 IS
SELECT LAST_NAME
FROM EMPLOYEES
WHERE DEPARTMENT_ID = 20

6-2 Oracle Database Advanced Application Developer's Guide

Overview of PL/SQL Units

ORDER BY LAST_NAME;
BEGIN
OPEN c1;
LOOP
FETCH c1 INTO last_name;
EXIT WHEN c1%NOTFOUND;
DBMS_OUTPUT.PUT_LINE(last_name);
END LOOP;
END;
/

Result:
Fay
Hartstein

Exceptions let you handle Oracle Database error conditions with PL/SQL program
logic, enabling your application to prevent the server from issuing an error that can
cause the client application to end. The anonymous block in Example 6–2 handles the
predefined Oracle Database exception NO_DATA_FOUND (which results in ORA-01403 if
not handled).
Example 6–2 Anonymous Block with Exception Handler for Predefined Error
DECLARE
Emp_number INTEGER := 9999
Emp_name
VARCHAR2(10);
BEGIN
SELECT LAST_NAME INTO Emp_name
FROM EMPLOYEES
WHERE EMPLOYEE_ID = Emp_number;
DBMS_OUTPUT.PUT_LINE('Employee name is ' || Emp_name);
EXCEPTION
WHEN NO_DATA_FOUND THEN
DBMS_OUTPUT.PUT_LINE('No such employee: ' || Emp_number);
END;
/

Result:
No such employee: 9999

You can also define your own exceptions; that is, you can declare them in the
declaration part of a block and define them in the exception part of the block, as in
Example 6–3.
Example 6–3 Anonymous Block with Exception Handler for User-Defined Exception
DECLARE
Emp_name
VARCHAR2(10);
Emp_number
INTEGER;
Empno_out_of_range EXCEPTION;
BEGIN
Emp_number := 10001;
IF Emp_number > 9999 OR Emp_number < 1000 THEN
RAISE Empno_out_of_range;
ELSE
SELECT LAST_NAME INTO Emp_name
FROM EMPLOYEES
WHERE EMPLOYEE_ID = Emp_number;
DBMS_OUTPUT.PUT_LINE('Employee name is ' || Emp_name);
END IF;
EXCEPTION
Coding PL/SQL Subprograms and Packages 6-3

Overview of PL/SQL Units

WHEN Empno_out_of_range THEN
DBMS_OUTPUT.PUT_LINE('Employee number ' || Emp_number ||
' is out of range.');
END;
/

Result:
Employee number 10001 is out of range.

See Also:
■

■

■

Oracle Database PL/SQL Packages and Types Reference for complete
information about the DBMS_OUTPUT package
Oracle Database PL/SQL Language Reference and "Handling Runtime
PL/SQL Errors" on page 6-22
"Cursor Variables" on page 6-18

Stored PL/SQL Units
A stored PL/SQL unit is a subprogram (procedure or function) or package that:
■

Has a name.

■

Can take parameters, and can return values.

■

Is stored in the data dictionary.

■

Can be invoked by many users.

If a subprogram belongs to a package, it is called a package subprogram; if not, it is
called a standalone subprogram.
Topics:
Naming Subprograms

■
■

Subprogram Parameters

■

Creating Subprograms

■

Altering Subprograms

■

Dropping Subprograms and Packages

■

External Subprograms

■

PL/SQL Function Result Cache

■

PL/SQL Packages

■

PL/SQL Object Size Limits

■

Creating Packages

■

Naming Packages and Package Objects

■

Package Invalidations and Session State

■

Packages Supplied with Oracle Database

■

Overview of Bulk Binding

■

When to Use Bulk Binds

6-4 Oracle Database Advanced Application Developer's Guide

Overview of PL/SQL Units

Naming Subprograms
Because a subprogram is stored in the database, it must be named. This distinguishes
it from other stored subprograms and makes it possible for applications to invoke it.
Each publicly-visible subprogram in a schema must have a unique name, and the
name must be a legal PL/SQL identifier.
If you plan to invoke a stored subprogram using a stub
generated by SQL*Module, then the stored subprogram name must
also be a legal identifier in the invoking host 3GL language, such as
Ada or C.

Note:

Subprogram Parameters
Stored subprograms can take parameters. In the procedure in Example 6–4, the
department number is an input parameter that is used when the parameterized cursor
c1 is opened.
Example 6–4 Stored Procedure with Parameters
CREATE OR REPLACE PROCEDURE get_emp_names (
dept_num IN NUMBER
)
IS
emp_name VARCHAR2(10);
CURSOR
c1 (dept_num NUMBER) IS
SELECT LAST_NAME FROM EMPLOYEES
WHERE DEPARTMENT_ID = dept_num;
BEGIN
OPEN c1(dept_num);
LOOP
FETCH c1 INTO emp_name;
EXIT WHEN C1%NOTFOUND;
DBMS_OUTPUT.PUT_LINE(emp_name);
END LOOP;
CLOSE c1;
END;
/

The formal parameters of a subprogram have three major attributes, described in
Table 6–1.
Table 6–1

Attributes of Subprogram Parameters

Parameter Attribute Description
Name

This must be a legal PL/SQL identifier.

Mode

This indicates whether the parameter is an input-only parameter (IN),
an output-only parameter (OUT), or is both an input and an output
parameter (IN OUT). If the mode is not specified, then IN is assumed.

Data Type

This is a standard PL/SQL data type.

Topics:
■
Parameter Modes
■

Parameter Data Types

■

%TYPE and %ROWTYPE Attributes

Coding PL/SQL Subprograms and Packages 6-5

Overview of PL/SQL Units

■

Passing Composite Variables as Parameters

■

Initial Parameter Values

Parameter Modes Parameter modes define the action of formal parameters. You can use
the three parameter modes, IN (the default), OUT, and IN OUT, with any subprogram.
Avoid using the OUT and IN OUT modes with functions. Good programming practice
dictates that a function returns a single value and does not change the values of
variables that are not local to the subprogram.
Oracle Database PL/SQL Language Reference for details
about parameter modes

See Also:

Parameter Data Types The data type of a formal parameter consists of one of these:
■

An unconstrained type name, such as NUMBER or VARCHAR2.

■

A type that is constrained using the %TYPE or %ROWTYPE attributes.
Numerically constrained types such as NUMBER(2) or
VARCHAR2(20) are not allowed in a parameter list.
Note:

%TYPE and %ROWTYPE Attributes Use the type attributes %TYPE and %ROWTYPE to
constrain the parameter. For example, the procedure heading in Example 6–4 can be
written as follows:
PROCEDURE get_emp_names(dept_num IN EMPLOYEES.DEPARTMENT_ID%TYPE)

This gives the dept_num parameter the same data type as the DEPARTMENT_ID column in
the EMPLOYEES table. The column and table must be available when a declaration using
%TYPE (or %ROWTYPE) is elaborated.
Using %TYPE is recommended, because if the type of the column in the table changes, it
is not necessary to change the application code.
If the get_emp_names procedure is part of a package, you can use previously-declared
public (package) variables to constrain its parameter data types. For example:
dept_number NUMBER(2);
...
PROCEDURE get_emp_names(dept_num IN dept_number%TYPE);

Use the %ROWTYPE attribute to create a record that contains all the columns of the
specified table. The procedure in Example 6–5 returns all the columns of the EMPLOYEES
table in a PL/SQL record for the given employee ID.
Example 6–5 %TYPE and %ROWTYPE Attributes
CREATE OR REPLACE PROCEDURE get_emp_rec (
emp_number IN EMPLOYEES.EMPLOYEE_ID%TYPE,
emp_info
OUT EMPLOYEES%ROWTYPE
)
IS
BEGIN
SELECT * INTO emp_info
FROM EMPLOYEES
WHERE EMPLOYEE_ID = emp_number;
END;
/

6-6 Oracle Database Advanced Application Developer's Guide

Overview of PL/SQL Units

Invoke procedure from PL/SQL block:
DECLARE
emp_row EMPLOYEES%ROWTYPE;
BEGIN
get_emp_rec(206, emp_row);
DBMS_OUTPUT.PUT('EMPLOYEE_ID: ' || emp_row.EMPLOYEE_ID);
DBMS_OUTPUT.NEW_LINE;
DBMS_OUTPUT.PUT('FIRST_NAME: ' || emp_row.FIRST_NAME);
DBMS_OUTPUT.NEW_LINE;
DBMS_OUTPUT.PUT('LAST_NAME: ' || emp_row.LAST_NAME);
DBMS_OUTPUT.NEW_LINE;
DBMS_OUTPUT.PUT('EMAIL: ' || emp_row.EMAIL);
DBMS_OUTPUT.NEW_LINE;
DBMS_OUTPUT.PUT('PHONE_NUMBER: ' || emp_row.PHONE_NUMBER);
DBMS_OUTPUT.NEW_LINE;
DBMS_OUTPUT.PUT('HIRE_DATE: ' || emp_row.HIRE_DATE);
DBMS_OUTPUT.NEW_LINE;
DBMS_OUTPUT.PUT('JOB_ID: ' || emp_row.JOB_ID);
DBMS_OUTPUT.NEW_LINE;
DBMS_OUTPUT.PUT('SALARY: ' || emp_row.SALARY);
DBMS_OUTPUT.NEW_LINE;
DBMS_OUTPUT.PUT('COMMISSION_PCT: ' || emp_row.COMMISSION_PCT);
DBMS_OUTPUT.NEW_LINE;
DBMS_OUTPUT.PUT('MANAGER_ID: ' || emp_row.MANAGER_ID);
DBMS_OUTPUT.NEW_LINE;
DBMS_OUTPUT.PUT('DEPARTMENT_ID: ' || emp_row.DEPARTMENT_ID);
DBMS_OUTPUT.NEW_LINE;
END;
/

Result:
EMPLOYEE_ID: 206
FIRST_NAME: William
LAST_NAME: Gietz
EMAIL: WGIETZ
PHONE_NUMBER: 515.123.8181
HIRE_DATE: 07-JUN-02
JOB_ID: AC_ACCOUNT
SALARY: 8300
COMMISSION_PCT:
MANAGER_ID: 205
DEPARTMENT_ID: 110

Stored functions can return values that are declared using %ROWTYPE. For example:
FUNCTION get_emp_rec (dept_num IN EMPLOYEES.DEPARTMENT_ID%TYPE)
RETURN EMPLOYEES%ROWTYPE IS ...

Passing Composite Variables as Parameters You can pass PL/SQL composite variables
(collections and records) as parameters to stored subprograms.
If the subprogram is remote, you must create a redundant loop-back DBLINK, so that
when the remote subprogram compiles, the type checker that verifies the source uses
the same definition of the user-defined composite variable type as the invoker uses.
Initial Parameter Values Parameters can take initial values. Use either the assignment
operator or the DEFAULT keyword to give a parameter an initial value. For example,
these are equivalent:

Coding PL/SQL Subprograms and Packages 6-7

Overview of PL/SQL Units

PROCEDURE Get_emp_names (Dept_num IN NUMBER := 20) IS ...
PROCEDURE Get_emp_names (Dept_num IN NUMBER DEFAULT 20) IS ...

When a parameter takes an initial value, it can be omitted from the actual parameter
list when you invoke the subprogram. When you do specify the parameter value on
the invocation, it overrides the initial value.
Unlike in an anonymous PL/SQL block, you do not use the
keyword DECLARE before the declarations of variables, cursors, and
exceptions in a stored subprogram. In fact, it is an error to use it.
Note:

Creating Subprograms
Use a text editor to write the subprogram. Then, using an interactive tool such as
SQL*Plus, load the text file containing the procedure by entering:
@get_emp

This loads the procedure into the current schema from the get_emp.sql file (.sql is the
default file extension). The slash (/) after the code is not part of the code, it only
activates the loading of the procedure.
Caution: When developing a subprogram, it is usually preferable to
use the statement CREATE OR REPLACE PROCEDURE or CREATE OR REPLACE
FUNCTION. This statement replaces any previous version of that
subprogram in the same schema with the newer version, but without
warning.

You can use either the keyword IS or AS after the subprogram parameter list.
See Also:
■

■

Oracle Database SQL Language Reference for the syntax of the
CREATE FUNCTION statement
Oracle Database SQL Language Reference for the syntax of the
CREATE PROCEDURE statement

Privileges Needed
To create a subprogram, a package specification, or a package body, you must meet
these prerequisites:
■

You must have the CREATE PROCEDURE system privilege to create a subprogram or
package in your schema, or the CREATE ANY PROCEDURE system privilege to create a
subprogram or package in another user's schema. In either case, the package body
must be created in the same schema as the package.
To create without errors (to compile the subprogram or
package successfully) requires these additional privileges:

Note:
■

■

The owner of the subprogram or package must be explicitly
granted the necessary object privileges for all objects referenced
within the body of the code.
The owner cannot obtain required privileges through roles.

6-8 Oracle Database Advanced Application Developer's Guide

Overview of PL/SQL Units

If the privileges of the owner of a subprogram or package change, then the
subprogram must be reauthenticated before it is run. If a necessary privilege to a
referenced object is revoked from the owner of the subprogram or package, then the
subprogram cannot be run.
The EXECUTE privilege on a subprogram gives a user the right to run a subprogram
owned by another user. Privileged users run the subprogram under the security
domain of the owner of the subprogram. Therefore, users need not be granted the
privileges to the objects referenced by a subprogram. This allows for more disciplined
and efficient security strategies with database applications and their users.
Furthermore, all subprograms and packages are stored in the data dictionary (in the
SYSTEM tablespace). No quota controls the amount of space available to a user who
creates subprograms and packages.

Altering Subprograms
To alter a subprogram, you must first drop it using the DROP PROCEDURE or DROP
FUNCTION statement, then re-create it using the CREATE PROCEDURE or CREATE FUNCTION
statement. Alternatively, use the CREATE OR REPLACE PROCEDURE or CREATE OR REPLACE
FUNCTION statement, which first drops the subprogram if it exists, then re-creates it as
specified.
Caution:

The subprogram is dropped without warning.

Dropping Subprograms and Packages
A standalone subprogram, a standalone function, a package body, or an entire package
can be dropped using the SQL statements DROP PROCEDURE, DROP FUNCTION, DROP
PACKAGE BODY, and DROP PACKAGE, respectively. A DROP PACKAGE statement drops both
the specification and body of a package.
This statement drops the Old_sal_raise procedure in your schema:
DROP PROCEDURE Old_sal_raise;

Privileges Needed
To drop a subprogram or package, the subprogram or package must be in your
schema, or you must have the DROP ANY PROCEDURE privilege. An individual
subprogram within a package cannot be dropped; the containing package specification
and body must be re-created without the subprograms to be dropped.

External Subprograms
A PL/SQL subprogram running on an Oracle Database instance can invoke an
external subprogram written in a third-generation language (3GL). The 3GL
subprogram runs in a separate address space from that of the database.
See Also: Chapter 14, "Developing Applications with Multiple
Programming Languages," for information about external
subprograms

PL/SQL Function Result Cache
Using the PL/SQL function result cache can save significant space and time. Each time
a result-cached PL/SQL function is invoked with different parameter values, those
parameters and their result are stored in the cache. Subsequently, when the same
function is invoked with the same parameter values, the result is retrieved from the

Coding PL/SQL Subprograms and Packages 6-9

Overview of PL/SQL Units

cache, instead of being recomputed. Because the cache is stored in a shared global area
(SGA), it is available to any session that runs your application.
If a database object that was used to compute a cached result is updated, the cached
result becomes invalid and must be recomputed.
The best candidates for result-caching are functions that are invoked frequently but
depend on information that changes infrequently or never.
For more information about the PL/SQL function result cache, see Oracle Database
PL/SQL Language Reference.

PL/SQL Packages
A package is a collection of related program objects (for example, subprogram,
variables, constants, cursors, and exceptions) stored as a unit in the database.
Using packages is an alternative to creating subprograms as standalone schema
objects. Packages have many advantages over standalone subprograms. For example,
they:
■

Let you organize your application development more efficiently.

■

Let you grant privileges more efficiently.

■

Let you modify package objects without recompiling dependent schema objects.

■

Enable Oracle Database to read multiple package objects into memory at once.

■

■

Can contain global variables and cursors that are available to all subprograms in
the package.
Let you overload subprograms. Overloading a subprogram means creating
multiple subprograms with the same name in the same package, each taking
arguments of different number or data type.
Oracle Database PL/SQL Language Reference for more
information about subprogram name overloading

See Also:

The specification part of a package declares the public types, variables, constants, and
subprograms that are visible outside the immediate scope of the package. The body of
a package defines both the objects declared in the specification and private objects that
are not visible to applications outside the package.
Example 6–6 creates a package that contains one stored function and two stored
procedures, and then invokes a procedure.
Example 6–6 Creating PL/SQL Package and Invoking Package Subprogram
-- Sequence that package function needs:
CREATE SEQUENCE emp_sequence
START WITH 8000
INCREMENT BY 10;
-- Package specification:
CREATE or REPLACE PACKAGE employee_management IS
FUNCTION hire_emp (
firstname VARCHAR2,
lastname
VARCHAR2,
email
VARCHAR2,
phone
VARCHAR2,

6-10 Oracle Database Advanced Application Developer's Guide

Overview of PL/SQL Units

hiredate
DATE,
job
VARCHAR2,
sal
NUMBER,
comm
NUMBER,
mgr
NUMBER,
deptno
NUMBER
) RETURN NUMBER;
PROCEDURE fire_emp(
emp_id IN NUMBER
);
PROCEDURE sal_raise (
emp_id IN NUMBER,
sal_incr IN NUMBER
);
END employee_management;
/
-- Package body:
CREATE or REPLACE PACKAGE BODY employee_management IS
FUNCTION hire_emp (
firstname VARCHAR2,
lastname
VARCHAR2,
email
VARCHAR2,
phone
VARCHAR2,
hiredate
DATE,
job
VARCHAR2,
sal
NUMBER,
comm
NUMBER,
mgr
NUMBER,
deptno
NUMBER
) RETURN NUMBER
IS
new_empno NUMBER(10);
BEGIN
new_empno := emp_sequence.NEXTVAL;
INSERT INTO EMPLOYEES (
employee_id,
first_name,
last_name,
email,
phone_number,
hire_date,
job_id,
salary,
commission_pct,
manager_id,
department_id
)
VALUES (
new_empno,
firstname,
lastname,
email,
phone,
hiredate,
job,

Coding PL/SQL Subprograms and Packages 6-11

Overview of PL/SQL Units

sal,
comm,
mgr,
deptno
);
RETURN (new_empno);
END hire_emp;
PROCEDURE fire_emp (
emp_id IN NUMBER
) IS
BEGIN
DELETE FROM EMPLOYEES
WHERE EMPLOYEE_ID = emp_id;
IF SQL%NOTFOUND THEN
raise_application_error(
-20011,
'Invalid Employee Number: ' || TO_CHAR(Emp_id)
);
END IF;
END fire_emp;
PROCEDURE sal_raise (
emp_id IN NUMBER,
sal_incr IN NUMBER
) IS
BEGIN
UPDATE EMPLOYEES
SET SALARY = SALARY + sal_incr
WHERE EMPLOYEE_ID = emp_id;
IF SQL%NOTFOUND THEN
raise_application_error(
-20011,
'Invalid Employee Number: ' || TO_CHAR(Emp_id)
);
END IF;
END sal_raise;
END employee_management;
/

Invoke package procedures:
DECLARE
empno NUMBER(6);
sal
NUMBER(6);
temp
NUMBER(6);
BEGIN
empno := employee_management.hire_emp(
'John',
'Doe',
'john.doe@company.com',
'555-0100',
'20-SEP-07',
'ST_CLERK',
2500,
0,
100,
20);

6-12 Oracle Database Advanced Application Developer's Guide

Overview of PL/SQL Units

DBMS_OUTPUT.PUT_LINE('New employee ID is ' || TO_CHAR(empno));
END;
/

PL/SQL Object Size Limits
The size limit for PL/SQL stored database objects such as subprograms, triggers, and
packages is the size of the Descriptive Intermediate Attributed Notation for Ada
(DIANA) code in the shared pool in bytes. The Linux and UNIX limit on the size of
the flattened DIANA/code size is 64K but the limit might be 32K on desktop
platforms.
The most closely related number that a user can access is the PARSED_SIZE in the static
data dictionary view *_OBJECT_SIZE. That gives the size of the DIANA in bytes as
stored in the SYS.IDL_xxx$ tables. This is not the size in the shared pool. The size of
the DIANA part of PL/SQL code (used during compilation) is significantly larger in
the shared pool than it is in the system table.

Creating Packages
Each part of a package is created with a different statement. Create the package
specification using the CREATE PACKAGE statement. The CREATE PACKAGE statement
declares public package objects.
To create a package body, use the CREATE PACKAGE BODY statement. The CREATE PACKAGE
BODY statement defines the procedural code of the public subprograms declared in the
package specification.
You can also define private, or local, package subprograms, and variables in a package
body. These objects can only be accessed by other subprograms in the body of the
same package. They are not visible to external users, regardless of the privileges they
hold.
It is often more convenient to add the OR REPLACE clause in the CREATE PACKAGE or
CREATE PACKAGE BODY statements when you are first developing your application. The
effect of this option is to drop the package or the package body without warning. The
CREATE statements are:
CREATE OR REPLACE PACKAGE Package_name AS ...

and
CREATE OR REPLACE PACKAGE BODY Package_name AS ...

Creating Package Objects The body of a package can contain:
■

Subprograms declared in the package specification.

■

Definitions of cursors declared in the package specification.

■

Local subprograms, not declared in the package specification.

■

Local variables.

Subprograms, cursors, and variables that are declared in the package specification are
global. They can be invoked, or used, by external users that have EXECUTE permission
for the package or that have EXECUTE ANY PROCEDURE privileges.
When you create the package body, ensure that each subprogram that you define in
the body has the same parameters, by name, data type, and mode, as the declaration in
the package specification. For functions in the package body, the parameters and the
return type must agree in name and type.

Coding PL/SQL Subprograms and Packages 6-13

Overview of PL/SQL Units

Privileges to Needed to Create or Drop Packages The privileges required to create or drop a
package specification or package body are the same as those required to create or drop
a standalone subprogram. See "Creating Subprograms" on page 6-8 and "Dropping
Subprograms and Packages" on page 6-9.

Naming Packages and Package Objects
The names of a package and all public objects in the package must be unique within a
given schema. The package specification and its body must have the same name. All
package constructs must have unique names within the scope of the package, unless
overloading of subprogram names is desired.

Package Invalidations and Session State
Each session that references a package object has its own instance of the corresponding
package, including persistent state for any public and private variables, cursors, and
constants. If any of the session's instantiated packages (specification or body) are
invalidated, then all package instances in the session are invalidated and recompiled.
Therefore, the session state is lost for all package instances in the session.
When a package in a given session is invalidated, the session receives ORA-04068 the
first time it attempts to use any object of the invalid package instance. The second time
a session makes such a package call, the package is reinstantiated for the session
without error. However, if you handle this error in your application, be aware of the
following:
■

■

For optimal performance, Oracle Database returns this error message only when
the package state is discarded. When a subprogram in one package invokes a
subprogram in another package, the session state is lost for both packages.
If a server session traps ORA-04068, then ORA-04068 is not raised for the client
session. Therefore, when the client session attempts to use an object in the
package, the package is not reinstantiated. To reinstantiate the package, the client
session must either reconnect to the database or recompile the package.

In Example 6–7, the RAISE statement raises the current exception, ORA-04068, which is
the cause of the exception being handled, ORA-06508. ORA-04068 is not trapped.
Example 6–7 Raising ORA-04068
PROCEDURE p IS
package_exception EXCEPTION;
PRAGMA EXCEPTION_INIT (package_exception, -6508);
BEGIN
...
EXCEPTION
WHEN package_exception THEN
RAISE;
END;
/

In Example 6–8, the RAISE statement raises the exception ORA-20001 in response to
ORA-06508, instead of the current exception, ORA-04068. ORA-04068 is trapped.
When this happens, the ORA-04068 error is masked, which stops the package from
being reinstantiated.
Example 6–8 Trapping ORA-04068
PROCEDURE p IS
package_exception EXCEPTION;

6-14 Oracle Database Advanced Application Developer's Guide

Overview of PL/SQL Units

other_exception
EXCEPTION;
PRAGMA EXCEPTION_INIT (package_exception, -6508);
PRAGMA EXCEPTION_INIT (other_exception, -20001);
BEGIN
...
EXCEPTION
WHEN package_exception THEN
...
RAISE other_exception;
END;
/

In most production environments, DDL operations that can cause invalidations are
usually performed during inactive working hours; therefore, this situation might not
be a problem for end-user applications. However, if package invalidations are
common in your system during working hours, then you might want to code your
applications to handle this error when package calls are made.

Packages Supplied with Oracle Database
There are many packages provided with Oracle Database, either to extend the
functionality of the database or to give PL/SQL access to SQL features. You can invoke
these packages from your application.
See Also: Oracle Database PL/SQL Packages and Types Reference for an
overview of these Oracle Database packages

Overview of Bulk Binding
Oracle Database uses two engines to run PL/SQL blocks and subprograms. The
PL/SQL engine runs procedural statements, while the SQL engine runs SQL
statements. During execution, every SQL statement causes a context switch between
the two engines, resulting in performance overhead.
Performance can be improved substantially by minimizing the number of context
switches required to run a particular block or subprogram. When a SQL statement
runs inside a loop that uses collection elements as bind variables, the large number of
context switches required by the block can cause poor performance. Collections
include:
■

Varrays

■

Nested tables

■

Index-by tables

■

Host arrays

Binding is the assignment of values to PL/SQL variables in SQL statements. Bulk
binding is binding an entire collection at once. Bulk binds pass the entire collection
back and forth between the two engines in a single operation.
Typically, using bulk binds improves performance for SQL statements that affect four
or more database rows. The more rows affected by a SQL statement, the greater the
performance gain from bulk binds.

Coding PL/SQL Subprograms and Packages 6-15

Overview of PL/SQL Units

This section provides an overview of bulk binds to help you
decide whether to use them in your PL/SQL applications. For detailed
information about using bulk binds, including ways to handle
exceptions that occur in the middle of a bulk bind operation, see
Oracle Database PL/SQL Language Reference.

Note:

Parallel DML statements are disabled with bulk binds.

When to Use Bulk Binds
Consider using bulk binds to improve the performance of:
■

DML Statements that Reference Collections

■

SELECT Statements that Reference Collections

■

FOR Loops that Reference Collections and Return DML

DML Statements that Reference Collections A bulk bind, which uses the FORALL keyword,
can improve the performance of INSERT, UPDATE, or DELETE statements that reference
collection elements.
The PL/SQL block in Example 6–9 increases the salary for employees whose
manager's ID number is 7902, 7698, or 7839, with and without bulk binds. Without
bulk bind, PL/SQL sends a SQL statement to the SQL engine for each updated
employee, leading to context switches that slow performance.
Example 6–9 DML Statements that Reference Collections
DECLARE
TYPE numlist IS VARRAY (100) OF NUMBER;
id NUMLIST := NUMLIST(7902, 7698, 7839);
BEGIN
-- Efficient method, using bulk bind:
FORALL i IN id.FIRST..id.LAST
UPDATE EMPLOYEES
SET SALARY = 1.1 * SALARY
WHERE MANAGER_ID = id(i);
-- Slower method:
FOR i IN id.FIRST..id.LAST LOOP
UPDATE EMPLOYEES
SET SALARY = 1.1 * SALARY
WHERE MANAGER_ID = id(i);
END LOOP;
END;
/

SELECT Statements that Reference Collections The BULK COLLECT INTO clause can improve
the performance of queries that reference collections. You can use BULK COLLECT INTO
with tables of scalar values, or tables of %TYPE values.
The PL/SQL block in Example 6–10 queries multiple values into PL/SQL tables, with
and without bulk binds. Without bulk bind, PL/SQL sends a SQL statement to the
SQL engine for each selected employee, leading to context switches that slow
performance.

6-16 Oracle Database Advanced Application Developer's Guide

Overview of PL/SQL Units

Example 6–10

SELECT Statements that Reference Collections

DECLARE
TYPE var_tab IS TABLE OF VARCHAR2(20)
INDEX BY PLS_INTEGER;
empno
ename
counter

VAR_TAB;
VAR_TAB;
NUMBER;

CURSOR c IS
SELECT EMPLOYEE_ID, LAST_NAME
FROM EMPLOYEES
WHERE MANAGER_ID = 7698;
BEGIN
-- Efficient method, using bulk bind:
SELECT EMPLOYEE_ID, LAST_NAME BULK COLLECT
INTO empno, ename
FROM EMPLOYEES
WHERE MANAGER_ID = 7698;
-- Slower method:
counter := 1;
FOR rec IN c LOOP
empno(counter) := rec.EMPLOYEE_ID;
ename(counter) := rec.LAST_NAME;
counter := counter + 1;
END LOOP;
END;
/

FOR Loops that Reference Collections and Return DML You can use the FORALL keyword
with the BULK COLLECT INTO keywords to improve the performance of FOR loops that
reference collections and return DML.
The PL/SQL block in Example 6–11 updates the EMPLOYEES table by computing
bonuses for a collection of employees. Then it returns the bonuses in a column called
bonus_list_inst. The actions are performed with and without bulk binds. Without
bulk bind, PL/SQL sends a SQL statement to the SQL engine for each updated
employee, leading to context switches that slow performance.
Example 6–11

FOR Loops that Reference Collections and Return DML

DECLARE
TYPE emp_list IS VARRAY(100) OF EMPLOYEES.EMPLOYEE_ID%TYPE;
empids emp_list := emp_list(182, 187, 193, 200, 204, 206);
TYPE bonus_list IS TABLE OF EMPLOYEES.SALARY%TYPE;
bonus_list_inst bonus_list;
BEGIN
-- Efficient method, using bulk bind:
FORALL i IN empids.FIRST..empids.LAST
UPDATE EMPLOYEES
SET SALARY = 0.1 * SALARY
WHERE EMPLOYEE_ID = empids(i)
RETURNING SALARY BULK COLLECT INTO bonus_list_inst;

Coding PL/SQL Subprograms and Packages 6-17

Compiling PL/SQL Subprograms for Native Execution

-- Slower method:
FOR i IN empids.FIRST..empids.LAST LOOP
UPDATE EMPLOYEES
SET SALARY = 0.1 * SALARY
WHERE EMPLOYEE_ID = empids(i)
RETURNING SALARY INTO bonus_list_inst(i);
END LOOP;
END;
/

Triggers
A trigger is a special kind of PL/SQL anonymous block. You can define triggers to fire
before or after SQL statements, either on a statement level or for each row that is
affected. You can also define INSTEAD OF triggers or system triggers (triggers on
DATABASE and SCHEMA).
Oracle Database PL/SQL Language Reference for more
information about triggers

See Also:

Compiling PL/SQL Subprograms for Native Execution
You can speed up PL/SQL subprograms by compiling them into native code residing
in shared libraries.
You can use native compilation with both the supplied packages and the subprograms
you write yourself. Subprograms compiled this way work in all server environments,
such as the shared server configuration (formerly known as multithreaded server) and
Oracle Real Application Clusters (Oracle RAC).
This technique is most effective for computation-intensive subprograms that do not
spend much time running SQL, because it can do little to speed up SQL statements
invoked from these subprograms.
With Java, you can use the ncomp tool to compile your own packages and classes.
See Also:
■

■

Oracle Database PL/SQL Language Reference for details on PL/SQL
native compilation
Oracle Database Java Developer's Guide for details on Java native
compilation

Cursor Variables
A cursor is a static object; a cursor variable is a pointer to a cursor. Because cursor
variables are pointers, they can be passed and returned as parameters to subprograms.
A cursor variable can also refer to different cursors in its lifetime.
Additional advantages of cursor variables include:
■

Encapsulation
Queries are centralized in the stored subprogram that opens the cursor variable.

■

Easy maintenance
If you must change the cursor, then you only make the change in the stored
subprogram, not in each application.

6-18 Oracle Database Advanced Application Developer's Guide

Cursor Variables

■

Convenient security
The user of the application is the user name used when the application connects to
the server. The user must have EXECUTE permission on the stored subprogram that
opens the cursor. But, the user need not have READ permission on the tables used in
the query. Use this capability to limit access to the columns in the table and access
to other stored subprograms.
Oracle Database PL/SQL Language Reference for more
information about cursor variables

See Also:

Topics:
■
Declaring and Opening Cursor Variables
■

Examples of Cursor Variables

Declaring and Opening Cursor Variables
Memory is usually allocated for a cursor variable in the client application using the
appropriate ALLOCATE statement. In Pro*C, use the EXEC SQL ALLOCATE cursor_name
statement. In OCI, use the Cursor Data Area.
You can also use cursor variables in applications that run entirely in a single server
session. You can declare cursor variables in PL/SQL subprograms, open them, and use
them as parameters for other PL/SQL subprograms.

Examples of Cursor Variables
This section has these examples of cursor variable usage in PL/SQL:
■

Example 6–12, "Fetching Data with Cursor Variable"

■

Example 6–13, "Cursor Variable with Discriminator"
See Also: For additional cursor variable examples that use
programmatic interfaces:
■

Pro*COBOL Programmer's Guide

■

Oracle Call Interface Programmer's Guide

Example 6–12 creates a package that defines a PL/SQL cursor variable type and two
procedures, and then invokes the procedures from a PL/SQL block. The first
procedure opens a cursor variable using a bind variable in the WHERE clause. The
second procedure uses a cursor variable to fetch rows from the EMPLOYEES table.
Example 6–12

Fetching Data with Cursor Variable

CREATE OR REPLACE PACKAGE emp_data AS
TYPE emp_val_cv_type IS REF CURSOR
RETURN EMPLOYEES%ROWTYPE;
PROCEDURE open_emp_cv (
emp_cv
IN OUT emp_val_cv_type,
dept_number IN
EMPLOYEES.DEPARTMENT_ID%TYPE
);
PROCEDURE fetch_emp_data (
emp_cv
IN emp_val_cv_type,
emp_row OUT EMPLOYEES%ROWTYPE

Coding PL/SQL Subprograms and Packages 6-19

Cursor Variables

);
END emp_data;
/
CREATE OR REPLACE PACKAGE BODY emp_data AS
PROCEDURE open_emp_cv (
emp_cv
IN OUT emp_val_cv_type,
dept_number IN
EMPLOYEES.DEPARTMENT_ID%TYPE
)
IS
BEGIN
OPEN emp_cv FOR
SELECT * FROM EMPLOYEES
WHERE DEPARTMENT_ID = dept_number
ORDER BY last_name;
END open_emp_cv;
PROCEDURE fetch_emp_data (
emp_cv
IN emp_val_cv_type,
emp_row OUT EMPLOYEES%ROWTYPE
)
IS
BEGIN
FETCH emp_cv INTO emp_row;
END fetch_emp_data;
END emp_data;
/

Invoke package procedures:
DECLARE
emp_curs
dept_number
emp_row

emp_data.emp_val_cv_type;
EMPLOYEES.DEPARTMENT_ID%TYPE;
EMPLOYEES%ROWTYPE;

BEGIN
dept_number := 20;
-- Open cursor, using variable:
emp_data.open_emp_cv(emp_curs, dept_number);
-- Fetch and display data:
LOOP
emp_data.fetch_emp_data(emp_curs, emp_row);
EXIT WHEN emp_curs%NOTFOUND;
DBMS_OUTPUT.PUT(emp_row.LAST_NAME || ' ');
DBMS_OUTPUT.PUT_LINE(emp_row.SALARY);
END LOOP;
END;
/

In Example 6–13, the procedure opens a cursor variable for either the EMPLOYEES table
or the DEPARTMENTS table, depending on the value of the parameter discrim. The
anonymous block invokes the procedure to open the cursor variable for the EMPLOYEES
table, but fetches from the DEPARTMENTS table, which raises the predefined exception
ROWTYPE_MISMATCH.

6-20 Oracle Database Advanced Application Developer's Guide

Handling PL/SQL Compile-Time Errors

Example 6–13

Cursor Variable with Discriminator

CREATE OR REPLACE PACKAGE emp_dept_data AS
TYPE cv_type IS REF CURSOR;
PROCEDURE open_cv (
cv
IN OUT cv_type,
discrim IN
POSITIVE
);
END emp_dept_data;
/
CREATE OR REPLACE PACKAGE BODY emp_dept_data AS
PROCEDURE open_cv (
cv
IN OUT cv_type,
discrim IN
POSITIVE) IS
BEGIN
IF discrim = 1 THEN
OPEN cv FOR
SELECT * FROM EMPLOYEES ORDER BY employee_id;
ELSIF discrim = 2 THEN
OPEN cv FOR
SELECT * FROM DEPARTMENTS ORDER BY department_id;
END IF;
END open_cv;
END emp_dept_data;
/

Invoke procedure open_cv from anonymous block:
DECLARE
emp_rec
EMPLOYEES%ROWTYPE;
dept_rec DEPARTMENTS%ROWTYPE;
cv
Emp_dept_data.CV_TYPE;
BEGIN
emp_dept_data.open_cv(cv, 1); -- Open cv for EMPLOYEES fetch.
FETCH cv INTO dept_rec;
-- Fetch from DEPARTMENTS.
DBMS_OUTPUT.PUT(dept_rec.DEPARTMENT_ID);
DBMS_OUTPUT.PUT_LINE(' ' || dept_rec.LOCATION_ID);
EXCEPTION
WHEN ROWTYPE_MISMATCH THEN
BEGIN
DBMS_OUTPUT.PUT_LINE
('Row type mismatch, fetching EMPLOYEES data ...');
FETCH cv INTO emp_rec;
DBMS_OUTPUT.PUT(emp_rec.DEPARTMENT_ID);
DBMS_OUTPUT.PUT_LINE(' ' || emp_rec.LAST_NAME);
END;
END;
/

Result:
Row type mismatch, fetching EMPLOYEES data ...
90 King

Handling PL/SQL Compile-Time Errors
To list compile-time errors, query the static data dictionary view *_ERRORS. From these
views, you can retrieve original source code. The error text associated with the
compilation of a subprogram is updated when the subprogram is replaced, and it is
deleted when the subprogram is dropped.
Coding PL/SQL Subprograms and Packages 6-21

Handling Runtime PL/SQL Errors

SQL*Plus issues a warning message for compile-time errors, but for more information
about them, you must use the command SHOW ERRORS.
Before issuing the SHOW ERRORS statement, use the SET
LINESIZE statement to get long lines on output. The value 132 is
usually a good choice. For example:
Note:

SET LINESIZE 132

Example 6–14 has two compile-time errors: WHER should be WHERE, and END should be
followed by a semicolon. SHOW ERRORS shows the line, column, and description of each
error.
Example 6–14

Compile-Time Errors

CREATE OR REPLACE PROCEDURE fire_emp (
emp_id NUMBER
) AS
BEGIN
DELETE FROM EMPLOYEES
WHER EMPLOYEE_ID = Emp_id;
END
/

Result:
Warning: Procedure created with compilation errors.

Command:
SHOW ERRORS;

Result:
Errors for PROCEDURE FIRE_EMP:
LINE/COL ERROR
-------- ----------------------------------------------------------------5/3
PL/SQL: SQL Statement ignored
6/8
PL/SQL: ORA-00933: SQL command not properly ended
7/3
PLS-00103: Encountered the symbol "end-of-file" when expecting
one of the following:
;  
current delete exists prior 
The symbol ";" was substituted for "end-of-file" to continue.

See Also:
■

■

Oracle Database Reference for more information about the static
data dictionary view *_SOURCE
SQL*Plus User's Guide and Reference for more information about
the SHOW ERRORS statement

Handling Runtime PL/SQL Errors
Oracle Database allows user-defined errors in PL/SQL code to be handled so that
user-specified error numbers and messages are returned to the client application,
which can handle the error.

6-22 Oracle Database Advanced Application Developer's Guide

Handling Runtime PL/SQL Errors

User-specified error messages are returned using the RAISE_APPLICATION_ERROR
procedure. For example:
RAISE_APPLICATION_ERROR(error_number, 'text', keep_error_stack)

This procedure stops subprogram execution, rolls back any effects of the subprogram,
and returns a user-specified error number and message (unless the error is trapped by
an exception handler). error_number must be in the range of -20000 to -20999.
Use error number -20000 as a generic number for messages where it is important to
relay information to the user, but having a unique error number is not required. Text
must be a character expression, 2 KB or less (longer messages are ignored). To add the
error to errors on the stack, set Keep_error_stack to TRUE; to replace the existing
errors, set it to FALSE (the default).
Some Oracle Database packages, such as DBMS_OUTPUT,
DBMS_DESCRIBE, and DBMS_ALERT, use application error numbers in
the range -20000 to -20005. See the descriptions of these packages
for more information.
Note:

The RAISE_APPLICATION_ERROR procedure is often used in exception handlers or in the
logic of PL/SQL code. For example, this exception handler selects the string for the
associated user-defined error message and invokes the RAISE_APPLICATION_ERROR
procedure:
...
WHEN NO_DATA_FOUND THEN
SELECT Error_string INTO Message
FROM Error_table,
V$NLS_PARAMETERS V
WHERE Error_number = -20101 AND Lang = v.value AND
v.parameter = "NLS_LANGUAGE";
Raise_application_error(-20101, Message);
...

Topics:
■
Declaring Exceptions and Exception Handlers
■

Unhandled Exceptions

■

Handling Errors in Distributed Queries

■

Handling Errors in Remote Subprograms

Declaring Exceptions and Exception Handlers
User-defined exceptions are explicitly defined and raised within the PL/SQL block, to
process errors specific to the application. When an exception is raised, the usual
execution of the PL/SQL block stops, and an exception handler is invoked. Specific
exception handlers can be written to handle any internal or user-defined exception.
Application code can check for a condition that requires special attention using an IF
statement. If there is an error condition, then two options are available:
■

Enter a RAISE statement that names the appropriate exception. A RAISE statement
stops the execution of the subprogram, and control passes to an exception handler
(if any).

Coding PL/SQL Subprograms and Packages 6-23

Handling Runtime PL/SQL Errors

■

Invoke the RAISE_APPLICATION_ERROR procedure to return a user-specified error
number and message.

You can also define an exception handler to handle user-specified error messages. For
example, Figure 6–1 shows:
■
■

■

An exception and associated exception handler in a subprogram
A conditional statement that checks for an error (such as transferring funds not
available) and enters a user-specified error number and message within a trigger
How user-specified error numbers are returned to the invoking environment (in
this case, a subprogram), and how that application can define an exception that
corresponds to the user-specified error number

Declare a user-defined exception in a subprogram or package body (private
exceptions), or in the specification of a package (public exceptions). Define an
exception handler in the body of a subprogram (standalone or package).
Figure 6–1

Exceptions and User-Defined Errors

Procedure fire_emp(empid NUMBER) IS
invalid_empid EXCEPTION;
PRAGMA EXCEPTION_INIT(invalid_empid, –20101);
BEGIN
DELETE FROM emp WHERE empno = empid;
EXCEPTION
WHEN invlid_empid THEN
INSERT INTO emp_audit
VALUES (empid, ’Fired before probation ended’);
END;

Table EMP

Error number
returned to
calling
environment

TRIGGER emp_probation
BEFORE DELETE ON emp
FOR EACH ROW
BEGIN
IF (sysdate–:old.hiredate)<30 THEN
raise_application_error(20101,
’Employee’||old.ename||’ on probation’)
END IF;
END;

Unhandled Exceptions
In database PL/SQL units, an unhandled user-error condition or internal error
condition that is not trapped by an appropriate exception handler causes the implicit
rollback of the program unit. If the program unit includes a COMMIT statement before
the point at which the unhandled exception is observed, then the implicit rollback of
the program unit can only be completed back to the previous COMMIT.
Additionally, unhandled exceptions in database-stored PL/SQL units propagate back
to client-side applications that invoke the containing program unit. In such an
application, only the application program unit invocation is rolled back (not the entire
application program unit), because it is submitted to the database as a SQL statement.
If unhandled exceptions in database PL/SQL units are propagated back to database
applications, modify the database PL/SQL code to handle the exceptions. Your
application can also trap for unhandled exceptions when invoking database program
units and handle such errors appropriately.
6-24 Oracle Database Advanced Application Developer's Guide

Handling Runtime PL/SQL Errors

Handling Errors in Distributed Queries
You can use a trigger or a stored subprogram to create a distributed query. This
distributed query is decomposed by the local Oracle Database instance into a
corresponding number of remote queries, which are sent to the remote nodes for
execution. The remote nodes run the queries and send the results back to the local
node. The local node then performs any necessary post-processing and returns the
results to the user or application.
If a portion of a distributed statement fails, possibly from a constraint violation, then
Oracle Database returns ORA-02055. Subsequent statements, or subprogram
invocations, return ORA-02067 until a rollback or a rollback to savepoint is entered.
Design your application to check for any returned error messages that indicates that a
portion of the distributed update has failed. If you detect a failure, rollback the entire
transaction (or rollback to a savepoint) before allowing the application to proceed.

Handling Errors in Remote Subprograms
When a subprogram is run locally or at a remote location, these types of exceptions
can occur:
■

PL/SQL user-defined exceptions, which must be declared using the keyword
EXCEPTION

■

PL/SQL predefined exceptions, such as NO_DATA_FOUND

■

SQL errors, such as ORA-00900

■

Application exceptions, which are generated using the RAISE_APPLICATION_ERROR
procedure.

When using local subprograms, all of these messages can be trapped by writing an
exception handler, such as:
EXCEPTION
WHEN ZERO_DIVIDE THEN
/* Handle the exception */

The WHEN clause requires an exception name. If the exception that is raised does not
have a name, such as those generated with RAISE_APPLICATION_ERROR, then one can be
assigned using PRAGMA_EXCEPTION_INIT. For example:
DECLARE
...
Null_salary EXCEPTION;
PRAGMA EXCEPTION_INIT(Null_salary, -20101);
BEGIN
...
RAISE_APPLICATION_ERROR(-20101, 'salary is missing');
...
EXCEPTION
WHEN Null_salary THEN
...

When invoking a remote subprogram, exceptions are also handled by creating a local
exception handler. The remote subprogram must return an error number to the local
invoking subprogram, which then handles the exception, as shown in the previous
example. Because PL/SQL user-defined exceptions always return ORA-06510 to the
local subprogram, these exceptions cannot be handled. All other remote exceptions can
be handled in the same manner as local exceptions.

Coding PL/SQL Subprograms and Packages 6-25

Debugging Stored Subprograms

Debugging Stored Subprograms
Compiling a stored subprogram involves fixing any syntax errors in the code. You
might need to do additional debugging to ensure that the subprogram works correctly,
performs well, and recovers from errors. Such debugging might involve:
■

■

Adding extra output statements to verify execution progress and check data
values at certain points within the subprogram.
Running a separate debugger to analyze execution in greater detail.

Topics:
■
PL/Scope
■

PL/SQL Hierarchical Profiler

■

Oracle JDeveloper

■

DBMS_OUTPUT Package

■

Privileges for Debugging PL/SQL and Java Stored Subprograms

■

Writing Low-Level Debugging Code

■

DBMS_DEBUG_JDWP Package

■

DBMS_DEBUG Package

PL/Scope
PL/Scope is a compiler-driven tool that collects and organizes data about user-defined
identifiers from PL/SQL source code. Because PL/Scope is a compiler-driven tool, you
use it through interactive development environments (such as SQL Developer and
JDeveloper), rather than directly.
PL/Scope enables the development of powerful and effective PL/Scope source code
browsers that increase PL/SQL developer productivity by minimizing time spent
browsing and understanding source code.
For more information about PL/Scope, see Chapter 7, "Using PL/Scope."

PL/SQL Hierarchical Profiler
The PL/SQL hierarchical profiler reports the dynamic execution profile of your
PL/SQL program, organized by subprogram calls. It accounts for SQL and PL/SQL
execution times separately. Each subprogram-level summary in the dynamic execution
profile includes information such as number of calls to the subprogram, time spent in
the subprogram itself, time spent in the subprogram's subtree (that is, in its descendent
subprograms), and detailed parent-children information.
You can browse the generated HTML reports in any browser. The browser's
navigational capabilities, combined with well chosen links, provide a powerful way to
analyze performance of large applications, improve application performance, and
lower development costs.
For a detailed description of PL/SQL hierarchical profiler, see Chapter 8, "Using the
PL/SQL Hierarchical Profiler."

6-26 Oracle Database Advanced Application Developer's Guide

Debugging Stored Subprograms

Oracle JDeveloper
Recent releases of Oracle JDeveloper have extensive features for debugging PL/SQL,
Java, and multi-language programs. You can get Oracle JDeveloper as part of various
Oracle product suites. Often, a more recent release is available as a download at:
http://www.oracle.com/technetwork/developer-tools/jdev/downloads/index.html

DBMS_OUTPUT Package
You can also debug stored subprograms and triggers using the Oracle package DBMS_
OUTPUT. Put PUT and PUT_LINE statements in your code to output the value of variables
and expressions to your terminal.

Privileges for Debugging PL/SQL and Java Stored Subprograms
Starting with Oracle Database 10g, a new privilege model applies to debugging
PL/SQL and Java code running within the database. This model applies whether you
are using Oracle JDeveloper, Oracle Developer, or any of the various third-party
PL/SQL or Java development environments, and it affects both the DBMS_DEBUG and
DBMS_DEBUG_JDWP APIs.
For a session to connect to a debugger, the effective user at the time of the connect
operation must have the DEBUG CONNECT SESSION system privilege. This effective user
might be the owner of a DR subprogram involved in making the connect call.
When a debugger becomes connected to a session, the session login user and the
enabled session-level roles are fixed as the privilege environment for that debugging
connection. Any DEBUG or EXECUTE privileges needed for debugging must be granted to
that combination of user and roles.
■

■

To be able to display and change Java public variables or variables declared in a
PL/SQL package specification, the debugging connection must be granted either
EXECUTE or DEBUG privilege on the relevant code.
To be able to either display and change private variables or breakpoint and run
code lines step by step, the debugging connection must be granted DEBUG privilege
on the relevant code
The DEBUG privilege allows a debugging session to do
anything that the subprogram being debugged could have done if
that action had been included in its code.

Caution:

In addition to these privilege requirements, the ability to stop on individual code lines
and debugger access to variables are allowed only in code compiled with debug
information generated. Use the PL/SQL compilation parameter PLSQL_DEBUG and the
DEBUG keyword on statements such as ALTER PACKAGE to control whether the PL/SQL
compiler includes debug information in its results. If not, variables are not accessible,
and neither stepping nor breakpoints stop on code lines. The PL/SQL compiler never
generates debug information for code hidden with the PL/SQL wrap utility.
Oracle Database PL/SQL Language Reference, for
information about the wrap utility

See Also:

The DEBUG ANY PROCEDURE system privilege is equivalent to the DEBUG privilege granted
on all objects in the database. Objects owned by SYS are included if the value of the O7_
DICTIONARY_ACCESSIBILITY parameter is TRUE.

Coding PL/SQL Subprograms and Packages 6-27

Invoking Stored Subprograms

A debug role mechanism is available to carry privileges needed for debugging that are
not normally enabled in the session. See the documentation on the DBMS_DEBUG and
DBMS_DEBUG_JDWP packages for details on how to specify a debug role and any
necessary related password.
The JAVADEBUGPRIV role carries the DEBUG CONNECT SESSION and DEBUG ANY PROCEDURE
privileges. Grant it only with the care those privileges warrant.
Granting DEBUG ANY PROCEDURE privilege, or granting
DEBUG privilege on any object owned by SYS, means granting
complete rights to the database.
Caution:

Writing Low-Level Debugging Code
If you are writing code for part of a debugger, you might need to use packages such as
DBMS_DEBUG_JDWP or DBMS_DEBUG.

DBMS_DEBUG_JDWP Package
The DBMS_DEBUG_JDWP package, provided starting with Oracle Database 9g Release 2,
provides a framework for multi-language debugging that is expected to supersede the
DBMS_DEBUG package over time. It is especially useful for programs that combine
PL/SQL and Java.

DBMS_DEBUG Package
The DBMS_DEBUG package, provided starting with Oracle8i, implements server-side
debuggers and provides a way to debug server-side PL/SQL units. Several of the
debuggers available, such as Oracle Procedure Builder and various third-party vendor
solutions, use this API.
See Also:
■
■

■

■

■

■

Oracle Procedure Builder Developer's Guide
Oracle Database PL/SQL Packages and Types Reference for more
information about the DBMS_DEBUG package and associated
privileges
Oracle Database PL/SQL Packages and Types Reference for more
information about the DBMS_OUTPUT package and associated
privileges
The Oracle JDeveloper documentation for information about
using package DBMS_DEBUG_JDWP
Oracle Database SQL Language Reference for more details on
privileges
http://www.oracle.com/technetwork/database/features/plsql
/index.html

Invoking Stored Subprograms
Stored PL/SQL subprograms can be invoked from many different environments. For
example:
■

Interactively, using an Oracle Database tool

6-28 Oracle Database Advanced Application Developer's Guide

Invoking Stored Subprograms

■

From the body of another subprogram

■

From within an application (such as a SQL*Forms or a precompiler)

■

From the body of a trigger

Stored PL/SQL functions (but not procedures) can also be invoked from within SQL
statements. For details, see "Invoking Stored PL/SQL Functions from SQL Statements"
on page 6-35.
Topics:
Privileges Required to Invoke a Subprogram

■
■

Invoking a Subprogram Interactively from Oracle Tools

■

Invoking a Subprogram from Another Subprogram

■

Invoking a Subprogram from a 3GL Application
■Oracle Database PL/SQL Language Reference for information
about invoking PL/SQL subprograms, including passing
parameters.

See Also:

■

Oracle Database PL/SQL Language Reference for information about
coding the body of a trigger

Privileges Required to Invoke a Subprogram
You do not need privileges to invoke:
■

Standalone subprograms that you own

■

Subprograms in packages that you own

■

Public standalone subprograms

■

Subprograms in public packages

To invoke a standalone or package subprogram owned by another user:
■

■

■

You must have the EXECUTE privilege for the standalone subprogram or for the
package containing the subprogram, or you must have the EXECUTE ANY PROCEDURE
system privilege.
When running a remote subprogram, you must be granted the EXECUTE privilege
or EXECUTE ANY PROCEDURE system privilege directly, not through a role.
You must include the name of the owner in the invocation. For example:
EXECUTE jdoe.Fire_emp (1043);
EXECUTE jdoe.Hire_fire.Fire_emp (1043);

■

■

If the subprogram is a definer's-rights (DR) subprogram, then it runs with the
privileges of the owner. The owner must have all the necessary object privileges
for any referenced objects.
If the subprogram is an invoker's-rights (IR) subprogram, then it runs with your
privileges. You must have all the necessary object privileges for any referenced
objects; that is, all objects accessed by the subprogram through external references
that are resolved in your schema. You can hold these privileges either directly or
through a role. Roles are enabled unless an IR subprogram is invoked directly or
indirectly by a DR subprogram.

Coding PL/SQL Subprograms and Packages 6-29

Invoking Stored Subprograms

Invoking a Subprogram Interactively from Oracle Tools
You can invoke a subprogram interactively from an Oracle Database tool, such as
SQL*Plus. Example 6–15 uses SQL*Plus to create a procedure and then invokes it in
two different ways.
Example 6–15

Invoking a Subprogram Interactively with SQL*Plus

CREATE OR REPLACE PROCEDURE salary_raise (
employee EMPLOYEES.EMPLOYEE_ID%TYPE,
increase EMPLOYEES.SALARY%TYPE
)
IS
BEGIN
UPDATE EMPLOYEES
SET SALARY = SALARY + increase
WHERE EMPLOYEE_ID = employee;
END;
/

Invoke procedure from within PL/SQL block:
BEGIN
salary_raise(205, 200);
END;
/

Result:
PL/SQL procedure successfully completed.

Invoke procedure with EXECUTE statement:
EXECUTE salary_raise(205, 200);

Result:
PL/SQL procedure successfully completed.

Some interactive tools allow you to create session variables, which you can use for the
duration of the session. Using SQL*Plus, Example 6–16 creates, uses, and prints a
session variable.
Example 6–16

Creating and Using a Session Variable with SQL*Plus

-- Create function for later use:
CREATE OR REPLACE FUNCTION get_job_id (
emp_id EMPLOYEES.EMPLOYEE_ID%TYPE
) RETURN EMPLOYEES.JOB_ID%TYPE
IS
job_id EMPLOYEES.JOB_ID%TYPE;
BEGIN
SELECT JOB_ID INTO job_id
FROM EMPLOYEES
WHERE EMPLOYEE_ID = emp_id;
RETURN job_id;
END;
/
-- Create session variable:

6-30 Oracle Database Advanced Application Developer's Guide

Invoking Stored Subprograms

VARIABLE job VARCHAR2(10);
-- Run function and store returned value in session variable:
EXECUTE :job := get_job_id(204);
PL/SQL procedure successfully completed.

SQL*Plus command:
PRINT job;

Result:
JOB
-------------------------------PR_REP

See Also:
■

■

SQL*Plus User's Guide and Reference for information about the
EXECUTE command
Your tools documentation for information about performing
similar operations using your development tool

Invoking a Subprogram from Another Subprogram
A subprogram or a trigger can invoke another stored subprogram. In Example 6–17,
the procedure print_mgr_name invokes the procedure print_emp_name.
Recursive subprogram invocations are allowed (that is, a subprogram can invoke
itself).
Example 6–17

Invoking a Subprogram from Within Another Subprogram

-- Create procedure that takes employee's ID and prints employee's name:
CREATE OR REPLACE PROCEDURE print_emp_name (
emp_id EMPLOYEES.EMPLOYEE_ID%TYPE
)
IS
fname EMPLOYEES.FIRST_NAME%TYPE;
lname EMPLOYEES.LAST_NAME%TYPE;
BEGIN
SELECT FIRST_NAME, LAST_NAME
INTO fname, lname
FROM EMPLOYEES
WHERE EMPLOYEE_ID = emp_id;
DBMS_OUTPUT.PUT_LINE (
'Employee #' || emp_id || ':
);
END;
/

' || fname || ' ' || lname

-- Create procedure that takes employee's ID and prints manager's name:
CREATE OR REPLACE PROCEDURE print_mgr_name (
emp_id EMPLOYEES.EMPLOYEE_ID%TYPE
)
IS

Coding PL/SQL Subprograms and Packages 6-31

Invoking Remote Subprograms

mgr_id EMPLOYEES.MANAGER_ID%TYPE;
BEGIN
SELECT MANAGER_ID
INTO mgr_id
FROM EMPLOYEES
WHERE EMPLOYEE_ID = emp_id;
DBMS_OUTPUT.PUT_LINE (
'Manager of employee #' || emp_id || ' is:
);

'

print_emp_name(mgr_id);
END;
/

Invoke procedures:
BEGIN
print_emp_name(200);
print_mgr_name(200);
END;
/

Result:
Employee #200: Jennifer Whalen
Manager of employee #200 is:
Employee #101: Neena Kochhar

Invoking a Subprogram from a 3GL Application
A 3GL database application, such as a precompiler or an OCI application, can invoke a
subprogram from within its own code.
Assume that the procedure Fire_emp1 was created as follows:
CREATE OR REPLACE PROCEDURE fire_emp1 (Emp_id NUMBER) AS
BEGIN
DELETE FROM Emp_tab WHERE Empno = Emp_id;
END;

To run a subprogram within the code of a precompiler application, you must use the
EXEC call interface. For example, this statement invokes the Fire_emp procedure in the
code of a precompiler application:
EXEC SQL EXECUTE
BEGIN
Fire_emp1(:Empnum);
END;
END-EXEC;

See Also: Oracle Call Interface Programmer's Guide for information
about invoking PL/SQL subprograms from within 3GL
applications

Invoking Remote Subprograms
Remote subprograms (standalone and package) can be invoked from within a
subprogram, OCI application, or precompiler by specifying the remote subprogram
name, a database link, and the parameters for the remote subprogram.

6-32 Oracle Database Advanced Application Developer's Guide

Invoking Remote Subprograms

For example, this SQL*Plus statement invokes the procedure fire_emp1, which is
located in the database and referenced by the local database link named boston_
server:
EXECUTE fire_emp1@boston_server(1043);

You must specify values for all remote subprogram parameters, even if there are
defaults. You cannot access remote package variables and constants.
Caution:
■

■

Remote subprogram invocations use runtime binding. The user
account to which you connect depends on the database link.
(Stored subprograms use compile-time binding.)
If a local subprogram invokes a remote subprogram, and a time
stamp mismatch is found during execution of the local
subprogram, then the remote subprogram is not run, and the
local subprogram is invalidated.

Topics:
■
Synonyms for Remote Subprograms
■

Committing Transactions
See Also: "Handling Errors in Remote Subprograms" on
page 6-25 for information about exception handling when invoking
remote subprograms

Synonyms for Remote Subprograms
You can create a synonym for a remote subprogram name and database link, and then
use the synonym to invoke the subprogram. For example:
CREATE SYNONYM synonym1 for fire_emp1@boston_server;
EXECUTE synonym1(1043);
/

The synonym enables you to invoke the remote subprogram from an Oracle Database
tool application, such as a SQL*Forms application, as well from within a subprogram,
OCI application, or precompiler.
Synonyms provide both data independence and location transparency. Synonyms
permit applications to function without modification regardless of which user owns
the object and regardless of which database holds the object. However, synonyms are
not a substitute for privileges on database objects. Appropriate privileges must be
granted to a user before the user can use the synonym.
Because subprograms defined within a package are not individual objects (the package
is the object), synonyms cannot be created for individual subprograms within a
package.
If you do not want to use a synonym, you can create a local subprogram to invoke the
remote subprogram. For example:
CREATE OR REPLACE PROCEDURE local_procedure
(arg IN NUMBER)
AS
BEGIN
Coding PL/SQL Subprograms and Packages 6-33

Invoking Remote Subprograms

fire_emp1@boston_server(arg);
END;
/
DECLARE
arg NUMBER;
BEGIN
local_procedure(arg);
END;
/

See Also:
■
■

Oracle Database Concepts for general information about synonyms
Oracle Database SQL Language Reference for information about the
CREATE SYNONYM statement

Committing Transactions
All invocations to remotely stored subprograms are assumed to perform updates;
therefore, this type of referencing always requires two-phase commit of that
transaction (even if the remote subprogram is read-only). Furthermore, if a transaction
that includes a remote subprogram invocation is rolled back, then the work done by
the remote subprogram is also rolled back.
A subprogram invoked remotely can usually run a COMMIT, ROLLBACK, or SAVEPOINT
statement, the same as a local subprogram. However, there are some differences in
action:
■

■

■

If the transaction was originated by a database that is not an Oracle database, as
might be the case in XA applications, these operations are not allowed in the
remote subprogram.
After doing one of these operations, the remote subprogram cannot start any
distributed transactions of its own.
If the remote subprogram does not commit or roll back its work, the commit is
done implicitly when the database link is closed. In the meantime, further
invocations to the remote subprogram are not allowed because it is still considered
to be performing a transaction.

A distributed transaction modifies data on two or more databases. A distributed
transaction is possible using a subprogram that includes two or more remote updates
that access data on different databases. Statements in the construct are sent to the
remote databases, and the execution of the construct succeeds or fails as a unit. If part
of a distributed update fails and part succeeds, then a rollback (of the entire
transaction or to a savepoint) is required to proceed. Consider this when creating
subprograms that perform distributed updates.

6-34 Oracle Database Advanced Application Developer's Guide

Invoking Stored PL/SQL Functions from SQL Statements

Invoking Stored PL/SQL Functions from SQL Statements
Caution: Because SQL is a declarative language, rather than an
imperative (or procedural) one, you cannot know how many times a
function invoked from a SQL statement will run—even if the function
is written in PL/SQL, an imperative language.

If your application requires that a function be executed a certain
number of times, do not invoke that function from a SQL statement.
Use a cursor instead.
For example, if your application requires that a function be called for
each selected row, then open a cursor, select rows from the cursor, and
call the function for each row. This guarantees that the number of calls
to the function is the number of rows fetched from the cursor.
To be invoked from a SQL statement, a stored PL/SQL function must be declared
either at schema level or in a package specification.
These SQL statements can invoke stored PL/SQL functions:
■

INSERT

■

UPDATE

■

DELETE

■

SELECT

■

CALL
(CALL can also invoke a stored PL/SQL procedure.)

To invoke a PL/SQL subprogram from SQL, you must either own or have EXECUTE
privileges on the subprogram. To select from a view defined with a PL/SQL function,
you must have SELECT privileges on the view. No separate EXECUTE privileges are
necessary to select from the view.
For general information about invoking subprograms, including passing parameters,
see Oracle Database PL/SQL Language Reference.
Topics:
Why Invoke Stored PL/SQL Subprograms from SQL Statements?

■
■

Where PL/SQL Functions Can Appear in SQL Statements

■

When PL/SQL Functions Can Appear in SQL Expressions

■

Controlling Side Effects

Why Invoke Stored PL/SQL Subprograms from SQL Statements?
Invoking PL/SQL subprograms in SQL statements can:
■

Increase user productivity by extending SQL
Expressiveness of the SQL statement increases where activities are too complex,
too awkward, or unavailable with SQL.

■

Increase query efficiency

Coding PL/SQL Subprograms and Packages 6-35

Invoking Stored PL/SQL Functions from SQL Statements

Functions used in the WHERE clause of a query can filter data using criteria that
must otherwise be evaluated by the application.
■

■

Manipulate character strings to represent special data types (for example, latitude,
longitude, or temperature).
Provide parallel query execution
If the query is parallelized, then SQL statements in your PL/SQL subprogram
might also be run in parallel (using the parallel query option).

Where PL/SQL Functions Can Appear in SQL Statements
A PL/SQL function can appear in a SQL statement wherever a SQL function or an
expression can appear in a SQL statement. For example:
■

Select list of the SELECT statement

■

Condition of the WHERE or HAVING clause

■

CONNECT BY, START WITH, ORDER BY, or GROUP BY clause

■

VALUES clause of the INSERT statement

■

SET clause of the UPDATE statement

A PL/SQL table function (which returns a collection of rows) can appear in a SELECT
statement instead of:
■

Column name in the SELECT list

■

Table name in the FROM clause

A PL/SQL function cannot appear in these contexts, which require unchanging
definitions:
■

CHECK constraint clause of a CREATE or ALTER TABLE statement

■

Default value specification for a column

When PL/SQL Functions Can Appear in SQL Expressions
To be invoked from a SQL expression, a PL/SQL function must satisfy these
requirements:
■

■
■

It must be a row function, not a column (group) function; that is, its argument
cannot be an entire column.
Its formal parameters must be IN parameters, not OUT or IN OUT parameters.
Its formal parameters and its return value (if any) must have Oracle built-in data
types (such as CHAR, DATE, or NUMBER), not PL/SQL data types (such as BOOLEAN,
RECORD, or TABLE).
There is an exception to this rule: A formal parameter can have a PL/SQL data
type if the corresponding actual parameter is implicitly converted to the data type
of the formal parameter (as in Example 6–19).

The function in Example 6–18 satisfies the preceding requirements.
Example 6–18

PL/SQL Function in SQL Expression (Follows Rules)

DROP TABLE payroll; -- in case it exists
CREATE TABLE payroll (
srate NUMBER,
orate NUMBER,
6-36 Oracle Database Advanced Application Developer's Guide

Invoking Stored PL/SQL Functions from SQL Statements

acctno NUMBER
);
CREATE OR REPLACE FUNCTION gross_pay (
emp_id IN NUMBER,
st_hrs IN NUMBER := 40,
ot_hrs IN NUMBER := 0
) RETURN NUMBER
IS
st_rate NUMBER;
ot_rate NUMBER;
BEGIN
SELECT srate, orate
INTO st_rate, ot_rate
FROM payroll
WHERE acctno = emp_id;
RETURN st_hrs * st_rate + ot_hrs * ot_rate;
END gross_pay;
/

In Example 6–19, the SQL statement CALL invokes the PL/SQL function f1, whose
formal parameter and return value have PL/SQL data type PLS_INTEGER. The CALL
statement succeeds because the actual parameter, 2, is implicitly converted to the data
type PLS_INTEGER. If the actual parameter had a value outside the range of PLS_
INTEGER, the CALL statement would fail.
Example 6–19

PL/SQL Function in SQL Expression (Exception to Rule)

CREATE OR REPLACE FUNCTION f1 (
b IN PLS_INTEGER
) RETURN PLS_INTEGER
IS
BEGIN
RETURN
CASE
WHEN b > 0 THEN 1
WHEN b <= 0 THEN -1
ELSE NULL
END;
END f1;
/
VARIABLE x NUMBER;
CALL f1(b=>2) INTO :x;
PRINT x;

Result:
X
---------1

Controlling Side Effects
The purity of a stored subprogram refers to the side effects of that subprogram on
database tables or package variables. Side effects can prevent the parallelization of a
query, yield order-dependent (and therefore, indeterminate) results, or require that
package state be maintained across user sessions. Various side effects are not allowed
when a function is invoked from a SQL query or DML statement.
Coding PL/SQL Subprograms and Packages 6-37

Invoking Stored PL/SQL Functions from SQL Statements

Before Oracle Database 8g Release 1, Oracle Database leveraged the PL/SQL compiler
to enforce restrictions during the compilation of a stored subprogram or a SQL
statement. As of Oracle Database 8g Release 1, the compile-time restrictions were
relaxed, and a smaller set of restrictions are enforced during execution.
This change provides uniform support for stored subprograms written in PL/SQL,
Java, and C, and it allows programmers the most flexibility possible.
Topics:
■
Restrictions
■

Declaring a Function

■

Parallel Query and Parallel DML

■

PRAGMA RESTRICT_REFERENCES for Backward Compatibility

Restrictions
When a new SQL statement is run, checks are made to see if it is logically embedded
within the execution of a running SQL statement. This occurs if the statement is run
from a trigger or from a subprogram that was in turn invoked from the running SQL
statement. In these cases, further checks determine if the new SQL statement is safe in
the specific context.
These restrictions are enforced on subprograms:
■

■

■

A subprogram invoked from a query (SELECT statement) or DML statement cannot
end the current transaction, create or rollback to a savepoint, or ALTER the system
or session.
A subprogram invoked from a query or parallelized DML statement cannot run a
DML statement or otherwise modify the database.
A subprogram invoked from a DML statement cannot read or modify the
particular table being modified by that DML statement.

These restrictions apply regardless of what mechanism is used to run the SQL
statement inside the subprogram or trigger. For example:
■

■
■

They apply to a SQL statement invoked from PL/SQL, whether embedded
directly in a subprogram or trigger body, run using the native dynamic
mechanism (EXECUTE IMMEDIATE), or run using the DBMS_SQL package.
They apply to statements embedded in Java with SQLJ syntax or run using JDBC.
They apply to statements run with OCI using the callback context from within an
"external" C function.

You can avoid these restrictions if the execution of the new SQL statement is not
logically embedded in the context of the running statement. PL/SQL autonomous
transactions provide one escape (see "Autonomous Transactions" on page 2-30 ).
Another escape is available using OCI from an external C function, if you create a new
connection rather than using the handle available from the OCIExtProcContext
argument.

Declaring a Function
You can use the keywords DETERMINISTIC and PARALLEL_ENABLE in the syntax for
declaring a function. These are optimization hints that inform the query optimizer and
other software components about:
■

Functions that need not be invoked redundantly

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Invoking Stored PL/SQL Functions from SQL Statements

■

Functions permitted within a parallelized query or parallelized DML statement

Only functions that are DETERMINISTIC are allowed in function-based indexes and in
certain snapshots and materialized views.
A deterministic function depends solely on the values passed into it as arguments and
does not reference or modify the contents of package variables or the database or have
other side-effects. Such a function produces the same result value for any combination
of argument values passed into it.
You place the DETERMINISTIC keyword after the return value type in a declaration of
the function. For example:
CREATE OR REPLACE FUNCTION f1 (
p1 NUMBER
) RETURN NUMBER DETERMINISTIC
IS
BEGIN
RETURN p1 * 2;
END;
/

You might place this keyword in these places:
■

On a function defined in a CREATE FUNCTION statement

■

In a function declaration in a CREATE PACKAGE statement

■

On a method declaration in a CREATE TYPE statement

Do not repeat the keyword on the function or method body in a CREATE PACKAGE BODY
or CREATE TYPE BODY statement.
Certain performance optimizations occur on invocations of functions that are marked
DETERMINISTIC without any other action being required. These features require that
any function used with them be declared DETERMINISTIC:
■
■

Any user-defined function used in a function-based index.
Any function used in a materialized view, if that view is to qualify for Fast Refresh
or is marked ENABLE QUERY REWRITE.

The preceding functions features attempt to use previously calculated results rather
than invoking the function when it is possible to do so.
It is good programming practice to make functions that fall into these categories
DETERMINISTIC:
■

Functions used in a WHERE, ORDER BY, or GROUP BY clause

■

Functions that MAP or ORDER methods of a SQL type

■

Functions that help determine whether or where a row appears in a result set

Keep these points in mind when you create DETERMINISTIC functions:
■

■

The database cannot recognize if the action of the function is indeed deterministic.
If the DETERMINISTIC keyword is applied to a function whose action is not truly
deterministic, then the result of queries involving that function is unpredictable.
If you change the semantics of a DETERMINISTIC function and recompile it, then
existing function-based indexes and materialized views report results for the prior
version of the function. Thus, if you change the semantics of a function, you must
manually rebuild any dependent function-based indexes and materialized views.

Coding PL/SQL Subprograms and Packages 6-39

Invoking Stored PL/SQL Functions from SQL Statements

Oracle Database PL/SQL Language Reference for CREATE
FUNCTION restrictions
See Also:

Parallel Query and Parallel DML
Oracle Database's parallel execution feature divides the work of running a SQL
statement across multiple processes. Functions invoked from a SQL statement that is
run in parallel might have a separate copy run in each of these processes, with each
copy invoked for only the subset of rows that are handled by that process.
Each process has its own copy of package variables. When parallel execution begins,
these are initialized based on the information in the package specification and body as
if a user is logging into the system; the values in package variables are not copied from
the original login session. And changes made to package variables are not
automatically propagated between the various sessions or back to the original session.
Java STATIC class attributes are similarly initialized and modified independently in
each process. Because a function can use package (or Java STATIC) variables to
accumulate some value across the various rows it encounters, Oracle Database cannot
assume that it is safe to parallelize the execution of all user-defined functions.
For SELECT statements in Oracle Database versions before 8.1.5, the parallel query
optimization allowed functions noted as both RNPS and WNPS in a PRAGMA RESTRICT_
REFERENCES declaration to run in parallel. Functions defined with CREATE FUNCTION
statements had their code implicitly examined to determine if they were pure enough;
parallelized execution might occur even though a pragma cannot be specified on these
functions.
See Also: "PRAGMA RESTRICT_REFERENCES for Backward
Compatibility" on page 6-41

For DML statements in Oracle Database versions before 8.1.5, the parallelization
optimization looked to see if a function was noted as having all four of RNDS, WNDS,
RNPS and WNPS specified in a PRAGMA RESTRICT_REFERENCES declaration; those functions
that were marked as neither reading nor writing to either the database or package
variables could run in parallel. Again, those functions defined with a CREATE FUNCTION
statement had their code implicitly examined to determine if they were actually pure
enough; parallelized execution might occur even though a pragma cannot be specified
on these functions.
Oracle Database versions 8.1.5 and later continue to parallelize those functions that
earlier versions recognize as parallelizable. The PARALLEL_ENABLE keyword is the
preferred way to mark your code as safe for parallel execution. This keyword is
syntactically similar to DETERMINISTIC as described in "Declaring a Function" on
page 6-38; it is placed after the return value type in a declaration of the function, as in:
CREATE OR REPLACE FUNCTION f1 (
p1 NUMBER
) RETURN NUMBER PARALLEL_ENABLE
IS
BEGIN
RETURN p1 * 2;
END;
/

A PL/SQL function defined with CREATE FUNCTION might still be run in parallel
without any explicit declaration that it is safe to do so, if the system can determine that
it neither reads nor writes package variables nor invokes any function that might do
so. A Java method or C function is never seen by the system as safe to run in parallel,

6-40 Oracle Database Advanced Application Developer's Guide

Invoking Stored PL/SQL Functions from SQL Statements

unless the programmer explicitly indicates PARALLEL_ENABLE on the call specification,
or provides a PRAGMA RESTRICT_REFERENCES indicating that the function is sufficiently
pure.
An additional runtime restriction is imposed on functions run in parallel as part of a
parallelized DML statement. Such a function is not permitted to in turn run a DML
statement; it is subject to the same restrictions that are enforced on functions that are
run inside a query (SELECT) statement.
See Also:

Restrictions on page 6-38

PRAGMA RESTRICT_REFERENCES for Backward Compatibility
In Oracle Database versions before 8.1.5 (Oracle8i), programmers used PRAGMA
RESTRICT_REFERENCES to assert the purity level of a subprogram. In subsequent
versions, use the hints PARALLEL_ENABLE and DETERMINISTIC, instead, to communicate
subprogram purity to Oracle Database.
You can remove PRAGMA RESTRICT_REFERENCES from your code. However, this pragma
remains available for backward compatibility in these situations:
■

When it is impossible or impractical to edit existing code to completely remove
PRAGMA RESTRICT_REFERENCES.
For example, if subprogram S1 depends on subprogram S2, and you do not
remove the pragma from S1, then you might need the pragma in S2 to compile S1.

■

When replacing PRAGMA RESTRICT_REFERENCES in existing code with hints
PARALLEL_ENABLE and DETERMINISTIC would negatively affect the action of new,
dependent code. (Use PRAGMA RESTRICT_REFERENCES to preserve the action of the
existing code.)

An existing PL/SQL application can thus continue using the pragma even on new
functionality, to ease integration with the existing code. Do not use the pragma in a
new application.
If you use PRAGMA RESTRICT_REFERENCES, place it in a package specification, not in a
package body. It must follow the declaration of a subprogram, but it need not follow
immediately. Only one pragma can reference a given subprogram declaration.
To code the PRAGMA RESTRICT_REFERENCES, use this syntax:
PRAGMA RESTRICT_REFERENCES (
Function_name, WNDS [, WNPS] [, RNDS] [, RNPS] [, TRUST] );

Where:
Option

Description

WNDS

The subprogram writes no database state (does not modify database tables).

RNDS

The subprogram reads no database state (does not query database tables).

WNPS

The subprogram writes no package state (does not change the values of package
variables).

RNPS

The subprogram reads no package state (does not reference the values of package
variables)

TRUST

The other restrictions listed in the pragma are not enforced; they are simply
assumed to be true. This allows easy invocation from functions that have RESTRICT_
REFERENCES declarations to those that do not.

Coding PL/SQL Subprograms and Packages 6-41

Invoking Stored PL/SQL Functions from SQL Statements

You can pass the arguments in any order. If any SQL statement inside the subprogram
body violates a rule, then you get an error when the statement is parsed.
In Example 6–20, the function compound_ neither reads nor writes database or package
state; therefore, you can assert the maximum purity level. Always assert the highest
purity level that a subprogram allows, so that the PL/SQL compiler never rejects the
subprogram unnecessarily.
Example 6–20

PRAGMA RESTRICT_REFERENCES

DROP TABLE accounts; -- in case it exists
CREATE TABLE accounts (
acctno
INTEGER,
balance NUMBER
);
INSERT INTO accounts (acctno, balance)
VALUES (12345, 1000.00);
CREATE OR REPLACE PACKAGE finance AS
FUNCTION compound_ (
years IN NUMBER,
amount IN NUMBER,
rate
IN NUMBER
) RETURN NUMBER;
PRAGMA RESTRICT_REFERENCES (compound_, WNDS, WNPS, RNDS, RNPS);
END finance;
/
CREATE PACKAGE BODY finance AS
FUNCTION compound_ (
years IN NUMBER,
amount IN NUMBER,
rate
IN NUMBER
) RETURN NUMBER
IS
BEGIN
RETURN amount * POWER((rate / 100) + 1, years);
END compound_;
-- No pragma in package body
END finance;
/
DECLARE
interest NUMBER;
BEGIN
SELECT finance.compound_(5, 1000, 6)
INTO interest
FROM accounts
WHERE acctno = 12345;
END;
/

Topics:
■
Using the Keyword TRUST
■

Differences between Static and Dynamic SQL Statements

■

Overloading Package Functions

Using the Keyword TRUST When PRAGMA RESTRICT REFERENCES includes the keyword
TRUST, the restrictions listed in the pragma are assumed to be true, and not enforced.

6-42 Oracle Database Advanced Application Developer's Guide

Invoking Stored PL/SQL Functions from SQL Statements

When you invoke a subprogram that is in a section of code that does not use pragmas
(such as a Java method), from a section of PL/SQL code that does use pragmas,
specify PRAGMA RESTRICT REFERENCES with TRUST for either the invoked subprogram or
the invoking subprogram.
In both Example 6–21 and Example 6–22, the PL/SQL function f invokes the Java
procedure java_sleep. In Example 6–21, this is possible because java_sleep is
declared to be WNDS with TRUST. In Example 6–22, it is possible because f is declared to
be WNDS with TRUST, which allows it to invoke any subprogram.
Example 6–21

PRAGMA RESTRICT REFERENCES with TRUST on Invokee

CREATE OR REPLACE PACKAGE p IS
PROCEDURE java_sleep (milli_seconds IN NUMBER)
AS LANGUAGE JAVA NAME 'java.lang.Thread.sleep(long)';
PRAGMA RESTRICT_REFERENCES(java_sleep,WNDS,TRUST);
FUNCTION f (n NUMBER) RETURN NUMBER;
END p;
/
CREATE OR REPLACE PACKAGE BODY p IS
FUNCTION f (
n NUMBER
) RETURN NUMBER
IS
BEGIN
java_sleep(n);
RETURN n;
END f;
END p;
/
Example 6–22

PRAGMA RESTRICT REFERENCES with TRUST on Invoker

CREATE OR REPLACE PACKAGE p IS
PROCEDURE java_sleep (milli_seconds IN NUMBER)
AS LANGUAGE JAVA NAME 'java.lang.Thread.sleep(long)';
FUNCTION f (n NUMBER) RETURN NUMBER;
PRAGMA RESTRICT_REFERENCES(f,WNDS,TRUST);
END p;
/
CREATE OR REPLACE PACKAGE BODY p IS
FUNCTION f (
n NUMBER
) RETURN NUMBER
IS
BEGIN
java_sleep(n);
RETURN n;
END f;
END p;
/

Differences between Static and Dynamic SQL Statements Static INSERT, UPDATE, and DELETE
statements do not violate RNDS if these statements do not explicitly read any database
states, such as columns of a table. However, dynamic INSERT, UPDATE, and DELETE
statements always violate RNDS, regardless of whether the statements explicitly read
database states.

Coding PL/SQL Subprograms and Packages 6-43

Returning Large Amounts of Data from a Function

This INSERT statement violates RNDS if it is executed dynamically, but it does not
violate RNDS if it is executed statically.
INSERT INTO my_table values(3, 'BOB');

This UPDATE statement always violates RNDS statically and dynamically, because it
explicitly reads the column name of my_table.
UPDATE my_table SET id=777 WHERE name='BOB';

Overloading Package Functions If a subprogram is overloaded, PRAGMA RESTRICT_
REFERENCES applies only to the most recently declared version.
In Example 6–23, the pragma applies to the second declaration of valid.
Example 6–23

Overloaded Package Function with PRAGMA RESTRICT_REFERENCES

CREATE OR REPLACE PACKAGE tests AS
FUNCTION valid (x NUMBER) RETURN CHAR;
FUNCTION valid (x DATE) RETURN CHAR;
PRAGMA RESTRICT_REFERENCES (valid, WNDS);
END;
/

Returning Large Amounts of Data from a Function
In a data warehousing environment, you might use PL/SQL functions to transform
large amounts of data. Perhaps the data is passed through a series of transformations,
each performed by a different function. PL/SQL table functions let you perform such
transformations without significant memory overhead or the need to store the data in
tables between each transformation stage. These functions can accept and return
multiple rows, can return rows as they are ready rather than all at once, and can be
parallelized.
Oracle Database PL/SQL Language Reference for more
information about performing multiple transformations with
pipelined table functions

See Also:

Coding Your Own Aggregate Functions
To analyze a set of rows and compute a result value, you can code your own aggregate
function that works the same as a SQL aggregate function like SUM:
■

■

■
■

Define an ADT that defines these member functions:
■

ODCIAggregateInitialize

■

ODCIAggregateIterate

■

ODCIAggregateMerge

■

ODCIAggregateTerminate

Code the member functions. In particular, ODCIAggregateIterate accumulates
the result as it is invoked for each row that is processed. Store any intermediate
results using the attributes of the ADT.
Create the aggregate function, and associate it with the ADT.
Call the aggregate function from SQL queries, DML statements, or other places
that you might use the SQL aggregate functions. You can include typical options
such as DISTINCT and ALL in the invocation of the aggregate function.

6-44 Oracle Database Advanced Application Developer's Guide

Coding Your Own Aggregate Functions

See Also: Oracle Database Data Cartridge Developer's Guide for
more information about user-defined aggregate functions

Coding PL/SQL Subprograms and Packages 6-45

Coding Your Own Aggregate Functions

6-46 Oracle Database Advanced Application Developer's Guide

7
Using PL/Scope
7

PL/Scope is a compiler-driven tool that collects data about identifiers in PL/SQL
source code at program-unit compilation time and makes it available in static data
dictionary views. The collected data includes information about identifier types,
usages (declaration, definition, reference, call, assignment) and the location of each
usage in the source code.
PL/Scope enables the development of powerful and effective PL/Scope source code
browsers that increase PL/SQL developer productivity by minimizing time spent
browsing and understanding source code.
PL/Scope is intended for application developers, and is usually used in the
environment of a development database.
PL/Scope cannot collect data for a PL/SQL unit whose source
code is wrapped. For information about wrapping PL/SQL source
code, see Oracle Database PL/SQL Language Reference.

Note:

Topics:
■
Specifying Identifier Collection
■

PL/Scope Identifier Data for STANDARD and DBMS_STANDARD

■

How Much Space is PL/Scope Data Using?

■

Viewing PL/Scope Data

■

Identifier Types that PL/Scope Collects

■

Usages that PL/Scope Reports

■

Sample PL/Scope Session

Specifying Identifier Collection
By default, PL/Scope does not collect data for identifiers in the PL/SQL source
program. To have PL/Scope collect data for all identifiers in the PL/SQL source
program, including identifiers in package bodies, set the PL/SQL compilation
parameter PLSCOPE_SETTINGS to 'IDENTIFIERS:ALL'.
Collecting all identifiers might generate large amounts of data
and slow compile time.

Note:

Using PL/Scope 7-1

PL/Scope Identifier Data for STANDARD and DBMS_STANDARD

PL/Scope stores the data that it collects in the SYSAUX tablespace. If the SYSAUX
tablespace is unavailable, and you compile a program unit with PLSCOPE_
SETTINGS='IDENTIFIERS:ALL', PL/Scope does not collect data for the compiled object.
The compiler does not issue a warning, but it saves a warning in USER_ERRORS.
See Also:
■
■

Oracle Database Reference for information about PLSCOPE_SETTINGS
Oracle Database PL/SQL Language Reference for information about
PL/SQL compilation parameters

PL/Scope Identifier Data for STANDARD and DBMS_STANDARD
The packages STANDARD and DBMS_STANDARD declare and define base types, such as
VARCHAR2 and NUMBER, and subprograms such as RAISE_APPLICATION_ERROR. If your
database has PL/Scope identifier data for these packages, PL/Scope can track your
usage of the identifiers that these packages create.
Do You Need STANDARD and DBMS_STANDARD Identifier Data?
You can use PL/Scope without STANDARD and DBMS_STANDARD identifier data. You need
this data only if you must know where your code uses the base types or subprograms
that these packages create—for example, to know where your code uses the base type
BINARY_INTEGER, so that you can substitute PLS_INTEGER.
Does Your Database Have STANDARD and DBMS_STANDARD Identifier Data?
A newly created Oracle Database 11g Release 1 (11.1.0.7), or a database that was
upgraded to 11.1.0.7 from Oracle Database 10g Release 2, has PL/Scope identifier data
for the packages STANDARD and DBMS_STANDARD. A database that was upgraded to
11.1.0.7 from 11.1.0.6 does not have this data.
To see if your database has this data, use the query in Example 7–1.
Example 7–1 shows what the query returns when the database has PL/Scope identifier
data for STANDARD and DBMS_STANDARD.
Example 7–1 Is STANDARD and DBMS_STANDARD PL/Scope Identifier Data Available?

Query:
SELECT UNIQUE OBJECT_NAME
FROM ALL_IDENTIFIERS
WHERE OBJECT_NAME IN ('STANDARD', 'DBMS_STANDARD')
AND OWNER='SYS'
ORDER BY OBJECT_NAME;

Result:
OBJECT_NAME
-----------------------------DBMS_STANDARD
STANDARD
2 rows selected.

If the query in Example 7–1 selects no rows, then the database does not have PL/Scope
identifier data for the packages STANDARD and DBMS_STANDARD. To collect this data, a
DBA must recompile the packages STANDARD and DBMS_STANDARD, as explained in
"Recompiling STANDARD and DBMS_STANDARD" on page 7-3.

7-2 Oracle Database Advanced Application Developer's Guide

PL/Scope Identifier Data for STANDARD and DBMS_STANDARD

Recompiling STANDARD and DBMS_STANDARD
A DBA can use this procedure to recompile the packages STANDARD and DBMS_
STANDARD:
This procedure invalidates and revalidates (by recompiling)
every PL/SQL object in the database.

Note:

1.

Connect to the database, shut it down, and then start it in UPGRADE mode:
CONNECT / AS SYSDBA;
SHUTDOWN IMMEDIATE;
STARTUP PFILE=parameter_initialization_file UPGRADE;

2.

Have PL/Scope collect data for all identifiers in the packages STANDARD and DBMS_
STANDARD:
ALTER SESSION SET PLSCOPE_SETTINGS='IDENTIFIERS:ALL';

3.

Invalidate and recompile the database:
@?/rdbms/admin/utlirp.sql

Now all PL/SQL objects in the database are invalid except STANDARD and DBMS_
STANDARD, which were recompiled with PLSCOPE_SETTINGS='IDENTIFIERS:ALL'.
4.

(Optional) Invalidate any other PL/SQL objects to be recompiled with PLSCOPE_
SETTINGS='IDENTIFIERS:ALL', using a script similar to this.
Customize the query on lines 5 through 9 to invalidate only those objects for
which you need PL/Scope identifier data. Collecting all identifiers for all objects,
as this script does, might generate large amounts of data and slow compile time:
DECLARE
TYPE ObjIDArray IS TABLE OF NUMBER INDEX BY BINARY_INTEGER;
ObjIDs ObjIDArray;
BEGIN
SELECT object_id BULK COLLECT INTO ObjIDs
FROM ALL_OBJECTS
WHERE object_type IN
(SELECT DISTINCT TYPE
FROM ALL_PLSQL_OBJECT_SETTINGS);
FOR i IN 1..SQL%ROWCOUNT LOOP
BEGIN
DBMS_UTILITY.INVALIDATE(ObjIDs(i),
'PLSCOPE_SETTINGS=IDENTIFIERS:ALL REUSE SETTINGS');
NULL;
END;
END LOOP;
END;
/

Notes:
■

■

In the preceding script:

Do not substitute ObjIDs.LAST for SQL%ROWCOUNT, because ObjIDs
attributes are dependent on a package that is locked by the
anonymous block.
If your database is large, do not substitute a cursor FOR LOOP for
the BULK COLLECT statement, or you will run out of resources.

Using PL/Scope 7-3

How Much Space is PL/Scope Data Using?

5.

Shut down the database, and then start it in NORMAL mode:
SHUTDOWN IMMEDIATE;
STARTUP PFILE=parameter_initialization_file;

6.

For any remaining invalid PL/SQL objects, do either of these:
■

Allow them to be recompiled automatically, as they are referenced.
(This can be slow if there are complex dependencies.)

■

Run the script utlrp.sql to recompile the invalid PL/SQL objects, as
explained in "Running utlrp.sql to Recompile Invalid PL/SQL Objects" on
page 7-4.

Running utlrp.sql to Recompile Invalid PL/SQL Objects
If the database was restarted in NORMAL mode (step 5 on page 7-4), then a DBA, or a
user who has been granted the DBA role, can use this procedure:
1.

Connect to the database as SYS:
CONNECT / AS SYS;

2.

Run the script utlrp.sql:
@?/rdbms/admin/utlrp.sql

If the script gives you any instructions, follow them, and then run the script again.
If the script terminates abnormally without giving any instructions, run it again.

How Much Space is PL/Scope Data Using?
PL/Scope stores its data in the SYSAUX tablespace. If you are logged on as SYSDBA, you
can use the query in Example 7–2 to display the amount of space that PL/Scope data is
using.
Example 7–2 How Much Space is PL/Scope Data Using?

Query:
SELECT SPACE_USAGE_KBYTES
FROM V$SYSAUX_OCCUPANTS
WHERE OCCUPANT_NAME='PL/SCOPE';

Result:
SPACE_USAGE_KBYTES
-----------------1600
1 row selected.

For information about managing the SYSAUX tablespace, see Oracle Database
Administrator's Guide.

Viewing PL/Scope Data
To view the data that PL/Scope has collected, you can use either:
■

Static Data Dictionary Views

7-4 Oracle Database Advanced Application Developer's Guide

Viewing PL/Scope Data

■

Demo Tool

■

SQL Developer

Static Data Dictionary Views
The static data dictionary views *_IDENTIFIERS display information about PL/Scope
identifiers, including their types and usages. For general information about these
views, see Oracle Database Reference.
Topics:
Unique Keys

■
■

Context

■

Signature

Unique Keys
Each row of a *_IDENTIFIERS view represents a unique usage of an identifier in the
PL/SQL unit. In each of these views, these are equivalent unique keys within a
compilation unit:
■

LINE, COL, and USAGE

■

USAGE_ID

For the usages in the *_IDENTIFIERS views, see "Usages that PL/Scope Reports" on
page 7-9.
An identifier that is passed to a subprogram in IN OUT mode
has two rows in *_IDENTIFIERS: a REFERENCE usage (corresponding to
IN) and an ASSIGNMENT usage (corresponding to OUT).
Note:

Context
Context is useful for discovering relationships between usages. Except for top-level
schema object declarations and definitions, every usage of an identifier happens
within the context of another usage. For example:
■

■

A local variable declaration happens within the context of a top-level procedure
declaration.
If an identifier is declared as a variable, such as x VARCHAR2(10), the USAGE_
CONTEXT_ID of the VARCHAR2 type reference contains the USAGE_ID of the x
declaration, allowing you to associate the variable declaration with its type.

In other words, USAGE_CONTEXT_ID is a reflexive foreign key to USAGE_ID, as
Example 7–3 shows.
Example 7–3 USAGE_CONTEXT_ID and USAGE_ID
ALTER SESSION SET PLSCOPE_SETTINGS = 'IDENTIFIERS:ALL';
CREATE OR REPLACE PROCEDURE a (p1 IN BOOLEAN) IS
v PLS_INTEGER;
BEGIN
v := 42;
DBMS_OUTPUT.PUT_LINE(v);
RAISE_APPLICATION_ERROR (-20000, 'Bad');

Using PL/Scope 7-5

Viewing PL/Scope Data

EXCEPTION
WHEN Program_Error THEN NULL;
END a;
/
CREATE OR REPLACE PROCEDURE b (p2 OUT PLS_INTEGER, p3 IN OUT VARCHAR2) IS
n NUMBER;
q BOOLEAN := TRUE;
BEGIN
FOR j IN 1..5 LOOP
a(q); a(TRUE); a(TRUE);
IF j > 2 THEN
GOTO z;
END IF;
END LOOP;
<> DECLARE
d CONSTANT CHAR(1) := 'X';
BEGIN
SELECT COUNT(*) INTO n FROM Dual WHERE Dummy = d;
END z;
END b;
/
WITH v AS (
SELECT
Line,
Col,
INITCAP(NAME) Name,
LOWER(TYPE)
Type,
LOWER(USAGE) Usage,
USAGE_ID,
USAGE_CONTEXT_ID
FROM USER_IDENTIFIERS
WHERE Object_Name = 'B'
AND Object_Type = 'PROCEDURE'
)
SELECT RPAD(LPAD(' ', 2*(Level-1)) ||
Name, 20, '.')||' '||
RPAD(Type, 20)||
RPAD(Usage, 20)
IDENTIFIER_USAGE_CONTEXTS
FROM v
START WITH USAGE_CONTEXT_ID = 0
CONNECT BY PRIOR USAGE_ID = USAGE_CONTEXT_ID
ORDER SIBLINGS BY Line, Col
/

Result:
IDENTIFIER_USAGE_CONTEXTS
------------------------------------------------------------B................... procedure
declaration
B................. procedure
definition
P2.............. formal out
declaration
Pls_Integer... subtype
reference
P3.............. formal in out
declaration
Varchar2...... character datatype reference
N............... variable
declaration
Number........ number datatype
reference
Q............... variable
declaration
Q............. variable
assignment
Boolean....... boolean datatype
reference
J............... iterator
declaration
A............. procedure
call
7-6 Oracle Database Advanced Application Developer's Guide

Identifier Types that PL/Scope Collects

Q...........
A.............
A.............
J.............
Z.............
Z...............
D.............
D...........
Char........
N.............
D.............

variable
procedure
procedure
iterator
label
label
constant
constant
subtype
variable
constant

reference
call
call
reference
reference
declaration
declaration
assignment
reference
assignment
reference

24 rows selected.

Signature
The signature of an identifier is unique, within and across program units. That is, the
signature distinguishes the identifier from other identifiers with the same name,
whether they are defined in the same program unit or different program units.
For the program unit in Example 7–4, which has two identifiers named p, the static
data dictionary view USER_IDENTIFIERS has several rows in which NAME is p, but in
these rows, SIGNATURE varies. The rows associated with the outer procedure p have
one signature, and the rows associated with the inner procedure p have another
signature. If program unit q calls procedure p, the USER_IDENTIFIERS view for q has a
row in which NAME is p and SIGNATURE is the signature of the outer procedure p.
Example 7–4 Program Unit with Two Identifiers Named p
CREATE OR REPLACE PROCEDURE p IS
PROCEDURE p IS
BEGIN
DBMS_OUTPUT.PUT_LINE('Inner p');
END p;
BEGIN
DBMS_OUTPUT.PUT_LINE('Outer p');
p();
END p;
/

Demo Tool
$ORACLE_HOME/plsql/demo/plscopedemo.sql is an HTML-based demo implemented
as a PL/SQL Web Application using the PL/SQL Web Toolkit. For more information
about PL/SQL Web Applications, see "Implementing PL/SQL Web Applications" on
page 9-2.

SQL Developer
PL/Scope is a feature of SQL Developer. For information about using PL/Scope from
SQL Developer, see the SQL Developer online documentation.

Identifier Types that PL/Scope Collects
Table 7–1 shows the identifier types that PL/Scope collects, in alphabetical order. The
identifier types in Table 7–1 appear in the TYPE column of the *_IDENTIFIER static data
dictionary views, which are described in Oracle Database Reference.

Using PL/Scope 7-7

Identifier Types that PL/Scope Collects

Identifiers declared in compilation units that were not
compiled with PLSCOPE_SETTINGS='IDENTIFIERS:ALL' do not appear
in *_IDENTIFIER static data dictionary views.
Note:

Table 7–1

Identifier Types that PL/Scope Collects

TYPE Column Value

Comment

ASSOCIATIVE ARRAY
CONSTANT
CURSOR
BFILE DATATYPEBLOB
DATATYPEBOOLEAN
DATATYPECHARACTER
DATATYPECLOB
DATATYPEDATE
DATATYPEINTERVAL
DATATYPENUMBER
DATATYPETIME
DATATYPETIMESTAMP
DATATYPE

Each DATATYPE is a base type declared in package STANDARD.

EXCEPTION
FORMAL INFORMAL IN
OUTFORMAL OUT
FUNCTION
INDEX TABLE
ITERATOR

An iterator is the index of a FOR loop.

LABEL

A label declaration also acts as a context.

LIBRARY
NESTED TABLE
OBJECT
OPAQUE

Examples of internal opaque types are ANYDATA and XMLType.

PACKAGE
PROCEDURE
RECORD
REFCURSOR
SUBTYPE
SYNONYM

PL/Scope does not resolve the base object name of a synonym. To
find the base object name of a synonym, query *_SYNONYMS.

TRIGGER
UROWID
VARRAY
VARIABLE

Can be object attribute, local variable, package variable, or record
field.

7-8 Oracle Database Advanced Application Developer's Guide

Usages that PL/Scope Reports

Usages that PL/Scope Reports
Table 7–2 shows the usages that PL/Scope reports, in alphabetical order. The identifier
types in Table 7–2 appear in the USAGE column of the *_IDENTIFIER static data
dictionary views, which are described in Oracle Database Reference.
Table 7–2

Usages that PL/Scope Reports

USAGE Column
Value
ASSIGNMENT

Description
An assignment can be made only to an identifier that can have a value,
such as a VARIABLE. Examples of assignments are:
■

Using an identifier to the left of an assignment operator

■

Using an identifier in the INTO clause of a FETCH statement

■

Passing an identifier to a subprogram by reference (OUT mode)

■

Using an identifier as the bind variable in the USING clause of an
EXECUTE IMMEDIATE statement in either OUT or IN OUT mode

An identifier that is passed to a subprogram in IN OUT mode has both a
REFERENCE usage (corresponding to IN) and an ASSIGNMENT usage
(corresponding to OUT).
CALL

In the context of PL/Scope, a CALL is an operation that pushes a call onto
the call stack; that is:
■

A call to a FUNCTION or PROCEDURE

■

Running or fetching a cursor identifier (a logical call to SQL)

A GOTO statement or raise of an exception is not a CALL, because neither
pushes a call onto the call stack.
DECLARATION

A DECLARATION tells the compiler that an identifier exists, and each
identifier has exactly one DECLARATION. Each DECLARATION can have an
associated data type.
For a loop index declaration, LINE and COL (in *_IDENTIFIERS views) are
the line and column of the FOR clause that implicitly declares the loop
index.
For a label declaration, LINE and COL are the line and column on which the
label appears (and is implicitly declared) within the delimiters << and >>.

DEFINITION

A DEFINITION tells the compiler how to implement or use a previously
declared identifier.
Each of these types of identifiers has a DEFINITION:
■

EXCEPTION (can have multiple definitions)

■

FUNCTION

■

OBJECT

■

PACKAGE

■

PROCEDURE

■

TRIGGER

For a top-level identifier only, the DEFINITION and DECLARATION are in the
same place.

Using PL/Scope 7-9

Sample PL/Scope Session

Table 7–2 (Cont.) Usages that PL/Scope Reports
USAGE Column
Value
REFERENCE

Description
A REFERENCE uses an identifier without changing its value. Examples of
references are:
■
■

■

Raising an exception identifier
Using a type identifier in the declaration of a variable or formal
parameter
Using a variable identifier whose type contains fields to access a field.
For example, in myrecordvar.myfield := 1, a reference is made to
myrecordvar, and an assignment is made to myfield.

■

Using a cursor for any purpose except FETCH

■

Passing an identifier to a subprogram by value (IN mode)

■

Using an identifier as the bind variable in the USING clause of an
EXECUTE IMMEDIATE statement in either IN or IN OUT mode

An identifier that is passed to a subprogram in IN OUT mode has both a
REFERENCE usage (corresponding to IN) and an ASSIGNMENT usage
(corresponding to OUT).

Sample PL/Scope Session
In this sample session, assume that you are logged in as HR.
1.

Set the session parameter:
ALTER SESSION SET PLSCOPE_SETTINGS='IDENTIFIERS:ALL';

2.

Create this package:
CREATE OR REPLACE PACKAGE PACK1 IS
TYPE r1 is RECORD (rf1 VARCHAR2(10));
FUNCTION F1(fp1 NUMBER) RETURN NUMBER;
PROCEDURE P1(pp1 VARCHAR2);
END PACK1;
/
CREATE OR REPLACE PACKAGE BODY PACK1 IS
FUNCTION F1(fp1 NUMBER) RETURN NUMBER IS
a NUMBER := 10;
BEGIN
RETURN a;
END F1;
PROCEDURE P1(pp1 VARCHAR2) IS
pr1 r1;
BEGIN
pr1.rf1 := pp1;
END;
END PACK1;
/

3.

Verify that PL/Scope collected all identifiers for the package body:
SELECT PLSCOPE_SETTINGS
FROM USER_PLSQL_OBJECT_SETTINGS
WHERE NAME='PACK1' AND TYPE='PACKAGE BODY'

Result:
PLSCOPE_SETTINGS

7-10 Oracle Database Advanced Application Developer's Guide

Sample PL/Scope Session

-----------------------------------------------------------------------IDENTIFIERS:ALL
4.

Display unique identifiers in HR by querying for all DECLARATION usages. For
example, to see all unique identifiers with name like %1, use these SQL*Plus
formatting commands and this query:
COLUMN NAME FORMAT A6
COLUMN SIGNATURE FORMAT A32
COLUMN TYPE FORMAT A9
SELECT NAME, SIGNATURE, TYPE
FROM USER_IDENTIFIERS
WHERE NAME LIKE '%1' AND USAGE='DECLARATION'
ORDER BY OBJECT_TYPE, USAGE_ID;

Result is similar to:
NAME
-----PACK1
R1
RF1
F1
FP1
P1
PP1
FP1
PP1
PR1

SIGNATURE
-------------------------------41820FA4D5EF6BE707895178D0C5C4EF
EEBB6849DEE31BC77BF186EBAE5D4E2D
41D70040337349634A7F547BC83517C7
4559CF050A5F5C3E5F5FFDD0D9D55EFA
CAC3474C112DBEC67AB926978D9A16C1
B7C0576BA4D00C33A65CC0C64CADAB89
6B74CF95A5B7377A735925DFAA280266
98EB63B8A4AFEB5EF94D50A20165D6CC
AD89FE0EAE9CE5D6D48AA4684E0D57DF
1B5117F30E8DAE0261A02CAA5E33883F

TYPE
--------PACKAGE
RECORD
VARIABLE
FUNCTION
FORMAL IN
PROCEDURE
FORMAL IN
FORMAL IN
FORMAL IN
VARIABLE

10 rows selected.

The *_IDENTIFIERS static data dictionary views display only basic type names; for
example, the TYPE of a local variable or record field is VARIABLE. To determine the
exact type of a VARIABLE, you must use its USAGE_CONTEXT_ID.
5.

Find all local variables:
COLUMN VARIABLE_NAME FORMAT A13
COLUMN CONTEXT_NAME FORMAT A12
SELECT a.NAME variable_name,
b.NAME context_name,
a.SIGNATURE
FROM USER_IDENTIFIERS a, USER_IDENTIFIERS b
WHERE a.USAGE_CONTEXT_ID = b.USAGE_ID
AND a.TYPE = 'VARIABLE'
AND a.USAGE = 'DECLARATION'
AND a.OBJECT_NAME = 'PACK1'
AND a.OBJECT_NAME = b.OBJECT_NAME
AND a.OBJECT_TYPE = b.OBJECT_TYPE
AND (b.TYPE = 'FUNCTION' or b.TYPE = 'PROCEDURE')
ORDER BY a.OBJECT_TYPE, a.USAGE_ID;

Result is similar to:
VARIABLE_NAME
------------A
PR1

CONTEXT_NAME
-----------F1
P1

SIGNATURE
-------------------------------1691C6B3C951FCAA2CBEEB47F85CF128
1B5117F30E8DAE0261A02CAA5E33883F

Using PL/Scope 7-11

Sample PL/Scope Session

2 rows selected.

6.

Find all usages performed on the local variable A:
COLUMN
COLUMN
COLUMN
COLUMN

USAGE FORMAT A11
USAGE_ID FORMAT 999
OBJECT_NAME FORMAT A11
OBJECT_TYPE FORMAT A12

SELECT USAGE, USAGE_ID, OBJECT_NAME, OBJECT_TYPE
FROM USER_IDENTIFIERS
WHERE SIGNATURE='1691C6B3C951FCAA2CBEEB47F85CF128'
ORDER BY OBJECT_TYPE, USAGE_ID;

-- signature of A

Result:
USAGE
USAGE_ID OBJECT_NAME OBJECT_TYPE
----------- -------- ----------- -----------DECLARATION
6 PACK1
PACKAGE BODY
ASSIGNMENT
8 PACK1
PACKAGE BODY
REFERENCE
9 PACK1
PACKAGE BODY
3 rows selected.

The usages performed on the local identifier A are the identifier declaration
(USAGE_ID 6), an assignment (USAGE_ID 8), and a reference (USAGE_ID 9).
7.

From the declaration of the local identifier A, find its type:
COLUMN NAME FORMAT A6
COLUMN TYPE FORMAT A15
SELECT a.NAME, a.TYPE
FROM USER_IDENTIFIERS a, USER_IDENTIFIERS b
WHERE a.USAGE = 'REFERENCE'
AND a.USAGE_CONTEXT_ID = b.USAGE_ID
AND b.USAGE = 'DECLARATION'
AND b.SIGNATURE = '4559CF050A5F5C3E5F5FFDD0D9D55EFA'
AND a.OBJECT_TYPE = b.OBJECT_TYPE
AND a.OBJECT_NAME = b.OBJECT_NAME;

-- signature of F1

Result:
NAME
TYPE
------ --------------NUMBER NUMBER DATATYPE
1 row selected.

This query produces the output shown only if your database
has PL/Scope identifier data for the packages STANDARD and DBMS_
STANDARD. For more information, see "PL/Scope Identifier Data for
STANDARD and DBMS_STANDARD" on page 7-2.
Note:

8.

Find out where the assignment to local identifier A occurred:
SELECT LINE, COL, OBJECT_NAME, OBJECT_TYPE
FROM USER_IDENTIFIERS
WHERE SIGNATURE='1691C6B3C951FCAA2CBEEB47F85CF128'

7-12 Oracle Database Advanced Application Developer's Guide

-- signature of A

Sample PL/Scope Session

AND USAGE='ASSIGNMENT';

Result:
LINE
COL OBJECT_NAME OBJECT_TYPE
---------- ---------- ----------- -----------3
5 PACK1
PACKAGE BODY
1 row selected.

Using PL/Scope 7-13

Sample PL/Scope Session

7-14 Oracle Database Advanced Application Developer's Guide

8
Using the PL/SQL Hierarchical Profiler
8

You can use the PL/SQL hierarchical profiler to identify bottlenecks and
performance-tuning opportunities in PL/SQL applications.
The profiler reports the dynamic execution profile of a PL/SQL program organized by
function calls, and accounts for SQL and PL/SQL execution times separately. No
special source or compile-time preparation is required; any PL/SQL program can be
profiled.
This chapter describes the PL/SQL hierarchical profiler and explains how to use it to
collect and analyze profile data for a PL/SQL program.
Topics:
Overview of PL/SQL Hierarchical Profiler

■
■

Collecting Profile Data

■

Understanding Raw Profiler Output

■

Analyzing Profile Data

■

plshprof Utility

Overview of PL/SQL Hierarchical Profiler
Nonhierarchical (flat) profilers record the time that a program spends within each
subprogram—the function time or self time of each subprogram. Function time is
helpful, but often inadequate. For example, it is helpful to know that a program
spends 40% of its time in the subprogram INSERT_ORDER, but it is more helpful to know
which subprograms call INSERT_ORDER often and the total time the program spends
under INSERT_ORDER (including its descendant subprograms). Hierarchical profilers
provide such information.
The PL/SQL hierarchical profiler:
■

Reports the dynamic execution profile of your PL/SQL program, organized by
subprogram calls

■

Accounts for SQL and PL/SQL execution times separately

■

Requires no special source or compile-time preparation

■

■

Stores results in database tables (hierarchical profiler tables) for custom report
generation by integrated development environment (IDE) tools (such as SQL
Developer and third-party tools)
Provides subprogram-level execution summary information, such as:

Using the PL/SQL Hierarchical Profiler

8-1

Collecting Profile Data

■

Number of calls to the subprogram

■

Time spent in the subprogram itself (function time or self time)

■

■

Time spent in the subprogram itself and in its descendent subprograms
(subtree time)
Detailed parent-children information, for example:
–

All callers of a given subprogram (parents)

–

All subprograms that a given subprogram called (children)

–

How much time was spent in subprogram x when called from y

–

How many calls to subprogram x were from y

The PL/SQL hierarchical profiler is implemented by the DBMS_HPROF package and has
two components:
■

Data collection
The data collection component is an intrinsic part of the PL/SQL Virtual Machine.
The DBMS_HPROF package provides APIs to turn hierarchical profiling on and off
and write the raw profiler output to a file.

■

Analyzer
The analyzer component processes the raw profiler output and stores the results in
hierarchical profiler tables.
To generate simple HTML reports directly from raw profiler
output, without using the Analyzer, you can use the plshprof
command-line utility.

Note:

Collecting Profile Data
To collect profile data from your PL/SQL program for the PL/SQL hierarchical
profiler, follow these steps:
1.

Ensure that you have these privileges:
■
■

EXECUTE privilege on the DBMS_HPROF package
WRITE privilege on the directory that you specify when you call DBMS_
HPROF.START_PROFILING

2.

Use the DBMS_HPROF.START_PROFILING PL/SQL API to start hierarchical profiler
data collection in a session.

3.

Run your PL/SQL program long enough to get adequate code coverage.
To get the most accurate measurements of elapsed time, avoid unrelated activity
on the system on which your PL/SQL program is running.

4.

Use the DBMS_HPROF.STOP_PROFILING PL/SQL API to stop hierarchical profiler data
collection.

For more information about DBMS_HPROF.START_PROFILING and DBMS_HPROF.STOP_
PROFILING, see Oracle Database PL/SQL Packages and Types Reference.
Consider this PL/SQL procedure, test:
CREATE OR REPLACE PROCEDURE test IS
n NUMBER;

8-2 Oracle Database Advanced Application Developer's Guide

Understanding Raw Profiler Output

PROCEDURE foo IS
BEGIN
SELECT COUNT(*) INTO n FROM EMPLOYEES;
END foo;
BEGIN -- test
FOR i IN 1..3 LOOP
foo;
END LOOP;
END test;
/

The SQL script in Example 8–1 profiles the execution of the PL/SQL procedure test.
Example 8–1 Profiling a PL/SQL Procedure
BEGIN
/* Start profiling.
Write raw profiler output to file test.trc in a directory
that is mapped to directory object PLSHPROF_DIR
(see note after example). */
DBMS_HPROF.START_PROFILING('PLSHPROF_DIR', 'test.trc');
END;
/
-- Run procedure to be profiled
BEGIN
test;
END;
/
BEGIN
-- Stop profiling
DBMS_HPROF.STOP_PROFILING;
END;
/

A directory object is an alias for a file system path name. For
example, if you are connected to the database AS SYSDBA, this CREATE
DIRECTORY statement creates the directory object PLSHPROF_DIR and
maps it to the file system directory /private/plshprof/results:
Note:

CREATE DIRECTORY PLSHPROF_DIR as '/private/plshprof/results';

To run the SQL script in Example 8–1, you must have READ and WRITE
privileges on both PLSHPROF_DIR and the directory to which it is
mapped. if you are connected to the database AS SYSDBA, this GRANT
statement grants READ and WRITE privileges on PLSHPROF_DIR to HR:
GRANT READ, WRITE ON DIRECTORY PLSHPROF_DIR TO HR;

For more information about using directory objects, see Oracle
Database SecureFiles and Large Objects Developer's Guide.

Understanding Raw Profiler Output
Raw profiler output is intended to be processed by the analyzer component of the
PL/SQL hierarchical profiler. However, even without such processing, it provides a
simple function-level trace of the program. This topic explains how to understand raw
profiler output.
Using the PL/SQL Hierarchical Profiler

8-3

Understanding Raw Profiler Output

The raw profiler format shown in this chapter is intended only
to illustrate conceptual features of raw profiler output. Format
specifics are subject to change at each Oracle Database release.

Note:

The SQL script in Example 8–1 wrote this raw profiler output to the file test.trc:
P#V
P#!
P#C
P#X
P#C
P#X
P#C
P#X
P#C
P#X
P#C
P#X
P#R
P#X
P#R
P#X
P#C
P#X
P#C
P#X
P#R
P#X
P#R
P#X
P#C
P#X
P#C
P#X
P#R
P#X
P#R
P#X
P#R
P#X
P#R
P#X
P#R
P#C
P#X
P#C
P#X
P#C
P#R
P#R
P#R
P#!

PLSHPROF Internal Version 1.0
PL/SQL Timer Started
PLSQL."".""."__plsql_vm"
2
PLSQL."".""."__anonymous_block"
50
PLSQL."HR"."TEST"::7."TEST"#980980e97e42f8ec #1
3
PLSQL."HR"."TEST"::7."TEST.FOO"#980980e97e42f8ec #4
35
SQL."HR"."TEST"::7."__static_sql_exec_line6" #6
206
26
2
PLSQL."HR"."TEST"::7."TEST.FOO"#980980e97e42f8ec #4
4
SQL."HR"."TEST"::7."__static_sql_exec_line6" #6
80
3
0
PLSQL."HR"."TEST"::7."TEST.FOO"#980980e97e42f8ec #4
3
SQL."HR"."TEST"::7."__static_sql_exec_line6" #6
69
3
1
1
3
PLSQL."".""."__plsql_vm"
3
PLSQL."".""."__anonymous_block"
44
PLSQL."SYS"."DBMS_HPROF"::11."STOP_PROFILING"#980980e97e42f8ec #53

PL/SQL Timer Stopped

Table 8–1

Raw Profiler Output File Indicators

Indicator

Meaning

P#V

PLSHPROF banner with version number

P#C

Call to a subprogram (call event)

8-4 Oracle Database Advanced Application Developer's Guide

Understanding Raw Profiler Output

Table 8–1 (Cont.) Raw Profiler Output File Indicators
Indicator

Meaning

P#R

Return from a subprogram (return event)

P#X

Elapsed time between preceding and following events

P#!

Comment

Call events (P#C) and return events (P#R) are always properly nested (like matched
parentheses). If an unhandled exception causes a called subprogram to exit, the
profiler still reports a matching return event.
Each call event (P#C) entry in the raw profiler output includes this information:
■

Namespace to which the called subprogram belongs
See "Namespaces of Tracked Subprograms" on page 8-6.

■

Name of the PL/SQL module in which the called subprogram is defined

■

Type of the PL/SQL module in which the called subprogram is defined

■

Name of the called subprogram
This name might be one of the "Special Function Names" on page 8-6.

■

Hexadecimal value that represents an MD5 hash of the signature of the called
subprogram
The DBMS_HPROF.analyze PL/SQL API (described in "Analyzing Profile Data" on
page 8-6) stores the hash value in a hierarchical profiler table, which allows both
you and DBMS_HPROF.analyze to distinguish between overloaded subprograms
(subprograms with the same name).

■

Line number at which the called subprogram is defined in the PL/SQL module
PL/SQL hierarchical profiler does not measure time spent at individual lines
within modules, but you can use line numbers to identify the source locations of
subprograms in the module (as IDE/Tools do) and to distinguish between
overloaded subprograms.

For example, consider this entry in the preceding example of raw profiler output:
P#C PLSQL."HR"."TEST"::7."TEST.FOO"#980980e97e42f8ec #4

The components of the preceding entry have these meanings:
Component

Meaning

PLSQL

PLSQL is the namespace to which the called subprogram belongs.

"HR"."TEST"

HR.TEST is the name of the PL/SQL module in which the called
subprogram is defined.

7

7 is the internal enumerator for the module type of HR.TEST.
Examples of module types are procedure, package, and package
body.

"TEST.FOO"

TEST.FOO is the name of the called subprogram.

#980980e97e42f8ec

#980980e97e42f8ec is a hexadecimal value that represents an MD5
hash of the signature of TEST.FOO.

#4

4 is the line number in the PL/SQL module HR.TEST at which
TEST.FOO is defined.

Using the PL/SQL Hierarchical Profiler

8-5

Analyzing Profile Data

When a subprogram is inlined, it is not reported in the profiler
output. For information about subprogram inlining, see Oracle
Database PL/SQL Language Reference.

Note:

When a call to a DETERMINISTIC function is "optimized away," it is not
reported in the profiler output. For information about DETERMINISTIC
functions, see Oracle Database PL/SQL Language Reference.

Namespaces of Tracked Subprograms
The subprograms that the PL/SQL hierarchical profiler tracks are classified into the
namespaces PLSQL and SQL, as follows:
■

■

Namespace PLSQL includes:
–

PL/SQL subprogram calls

–

PL/SQL triggers

–

PL/SQL anonymous blocks

–

Remote subprogram calls

–

Package initialization blocks

Namespace SQL includes SQL statements executed from PL/SQL, such as queries,
data manipulation language (DML) statements, data definition language (DDL)
statements, and native dynamic SQL statements

Special Function Names
PL/SQL hierarchical profiler tracks certain operations as if they were functions with
the names and namespaces shown in Table 8–2.
Table 8–2

Function Names of Operations that the PL/SQL Hierarchical Profiler Tracks

Tracked Operation

Function Name

Namespace

Call to PL/SQL Virtual Machine

__plsql_vm

PL/SQL

PL/SQL anonymous block

__anonymous_block

PL/SQL

Package initialization block

__pkg_init

PL/SQL

Static SQL statement at line line#

__static_sql_exec_lineline#

SQL

Dynamic SQL statement at line line#

__dyn_sql_exec_lineline#

SQL

SQL FETCH statement at line line#

__sql_fetch_lineline#

SQL

Analyzing Profile Data
The analyzer component of the PL/SQL hierarchical profiler, DBMS_HPROF.analyze,
processes the raw profiler output and stores the results in the hierarchical database
tables described in Table 8–3.
Table 8–3

PL/SQL Hierarchical Profiler Database Tables

Table

Description

DBMSHP_RUNS

Top-level information for this run of DBMS_HPROF.analyze.
For column descriptions, see Table 8–4 on page 8-8.

8-6 Oracle Database Advanced Application Developer's Guide

Analyzing Profile Data

Table 8–3 (Cont.) PL/SQL Hierarchical Profiler Database Tables
Table

Description

DBMSHP_FUNCTION_INFO

Information for each subprogram profiled in this run of
DBMS_HPROF.analyze. For column descriptions, see
Table 8–5 on page 8-9.

DBMSHP_PARENT_CHILD_INFO

Parent-child information for each subprogram profiled in
this run of DBMS_HPROF.analyze. For column descriptions,
see Table 8–6 on page 8-8.

Topics:
■
Creating Hierarchical Profiler Tables
■

Understanding Hierarchical Profiler Tables
To generate simple HTML reports directly from raw profiler
output, without using the Analyzer, you can use the plshprof
command-line utility. For details, see "plshprof Utility" on page 8-13.

Note:

Creating Hierarchical Profiler Tables
To create the hierarchical profiler tables in Table 8–3 and the other data structures
required for persistently storing profile data, follow these steps:
1.

Run the script dbmshptab.sql (located in the directory rdbms/admin).
This script creates both the hierarchical profiler tables in Table 8–3 and the other
data structures required for persistently storing profile data.
Running the script dbmshptab.sql drops any previously
created hierarchical profiler tables.

Note:

2.

3.

Ensure that you have these privileges:
■

EXECUTE privilege on the DBMS_HPROF package

■

READ privilege on the directory that DBMS_HPROF.analyze specifies

Use the PL/SQL API DBMS_HPROF.analyze to analyze a single raw profiler output
file and store the results in hierarchical profiler tables.
(For an example of a raw profiler output file, see test.trc in "Understanding Raw
Profiler Output" on page 8-3.)
For more information about DBMS_HPROF.analyze, see Oracle Database PL/SQL
Packages and Types Reference.

4.

Use the hierarchical profiler tables to generate custom reports.

The anonymous block in Example 8–2:
■

Invokes the function DBMS_HPROF.analyze function, which:
–

Analyzes the profile data in the raw profiler output file test.trc (from
"Understanding Raw Profiler Output" on page 8-3), which is in the directory
that is mapped to the directory object PLSHPROF_DIR, and stores the data in the
hierarchical profiler tables in Table 8–3 on page 8-6.

Using the PL/SQL Hierarchical Profiler

8-7

Analyzing Profile Data

–

■

Returns a unique identifier that you can use to query the hierarchical profiler
tables in Table 8–3 on page 8-6. (By querying these hierarchical profiler tables,
you can produce customized reports.)

Stores the unique identifier in the variable runid, which it prints.

Example 8–2 Invoking DBMS_HPROF.analyze
DECLARE
runid NUMBER;
BEGIN
runid := DBMS_HPROF.analyze(LOCATION=>'PLSHPROF_DIR',
FILENAME=>'test.trc');
DBMS_OUTPUT.PUT_LINE('runid = ' || runid);
END;
/

Understanding Hierarchical Profiler Tables
These topics explain how to use the hierarchical profiler tables in Table 8–3:
■

Hierarchical Profiler Database Table Columns

■

Distinguishing Between Overloaded Subprograms

■

Hierarchical Profiler Tables for Sample PL/SQL Procedure

■

Examples of Calls to DBMS_HPROF.analyze with Options

Hierarchical Profiler Database Table Columns
Table 8–4 describes the columns of the hierarchical profiler table DBMSHP_RUNS, which
contains one row of top-level information for each run of DBMS_HPROF.analyze.
The primary key for the hierarchical profiler table DBMSHP_RUNS is RUNID.
Table 8–4

DBMSHP_RUNS Table Columns

Column Name

Column Data Type

Column Contents

RUNID

NUMBER PRIMARY KEY

Unique identifier for this run of DBMS_
HPROF.analyze, generated from
DBMSHP_RUNNUMBER sequence.

RUN_TIMESTAMP

TIMESTAMP

Time stamp for this run of DBMS_
HPROF.analyze.

RUN_COMMENT

VARCHAR2(2047)

Comment that you provided for this
run of DBMS_HPROF.analyze.

TOTAL_ELAPSED_TIME

INTEGER

Total elapsed time for this run of
DBMS_HPROF.analyze.

Table 8–5 describes the columns of the hierarchical profiler table DBMSHP_FUNCTION_
INFO, which contains one row of information for each subprogram profiled in this run
of DBMS_HPROF.analyze. If a subprogram is overloaded, Table 8–5 has a row for each
variation of that subprogram. Each variation has its own LINE# and HASH (see
"Distinguishing Between Overloaded Subprograms" on page 8-10).
The primary key for the hierarchical profiler table DBMSHP_FUNCTION_INFO is
RUNID, SYMBOLID.

8-8 Oracle Database Advanced Application Developer's Guide

Analyzing Profile Data

Table 8–5

DBMSHP_FUNCTION_INFO Table Columns

Column Name

Column Data Type

Column Contents

RUNID

NUMBER

References RUNID column of DBMSHP_
RUNS table. For a description of that
column, see Table 8–4.

SYMBOLID

NUMBER

Symbol identifier for subprogram
(unique for this run of DBMS_
HPROF.analyze).

OWNER

VARCHAR2(32)

Owner of module in which each
subprogram is defined (for example,
SYS or HR).

MODULE

VARCHAR2(2047)

Module in which subprogram is defined
(for example, DBMS_LOB, UTL_HTTP, or
MY_PACKAGE).

TYPE

VARCHAR2(32)

Type of module in which subprogram is
defined (for example, PACKAGE,
PACKAGE_BODY, or PROCEDURE).

FUNCTION

VARCHAR2(4000)

Name of subprogram (not necessarily a
function) (for example, INSERT_ORDER,
PROCESS_ITEMS, or TEST).
This name might be one of the "Special
Function Names" on page 8-6.
For subprogram B defined within
subprogram A, this name is A.B.
A recursive call to function X is denoted
X@n, where n is the recursion depth. For
example, X@1 is the first recursive call to
X.

LINE#

NUMBER

Line number in OWNER.MODULE at which
FUNCTION is defined.

HASH

RAW(32)

Hash code for signature of subprogram
(unique for this run of DBMS_
HPROF.analyze).

NAMESPACE

VARCHAR2(32)

Namespace of subprogram. For details,
see "Namespaces of Tracked
Subprograms" on page 8-6.

SUBTREE_ELAPSED_TIME

INTEGER

Elapsed time, in microseconds, for
subprogram, including time spent in
descendant subprograms.

FUNCTION_ELAPSED_TIME

INTEGER

Elapsed time, in microseconds, for
subprogram, excluding time spent in
descendant subprograms.

CALLS

INTEGER

Number of calls to subprogram.

Table 8–6 describes the columns of the hierarchical profiler table DBMSHP_PARENT_
CHILD_INFO, which contains one row of parent-child information for each unique
parent-child subprogram combination profiled in this run of DBMS_HPROF.analyze.

Using the PL/SQL Hierarchical Profiler

8-9

Analyzing Profile Data

Table 8–6

DBMSHP_PARENT_CHILD_INFO Table Columns

Column Name

Column Data Type

Column Contents

RUNID

NUMBER

References RUNID column of DBMSHP_
FUNCTION_INFO table. For a
description of that column, see
Table 8–5.

PARENTSYMID

NUMBER

Parent symbol ID.
RUNID, PARENTSYMID references
DBMSHP_FUNCTION_INFO(RUNID,
SYMBOLID).

CHILDSYMID

Child symbol ID.

VARCHAR2(32)

RUNID, CHILDSYMID references DBMSHP_
FUNCTION_INFO(RUNID, SYMBOLID).
SUBTREE_ELAPSED_TIME

INTEGER

Elapsed time, in microseconds, for
RUNID, CHILDSYMID when called from
RUNID, PARENTSYMID, including time
spent in descendant subprograms.

FUNCTION_ELAPSED_TIME

INTEGER

Elapsed time, in microseconds, for
RUNID, CHILDSYMID when called from
RUNID, PARENTSYMID, excluding time
spent in descendant subprograms.

CALLS

INTEGER

Number of calls to RUNID, CHILDSYMID
from RUNID, PARENTSYMID.

Distinguishing Between Overloaded Subprograms
Overloaded subprograms are different subprograms with the same name (see Oracle
Database PL/SQL Language Reference).
Suppose that a program declares three subprograms named compute—the first at line
50, the second at line 76, and the third at line 100. In the DBMSHP_FUNCTION_INFO table,
each of these subprograms has compute in the FUNCTION column. To distinguish
between the three subprograms, use either the LINE# column (which has 50 for the first
subprogram, 76 for the second, and 100 for the third) or the HASH column (which has a
unique value for each subprogram).
In the profile data for two different runs, the LINE# and HASH values for a function
might differ. The LINE# value of a function changes if you insert or delete lines before
the function definition. The HASH value changes only if the signature of the function
changes; for example, if you change the parameter list.

Hierarchical Profiler Tables for Sample PL/SQL Procedure
The hierarchical profiler tables for the PL/SQL procedure test in "Collecting Profile
Data" on page 8-2 are shown in Example 8–3 through Example 8–5.
Example 8–3 DBMSHP_RUNS Table for Sample PL/SQL Procedure
RUNID
1

RUN_TIMESTAMP
10-APR-06 12.01.56.766743 PM

TOTAL_ELAPSED_TIME
2637

RUN_COMMENT
First run of TEST

Example 8–4 DBMSHP_FUNCTION_INFO Table for Sample PL/SQL Procedure
RUNID
1
1
1

SYMBOLID
1
2
3

OWNER

MODULE

TYPE

HR

TEST

PROCEDURE

NAMESPACE
PLSQL
PLSQL
PLSQL

8-10 Oracle Database Advanced Application Developer's Guide

FUNCTION
__anonymous_block
__plsql_vm
TEST

Analyzing Profile Data

1
1
1

4
5
6

LINE#
0
0
1
3
57
5

CALLS
2
2
1
3
1
3

HR
SYS
HR

TEST
DBMS_HPROF
TEST

HASH
980980E97E42F8EC
980980E97E42F8EC
980980E97E42F8EC
980980E97E42F8EC
980980E97E42F8EC
980980E97E42F8EC

PROCEDURE
PACKAGE_BODY
PROCEDURE

PLSQL
PLSQL
SQL

SUBTREE_ELAPSED_TIME
2554
2637
2212
2184
0
1998

TEST.FOO
STOP_PROFILING
__static_sql_exec_line5

FUNCTION_ELAPSED_TIME
342
83
28
126
0
1998

Example 8–5 DBMSHP_PARENT_CHILD_INFO Table for Sample PL/SQL Procedure
RUNID
1
1
1
1
1

PARENTSYMID
2
1
3
1
4

CHILDSYMID
1
3
4
5
6

SUBTREE_ELAPSED_TIME
2554
2212
2184
0
1998

FUNCTION_ELAPSED_TIME
342
28
126
0
1998

CALLS
2
1
3
1
3

Consider the third row of the table DBMSHP_PARENT_CHILD_INFO (Example 8–5). The
RUNID column shows that this row corresponds to the first run. The columns
PARENTSYMID and CHILDSYMID show that the symbol IDs of the parent (caller) and child
(called subprogram) are 3 and 4, respectively. The table DBMSHP_FUNCTION_INFO
(Example 8–4) shows that for the first run, the symbol IDs 3 and 4 correspond to
procedures TEST and TEST.FOO, respectively. Therefore, the information in this row is
about calls from the procedure TEST to the procedure FOO (defined within TEST) in the
module HR.TEST. This row shows that, when called from the procedure TEST, the
function time for the procedure FOO is 126 microseconds, and the time spent in the FOO
subtree (including descendants) is 2184 microseconds.

Examples of Calls to DBMS_HPROF.analyze with Options
For an example of a call to DBMS_HPROF.analyze without options, see Example 8–2 on
page 8-8.
Example 8–6 creates a package, creates a procedure that invokes subprograms in the
package, profiles the procedure, and uses DBMS_HRPROF.analyze to analyze the raw
profiler output file. The raw profiler output file is in the directory corresponding to the
PLSHPROF_DIR directory object.
Example 8–6 Invoking DBMS_HPROF.analyze with Options
-- Create package
CREATE OR REPLACE PACKAGE pkg IS
PROCEDURE myproc (n IN out NUMBER);
FUNCTION myfunc (v VARCHAR2) RETURN VARCHAR2;
FUNCTION myfunc (n PLS_INTEGER) RETURN PLS_INTEGER;
END pkg;
/
CREATE OR REPLACE PACKAGE BODY pkg IS
PROCEDURE myproc (n IN OUT NUMBER) IS
BEGIN
n := n + 5;
END;
FUNCTION myfunc (v VARCHAR2) RETURN VARCHAR2 IS
n NUMBER;

Using the PL/SQL Hierarchical Profiler

8-11

Analyzing Profile Data

BEGIN
n := LENGTH(v);
myproc(n);
IF n > 20 THEN
RETURN SUBSTR(v, 1, 20);
ELSE
RETURN v || '...';
END IF;
END;
FUNCTION myfunc (n PLS_INTEGER) RETURN PLS_INTEGER IS
i PLS_INTEGER;
PROCEDURE myproc (n IN out PLS_INTEGER) IS
BEGIN
n := n + 1;
END;
BEGIN
i := n;
myproc(i);
RETURN i;
END;
END pkg;
/
-- Create procedure that invokes package subprograms
CREATE OR REPLACE PROCEDURE test2 IS
x NUMBER := 5;
y VARCHAR2(32767);
BEGIN
pkg.myproc(x);
y := pkg.myfunc('hello');
END;
-- Profile test2
BEGIN
DBMS_HPROF.START_PROFILING('PLSHPROF_DIR', 'test2.trc');
END;
/
BEGIN
test2;
END;
/
BEGIN
DBMS_HPROF.STOP_PROFILING;
END;
/
-- If not done, create hierarchical profiler tables
-- (see "Creating Hierarchical Profiler Tables" on page 8-7.)
-- Call DBMS_HPROF.analyze with options
DECLARE
runid NUMBER;
BEGIN
-- Analyze only subtrees rooted at trace entry "HR"."PKG"."MYPROC"
runid := DBMS_HPROF.analyze('PLSHPROF_DIR', 'test2.trc',
trace => '"HR"."PKG"."MYPROC"');

8-12 Oracle Database Advanced Application Developer's Guide

plshprof Utility

-- Analyze up to 20 calls to subtrees rooted at trace entry
-- "HR"."PKG"."MYFUNC". Because "HR"."PKG"."MYFUNC" is overloaded,
-- both overloads are considered for analysis.
runid := DBMS_HPROF.analyze('PLSHPROF_DIR', 'test2.trc',
collect => 20,
trace => '"HR"."PKG"."MYFUNC"');
-- Analyze second call to PL/SQL virtual machine
runid := DBMS_HPROF.analyze('PLSHPROF_DIR', 'test2.trc',
skip => 1, collect => 1,
trace => '""."".""__plsql_vm"');
END;
/

plshprof Utility
The plshprof command-line utility (located in the directory $ORACLE_HOME/bin/)
generates simple HTML reports from either one or two raw profiler output files. (For
an example of a raw profiler output file, see test.trc in "Collecting Profile Data" on
page 8-2.)
You can browse the generated HTML reports in any browser. The browser's
navigational capabilities, combined with well chosen links, provide a powerful way to
analyze performance of large applications, improve application performance, and
lower development costs.
Topics:
plshprof Options

■
■

HTML Report from a Single Raw Profiler Output File

■

HTML Difference Report from Two Raw Profiler Output Files

plshprof Options
The command to run the plshprof utility is:
plshprof [option...] profiler_output_filename_1 profiler_output_filename_2

Each option is one of these:
Option

Description

Default

-skip count

Skips first count calls. Use only with
-trace symbol.

0

-collect count

Collects information for count calls. Use only 1
with -trace symbol.

-output filename

Specifies name of output file

symbol.html or
tracefile1.html

-summary

Prints only elapsed time

None

-trace symbol

Specifies function name of tree root

Not applicable

Using the PL/SQL Hierarchical Profiler

8-13

plshprof Utility

Suppose that your raw profiler output file, test.trc, is in the current directory. You
want to analyze and generate HTML reports, and you want the root file of the HTML
report to be named report.html. Use this command (% is the prompt):
% plshprof -output report test.trc

HTML Report from a Single Raw Profiler Output File
To generate a PL/SQL hierarchical profiler HTML report from a single raw profiler
output file, use these commands:
% cd target_directory
% plshprof -output html_root_filename profiler_output_filename

target_directory is the directory in which you want the HTML files to be created.
html_root_filename is the name of the root HTML file to be created.
profiler_output_filename is the name of a raw profiler output file.
The preceding plshprof command generates a set of HTML files. Start browsing them
from html_root_filename.html.
Topics:
First Page of Report

■
■

Function-Level Reports

■

Module-Level Reports

■

Namespace-Level Reports

■

Parents and Children Report for a Function

First Page of Report
The first page of an HTML report from a single raw profiler output file includes
summary information and hyperlinks to other pages of the report.
Sample First Page
PL/SQL Elapsed Time (microsecs) Analysis
2831 microsecs (elapsed time) & 12 function calls
The PL/SQL Hierarchical Profiler produces a collection of reports that present
information derived from the profiler output log in a variety of formats. These reports
have been found to be the most generally useful as starting points for browsing:
■

■

Function Elapsed Time (microsecs) Data sorted by Total Subtree Elapsed Time
(microsecs)
Function Elapsed Time (microsecs) Data sorted by Total Function Elapsed Time
(microsecs)

In addition, the following reports are also available:
■
■

■

Function Elapsed Time (microsecs) Data sorted by Function Name
Function Elapsed Time (microsecs) Data sorted by Total Descendants Elapsed
Time (microsecs)
Function Elapsed Time (microsecs) Data sorted by Total Function Call Count

8-14 Oracle Database Advanced Application Developer's Guide

plshprof Utility

Function Elapsed Time (microsecs) Data sorted by Mean Subtree Elapsed Time
(microsecs)

■

Function Elapsed Time (microsecs) Data sorted by Mean Function Elapsed Time
(microsecs)

■

Function Elapsed Time (microsecs) Data sorted by Mean Descendants Elapsed
Time (microsecs)

■

Module Elapsed Time (microsecs) Data sorted by Total Function Elapsed Time
(microsecs)

■

■

Module Elapsed Time (microsecs) Data sorted by Module Name

■

Module Elapsed Time (microsecs) Data sorted by Total Function Call Count
Namespace Elapsed Time (microsecs) Data sorted by Total Function Elapsed Time
(microsecs)

■

■

Namespace Elapsed Time (microsecs) Data sorted by Namespace

■

Namespace Elapsed Time (microsecs) Data sorted by Total Function Call Count

■

Parents and Children Elapsed Time (microsecs) Data

Function-Level Reports
The function-level reports provide a flat view of the profile information. Each
function-level report includes this information for each function:
■

Function time (time spent in the function itself, also called "self time")

■

Descendants time (time spent in the descendants of the function)
Subtree time (time spent in the subtree of the function—function time plus
descendants time)

■

■

Number of calls to the function

■

Function name
The function name is hyperlinked to the Parents and Children Report for the
function.

Each function-level report is sorted on a particular attribute; for example, function
time or subtree time.
This sample report is sorted in descending order of the total subtree elapsed time for
the function, which is why information in the Subtree and Ind% columns is in bold
type:
Sample Report
Function Elapsed Time (microsecs) Data sorted by Total Subtree Elapsed Time
(microsecs)
2831 microsecs (elapsed time) & 12 function calls
Subtree Ind%

Function Descendant Ind% Calls Ind% Function Name

2831

100%

93

2738

2738

96.7% 2

16.7% __plsq_vm

96.7% 310

2428

85.8% 2

16.7% __anonymous_block

2428

85.8% 15

2413

85.2% 1

8.3%

2413

85.2% 435

1978

69.9% 3

25.0% HR.TEST.TEST.FOO (Line 3)

HR.TEST.TEST (Line 1)

Using the PL/SQL Hierarchical Profiler

8-15

plshprof Utility

Subtree Ind%

Function Descendant Ind% Calls Ind% Function Name

1978

69.9% 1978

0

0.0%

0

0

0.0%

3

25.0% HR.TEST.__static_sql_exec_
line5 (Line 5)

0

0.0%

1

8.3%

SYS.DBMS_HPROF.STOP_
PROFILING (Line 53)

Module-Level Reports
Each module-level report includes this information for each module (for example,
package or type):
■

■

Module time (time spent in the module—sum of the function times of all functions
in the module)
Number of calls to functions in the module

Each module-level report is sorted on a particular attribute; for example, module time
or module name.
This sample report is sorted by module time, which is why information in the Module,
Ind%, and Cum% columns is in bold type:
Sample Report
Module Elapsed Time (microsecs) Data sorted by Total Function Elapsed Time
(microsecs)
166878 microsecs (elapsed time) & 1099 function calls
Module

Ind%

Cum%

Calls

Ind%

Module Name

84932

50.9%

50.9%

6

0.5%

HR.P

67749

40.6%

91.5%

216

19.7%

SYS.DBMS_LOB

13340

8.0%

99.5%

660

60.1%

SYS.UTL_FILE

839

0.5%

100%

214

19.5%

SYS.UTL_RAW

18

0.0%

100%

2

0.2%

HR.UTILS

0

0.0%

100%

1

0.1%

SYS.DBMS_HPROF

Namespace-Level Reports
Each namespace-level report includes this information for each namespace:
■

■

Namespace time (time spent in the namespace—sum of the function times of all
functions in the namespace)
Number of calls to functions in the namespace

Each namespace-level report is sorted on a particular attribute; for example,
namespace time or number of calls to functions in the namespace.
This sample report is sorted by function time, which is why information in the
Function, Ind%, and Cum% columns is in bold type:
Sample Report
Namespace Elapsed Time (microsecs) Data sorted by Total Function Elapsed Time
(microsecs)
166878 microsecs (elapsed time) & 1099 function calls

8-16 Oracle Database Advanced Application Developer's Guide

plshprof Utility

Function

Ind%

Cum%

Calls

Ind%

Namespace

93659

56.1%

56.1%

1095

99.6% PLSQL

73219

43.9%

100%

4

0.4%

SQL

Parents and Children Report for a Function
For each function tracked by the profiler, the Parents and Children Report provides
information about parents (functions that call it) and children (functions that it calls).
For each parent, the report gives the function's execution profile (subtree time,
function time, descendants time, and number of calls). For each child, the report gives
the execution profile for the child when called from this function (but not when called
from other functions).
The execution profile for a function includes the same information for that function as
a function-level report includes for each function (for details, see "Function-Level
Reports" on page 8-15).
This Sample Report is a fragment of a Parents and Children Report that corresponds to
a function named HR.P.UPLOAD. The first row has this summary information:
■
■

There are two calls to the function HR.P.UPLOAD.
The total subtree time for the function is 166,860 microseconds—11,713
microseconds (7.0%) in the function itself and 155,147 microseconds (93.0%) in its
descendants.

After the row "Parents" are the execution profile rows for the two parents of
HR.P.UPLOAD, which are HR.UTILS.COPY_IMAGE and HR.UTILS.COPY_FILE.
The first parent execution profile row, for HR.UTILS.COPY_IMAGE, shows:
■

■

■

HR.UTILS.COPY_IMAGE calls HR.P.UPLOAD once, which is 50% of the number of calls to
HR.P.UPLOAD.
The subtree time for HR.P.UPLOAD when called from HR.UTILS.COPY_IMAGE is 106,325
microseconds, which is 63.7% of the total subtree time for HR.P.UPLOAD.
The function time for HR.P.UPLOAD when called from HR.UTILS.COPY_IMAGE is 6,434
microseconds, which is 54.9% of the total function time for HR.P.UPLOAD.

After the row "Children" are the execution profile rows for the children of HR.P.UPLOAD
when called from HR.P.UPLOAD.
The third child execution profile row, for SYS.UTL_FILE.GET_RAW, shows:
■
■

■

HR.P.UPLOAD calls SYS.UTL_FILE.GET_RAW 216 times.
The subtree time, function time and descendants time for SYS.UTL_FILE.GET_RAW
when called from HR.P.UPLOAD are 12,487 microseconds, 3,969 microseconds, and
8,518 microseconds, respectively.
Of the total descendants time for HR.P.UPLOAD (155,147 microseconds), the child
SYS.UTL_FILE.GET_RAW is responsible for 12,487 microsecs (8.0%).

Sample Report
HR.P.UPLOAD (Line 3)
Subtree

Ind% Function Ind% Descendant Ind% Calls Ind% Function Name

166860

100% 11713

7.0%

155147

93.0% 2

0.2%

HR.P.UPLOAD
(Line 3)

Using the PL/SQL Hierarchical Profiler

8-17

plshprof Utility

Subtree

Ind% Function Ind% Descendant Ind% Calls Ind% Function Name

Parents:
106325

63.7% 6434

54.9% 99891

64.4% 1

50.0% HR.UTILS.COPY_
IMAGE (Line 3)

60535

36.3% 5279

45.1% 55256

35.6% 1

50.0% HR.UTILS.COPY_
FILE (Line 8))

71818

46.3% 71818

100% 0

N/A

2

100% HR.P.__static_sql_
exec_line38 (Line 38)

67649

43.6% 67649

100% 0

N/A

214

100% SYS.DBMS_
LOB.WRITEAPPEN
D (Line 926)

12487

8.0%

3969

100% 8518

100% 216

100% SYS.UTL_FILE.GET_
RAW (Line 1089)

1401

0.9%

1401

100% 0

N/A

2

100% HR.P.__static_sql_
exec_line39 (Line 39)

839

0.5%

839

100% 0

N/A

214

100% SYS.UTL_FILE.GET_
RAW (Line 246)

740

0.5%

73

100% 667

100% 2

100% SYS.UTL_
FILE.FOPEN (Line
422)

113

0.1%

11

100% 102

100% 2

100% SYS.UTL_
FILE.FCLOSE (Line
585)

100

0.1%

100

100% 0

N/A

100% SYS.DBMS_
LOB.CREATETEMP
ORARY (Line 536)

Children:

2

HTML Difference Report from Two Raw Profiler Output Files
To generate a PL/SQL hierarchical profiler HTML difference report from two raw
profiler output files, use these commands:
% cd target_directory
% plshprof -output html_root_filename profiler_output_filename_1 profiler_output_filename_2

target_directory is the directory in which you want the HTML files to be created.
html_root_filename is the name of the root HTML file to be created.
profiler_output_filename_1 and profiler_output_filename_2 are the names of
raw profiler output files.
The preceding plshprof command generates a set of HTML files. Start browsing them
from html_root_filename.html.
Topics:
Difference Report Conventions

■
■

First Page of Difference Report

■

Function-Level Difference Reports

■

Module-Level Difference Reports

■

Namespace-Level Difference Reports

8-18 Oracle Database Advanced Application Developer's Guide

plshprof Utility

■

Parents and Children Difference Report for a Function

Difference Report Conventions
Difference reports use these conventions:
■
■

■

■

In a report title, Delta means difference, or change.
A positive value indicates that the number increased (regressed) from the first run
to the second run.
A negative value for a difference indicates that the number decreased (improved)
from the first run to the second run.
The symbol # after a function name means that the function was called in only one
run.

First Page of Difference Report
The first page of an HTML difference report from two raw profiler output files
includes summary information and hyperlinks to other pages of the report.
Sample First Page
PL/SQL Elapsed Time (microsecs) Analysis – Summary Page
This analysis finds a net regression of 2709589 microsecs (elapsed time) or 80%
(3393719 versus 6103308). Here is a summary of the 7 most important individual
function regressions and improvements:
Regressions: 3399382 microsecs (elapsed time)
Function

Rel%

Ind%

Calls

2075627

+941%

61.1%

0

1101384

+54.6%

32.4%

5

6.5%

1

222371

Rel%

Function Name
HR.P.G (Line 35)

+55.6%

HR.P.H (Line 18)
HR.P.J (Line 10)

Improvements: 689793 microsecs (elapsed time)
Function

Rel%

Ind%

Calls

Rel%

Function Name

-467051

-50.0%

67.7%

-2

-50.0%

HR.P.F (Line 25)

32.3%

-1

HR.P.I (Line 2)#

0.0%

0

HR.P.TEST (Line 46)

-222737
-5

-21.7%

The PL/SQL Timing Analyzer produces a collection of reports that present
information derived from the profiler's output logs in a variety of formats. The
following reports have been found to be the most generally useful as starting points
for browsing:
■

Function Elapsed Time (microsecs) Data for Performance Regressions

■

Function Elapsed Time (microsecs) Data for Performance Improvements

In addition, the following reports are also available:
■

Function Elapsed Time (microsecs) Data sorted by Function Name

Using the PL/SQL Hierarchical Profiler

8-19

plshprof Utility

■

■

■

Function Elapsed Time (microsecs) Data sorted by Total Subtree Elapsed Time
(microsecs) Delta
Function Elapsed Time (microsecs) Data sorted by Total Function Elapsed Time
(microsecs) Delta
Function Elapsed Time (microsecs) Data sorted by Total Descendants Elapsed
Time (microsecs) Delta

■

Function Elapsed Time (microsecs) Data sorted by Total Function Call Count Delta

■

Module Elapsed Time (microsecs) Data sorted by Module Name

■

Module Elapsed Time (microsecs) Data sorted by Total Function Elapsed Time
(microsecs) Delta

■

Module Elapsed Time (microsecs) Data sorted by Total Function Call Count Delta

■

Namespace Elapsed Time (microsecs) Data sorted by Namespace

■

Namespace Elapsed Time (microsecs) Data sorted by Total Function Elapsed Time
(microsecs)

■

Namespace Elapsed Time (microsecs) Data sorted by Total Function Call Count

■

File Elapsed Time (microsecs) Data Comparison with Parents and Children

Function-Level Difference Reports
Each function-level difference report includes, for each function, the change in these
values from the first run to the second run:
■

Function time (time spent in the function itself, also called "self time")

■

Descendants time (time spent in the descendants of the function)

■

Subtree time (time spent in the subtree of the function—function time plus
descendants time)

■

Number of calls to the function

■

Mean function time
The mean function time is the function time divided by number of calls to the
function.

■

Function name
The function name is hyperlinked to the Parents and Children Difference Report
for the function.

The report in Sample Report 1 shows the difference information for all functions that
performed better in the first run than they did in the second run. Note that:
■

■

■

For HR.P.G, the function time increased by 2,075,627 microseconds (941%), which
accounts for 61.1% of all regressions.
For HR.P.H, the function time and number of calls increased by 1,101,384
microseconds (54.6%) and 5 (55.6%), respectively, but the mean function time
improved by 1,346 microseconds (-0.6%).
HR.P.J was called in only one run.

Sample Report 1
Function Elapsed Time (microsecs) Data for Performance Regressions

8-20 Oracle Database Advanced Application Developer's Guide

plshprof Utility

Subtree Function Rel%

Ind%

Cum% Descendant Calls Rel%

4075787

2075627

+941%

61.1% 61.1%

1101384

1101384

222371

222371

2000160

0

+54.6% 32.4% 93.5%

0

5

6.5%

0

1

100%

Mean Function Rel%
2075627

Function Name

+941% HR.P.G (Line 35)

+55.6% -1346

-0.6%

HR.P.H (Line 18)
HR.P.J (Line 10)#

The report in Sample Report 2 shows the difference information for all functions that
performed better in the second run than they did in the first run.
Sample Report 2
Function Elapsed Time (microsecs) Data for Performance Improvements
Subtree

Function Rel%

-1365827 -467051
-222737

-222737

2709589

-5

-50.0%

-21.7%

Ind%

Cum% Descendant Calls Rel%

67.7% 67.7%

-898776

-2

32.3% 100%

0

-1

2709594

0

0.0%

100%

-50.0%

Mean Function Rel%

Function Name

-32

HR.P.F (Line 25)

0.0%

HR.P.I (Line 2)
-5

-20.8

HR.P.TEST (Line 46)#

The report in Sample Report 3 summarizes the difference information for all functions.
Sample Report 3
Function Elapsed Time (microsecs) Data sorted by Total Function Call Count Delta
Subtree

Function Rel%

Ind%

Descendant Calls Rel%

Mean Function Rel%

1101384

1101384

+54.6% 32.4% 0

5

+55.6% -1346

-1365827

-467051

+50.0% 67.7% -898776

-2

-50.0%

-32

Function Name

-0.6%

HR.P.H (Line 18)

-0.0%

HR.P.F (Line 25)

-222377

-222377

32.3% 0

-1

HR.P.I (Line 2)#

222371

222371

6.5%

0

1

HR.P.J(Line 10)#

4075787

2075627

+941%

61.1% 2000160

0

2075627

+941% HR.P.G (Line 35)

2709589

-5

-21.7%

0.0%

2709594

0

-5

-20.8% HR.P.TEST (Line 46)

0

0

0

0

SYS.DBMS_HPROF.STOP_
PROFILING (Line 53)

Module-Level Difference Reports
Each module-level report includes, for each module, the change in these values from
the first run to the second run:
■

■

Module time (time spent in the module—sum of the function times of all functions
in the module)
Number of calls to functions in the module

Sample Report
Module Elapsed Time (microsecs) Data sorted by Total Function Elapsed Time
(microsecs) Delta
Module

Calls

Module Name

2709589

3

HR.P

0

0

SYS.DBMS_HPROF

Using the PL/SQL Hierarchical Profiler

8-21

plshprof Utility

Namespace-Level Difference Reports
Each namespace-level report includes, for each namespace, the change in these values
from the first run to the second run:
■

■

Namespace time (time spent in the namespace—sum of the function times of all
functions in the namespace)
Number of calls to functions in the namespace

Sample Report
Namespace Elapsed Time (microsecs) Data sorted by Namespace
Function

Calls Namespace

2709589

3

PLSQL

Parents and Children Difference Report for a Function
The Parents and Children Difference Report for a function shows changes in the
execution profiles of these from the first run to the second run:
■

Parents (functions that call the function)

■

Children (functions that the function calls)
Execution profiles for children include only information from when this function
calls them, not for when other functions call them.

The execution profile for a function includes this information:
■

Function time (time spent in the function itself, also called "self time")

■

Descendants time (time spent in the descendants of the function)

■

Subtree time (time spent in the subtree of the function—function time plus
descendants time)

■

Number of calls to the function

■

Function name

The sample report is a fragment of a Parents and Children Difference Report that
corresponds to a function named HR.P.X.
The first row, a summary of the difference between the first and second runs, shows
regression: function time increased by 1,094,099 microseconds (probably because the
function was called five more times).
The "Parents" rows show that HR.P.G called HR.P.X nine more times in the second run
than it did in the first run, while HR.P.F called it four fewer times.
The "Children" rows show that HR.P.X called each child five more times in the second
run than it did in the first run.
Sample Report
HR.P.X (Line 11)
Subtree

Function Descendant Calls

Function Name

3322196

1094099

HR.P.X (Line 11)

2228097

5

Parents:

8-22 Oracle Database Advanced Application Developer's Guide

plshprof Utility

Subtree

Function Descendant Calls

Function Name

6037490

1993169

4044321

9

HR.P.G (Line 38)

-2715294

-899070

-1816224

-4

HR.P.F (Line 28)

1125489

1125489

0

5

HR.P.J (Line 10)

1102608

1102608

0

5

HR.P.I (Line 2)

Children:

The Parents and Children Difference Report for a function is accompanied by a
Function Comparison Report, which shows the execution profile of the function for the
first and second runs and the difference between them. This example is the Function
Comparison Report for the function HR.P.X:
Sample Report
Elapsed Time (microsecs) for HR.P.X (Line 11) (20.1% of total regression)

HR.P.X (Line 11)

First
Trace

Ind%

Second
Trace

Ind%

Function Elapsed Time (microsecs)

1999509

26.9%

3093608

24.9% 1094099 +54.7%

Descendants Elapsed Time
(microsecs)

4095943

55.1%

6324040

50.9% 2228097 +54.4%

Subtree Elapsed Time (microsecs)

6095452

81.9%

9417648

75.7% 3322196 +54.5%

Function Calls

9

25.0%

14

28.6% 5

Mean Function Elapsed Time
(microsecs)

222167.7

220972.0

-1195.7

-0.5%

Mean Descendants Elapsed Time
(microsecs)

455104.8

451717.1

-3387.6

-0.7%

Mean Subtree Elapsed Time
(microsecs)

677272.4

672689.1

-4583.3

-0.7%

Diff

Diff%

+55.6%

Using the PL/SQL Hierarchical Profiler

8-23

plshprof Utility

8-24 Oracle Database Advanced Application Developer's Guide

9
Developing PL/SQL Web Applications
9

This chapter explains how to develop PL/SQL web applications, which let you make
your database available on the intranet.
Topics:
■
Overview of PL/SQL Web Applications
■

Implementing PL/SQL Web Applications

■

Using mod_plsql Gateway to Map Client Requests to a PL/SQL Web Application

■

Using Embedded PL/SQL Gateway

■

Generating HTML Output with PL/SQL

■

Passing Parameters to PL/SQL Web Applications

■

Performing Network Operations in PL/SQL Subprograms

Overview of PL/SQL Web Applications
Typically, a web application written in PL/SQL is a set of stored subprograms that
interact with web browsers through HTTP. A set of interlinked, dynamically generated
HTML pages forms the user interface of a web application.
The program flow of a PL/SQL web application is similar to that in a CGI PERL script.
Developers often use CGI scripts to produce web pages dynamically, but such scripts
are often not optimal for accessing the database. Delivering web content with PL/SQL
stored subprograms provides the power and flexibility of database processing. For
example, you can use data manipulation language (DML) statements, dynamic SQL
statements, and cursors. You also eliminate the process overhead of forking a new CGI
process to handle each HTTP request.
Figure 9–1 illustrates the generic process for a PL/SQL web application.

Developing PL/SQL Web Applications

9-1

Implementing PL/SQL Web Applications

Figure 9–1 PL/SQL Web Application

Stored
Procedure

4 2
Web
Browser

3
PL/SQL
Web
Toolkit

5
1

Web
Server

Implementing PL/SQL Web Applications
You can implement a web browser-based application entirely in PL/SQL with these
Oracle Database components:
■

PL/SQL Gateway

■

PL/SQL Web Toolkit

PL/SQL Gateway
The PL/SQL gateway enables a web browser to invoke a PL/SQL stored subprogram
through an HTTP listener. The gateway is a platform on which PL/SQL users develop
and deploy PL/SQL web applications.

mod_plsql
mod_plsql is one implementation of the PL/SQL gateway. The module is a plug-in of
Oracle HTTP Server and enables web browsers to invoke PL/SQL stored
subprograms. Oracle HTTP Server is a component of both Oracle Application Server
and the database.
The mod_plsql plug-in enables you to use PL/SQL stored subprograms to process
HTTP requests and generate responses. In this context, an HTTP request is a URL that
includes parameter values to be passed to a stored subprogram. PL/SQL gateway
translates the URL, invokes the stored subprogram with the parameters, and returns
output (typically HTML) to the client.
Some advantages of using mod_plsql over the embedded form of the PL/SQL
gateway are:
■

■

You can run it in a firewall environment in which the Oracle HTTP Server runs on
a firewall-facing host while the database is hosted behind a firewall. You cannot
use this configuration with the embedded gateway.
The embedded gateway does not support mod_plsql features such as dynamic
HTML caching, system monitoring, and logging in the Common Log Format.

9-2 Oracle Database Advanced Application Developer's Guide

Implementing PL/SQL Web Applications

Embedded PL/SQL Gateway
You can use an embedded version of the PL/SQL gateway that runs in the XML DB
HTTP Listener in the database. It provides the core features of mod_plsql in the
database but does not require the Oracle HTTP Server. You configure the embedded
PL/SQL gateway with the DBMS_EPG package in the PL/SQL Web Toolkit.
Some advantages of using the embedded gateway over mod_plsql are as follows:
■

■

You can invoke PL/SQL web applications such as Application Express without
installing Oracle HTTP Server, thereby simplifying installation, configuration, and
administration of PL/SQL based web applications.
You use the same configuration approach that is used to deliver content from
Oracle XML DB in response to FTP and HTTP requests.

PL/SQL Web Toolkit
This set of PL/SQL packages is a generic interface that enables you to use stored
subprograms invoked by mod_plsql at run time.
In response to a browser request, a PL/SQL subprogram updates or retrieves data
from Oracle Database according to the user input. It then generates an HTTP response
to the browser, typically in the form of a file download or HTML to be displayed. The
PL/SQL Web Toolkit API enables stored subprograms to perform actions such as:
■

Obtain information about an HTTP request

■

Generate HTTP headers such as content-type and mime-type

■

Set browser cookies

■

Generate HTML pages

Table 9–1 describes commonly used PL/SQL Web Toolkit packages.
Table 9–1

Commonly Used Packages in the PL/SQL Web Toolkit

Package

Description of Contents

HTF

Function versions of the subprograms in the htp package. The function
versions do not directly generate output in a web page. Instead, they pass
their output as return values to the statements that invoke them. Use these
functions when you must nest function calls.

HTP

Subprograms that generate HTML tags. For example, the procedure
htp.anchor generates the HTML anchor tag, .

OWA_CACHE

Subprograms that enable the PL/SQL gateway cache feature to improve
performance of your PL/SQL web application.
You can use this package to enable expires-based and validation-based
caching with the PL/SQL gateway file system.

OWA_COOKIE

Subprograms that send and retrieve HTTP cookies to and from a client web
browser. Cookies are strings a browser uses to maintain state between HTTP
calls. State can be maintained throughout a client session or longer if a cookie
expiration date is included.

OWA_CUSTOM

The authorize function used by cookies.

OWA_IMAGE

Subprograms that obtain the coordinates where a user clicked an image. Use
this package when you have an image map whose destination links invoke a
PL/SQL gateway.

Developing PL/SQL Web Applications

9-3

Using mod_plsql Gateway to Map Client Requests to a PL/SQL Web Application

Table 9–1 (Cont.) Commonly Used Packages in the PL/SQL Web Toolkit
Package

Description of Contents

OWA_OPT_LOCK

Subprograms that impose database optimistic locking strategies to prevent
lost updates. Lost updates can otherwise occur if a user selects, and then
attempts to update, a row whose values were changed in the meantime by
another user.

OWA_PATTERN

Subprograms that perform string matching and string manipulation with
regular expressions.

OWA_SEC

Subprograms used by the PL/SQL gateway for authenticating requests.

OWA_TEXT

Subprograms used by package OWA_PATTERN for manipulating strings. You
can also use them directly.

OWA_UTIL

These types of utility subprograms:
■

■

■

WPG_DOCLOAD

Dynamic SQL utilities to produce pages with dynamically generated
SQL code.
HTML utilities to retrieve the values of CGI environment variables and
perform URL redirects.
Date utilities for correct date-handling. Date values are simple strings in
HTML, but must be properly treated as an Oracle Database data type.

Subprograms that download documents from a document repository that
you define using the DAD configuration.

See Also: Oracle Database PL/SQL Packages and Types Reference for
syntax, descriptions, and examples for the PL/SQL Web Toolkit
packages

Using mod_plsql Gateway to Map Client Requests to a PL/SQL Web
Application
As explained in detail in the Oracle HTTP Server mod_plsql User's Guide, mod_plsql
maps web client requests to PL/SQL stored subprograms over HTTP. See this
documentation for instructions.
See Also:
■

■

Oracle HTTP Server mod_plsql User's Guide to learn how to
configure and use mod_plsql
Oracle Fusion Middleware Administrator's Guide for Oracle HTTP
Server for information about the mod_plsql module

Using Embedded PL/SQL Gateway
The embedded gateway functions very similar to the mod_plsql gateway. Before using
the embedded version of the gateway, familiarize yourself with the Oracle HTTP Server
mod_plsql User's Guide. Much of the information is the same or similar.
Topics:
■
How Embedded PL/SQL Gateway Processes Client Requests
■

Installing Embedded PL/SQL Gateway

■

Configuring Embedded PL/SQL Gateway

■

Invoking PL/SQL Stored Subprograms Through Embedded PL/SQL Gateway

9-4 Oracle Database Advanced Application Developer's Guide

Using Embedded PL/SQL Gateway

■

Securing Application Access with Embedded PL/SQL Gateway

■

Restrictions in Embedded PL/SQL Gateway

■

Using Embedded PL/SQL Gateway: Scenario

How Embedded PL/SQL Gateway Processes Client Requests
Figure 9–2 illustrates the process by which the embedded gateway handles client
HTTP requests.
Figure 9–2 Processing Client Requests with Embedded PL/SQL Gateway

Web
Browser

User-level
caching in
browser

Embedded
PL/SQL
Gateway
Oracle
XDB
HTTP
Listener

Web
Browser

7 2

3

6

8
Authentication

1

4

Web
Server

PL/SQL
Application

Web
Browser

5
PL/SQL
Web
Toolkit

The explanation of the steps in Figure 9–2 is as follows:
1.

The Oracle XML DB HTTP Listener receives a request from a client browser to
request to invoke a PL/SQL subprogram. The subprogram can either be written
directly in PL/SQL or indirectly generated when a PL/SQL Server Page is
uploaded to the database and compiled.

2.

The XML DB HTTP Listener routes the request to the embedded PL/SQL gateway
as specified in its virtual-path mapping configuration.

3.

The embedded gateway uses the HTTP request information and the gateway
configuration to determine which database account to use for authentication.

4.

The embedded gateway prepares the call parameters and invokes the PL/SQL
subprogram in the application.

5.

The PL/SQL subprogram generates an HTML page out of relational data and the
PL/SQL Web Toolkit accessed from the database.

Developing PL/SQL Web Applications

9-5

Using Embedded PL/SQL Gateway

6.

The application sends the page to the embedded gateway.

7.

The embedded gateway sends the page to the XML DB HTTP Listener.

8.

The XML DB HTTP Listener sends the page to the client browser.

Unlike mod_plsql, the embedded gateway processes HTTP requests with the Oracle
XML DB Listener. This listener is the same server-side process as the Oracle Net
Listener and supports Oracle Net Services, HTTP, and FTP.
Configure general HTTP listener settings through the XML DB interface (for
instructions, see Oracle XML DB Developer's Guide). Configure the HTTP listener either
by using Oracle Enterprise Manager or by editing the xdbconfig.xml file. Use the
DBMS_EPG package for all embedded PL/SQL gateway configuration, for example,
creating or setting attributes for a DAD.

Installing Embedded PL/SQL Gateway
The embedded gateway requires these components:
■

XML DB HTTP Listener

■

PL/SQL Web Toolkit

The embedded PL/SQL gateway is installed as part of Oracle XML DB. If you are
using a preconfigured database created during an installation or by the Database
Configuration Assistant (DBCA), then Oracle XML DB is installed and configured. For
information about manually adding Oracle XML DB to an existing database, see Oracle
XML DB Developer's Guide.
The PL/SQL Web Toolkit is part of the standard installation of the database, so no
supplementary installation is necessary.

Configuring Embedded PL/SQL Gateway
You configure mod_plsql by editing the Oracle HTTP Server configuration files.
Because the embedded gateway is installed as part of the Oracle XML DB HTTP
Listener, you manage the embedded gateway as a servlet through the Oracle XML DB
servlet management interface.
The configuration interface to the embedded gateway is the PL/SQL package DBMS_
EPG. This package modifies the underlying xdbconfig.xml configuration file that XML
DB uses. The default values of the embedded gateway configuration parameters are
sufficient for most users.
Topics:
■
Configuring Embedded PL/SQL Gateway: Overview
■

Configuring User Authentication for Embedded PL/SQL Gateway

Configuring Embedded PL/SQL Gateway: Overview
As in mod_plsql, each request for a PL/SQL stored subprogram is associated with a
Database Access Descriptor (DAD). A DAD is a set of configuration values used for
database access. A DAD specifies information such as:
■

The database account to use for authentication

■

The subprogram to use for uploading and downloading documents

In the embedded PL/SQL gateway, a DAD is represented as a servlet in the XML DB
HTTP Listener configuration. Each DAD attribute maps to an XML element in the
9-6 Oracle Database Advanced Application Developer's Guide

Using Embedded PL/SQL Gateway

configuration file xdbconfig.xml. The value of the DAD attribute corresponds to the
element content. For example, the database-username DAD attribute corresponds to
the  XML element; if the value of the DAD attribute is HR it
corresponds to HR. DAD attribute names
are case-sensitive.
Use the DBMS_EPG package to perform these embedded PL/SQL gateway
configurations:
1.

Create a DAD with the DBMS_EPG.CREATE_DAD procedure.

2.

Set DAD attributes with the DBMS_EPG.SET_DAD_ATTRIBUTE procedure.
All DAD attributes are optional. If you do not specify an attribute, it has its initial
value.

Table 9–2 lists the embedded PL/SQL gateway attributes and the corresponding mod_
plsql DAD parameters. Enumeration values in the "Legal Values" column are
case-sensitive.
Table 9–2

Mapping Between mod_plsql and Embedded PL/SQL Gateway DAD Attributes

mod_plsql DAD Attribute

Embedded PL/SQL Gateway
DAD Attribute

Multiple
Occurrences

Legal Values

PlsqlAfterProcedure

after-procedure

No

String

PlsqlAlwaysDescribeProcedure

always-describe-procedure

No

Enumeration of On, Off

PlsqlAuthenticationMode

authentication-mode

No

Enumeration of Basic,
SingleSignOn, GlobalOwa,
CustomOwa, PerPackageOwa

PlsqlBeforeProcedure

before-procedure

No

String

PlsqlBindBucketLengths

bind-bucket-lengths

Yes

Unsigned integer

PlsqlBindBucketWidths

bind-bucket-widths

Yes

Unsigned integer

PlsqlCGIEnvironmentList

cgi-environment-list

Yes

String

PlsqlCompatibilityMode

compatibility-mode

No

Unsigned integer

PlsqlDatabaseUsername

database-username

No

String

PlsqlDefaultPage

default-page

No

String

PlsqlDocumentPath

document-path

No

String

PlsqlDocumentProcedure

document-procedure

No

String

PlsqlDocumentTablename

document-table-name

No

String

PlsqlErrorStyle

error-style

No

Enumeration of ApacheStyle,
ModplsqlStyle, DebugStyle

PlsqlExclusionList

exclusion-list

Yes

String

PlsqlFetchBufferSize

fetch-buffer-size

No

Unsigned integer

PlsqlInfoLogging

info-logging

No

Enumeration of InfoDebug

PlsqlInputFilterEnable

input-filter-enable

No

String

PlsqlMaxRequestsPerSession

max-requests-per-session

No

Unsigned integer

PlsqlNLSLanguage

nls-language

No

String

PlsqlOWADebugEnable

owa-debug-enable

No

Enumeration of On, Off

PlsqlPathAlias

path-alias

No

String

PlsqlPathAliasProcedure

path-alias-procedure

No

String

PlsqlRequestValidationFunction

request-validation-function

No

String

PlsqlSessionCookieName

session-cookie-name

No

String

Developing PL/SQL Web Applications

9-7

Using Embedded PL/SQL Gateway

Table 9–2 (Cont.) Mapping Between mod_plsql and Embedded PL/SQL Gateway DAD Attributes
mod_plsql DAD Attribute

Embedded PL/SQL Gateway
DAD Attribute

Multiple
Occurrences

PlsqlSessionStateManagement

session-state-management

No

Enumeration of
StatelessWithResetPackageState,
StatelessWithFastRestPackageState,
StatelessWithPreservePackageState

PlsqlTransferMode

transfer-mode

No

Enumeration of Char, Raw

PlsqlUploadAsLongRaw

upload-as-long-raw

No

String

Legal Values

The default values of the DAD attributes are sufficient for most users of the embedded
gateway. mod_plsql users do not need these attributes:
■
■

PlsqlDatabasePassword
PlsqlDatabaseConnectString (because the embedded gateway does not support
logon to external databases)

Like the DAD attributes, the global configuration parameters are optional. Table 9–3
describes the DBMS_EPG global attributes and the corresponding mod_plsql global
parameters.
Table 9–3

Mapping Between mod_plsql and Embedded PL/SQL Gateway Global Attributes

mod_plsql DAD Attribute

Embedded PL/SQL Gateway
DAD Attribute

Multiple
Occurrences

Legal Values

PlsqlLogLevel

log-level

No

Unsigned integer

PlsqlMaxParameters

max-parameters

No

Unsigned integer

See Also:
■

■

■

Oracle Fusion Middleware Administrator's Guide for Oracle HTTP
Server for detailed descriptions of the mod_plsql DAD attributes.
See this documentation for default values and usage notes.
Oracle Database PL/SQL Packages and Types Reference to learn about
the DBMS_EPG package
Oracle XML DB Developer's Guide for an account of the
xdbconfig.xml file

Configuring User Authentication for Embedded PL/SQL Gateway
Because it uses the XML DB authentication schemes, the embedded gateway handles
database authentication differently from mod_plsql. In particular, it does not store
database passwords in a DAD.
To serve a PL/SQL web application on the Internet but
maintain the database behind a firewall, do not use the embedded
PL/SQL gateway to run the application; use mod_plsql.

Note:

Use the DBMS_EPG package to configure database authentication.
Topics:
■
Configuring Static Authentication with DBMS_EPG
■

Configuring Dynamic Authentication with DBMS_EPG

9-8 Oracle Database Advanced Application Developer's Guide

Using Embedded PL/SQL Gateway

■

Configuring Anonymous Authentication with DBMS_EPG

■

Determining the Authentication Mode of a DAD

■

Creating and Configuring DADs: Examples

■

Determining the Authentication Mode for a DAD: Example

■

Determining the Authentication Mode for All DADs: Example

■

Showing DAD Authorizations that Are Not in Effect: Example

■

Examining Embedded PL/SQL Gateway Configuration

Configuring Static Authentication with DBMS_EPG Static authentication is for the mod_plsql
user who stores database user names and passwords in the DAD so that the browser
user is not required to enter database authentication information.
To configure static authentication, follow these steps:
1.

Log on to the database as an XML DB administrator (that is, a user with the
XDBADMIN role assigned).

2.

Create the DAD. For example, this procedure creates a DAD invoked HR_DAD and
maps the virtual path to /hrweb/:
EXEC DBMS_EPG.CREATE_DAD('HR_DAD', '/hrweb/*');

3.

For this step, you need the ALTER ANY USER system privilege. Set the DAD attribute
database-username to the database account whose privileges must be used by the
DAD. For example, this procedure specifies that the DAD named HR_DAD has the
privileges of the HR account:
EXEC DBMS_EPG.SET_DAD_ATTRIBUTE('HR_DAD', 'database-username', 'HR');

The DAD attribute database-username is case-sensitive.
4.

Assign the DAD the privileges of the database user specified in the previous step.
This authorization enables end users to invoke procedures and access document
tables through the embedded PL/SQL gateway with the privileges of the
authorized account. For example:
EXEC DBMS_EPG.AUTHORIZE_DAD('HR_DAD', 'HR');

Alternatively, you can log off as the user with XDBADMIN privileges, log on as the
database user whose privileges must be used by the DAD, and then use this
command to assign these privileges to the DAD:
EXEC DBMS_EPG.AUTHORIZE_DAD('HR_DAD');

Multiple users can authorize the same DAD. The
database-username attribute setting of the DAD determines which
user's privileges to use.
Note:

Unlike mod_plsql, the embedded gateway connects to the database as the special user
ANONYMOUS, but accesses database objects with the user privileges assigned to the DAD.
The database rejects access if the browser user attempts to connect explicitly with the
HTTP Authorization header.

Developing PL/SQL Web Applications

9-9

Using Embedded PL/SQL Gateway

The account ANONYMOUS is locked after XML DB installation. To
use static authentication with the embedded PL/SQL gateway, first
unlock this account.

Note:

Configuring Dynamic Authentication with DBMS_EPG Dynamic authentication is for the
mod_plsql user who does not store database user names and passwords in the DAD.
In dynamic authentication, a database user does not have to authorize the embedded
gateway to use its privileges to access database objects. Instead, browser users must
supply the database authentication information through the HTTP Basic
Authentication scheme.
The action of the embedded gateway depends on whether the database-username
attribute is set for the DAD. If the attribute is not set, then the embedded gateway
connects to the database as the user supplied by the browser client. If the attribute is
set, then the database restricts access to the user specified in the database-username
attribute.
To set up dynamic authentication, follow these steps:
1.

Log on to the database as a an XML DB administrator (that is, a user with the
XDBADMIN role).

2.

Create the DAD. For example, this procedure creates a DAD invoked DYNAMIC_DAD
and maps the virtual path to /hrweb/:
EXEC DBMS_EPG.CREATE_DAD('DYNAMIC_DAD', '/hrweb/*');

3.

Optionally, set the DAD attribute database-username to the database account
whose privileges must be used by the DAD. The browser prompts the user to
enter the username and password for this account when accessing the DAD. For
example, this procedure specifies that the DAD named DYNAMIC_DAD has the
privileges of the HR account:
EXEC DBMS_EPG.SET_DAD_ATTRIBUTE('DYNAMIC_DAD', 'database-username', 'HR');

The attribute database-username is case-sensitive.
WARNING: Passwords sent through the HTTP Basic
Authentication scheme are not encrypted. Configure the embedded
gateway to use the HTTPS protocol to protect the passwords sent by
the browser clients.

Configuring Anonymous Authentication with DBMS_EPG Anonymous authentication is for
the mod_plsql user who creates a special DAD database user for database logon, but
stores the application procedures and document tables in a different schema and
grants access to the procedures and document tables to PUBLIC.
To set up anonymous authentication, follow these steps:
1.

Log on to the database as an XML DB administrator, that is, a user with the
XDBADMIN role assigned.

2.

Create the DAD. For example, this procedure creates a DAD invoked HR_DAD and
maps the virtual path to /hrweb/:
EXEC DBMS_EPG.CREATE_DAD('HR_DAD', '/hrweb/*');

9-10 Oracle Database Advanced Application Developer's Guide

Using Embedded PL/SQL Gateway

3.

Set the DAD attribute database-username to ANONYMOUS. For example:
EXEC DBMS_EPG.SET_DAD_ATTRIBUTE('HR_DAD', 'database-username', 'ANONYMOUS');

Both database-username and ANONYMOUS are case-sensitive.
You need not authorize the embedded gateway to use ANONYMOUS privileges to
access database objects, because ANONYMOUS has no system privileges and owns no
database objects.
Determining the Authentication Mode of a DAD If you know the name of a DAD, then the
authentication mode for this DAD depends on these factors:
■

Does the DAD exist?

■

Is the database-username attribute for the DAD set?

■

Is the DAD authorized to use the privilege of the database-username user?

■

Is the database-username attribute the one that the user authorized to use the
DAD?

Table 9–4 shows how the answers to the preceding questions determine the
authentication mode.
Table 9–4

Authentication Possibilities for a DAD

DAD Exists?

database-username set?

User authorized?

Mode

Yes

Yes

Yes

Static

Yes

Yes

No

Dynamic restricted

Yes

No

Does not matter

Dynamic

Yes

Yes (to ANONYMOUS)

Does not matter

Anonymous

No

N/A

For example, assume that you create a DAD named MY_DAD. If the database-username
attribute for MY_DAD is set to HR, but the HR user does not authorize MY_DAD, then the
authentication mode for MY_DAD is dynamic and restricted. A browser user who
attempts to run a PL/SQL subprogram through MY_DAD is prompted to enter the HR
database username and password.
The DBA_EPG_DAD_AUTHORIZATION view shows which users have authorized use of a
DAD. The DAD_NAME column displays the name of the DAD; the USERNAME column
displays the user whose privileges are assigned to the DAD. The DAD authorized
might not exist.
Oracle Database Reference for more information about the
DBA_EPG_DAD_AUTHORIZATION view
See Also:

Creating and Configuring DADs: Examples Example 9–1 does this:
■

Creates a DAD with static authentication for database user HR and assigns it the
privileges of the HR account, which then authorizes it.

■

Creates a DAD with dynamic authentication that is not restricted to any user.

■

Creates a DAD with dynamic authentication that is restricted to the HR account.

Example 9–1 Creating and Configuring DADs
-----------------------------------------------------------------------Developing PL/SQL Web Applications 9-11

Using Embedded PL/SQL Gateway

--- DAD with static authentication
-----------------------------------------------------------------------CONNECT SYSTEM AS SYSDBA
PASSWORD: password
EXEC DBMS_EPG.CREATE_DAD('Static_Auth_DAD', '/static/*');
EXEC DBMS_EPG.SET_DAD_ATTRIBUTE('Static_Auth_DAD', 'database-username', 'HR');
GRANT EXECUTE ON DBMS_EPG TO HR;
-- Authorization
CONNECT HR
PASSWORD: password
EXEC DBMS_EPG.AUTHORIZE_DAD('Static_Auth_DAD');
------------------------------------------------------------------------- DAD with dynamic authentication
-----------------------------------------------------------------------CONNECT SYSTEM AS SYSDBA
PASSWORD: password
EXEC DBMS_EPG.CREATE_DAD('Dynamic_Auth_DAD', '/dynamic/*');
-------------------------------------------------------------------------- DAD with dynamic authentication restricted
------------------------------------------------------------------------EXEC DBMS_EPG.CREATE_DAD('Dynamic_Auth_DAD_Restricted', '/dynamic/*');
EXEC DBMS_EPG.SET_DAD_ATTRIBUTE
('Dynamic_Auth_DAD_Restricted', 'database-username', 'HR');

The creation and authorization of a DAD are independent; therefore you can:
■
■

Authorize a DAD that does not exist (it can be created later)
Authorize a DAD for which you are not the user (however, the authorization does
not take effect until the DAD database-user attribute is changed to your
username)

Example 9–2 creates a DAD with static authentication for database user HR and assigns
it the privileges of the HR account. Then:
■

Instead of authorizing that DAD, the database user HR authorizes a nonexistent
DAD.
Although the user might have done this by mistake, no error occurs, because the
nonexistent DAD might be created later.

■

The database user OE authorizes the DAD (whose database-user attribute is set to
HR.
No error occurs, but the authorization does not take effect until the DAD
database-user attribute is changed to OE.

Example 9–2 Authorizing DADs to be Created or Changed Later
REM Create DAD with static authentication for database user HR
CONNECT SYSTEM AS SYSDBA
PASSWORD: password
EXEC DBMS_EPG.CREATE_DAD('Static_Auth_DAD', '/static/*');
EXEC DBMS_EPG.SET_DAD_ATTRIBUTE('Static_Auth_DAD', 'database-username', 'HR');
GRANT EXECUTE ON DBMS_EPG TO HR;

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Using Embedded PL/SQL Gateway

REM Database user HR authorizes DAD that does not exist
CONNECT HR
PASSWORD: password
EXEC DBMS_EPG.AUTHORIZE_DAD('Static_Auth_DAD_Typo');
REM Database user OE authorizes DAD with database-username 'HR'
CONNECT OE
PASSWORD: password
EXEC DBMS_EPG.AUTHORIZE_DAD('Static_Auth_DAD');

Determining the Authentication Mode for a DAD: Example Example 9–3 creates a PL/SQL
procedure, show_dad_auth_status, which accepts the name of a DAD and reports its
authentication mode. If the specified DAD does not exist, the procedure exits with an
error.
Example 9–3 Determining the Authentication Mode for a DAD
CREATE OR REPLACE PROCEDURE show_dad_auth_status (p_dadname VARCHAR2) IS
v_daduser VARCHAR2(32);
v_cnt
PLS_INTEGER;
BEGIN
-- Determine DAD user
v_daduser := DBMS_EPG.GET_DAD_ATTRIBUTE(p_dadname, 'database-username');
-- Determine whether DAD authorization exists for DAD user
SELECT COUNT(*)
INTO v_cnt
FROM DBA_EPG_DAD_AUTHORIZATION da
WHERE da.DAD_NAME = p_dadname
AND da.USERNAME = v_daduser;
-- If DAD authorization exists for DAD user, authentication mode is static
IF (v_cnt > 0) THEN
DBMS_OUTPUT.PUT_LINE (
'''' || p_dadname ||
''' is set up for static authentication for user ''' ||
v_daduser || '''.');
RETURN;
END IF;
-- If no DAD authorization exists for DAD user, authentication mode is dynamic
-- Determine whether dynamic authentication is restricted to particular user
IF (v_daduser IS NOT NULL) THEN
DBMS_OUTPUT.PUT_LINE (
'''' || p_dadname ||
''' is set up for dynamic authentication for user ''' ||
v_daduser || ''' only.');
ELSE
DBMS_OUTPUT.PUT_LINE (
'''' || p_dadname ||
''' is set up for dynamic authentication for any user.');
END IF;
END;
/

Developing PL/SQL Web Applications 9-13

Using Embedded PL/SQL Gateway

Assume that you have run the script in Example 9–1 to create and configure various
DADs. The output is:
SET SERVEROUTPUT ON;
BEGIN
show_dad_auth_status('Static_Auth_DAD');
END;
/
'Static_Auth_DAD' is set up for static authentication for user 'HR'.

Determining the Authentication Mode for All DADs: Example The anonymous block in
Example 9–4 reports the authentication modes of all registered DADs. It invokes the
show_dad_auth_status procedure from Example 9–3.
Example 9–4 Showing the Authentication Mode for All DADs
DECLARE
v_dad_names DBMS_EPG.VARCHAR2_TABLE;
BEGIN
DBMS_OUTPUT.PUT_LINE
('---------- Authorization Status for All DADs ----------');
DBMS_EPG.GET_DAD_LIST(v_dad_names);
FOR i IN 1..v_dad_names.count LOOP
show_dad_auth_status(v_dad_names(i));
END LOOP;
END;
/

If you have run the script in Example 9–1 to create and configure various DADs, the
output of Example 9–4 is:
---------- Authorization Status for All DADs ---------'Static_Auth_DAD' is set up for static auth for user 'HR'.
'Dynamic_Auth_DAD' is set up for dynamic auth for any user.
'Dynamic_Auth_DAD_Restricted' is set up for dynamic auth for user 'HR' only.

Showing DAD Authorizations that Are Not in Effect: Example The anonymous block in
Example 9–5 reports DAD authorizations that are not in effect. A DAD authorization is
not in effect in either of these situations:
■

■

The user who authorizes the DAD is not the user specified by the
database-username attribute of the DAD
The user authorizes a DAD that does not exist

Example 9–5 Showing DAD Authorizations that Are Not in Effect
DECLARE
v_dad_names DBMS_EPG.VARCHAR2_TABLE;
v_dad_user VARCHAR2(32);
v_dad_found BOOLEAN;
BEGIN
DBMS_OUTPUT.PUT_LINE
('---------- DAD Authorizations Not in Effect ----------');
DBMS_EPG.GET_DAD_LIST(v_dad_names);
FOR r IN (SELECT * FROM DBA_EPG_DAD_AUTHORIZATION) LOOP
v_dad_found := FALSE;
FOR i IN 1..v_dad_names.count LOOP -- Inner loop
IF (r.DAD_NAME = v_dad_names(i)) THEN

9-14 Oracle Database Advanced Application Developer's Guide

-- Outer loop

Using Embedded PL/SQL Gateway

v_dad_user :=
DBMS_EPG.GET_DAD_ATTRIBUTE(r.DAD_NAME, 'database-username');
-- Is database-username the user for whom DAD is authorized?
IF (r.USERNAME <> v_dad_user) THEN
DBMS_OUTPUT.PUT_LINE (
'DAD authorization of ''' || r.dad_name ||
''' by user ''' || r.username || '''' ||
' is not in effect because DAD user is ' ||
'''' || v_dad_user || '''.');
END IF;
v_dad_found := TRUE;
EXIT; -- Inner loop
END IF;
END LOOP; -- Inner loop
-- Does DAD exist?
IF (NOT v_dad_found) THEN
DBMS_OUTPUT.PUT_LINE (
'DAD authorization of ''' || r.dad_name ||
''' by user ''' || r.username ||
''' is not in effect because the DAD does not exist.');
END IF;
END LOOP; -- Outer loop
END;
/

If you have run the script in Example 9–2 to create and configure various DADs, the
output of Example 9–5 (reformatted to fit on the page) is:
---------- DAD Authorizations Not in Effect ---------DAD authorization of 'Static_Auth_DAD' by user 'OE' is not in effect
because DAD user is 'HR'.
DAD authorization of 'Static_Auth_DAD_Typo' by user 'HR' is not in effect
because DAD does not exist.

Examining Embedded PL/SQL Gateway Configuration When you are connected to the
database as a user with system privileges, this script helps you examine the
configuration of the embedded PL/SQL gateway:
$ORACLE_HOME/rdbms/admin/epgstat.sql

Example 9–6 shows the output of the epgstat.sql script for Example 9–1 when the
ANONYMOUS account is locked.
Example 9–6 epgstat.sql Script Output for Example 9–1

Command to run script:
@$ORACLE_HOME/rdbms/admin/epgstat.sql

Result:
+--------------------------------------+
| XDB protocol ports:
|
| XDB is listening for the protocol
|
| when the protocol port is nonzero. |
+--------------------------------------+
HTTP Port FTP Port
--------- --------

Developing PL/SQL Web Applications 9-15

Using Embedded PL/SQL Gateway

0

0

1 row selected.
+---------------------------+
| DAD virtual-path mappings |
+---------------------------+
Virtual Path
-------------------------------/dynamic/*
/static/*

DAD Name
-------------------------------Dynamic_Auth_DAD_Restricted
Static_Auth_DAD

2 rows selected.
+----------------+
| DAD attributes |
+----------------+
DAD Name
-----------Dynamic_Auth
_DAD_Restric
ted

DAD Param
DAD Value
--------------------- ---------------------------------------database-username
HR

Static_Auth_
DAD

database-username

HR

2 rows selected.
+---------------------------------------------------+
| DAD authorization:
|
| To use static authentication of a user in a DAD, |
| the DAD must be authorized for the user.
|
+---------------------------------------------------+
DAD Name
User Name
-------------------------------- -------------------------------Static_Auth_DAD
HR
OE
Static_Auth_DAD_Typo
HR
3 rows selected.
+----------------------------+
| DAD authentication schemes |
+----------------------------+
DAD Name
User Name
-------------------- -------------------------------Dynamic_Auth_DAD
Dynamic_Auth_DAD_Res HR
tricted

Auth Scheme
-----------------Dynamic
Dynamic Restricted

Static_Auth_DAD

Static

HR

3 rows selected.
+--------------------------------------------------------+

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Using Embedded PL/SQL Gateway

| ANONYMOUS user status:
|
| To use static or anonymous authentication in any DAD, |
| the ANONYMOUS account must be unlocked.
|
+--------------------------------------------------------+
Database User
Status
--------------- -------------------ANONYMOUS
EXPIRED & LOCKED
1 row selected.
+-------------------------------------------------------------------+
| ANONYMOUS access to XDB repository:
|
| To allow public access to XDB repository without authentication, |
| ANONYMOUS access to the repository must be allowed.
|
+-------------------------------------------------------------------+
Allow repository anonymous access?
---------------------------------false
1 row selected.

Invoking PL/SQL Stored Subprograms Through Embedded PL/SQL Gateway
The basic steps for invoking PL/SQL subprograms through the embedded PL/SQL
gateway are the same as for the mod_plsql gateway. See Oracle HTTP Server mod_plsql
User's Guide for instructions. You must adapt the mod_plsql instructions slightly for
use with the embedded gateway. For example, invoke the embedded gateway in a
browser by entering the URL in this format:
protocol://hostname[:port]/virt-path/[[!][schema.][package.]proc_name[?query_str]]

The placeholder virt-path stands for the virtual path that you configured in DBMS_
EPG.CREATE_DAD. The mod_plsql documentation uses DAD_location instead of
virt-path.
These topics documented in Oracle HTTP Server mod_plsql User's Guide apply equally
to the embedded gateway:
■

Transaction mode

■

Supported data types

■

Parameter-passing scheme

■

File upload and download support

■

Path-aliasing

■

Common Gateway Interface (CGI) environment variables

Securing Application Access with Embedded PL/SQL Gateway
The embedded gateway shares the same protection mechanism with mod_plsql. See
Oracle HTTP Server mod_plsql User's Guide for instructions.

Developing PL/SQL Web Applications 9-17

Using Embedded PL/SQL Gateway

Restrictions in Embedded PL/SQL Gateway
The mod_plsql restrictions documented in the first chapter of Oracle HTTP Server mod_
plsql User's Guide apply equally to the embedded gateway. In addition, the embedded
version of the gateway does not support these features:
■

Dynamic HTML caching

■

System monitoring

■

Authentication modes other than Basic
For information about authentication modes, see Oracle HTTP Server mod_plsql
User's Guide.

Using Embedded PL/SQL Gateway: Scenario
This section illustrates how to write a simple application that queries the hr.employees
table and delivers HTML output to a web browser through the PL/SQL gateway. It
assumes that you have both XML DB and the sample schemas installed.
To write and run the program follow these steps:
1.

Log on to the database as a user with ALTER USER privileges and ensure that the
database account ANONYMOUS is unlocked. The ANONYMOUS account, which is locked
by default, is required for static authentication. If the account is locked, then use
this SQL statement to unlock it:
ALTER USER anonymous ACCOUNT UNLOCK;

2.

Log on to the database as an XML DB administrator, that is, a user with the
XDBADMIN role.
To determine which users and roles were granted the XDADMIN role, query the data
dictionary:
SELECT *
FROM DBA_ROLE_PRIVS
WHERE GRANTED_ROLE = 'XDBADMIN';

3.

Create the DAD. For example, this procedure creates a DAD invoked HR_DAD and
maps the virtual path to /plsql/:
EXEC DBMS_EPG.CREATE_DAD('HR_DAD', '/plsql/*');

4.

Set the DAD attribute database-username to the database user whose privileges
must be used by the DAD. For example, this procedure specifies that the DAD HR_
DAD accesses database objects with the privileges of user HR:
EXEC DBMS_EPG.SET_DAD_ATTRIBUTE('HR_DAD', 'database-username', 'HR');

The attribute database-username is case-sensitive.
5.

Grant EXECUTE privilege to the database user whose privileges must be used by the
DAD (so that he or she can authorize the DAD). For example:
GRANT EXECUTE ON DBMS_EPG TO HR;

6.

Log off as the XML DB administrator and log on to the database as the database
user whose privileges must be used by the DAD (for example, HR).

7.

Authorize the embedded PL/SQL gateway to invoke procedures and access
document tables through the DAD. For example:

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Using Embedded PL/SQL Gateway

EXEC DBMS_EPG.AUTHORIZE_DAD('HR_DAD');
8.

Create a sample PL/SQL stored procedure invoked print_employees. This
program creates an HTML page that includes the result set of a query of
hr.employees:
CREATE OR REPLACE PROCEDURE print_employees IS
CURSOR emp_cursor IS
SELECT last_name, first_name
FROM hr.employees
ORDER BY last_name;
BEGIN
HTP.PRINT('');
HTP.PRINT('');
HTP.PRINT('');
HTP.PRINT('List of Employees');
HTP.PRINT('');
HTP.PRINT('');
HTP.PRINT('
List of Employees
');
HTP.PRINT('');
HTP.PRINT('');
HTP.PRINT('');
HTP.PRINT('');
HTP.PRINT('');
FOR emp_record IN emp_cursor LOOP
HTP.PRINT('');
HTP.PRINT('');
HTP.PRINT('');
END LOOP;
HTP.PRINT('
Last NameFirst Name
' || emp_record.last_name || '' || emp_record.first_name || '
');
HTP.PRINT('');
HTP.PRINT('');
END;
/

9.

Ensure that the Oracle Net listener can accept HTTP requests. You can determine
the status of the listener on Linux and UNIX by running this command at the
system prompt:
lsnrctl status | grep HTTP

Output (reformatted from a single line to multiple lines from page size
constraints):
(DESCRIPTION=
(ADDRESS=(PROTOCOL=tcp)(HOST=example.com)(PORT=8080))
(Presentation=HTTP)
(Session=RAW)
)

If you do not see the HTTP service started, then you can add these lines to your
initialization parameter file (replacing listener_name with the name of your
Oracle Net local listener), then restart the database and the listener:
dispatchers="(PROTOCOL=TCP)"
local_listener=listener_name
10. Run the print_employees program from your web browser. For example, you can

use this URL, replacing host with the name of your host computer and port with
the value of the PORT parameter in the previous step:

Developing PL/SQL Web Applications 9-19

Generating HTML Output with PL/SQL

http://host:port/plsql/print_employees

For example, if your host is test.com and your HTTP port is 8080, then enter:
http://example.com:8080/plsql/print_employees

The web browser returns an HTML page with a table that includes the first and
last name of every employee in the hr.employees table.

Generating HTML Output with PL/SQL
Traditionally, PL/SQL web applications use function calls to generate each HTML tag
for output. These functions are part of the PL/SQL Web Toolkit packages that come
with Oracle Database. Example 9–7 shows how to generate a simple HTML page by
calling the HTP functions that correspond to each HTML tag.
Example 9–7 Using HTP Functions to Generate HTML Tags
CREATE OR REPLACE PROCEDURE html_page IS
BEGIN
HTP.HTMLOPEN;
HTP.HEADOPEN;
HTP.TITLE('Title');
HTP.HEADCLOSE;

-----

generates
generates
generates
generates



Hello


-- generates 
HTP.BODYOPEN( cattributes => 'TEXT="#000000" BGCOLOR="#FFFFFF"');
-- generates 
Heading in the HTML File

HTP.HEADER(1, 'Heading in the HTML File');
HTP.PARA;
-- generates 

HTP.PRINT('Some text in the HTML file.');
HTP.BODYCLOSE;
-- generates 
HTP.HTMLCLOSE;
-- generates 
END;
/

An alternative to making function calls that correspond to each tag is to use the
HTP.PRINT function to print both text and tags. Example 9–8 illustrates this technique.
Example 9–8 Using HTP.PRINT to Generate HTML Tags
CREATE OR REPLACE PROCEDURE html_page2 IS
BEGIN
HTP.PRINT('');
HTP.PRINT('');
HTP.PRINT('');
HTP.PRINT('Title of the HTML File');
HTP.PRINT('');
HTP.PRINT('');
HTP.PRINT('
Heading in the HTML File
');
HTP.PRINT('
Some text in the HTML file.');
HTP.PRINT('');
HTP.PRINT('');
END;
/

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Passing Parameters to PL/SQL Web Applications

Chapter 10, "Developing PL/SQL Server Pages (PSP)," describes an additional method
for delivering using PL/SQL to generate HTML content. PL/SQL server pages enables
you to build on your knowledge of HTML tags and avoid learning a new set of
function calls. In an application written as a set of PL/SQL server pages, you can still
use functions from the PL/SQL Web Toolkit to:
■

Simplify the processing involved in displaying tables

■

Store persistent data (cookies)

■

Work with CGI protocol internals

Passing Parameters to PL/SQL Web Applications
To be useful in a wide variety of situations, a web application must be interactive
enough to allow user choices. To keep the attention of impatient web surfers,
streamline the interaction so that users can specify these choices very simply, without
excessive decision-making or data entry.
The main methods of passing parameters to PL/SQL web applications are:
■

■

Using HTML form tags. The user fills in a form on one web page, and all the data
and choices are transmitted to a stored subprogram when the user clicks the
Submit button on the page.
Hard-coded in the URL. The user clicks on a link, and a set of predefined
parameters are transmitted to a stored subprogram. Typically, you include
separate links on your web page for all the choices that the user might want.

Topics:
■
Passing List and Dropdown-List Parameters from an HTML Form
■

Passing Option and Check Box Parameters from an HTML Form

■

Passing Entry-Field Parameters from an HTML Form

■

Passing Hidden Parameters from an HTML Form

■

Uploading a File from an HTML Form

■

Submitting a Completed HTML Form

■

Handling Missing Input from an HTML Form

■

Maintaining State Information Between Web Pages

Passing List and Dropdown-List Parameters from an HTML Form
List boxes and drop-down lists are implemented with the HTML tag 

Check Box value: ' || checkboxes(i));
END LOOP;
END;
/

Passing Entry-Field Parameters from an HTML Form
Entry fields require the most validation, because a user might enter data in the wrong
format, out of range, and so on. If possible, validate the data on the client side using a
client-side JavaScript function, and format it correctly for the user or prompt them to
enter it again.
For example:

9-22 Oracle Database Advanced Application Developer's Guide

Passing Parameters to PL/SQL Web Applications

■

■

■

You might prevent the user from entering alphabetic characters in a numeric entry
field, or from entering characters after reaching a length limit.
You might silently remove spaces and dashes from a credit card number if the
stored subprogram expects the value in that format.
You might inform the user immediately when they type a number that is too large,
so that they can retype it.

Because you cannot always rely on such validation to succeed, code the stored
subprograms to deal with these cases anyway. Rather than forcing the user to use the
Back button when they enter wrong data, display a single page with an error message
and the original form with all the other values filled in.
For sensitive information such as passwords, a special form of the entry field, , hides the text as it is typed in.
The procedure in Example 9–10 accepts two strings as input. The first time the
procedure is invoked, the user sees a simple form prompting for the input values.
When the user submits the information, the same procedure is invoked again to check
if the input is correct. If the input is OK, the procedure processes it. If not, the
procedure prompts for input, filling in the original values for the user.
Example 9–10

Passing Entry-Field Parameters from an HTML Form

DROP TABLE name_zip_table;
CREATE TABLE name_zip_table (
name
VARCHAR2(100),
zipcode NUMBER
);
-- Store a name and associated zip code in the database.
CREATE OR REPLACE PROCEDURE associate_name_with_zipcode
(name VARCHAR2 := NULL,
zip VARCHAR2 := NULL)
AS
BEGIN
-- Each entry field must contain a value. Zip code must be 6 characters.
-- (In a real program you perform more extensive checking.)
IF name IS NOT NULL AND zip IS NOT NULL AND length(zip) = 6 THEN
INSERT INTO name_zip_table (name, zipcode) VALUES (name, zip);
HTP.PRINT('
The person ' || HTP.ESCAPE_SC(name) ||
' has the zip code ' || HTP.ESCAPE_SC(zip) || '.');
-- If input was OK, stop here. User does not see form again.
RETURN;
END IF;
-- If user entered incomplete or incorrect data, show error message.
IF (name IS NULL AND zip IS NOT NULL)
OR (name IS NOT NULL AND zip IS NULL)
OR (zip IS NOT NULL AND length(zip) != 6)
THEN
HTP.PRINT('
Please reenter data. Fill all fields,
and use 6-digit zip code.');
END IF;

Developing PL/SQL Web Applications 9-23

Passing Parameters to PL/SQL Web Applications

-- If user entered no data or incorrect data, show error message
-- & make form invoke same procedure to check input values.
HTP.FORMOPEN('HR.associate_name_with_zipcode', 'GET');
HTP.PRINT('
Enter your name:');
HTP.PRINT('');
HTP.PRINT('
Enter your zip code:');
HTP.PRINT('');
HTP.FORMSUBMIT(NULL, 'Submit');
HTP.FORMCLOSE;
END;
/

Passing Hidden Parameters from an HTML Form
One technique for passing information through a sequence of stored subprograms,
without requiring the user to specify the same choices each time, is to include hidden
parameters in the form that invokes a stored subprogram. The first stored subprogram
places information, such as a user name, into the HTML form that it generates. The
value of the hidden parameter is passed to the next stored subprogram, as if the user
had entered it through a option or entry field.
Other techniques for passing information from one stored subprogram to another
include:
■

■

Sending a "cookie" containing the persistent information to the browser. The
browser then sends this same information back to the server when accessing other
web pages from the same site. Cookies are set and retrieved through the HTTP
headers that are transferred between the browser and the web server before the
HTML text of each web page.
Storing the information in the database itself, where later stored subprograms can
retrieve it. This technique involves some extra overhead on the database server,
and you must still find a way to keep track of each user as multiple users access
the server at the same time.

Uploading a File from an HTML Form
You can use an HTML form to choose a file on a client system, and transfer it to the
server. A stored subprogram can insert the file into the database as a CLOB, BLOB, or
other type that can hold large amounts of data.
The PL/SQL Web Toolkit and the PL/SQL gateway have the notion of a "document
table" that holds uploaded files.
See Also:

mod_plsql User's Guide

Submitting a Completed HTML Form
By default, an HTML form must have a Submit button, which transmits the data from
the form to a stored subprogram or CGI program. You can label this button with text
of your choice, such as "Search", "Register", and so on.

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Passing Parameters to PL/SQL Web Applications

You can have multiple forms on the same page, each with its own form elements and
Submit button. You can even have forms consisting entirely of hidden parameters,
where the user makes no choice other than clicking the button.
Using JavaScript or other scripting languages, you can eliminate the Submit button
and have the form submitted in response to some other action, such as selecting from a
drop-down list. This technique is best when the user only makes a single selection, and
the confirmation step of the Submit button is not essential.

Handling Missing Input from an HTML Form
When an HTML form is submitted, your stored subprogram receives null parameters
for any form elements that are not filled in. For example, null parameters can result
from an empty entry field, a set of check boxes, options, or list items with none
checked, or a VALUE parameter of "" (empty quotation marks).
Regardless of any validation you do on the client side, always code stored
subprograms to handle the possibility that some parameters are null:
■

■

■

■

Specify an initial value in all parameter declarations, to prevent an exception when
the stored subprogram is invoked with a missing form parameter. You can set the
initial value to zero for numeric values (when that makes sense), and to NULL when
you want to check whether the user actually specifies a value.
Before using an input parameter value that has the initial value NULL, check if it is
null.
Make the subprogram generate sensible results even when not all input
parameters are specified. You might leave some sections out of a report, or display
a text string or image in a report to indicate where parameters were not specified.
Provide a way to fill in the missing values and run the stored subprogram again,
directly from the results page. For example, include a link that invokes the same
stored subprogram with an additional parameter, or display the original form with
its values filled in as part of the output.

Maintaining State Information Between Web Pages
Web applications are particularly concerned with the idea of state, the set of data that
is current at a particular moment in time. It is easy to lose state information when
switching from one web page to another, which might result in asking the user to
make the same choices over and over.
You can pass state information between dynamic web pages using HTML forms. The
information is passed as a set of name-value pairs, which are turned into stored
subprogram parameters for you.
If the user has to make multiple selections, or one selection from many choices, or it is
important to avoid an accidental selection, use an HTML form. After the user makes
and reviews all the choices, they confirm the choices with the Submit button.
Subsequent pages can use forms with hidden parameters ( tags)
to pass these choices from one page to the next.
If the user is only considering one or two choices, or the decision points are scattered
throughout the web page, you can save the user from hunting around for the Submit
button by representing actions as hyperlinks and including any necessary name-value
pairs in the query string (the part after the ? within a URL).

Developing PL/SQL Web Applications 9-25

Performing Network Operations in PL/SQL Subprograms

An alternative way to main state information is to use Oracle Application Server and
its mod_ose module. This approach lets you store state information in package
variables that remain available as a user moves around a web site.
See Also:

The Oracle Application Server documentation set at:

http://www.oracle.com/technetwork/indexes/documentation/index.html

Performing Network Operations in PL/SQL Subprograms
Oracle provides packages that allow PL/SQL subprograms to perform these network
operations:
■

Sending Email from PL/SQL

■

Getting a Host Name or Address from PL/SQL

■

Using TCP/IP Connections from PL/SQL

■

Retrieving HTTP URL Contents from PL/SQL

■

Using Tables, Image Maps, Cookies, and CGI Variables from PL/SQL

Internet Protocol version 6 (IPv6) Support
As of Oracle Database 11g Release 2, PL/SQL network utility packages support IPv6
addresses. The package interfaces have not changed: Any interface parameter that
expects a network host accepts an IPv6 address in string form, and any interface that
returns an IP address can return an IPv6 address.
However, applications that use network addresses might need small changes, and
recompilation, to accommodate IPv6 addresses. An IPv6 address has 128 bits, while an
IPv4 address has only 32 bits. In a URL, an IPv6 address must be enclosed in brackets.
For example:
http://[2001:0db8:85a3:08d3:1319:8a2e:0370:7344]/

See Also:
■

■

Oracle Database Net Services Administrator's Guide for detailed
information about IPv6 support in Oracle Database
Oracle Database PL/SQL Packages and Types Reference for
information about IPv6 support in specific PL/SQL network
utility packages

Sending Email from PL/SQL
Using the UTL_SMTP package, a PL/SQL subprogram can send email, as in
Example 9–11.
Example 9–11

Sending Email from PL/SQL

CREATE OR REPLACE PROCEDURE send_test_message
IS
mailhost
VARCHAR2(64) := 'mailhost.example.com';
sender
VARCHAR2(64) := 'me@example.com';
recipient VARCHAR2(64) := 'you@example.com';
mail_conn UTL_SMTP.CONNECTION;
BEGIN
mail_conn := UTL_SMTP.OPEN_CONNECTION(mailhost, 25); -- 25 is the port
UTL_SMTP.HELO(mail_conn, mailhost);
UTL_SMTP.MAIL(mail_conn, sender);
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UTL_SMTP.RCPT(mail_conn, recipient);
UTL_SMTP.OPEN_DATA(mail_conn);
UTL_SMTP.WRITE_DATA(mail_conn, 'This is a test message.' || chr(13));
UTL_SMTP.WRITE_DATA(mail_conn, 'This is line 2.' || chr(13));
UTL_SMTP.CLOSE_DATA(mail_conn);
/* If message were in single string, open_data(), write_data(),
and close_data() could be in a single call to data(). */
UTL_SMTP.QUIT(mail_conn);
EXCEPTION
WHEN OTHERS THEN
-- Insert error-handling code here
RAISE;
END;
/

See Also: Oracle Database PL/SQL Packages and Types Reference for
detailed information about the UTL_SMTP package

Getting a Host Name or Address from PL/SQL
Using the UTL_INADDR package, a PL/SQL subprogram can determine the host name of
the local system or the IP address of a given host name.
See Also: Oracle Database PL/SQL Packages and Types Reference for
detailed information about the UTL_INADDR package

Using TCP/IP Connections from PL/SQL
Using the UTL_TCP package, a PL/SQL subprogram can open TCP/IP connections to
systems on the network, and read or write to the corresponding sockets.
See Also: Oracle Database PL/SQL Packages and Types Reference for
detailed information about the UTL_TCP package

Retrieving HTTP URL Contents from PL/SQL
Using the UTL_HTTP package, a PL/SQL subprogram can:
■

Retrieve the contents of an HTTP URL
The contents are usually in the form of HTML-tagged text, but might be any kind
of file that can be downloaded from a web server (for example, plain text or a
JPEG image).

■

■

Control HTTP session details (such as headers, cookies, redirects, proxy servers,
IDs and passwords for protected sites, and CGI parameters)
Speed up multiple accesses to the same web site, using HTTP 1.1 persistent
connections

A PL/SQL subprogram can construct and interpret URLs for use with the UTL_HTTP
package by using the functions UTL_URL.ESCAPE and UTL_URL.UNESCAPE.
The PL/SQL procedure in Example 9–12 uses the UTL_HTTP package to retrieve the
contents of an HTTP URL.

Developing PL/SQL Web Applications 9-27

Performing Network Operations in PL/SQL Subprograms

Example 9–12

Retrieving HTTP URL Contents from PL/SQL

CREATE OR REPLACE PROCEDURE show_url
(url
IN VARCHAR2,
username IN VARCHAR2 := NULL,
password IN VARCHAR2 := NULL)
AS
req
UTL_HTTP.REQ;
resp
UTL_HTTP.RESP;
name_
VARCHAR2(256);
value_
VARCHAR2(1024);
data_
VARCHAR2(255);
my_scheme VARCHAR2(256);
my_realm
VARCHAR2(256);
my_proxy
BOOLEAN;
BEGIN
-- When going through a firewall, pass requests through this host.
-- Specify sites inside the firewall that do not need the proxy host.
UTL_HTTP.SET_PROXY('proxy.example.com', 'corp.example.com');
-- Ask UTL_HTTP not to raise an exception for 4xx and 5xx status codes,
-- rather than just returning the text of the error page.
UTL_HTTP.SET_RESPONSE_ERROR_CHECK(FALSE);
-- Begin retrieving this web page.
req := UTL_HTTP.BEGIN_REQUEST(url);
-- Identify yourself.
-- Some sites serve special pages for particular browsers.
UTL_HTTP.SET_HEADER(req, 'User-Agent', 'Mozilla/4.0');
-- Specify user ID and password for pages that require them.
IF (username IS NOT NULL) THEN
UTL_HTTP.SET_AUTHENTICATION(req, username, password);
END IF;
-- Start receiving the HTML text.
resp := UTL_HTTP.GET_RESPONSE(req);
-- Show status codes and reason phrase of response.
DBMS_OUTPUT.PUT_LINE('HTTP response status code: ' || resp.status_code);
DBMS_OUTPUT.PUT_LINE
('HTTP response reason phrase: ' || resp.reason_phrase);
-- Look for client-side error and report it.
IF (resp.status_code >= 400) AND (resp.status_code <= 499) THEN
-- Detect whether page is password protected
-- and you didn't supply the right authorization.
IF (resp.status_code = UTL_HTTP.HTTP_UNAUTHORIZED) THEN
UTL_HTTP.GET_AUTHENTICATION(resp, my_scheme, my_realm, my_proxy);
IF (my_proxy) THEN
DBMS_OUTPUT.PUT_LINE('Web proxy server is protected.');
DBMS_OUTPUT.PUT('Please supply the required ' || my_scheme ||
' authentication username for realm ' || my_realm ||
' for the proxy server.');
ELSE
DBMS_OUTPUT.PUT_LINE('Web page ' || url || ' is protected.');

9-28 Oracle Database Advanced Application Developer's Guide

Performing Network Operations in PL/SQL Subprograms

DBMS_OUTPUT.PUT('Please supplied the required ' || my_scheme ||
' authentication username for realm ' || my_realm ||
' for the web page.');
END IF;
ELSE
DBMS_OUTPUT.PUT_LINE('Check the URL.');
END IF;
UTL_HTTP.END_RESPONSE(resp);
RETURN;
-- Look for server-side error and report it.
ELSIF (resp.status_code >= 500) AND (resp.status_code <= 599) THEN
DBMS_OUTPUT.PUT_LINE('Check if the web site is up.');
UTL_HTTP.END_RESPONSE(resp);
RETURN;
END IF;
-- HTTP header lines contain information about cookies, character sets,
-- and other data that client and server can use to customize each
-- session.
FOR i IN 1..UTL_HTTP.GET_HEADER_COUNT(resp) LOOP
UTL_HTTP.GET_HEADER(resp, i, name_, value_);
DBMS_OUTPUT.PUT_LINE(name_ || ': ' || value_);
END LOOP;
-- Read lines until none are left and an exception is raised.
LOOP
UTL_HTTP.READ_LINE(resp, value_);
DBMS_OUTPUT.PUT_LINE(value_);
END LOOP;
EXCEPTION
WHEN UTL_HTTP.END_OF_BODY THEN
UTL_HTTP.END_RESPONSE(resp);
END;
/

This block shows examples of calls to the procedure in Example 9–12, but the URLs are
for nonexistent pages. Substitute URLs from your own web server.
BEGIN
show_url('http://www.oracle.com/no-such-page.html');
show_url('http://www.oracle.com/protected-page.html');
show_url
('http://www.oracle.com/protected-page.html','username','password');
END;
/

See Also:
■

■

Oracle Database PL/SQL Packages and Types Reference for detailed
information about the UTL_HTTP package
Oracle Database PL/SQL Packages and Types Reference for detailed
information about UTL_URL.ESCAPE and UTL_URL.UNESCAPE

Using Tables, Image Maps, Cookies, and CGI Variables from PL/SQL
Using packages supplied by Oracle, and the mod_plsql plug-in of Oracle HTTP Server
(OHS), a PL/SQL subprogram can format the results of a query in an HTML table,
Developing PL/SQL Web Applications 9-29

Performing Network Operations in PL/SQL Subprograms

produce an image map, set and get HTTP cookies, check the values of CGI variables,
and perform other typical web operations.
Documentation for these packages is not part of the database documentation library.
The location of the documentation depends on your application server. To get started
with these packages, look at their subprogram names and parameters using the
SQL*Plus DESCRIBE statement:
DESCRIBE HTP;
DESCRIBE HTF;
DESCRIBE OWA_UTIL;

9-30 Oracle Database Advanced Application Developer's Guide

10
Developing PL/SQL Server Pages (PSP)
01

This chapter explains how to develop PL/SQL Server Pages (PSP), which let you
include dynamic content in web pages.
Topics:
■
What Are PL/SQL Server Pages and Why Use Them?
■

Prerequisites for Developing and Deploying PL/SQL Server Pages

■

PL/SQL Server Pages and the HTP Package

■

PL/SQL Server Pages and Other Scripting Solutions

■

Developing PL/SQL Server Pages

■

Loading PL/SQL Server Pages into the Database

■

Querying PL/SQL Server Page Source Code

■

Running PL/SQL Server Pages Through URLs

■

Examples of PL/SQL Server Pages

■

Debugging PL/SQL Server Pages

■

Putting PL/SQL Server Pages into Production

What Are PL/SQL Server Pages and Why Use Them?
PL/SQL Server Pages (PSP) are server-side scripts that include dynamic content,
including the results of SQL queries, inside web pages. You can author the web pages
in an HTML authoring tool and insert blocks of PL/SQL code.
Example 10–1 shows a simple PL/SQL server page called simple.psp.
Example 10–1

simple.psp

<%@ page language="PL/SQL" %>
<%@ page contentType="text/html" %>
<%@ plsql procedure="show_employees" %>
<%-- This example displays the last name and first name of every
employee in the hr.employees table. --%>
<%!
CURSOR emp_cursor IS
SELECT last_name, first_name
FROM hr.employees
ORDER BY last_name;
%>


Developing PL/SQL Server Pages (PSP) 10-1

Prerequisites for Developing and Deploying PL/SQL Server Pages



List of Employees



List of Employees


<% FOR emp_record IN emp_cursor LOOP %>

<% END LOOP; %>




Last Name
First Name


 <%= emp_record.last_name %> 
 <%= emp_record.first_name %> 





You can compile and load a PL/SQL server page into the database with the loadpsp
command-line utility. This command loads simple.psp into the hr schema, replacing
the show_employees procedure if it exists:
loadpsp -replace simple.psp
Enter Password: password

Browser users can run the show_employees procedure through a URL. An HTML page
that displays the last and first names of employees in the hr.employees table is
returned to the browser through the PL/SQL gateway.
Deploying content through PL/SQL Server Pages has these advantages:
■

■

■

■

■

For developers familiar with PL/SQL, the server pages are the easiest way to
create professional web pages that include database-generated content. You can
develop web pages as you usually do and then embed PL/SQL code in the HTML.
PL/SQL Server Pages can be more convenient than using the HTP and HTF
packages to write out HTML content line by line.
Because processing is performed on the database server, the client browser
receives a plain HTML page with no special script tags. You can support all
browsers and browser levels equally.
Network traffic is efficient because use of PL/SQL Server Pages minimizes the
number of database round-trips.
You can write content quickly and follow a rapid, iterative development process.
You maintain central control of the software, with only a web browser required on
the client system.

Prerequisites for Developing and Deploying PL/SQL Server Pages
To develop and deploy PL/SQL server pages, you must meet these prerequisites:
■

■

To write a PL/SQL server page you need access to a text editor or HTML
authoring tool for writing the script. No other development tool is required.
To load a PL/SQL server page you need:
–

An account on the database in which to load the server pages.

10-2 Oracle Database Advanced Application Developer's Guide

PL/SQL Server Pages and Other Scripting Solutions

–
■

Execution rights to the loadpsp command-line utility, which is located in
$ORACLE_HOME/bin.

To deploy the server pages you must use mod_plsql. As explained in "Using mod_
plsql Gateway to Map Client Requests to a PL/SQL Web Application" on page 9-4,
the gateway uses the PL/SQL Web Toolkit.
See Also:
■

"Using mod_plsql Gateway to Map Client Requests to a PL/SQL
Web Application" on page 9-4

PL/SQL Server Pages and the HTP Package
You can enable browser users to run PL/SQL units through HTTP in these ways:
■

■

By writing an HTML page with embedded PL/SQL code and compiling it as a
PL/SQL server page. You might invoke subprograms from the PL/SQL Web
Toolkit, but not to generate every line of HTML output.
By writing a complete stored subprogram that produces HTML by invoking the
HTP and OWA_* packages in the PL/SQL Web Toolkit. For information about this
technique, see "Generating HTML Output with PL/SQL" on page 9-20.

Thus, you must choose which technique to use when writing your web application.
The key factors in choosing between these techniques are:
■

■

What source are you using as a starting point?
–

If you have a large body of HTML, and want to include dynamic content or
make it the front end of a database application, then use PL/SQL Server
Pages.

–

If you have a large body of PL/SQL code that produces formatted output,
then you might find it more convenient to produce HTML tags by changing
your print statements to invoke the HTP package of the PL/SQL Web Toolkit.

What is the fastest and most convenient authoring environment for your group?
–

If most work is done using HTML authoring tools, then use PL/SQL Server
Pages.

–

If you use authoring tools that produce PL/SQL code, then it might be less
convenient to use PL/SQL Server Pages.

PL/SQL Server Pages and Other Scripting Solutions
Scripting solutions can be client-side or server-side. JavaScript is a very popular
client-side scripting languages. PL/SQL Server Pages fully support JavaScript.
Because any kind of tags can be passed unchanged to the browser through a PL/SQL
server page, you can include JavaScript or other client-side script code in a PL/SQL
server page.
Java Server Pages (JSP) and Active Server Pages (ASP) are two of the most popular
server-side scripting solutions. Compared to PL/SQL Server Pages:
■

■

Java server pages are loosely analogous to PL/SQL Server Pages pages; Java
servlets are analogous to PL/SQL packages. PL/SQL Server Pages use the same
script tag syntax as JSP to make it easy to switch back and forth.
PL/SQL Server Pages use syntax that is similar to ASP, although not identical.
Typically, you must translate from VBScript or JScript to PL/SQL. The best
Developing PL/SQL Server Pages (PSP) 10-3

Developing PL/SQL Server Pages

candidates for migration are pages that use the Active Data Object (ADO) interface
to perform database operations.
You cannot mix PL/SQL server pages with other server-side
script features, such as server-side includes. Often, you can get the
same results by using the corresponding PL/SQL Server Pages
features.

Note:

Developing PL/SQL Server Pages
To develop a PL/SQL server page, you can start with an existing web page or with an
existing stored subprogram. Either way, with a few additions and changes you can
create dynamic web pages that perform database operations and display the results.
The file for a PL/SQL server page must have the extension .psp. It can contain
whatever content you choose, with text and tags interspersed with PL/SQL Server
Pages directives, declarations, and scriptlets. A server page can take these forms:
■

■

■

In the simplest case, it is an HTML file. Compiling it as a PL/SQL server page
produces a stored subprogram that outputs the same HTML file.
In the most complex case, it is a PL/SQL subprogram that generates all the content
of the web page, including the tags for title, body, and headings.
In the typical case, it is a mixture of HTML (providing the static parts of the page)
and PL/SQL (providing the dynamic content).

The order and placement of the PL/SQL Server Pages directives and declarations is
usually not significant. It becomes significant only when another file is included. For
ease of maintenance, Oracle recommends that you put the directives and declarations
near the beginning of the file.
Table 10–1 lists the PL/SQL Server Pages elements and directs you to the section that
explains how to use them. The section "Using Quotation Marks and Escaping Strings
in a PSP Script" on page 10-12 describes how to use quotation marks in strings that are
used in various PL/SQL Server Pages elements.
Table 10–1

PSP Elements

PSP Element

Name

Specifies . . .

Section

<%@ page ... %>

Page Directive

Characteristics of the PL/SQL server
page.

"Specifying Basic Server Page
Characteristics" on page 10-5

<%@ parameter ... %>

Parameter Directive The name, and optionally the type and "Accepting User Input" on page 10-8
default, for each parameter expected
by the PSP stored procedure.

<%@ plsql ... %>

Procedure Directive The name of the stored procedure
produced by the PSP file.

"Naming the PL/SQL Stored
Procedure" on page 10-9

<%@ include ... %>

Include Directive

The name of a file to be included at a
specific point in the PSP file.

"Including the Contents of Other
Files" on page 10-9

<%! ... %>

Declaration Block

The declaration for a set of PL/SQL
variables that are visible throughout
the page, not just within the next
BEGIN/END block.

"Declaring Global Variables in a PSP
Script" on page 10-10

10-4 Oracle Database Advanced Application Developer's Guide

Developing PL/SQL Server Pages

Table 10–1 (Cont.) PSP Elements
PSP Element

Name

Specifies . . .

Section

<% ... %>

Code Block

A set of PL/SQL statements to be
executed when the procedure is run.

"Specifying Executable Statements in
a PSP Script" on page 10-10

<%= ... %>

Expression Block

A single PL/SQL expression, such as a "Substituting Expression Values in a
string, arithmetic expression, function PSP Script" on page 10-11
call, or combination of these.

<%-- ... --%>

Comment

A comment in a PSP script.

"Including Comments in a PSP
Script" on page 10-12

If you are familiar with dynamic HTML, you can go directly to
"Examples of PL/SQL Server Pages" on page 10-16.

Note:

Topics:
■
Specifying Basic Server Page Characteristics
■

Accepting User Input

■

Naming the PL/SQL Stored Procedure

■

Including the Contents of Other Files

■

Declaring Global Variables in a PSP Script

■

Specifying Executable Statements in a PSP Script

■

Substituting Expression Values in a PSP Script

■

Using Quotation Marks and Escaping Strings in a PSP Script

■

Including Comments in a PSP Script

Specifying Basic Server Page Characteristics
Use the <%@ page ... %> directive to specify characteristics of the PL/SQL server page
such as:
■

What scripting language it uses.

■

What type of information (MIME type) it produces.

■

What code to run to handle all uncaught exceptions. This might be an HTML file
with a friendly message, renamed to a .psp file. You must specify this same file
name in the loadpsp command that compiles the main PSP file. You must specify
the same name in both the errorPage directive and in the loadpsp command,
including any relative path name such as ../include/.

This code shows the syntax of the page directive (the attribute names contentType and
errorPage are case-sensitive):
<%@ page
language='PL/SQL'
contentType='content_type_string'
charset='encoding'
errorPage='file.psp'
%>

Topics:
■
Specifying the Scripting Language
Developing PL/SQL Server Pages (PSP) 10-5

Developing PL/SQL Server Pages

■

Returning Data to the Client Browser

■

Handling Script Errors

Specifying the Scripting Language
To identify a file as a PL/SQL server page, include this directive somewhere in the file:
<%@ page language="PL/SQL" %>

This directive is for compatibility with other scripting environments. Example 10–1
shows an example of a simple PL/SQL server page that includes the language
directive.

Returning Data to the Client Browser
Options:
■
Returning HTML
■

Returning XML, Text, and Other Document Types

■

Returning Pages Containing Different Character Sets

Returning HTML The PL/SQL parts of a PL/SQL server page are enclosed within special
delimiters. All other content is passed exactly as it is—including any white space—to
the browser. To display text or HTML tags, write it as you would write a typical web
page. You need not invoke any output functions. As illustration, the server page in
Example 10–1 returns the HTML page shown in Example 10–2, except that it includes
the table rows for the queried employees.
Example 10–2

Sample Returned HTML Page




List of Employees



List of Employees





Last Name
First Name








Sometimes you might want to display one line of output or another, or change the
value of an attribute, based on a condition. You can include control structures and
variable substitution inside the PSP delimiters, as shown in this code fragment from
Example 10–1:
<% FOR emp_record IN emp_cursor LOOP %>

 <%= emp_record.last_name %> 
 <%= emp_record.first_name %> 

10-6 Oracle Database Advanced Application Developer's Guide

Developing PL/SQL Server Pages


<% END LOOP; %>

Returning XML, Text, and Other Document Types By default, the PL/SQL gateway transmits
files as HTML documents so that the browser interprets the HTML tags. If you want
the browser to interpret the document as XML, plain text (with no formatting), or
some other document type, then include this directive:
<%@ page contentType="MIMEtype" %>

The attribute name contentType is case-sensitive. Insert text/html, text/xml,
text/plain, image/jpeg, or some other MIME type that the browser or other client
program recognizes. Users might have to configure their browsers to recognize some
MIME types. An example of a directive for an Excel spreadsheet is:
<%@ page contentType="application/vnd.ms-excel" %>

Typically, a PL/SQL server page is intended to be displayed in a web browser. It can
also be retrieved and interpreted by a program that can make HTTP requests, such as a
a Java or PERL client.
Returning Pages Containing Different Character Sets By default, the PL/SQL gateway
transmits files with the character set defined by the PL/SQL gateway. To convert the
data to a different character set for browser display, include this directive:
<%@ page charset="encoding" %>

Specify Shift_JIS, Big5, UTF-8, or another encoding that the client program
recognizes.
You must also configure the character set setting in the database accessor descriptor
(DAD) of the PL/SQL gateway. Users might have to select the same encoding in their
browsers to see the data displayed properly. For example, a database in Japan might
have a database character set that uses the EUC encoding, but the web browsers are
configured to display Shift_JIS encoding.

Handling Script Errors
When writing PL/SQL server pages, you can get these types of errors:
■

HTML syntax errors
The browser handles these errors. The loadpsp utility does not check for them.

■

PL/SQL syntax errors
The loadpsp utility stops and displays the line number, column number, and a
brief message. You must fix the error before continuing.
Any previous version of the stored subprogram can be erased when you attempt
to replace it with a script that contains a syntax error. You might want to use one
database for prototyping and debugging, and then load the final stored
subprogram into a different database for production. You can switch databases
using a command-line flag without changing any source code.

■

Runtime errors
To handle database errors that occur when the script runs, you can include
PL/SQL exception-handling code within a PSP file and have any unhandled
exceptions start a special PL/SQL server page. Use the errorPage attribute (the
name is case-sensitive) of the <%@ page ... %> directive to specify the page name.

Developing PL/SQL Server Pages (PSP) 10-7

Developing PL/SQL Server Pages

The page for unhandled exceptions is a PL/SQL server page with extension .psp.
The error subprogram does not receive any parameters, so to determine the cause
of the error, it can invoke the SQLCODE and SQLERRM functions. You can also display
a standard HTML page without any scripting when an error occurs, but you must
still give it the extension .psp and load it into the database as a stored subprogram.
This line specifies errors.psp as the page to run when errors are encountered:
<%@ page language="PL/SQL" contentType="text/html" errorPage="errors.psp" %>

Accepting User Input
To set up parameter passing for a PL/SQL server page, include a directive with this
syntax:
<%@ plsql parameter="parameter_name" [type="PL/SQL_type"] [default="value"] %>

The default PL/SQL_type is VARCHAR2. This directive specifies that the parameter p_
employee_id is of the type NUMBER:
<%@ plsql parameter="p_employee_id" type="NUMBER" %>

Specifying a default value for a parameter makes the parameter optional. The default
value is substituted directly into a PL/SQL statement, so any strings must be enclosed
in single quotation marks, and you can use special values such as NULL. This directive
specifies that the parameter p_last_name has the default value NULL:
<%@ plsql parameter="p_last_name" default="NULL" %>

User input comes encoded in the URL that retrieves the HTML page. You can generate
the URL by hard-coding it in an HTML link, or by invoking your page as the action of
an HTML form. Your page receives the input as parameters to a PL/SQL stored
subprogram.
Example 10–3 is like Example 10–1, except that it uses a parameter, p_employee_id. If
the PL/SQL gateway is configured so that you can run procedures by invoking
http://www.host.com/pls/proc_name, where proc_name is the name of a procedure,
then you can pass 200 for parameter p_employee_id as follows:
http://www.example.com/pls/show_employees?p_employee_id=200
Example 10–3

simplewithuserinput.psp

<%@ page language="PL/SQL" %>
<%@ page contentType="text/html" %>
<%@ plsql parameter="p_employee_id" default="null" type="NUMBER" %>
<%@ plsql procedure="show_employees" %>
<%-- This example displays the last name and first name of every
employee in the hr.employees table. --%>
<%!
CURSOR emp_cursor IS
SELECT last_name, first_name
FROM hr.employees
WHERE employee_id = p_employee_id
ORDER BY last_name;
%>



List of Employees


10-8 Oracle Database Advanced Application Developer's Guide

Developing PL/SQL Server Pages



List of Employees


<% FOR emp_record IN emp_cursor LOOP %>

<% END LOOP; %>




Last Name
First Name


 <%= emp_record.last_name %> 
 <%= emp_record.first_name %> 





Naming the PL/SQL Stored Procedure
Each top-level PL/SQL server page corresponds to a stored procedure within the
server. When you load the page with loadpsp, the utility creates a PL/SQL stored
procedure. If the server page is name.psp, the default procedure name is name. For
example, if the server page is hello_world.psp, then the default procedure name is
hello_world.
To specify a procedure name, use this directive, where procname is the name for the
procedure:
<%@ plsql procedure="procname" %>

In Example 10–1, this directive gives the stored procedure the name show_employees:
<%@ plsql procedure="show_employees" %>

It is the name of the procedure, not the name of the PSP script, that you include in the
URL.

Including the Contents of Other Files
You can set up an include mechanism to pull in the contents of other files, typically
containing either static HTML content or more PL/SQL scripting code. Insert this
directive at the point where the content of the other file is to appear, replacing
filename with the name of the file to be included:
<%@ include file="filename" %>

The included file must have an extension other than .psp. You must specify the same
name in both the include directive and in the loadpsp command, including any
relative path name such as ../include/.
Because the files are processed when you load the stored procedure into the database,
the substitution is performed only once, not whenever the page is served. Therefore,
changes to the included files that occur after the page is loaded into the database are
not displayed when the procedure is executed.
You can use the include feature to pull in libraries of code, such as a navigation
banners, footers, tables of contents, and so forth into multiple files. Alternatively, you
can use this feature as a macro capability to include the same section of script code in
multiple places in a page. This example includes an HTML footer:
<%@ include file="footer.htm" %>

Developing PL/SQL Server Pages (PSP) 10-9

Developing PL/SQL Server Pages

When you use included files:
■

■

■

You can use any names and extensions for the included files. For example, you can
include a file called products.txt.
If the included files contain PL/SQL scripting code, then they do not need their
own set of directives to identify the procedure name, character set, and so on.
When specifying the names of files to the loadpsp utility, you must include the
names of all included files also. Specify the names of included files before the
names of any .psp files.

Declaring Global Variables in a PSP Script
You can use the <%! ... %> directive to define a set of PL/SQL variables that are visible
throughout the page, not just within the next BEGIN/END block. This element typically
spans multiple lines, with individual PL/SQL variable declarations ended by
semicolons. The syntax for this directive is as follows:
<%! PL/SQL declaration;
[ PL/SQL declaration; ] ... %>

The usual PL/SQL syntax is allowed within the block. The delimiters server as
shorthand, enabling you to omit the DECLARE keyword. All declarations are available to
the code later in the file. Example 10–1 includes this cursor declaration:
<%!
CURSOR emp_cursor IS
SELECT last_name, first_name
FROM hr.employees
ORDER BY last_name;
%>

You can specify multiple declaration blocks; internally, they are all merged into a
single block when the PSP file is created as a stored procedure.
You can also use explicit DECLARE blocks within the <% ... %> delimiters that are
explained in "Specifying Executable Statements in a PSP Script" on page 10-10. These
declarations are only visible to the BEGIN/END block that follows them.
To make things easier to maintain, keep all your directives and
declarations near the beginning of a PL/SQL server page.

Note:

Specifying Executable Statements in a PSP Script
You can use the <% ... %> code block directive to run a set of PL/SQL statements when
the stored procedure is run. This code shows the syntax for executable statements:
<% PL/SQL statement;
[ PL/SQL statement; ] ... %>

This element typically spans multiple lines, with individual PL/SQL statements ended
by semicolons. The statements can include complete blocks, as in this example, which
invokes the OWA_UTIL.TABLEPRINT procedure:
<% OWA_UTIL.TABLEPRINT(CTABLE => 'hr.employees', CATTRIBUTES => 'border=2',
CCOLUMNS => 'last_name,first_name', CCLAUSES => 'WHERE employee_id > 100'); %>

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The statements can also be the bracketing parts of IF/THEN/ELSE or BEGIN/END blocks.
When a code block is split into multiple directives, you can put HTML or other
directives in the middle, and the middle pieces are conditionally executed when the
stored procedure is run. This code from Example 10–11 provides an illustration of this
technique:
<% FOR ITEM IN (SELECT product_name, list_price, catalog_url
FROM product_information
WHERE list_price IS NOT NULL
ORDER BY list_price DESC) LOOP
IF item.list_price > p_minprice THEN
v_color := '#CCCCFF';
ELSE
v_color := '#CCCCCC';
END IF;
%>

<%= item.product_name %>
<%= item.list_price %>

<% END LOOP; %>

All the usual PL/SQL syntax is allowed within the block. The delimiters server as
shorthand, letting you omit the DECLARE keyword. All the declarations are available to
the code later on in the file.
To share procedures, constants, and types across different
PL/SQL server pages, compile them into a package in the database by
using a plain PL/SQL source file. Although you can reference package
procedures, constants, and types from PSP scripts, the PSP scripts can
only produce standalone procedures, not packages.

Note:

Substituting Expression Values in a PSP Script
An expression directive outputs a single PL/SQL expression, such as a string,
arithmetic expression, function call, or combination of these things. The result is
substituted as a string at that spot in the HTML page that is produced by the stored
procedure. The expression result must be a string value or be able to be cast to a string.
For any types that cannot be implicitly cast, such as DATE, pass the value to the
PL/SQL TO_CHAR function.
The syntax of an expression directive is as follows, where the expression placeholder
is replaced by the desired expression:
<%= expression %>

You need not end the PL/SQL expression with a semicolon.
Example 10–1 includes a directive to print the value of a variable in a row of a cursor:
<%= emp_record.last_name %>

Compare the preceding example to the equivalent htp.print call in this example (note
especially the semicolon that ends the statement):
<% HTP.PRN (emp_record.last_name); %>

Developing PL/SQL Server Pages (PSP) 10-11

Developing PL/SQL Server Pages

The content within the <%= ... %> delimiters is processed by the HTP.PRN function, which
trims leading or trailing white space and requires that you enclose literal strings in
single quotation marks.
You can use concatenation by using the twin pipe symbol (||) as in PL/SQL. This
directive shows an example of concatenation:
<%= 'The employee last name is ' || emp_record.last_name %>

Using Quotation Marks and Escaping Strings in a PSP Script
PSP attributes use double quotation marks to delimit data. When values specified in
PSP attributes are used for PL/SQL operations, they are passed exactly as you specify
them in the PSP file. Thus, if PL/SQL requires a string enclosed in single quotation
marks, then you must specify the string enclosed in single quotation marks, and
enclose the whole thing in double quotation marks.
For example, your PL/SQL procedure might use the string Babe Ruth as the default
value for a variable. For the string to be used in PL/SQL, you must enclose it in single
quotation marks as 'Babe Ruth'. If you specify this string in the default attribute of a
PSP directive, you must enclose it in double quotation marks, like this:
<%@ plsql parameter="in_players" default="'Babe Ruth'" %>

You can also enclose strings that are enclosed in single quotation marks in another set
of single quotation marks. In this case, you must escape the inner single quotation
marks by specifying the sequence \'. For example:
<%@ plsql parameter="in_players" default="'Walter \'Big Train\' Johnson'" %>

You can include most characters and character sequences in a PSP file without having
them changed by the PSP loader. To include the sequence %>, specify the escape
sequence %\>. To include the sequence <%, specify the escape sequence <\%. For
example:
<%= 'The %\> sequence is used in scripting language: ' || lang_name %>
<%= 'The <\% sequence is used in scripting language: ' || lang_name %>

Including Comments in a PSP Script
To put a comment in the HTML portion of a PL/SQL server page for the benefit of
those reading the PSP source code, use this syntax:
<%-- PSP comment text --%>

Comments in the preceding form do not appear in the HTML output from the PSP and
also do not appear when you query the PL/SQL source code in USER_OBJECTS.
To create a comment that is visible in the HTML output and in the USER_OBJECTS
source, place the comment in the HTML and use the normal HTML comment syntax:


To include a comment inside a PL/SQL block within a PSP, and to make the comment
invisible in the HTML output but visible in USER_OBJECTS, use the normal PL/SQL
comment syntax, as in this example:
-- Comment in PL/SQL code

Example 10–4 shows a fragment of a PSP file with the three types of comments.

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Loading PL/SQL Server Pages into the Database

Example 10–4

Sample Comments in a PSP File


Today we introduce our new model XP-10.
<%-This is the project with code name "Secret Project".
Users viewing the HTML page do not see this PSP script comment.
The comment is not visible in the USER_OBJECTS source code.
--%>

<%
FOR image_file IN (SELECT pathname, width, height, description
FROM image_library WHERE model_num = 'XP-10')
-- Comments interspersed with PL/SQL statements.
-- Users viewing the HTML page source do not see these PL/SQL comments.
-- These comments are visible in the USER_OBJECTS source code.
LOOP
%>

height=<% image_file.height %> alt="<% image_file.description %>">


<% END LOOP; %>

Loading PL/SQL Server Pages into the Database
Use the loadpsp utility, which is located in $ORACLE_HOME/bin, to load one or more PSP
files into the database as stored procedures. Each .psp file corresponds to one stored
procedure. The pages are compiled and loaded in one step, to speed up the
development cycle. The syntax of the loadpsp utility is:
loadpsp [-replace] [include_file_name...] [error_file_name] psp_file_name...
Enter Password: password

When you load a PSP file, the loader performs these actions:
1.

Logs on to the database with the specified user name, password, and net service
name

2.

Creates the stored procedures in the user schema

-replace creates procedures with CREATE OR REPLACE syntax.
include_file_name is the name of a file that is specified in the PSP include directive.
error_file_name is the name of the file that is specified in the errorPage attribute of
the PSP page directive.
psp_file_name is the name of a file that is specified in a PSP page directive.
The filenames on the loadpsp command line must exactly match the names specified
in the PSP include and page directives, including any relative path name such as
../include/.
Example 10–5 shows a sample PSP load command.
Example 10–5

Loading PL/SQL Server Pages

loadpsp -replace -user joe/abc123@/db3 banner.inc error.psp display_order.psp

In Example 10–5:
Developing PL/SQL Server Pages (PSP) 10-13

Querying PL/SQL Server Page Source Code

■

■

■

■

The stored procedure is created in the database db3. The database is accessed as
user joe with password abc123, both to create the stored procedure and when the
stored procedure is executed.
banner.inc is a file containing boilerplate text and script code that is included by
the .psp file. The inclusion occurs when the PSP is loaded into the database, not
when the stored procedure is executed.
error.psp is a file containing code, text, or both that is processed when an
unhandled exception occurs, to present a friendly page rather than an internal
error message.
display_order.psp contains the main code and text for the web page. By default,
the corresponding stored procedure is named display_order.

Querying PL/SQL Server Page Source Code
The code that loadpsp generates is different from the code in the source file. It has calls
to the HTP package, which generates the HTML tags for the web page.
After loading a PSP file, you can see the generated source code by querying the static
data dictionary views *_SOURCE. For example, suppose that you load the script in
Example 10–1 with this command:
loadpsp -replace -user hr simple.psp
Enter Password: password

If you log on to the database as user hr, you can view the source code of the PSP as
shown in Example 10–6.
Example 10–6

Querying PL/SQL Server Page Source Code

Query:
SELECT TEXT
FROM USER_SOURCE
WHERE NAME = 'SHOW_EMPLOYEES'
ORDER BY LINE;

Result:
PROCEDURE show_employees

AS

CURSOR emp_cursor IS
SELECT last_name, first_name
FROM hr.employees
ORDER BY last_name;
BEGIN NULL;
owa_util.mime_header('text/html'); htp.prn('
');
htp.prn('
');
htp.prn('
');
htp.prn('
');
htp.prn('
');
htp.prn('


10-14 Oracle Database Advanced Application Developer's Guide

Running PL/SQL Server Pages Through URLs



List of Employees



List of Employees


');
FOR emp_record IN emp_cursor LOOP
htp.prn('

');
END LOOP;
htp.prn('




Last Name
First Name


 ');
htp.prn( emp_record.last_name );
htp.prn(' 
 ');
htp.prn( emp_record.first_name );
htp.prn(' 




');
END;

Running PL/SQL Server Pages Through URLs
After the PL/SQL server page is turned into a stored procedure, you can run the
procedure by retrieving an HTTP URL through a web browser or other Internet-aware
client program. The virtual path in the URL depends on the way the PL/SQL gateway
is configured.
The parameters to the stored procedure are passed through either the POST method or
the GET method of the HTTP protocol. With the POST method, the parameters are
passed directly from an HTML form and are not visible in the URL. With the GET
method, the parameters are passed as name-value pairs in the query string of the URL,
separated by & characters, with most nonalphanumeric characters in encoded format
(such as %20 for a space). You can use the GET method to invoke a PSP page from an
HTML form, or you can use a hard-coded HTML link to invoke the stored procedure
with a given set of parameters.
Using METHOD=GET, the syntax of the URL looks something like this:
http://sitename/schemaname/procname?parmname1=value1&parmname2=value2

For example, this URL includes a p_lname and p_fname parameter:
http://www.example.com/pls/show_employees?p_lname=Ashdown&p_fname=Lance

Using METHOD=POST, the syntax of the URL does not show the parameters:
http://sitename/schemaname/procname

For example, this URL specifies a procedure name but does not pass parameters:

Developing PL/SQL Server Pages (PSP) 10-15

Examples of PL/SQL Server Pages

http://www.example.com/pls/show_employees

The METHOD=GET format is more convenient for debugging and allows visitors to pass
the same parameters when they return to the page through a bookmark.
The METHOD=POST format allows a larger volume of parameter data, and is suitable for
passing sensitive information that must not be displayed in the URL. (URLs linger on
in the browser's history list and in the HTTP headers that are passed to the next-visited
page.) It is not practical to bookmark pages that are invoked this way.

Examples of PL/SQL Server Pages
This section shows how you might start with a very simple PL/SQL server page, and
produce progressively more complicated versions as you gain more confidence.
As you go through each step, you can follow the instructions in "Loading PL/SQL
Server Pages into the Database" on page 10-13 and "Running PL/SQL Server Pages
Through URLs" on page 10-15 to test the examples.
Topics:
■
Setup for PL/SQL Server Pages Examples
■

Printing the Sample Table with a Loop

■

Allowing a User Selection

■

Using an HTML Form to Invoke a PL/SQL Server Page

■

Including JavaScript in a PSP File

Setup for PL/SQL Server Pages Examples
These examples use the PRODUCT_INFORMATION table in the OE schema, which is
described as follows:
SQL*Plus command:
DESCRIBE PRODUCT_INFORMATION;

Result:
Name
Null?
----------------------------------------- -------PRODUCT_ID
NOT NULL
PRODUCT_NAME
PRODUCT_DESCRIPTION
CATEGORY_ID
WEIGHT_CLASS
WARRANTY_PERIOD
SUPPLIER_ID
PRODUCT_STATUS
LIST_PRICE
MIN_PRICE
CATALOG_URL

Type
---------------------------NUMBER(6)
VARCHAR2(50)
VARCHAR2(2000)
NUMBER(2)
NUMBER(1)
INTERVAL YEAR(2) TO MONTH
NUMBER(6)
VARCHAR2(20)
NUMBER(8,2)
NUMBER(8,2)
VARCHAR2(50)

The examples assume:
■

■

You have set up mod_plsql as described in "Using mod_plsql Gateway to Map
Client Requests to a PL/SQL Web Application" on page 9-4.
You have created a DAD for static authentication of the OE user.

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Examples of PL/SQL Server Pages

■

You can access PL/SQL stored procedures created in the OE schema through this
URL, where proc_name is the name of a stored
procedure:http://www.example.com/pls/proc_name

For debugging purposes, you can display the complete contents of a SQL table with a
call to OWA_UTIL.TABLEPRINT, as in Example 10–7. Later examples show other
techniques that give more control over the presentation.
Example 10–7

show_prod_simple.psp

<%@ plsql procedure="show_prod_simple" %>

Show Contents of product_information (Complete Dump)

<%
DECLARE
dummy BOOLEAN;
BEGIN
dummy := OWA_UTIL.TABLEPRINT('oe.product_information','border');
END;
%>



Load the PSP in Example 10–7 at the command line as follows:
loadpsp -replace -user oe/password show_prod_simple.psp
Enter Password: password

Access the PSP through this URL:
http://www.example.com/pls/show_prod_simple

Printing the Sample Table with a Loop
Example 10–7 loops through the items in the product_information table and adjusts
the SELECT statement to retrieve only a subset of the rows or columns. This example
uses a very simple presentation, a set of list items, to avoid any problems from
mismatched or unclosed table tags.
Example 10–8

show_catalog_raw.psp

<%@ plsql procedure="show_prod_raw" %>

Show Products (Raw Form)


    
<% FOR item IN (SELECT product_name, list_price, catalog_url
FROM product_information
WHERE list_price IS NOT NULL
ORDER BY list_price DESC) LOOP %>

  • 
Item = <%= item.product_name %>
    
Price = <%= item.list_price %>
    
URL = <%= item.catalog_url %>
    
<% END LOOP; %>





Developing PL/SQL Server Pages (PSP) 10-17

Examples of PL/SQL Server Pages

Example 10–9 shows a more sophisticated variation of Example 10–8 in which
formatting is added to the HTML to improve the presentation.
Example 10–9

show_catalog_pretty.psp

<%@ plsql procedure="show_prod_pretty" %>

Show Products (Better Form)


    
<% FOR item IN (SELECT product_name, list_price, catalog_url
FROM product_information
WHERE list_price IS NOT NULL
ORDER BY list_price DESC) LOOP %>

  • 
Item = ><%= item.product_name %>
    
Price = <%= item.list_price %>
    
<% END LOOP; %>





Allowing a User Selection
In Example 10–7, Example 10–8, and Example 10–9, the HTML page remains the same
unless the PRODUCT_INFORMATION table is updated. Example 10–10:
■

■

Makes the HTML page accept a minimum price, and presents only the items that
are more expensive. (Your customers' buying criteria might vary.)
Sets the default minimum price to 100 units of the appropriate currency.

Example 10–10 show_product_partial.psp
<%@ plsql procedure="show_product_partial" %>
<%@ plsql parameter="p_minprice" default="100" %>

Show Items Greater Than Specified Price


This report shows the items whose price is greater than <%= p_minprice %>.

    
<% FOR ITEM IN (SELECT product_name, list_price, catalog_url
FROM product_information
WHERE list_price > p_minprice
ORDER BY list_price DESC)
LOOP %>

  • 
Item = <%= item.product_name %>
    
Price = <%= item.list_price %>
    
<% END LOOP; %>





After loading Example 10–10 into the database, you can pass a parameter to the show_
product_partial procedure through a URL. This example specifies a minimum price
of 250:
http://www.example.com/pls/show_product_partial?p_minprice=250

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Examples of PL/SQL Server Pages

Filtering results is appropriate for applications such as search results, where users
might be overwhelmed by choices. But in a retail situation, you might want to use the
alternative technique illustrated in Example 10–11, so that customers can still choose to
purchase other items:
■

■

■

Instead of filtering the results through a WHERE clause, retrieve the entire result set
and then take different actions for different returned rows.
Change the HTML to highlight the output that meets their criteria. Example 10–11
uses the background color for an HTML table row. You can also insert a special
icon, increase the font size, or use another technique to call attention to the most
important rows.
Present the results in an HTML table.

Example 10–11 show_product_highlighed.psp
<%@ plsql procedure="show_product_highlighted" %>
<%@ plsql parameter="p_minprice" default="100" %>
<%! v_color VARCHAR2(7); %>

Show Items Greater Than Specified Price


This report shows all items, highlighting those whose price is
greater than <%= p_minprice %>.




<% FOR ITEM IN (SELECT product_name, list_price, catalog_url
FROM product_information
WHERE list_price IS NOT NULL
ORDER BY list_price DESC) LOOP
IF item.list_price > p_minprice THEN
v_color := '#CCCCFF';
ELSE
v_color := '#CCCCCC';
END IF;
%>

<% END LOOP; %>




Product
Price


<%= item.product_name %>
<%= item.list_price %>





Using an HTML Form to Invoke a PL/SQL Server Page
Example 10–12 shows a bare-bones HTML form that allows the user to enter a price.
The form invokes the show_product_partial stored procedure illustrated in
Example 10–10 and passes it the entered value as the p_minprice parameter.
To avoid coding the entire URL of the stored procedure in the ACTION= attribute of the
form, you can make the form a PSP file so that it resides in the same directory as the
PSP file that it invokes. Even though this HTML file contains no PL/SQL code, you

Developing PL/SQL Server Pages (PSP) 10-19

Examples of PL/SQL Server Pages

can give it a .psp extension and load it as a stored procedure into the database. When
the product_form stored procedure is executed through a URL, it displays the HTML
exactly as it appears in the file.
Example 10–12 product_form.psp





Enter the minimum price you want to pay:







Including JavaScript in a PSP File
To produce an elaborate HTML file, perhaps including dynamic content such as
JavaScript, you can simplify the source code by implementing it as a PSP. This
technique avoids having to deal with nested quotation marks, escape characters,
concatenated literals and variables, and indentation of the embedded content.
Example 10–13 shows a version of Example 10–10 that uses JavaScript to display the
order status in the browser status bar when the user moves his or her mouse over the
product URL.
Example 10–13 show_product_javascript.psp
<%@ plsql procedure="show_product_javascript" %>
<%@ plsql parameter="p_minprice" default="100" %>


Show Items Greater Than Specified Price




This report shows the items whose price is greater than <%= p_minprice %>.



    
<% FOR ITEM IN (SELECT product_name, list_price, catalog_url, product_status
FROM product_information
WHERE list_price > p_minprice

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Debugging PL/SQL Server Pages

ORDER BY list_price DESC)
LOOP %>

  • 
Item =

<%= item.product_name %>


    
Price = <%= item.list_price %>
    
<% END LOOP; %>





Debugging PL/SQL Server Pages
As you begin experimenting with PL/SQL Server Pages, and as you adapt your first
simple pages into more elaborate ones, keep these guidelines in mind when you
encounter problems:
■

■

■

The first step is to get all the PL/SQL syntax and PSP directive syntax right. If you
make a mistake here, the file does not compile.
–

Use semicolons to terminate lines where required.

–

If a value must be quoted, quote it. You might need to enclose a value in single
quotation marks (which PL/SQL needs) inside double quotation marks
(which PSP needs).

–

Mistakes in the PSP directives are usually reported through PL/SQL syntax
messages. Check that your directives use the right syntax, that directives are
closed properly, and that you are using the right element (declaration,
expression, or code block) depending on what goes inside it.

–

PSP attribute names are case-sensitive. Most are specified in all lowercase;
contentType and errorPage must be specified as mixed-case.

When using a URL to request a PSP, you might get an error that the file is not
found. In this case:
–

Be sure you are requesting the right virtual path, depending on the way the
web gateway is configured. Typically, the path includes the host name,
optionally a port number, the schema name, and the name of the stored
procedure (with no .psp extension).

–

If you use the -replace option when compiling the file, the old version of the
stored procedure is erased. So, after a failed compilation, you must fix the
error or the page is not available. You might want to test scripts in a separate
schema, then load them into the production schema.

–

If you copied the file from another file, remember to change any procedure
name directives in the source to match the correct file name.

–

When you get one file-not-found error, request the latest version of the page
the next time. The error page might be cached by the browser. You might need
to force a page reload in the browser to bypass the cache.

When the PSP script is run, and the results come back to the browser, use standard
debugging techniques to check for and correct wrong output. The difficult part is
to configure the interface between different HTML forms, scripts, and CGI
Developing PL/SQL Server Pages (PSP) 10-21

Putting PL/SQL Server Pages into Production

programs so that the right values are passed into your page. The page might
return an error because of a parameter mismatch.
Guidelines:
–

To determine exactly what is being passed to your page, use METHOD=GET in the
invoking form so that the parameters are visible in the URL.

–

Ensure that the form or CGI program that invokes your page passes the
correct number of parameters, and that the names specified by the NAME=
attributes on the form match the parameter names in the PSP file. If the form
includes any hidden input fields, or uses the NAME= attribute on the Submit or
Reset buttons, then the PSP file must declare equivalent parameters.

–

Ensure that the parameters can be cast from string into the correct PL/SQL
types. For example, do not include alphabetic characters if the parameter in
the PSP file is declared as a NUMBER.

–

Ensure that the query string of the URL consists of name-value pairs,
separated by equals signs, especially if you are passing parameters by
constructing a hard-coded link to the page.

–

If you are passing a lot of parameter data, such as large strings, you might
exceed the volume that can be passed with METHOD=GET. You can switch to
METHOD=POST in the invoking form without changing your PSP file.

–

Although the loadpsp command reports line numbers correctly when there is
a syntax error in your source file, line numbers reported for runtime errors
refer to a transformed version of the source and do not match the line numbers
in the original source. When you encounter errors that produce an error trace
instead of the expected web page, you must locate the error through exception
handlers and by printing debug output.

Putting PL/SQL Server Pages into Production
Before putting your PSP application into production, consider issues such as usability
and download speed:
■

■

■

■

Pages can be rendered faster in the browser if the HEIGHT= and WIDTH= attributes
are specified for all images. You might standardize on picture sizes, or store the
height and width of images in the database along with the data or URL.
For viewers who turn off graphics, or who use alternative browsers that read the
text out loud, include a description of significant images using the ALT= attribute.
You might store the description in the database along with the image.
Although an HTML table provides a good way to display data, a large table can
make your application seem slow. Often, the reader sees a blank page until the
entire table is downloaded. If the amount of data in an HTML table is large,
consider splitting the output into multiple tables.
If you set text, font, or background colors, test your application with different
combinations of browser color settings:
–

Test what happens if you override just the foreground color in the browser, or
just the background color, or both.

–

If you set one color (such as the foreground text color), set all the colors
through the  tag, to avoid hard-to-read combinations like white text on
a white background.

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Putting PL/SQL Server Pages into Production

■

■

■

–

If you use a background image, specify a similar background color to provide
proper contrast for viewers who do not load graphics.

–

If the information conveyed by different colors is crucial, consider using an
alternative technique. For example, you might put an icon next to special
items in a table. Some users might see your page on a monochrome screen or
on browsers that cannot represent different colors.

Providing context information prevents users from getting lost. Include a
descriptive  tag for your page. If the user is partway through a procedure,
indicate which step is represented by your page. Provide links to logical points to
continue with the procedure, return to a previous step, or cancel the procedure
completely. Many pages might use a standard set of links that you embed using
the include directive.
In any entry fields, users might enter incorrect values. Where possible, use SELECT
lists to present a set of choices. Validate any text entered in a field before passing it
to SQL. The earlier you can validate, the better; a JavaScript function can detect
incorrect data and prompt the user to correct it before they press the Submit button
and call the database.
Browsers tend to be lenient when displaying incorrect HTML. What looks OK in
one browser might look bad or might not display at all in another browser.
Guidelines:
–

Pay attention to HTML rules for quotation marks, closing tags, and especially
for anything to do with tables.

–

Minimize the dependence on tags that are only supported by a single browser.
Sometimes you can provide an extra bonus using such tags, but your
application must still be usable with other browsers.

–

You can check the validity, and even in some cases the usability, of your
HTML for free at many sites on the World Wide Web.

Developing PL/SQL Server Pages (PSP) 10-23

Putting PL/SQL Server Pages into Production

10-24 Oracle Database Advanced Application Developer's Guide

11
Using Continuous Query Notification (CQN)
11

Continuous Query Notification (CQN) allows an application to register queries with
the database for either object change notification (the default) or query result change
notification. An object referenced by a registered query is a registered object.
If a query is registered for object change notification (OCN), the database notifies the
application whenever a transaction changes an object that the query references and
commits, regardless of whether the query result changed.
If a query is registered for query result change notification (QRCN), the database
notifies the application whenever a transaction changes the result of the query and
commits.
A CQN registration associates a list of one or more queries with a notification type
(OCN or QRCN) and a notification handler. To create a CQN registration, you can use
either the PL/SQL interface or Oracle Call Interface (OCI). If you use the PL/SQL
interface, the notification handler is a server-side PL/SQL stored procedure; if you use
OCI, the notification handler is a client-side C callback procedure.
This chapter explains general CQN concepts and explains how to use the PL/SQL
CQN interface. For information about using OCI for CQN, see Oracle Call Interface
Programmer's Guide.
Topics:
Object Change Notification (OCN)

■
■

Query Result Change Notification (QRCN)

■

Events that Generate Notifications

■

Notification Contents

■

Good Candidates for CQN

■

Creating CQN Registrations

■

Querying CQN Registrations

■

Interpreting Notifications

■

Deleting Registrations

■

Configuring CQN: Scenario

Using Continuous Query Notification (CQN)

11-1

Object Change Notification (OCN)

The terms OCN and QRCN refer to both the notification type
and the notification itself: An application registers a query for OCN,
and the database sends the application an OCN; an application
registers a query for QRCN, and the database sends the application a
QRCN.

Note:

Object Change Notification (OCN)
If an application registers a query for object change notification (OCN), the database
sends the application an OCN whenever a transaction changes an object associated
with the query and commits, regardless of whether the result of the query changed.
For example, if an application registers the query in Example 11–1 for OCN, and a user
commits a transaction that changes the EMPLOYEES table, the database sends the
application an OCN, even if the changed row or rows did not satisfy the query
predicate (for example, if DEPARTMENT_ID = 5).
Example 11–1

Query to be Registered for Change Notification

SELECT EMPLOYEE_ID, SALARY
FROM EMPLOYEES
WHERE DEPARTMENT_ID = 10;

Query Result Change Notification (QRCN)
Note: For QRCN support, the COMPATIBLE initialization parameter of
the database must be at least 11.0.0, and Automatic Undo
Management (AUM) must be enabled (as it is by default).

For information about the COMPATIBLE initialization parameter, see
Oracle Database Administrator's Guide.
For information about AUM, see Oracle Database Administrator's Guide.
If an application registers a query for query result change notification (QRCN), the
database sends the application a QRCN whenever a transaction changes the result of
the query and commits.
For example, if an application registers the query in Example 11–1 for QRCN, the
database sends the application a QRCN only if the query result set changes; that is, if
one of these data manipulation language (DML) statements commits:
■

■

■

■

An INSERT or DELETE of a row that satisfies the query predicate (DEPARTMENT_ID =
10).
An UPDATE to the EMPLOYEE_ID or SALARY column of a row that satisfied the query
predicate (DEPARTMENT_ID = 10).
An UPDATE to the DEPARTMENT_ID column of a row that changed its value from 10
to a value other than 10, causing the row to be deleted from the result set.
An UPDATE to the DEPARTMENT_ID column of a row that changed its value to 10
from a value other than 10, causing the row to be added to the result set.

The default notification type is OCN. For QRCN, specify QOS_QUERY in the QOSFLAGS
attribute of the CQ_NOTIFICATION$_REG_INFO object.

11-2 Oracle Database Advanced Application Developer's Guide

Query Result Change Notification (QRCN)

With QRCN, you have a choice of guaranteed mode (the default) or best-effort mode.
Topics:
■
Guaranteed Mode
■

Best-Effort Mode

Guaranteed Mode
In guaranteed mode, there are no false positives: the database sends the application a
QRCN only when the query result set is guaranteed to have changed.
For example, suppose that an application registered the query in Example 11–1 for
QRCN, that employee 201 is in department 10, and that these statements are executed:
UPDATE EMPLOYEES
SET SALARY = SALARY + 10
WHERE EMPLOYEE_ID = 201;
UPDATE EMPLOYEES
SET SALARY = SALARY - 10
WHERE EMPLOYEE_ID = 201;
COMMIT;

Each UPDATE statement in the preceding transaction changes the query result set, but
together they have no effect on the query result set; therefore, the database does not
send the application a QRCN for the transaction.
For guaranteed mode, specify QOS_QUERY, but not QOS_BEST_EFFORT, in the QOSFLAGS
attribute of the CQ_NOTIFICATION$_REG_INFO object.
Some queries are too complex for QRCN in guaranteed mode. For the characteristics of
queries that can be registered in guaranteed mode, see "Queries that Can Be Registered
for QRCN in Guaranteed Mode" on page 11-16.

Best-Effort Mode
Some queries that are too complex for guaranteed mode can be registered for QRCN in
best-effort mode, in which CQN creates and registers simpler versions of them.
For example, the query in Example 11–2 is too complex for QRCN in guaranteed mode
because it contains the aggregate function SUM.
Example 11–2

Query Too Complex for QRCN in Guaranteed Mode

SELECT SUM(SALARY)
FROM EMPLOYEES
WHERE DEPARTMENT_ID = 20;

In best-effort mode, CQN registers this simpler version of the query in Example 11–2:
SELECT SALARY
FROM EMPLOYEES
WHERE DEPARTMENT_ID = 20;

Whenever the result of the original query changes, the result of its simpler version also
changes; therefore, no notifications are lost from the simplification. However, the
simplification might cause false positives, because the result of the simpler version can
change when the result of the original query does not.

Using Continuous Query Notification (CQN)

11-3

Events that Generate Notifications

In best-effort mode, the database:
■

■

Minimizes the OLTP response overhead that is from notification-related
processing, as follows:
–

For a single-table query, the database determines whether the query result has
changed by which columns changed and which predicates the changed rows
satisfied.

–

For a multiple-table query (a join), the database uses the
primary-key/foreign-key constraint relationships between the tables to
determine whether the query result has changed.

Sends the application a QRCN whenever a DML statement changes the query
result set, even if a subsequent DML statement nullifies the change made by the
first DML statement.

The overhead minimization of best-effort mode infrequently causes false positives,
even for queries that CQN does not simplify. For example, consider the query in
Example 11–1 and the transaction in "Guaranteed Mode" on page 11-3. In best-effort
mode, CQN does not simplify the query, but the transaction generates a false positive.
Some types of queries are so simplified that invalidations are generated at object level;
that is, whenever any object referenced in those queries changes. Examples of such
queries are those that use unsupported column types or include subqueries. The
solution to this problem is to rewrite the original queries.
For example, the query in Example 11–3 is too complex for QRCN in guaranteed mode
because it includes a subquery.
Example 11–3

Query Whose Simplified Version Invalidates Objects

SELECT SALARY
FROM EMPLOYEES
WHERE DEPARTMENT_ID IN (
SELECT DEPARTMENT_ID
FROM DEPARTMENTS
WHERE LOCATION_ID = 1700
);

In best-effort mode, CQN simplifies the query in Example 11–3 to this:
SELECT * FROM EMPLOYEES, DEPARTMENTS;

The simplified query can cause objects to be invalidated. However, if you rewrite the
original query as follows, you can register it in either guaranteed mode or best-effort
mode:
SELECT SALARY
FROM EMPLOYEES, DEPARTMENTS
WHERE EMPLOYEES.DEPARTMENT_ID = DEPARTMENTS.DEPARTMENT_ID
AND DEPARTMENTS.LOCATION_ID = 1700;

Queries that can be registered only in best-effort mode are described in "Queries that
Can Be Registered for QRCN Only in Best-Effort Mode" on page 11-16.
The default for QRCN mode is guaranteed mode. For best-effort mode, specify QOS_
BEST_EFFORT in the QOSFLAGS attribute of the CQ_NOTIFICATION$_REG_INFO object.

Events that Generate Notifications
These events generate notifications:
11-4 Oracle Database Advanced Application Developer's Guide

Events that Generate Notifications

■

Committed DML Transactions

■

Committed DDL Statements

■

Deregistration

■

Global Events

Committed DML Transactions
When the notification type is OCN, any DML transaction that changes one or more
registered objects generates one notification for each object when it commits.
When the notification type is QRCN, any DML transaction that changes the result of
one or more registered queries generates a notification when it commits. The
notification includes the query IDs of the queries whose results changed.
For either notification type, the notification includes:
■

Name of each changed table

■

Operation type (INSERT, UPDATE, or DELETE)

■

ROWID of each changed row, if the registration was created with the ROWID option
and the number of modified rows was not too large. For more information, see
"ROWID Option" on page 11-12.

Committed DDL Statements
For both OCN and QRCN, these data definition language (DDL) statements, when
committed, generate notifications:
■

ALTER TABLE

■

TRUNCATE TABLE

■

FLASHBACK TABLE

■

DROP TABLE
Note: When the notification type is OCN, a committed DROP TABLE
statement generates a DROP NOTIFICATION.

Any OCN registrations of queries on the dropped table become
disassociated from that table (which no longer exists), but the
registrations themselves continue to exist. If any of these registrations
are associated with objects other than the dropped table, committed
changes to those other objects continue to generate notifications.
Registrations associated only with the dropped table also continue to
exist, and their creator can add queries (and their referenced objects)
to them.
An OCN registration is based on the version and definition of an
object at the time the query was registered. If an object is dropped,
registrations on that object are disassociated from it forever. If an
object is created with the same name, and in the same schema, as the
dropped object, the created object is not associated with OCN
registrations that were associated with the dropped object.
When the notification type is QRCN:
■

The notification includes:
Using Continuous Query Notification (CQN)

11-5

Events that Generate Notifications

■

–

Query IDs of the queries whose results have changed

–

Name of the modified table

–

Type of DDL operation

Some DDL operations that invalidate registered queries can cause those queries to
be deregistered.
For example, suppose that this query is registered for QRCN:
SELECT COL1 FROM TEST_TABLE
WHERE COL2 = 1;

Suppose that TEST_TABLE has this schema:
(COL1 NUMBER, COL2 NUMBER, COL3 NUMBER)

This DDL statement, when committed, invalidates the query and causes it to be
removed from the registration:
ALTER TABLE DROP COLUMN COL2;

Deregistration
For both OCN and QRCN, deregistration—removal of a registration from the
database—generates a notification. The reasons that the database removes a
registration are:
■

Timeout
If TIMEOUT is specified with a nonzero value when the queries are registered, the
database purges the registration after the specified time interval.
If QOS_DEREG_NFY is specified when the queries are registered, the database purges
the registration after it generates its first notification.

■

Loss of privileges
If privileges are lost on an object associated with a registered query, and the
notification type is OCN, the database purges the registration. (When the
notification type is QRCN, the database removes that query from the registration,
but does not purge the registration.)
For privileges needed to register queries, see "Prerequisites for Creating CQN
Registrations" on page 11-15.

A notification is not generated when a client application performs an explicit
deregistration.

Global Events
The global events EVENT_STARTUP and EVENT_SHUTDOWN generate notifications.
In an Oracle RAC environment, these events generate notifications:
■

EVENT_STARTUP when the first instance of the database starts

■

EVENT_SHUTDOWN when the last instance of the database shuts down

■

EVENT_SHUTDOWN_ANY when any instance of the database shuts down

The preceding global events are constants defined in the DBMS_CQ_NOTIFICATION
package.

11-6 Oracle Database Advanced Application Developer's Guide

Good Candidates for CQN

See Also: Oracle Database PL/SQL Packages and Types Reference for
more information about the DBMS_CQ_NOTIFICATION package

Notification Contents
A notification contains some or all of this information:
■

Type of event, which is one of:
–

Startup

–

Object change

–

Query result change

–

Deregistration

–

Shutdown

■

Registration ID of affected registration

■

Names of changed objects

■

If ROWID option was specified, ROWIDs of changed rows

■

If the notification type is QRCN: Query IDs of queries whose results changed

■

If notification resulted from a DML or DDL statement:
–

Array of names of modified tables

–

Operation type (for example, INSERT or UPDATE)

A notification does not contain the changed data itself. For example, the notification
does not say that a monthly salary increased from 5000 to 6000. To obtain more recent
values for the changed objects or rows or query results, the application must query the
database.

Good Candidates for CQN
Good candidates for CQN are applications that cache the result sets of queries on
infrequently changed objects in the middle tier, to avoid network round trips to the
database. These applications can use CQN to register the queries to be cached. When
such an application receives a notification, it can refresh its cache by rerunning the
registered queries.
An example of such an application is a web forum. Because its users need not view
content as soon as it is inserted into the database, this application can cache
information in the middle tier and have CQN tell it when it when to refresh the cache.
Figure 11–1 illustrates a typical scenario in which the database serves data that is
cached in the middle tier and then accessed over the Internet.

Using Continuous Query Notification (CQN)

11-7

Good Candidates for CQN

Figure 11–1 Middle-Tier Caching
OracleAS
Application
Web Servers

OracleAS
Web
Cache

Internet
HTTP
and
HTTPS

HTTP
and
HTTPs

Oracle
Net

Oracle
Database

Applications in the middle tier require rapid access to cached copies of database
objects while keeping the cache as current as possible in relation to the database.
Cached data becomes obsolete when a transaction modifies the data and commits,
thereby putting the application at risk of accessing incorrect results. If the application
uses CQN, the database can publish a notification when a change occurs to registered
objects with details on what changed. In response to the notification, the application
can refresh cached data by fetching it from the back-end database.
Figure 11–2 illustrates the process by which middle-tier Web clients receive and
process notifications.

11-8 Oracle Database Advanced Application Developer's Guide

Good Candidates for CQN

Figure 11–2 Basic Process of Continuous Query Notification (CQN)
user

Middle Tier
Web
Cache

1
Registration
through OCI
or PL/SQL

2
Data
Dictionary

Oracle
Database

User
Objects

8
4

DML

9

3
Client
Application

Invalidation
Queue

JOBQ
Process
user

5
7

Client notification

6
PL/SQL

Explanation of steps in Figure 11–2 (if registrations are created using PL/SQL and that
the application has cached the result set of a query on HR.EMPLOYEES):
1.

The developer uses PL/SQL to create a CQN registration for the query, which
consists of creating a stored PL/SQL procedure to process notifications and then
using the PL/SQL CQN interface to create a registration for the query, specifying
the PL/SQL procedure as the notification handler.

2.

The database populates the registration information in the data dictionary.

3.

A user updates a row in the HR.EMPLOYEES table in the back-end database and
commits the update, causing the query result to change. The data for HR.EMPLOYEES
cached in the middle tier is now outdated.

4.

The database adds a message that describes the change to an internal queue.

5.

The database notifies a JOBQ background process of a notification message.

6.

The JOBQ process runs the stored procedure specified by the client application. In
this example, JOBQ passes the data to a server-side PL/SQL procedure. The
implementation of the PL/SQL notification handler determines how the
notification is handled.

7.

Inside the server-side PL/SQL procedure, the developer can implement logic to
notify the middle-tier client application of the changes to the registered objects.
For example, it notifies the application of the ROWID of the changed row in
HR.EMPLOYEES.

8.

The client application in the middle tier queries the back-end database to retrieve
the data in the changed row.

9.

The client application updates the cache with the data.

Using Continuous Query Notification (CQN)

11-9

Creating CQN Registrations

Creating CQN Registrations
A CQN registration associates a list of one or more queries with a notification type
and a notification handler.
The notification type is either OCN or QRCN. For information about these types, see
"Object Change Notification (OCN)" on page 11-2 and "Query Result Change
Notification (QRCN)" on page 11-2.
To create a CQN registration, you can use either the PL/SQL interface or OCI. If you
use the PL/SQL interface, the notification handler is a server-side PL/SQL stored
procedure; if you use OCI, the notification handler is a client-side C callback
procedure. (This topic explains only the PL/SQL interface. For information about OCI,
see Oracle Call Interface Programmer's Guide.)
Once created, a registration is stored in the database. In an Oracle RAC environment, it
is visible to all database instances. Transactions that change the query results in any
database instance generate notifications.
By default, a registration survives until the application that created it explicitly
deregisters it or until the database implicitly purges it (from loss of privileges, for
example).
Topics:
■
PL/SQL CQN Registration Interface
■

CQN Registration Options

■

Prerequisites for Creating CQN Registrations

■

Queries that Can Be Registered for Object Change Notification (OCN)

■

Queries that Can Be Registered for Query Result Change Notification (QRCN)

■

Using PL/SQL to Register Queries for CQN

■

Best Practices for CQN Registrations

■

Troubleshooting CQN Registrations

PL/SQL CQN Registration Interface
The PL/SQL CQN registration interface is implemented with the DBMS_CQ_
NOTIFICATION package. You use the DBMS_CQ_NOTIFICATION.NEW_REG_START function to
open a registration block. You specify the registration details, including the notification
type and notification handler, as part of the CQ_NOTIFICATION$_REG_INFO object, which
is passed as an argument to the NEW_REG_START procedure. Every query that you run
while the registration block is open is registered with CQN. If you specified
notification type QRCN, the database assigns a query ID to each query. You can
retrieve these query IDs with the DBMS_CQ_NOTIFICATION.CQ_NOTIFICATION_QUERYID
function. To close the registration block, you use the DBMS_CQ_NOTIFICATION.REG_END
function.
For step-by-step instructions, see "Using PL/SQL to Register Queries for CQN" on
page 11-18.
See Also: Oracle Database PL/SQL Packages and Types Reference for
more information about the DBMS_CQ_NOTIFICATION package

11-10 Oracle Database Advanced Application Developer's Guide

Creating CQN Registrations

CQN Registration Options
You can change the CQN registration defaults with the options summarized in
Table 11–1.
Table 11–1

Continuous Query Notification Registration Options

Option

Description

Notification Type

Specifies QRCN (the default is OCN).

QRCN Mode

Specifies best-effort mode (the default is guaranteed mode).

ROWID

Includes the value of the ROWID pseudocolumn for each changed
row in the notification.

Operations Filter2

Publishes the notification only if the operation type matches the
specified filter condition.

Transaction Lag2

Deprecated. Use Notification Grouping instead.

Notification Grouping

Specifies how notifications are grouped.

Reliable

Stores notifications in a persistent database queue (instead of in
shared memory, the default).

Purge on Notify

Purges the registration after the first notification.

Timeout

Purges the registration after a specified time interval.

1

1
2

Applies only when notification type is QRCN.
Applies only when notification type is OCN.

Topics:
■
Notification Type Option
■

QRCN Mode (QRCN Notification Type Only)

■

ROWID Option

■

Operations Filter Option (OCN Notification Type Only)

■

Transaction Lag Option (OCN Notification Type Only)

■

Notification Grouping Options

■

Reliable Option

■

Purge-on-Notify and Timeout Options

Notification Type Option
The notification types are OCN (described in "Object Change Notification (OCN)" on
page 11-2) and QRCN (described in "Query Result Change Notification (QRCN)" on
page 11-2).

QRCN Mode (QRCN Notification Type Only)
The QRCN mode option applies only when the notification type is QRCN. Instructions
for setting the notification type to QRCN are in "Notification Type Option" on
page 11-11.
The QRCN modes are guaranteed (described in "Guaranteed Mode" on page 11-3) and
best-effort (described in "Best-Effort Mode" on page 11-3).
The default is guaranteed mode. For best-effort mode, specify QOS_BEST_EFFORT in the
QOSFLAGS attribute of the CQ_NOTIFICATION$_REG_INFO object.

Using Continuous Query Notification (CQN)

11-11

Creating CQN Registrations

ROWID Option
The ROWID option includes the value of the ROWID pseudocolumn (the rowid of the row)
for each changed row in the notification. To include the ROWID option of each changed
row in the notification, specify QOS_ROWIDS in the QOSFLAGS attribute of the CQ_
NOTIFICATION$_REG_INFO object.

When you update a row in a table compressed with Hybrid
Columnar Compression (HCC), the ROWID of the row changes. HCC, a
feature of certain Oracle storage systems, is described in Oracle
Database Concepts.
Note:

From the ROWID information in the notification, the application can retrieve the
contents of the changed rows by performing queries of this form:
SELECT * FROM table_name_from_notification
WHERE ROWID = rowid_from_notification;

ROWIDs are published in the external string format. For a regular heap table, the length
of a ROWID is 18 character bytes. For an Index Organized Table (IOT), the length of the
ROWID depends on the size of the primary key, and might exceed 18 bytes.
If the server does not have enough memory for the ROWIDs, the notification might be
"rolled up" into a FULL-TABLE-NOTIFICATION, indicated by a special flag in the
notification descriptor. Possible reasons for a FULL-TABLE-NOTIFICATION are:
■

■

■

■

Total shared memory consumption from ROWIDs exceeds 1% of the dynamic shared
pool size.
Too many rows were changed in a single registered object within a transaction (the
upper limit is approximately 80).
Total length of the logical ROWIDs of modified rows for an IOT is too large (the
upper limit is approximately 1800 bytes).
You specified the Notification Grouping option NTFN_GROUPING_TYPE with the
value DBMS_CQ_NOTIFICATION.NTFN_GROUPING_TYPE_SUMMARY, described in
"Notification Grouping Options" on page 11-13.

Because a FULL-TABLE-NOTIFICATION does not include ROWIDs, the application that
receives it must assume that the entire table (that is, all rows) might have changed.

Operations Filter Option (OCN Notification Type Only)
The Operations Filter option applies only when the notification type is OCN.
The Operations Filter option enables you to specify the types of operations that
generate notifications.
The default is all operations. To specify that only some operations generate
notifications, use the OPERATIONS_FILTER attribute of the CQ_NOTIFICATION$_REG_INFO
object. With the OPERATIONS_FILTER attribute, specify the type of operation with the
constant that represents it, which is defined in the DBMS_CQ_NOTIFICATION package, as
follows:
Operation

Constant

INSERT

DBMS_CQ_NOTIFICATION.INSERTOP

UPDATE

DBMS_CQ_NOTIFICATION.UPDATEOP

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Creating CQN Registrations

Operation

Constant

DELETE

DBMS_CQ_NOTIFICATION.DELETEOP

ALTEROP

DBMS_CQ_NOTIFICATION.ALTEROP

DROPOP

DBMS_CQ_NOTIFICATION.DROPOP

UNKNOWNOP

DBMS_CQ_NOTIFICATION.UNKNOWNOP

All (default)

DBMS_CQ_NOTIFICATION.ALL_OPERATIONS

To specify multiple operations, use bitwise OR. For example:
DBMS_CQ_NOTIFICATION.INSERTOP + DBMS_CQ_NOTIFICATION.DELETEOP

OPERATIONS_FILTER has no effect if you also specify QOS_QUERY in the QOSFLAGS
attribute, because QOS_QUERY specifies notification type QRCN.
See Also: Oracle Database PL/SQL Packages and Types Reference for
more information about the DBMS_CQ_NOTIFICATION package

Transaction Lag Option (OCN Notification Type Only)
The Transaction Lag option applies only when the notification type is OCN.
This option is deprecated. To implement flow-of-control
notifications, use "Notification Grouping Options" on page 11-13.

Note:

The Transaction Lag option specifies the number of transactions by which the client
application can lag behind the database. If the number is 0, every transaction that
changes a registered object results in a notification. If the number is 5, every fifth
transaction that changes a registered object results in a notification. The database
tracks intervening changes at object granularity and includes them in the notification,
so that the client does not lose them.
A transaction lag greater than 0 is useful only if an application implements
flow-of-control notifications. Ensure that the application generates notifications
frequently enough to satisfy the lag, so that they are not deferred indefinitely.
If you specify TRANSACTION_LAG, then notifications do not include ROWIDs, even if you
also specified QOS_ROWIDS.

Notification Grouping Options
By default, notifications are generated immediately after the event that causes them.
Notification Grouping options, which are attributes of the CQ_NOTIFICATION$_REG_
INFO object, are:
Attribute

Description

NTFN_GROUPING_CLASS

Specifies the class by which to group notifications. The
only allowed values are DBMS_CQ_NOTIFICATION.NTFN_
GROUPING_CLASS_TIME, which groups notifications by
time, and zero, which is the default (notifications are
generated immediately after the event that causes
them).

Using Continuous Query Notification (CQN)

11-13

Creating CQN Registrations

Attribute

Description

NTFN_GROUPING_VALUE

Specifies the time interval that defines the group, in
seconds. For example, if this value is 900, notifications
generated in the same 15-minute interval are grouped.

NTFN_GROUPING_TYPE

Specifies the type of grouping, which is either of:
■

DBMS_CQ_NOTIFICATION.NTFN_GROUPING_TYPE_
SUMMARY: All notifications in the group are
summarized into a single notification.
Note: The single notification does not include
ROWIDs, even if you specified the ROWID option.

■

DBMS_CQ_NOTIFICATION.NTFN_GROUPING_TYPE_LAST:
Only the last notification in the group is published
and the earlier ones discarded.

NTFN_GROUPING_START_TIME

Specifies when to start generating notifications. If
specified as NULL, it defaults to the current
system-generated time.

NTFN_GROUPING_REPEAT_COUNT

Specifies how many times to repeat the notification. Set
to DBMS_CQ_NOTIFICATION.NTFN_GROUPING_FOREVER to
receive notifications for the life of the registration. To
receive at most n notifications during the life of the
registration, set to n.

Notifications generated by timeouts, loss of privileges, and
global events might be published before the specified grouping
interval expires. If they are, any pending grouped notifications are
also published before the interval expires.

Note:

Reliable Option
By default, a CQN registration is stored in shared memory. To store it in a persistent
database queue instead—that is, to generate reliable notifications—specify QOS_
RELIABLE in the QOSFLAGS attribute of the CQ_NOTIFICATION$_REG_INFO object.
The advantage of reliable notifications is that if the database fails after generating
them, it can still deliver them after it restarts. In an Oracle RAC environment, a
surviving database instance can deliver them.
The disadvantage of reliable notifications is that they have higher CPU and I/O costs
than default notifications do.

Purge-on-Notify and Timeout Options
By default, a CQN registration survives until the application that created it explicitly
deregisters it or until the database implicitly purges it (from loss of privileges, for
example).
To purge the registration after it generates its first notification, specify QOS_DEREG_NFY
in the QOSFLAGS attribute of the CQ_NOTIFICATION$_REG_INFO object.
To purge the registration after n seconds, specify n in the TIMEOUT attribute of the CQ_
NOTIFICATION$_REG_INFO object.
You can use the Purge-on-Notify and Timeout options together.

11-14 Oracle Database Advanced Application Developer's Guide

Creating CQN Registrations

Prerequisites for Creating CQN Registrations
These are prerequisites for creating CQN registrations:
■

You must have these privileges:
–

EXECUTE privilege on the DBMS_CQ_NOTIFICATION package, whose subprograms
you use to create a registration

–

CHANGE NOTIFICATION system privilege

–

SELECT privileges on all objects to be registered

Loss of privileges on an object associated with a registered query generates a
notification—see "Deregistration" on page 11-6.
■

You must be connected as a non-SYS user.

■

You must not be in the middle of an uncommitted transaction.

■

The dml_locks init.ora parameter must have a nonzero value (as its default value
does).
(This is also a prerequisite for receiving notifications.)
Note: For QRCN support, the COMPATIBLE setting of the database
must be at least 11.0.0.

Queries that Can Be Registered for Object Change Notification (OCN)
Most queries can be registered for OCN, including those executed as part of stored
procedures and REF cursors.
Queries that cannot be registered for OCN are:
■

Queries on fixed tables or fixed views

■

Queries on user views

■

Queries that contain database links (dblinks)

■

Queries over materialized views
You can use synonyms in OCN registrations, but not in QRCN
registrations.

Note:

Queries that Can Be Registered for Query Result Change Notification (QRCN)
Some queries can be registered for QRCN in guaranteed mode, some can be registered
for QRCN only in best-effort mode, and some cannot be registered for QRCN in either
mode. (For information about modes, see "Guaranteed Mode" on page 11-3 and
"Best-Effort Mode" on page 11-3.)
Topics:
■
Queries that Can Be Registered for QRCN in Guaranteed Mode
■

Queries that Can Be Registered for QRCN Only in Best-Effort Mode

■

Queries that Cannot Be Registered for QRCN in Either Mode

Using Continuous Query Notification (CQN)

11-15

Creating CQN Registrations

Queries that Can Be Registered for QRCN in Guaranteed Mode
To be registered for QRCN in guaranteed mode, a query must conform to these rules:
■

■

■

■
■

Every column that it references is either a NUMBER data type or a VARCHAR2 data
type.
Arithmetic operators in column expressions are limited to these binary operators,
and their operands are columns with numeric data types:
–

+ (addition)

–

- (subtraction, not unary minus)

–

* (multiplication)

–

/ (division)

Comparison operators in the predicate are limited to:
–

< (less than)

–

<= (less than or equal to)

–

= (equal to)

–

>= (greater than or equal to)

–

> (greater than)

–

<> or != (not equal to)

–

IS NULL

–

IS NOT NULL

Boolean operators in the predicate are limited to AND, OR, and NOT.
The query contains no aggregate functions (such as SUM, COUNT, AVERAGE, MIN, and
MAX).
For a list of SQL aggregate functions, see Oracle Database SQL Language Reference.

Guaranteed mode supports most queries on single tables and some inner equijoins,
such as:
SELECT SALARY FROM EMPLOYEES, DEPARTMENTS
WHERE EMPLOYEES.DEPARTMENT_ID = DEPARTMENTS.DEPARTMENT_ID
AND DEPARTMENTS.LOCATION_ID = 1700;

Notes:
■

■

Sometimes the query optimizer uses an execution plan that makes
a query incompatible for guaranteed mode (for example,
OR-expansion). For information about the query optimizer, see
Oracle Database Performance Tuning Guide.
Queries that can be registered in guaranteed mode can also be
registered in best-effort mode, but results might differ, because
best-effort mode can cause false positives even for queries that
CQN does not simplify. For details, see "Best-Effort Mode" on
page 11-3.

Queries that Can Be Registered for QRCN Only in Best-Effort Mode
A query that does any of the following can be registered for QRCN only in best-effort
mode, and its simplified version generates notifications at object granularity:
11-16 Oracle Database Advanced Application Developer's Guide

Creating CQN Registrations

■

Refers to columns that have encryption enabled

■

Has more than 10 items of the same type in the SELECT list

■

Has expressions that include any of these:
–

String functions (such as SUBSTR, LTRIM, and RTRIM)

–

Arithmetic functions (such as TRUNC, ABS, and SQRT)
For a list of SQL functions, see Oracle Database SQL Language Reference.

■

–

Pattern-matching conditions LIKE and REGEXP_LIKE

–

EXISTS or NOT EXISTS condition

Has disjunctions involving predicates defined on columns from different tables.
For example:
SELECT EMPLOYEE_ID, DEPARTMENT_ID
FROM EMPLOYEES, DEPARTMENTS
WHERE EMPLOYEES.EMPLOYEE_ID = 10
OR DEPARTMENTS.DEPARTMENT_ID = 'IT';

■

Has user rowid access. For example:
SELECT DEPARTMENT_ID
FROM DEPARTMENTS
WHERE ROWID = 'AAANkdAABAAALinAAF';

■

Has any join other than an inner join

■

Has an execution plan that involves any of these:
–

Bitmap join, domain, or function-based indexes

–

UNION ALL or CONCATENATION
(Either in the query itself, or as the result of an OR-expansion execution plan
chosen by the query optimizer.)

–

ORDER BY or GROUP BY
(Either in the query itself, or as the result of a SORT operation with an ORDER BY
option in the execution plan chosen by the query optimizer.)

–

Partitioned index-organized table (IOT) with overflow segment

–

Clustered objects

–

Parallel execution

Queries that Cannot Be Registered for QRCN in Either Mode
A query that refers to any of the following cannot be registered for QRCN in either
guaranteed or best-effort mode:
■
■

Views
Tables that are fixed, remote, or have Virtual Private Database (VPD) policies
enabled

■

DUAL (in the SELECT list)

■

Synonyms

■

Calls to user-defined PL/SQL subprograms

Using Continuous Query Notification (CQN)

11-17

Creating CQN Registrations

■

■

Operators not listed in "Queries that Can Be Registered for QRCN in Guaranteed
Mode" on page 11-16
The aggregate function COUNT
(Other aggregate functions are allowed in best-effort mode, but not in guaranteed
mode.)

■

Application contexts; for example:
SELECT SALARY FROM EMPLOYEES
WHERE USER = SYS_CONTEXT('USERENV', 'SESSION_USER');

■

SYSDATE, SYSTIMESTAMP, or CURRENT TIMESTAMP

Also, a query that the query optimizer has rewritten using a materialized view cannot
be registered for QRCN. For information about the query optimizer, see Oracle
Database Performance Tuning Guide.

Using PL/SQL to Register Queries for CQN
To use PL/SQL to create a CQN registration, follow these steps:
1.

Create a stored PL/SQL procedure to serve as the notification handler.

2.

Create a CQ_NOTIFICATION$_REG_INFO object that specifies the name of the
notification handler, the notification type, and other attributes of the registration.

3.

In your client application, use the DBMS_CQ_NOTIFICATION.NEW_REG_START function
to open a registration block.

4.

Run the queries to register. (Do not run DML or DDL operations.)

5.

Close the registration block, using the DBMS_CQ_NOTIFICATION.REG_END function.

Topics:
■
Creating a PL/SQL Notification Handler
■

Creating a CQ_NOTIFICATION$_REG_INFO Object

■

Identifying Individual Queries in a Notification

■

Adding Queries to an Existing Registration
See Also: Oracle Database PL/SQL Packages and Types Reference for
more information about the CQ_NOTIFICATION$_REG_INFO object and
the functions NEW_REG_START and REG_END, all of which are defined in
the DBMS_CQ_NOTIFICATION package

Creating a PL/SQL Notification Handler
The PL/SQL stored procedure that you create to serve as the notification handler must
have this signature:
PROCEDURE schema_name.proc_name(ntfnds IN CQ_NOTIFICATION$_DESCRIPTOR)

In the preceding signature, schema_name is the name of the database schema, proc_
name is the name of the stored procedure, and ntfnds is the notification descriptor.
The notification descriptor is a CQ_NOTIFICATION$_DESCRIPTOR object, whose attributes
describe the details of the change (transaction ID, type of change, queries affected,
tables modified, and so on).

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Creating CQN Registrations

The JOBQ process passes the notification descriptor, ntfnds, to the notification handler,
proc_name, which handles the notification according to its application requirements.
(This is step 6 in Figure 11–2.)
The notification handler runs inside a job queue process. The
JOB_QUEUE_PROCESSES initialization parameter specifies the maximum
number of processes that can be created for the execution of jobs. You
must set JOB_QUEUE_PROCESSES to a nonzero value to receive PL/SQL
notifications.
Note:

Creating a CQ_NOTIFICATION$_REG_INFO Object
An object of type CQ_NOTIFICATION$_REG_INFO specifies the notification handler that
the database runs when a registered objects changes. In SQL*Plus, you can view its
type attributes by running this statement:
DESC CQ_NOTIFICATION$_REG_INFO

Table 11–2 describes the attributes of SYS.CQ_NOTIFICATION$_REG_INFO.
Table 11–2

Attributes of CQ_NOTIFICATION$_REG_INFO

Attribute

Description

CALLBACK

Specifies the name of the PL/SQL procedure to be
executed when a notification is generated (a notification
handler). You must specify the name in the form schema_
name.procedure_name, for example, hr.dcn_callback.

QOSFLAGS

Specifies one or more quality-of-service flags, which are
constants in the DBMS_CQ_NOTIFICATION package. For their
names and descriptions, see Table 11–3.
To specify multiple quality-of-service flags, use bitwise OR.
For example: DBMS_CQ_NOTIFICATION.QOS_RELIABLE +
DBMS_CQ_NOTIFICATION.QOS_ROWIDS

TIMEOUT

Specifies the timeout period for registrations. If set to a
nonzero value, it specifies the time in seconds after which
the database purges the registration. If 0 or NULL, then the
registration persists until the client explicitly deregisters
it.
Can be combined with the QOSFLAGS attribute with its
QOS_DEREG_NFY flag.

Using Continuous Query Notification (CQN)

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Creating CQN Registrations

Table 11–2 (Cont.) Attributes of CQ_NOTIFICATION$_REG_INFO
Attribute

Description

OPERATIONS_FILTER

Applies only to OCN (described in "Object Change
Notification (OCN)" on page 11-2). Has no effect if you
specify the QOS_FLAGS attribute with its QOS_QUERY flag.
Filters messages based on types of SQL statement. You
can specify these constants in the DBMS_CQ_NOTIFICATION
package:
■

ALL_OPERATIONS notifies on all changes

■

INSERTOP notifies on inserts

■

UPDATEOP notifies on updates

■

DELETEOP notifies on deletes

■

ALTEROP notifies on ALTER TABLE operations

■

DROPOP notifies on DROP TABLE operations

■

UNKNOWNOP notifies on unknown operations

You can specify a combination of operations with a
bitwise OR. For example: DBMS_CQ_
NOTIFICATION.INSERTOP + DBMS_CQ_
NOTIFICATION.DELETEOP.
TRANSACTION_LAG

Deprecated. To implement flow-of-control notifications,
use the NTFN_GROUPING_* attributes.
Applies only to OCN (described in "Object Change
Notification (OCN)" on page 11-2). Has no effect if you
specify the QOS_FLAGS attribute with its QOS_QUERY flag.
Specifies the number of transactions or database changes
by which the client can lag behind the database. If 0, then
the client receives an invalidation message as soon as it is
generated. If 5, then every fifth transaction that changes a
registered object results in a notification. The database
tracks intervening changes at an object granularity and
bundles the changes along with the notification. Thus, the
client does not lose intervening changes.
Most applications that must be notified of changes to an
object on transaction commit without further deferral are
expected to chose 0 transaction lag. A nonzero transaction
lag is useful only if an application implements flow
control on notifications. When using nonzero transaction
lag, it is recommended that the application workload has
the property that notifications are generated at a
reasonable frequency. Otherwise, notifications might be
deferred indefinitely till the lag is satisfied.
If you specify TRANSACTION_LAG, then the ROWID level
granularity is not available in the notification messages
even if you specified QOS_ROWIDS during registration.

NTFN_GROUPING_CLASS

Specifies the class by which to group notifications. The
only allowed value is DBMS_CQ_NOTIFICATION.NTFN_
GROUPING_CLASS_TIME, which groups notifications by
time.

NTFN_GROUPING_VALUE

Specifies the time interval that defines the group, in
seconds. For example, if this value is 900, notifications
generated in the same 15-minute interval are grouped.

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Creating CQN Registrations

Table 11–2 (Cont.) Attributes of CQ_NOTIFICATION$_REG_INFO
Attribute

Description

NTFN_GROUPING_TYPE

Specifies either of these types of grouping:
■

DBMS_CQ_NOTIFICATION.NTFN_GROUPING_TYPE_
SUMMARY: All notifications in the group are
summarized into a single notification.

■

DBMS_CQ_NOTIFICATION.NTFN_GROUPING_TYPE_LAST:
Only the last notification in the group is published
and the earlier ones discarded.

NTFN_GROUPING_START_TIME

Specifies when to start generating notifications. If
specified as NULL, it defaults to the current
system-generated time.

NTFN_GROUPING_REPEAT_COUNT

Specifies how many times to repeat the notification. Set to
DBMS_CQ_NOTIFICATION.NTFN_GROUPING_FOREVER to
receive notifications for the life of the registration. To
receive at most n notifications during the life of the
registration, set to n.

The quality-of-service flags in Table 11–3 are constants in the DBMS_CQ_NOTIFICATION
package. You can specify them with the QOS_FLAGS attribute of CQ_NOTIFICATION$_
REG_INFO (see Table 11–2).
Table 11–3

Quality-of-Service Flags

Flag

Description

QOS_DEREG_NFY

Purges the registration after the first notification.

QOS_RELIABLE

Stores notifications in a persistent database queue.
In an Oracle RAC environment, if a database instance fails, surviving
database instances can deliver any queued notification messages.
Default: Notifications are stored in shared memory, which performs
more efficiently.

QOS_ROWIDS

Includes the ROWID of each changed row in the notification.

QOS_QUERY

Registers queries for QRCN, described in Query Result Change
Notification (QRCN) on page 11-2.
If a query cannot be registered for QRCN, an error is generated at
registration time, unless you also specify QOS_BEST_EFFORT.
Default: Queries are registered for OCN, described in "Object Change
Notification (OCN)" on page 11-2

QOS_BEST_EFFORT

Used with QOS_QUERY. Registers simplified versions of queries that are
too complex for query result change evaluation; in other words,
registers queries for QRCN in best-effort mode, described in "Best-Effort
Mode" on page 11-3.
To see which queries were simplified, query the static data dictionary
view DBA_CQ_NOTIFICATION_QUERIES or USER_CQ_NOTIFICATION_
QUERIES. These views give the QUERYID and the text of each registered
query.
Default: Queries are registered for QRCN in guaranteed mode,
described in "Guaranteed Mode" on page 11-3

Suppose that you must invoke the procedure HR.dcn_callback whenever a registered
object changes. In Example 11–4, you create a CQ_NOTIFICATION$_REG_INFO object that
specifies that HR.dcn_callback receives notifications. To create the object you must
have EXECUTE privileges on the DBMS_CQ_NOTIFICATION package.
Using Continuous Query Notification (CQN)

11-21

Creating CQN Registrations

Example 11–4

Creating a CQ_NOTIFICATION$_REG_INFO Object

DECLARE
v_cn_addr CQ_NOTIFICATION$_REG_INFO;
BEGIN
-- Create object:
v_cn_addr := CQ_NOTIFICATION$_REG_INFO (
'HR.dcn_callback',
-- PL/SQL notification handler
DBMS_CQ_NOTIFICATION.QOS_QUERY
-- notification type QRCN
+ DBMS_CQ_NOTIFICATION.QOS_ROWIDS, -- include rowids of changed objects
0,
-- registration persists until unregistered
0,
-- notify on all operations
0
-- notify immediately
);
-- Register queries: ...
END;
/

Identifying Individual Queries in a Notification
Any query in a registered list of queries can cause a continuous query notification. To
know when a certain query causes a notification, use the DBMS_CQ_NOTIFICATION.CQ_
NOTIFICATION_QUERYID function in the SELECT list of that query. For example:
SELECT EMPLOYEE_ID, SALARY, DBMS_CQ_NOTIFICATION.CQ_NOTIFICATION_QUERYID
FROM EMPLOYEES
WHERE DEPARTMENT_ID = 10;

Result:
EMPLOYEE_ID
SALARY CQ_NOTIFICATION_QUERYID
----------- ---------- ----------------------200
2800
0
1 row selected.

When that query causes a notification, the notification includes the query ID.

Adding Queries to an Existing Registration
To add queries to an existing registration, follow these steps:
1.

Retrieve the registration ID of the existing registration.
You can retrieve it from either saved output or a query of *_CHANGE_
NOTIFICATION_REGS.

2.

Open the existing registration by calling the procedure DBMS_CQ_
NOTIFICATION.ENABLE_REG with the registration ID as the parameter.

3.

Run the queries to register. (Do not run DML or DDL operations.)

4.

Close the registration, using the DBMS_CQ_NOTIFICATION.REG_END function.

Example 11–5 adds a query to an existing registration whose registration ID is 21.
Example 11–5

Adding a Query to an Existing Registration

DECLARE
v_cursor SYS_REFCURSOR;

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Creating CQN Registrations

BEGIN
-- Open existing registration
DBMS_CQ_NOTIFICATION.ENABLE_REG(21);
OPEN v_cursor FOR
-- Run query to be registered
SELECT DEPARTMENT_ID
FROM HR.DEPARTMENTS; -- register this query
CLOSE v_cursor;
-- Close registration
DBMS_CQ_NOTIFICATION.REG_END;
END;
/

Best Practices for CQN Registrations
For best CQN performance, follow these registration guidelines:
■

Register few queries—preferably those that reference objects that rarely change.
Extremely volatile registered objects cause numerous notifications, whose
overhead slows OLTP throughput.

■

Minimize the number of duplicate registrations of any given object, to avoid
replicating a notification message for multiple recipients.

Troubleshooting CQN Registrations
If you are unable to create a registration, or if you have created a registration but are
not receiving the notifications that you expected, the problem might be one of these:
■

The JOB_QUEUE_PROCESSES parameter is not set to a nonzero value.
This prevents you from receiving PL/SQL notifications through the notification
handler.

■

You were connected as a SYS user when you created the registrations.
You must be connected as a non-SYS user to create CQN registrations.

■

You changed a registered object, but did not commit the transaction.
Notifications are generated only when the transaction commits.

■

The registrations were not successfully created in the database.
To check, query the static data dictionary view *_CHANGE_NOTIFICATION_REGS. For
example, this statement displays all registrations and registered objects for the
current user:
SELECT REGID, TABLE_NAME FROM USER_CHANGE_NOTIFICATION_REGS;

■

Runtime errors occurred during the execution of the notification handler.
If so, they were logged to the trace file of the JOBQ process that tried to run the
procedure. The name of the trace file usually has this form:
ORACLE_SID_jnumber_PID.trc

For example, if the ORACLE_SID is dbs1 and the process ID (PID) of the JOBQ
process is 12483, the name of the trace file is usually dbs1_j000_12483.trc.
Suppose that a registration is created with 'chnf_callback' as the notification
handler and registration ID 100. Suppose that 'chnf_callback' was not defined in
the database. Then the JOBQ trace file might contain a message of the form:

Using Continuous Query Notification (CQN)

11-23

Querying CQN Registrations

****************************************************************************
Run-time error during execution of PL/SQL cbk chnf_callback for reg CHNF100.
Error in PLSQL notification of msgid:
Queue :
Consumer Name :
PLSQL function :chnf_callback
Exception Occured, Error msg:
ORA-00604: error occurred at recursive SQL level 2
ORA-06550: line 1, column 7:
PLS-00201: identifier 'CHNF_CALLBACK' must be declared
ORA-06550: line 1, column 7:
PL/SQL: Statement ignored
****************************************************************************

If runtime errors occurred during the execution of the notification handler, create a
very simple version of the notification handler to verify that you are actually
receiving notifications, and then gradually add application logic.
An example of a very simple notification handler is:
REM Create table in HR schema to hold count of notifications received.
CREATE TABLE nfcount(cnt NUMBER);
INSERT INTO nfcount (cnt) VALUES(0);
COMMIT;
CREATE OR REPLACE PROCEDURE chnf_callback
(ntfnds IN CQ_NOTIFICATION$_DESCRIPTOR)
IS
BEGIN
UPDATE nfcount SET cnt = cnt+1;
COMMIT;
END;
/
■

There is a time lag between the commit of a transaction and the notification
received by the end user.

Querying CQN Registrations
To see top-level information about all registrations, including their QOS options, query
the static data dictionary view *_CHANGE_NOTIFICATION_REGS.
For example, you can obtain the registration ID for a client and the list of objects for
which it receives notifications. To view registration IDs and table names for HR, use this
query:
SELECT regid, table_name FROM USER_CHANGE_NOTIFICATION_REGS;

To see which queries are registered for QRCN, query the static data dictionary view
USER_CQ_NOTIFICATION_QUERIES or DBA_CQ_NOTIFICATION_QUERIES. These views
include information about any bind values that the queries use. In these views, bind
values in the original query are included in the query text as constants. The query text
is equivalent, but maybe not identical, to the original query that was registered.
Oracle Database Reference for more information about the
static data dictionary views USER_CHANGE_NOTIFICATION_REGS and
DBA_CQ_NOTIFICATION_QUERIES
See Also:

11-24 Oracle Database Advanced Application Developer's Guide

Interpreting Notifications

Interpreting Notifications
When a transaction commits, the database determines whether registered objects were
modified in the transaction. If so, it runs the notification handler specified in the
registration.
Topics:
■
Interpreting a CQ_NOTIFICATION$_DESCRIPTOR Object
■

Interpreting a CQ_NOTIFICATION$_TABLE Object

■

Interpreting a CQ_NOTIFICATION$_QUERY Object

■

Interpreting a CQ_NOTIFICATION$_ROW Object

Interpreting a CQ_NOTIFICATION$_DESCRIPTOR Object
When a CQN registration generates a notification, the database passes a CQ_
NOTIFICATION$_DESCRIPTOR object to the notification handler. The notification handler
can find the details of the database change in the attributes of the CQ_NOTIFICATION$_
DESCRIPTOR object.
In SQL*Plus, you can list these attributes by connecting as SYS and running this
statement:
DESC CQ_NOTIFICATION$_DESCRIPTOR

Table 11–4 summarizes the attributes of CQ_NOTIFICATION$_DESCRIPTOR.
Table 11–4

Attributes of CQ_NOTIFICATION$_DESCRIPTOR

Attribute

Description

REGISTRATION_ID

The registration ID that was returned during registration.

TRANSACTION_ID

The ID for the transaction that made the change.

DBNAME

The name of the database in which the notification was generated.

EVENT_TYPE

The database event that triggers a notification. For example, the
attribute can contain these constants, which correspond to different
database events:
■

EVENT_NONE

■

EVENT_STARTUP (Instance startup)

■

EVENT_SHUTDOWN (Instance shutdown - last instance shutdown for
Oracle RAC)

■

EVENT_SHUTDOWN_ANY (Any instance shutdown for Oracle RAC)

■

EVENT_DEREG (Registration was removed)

■

EVENT_OBJCHANGE (Change to a registered table)

■

EVENT_QUERYCHANGE (Change to a registered result set)

NUMTABLES

The number of tables that were modified.

TABLE_DESC_ARRAY

This field is present only for OCN registrations. For QRCN
registrations, it is NULL.
If EVENT_TYPE is EVENT_OBJCHANGE]: a VARRAY of table change
descriptors of type CQ_NOTIFICATION$_TABLE, each of which
corresponds to a changed table. For attributes of CQ_NOTIFICATION$_
TABLE, see Table 11–5.
Otherwise: NULL.

Using Continuous Query Notification (CQN)

11-25

Interpreting Notifications

Table 11–4 (Cont.) Attributes of CQ_NOTIFICATION$_DESCRIPTOR
Attribute

Description

QUERY_DESC_ARRAY

This field is present only for QRCN registrations. For OCN
registrations, it is NULL.
If EVENT_TYPE is EVENT_QUERYCHANGE]: a VARRAY of result set change
descriptors of type CQ_NOTIFICATION$_QUERY, each of which
corresponds to a changed result set. For attributes of CQ_
NOTIFICATION$_QUERY, see Table 11–6.
Otherwise: NULL.

Interpreting a CQ_NOTIFICATION$_TABLE Object
The CQ_NOTIFICATION$_DESCRIPTOR type contains an attribute called TABLE_DESC_
ARRAY, which holds a VARRAY of table descriptors of type CQ_NOTIFICATION$_TABLE.
In SQL*Plus, you can list these attributes by connecting as SYS and running this
statement:
DESC CQ_NOTIFICATION$_TABLE

Table 11–5 summarizes the attributes of CQ_NOTIFICATION$_TABLE.
Table 11–5

Attributes of CQ_NOTIFICATION$_TABLE

Attribute

Specifies . . .

OPFLAGS

The type of operation performed on the modified table. For example, the
attribute can contain these constants, which correspond to different
database operations:
■

ALL_ROWS signifies that either the entire table is modified, as in a
DELETE *, or row-level granularity of information is not requested or
not available in the notification, and the recipient must assume that
the entire table has changed

■

UPDATEOP signifies an update

■

DELETEOP signifies a deletion

■

ALTEROP signifies an ALTER TABLE

■

DROPOP signifies a DROP TABLE

■

UNKNOWNOP signifies an unknown operation

TABLE_NAME

The name of the modified table.

NUMROWS

The number of modified rows.

ROW_DESC_ARRAY

A VARRAY of row descriptors of type CQ_NOTIFICATION$_ROW, which
Table 11–7 describes. If ALL_ROWS was set in the opflags, then the ROW_
DESC_ARRAY member is NULL.

Interpreting a CQ_NOTIFICATION$_QUERY Object
The CQ_NOTIFICATION$_DESCRIPTOR type contains an attribute called QUERY_DESC_
ARRAY, which holds a VARRAY of result set change descriptors of type CQ_
NOTIFICATION$_QUERY.
In SQL*Plus, you can list these attributes by connecting as SYS and running this
statement:
DESC CQ_NOTIFICATION$_QUERY

Table 11–6 summarizes the attributes of CQ_NOTIFICATION$_QUERY.

11-26 Oracle Database Advanced Application Developer's Guide

Configuring CQN: Scenario

Table 11–6

Attributes of CQ_NOTIFICATION$_QUERY

Attribute

Specifies . . .

QUERYID

Query ID of the changed query.

QUERYOP

Operation that changed the query (either EVENT_QUERYCHANGE or
EVENT_DEREG).

TABLE_DESC_ARRAY

A VARRAY of table change descriptors of type CQ_NOTIFICATION$_
TABLE, each of which corresponds to a changed table that caused a
change in the result set. For attributes of CQ_NOTIFICATION$_TABLE,
see Table 11–5.

Interpreting a CQ_NOTIFICATION$_ROW Object
If the ROWID option was specified during registration, the CQ_NOTIFICATION$_TABLE
type has a ROW_DESC_ARRAY attribute, a VARRAY of type CQ_NOTIFICATION$_ROW that
contains the ROWIDs for the changed rows. If ALL_ROWS was set in the OPFLAGS field of
the CQ_NOTIFICATION$_TABLE object, then ROWID information is not available.
Table 11–7 summarizes the attributes of CQ_NOTIFICATION$_ROW.
Table 11–7

Attributes of CQ_NOTIFICATION$_ROW

Attribute

Specifies . . .

OPFLAGS

The type of operation performed on the modified table. See the
description of OPFLAGS in Table 11–5.

ROW_ID

The ROWID of the changed row.

Deleting Registrations
To delete a registration, call the procedure DBMS_CQ_NOTIFICATION.DEREGISTER with the
registration ID as the parameter. For example, this statement deregisters the
registration whose registration ID is 21:
DBMS_CQ_NOTIFICATION.DEREGISTER(21);

Only the user who created the registration or the SYS user can deregister it.

Configuring CQN: Scenario
In this scenario, you are a developer who manages a Web application that provides
employee data: name, location, phone number, and so on. The application, which runs
on Oracle Application Server, is heavily used and processes frequent queries of the
HR.EMPLOYEES and HR.DEPARTMENTS tables in the back-end database. Because these
tables change relatively infrequently, the application can improve performance by
caching the query results. Caching avoids a round trip to the back-end database and
server-side execution latency.
You can use the DBMS_CQ_NOTIFICATION package to register queries based on
HR.EMPLOYEES and HR.DEPARTMENTS tables. To configure CQN, you follow these steps:
1.

Create a server-side PL/SQL stored procedure to process the notifications, as
instructed in "Creating a PL/SQL Notification Handler" on page 11-28.

2.

Register the queries on the HR.EMPLOYEES and HR.DEPARTMENTS tables for QRCN, as
instructed in "Registering the Queries" on page 11-30.

After you complete these steps, any committed change to the result of a query
registered in step 2 causes the notification handler created in step 1 to notify the Web
Using Continuous Query Notification (CQN)

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Configuring CQN: Scenario

application of the change, whereupon the Web application refreshes the cache by
querying the back-end database.
Topics:
■
Creating a PL/SQL Notification Handler
■

Registering the Queries

Creating a PL/SQL Notification Handler
Create a a server-side stored PL/SQL procedure to process notifications as follows:
1.

Connect to the database AS SYSDBA.

2.

Grant the required privileges to HR:
GRANT EXECUTE ON DBMS_CQ_NOTIFICATION TO HR;
GRANT CHANGE NOTIFICATION TO HR;

3.

Enable the JOB_QUEUE_PROCESSES parameter to receive notifications:
ALTER SYSTEM SET "JOB_QUEUE_PROCESSES"=4;

4.

Connect to the database as a non-SYS user (such as HR).

5.

Create database tables to hold records of notification events received:
-- Create table to record notification events.
DROP TABLE nfevents;
CREATE TABLE nfevents (
regid
NUMBER,
event_type NUMBER
);
-- Create table to record notification queries:
DROP TABLE nfqueries;
CREATE TABLE nfqueries (
qid NUMBER,
qop NUMBER
);
-- Create table to record changes to registered tables:
DROP TABLE nftablechanges;
CREATE TABLE nftablechanges (
qid
NUMBER,
table_name
VARCHAR2(100),
table_operation NUMBER
);
-- Create table to record ROWIDs of changed rows:
DROP TABLE nfrowchanges;
CREATE TABLE nfrowchanges (
qid
NUMBER,
table_name VARCHAR2(100),
row_id
VARCHAR2(2000)
);

6.

Create the procedure HR.chnf_callback, as shown in Example 11–6.

Example 11–6

Creating Server-Side PL/SQL Notification Handler

CREATE OR REPLACE PROCEDURE chnf_callback (

11-28 Oracle Database Advanced Application Developer's Guide

Configuring CQN: Scenario

ntfnds IN CQ_NOTIFICATION$_DESCRIPTOR
)
IS
regid
NUMBER;
tbname
VARCHAR2(60);
event_type
NUMBER;
numtables
NUMBER;
operation_type NUMBER;
numrows
NUMBER;
row_id
VARCHAR2(2000);
numqueries
NUMBER;
qid
NUMBER;
qop
NUMBER;
BEGIN
regid := ntfnds.registration_id;
event_type := ntfnds.event_type;
INSERT INTO nfevents (regid, event_type)
VALUES (chnf_callback.regid, chnf_callback.event_type);
numqueries :=0;
IF (event_type = DBMS_CQ_NOTIFICATION.EVENT_QUERYCHANGE) THEN
numqueries := ntfnds.query_desc_array.count;
FOR i IN 1..numqueries LOOP -- loop over queries
qid := ntfnds.query_desc_array(i).queryid;
qop := ntfnds.query_desc_array(i).queryop;
INSERT INTO nfqueries (qid, qop)
VALUES(chnf_callback.qid, chnf_callback.qop);
numtables := 0;
numtables := ntfnds.query_desc_array(i).table_desc_array.count;
FOR j IN 1..numtables LOOP -- loop over tables
tbname :=
ntfnds.query_desc_array(i).table_desc_array(j).table_name;
operation_type :=
ntfnds.query_desc_array(i).table_desc_array(j).Opflags;
INSERT INTO nftablechanges (qid, table_name, table_operation)
VALUES (
chnf_callback.qid,
tbname,
operation_type
);
IF (bitand(operation_type, DBMS_CQ_NOTIFICATION.ALL_ROWS) = 0) THEN
numrows := ntfnds.query_desc_array(i).table_desc_array(j).numrows;
ELSE
numrows :=0; -- ROWID info not available
END IF;
-- Body of loop does not run when numrows is zero.
FOR k IN 1..numrows LOOP -- loop over rows
Row_id :=
ntfnds.query_desc_array(i).table_desc_array(j).row_desc_array(k).row_id;

Using Continuous Query Notification (CQN)

11-29

Configuring CQN: Scenario

INSERT INTO nfrowchanges (qid, table_name, row_id)
VALUES (chnf_callback.qid, tbname, chnf_callback.Row_id);
END LOOP; -- loop over rows
END LOOP; -- loop over tables
END LOOP; -- loop over queries
END IF;
COMMIT;
END;
/

Registering the Queries
After creating the notification handler, you register the queries for which you want to
receive notifications, specifying HR.chnf_callback as the notification handler, as in
Example 11–7.
Example 11–7
DECLARE
reginfo
mgr_id
dept_id
v_cursor
regid

Registering a Query

CQ_NOTIFICATION$_REG_INFO;
NUMBER;
NUMBER;
SYS_REFCURSOR;
NUMBER;

BEGIN
/* Register two queries for QRNC: */
/* 1. Construct registration information.
chnf_callback is name of notification handler.
QOS_QUERY specifies result-set-change notifications. */
reginfo := cq_notification$_reg_info (
'chnf_callback',
DBMS_CQ_NOTIFICATION.QOS_QUERY,
0, 0, 0
);
/* 2. Create registration. */
regid := DBMS_CQ_NOTIFICATION.new_reg_start(reginfo);
OPEN v_cursor FOR
SELECT dbms_cq_notification.CQ_NOTIFICATION_QUERYID, manager_id
FROM HR.EMPLOYEES
WHERE employee_id = 7902;
CLOSE v_cursor;
OPEN v_cursor FOR
SELECT dbms_cq_notification.CQ_NOTIFICATION_QUERYID, department_id
FROM HR.departments
WHERE department_name = 'IT';
CLOSE v_cursor;
DBMS_CQ_NOTIFICATION.reg_end;
END;
/

View the newly created registration:

11-30 Oracle Database Advanced Application Developer's Guide

Configuring CQN: Scenario

SELECT queryid, regid, TO_CHAR(querytext)
FROM user_cq_notification_queries;

Result is similar to:
QUERYID REGID
TO_CHAR(QUERYTEXT)
------- ----- -----------------------------------------------22
41 SELECT HR.DEPARTMENTS.DEPARTMENT_ID
FROM HR.DEPARTMENTS
WHERE HR.DEPARTMENTS.DEPARTMENT_NAME = 'IT'
21

41 SELECT HR.EMPLOYEES.MANAGER_ID
FROM HR.EMPLOYEES
WHERE HR.EMPLOYEES.EMPLOYEE_ID

= 7902

Run this transaction, which changes the result of the query with QUERYID 22:
UPDATE DEPARTMENTS
SET DEPARTMENT_NAME = 'FINANCE'
WHERE department_name = 'IT';

The notification procedure chnf_callback (which you created in Example 11–6) runs.
Query the table in which notification events are recorded:
SELECT * FROM nfevents;

Result is similar to:
REGID EVENT_TYPE
----- ---------61
7

EVENT_TYPE 7 corresponds to EVENT_QUERYCHANGE (query result change).
Query the table in which changes to registered tables are recorded:
SELECT * FROM nftablechanges;

Result is similar to:
REGID
TABLE_NAME TABLE_OPERATION
----- -------------- --------------42 HR.DEPARTMENTS
4

TABLE_OPERATION 4 corresponds to UPDATEOP (update operation).
Query the table in which ROWIDs of changed rows are recorded:
SELECT * FROM nfrowchanges;

Result is similar to:
REGID
TABLE_NAME
ROWID
----- -------------- -----------------61 HR.DEPARTMENTS AAANkdAABAAALinAAF

Using Continuous Query Notification (CQN)

11-31

Configuring CQN: Scenario

11-32 Oracle Database Advanced Application Developer's Guide

Part III
Part III

Advanced Topics for Application Developers
This part presents application development information that either involves
sophisticated technology or is used by a small minority of developers.
Chapters:
■
Chapter 12, "Using Oracle Flashback Technology"
■

Chapter 13, "Choosing a Programming Environment"

■

Chapter 14, "Developing Applications with Multiple Programming Languages"

■

Chapter 15, "Developing Applications with Oracle XA"

■

Chapter 16, "Developing Applications with the Publish-Subscribe Model"

■

Chapter 17, "Using the Identity Code Package"

■

Chapter 18, "Schema Object Dependency"

■

Chapter 19, "Edition-Based Redefinition"
See Also: Oracle Database Performance Tuning Guide for performance
issues to consider when developing applications

12
Using Oracle Flashback Technology
12

This chapter explains how to use Oracle Flashback Technology in database
applications.
Topics:
■
Overview of Oracle Flashback Technology
■

Configuring Your Database for Oracle Flashback Technology

■

Using Oracle Flashback Query (SELECT AS OF)

■

Using Oracle Flashback Version Query

■

Using Oracle Flashback Transaction Query

■

Using Oracle Flashback Transaction Query with Oracle Flashback Version Query

■

Using DBMS_FLASHBACK Package

■

Using Flashback Transaction

■

Using Flashback Data Archive (Oracle Total Recall)

■

General Guidelines for Oracle Flashback Technology

■

Performance Guidelines for Oracle Flashback Technology

Overview of Oracle Flashback Technology
Oracle Flashback Technology is a group of Oracle Database features that let you view
past states of database objects or to return database objects to a previous state without
using point-in-time media recovery.
With flashback features, you can:
■
■

Perform queries that return past data
Perform queries that return metadata that shows a detailed history of changes to
the database

■

Recover tables or rows to a previous point in time

■

Automatically track and archive transactional data changes

■

Roll back a transaction and its dependent transactions while the database remains
online

Oracle Flashback features use the Automatic Undo Management (AUM) system to
obtain metadata and historical data for transactions. They rely on undo data, which
are records of the effects of individual transactions. For example, if a user runs an

Using Oracle Flashback Technology 12-1

Overview of Oracle Flashback Technology

UPDATE statement to change a salary from 1000 to 1100, then Oracle Database stores the
value 1000 in the undo data.
Undo data is persistent and survives a database shutdown. By using flashback
features, you can use undo data to query past data or recover from logical damage.
Besides using it in flashback features, Oracle Database uses undo data to perform
these actions:
■

Roll back active transactions

■

Recover terminated transactions by using database or process recovery

■

Provide read consistency for SQL queries

Topics:
■
Application Development Features
■

Database Administration Features

For additional general information about flashback features, see Oracle Database
Concepts

Application Development Features
In application development, you can use these flashback features to report historical
data or undo erroneous changes. (You can also use these features interactively as a
database user or administrator.)
Oracle Flashback Query
Use this feature to retrieve data for an earlier time that you specify with the AS OF
clause of the SELECT statement. For more information, see "Using Oracle Flashback
Query (SELECT AS OF)" on page 12-6.
Oracle Flashback Version Query
Use this feature to retrieve metadata and historical data for a specific time interval (for
example, to view all the rows of a table that ever existed during a given time interval).
Metadata for each row version includes start and end time, type of change operation,
and identity of the transaction that created the row version. To create an Oracle
Flashback Version Query, use the VERSIONS BETWEEN clause of the SELECT statement.
For more information, see "Using Oracle Flashback Version Query" on page 12-8.
Oracle Flashback Transaction Query
Use this feature to retrieve metadata and historical data for a given transaction or for
all transactions in a given time interval. To perform an Oracle Flashback Transaction
Query, select from the static data dictionary view FLASHBACK_TRANSACTION_QUERY. For
more information, see "Using Oracle Flashback Transaction Query" on page 12-9.
Typically, you use Oracle Flashback Transaction Query with an Oracle Flashback
Version Query that provides the transaction IDs for the rows of interest (see "Using
Oracle Flashback Transaction Query with Oracle Flashback Version Query" on
page 12-10).
DBMS_FLASHBACK Package
Use this feature to set the internal Oracle Database clock to an earlier time so that you
can examine data that was current at that time, or to roll back a transaction and its
dependent transactions while the database remains online (see Flashback Transaction).
For more information, see "Using DBMS_FLASHBACK Package" on page 12-12.

12-2 Oracle Database Advanced Application Developer's Guide

Configuring Your Database for Oracle Flashback Technology

Flashback Transaction
Use Flashback Transaction to roll back a transaction and its dependent transactions
while the database remains online. This recovery operation uses undo data to create
and run the corresponding compensating transactions that return the affected data to
its original state. (Flashback Transaction is part of DBMS_FLASHBACK package.) For more
information, see "Using DBMS_FLASHBACK Package" on page 12-12.
Flashback Data Archive (Oracle Total Recall)
Use Flashback Data Archive to automatically track and archive both regular queries
and Oracle Flashback Query, ensuring SQL-level access to the versions of database
objects without getting a snapshot-too-old error. For more information, see "Using
Flashback Data Archive (Oracle Total Recall)" on page 12-16.

Database Administration Features
These flashback features are primarily for data recovery. Typically, you use these
features only as a database administrator.
This chapter focuses on the "Application Development Features" on page 12-2. For
more information about the database administration features, see Oracle Database
Administrator's Guide and the Oracle Database Backup and Recovery User's Guide.
Oracle Flashback Table
Use this feature to restore a table to its state at a previous point in time. You can restore
a table while the database is on line, undoing changes to only the specified table.
Oracle Flashback Drop
Use this feature to recover a dropped table. This feature reverses the effects of a DROP
TABLE statement.
Oracle Flashback Database
Use this feature to quickly return the database to an earlier point in time, by undoing
all of the changes that have taken place since then. This is fast, because you do not
have to restore database backups.

Configuring Your Database for Oracle Flashback Technology
Before you can use flashback features in your application, you or your database
administrator must perform the configuration tasks described in these topics:
■

Configuring Your Database for Automatic Undo Management

■

Configuring Your Database for Oracle Flashback Transaction Query

■

Configuring Your Database for Flashback Transaction

■

Enabling Oracle Flashback Operations on Specific LOB Columns

■

Granting Necessary Privileges

Configuring Your Database for Automatic Undo Management
To configure your database for Automatic Undo Management (AUM), you or your
database administrator must:
■

Create an undo tablespace with enough space to keep the required data for
flashback operations.
Using Oracle Flashback Technology 12-3

Configuring Your Database for Oracle Flashback Technology

The more often users update the data, the more space is required. The database
administrator usually calculates the space requirement.
■

Enable AUM, as explained in Oracle Database Administrator's Guide. Set these
database initialization parameters:
–

UNDO_MANAGEMENT

–

UNDO_TABLESPACE

–

UNDO_RETENTION

For a fixed-size undo tablespace, Oracle Database automatically tunes the system
to give the undo tablespace the best possible undo retention.
For an automatically extensible undo tablespace, Oracle Database retains undo
data longer than the longest query duration and the low threshold of undo
retention specified by the UNDO_RETENTION parameter.
You can query V$UNDOSTAT.TUNED_UNDORETENTION to determine
the amount of time for which undo is retained for the current undo
tablespace. For more information about V$UNDOSTAT, see Oracle
Database Reference.

Note:

Setting UNDO_RETENTION does not guarantee that unexpired undo data is not
discarded. If the system needs more space, Oracle Database can overwrite
unexpired undo with more recently generated undo data.
■

Specify the RETENTION GUARANTEE clause for the undo tablespace to ensure that
unexpired undo data is not discarded.
See Also: Oracle Database Administrator's Guide for more information
about creating an undo tablespace and enabling AUM

Configuring Your Database for Oracle Flashback Transaction Query
To configure your database for the Oracle Flashback Transaction Query feature, you or
your database administrator must:
■

Ensure that Oracle Database is running with version 10.0 compatibility.

■

Enable supplemental logging:
ALTER DATABASE ADD SUPPLEMENTAL LOG DATA;

Configuring Your Database for Flashback Transaction
To configure your database for the Flashback Transaction feature, you or your
database administrator must:
■

With the database mounted but not open, enable ARCHIVELOG:
ALTER DATABASE ARCHIVELOG;

■

Open at least one archive log:
ALTER SYSTEM ARCHIVE LOG CURRENT;

■

If not done, enable minimal and primary key supplemental logging:
ALTER DATABASE ADD SUPPLEMENTAL LOG DATA;
ALTER DATABASE ADD SUPPLEMENTAL LOG DATA (PRIMARY KEY) COLUMNS;

12-4 Oracle Database Advanced Application Developer's Guide

Configuring Your Database for Oracle Flashback Technology

■

If you want to track foreign key dependencies, enable foreign key supplemental
logging:
ALTER DATABASE ADD SUPPLEMENTAL LOG DATA (FOREIGN KEY) COLUMNS;

If you have very many foreign key constraints, enabling
foreign key supplemental logging might not be worth the
performance penalty.

Note:

Enabling Oracle Flashback Operations on Specific LOB Columns
To enable flashback operations on specific LOB columns of a table, use the ALTER TABLE
statement with the RETENTION option.
Because undo data for LOB columns can be voluminous, you must define which LOB
columns to use with flashback operations.
See Also: Oracle Database SecureFiles and Large Objects Developer's
Guide to learn about LOB storage and the RETENTION parameter

Granting Necessary Privileges
You or your database administrator must grant privileges to users, roles, or
applications that must use these flashback features. For information about the GRANT
statement, see Oracle Database SQL Language Reference.
For Oracle Flashback Query and Oracle Flashback Version Query
To allow access to specific objects during queries, grant FLASHBACK and SELECT
privileges on those objects.
To allow queries on all tables, grant the FLASHBACK ANY TABLE privilege.
For Oracle Flashback Transaction Query
Grant the SELECT ANY TRANSACTION privilege.
To allow execution of undo SQL code retrieved by an Oracle Flashback Transaction
Query, grant SELECT, UPDATE, DELETE, and INSERT privileges for specific tables.
For DBMS_FLASHBACK Package
To allow access to the features in the DBMS_FLASHBACK package, grant the EXECUTE
privilege on DBMS_FLASHBACK.
For Flashback Data Archive (Oracle Total Recall)
To allow a specific user to enable Flashback Data Archive on tables, using a specific
Flashback Data Archive, grant the FLASHBACK ARCHIVE object privilege on that
Flashback Data Archive to that user. To grant the FLASHBACK ARCHIVE object privilege,
you must either be logged on as SYSDBA or have FLASHBACK ARCHIVE ADMINISTER
system privilege.
To allow execution of these statements, grant the FLASHBACK ARCHIVE ADMINISTER
system privilege:
■

CREATE FLASHBACK ARCHIVE

■

ALTER FLASHBACK ARCHIVE

■

DROP FLASHBACK ARCHIVE
Using Oracle Flashback Technology 12-5

Using Oracle Flashback Query (SELECT AS OF)

To grant the FLASHBACK ARCHIVE ADMINISTER system privilege, you must be logged on
as SYSDBA.
To create a default Flashback Data Archive, using either the CREATE FLASHBACK ARCHIVE
or ALTER FLASHBACK ARCHIVE statement, you must be logged on as SYSDBA.
To disable Flashback Data Archive for a table that has been enabled for Flashback Data
Archive, you must either be logged on as SYSDBA or have the FLASHBACK ARCHIVE
ADMINISTER system privilege.

Using Oracle Flashback Query (SELECT AS OF)
To use Oracle Flashback Query, use a SELECT statement with an AS OF clause. Oracle
Flashback Query retrieves data as it existed at an earlier time. The query explicitly
references a past time through a time stamp or System Change Number (SCN). It
returns committed data that was current at that point in time.
Uses of Oracle Flashback Query include:
■

Recovering lost data or undoing incorrect, committed changes.
For example, if you mistakenly delete or update rows, and then commit them, you
can immediately undo the mistake.

■

Comparing current data with the corresponding data at an earlier time.
For example, you can run a daily report that shows the change in data from
yesterday. You can compare individual rows of table data or find intersections or
unions of sets of rows.

■

Checking the state of transactional data at a particular time.
For example, you can verify the account balance of a certain day.

■

Simplifying application design by removing the need to store some kinds of
temporal data.
Oracle Flashback Query lets you retrieve past data directly from the database.

■
■

Applying packaged applications, such as report generation tools, to past data.
Providing self-service error correction for an application, thereby enabling users to
undo and correct their errors.

Topics:
Example of Examining and Restoring Past Data

■
■

Guidelines for Oracle Flashback Query

For more information about the SELECT AS OF statement, see Oracle Database SQL
Language Reference.

Example of Examining and Restoring Past Data
Suppose that you discover at 12:30 PM that the row for employee Chung was deleted
from the employees table, and you know that at 9:30AM the data for Chung was
correctly stored in the database. You can use Oracle Flashback Query to examine the
contents of the table at 9:30 AM to find out what data was lost. If appropriate, you can
restore the lost data.
Example 12–1 retrieves the state of the record for Chung at 9:30AM, April 4, 2004:

12-6 Oracle Database Advanced Application Developer's Guide

Using Oracle Flashback Query (SELECT AS OF)

Example 12–1

Retrieving a Lost Row with Oracle Flashback Query

SELECT * FROM employees
AS OF TIMESTAMP
TO_TIMESTAMP('2004-04-04 09:30:00', 'YYYY-MM-DD HH:MI:SS')
WHERE last_name = 'Chung';

Example 12–2 restores Chung's information to the employees table:
Example 12–2

Restoring a Lost Row After Oracle Flashback Query

INSERT INTO employees (
SELECT * FROM employees
AS OF TIMESTAMP
TO_TIMESTAMP('2004-04-04 09:30:00', 'YYYY-MM-DD HH:MI:SS')
WHERE last_name = 'Chung'
);

Guidelines for Oracle Flashback Query
■

You can specify or omit the AS OF clause for each table and specify different times
for different tables.

If a table is a Flashback Data Archive and you specify a time
for it that is earlier than its creation time, the query returns zero rows
for that table, rather than causing an error. (For information about
Flashback Data Archives, see "Using Flashback Data Archive (Oracle
Total Recall)" on page 12-16.)

Note:

■

■

■

■

You can use the AS OF clause in queries to perform data definition language (DDL)
operations (such as creating and truncating tables) or data manipulation language
(DML) statements (such as INSERT and DELETE) in the same session as Oracle
Flashback Query.
To use the result of Oracle Flashback Query in a DDL or DML statement that
affects the current state of the database, use an AS OF clause inside an INSERT or
CREATE TABLE AS SELECT statement.
If a possible 3-second error (maximum) is important to Oracle Flashback Query in
your application, use an SCN instead of a time stamp. See "General Guidelines for
Oracle Flashback Technology" on page 12-23.
You can create a view that refers to past data by using the AS OF clause in the
SELECT statement that defines the view.
If you specify a relative time by subtracting from the current time on the database
host, the past time is recalculated for each query. For example:
CREATE VIEW hour_ago AS
SELECT * FROM employees
AS OF TIMESTAMP (SYSTIMESTAMP - INTERVAL '60' MINUTE);

SYSTIMESTAMP refers to the time zone of the database host environment.
■

You can use the AS OF clause in self-joins, or in set operations such as INTERSECT
and MINUS, to extract or compare data from two different times.

Using Oracle Flashback Technology 12-7

Using Oracle Flashback Version Query

You can store the results by preceding Oracle Flashback Query with a CREATE
TABLE AS SELECT or INSERT INTO TABLE SELECT statement. For example, this query
reinserts into table employees the rows that existed an hour ago:
INSERT INTO employees
(SELECT * FROM employees
AS OF TIMESTAMP (SYSTIMESTAMP - INTERVAL '60' MINUTE)
MINUS SELECT * FROM employees;

SYSTIMESTAMP refers to the time zone of the database host environment.

Using Oracle Flashback Version Query
Use Oracle Flashback Version Query to retrieve the different versions of specific rows
that existed during a given time interval. A row version is created whenever a COMMIT
statement is executed.
Specify Oracle Flashback Version Query using the VERSIONS BETWEEN clause of the
SELECT statement. The syntax is:
VERSIONS {BETWEEN {SCN | TIMESTAMP} start AND end}

where start and end are expressions representing the start and end, respectively, of
the time interval to be queried. The time interval includes (start and end).
Oracle Flashback Version Query returns a table with a row for each version of the row
that existed at any time during the specified time interval. Each row in the table
includes pseudocolumns of metadata about the row version, described in Table 12–1.
This information can reveal when and how a particular change (perhaps erroneous)
occurred to your database.
Table 12–1

Oracle Flashback Version Query Row Data Pseudocolumns

Pseudocolumn Name

Description

VERSIONS_STARTSCN

Starting System Change Number (SCN) or TIMESTAMP when the row
version was created. This pseudocolumn identifies the time when
the data first had the values reflected in the row version. Use this
pseudocolumn to identify the past target time for Oracle Flashback
Table or Oracle Flashback Query.

VERSIONS_STARTTIME

If this pseudocolumn is NULL, then the row version was created
before start.
VERSIONS_ENDSCN

SCN or TIMESTAMP when the row version expired.

VERSIONS_ENDTIME

If this pseudocolumn is NULL, then either the row version was
current at the time of the query or the row corresponds to a DELETE
operation.

VERSIONS_XID

Identifier of the transaction that created the row version.

VERSIONS_OPERATION

Operation performed by the transaction: I for insertion, D for
deletion, or U for update. The version is that of the row that was
inserted, deleted, or updated; that is, the row after an INSERT
operation, the row before a DELETE operation, or the row affected by
an UPDATE operation.
For user updates of an index key, Oracle Flashback Version Query
might treat an UPDATE operation as two operations, DELETE plus
INSERT, represented as two version rows with a D followed by an I
VERSIONS_OPERATION.

A given row version is valid starting at its time VERSIONS_START* up to, but not
including, its time VERSIONS_END*. That is, it is valid for any time t such that
12-8 Oracle Database Advanced Application Developer's Guide

Using Oracle Flashback Transaction Query

VERSIONS_START* <= t < VERSIONS_END*. For example, this output indicates that the
salary was 10243 from September 9, 2002, included, to November 25, 2003, excluded.
VERSIONS_START_TIME
------------------09-SEP-2003

VERSIONS_END_TIME
----------------25-NOV-2003

SALARY
-----10243

Here is a typical use of Oracle Flashback Version Query:
SELECT versions_startscn, versions_starttime,
versions_endscn, versions_endtime,
versions_xid, versions_operation,
last_name, salary
FROM employees
VERSIONS BETWEEN TIMESTAMP
TO_TIMESTAMP('2008-12-18 14:00:00', 'YYYY-MM-DD HH24:MI:SS')
AND TO_TIMESTAMP('2008-12-18 17:00:00', 'YYYY-MM-DD HH24:MI:SS')
WHERE first_name = 'John';

You can use VERSIONS_XID with Oracle Flashback Transaction Query to locate this
transaction's metadata, including the SQL required to undo the row change and the
user responsible for the change—see "Using Oracle Flashback Transaction Query" on
page 12-9.
Flashback Version Query allows index-only access only with IOTs (index-organized
tables), but index fast full scan is not allowed.
See Also: Oracle Database SQL Language Reference for information
about Oracle Flashback Version Query pseudocolumns and the syntax
of the VERSIONS clause

Using Oracle Flashback Transaction Query
Use Oracle Flashback Transaction Query to retrieve metadata and historical data for a
given transaction or for all transactions in a given time interval. Oracle Flashback
Transaction Query queries the static data dictionary view FLASHBACK_TRANSACTION_
QUERY, whose columns are described in Oracle Database Reference.
The column UNDO_SQL shows the SQL code that is the logical opposite of the DML
operation performed by the transaction. You can usually use this code to reverse the
logical steps taken during the transaction. However, there are cases where the SQL_
UNDO code is not the exact opposite of the original transaction. For example, a SQL_UNDO
INSERT operation might not insert a row back in a table at the same ROWID from which
it was deleted.
This statement queries the FLASHBACK_TRANSACTION_QUERY view for transaction
information, including the transaction ID, the operation, the operation start and end
SCNs, the user responsible for the operation, and the SQL code that shows the logical
opposite of the operation:
SELECT xid, operation, start_scn, commit_scn, logon_user, undo_sql
FROM flashback_transaction_query
WHERE xid = HEXTORAW('000200030000002D');

This statement uses Oracle Flashback Version Query as a subquery to associate each
row version with the LOGON_USER responsible for the row data change:
SELECT xid, logon_user
FROM flashback_transaction_query
WHERE xid IN (
SELECT versions_xid FROM employees VERSIONS BETWEEN TIMESTAMP
Using Oracle Flashback Technology 12-9

Using Oracle Flashback Transaction Query with Oracle Flashback Version Query

TO_TIMESTAMP('2003-07-18 14:00:00', 'YYYY-MM-DD HH24:MI:SS') AND
TO_TIMESTAMP('2003-07-18 17:00:00', 'YYYY-MM-DD HH24:MI:SS')
);

Note: If you query FLASHBACK_TRANSACTION_QUERY without
specifying XID in the WHERE clause, the query scans many unrelated
rows, degrading performance.

See Also:
■

■

Oracle Database Backup and Recovery User's Guide. for information
about how a database administrator can use Flashback Table to
restore an entire table, rather than individual rows
Oracle Database Administrator's Guide for information about how a
database administrator can use Flashback Table to restore an
entire table, rather than individual rows

Using Oracle Flashback Transaction Query with Oracle Flashback Version
Query
In this example, a database administrator does this:
DROP TABLE emp;
CREATE TABLE emp (
empno
NUMBER PRIMARY KEY,
empname VARCHAR2(16),
salary NUMBER
);
INSERT INTO emp (empno, empname, salary) VALUES (111, 'Mike', 555);
COMMIT;
DROP TABLE dept;
CREATE TABLE dept (
deptno
NUMBER,
deptname VARCHAR2(32)
);
INSERT INTO dept (deptno, deptname) VALUES (10, 'Accounting');
COMMIT;

Now emp and dept have one row each. In terms of row versions, each table has one
version of one row. Suppose that an erroneous transaction deletes empno 111 from table
emp:
UPDATE emp SET salary = salary + 100 WHERE empno = 111;
INSERT INTO dept (deptno, deptname) VALUES (20, 'Finance');
DELETE FROM emp WHERE empno = 111;
COMMIT;

Next, a transaction reinserts empno 111 into the emp table with a new employee name:
INSERT INTO emp (empno, empname, salary) VALUES (111, 'Tom', 777);
UPDATE emp SET salary = salary + 100 WHERE empno = 111;
UPDATE emp SET salary = salary + 50 WHERE empno = 111;
COMMIT;

The database administrator detects the application error and must diagnose the
problem. The database administrator issues this query to retrieve versions of the rows

12-10 Oracle Database Advanced Application Developer's Guide

Using Oracle Flashback Transaction Query with Oracle Flashback Version Query

in the emp table that correspond to empno 111. The query uses Oracle Flashback
Version Query pseudocolumns:
SELECT versions_xid XID, versions_startscn START_SCN,
versions_endscn END_SCN, versions_operation OPERATION,
empname, salary
FROM emp
VERSIONS BETWEEN SCN MINVALUE AND MAXVALUE
WHERE empno = 111;

Results are similar to:
XID
START_SCN
END_SCN O EMPNAME
SALARY
---------------- ---------- ---------- - ---------------- ---------09001100B2200000
10093466
I Tom
927
030002002B210000
10093459
D Mike
555
0800120096200000
10093375
10093459 I Mike
555
3 rows selected.

The results table rows are in descending chronological order. The third row
corresponds to the version of the row in the table emp that was inserted in the table
when the table was created. The second row corresponds to the row in emp that the
erroneous transaction deleted. The first row corresponds to the version of the row in
emp that was reinserted with a new employee name.
The database administrator identifies transaction 030002002B210000 as the erroneous
transaction and uses Oracle Flashback Transaction Query to audit all changes made by
this transaction:
SELECT xid, start_scn, commit_scn, operation, logon_user, undo_sql
FROM flashback_transaction_query
WHERE xid = HEXTORAW('000200030000002D');

Results are similar to:
XID
START_SCN COMMIT_SCN OPERATION LOGON_USER
---------------- ---------- ---------- --------- -----------------------------UNDO_SQL
-------------------------------------------------------------------------------030002002B210000
10093452
10093459 DELETE
HR
insert into "HR"."EMP"("EMPNO","EMPNAME","SALARY") values ('111','Mike','655');
030002002B210000
10093452
10093459 INSERT
HR
delete from "HR"."DEPT" where ROWID = 'AAATjuAAEAAAAJrAAB';
030002002B210000
10093452
10093459 UPDATE
HR
update "HR"."EMP" set "SALARY" = '555' where ROWID = 'AAATjsAAEAAAAJ7AAA';
030002002B210000

10093452

10093459 BEGIN

HR

4 rows selected.

To make the result of the next query easier to read, the database administrator uses
these SQL*Plus commands:
COLUMN operation FORMAT A9
COLUMN table_name FORMAT A10
COLUMN table_owner FORMAT A11

Using Oracle Flashback Technology 12-11

Using DBMS_FLASHBACK Package

To see the details of the erroneous transaction and all subsequent transactions, the
database administrator performs this query:
SELECT xid, start_scn, commit_scn, operation, table_name, table_owner
FROM flashback_transaction_query
WHERE table_owner = 'HR'
AND start_timestamp >=
TO_TIMESTAMP ('2002-04-16 11:00:00','YYYY-MM-DD HH:MI:SS');

Results are similar to:
XID
START_SCN COMMIT_SCN OPERATION TABLE_NAME
---------------- ---------- ---------- --------- ---------02000E0074200000
10093435
10093446 INSERT
DEPT
030002002B210000
10093452
10093459 DELETE
EMP
030002002B210000
10093452
10093459 INSERT
DEPT
030002002B210000
10093452
10093459 UPDATE
EMP
0800120096200000
10093374
10093375 INSERT
EMP
09001100B2200000
10093462
10093466 UPDATE
EMP
09001100B2200000
10093462
10093466 UPDATE
EMP
09001100B2200000
10093462
10093466 INSERT
EMP

TABLE_OWNER
----------HR
HR
HR
HR
HR
HR
HR
HR

8 rows selected.

Because the preceding query does not specify the XID in the
WHERE clause, it scans many unrelated rows, degrading performance.
Note:

Using DBMS_FLASHBACK Package
The DBMS_FLASHBACK package provides the same functionality as Oracle Flashback
Query, but Oracle Flashback Query is sometimes more convenient.
The DBMS_FLASHBACK package acts as a time machine: you can turn back the clock,
perform normal queries as if you were at that earlier time, and then return to the
present. Because you can use the DBMS_FLASHBACK package to perform queries on past
data without special clauses such as AS OF or VERSIONS BETWEEN, you can reuse existing
PL/SQL code to query the database at earlier times.
You must have the EXECUTE privilege on the DBMS_FLASHBACK package.
To use the DBMS_FLASHBACK package in your PL/SQL code:
1.

Specify a past time by invoking either DBMS_FLASHBACK.ENABLE_AT_TIME or DBMS_
FLASHBACK.ENABLE_AT_SYSTEM_CHANGE_NUMBER.

2.

Perform regular queries (that is, queries without special flashback-feature syntax
such as AS OF). Do not perform DDL or DML operations.
The database is queried at the specified past time.

3.

Return to the present by invoking DBMS_FLASHBACK.DISABLE.
You must invoke DBMS_FLASHBACK.DISABLE before invoking DBMS_
FLASHBACK.ENABLE_AT_TIME or DBMS_FLASHBACK.ENABLE_AT_SYSTEM_CHANGE_NUMBER
again. You cannot nest enable/disable pairs.

To use a cursor to store the results of queries, open the cursor before invoking DBMS_
FLASHBACK.DISABLE. After storing the results and invoking DBMS_FLASHBACK.DISABLE,
you can:

12-12 Oracle Database Advanced Application Developer's Guide

Using Flashback Transaction

■

■

Perform INSERT or UPDATE operations to modify the current database state by
using the stored results from the past.
Compare current data with the past data. After invoking DBMS_FLASHBACK.DISABLE,
open a second cursor. Fetch from the first cursor to retrieve past data; fetch from
the second cursor to retrieve current data. You can store the past data in a
temporary table and then use set operators such as MINUS or UNION to contrast or
combine the past and current data.

You can invoke DBMS_FLASHBACK.GET_SYSTEM_CHANGE_NUMBER at any time to get the
current System Change Number (SCN). DBMS_FLASHBACK.GET_SYSTEM_CHANGE_NUMBER
always returns the current SCN regardless of previous invocations of DBMS_
FLASHBACK.ENABLE.
See Also:
■

Oracle Database PL/SQL Packages and Types Reference for details of
the DBMS_FLASHBACK package

Using Flashback Transaction
The DBMS_FLASHBACK.TRANSACTION_BACKOUT procedure rolls back a transaction and its
dependent transactions while the database remains online. This recovery operation
uses undo data to create and run the compensating transactions that return the
affected data to its original state.
The transactions being rolled back are subject to these restrictions:
■

■

■

They cannot have performed DDL operations that changed the logical structure of
database tables.
They cannot use Large Object (LOB) Data Types:
–

BFILE

–

BLOB

–

CLOB

–

NCLOB

They cannot use features that LogMiner does not support.
The features that LogMiner supports depends on the value of the COMPATIBLE
initialization parameter for the database that is rolling back the transaction. The
default value is the release number of the most recent major release.
Flashback Transaction inherits SQL data type support from LogMiner. Therefore, if
LogMiner fails due to an unsupported SQL data type in a the transaction,
Flashback Transaction fails too.
Some data types, though supported by LogMiner, do not generate undo
information as part of operations that modify columns of such types. Therefore,
Flashback Transaction does not support tables containing these data types. These
include tables with BLOB, CLOB and XML type.

Using Oracle Flashback Technology 12-13

Using Flashback Transaction

See Also:
■

■

■
■

Oracle Data Guard Concepts and Administration for information
about data type and DDL support on a logical standby database
Oracle Database SQL Language Reference for information about LOB
data types
Oracle Database Utilities for information about LogMiner
Oracle Database Administrator's Guide for information about the
COMPATIBLE initialization parameter

Topics:
■
Dependent Transactions
■

TRANSACTION_BACKOUT Parameters

■

TRANSACTION_BACKOUT Reports

Dependent Transactions
In the context of Flashback Transaction, transaction 2 can depend on transaction 1 in
any of these ways:
■

Write-after-write dependency
Transaction 1 changes a row of a table, and later transaction 2 changes the same
row.

■

Primary key dependency
A table has a primary key constraint on column c. In a row of the table, column c
has the value v. Transaction 1 deletes that row, and later transaction 2 inserts a row
into the same table, assigning the value v to column c.

■

Foreign key dependency
In table b, column b1 has a foreign key constraint on column a1 of table a.
Transaction 1 changes a value in a1, and later transaction 2 changes a value in b1.

TRANSACTION_BACKOUT Parameters
The parameters of the TRANSACTION_BACKOUT procedure are:
■

Number of transactions to be backed out

■

List of transactions to be backed out, identified either by name or by XID

■

Time hint, if you identify transactions by name
Specify a time that is earlier than any transaction started.

■

Backout option from Table 12–2

For the syntax of the TRANSACTION_BACKOUT procedure and detailed parameter
descriptions, see Oracle Database PL/SQL Packages and Types Reference.

12-14 Oracle Database Advanced Application Developer's Guide

Using Flashback Transaction

Table 12–2

Flashback TRANSACTION_BACKOUT Options

Option

Description

CASCADE

Backs out specified transactions and all dependent transactions in a
post-order fashion (that is, children are backed out before parents are
backed out).
Without CASCADE, if any dependent transaction is not specified, an
error occurs.

NOCASCADE

Default. Backs out specified transactions, which are expected to have
no dependent transactions. First dependent transactions causes an
error and appears in *_FLASHBACK_TXN_REPORT.

NOCASCADE_FORCE

Backs out specified transactions, ignoring dependent transactions.
Server runs undo SQL statements for specified transactions in reverse
order of commit times.
If no constraints break and you are satisfied with the result, you can
commit the changes; otherwise, you can roll them back.

NONCONFLICT_ONLY

Backs out changes to nonconflicting rows of the specified
transactions. Database remains consistent, but transaction atomicity
is lost.

TRANSACTION_BACKOUT analyzes the transactional dependencies, performs DML
operations, and generates reports. TRANSACTION_BACKOUT does not commit the DML
operations that it performs as part of transaction backout, but it holds all the required
locks on rows and tables in the right form, preventing other dependencies from
entering the system. To make the transaction backout permanent, you must explicitly
commit the transaction.

TRANSACTION_BACKOUT Reports
To see the reports that TRANSACTION_BACKOUT generates, query the static data
dictionary views *_FLASHBACK_TXN_STATE and *_FLASHBACK_TXN_REPORT.

*_FLASHBACK_TXN_STATE
The static data dictionary view *_FLASHBACK_TXN_STATE shows whether a transaction
is active or backed out. If a transaction appears in this view, it is backed out.
*_FLASHBACK_TXN_STATE is maintained atomically for compensating transactions. If a
compensating transaction is backed out, all changes that it made are also backed out,
and *_FLASHBACK_TXN_STATE reflects this. For example, if compensating transaction ct
backs out transactions t1 and t2, then t1 and t2 appear in *_FLASHBACK_TXN_STATE. If
ct itself is later backed out, the effects of t1 and t2 are reinstated, and t1 and t2
disappear from *_FLASHBACK_TXN_STATE.
Oracle Database Reference for more information about *_
FLASHBACK_TXN_STATE

See Also:

*_FLASHBACK_TXN_REPORT
The static data dictionary view *_FLASHBACK_TXN_REPORT provides a detailed report
for each backed-out transaction.
Oracle Database Reference for more information about *_
FLASHBACK_TXN_REPORT

See Also:

Using Oracle Flashback Technology 12-15

Using Flashback Data Archive (Oracle Total Recall)

Using Flashback Data Archive (Oracle Total Recall)
A Flashback Data Archive provides the ability to track and store transactional changes
to a table over its lifetime. A Flashback Data Archive is useful for compliance with
record stage policies and audit reports.
A Flashback Data Archive consists of one or more tablespaces or parts thereof. You can
have multiple Flashback Data Archives. If you are logged on as SYSDBA, you can
specify a default Flashback Data Archive for the system. A Flashback Data Archive is
configured with retention time. Data archived in the Flashback Data Archive is
retained for the retention time.
By default, flashback archiving is off for any table. You can enable flashback archiving
for a table if all of these conditions are true:
■

You have the FLASHBACK ARCHIVE object privilege on the Flashback Data Archive to
use for that table.

■

The table is neither nested, clustered, temporary, remote, or external.

■

The table contains neither LONG nor nested columns.

■

The table does not use any of these Flashback Data Archive reserved words as
column names:
–

STARTSCN

–

ENDSCN

–

RID

–

XID

–

OP

–

OPERATION

After flashback archiving is enabled for a table, you can disable it only if you either
have the FLASHBACK ARCHIVE ADMINISTER system privilege or you are logged on as
SYSDBA.
When choosing a Flashback Data Archive for a specific table, consider the data
retention requirements for the table and the retention times of the Flashback Data
Archives on which you have the FLASHBACK ARCHIVE object privilege.
Topics:
■
Creating a Flashback Data Archive
■

Altering a Flashback Data Archive

■

Dropping a Flashback Data Archive

■

Specifying the Default Flashback Data Archive

■

Enabling and Disabling Flashback Data Archive

■

DDL Statements on Tables Enabled for Flashback Data Archive

■

Viewing Flashback Data Archive Data

■

Flashback Data Archive Scenarios
See Also: http://www.oracle.com/database/total-recall.html
for more information about Oracle Total Recall

12-16 Oracle Database Advanced Application Developer's Guide

Using Flashback Data Archive (Oracle Total Recall)

Creating a Flashback Data Archive
Create a Flashback Data Archive with the CREATE FLASHBACK ARCHIVE statement,
specifying:
■

Name of the Flashback Data Archive

■

Name of the first tablespace of the Flashback Data Archive

■

(Optional) Maximum amount of space that the Flashback Data Archive can use in
the first tablespace
The default is unlimited. Unless your space quota on the first tablespace is also
unlimited, you must specify this value; otherwise, error ORA-55621 occurs.

■

■

Retention time (number of days that Flashback Data Archive data for the table is
guaranteed to be stored)
As of Oracle Database 11g Release 2 (11.2.0.4): (Optional) Whether to optimize the
storage of data in the history tables maintained in the Flashback Data Archive,
using [NO] OPTIMIZE DATA.
The default is NO OPTIMIZE DATA.

If you are logged on as SYSDBA, you can also specify that this is the default Flashback
Data Archive for the system. If you omit this option, you can still make this Flashback
Data Archive the default later (see "Specifying the Default Flashback Data Archive" on
page 12-19).
Examples
■
Create a default Flashback Data Archive named fla1 that uses up to 10 G of
tablespace tbs1, whose data are retained for one year:
CREATE FLASHBACK ARCHIVE DEFAULT fla1 TABLESPACE tbs1
QUOTA 10G RETENTION 1 YEAR;
■

Create a Flashback Data Archive named fla2 that uses tablespace tbs2, whose
data are retained for two years:
CREATE FLASHBACK ARCHIVE fla2 TABLESPACE tbs2 RETENTION 2 YEAR;

For more information about the CREATE FLASHBACK ARCHIVE statement, see Oracle
Database SQL Language Reference.

Altering a Flashback Data Archive
With the ALTER FLASHBACK ARCHIVE statement, you can:
■

Change the retention time of a Flashback Data Archive

■

Purge some or all of its data

■

Add, modify, and remove tablespaces
Removing all tablespaces of a Flashback Data Archive causes
an error.

Note:

If you are logged on as SYSDBA, you can also use the ALTER FLASHBACK ARCHIVE
statement to make a specific file the default Flashback Data Archive for the system.

Using Oracle Flashback Technology 12-17

Using Flashback Data Archive (Oracle Total Recall)

Examples
■
Make Flashback Data Archive fla1 the default Flashback Data Archive:
ALTER FLASHBACK ARCHIVE fla1 SET DEFAULT;
■

To Flashback Data Archive fla1, add up to 5 G of tablespace tbs3:
ALTER FLASHBACK ARCHIVE fla1 ADD TABLESPACE tbs3 QUOTA 5G;

■

To Flashback Data Archive fla1, add as much of tablespace tbs4 as needed:
ALTER FLASHBACK ARCHIVE fla1 ADD TABLESPACE tbs4;

■

Change the maximum space that Flashback Data Archive fla1 can use in
tablespace tbs3 to 20 G:
ALTER FLASHBACK ARCHIVE fla1 MODIFY TABLESPACE tbs3 QUOTA 20G;

■

Allow Flashback Data Archive fla1 to use as much of tablespace tbs1 as needed:
ALTER FLASHBACK ARCHIVE fla1 MODIFY TABLESPACE tbs1;

■

Change the retention time for Flashback Data Archive fla1 to two years:
ALTER FLASHBACK ARCHIVE fla1 MODIFY RETENTION 2 YEAR;

■

Remove tablespace tbs2 from Flashback Data Archive fla1:
ALTER FLASHBACK ARCHIVE fla1 REMOVE TABLESPACE tbs2;

(Tablespace tbs2 is not dropped.)
■

Purge all historical data from Flashback Data Archive fla1:
ALTER FLASHBACK ARCHIVE fla1 PURGE ALL;

■

Purge all historical data older than one day from Flashback Data Archive fla1:
ALTER FLASHBACK ARCHIVE fla1
PURGE BEFORE TIMESTAMP (SYSTIMESTAMP - INTERVAL '1' DAY);

■

Purge all historical data older than SCN 728969 from Flashback Data Archive fla1:
ALTER FLASHBACK ARCHIVE fla1 PURGE BEFORE SCN 728969;

For more information about the ALTER FLASHBACK ARCHIVE statement, see Oracle
Database SQL Language Reference.

Dropping a Flashback Data Archive
Drop a Flashback Data Archive with the DROP FLASHBACK ARCHIVE statement. Dropping
a Flashback Data Archive deletes its historical data, but does not drop its tablespaces.
Example
Remove Flashback Data Archive fla1 and all its historical data, but not its tablespaces:
DROP FLASHBACK ARCHIVE fla1;

For more information about the DROP FLASHBACK ARCHIVE statement, see Oracle Database
SQL Language Reference.

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Using Flashback Data Archive (Oracle Total Recall)

Specifying the Default Flashback Data Archive
By default, the system has no default Flashback Data Archive. If you are logged on as
SYSDBA, you can specify default Flashback Data Archive in either of these ways:
■

Specify the name of an existing Flashback Data Archive in the SET DEFAULT clause
of the ALTER FLASHBACK ARCHIVE statement. For example:
ALTER FLASHBACK ARCHIVE fla1 SET DEFAULT;

If fla1 does not exist, an error occurs.
■

Include DEFAULT in the CREATE FLASHBACK ARCHIVE statement when you create a
Flashback Data Archive. For example:
CREATE FLASHBACK ARCHIVE DEFAULT fla2 TABLESPACE tbs1
QUOTA 10G RETENTION 1 YEAR;

The default Flashback Data Archive for the system is the default Flashback Data
Archive for every user who does not have his or her own default Flashback Data
Archive.
See Also:
■

■

Oracle Database SQL Language Reference for more information about
the CREATE FLASHBACK ARCHIVE statement
Oracle Database SQL Language Reference for more information about
the ALTER DATABASE statement

Enabling and Disabling Flashback Data Archive
By default, flashback archiving is disabled for any table. You can enable flashback
archiving for a table if you have the FLASHBACK ARCHIVE object privilege on the
Flashback Data Archive to use for that table.
To enable flashback archiving for a table, include the FLASHBACK ARCHIVE clause in
either the CREATE TABLE or ALTER TABLE statement. In the FLASHBACK ARCHIVE clause,
you can specify the Flashback Data Archive where the historical data for the table are
stored. The default is the default Flashback Data Archive for the system. If you specify
a nonexistent Flashback Data Archive, an error occurs.
If you enable flashback archiving for a table, but AUM is disabled, error ORA-55614
occurs when you try to modify the table.
If a table has flashback archiving enabled, and you try to enable it again with a
different Flashback Data Archive, an error occurs.
After flashback archiving is enabled for a table, you can disable it only if you either
have the FLASHBACK ARCHIVE ADMINISTER system privilege or you are logged on as
SYSDBA. To disable flashback archiving for a table, specify NO FLASHBACK ARCHIVE in the
ALTER TABLE statement. (It is unnecessary to specify NO FLASHBACK ARCHIVE in the
CREATE TABLE statement, because that is the default.)
See Also: Oracle Database SQL Language Reference for more
information about the FLASHBACK ARCHIVE clause of the CREATE TABLE
statement, including restrictions on its use

Using Oracle Flashback Technology 12-19

Using Flashback Data Archive (Oracle Total Recall)

Examples
■
Create table employee and store the historical data in the default Flashback Data
Archive:
CREATE TABLE employee (EMPNO NUMBER(4) NOT NULL, ENAME VARCHAR2(10),
JOB VARCHAR2(9), MGR NUMBER(4)) FLASHBACK ARCHIVE;
■

Create table employee and store the historical data in the Flashback Data Archive
fla1:
CREATE TABLE employee (EMPNO NUMBER(4) NOT NULL, ENAME VARCHAR2(10),
JOB VARCHAR2(9), MGR NUMBER(4)) FLASHBACK ARCHIVE fla1;

■

Enable flashback archiving for the table employee and store the historical data in
the default Flashback Data Archive:
ALTER TABLE employee FLASHBACK ARCHIVE;

■

Enable flashback archiving for the table employee and store the historical data in
the Flashback Data Archive fla1:
ALTER TABLE employee FLASHBACK ARCHIVE fla1;

■

Disable flashback archiving for the table employee:
ALTER TABLE employee NO FLASHBACK ARCHIVE;

DDL Statements on Tables Enabled for Flashback Data Archive
Flashback Data Archive supports only these DDL statements:
■

ALTER TABLE statement that does any of the following:
–

Adds, drops, renames, or modifies a column

–

Adds, drops, or renames a constraint

–

Drops or truncates a partition or subpartition operation

■

TRUNCATE TABLE statement

■

RENAME statement that renames a table

Flashback Data Archive does not support DDL statements that move, split, merge, or
coalesce partitions or subpartitions, move tables, or convert LONG columns to LOB
columns.
For example, the following DDL statements cause error ORA-55610 when used on a
table enabled for Flashback Data Archive:
■

■

■

ALTER TABLE statement that includes an UPGRADE TABLE clause, with or without an
INCLUDING DATA clause
ALTER TABLE statement that moves or exchanges a partition or subpartition
operation
DROP TABLE statement

If you must use unsupported DDL statements on a table enabled for Flashback Data
Archive, use the DBMS_FLASHBACK_ARCHIVE.DISASSOCIATE_FBA procedure to
disassociate the base table from its Flashback Data Archive. To reassociate the
Flashback Data Archive with the base table afterward, use the DBMS_FLASHBACK_
ARCHIVE.REASSOCIATE_FBA procedure.

12-20 Oracle Database Advanced Application Developer's Guide

Using Flashback Data Archive (Oracle Total Recall)

See Also:
■

■

■

■

■

Oracle Database SQL Language Reference for information about the
ALTER TABLE statement
Oracle Database SQL Language Reference for information about the
TRUNCATE TABLE statement
Oracle Database SQL Language Reference for information about the
RENAME statement
Oracle Database SQL Language Reference for information about the
DROP TABLE statement
Oracle Database PL/SQL Packages and Types Reference for
information about the DBMS_FLASHBACK_ARCHIVE package

Viewing Flashback Data Archive Data
Table 12–3 lists and briefly describes the static data dictionary views that you can
query for information about Flashback Data Archive files.
Table 12–3

Static Data Dictionary Views for Flashback Data Archive Files

View

Description

*_FLASHBACK_ARCHIVE

Displays information about Flashback Data Archive files.

*_FLASHBACK_ARCHIVE_TS

Displays tablespaces of Flashback Data Archive files.

*_FLASHBACK_ARCHIVE_TABLES

Displays information about tables that are enabled for
Data Flashback Archive files.

See Also:
■

■

■

Oracle Database Reference for detailed information about *_
FLASHBACK_ARCHIVE
Oracle Database Reference for detailed information about *_
FLASHBACK_ARCHIVE_TS
Oracle Database Reference for detailed information about *_
FLASHBACK_ARCHIVE_TABLES

Flashback Data Archive Scenarios
■

Scenario: Using Flashback Data Archive to Enforce Digital Shredding

■

Scenario: Using Flashback Data Archive to Access Historical Data

■

Scenario: Using Flashback Data Archive to Generate Reports

■

Scenario: Using Flashback Data Archive for Auditing

■

Scenario: Using Flashback Data Archive to Recover Data

Scenario: Using Flashback Data Archive to Enforce Digital Shredding
Your company wants to "shred" (delete) historical data changes to the Taxes table after
ten years. When you create the Flashback Data Archive for Taxes, you specify a
retention time of ten years:
CREATE FLASHBACK ARCHIVE taxes_archive TABLESPACE tbs1 RETENTION 10 YEAR;

Using Oracle Flashback Technology 12-21

Using Flashback Data Archive (Oracle Total Recall)

When history data from transactions on Taxes exceeds the age of ten years, it is
purged. (The Taxes table itself, and history data from transactions less than ten years
old, are not purged.)

Scenario: Using Flashback Data Archive to Access Historical Data
You want to be able to retrieve the inventory of all items at the beginning of the year
from the table inventory, and to be able to retrieve the stock price for each symbol in
your portfolio at the close of business on any specified day of the year from the table
stock_data.
Create a default Flashback Data Archive named fla1 that uses up to 10 G of tablespace
tbs1, whose data are retained for five years (you must be logged on as SYSDBA):
CREATE FLASHBACK ARCHIVE DEFAULT fla1 TABLESPACE tbs1
QUOTA 10G RETENTION 5 YEAR;

Enable Flashback Data Archive for the tables inventory and stock_data, and store the
historical data in the default Flashback Data Archive:
ALTER TABLE inventory FLASHBACK ARCHIVE;
ALTER TABLE stock_data FLASHBACK ARCHIVE;

To retrieve the inventory of all items at the beginning of the year 2007, use this query:
SELECT product_number, product_name, count FROM inventory AS OF
TIMESTAMP TO_TIMESTAMP ('2007-01-01 00:00:00', 'YYYY-MM-DD HH24:MI:SS');

To retrieve the stock price for each symbol in your portfolio at the close of business on
July 23, 2007, use this query:
SELECT symbol, stock_price FROM stock_data AS OF
TIMESTAMP TO_TIMESTAMP ('2007-07-23 16:00:00', 'YYYY-MM-DD HH24:MI:SS')
WHERE symbol IN my_portfolio;

Scenario: Using Flashback Data Archive to Generate Reports
You want users to be able to generate reports from the table investments, for data
stored in the past five years.
Create a default Flashback Data Archive named fla2 that uses up to 20 G of tablespace
tbs1, whose data are retained for five years (you must be logged on as SYSDBA):
CREATE FLASHBACK ARCHIVE DEFAULT fla2 TABLESPACE tbs1
QUOTA 20G RETENTION 5 YEAR;

Enable Flashback Data Archive for the table investments, and store the historical data
in the default Flashback Data Archive:
ALTER TABLE investments FLASHBACK ARCHIVE;

Lisa wants a report on the performance of her investments at the close of business on
December 31, 2006. She uses this query:
SELECT * FROM investments AS OF
TIMESTAMP TO_TIMESTAMP ('2006-12-31 16:00:00', 'YYYY-MM-DD HH24:MI:SS')
WHERE name = 'LISA';

Scenario: Using Flashback Data Archive for Auditing
A medical insurance company must audit a medical clinic. The medical insurance
company has its claims in the table Billings, and creates a default Flashback Data

12-22 Oracle Database Advanced Application Developer's Guide

General Guidelines for Oracle Flashback Technology

Archive named fla4 that uses up to 100 G of tablespace tbs1, whose data are retained
for 10 years:
CREATE FLASHBACK ARCHIVE DEFAULT fla4 TABLESPACE tbs1
QUOTA 100G RETENTION 10 YEAR;

The company enables Flashback Data Archive for the table Billings, and stores the
historical data in the default Flashback Data Archive:
ALTER TABLE Billings FLASHBACK ARCHIVE;

On May 1, 2007, clients were charged the wrong amounts for some diagnoses and
tests. To see the records as of May 1, 2007, the company uses this query:
SELECT date_billed, amount_billed, patient_name, claim_Id,
test_costs, diagnosis FROM Billings AS OF TIMESTAMP
TO_TIMESTAMP('2007-05-01 00:00:00', 'YYYY-MM-DD HH24:MI:SS');

Scenario: Using Flashback Data Archive to Recover Data
An end user recovers from erroneous transactions that were previously committed in
the database. The undo data for the erroneous transactions is no longer available, but
because the required historical information is available in the Flashback Data Archive,
Flashback Query works seamlessly.
Lisa manages a software development group whose product sales are doing well. On
November 3, 2007, she decides to give all her level-three employees who have more
than two years of experience a salary increase of 10% and a promotion to level four.
Lisa asks her HR representative, Bob, to make the changes.
Using the HR web application, Bob updates the employee table to give Lisa's
level-three employees a 10% raise and a promotion to level four. Then Bob finishes his
work for the day and leaves for home, unaware that he omitted the requirement of two
years of experience in his transaction. A few days later, Lisa checks to see if Bob has
done the updates and finds that everyone in the group was given a raise! She calls Bob
immediately and asks him to correct the error.
At first, Bob thinks he cannot return the employee table to its prior state without going
to the backups. Then he remembers that the employee table has Flashback Data
Archive enabled.
First, he verifies that no other transaction modified the employee table after his: The
commit time stamp from the transaction query corresponds to Bob's transaction, two
days ago.
Next, Bob uses these statements to return the employee table to the way it was before
his erroneous change:
DELETE EMPLOYEE WHERE MANAGER = 'LISA JOHNSON';
INSERT INTO EMPLOYEE
SELECT * FROM EMPLOYEE
AS OF TIMESTAMP (SYSTIMESTAMP - INTERVAL '2' DAY)
WHERE MANAGER = 'LISA JOHNSON';

Bob then reexecutes the update that Lisa had requested.

General Guidelines for Oracle Flashback Technology
■

Use the DBMS_FLASHBACK.ENABLE and DBMS_FLASHBACK.DISABLE procedures around
SQL code that you do not control, or when you want to use the same past time for
several consecutive queries.

Using Oracle Flashback Technology 12-23

General Guidelines for Oracle Flashback Technology

■

■

■

■

Use Oracle Flashback Query, Oracle Flashback Version Query, or Oracle Flashback
Transaction Query for SQL code that you write, for convenience. An Oracle
Flashback Query, for example, is flexible enough to do comparisons and store
results in a single query.
To obtain an SCN to use later with a flashback feature, use DBMS_FLASHBACK.GET_
SYSTEM_CHANGE_NUMBER.
To compute or retrieve a past time to use in a query, use a function return value as
a time stamp or SCN argument. For example, add or subtract an INTERVAL value to
the value of the SYSTIMESTAMP function.
Use Oracle Flashback Query, Oracle Flashback Version Query, and Oracle
Flashback Transaction Query locally or remotely. An example of a remote Oracle
Flashback Query is:
SELECT * FROM employees@some_remote_host AS OF
TIMESTAMP (SYSTIMESTAMP - INTERVAL '60' MINUTE);

■

■

■

■

To ensure database consistency, always perform a COMMIT or ROLLBACK operation
before querying past data.
Remember that all flashback processing uses the current session settings, such as
national language and character set, not the settings that were in effect at the time
being queried.
Remember that DDLs that alter the structure of a table (such as drop/modify
column, move table, drop partition, truncate table/partition, and add constraint)
invalidate any existing undo data for the table. If you try to retrieve data from a
time before such a DDL executed, error ORA-01466 occurs. DDL operations that
alter the storage attributes of a table (such as PCTFREE, INITRANS, and MAXTRANS) do
not invalidate undo data.
To query past data at a precise time, use an SCN. If you use a time stamp, the
actual time queried might be up to 3 seconds earlier than the time you specify.
Oracle Database uses SCNs internally and maps them to time stamps at a
granularity of 3 seconds.
For example, suppose that the SCN values 1000 and 1005 are mapped to the time
stamps 8:41 AM and 8:46 AM, respectively. A query for a time between 8:41:00 and
8:45:59 AM is mapped to SCN 1000; an Oracle Flashback Query for 8:46 AM is
mapped to SCN 1005. Therefore, if you specify a time that is slightly after a DDL
operation (such as a table creation) Oracle Database might use an SCN that is just
before the DDL operation, causing error ORA-01466.

■

■

■

You cannot retrieve past data from a dynamic performance (V$) view. A query on
such a view always returns current data.
You can perform queries on past data in static data dictionary views, such as *_
TABLES.
As of Oracle Database 11g Release 2 (11.2.0.4), you can enable optimization of data
storage for history tables maintained by Flashback Data Archive by specifying
OPTIMIZE DATA when creating or altering a Flashback Data Archive.
OPTIMIZE DATA optimizes the storage of data in history tables by using any of these
features:
–

Advanced Row Compression

–

Advanced LOB Compression

–

Advanced LOB Deduplication

12-24 Oracle Database Advanced Application Developer's Guide

Performance Guidelines for Oracle Flashback Technology

–

Segment-level compression tiering

–

Row-level compression tiering

The default is not to optimize the storage of data in history tables.

Performance Guidelines for Oracle Flashback Technology
■

■

Use the DBMS_STATS package to generate statistics for all tables involved in an
Oracle Flashback Query. Keep the statistics current. Oracle Flashback Query uses
the cost-based optimizer, which relies on these statistics.
Minimize the amount of undo data that must be accessed. Use queries to select
small sets of past data using indexes, not to scan entire tables. If you must scan a
full table, add a parallel hint to the query.
The performance cost in I/O is the cost of paging in data and undo blocks that are
not in the buffer cache. The performance cost in CPU use is the cost of applying
undo information to affected data blocks. When operating on changes in the recent
past, flashback operations are CPU-bound.
It is recommended that you have enough buffer cache, so that the versions query
for the archiver finds the undo data in the buffer cache. Buffer cache access is
significantly faster than disk access.

■

■

■

For Oracle Flashback Version Query, use index structures. Oracle Database keeps
undo data for index changes and data changes. Performance of index
lookup-based Oracle Flashback Version Query is an order of magnitude faster than
the full table scans that are otherwise needed.
In an Oracle Flashback Transaction Query, the xid column is of the type RAW(8). To
take advantage of the index built on the xid column, use the HEXTORAW conversion
function: HEXTORAW(xid).
An Oracle Flashback Query against a materialized view does not take advantage
of query rewrite optimization.

Using Oracle Flashback Technology 12-25

Performance Guidelines for Oracle Flashback Technology

12-26 Oracle Database Advanced Application Developer's Guide

13
Choosing a Programming Environment
31

To choose a programming environment for a development project, read:
■
■

The topics in this chapter and the documents to which they refer.
The platform-specific documents that explain which compilers and development
tools your platforms support.

Sometimes the choice of programming environment is obvious, for example:
■

Pro*COBOL does not support ADTs or collection types, while Pro*C/C++ does.

■

SQLJ does not support dynamic SQL the way that JDBC does.

If no programming language provides all the features you need, you can use multiple
programming languages, because:
■

■

■

Every programming language in this chapter can invoke PL/SQL and Java stored
subprograms. (Stored subprograms include triggers and ADT methods.)
PL/SQL, Java, SQL, and Oracle Call Interface (OCI) can invoke external C
subprograms.
External C subprograms can access Oracle Database using SQL, OCI, or Pro*C (but
not C++).

For more information about multilanguage programming, see Chapter 14,
"Developing Applications with Multiple Programming Languages."
Topics:
Overview of Application Architecture

■
■

Overview of the Program Interface

■

Overview of PL/SQL

■

Overview of Oracle Database Java Support

■

Choosing PL/SQL or Java

■

Overview of Precompilers

■

Overview of OCI and OCCI

■

Choosing a Precompiler or OCI

■

Overview of Oracle Data Provider for .NET (ODP.NET)

■

Overview of OraOLEDB

■

Overview of Oracle Objects for OLE (OO4O)

Choosing a Programming Environment 13-1

Overview of Application Architecture

Overview of Application Architecture
In this topic, application architecture refers to the computing environment in which a
database application connects to an Oracle Database.
Topics:
■
Client/Server Architecture
■

Server-Side Programming

■

Two-Tier and Three-Tier Architecture
Oracle Database Concepts for more information about
application architecture

See Also:

Client/Server Architecture
In a traditional client/server program, your application code runs on a client system;
that is, a system other than the database server. Database calls are transmitted from the
client system to the database server. Data is transmitted from the client to the server
for insert and update operations and returned from the server to the client for query
operations. The data is processed on the client system. Client/server programs are
typically written by using precompilers, whereas SQL statements are embedded
within the code of another language such as C, C++, or COBOL.
Oracle Database Concepts for more information about
client/server architecture

See Also:

Server-Side Programming
You can develop application logic that resides entirely inside the database by using
triggers that are executed automatically when changes occur in the database or stored
subprograms that are invoked explicitly. Off-loading the work from your application
lets you reuse code that performs verification and cleanup and control database
operations from a variety of clients. For example, by making stored subprograms
invocable through a web server, you can construct a web-based user interface that
performs the same functions as a client/server application.
Oracle Database Concepts for more information about
server-side programming

See Also:

Two-Tier and Three-Tier Architecture
Client/server computing is often referred to as a two-tier model: your application
communicates directly with the database server. In the three-tier model, a separate
application server processes the requests. The application server might be a basic web
server, or might perform advanced functions like caching and load-balancing.
Increasing the processing power of this middle tier lets you lessen the resources
needed by client systems, resulting in a thin client configuration in which the client
system might need only a web browser or other means of sending requests over the
TCP/IP or HTTP protocols.
Oracle Database Concepts for more information about
multitier architecture

See Also:

13-2 Oracle Database Advanced Application Developer's Guide

Overview of the Program Interface

Overview of the Program Interface
The program interface is the software layer between a database application and Oracle
Database. The program interface:
■

■

■

Provides a security barrier, preventing destructive access to the SGA by client user
processes
Acts as a communication mechanism, formatting information requests, passing
data, and trapping and returning errors
Converts and translates data, particularly between different types of computers or
to external user program data types

The Oracle code acts as a server, performing database tasks on behalf of an application
(a client), such as fetching rows from data blocks. The program interface consists of
several parts, provided by both Oracle Database software and operating
system-specific software.
Oracle Database Concepts for more information about the
program interface

See Also:

Topics:
User Interface

■
■

Stateful and Stateless User Interfaces

User Interface
The user interface is what your application displays to end users. It depends on the
technology behind the application and the needs of the users themselves. Experienced
users can enter SQL statements that are passed on to the database. Novice users can be
shown a graphical user interface that uses the graphics libraries of the client system
(such as Windows or X-Windows). Any of these traditional user interfaces can also be
provided in a web browser through HTML and Java.

Stateful and Stateless User Interfaces
In traditional client/server applications, the application can keep a record of user
actions and use this information over the course of one or more sessions. For example,
past choices can be presented in a menu so that they do not have to be entered again.
When the application can save information in this way, the application is considered
stateful.
Web or thin-client applications that are stateless are easier to develop. Stateless
applications gather all the required information, process it using the database, and
then start over with the next user. This is a popular way to process single-screen
requests such as customer registration.
There are many ways to add stateful action to web applications that are stateless by
default. For example, an entry form on one web page can pass information to
subsequent web pages, enabling you to construct a wizard-like interface that
remembers user choices through several different steps. You can use cookies to store
small items of information about the client system, and retrieve them when the user
returns to a web site. You can use servlets to keep a database session open and store
variables between requests from the same client.

Choosing a Programming Environment 13-3

Overview of PL/SQL

Overview of PL/SQL
PL/SQL, the Oracle procedural extension of SQL, is a completely portable,
high-performance transaction-processing language. PL/SQL lets you manipulate data
with SQL statements; control program flow with conditional selection and loops;
declare constants and variables; define subprograms; define types, subtypes, and
ADTs and declare variables of those types; and trap runtime errors.
Applications written in any of the Oracle Database programmatic interfaces can
invoke PL/SQL stored subprograms and send blocks of PL/SQL code to Oracle
Database for execution. Third-generation language (3GL) applications can access
PL/SQL scalar and composite data types through host variables and implicit data type
conversion. A 3GL language is easier than assembler language for a human to
understand and includes features such as named variables. Unlike a fourth-generation
language (4GL), it is not specific to an application domain.
You can use PL/SQL to develop stored procedures that can be invoked by a web
client.
See Also:
■

■

Oracle Database PL/SQL Language Reference for information about
the advantages, main features, and architecture of PL/SQL
Chapter 9, "Developing PL/SQL Web Applications," to learn how
to use PL/SQL in web development

Overview of Oracle Database Java Support
This section provides an overview of Oracle Database features that support Java
applications. The database includes the core JDK libraries such as java.lang, java.io,
and so on. The database supports client-side Java standards such as JDBC and SQLJ,
and provides server-side JDBC and SQLJ drivers that enable data-intensive Java code
to run within the database.
Topics:
■
Overview of Oracle JVM
■

Overview of Oracle JDBC

■

Overview of Oracle SQLJ

■

Comparing Oracle JDBC and Oracle SQLJ

■

Overview of Oracle JPublisher

■

Overview of Java Stored Subprograms

■

Overview of Oracle Database Web Services
See Also:
■

Oracle Database Java Developer's Guide

■

Oracle Database JDBC Developer's Guide

■

Oracle Database JPublisher User's Guide

13-4 Oracle Database Advanced Application Developer's Guide

Overview of Oracle Database Java Support

Overview of Oracle JVM
Oracle JVM, the Java Virtual Machine provided with the Oracle Database, is compliant
with the J2SE version 1.5.x specification and supports the database session
architecture.
Any database session can activate a dedicated JVM. All sessions share the same JVM
code and statics; however, private states for any given session are held, and
subsequently garbage collected, in an individual session space.
This design provides these benefits:
■

Java applications have the same session isolation and data integrity as SQL
operations.

■

You need not run Java in a separate process for data integrity.

■

Oracle JVM is a robust JVM with a small memory footprint.

■

The JVM has the same linear Symmetric Multiprocessing (SMP) scalability as the
database and can support thousands of concurrent Java sessions.

Oracle JVM works consistently with every platform supported by Oracle Database.
Java applications that you develop with Oracle JVM can easily be ported to any
supported platform.
Oracle JVM includes a deployment-time native compiler that enables Java code to be
compiled once, stored in executable form, shared among users, and invoked more
quickly and efficiently.
Security features of the database are also available with Oracle JVM. Java classes must
be loaded in a database schema (by using Oracle JDeveloper, a third-party IDE,
SQL*Plus, or the loadjava utility) before they can be called. Java class calls are secured
and controlled through database authentication and authorization, Java 2 security, and
invoker's rights (IR) or definer's rights (DR).
Oracle Database Concepts for additional general information
about Oracle JVM

See Also:

Overview of Oracle JDBC
Java Database Connectivity (JDBC) is an Applications Programming Interface (API)
that enables Java to send SQL statements to an object-relational database such as
Oracle Database.
Oracle Database includes these extensions to the JDBC 1.22 standard:
■

Support for Oracle data types

■

Performance enhancement by row prefetching

■

Performance enhancement by execution batching

■

Specification of query column types to save round-trips

■

Control of DatabaseMetaData calls

Oracle Database supports all APIs from the JDBC 2.0 standard, including the core
APIs, optional packages, and numerous extensions. Some highlights include
datasources, JTA, and distributed transactions.
Oracle Database supports these features from the JDBC 3.0 standard:
■

Support for JDK 1.5.

■

Toggling between local and global transactions.
Choosing a Programming Environment 13-5

Overview of Oracle Database Java Support

■

Transaction savepoints.

■

Reuse of prepared statements by connection pools.
JDBC code and SQLJ code interoperate. For more information,
see "Comparing Oracle JDBC and Oracle SQLJ" on page 13-10.)

Note:

Topics:
Oracle JDBC Drivers

■
■

Sample JDBC 2.0 Program

■

Sample Pre-2.0 JDBC Program
See Also: Oracle Database Concepts for additional general information
about Java support in Oracle Database

Oracle JDBC Drivers
The JDBC standard defines four types of JDBC drivers:
Type

Description

1

A JDBC-ODBC bridge. Software must be installed on client systems.

2

Native methods (calls C or C++) and Java methods. Software must be installed on the
client.

3

Pure Java. The client uses sockets to call middleware on the server.

4

The most pure Java solution. Talks directly to the database by using Java sockets.

JDBC is based on Part 3 of the SQL standard, "Call-Level Interface."
You can use JDBC to do dynamic SQL. In dynamic SQL, the embedded SQL statement
to be executed is not known before the application is run and requires input to build
the statement.
The drivers that are implemented by Oracle have extensions to the capabilities in the
JDBC standard that was defined by Sun Microsystems.
Topics:
■
JDBC Thin Driver
■

JDBC OCI Driver

■

JDBC Server-Side Internal Driver
See Also:
■

■

Oracle Database Concepts for additional general information about
JDBC drivers
Oracle Database JDBC Developer's Guide for more information about
JDBC

JDBC Thin Driver The JDBC thin driver is a Type 4 (100% pure Java) driver that uses
Java sockets to connect directly to a database server. It has its own implementation of a
Two-Task Common (TTC), a lightweight implementation of TCP/IP from Oracle Net.
It is written entirely in Java and is therefore platform-independent.

13-6 Oracle Database Advanced Application Developer's Guide

Overview of Oracle Database Java Support

The thin driver does not require Oracle software on the client side. It does need a
TCP/IP listener on the server side. Use this driver in Java applets that are downloaded
into a web browser or in applications for which you do not want to install Oracle client
software. The thin driver is self-contained, but it opens a Java socket, and thus can
only run in a browser that supports sockets.
JDBC OCI Driver The JDBC OCI driver is a Type 2 JDBC driver. It makes calls to OCI
written in C to interact with Oracle Database, thus using native and Java methods.
The OCI driver provides access to more features than the thin driver, such as
Transparent Application Fail-Over, advanced security, and advanced LOB
manipulation.
The OCI driver provides the highest compatibility between different Oracle Database
versions. It also supports all installed Oracle Net adapters, including IPC, named
pipes, TCP/IP, and IPX/SPX.
Because it uses native methods (a combination of Java and C) the OCI driver is
platform-specific. It requires a client installation of version Oracle8i or later including
Oracle Net, OCI libraries, CORE libraries, and all other dependent files. The OCI
driver usually runs faster than the thin driver.
The OCI driver is not appropriate for Java applets, because it uses a C library that is
platform-specific and cannot be downloaded into a web browser. It is usable in J2EE
components running in middle-tier application servers, such as Oracle Application
Server. Oracle Application Server provides middleware services and tools that support
access between applications and browsers.
JDBC Server-Side Internal Driver The JDBC server-side internal driver is a Type 2 driver
that runs inside the database server, reducing the number of round-trips needed to
access large amounts of data. The driver, the Java server VM, the database, the Java
native compiler (which speeds execution by as much as 10 times), and the SQL engine
all run within the same address space.
This driver provides server-side support for any Java program used in the database.
You can also call PL/SQL stored subprograms and triggers.
The server driver fully supports the same features and extensions as the client-side
drivers.

Sample JDBC 2.0 Program
This example shows the recommended technique for looking up a data source using
JNDI in JDBC 2.0:
// import the JDBC packages
import java.sql.*;
import javax.sql.*;
import oracle.jdbc.pool.*;
...
InitialContext ictx = new InitialContext();
DataSource ds = (DataSource)ictx.lookup("jdbc/OracleDS");
Connection conn = ds.getConnection();
Statement stmt = conn.createStatement();
ResultSet rs = stmt.executeQuery("SELECT last_name FROM employees");
while ( rs.next() ) {
out.println( rs.getString("ename") + "<br>");
}
conn.close();

Choosing a Programming Environment 13-7

Overview of Oracle Database Java Support

Sample Pre-2.0 JDBC Program
This source code registers an Oracle JDBC thin driver, connects to the database, creates
a Statement object, runs a query, and processes the result set.
The SELECT statement retrieves and lists the contents of the last_name column of the
hr.employees table.
import
import
import
import

java.sql.*
java.math.*
java.io.*
java.awt.*

class JdbcTest {
public static void main (String args []) throws SQLException {
// Load Oracle driver
DriverManager.registerDriver (new oracle.jdbc.OracleDriver());
// Connect to the local database
Connection conn =
DriverManager.getConnection ("jdbc:oracle:thin:@myhost:1521:orcl",
"hr", "password");
// Query the employee names
Statement stmt = conn.createStatement ();
ResultSet rset = stmt.executeQuery ("SELECT last_name FROM employees");
// Print the name out
while (rset.next ())
System.out.println (rset.getString (1));
// Close the result set, statement, and the connection
rset.close();
stmt.close();
conn.close();
}
}

One Oracle Database extension to the JDBC drivers is a form of the getConnection()
method that uses a Properties object. The Properties object lets you specify user,
password, database information, row prefetching, and execution batching.
To use the OCI driver in this code, replace the Connection statement with this code,
where MyHostString is an entry in the tnsnames.ora file:
Connection conn = DriverManager.getConnection ("jdbc:oracle:oci8:@MyHostString",
"hr", "password");

If you are creating an applet, then the getConnection() and registerDriver() strings
are different.

Overview of Oracle SQLJ
In this document, SQLJ refers to Oracle SQLJ and its
extensions.

Note:

SQLJ is an ANSI SQL-1999 standard for embedding SQL statements in Java source
code. SQLJ provides a simpler alternative to JDBC for both client-side and server-side
SQL data access from Java.

13-8 Oracle Database Advanced Application Developer's Guide

Overview of Oracle Database Java Support

A SQLJ source file contains Java source with embedded SQL statements. Oracle SQLJ
supports dynamic and static SQL. Support for dynamic SQL is an Oracle extension to
the SQLJ standard.
Oracle Database provides a translator and a run time driver to support SQLJ. The SQLJ
translator is 100% pure Java and is portable to any JVM that is compliant with JDK
version 1.1 or higher.
The Oracle SQLJ translator performs these tasks:
■

■
■

Translates SQLJ source to Java code with calls to the SQLJ run time driver. The
SQLJ translator converts the source code to pure Java source code and can check
the syntax and semantics of static SQL statements against a database schema and
verify the type compatibility of host variables with SQL types.
Compiles the generated Java code with the Java compiler.
(Optional) Creates profiles for the target database. SQLJ generates "profile" files
with customization specific to Oracle Database.

Oracle Database supports SQLJ stored subprograms and triggers that run in the
Oracle JVM. SQLJ is integrated with JDeveloper. Source-level debugging support for
SQLJ is available in JDeveloper.
This is an example of a simple SQLJ executable statement, which returns one value
because employee_id is unique in the employee table:
String name;
#sql { SELECT first_name INTO :name FROM employees WHERE employee_id=112 };
System.out.println("Name is " + name + ", employee number = " + employee_id);

Each host variable (or qualified name or complex Java host expression) included in a
SQL expression is preceded by a colon (:). Other SQLJ statements declare Java types.
For example, you can declare an iterator (a construct related to a database cursor) for
queries that retrieve many values, as follows:
#sql iterator EmpIter (String EmpNam, int EmpNumb);

See Also: Oracle Database JPublisher User's Guide for more examples
and details about Oracle SQLJ syntax

Topics:
■
Benefits of SQLJ
■

SQLJ Stored Subprograms in the Server
See Also:

Oracle Database Concepts for additional general information

about SQLJ

Benefits of SQLJ
Oracle SQLJ extensions to Java enable rapid development and easy maintenance of
applications that perform database operations through embedded SQL.
In particular, Oracle SQLJ does this:
■

■

Provides a concise, legible mechanism for database access from static SQL. Most
SQL in applications is static. SQLJ provides more concise and less error-prone
static SQL constructs than JDBC does.
Provides an SQL Checker module for verification of syntax and semantics at
translate time.

Choosing a Programming Environment 13-9

Overview of Oracle Database Java Support

■

■

■

■
■

■

Provides flexible deployment configurations, which makes it possible to
implement SQLJ on the client, server, or middle tier.
Supports a software standard. SQLJ is an effort of a group of vendors and is
supported by all of them. Applications can access multiple database vendors.
Provides source code portability. Executables can be used with all of the vendor
DBMSs if the code does not rely on any vendor-specific features.
Enforces a uniform programming style for the clients and the servers.
Integrates the SQLJ translator with Oracle JDeveloper, a graphical IDE that
provides SQLJ translation, Java compilation, profile customizing, and debugging
at the source code level, all in one step.
Includes Oracle Database type extensions.

SQLJ Stored Subprograms in the Server
SQLJ applications can be stored and executed in the server by using these techniques:
■

■

Translate, compile, and customize the SQLJ source code on a client and load the
generated classes and resources into the server with the loadjava utility. The
classes are typically stored in a Java archive (.jar) file.
Load the SQLJ source code into the server, also using loadjava, where it is
translated and compiled by the server's embedded translator.

Comparing Oracle JDBC and Oracle SQLJ
JDBC code and SQLJ code interoperate, enabling dynamic SQL statements in JDBC to
be used with both static and dynamic SQL statements in SQLJ. A SQLJ iterator class
corresponds to the JDBC result set.
Some differences between JDBC and SQLJ are:
■

■

■
■

■

■

■

JDBC provides a complete dynamic SQL interface from Java to databases. It gives
developers full control over database operations. SQLJ simplifies Java database
programming to improve development productivity.
JDBC provides fine-grained control of the execution of dynamic SQL from Java,
whereas SQLJ provides a higher-level binding to SQL operations in a specific
database schema.
SQLJ source code is more concise than equivalent JDBC source code.
SQLJ uses database connections to type-check static SQL code. JDBC, being a
completely dynamic API, does not.
SQLJ provides strong typing of query outputs and return parameters and provides
type-checking on calls. JDBC passes values to and from SQL without compile-time
type checking.
SQLJ programs enable direct embedding of Java bind expressions within SQL
statements. JDBC requires a separate get or set statement for each bind variable
and specifies the binding by position number.
SQLJ provides simplified rules for calling SQL stored subprograms.
For example, the following four examples show, on successive lines, how to call a
stored procedure or a stored function using either JDBC escape syntax or Oracle
JDBC syntax:
prepStmt.prepareCall("{call fun(?,?)}");

13-10 Oracle Database Advanced Application Developer's Guide

//stored proc. JDBC esc.

Overview of Oracle Database Java Support

prepStmt.prepareCall("{? = call fun(?,?)}");
//stored func. JDBC esc.
prepStmt.prepareCall("begin fun(:1,:2);end;"); //stored proc. Oracle
prepStmt.prepareCall("begin :1 := fun(:2,:3);end;"); //stored func. Oracle

The SQLJ equivalent is:
#sql {call fun(param_list) }; //Stored procedure
// Declare x
...
#sql x = {VALUES(fun(param_list)) }; // Stored function
// where VALUES is the SQL construct

These benefits are common to SQLJ and JDBC:
■
■

■

SQLJ source files can contain JDBC calls. SQLJ and JDBC are interoperable.
Oracle JPublisher generates custom Java classes to be used in your SQLJ or JDBC
application for mappings to Oracle Database ADTs and collections.
PL/SQL and Java stored subprograms can be used interchangeably.

Overview of Oracle JPublisher
Oracle JPublisher is a code generator that automates the process of creating
database-centric Java classes by hand. Oracle JPublisher is a client-side utility and is
built into the database system. You can run Oracle JPublisher from the command line
or directly from the Oracle JDeveloper IDE.
Oracle JPublisher inspects PL/SQL packages and database object types such as ADTs,
VARRAY types, and nested table types, and then generates a Java class that is a wrapper
around the PL/SQL package with corresponding fields and methods.
The generated Java class can be incorporated and used by Java clients or J2EE
components to exchange and transfer database object type instances to and from the
database transparently.
See Also:
■

■

Oracle Database Concepts for additional general information about
Oracle JPublisher
Oracle Database JPublisher User's Guide for complete information
about Oracle JPublisher

Overview of Java Stored Subprograms
Java stored subprograms enable you to implement programs that run in the database
server and are independent of programs that run in the middle tier. Structuring
applications in this way reduces complexity and increases reuse, security,
performance, and scalability.
For example, you can create a Java stored subprogram that performs operations that
require data persistence and a separate program to perform presentation or business
logic operations.
Java stored subprograms interface with SQL using an execution model similar to that
of PL/SQL.

Choosing a Programming Environment

13-11

Overview of Oracle Database Java Support

See Also:
■

■

Oracle Database Concepts for additional general information about
Java stored subprograms
Oracle Database Java Developer's Guide for complete information
about Java stored subprograms

Overview of Oracle Database Web Services
Web services represent a distributed computing paradigm for Java application
development that is an alternative to earlier Java protocols such as JDBC, and which
enable applications to interact through the XML and web protocols. For example, an
electronics parts vendor can provide a web-based programmatic interface to its
suppliers for inventory management. The vendor can invoke a web service as part of a
program and automatically order stock based on the data returned.
The key technologies used in web services are:
■

■

■

Web Services Description Language (WSDL), which is a standard format for
creating an XML document. WSDL describes what a web service can do, where it
resides, and how to invoke it. Specifically, it describes the operations and
parameters, including parameter types, provided by a web service. In addition, a
WSDL document describes the location, the transport protocol, and the invocation
style for the web service.
Simple Object Access Protocol (SOAP) messaging, which is an XML-based
message protocol used by web services. SOAP does not prescribe a specific
transport mechanism such as HTTP, FTP, SMTP, or JMS; however, most web
services accept messages that use HTTP or HTTPS.
Universal Description, Discovery, and Integration (UDDI) business registry, which
is a directory that lists web services on the internet. The UDDI registry is often
compared to a telephone directory, listing unique identifiers (white pages),
business categories (yellow pages), and instructions for binding to a service
protocol (green pages).

Web services can use a variety of techniques and protocols. For example:
■
■

■

Dispatching can occur in a synchronous (typical) or asynchronous manner.
You can invoke a web service in an RPC-style operation in which arguments are
sent and a response returned, or in a message style such as a one-way SOAP
document exchange.
You can use different encoding rules: literal or encoded.

You can invoke a web service statically, when you might know everything about it
beforehand, or dynamically, in which case you can discover its operations and
transport endpoints while using it.
Oracle Database can function as either a web service provider or as a web service
consumer. When used as a provider, the database enables sharing and disconnected
access to stored subprograms, data, metadata, and other database resources such as
the queuing and messaging systems.
As a web service provider, Oracle Database provides a disconnected and
heterogeneous environment that:
■

■

Exposes stored subprograms independently of the language in which the
subprograms are written
Exposes SQL Queries and XQuery

13-12 Oracle Database Advanced Application Developer's Guide

Choosing PL/SQL or Java

Oracle Database Concepts for additional general information
about Oracle Database as a web service provider

See Also:

Choosing PL/SQL or Java
PL/SQL and Java interoperate in the server. You can run a PL/SQL package from Java
or wrap a PL/SQL class with a Java wrapper so that it can be invoked from distributed
CORBA and Enterprise Java Beans clients.
Table 13–1 shows PL/SQL packages and their Java equivalents.
Table 13–1

PL/SQL Packages and Their Java Equivalents

PL/SQL Package

Java Equivalent

DBMS_ALERT

Call package with SQLJ or JDBC.

DBMS_DDL

JDBC has this functionality.

DBMS_JOB

Schedule a job that has a Java stored subprogram.

DBMS_LOCK

Call with SQLJ or JDBC.

DBMS_MAIL

Use JavaMail.

DBMS_OUTPUT

Use subclass oracle.aurora.rdbms.OracleDBMSOutputStream or
Java stored subprogram DBMS_JAVA.SET_STREAMS.

DBMS_PIPE

Call with SQLJ or JDBC.

DBMS_SESSION

Use JDBC to run an ALTER SESSION statement.

DBMS_SNAPSHOT

Call with SQLJ or JDBC.

DBMS_SQL

Use JDBC.

DBMS_TRANSACTION

Use JDBC to run an ALTER SESSION statement.

DBMS_UTILITY

Call with SQLJ or JDBC.

UTL_FILE

Grant the JAVAUSERPRIV privilege and then use Java I/O entry
points.

Topics:
■
Similarities of PL/SQL and Java
■

PL/SQL Advantages Over Java

■

Java Advantages Over PL/SQL

Similarities of PL/SQL and Java
Both PL/SQL and Java provide packages and libraries.
Both PL/SQL and Java have object-oriented features:
■
■

■

Both have inheritance.
PL/SQL has type evolution, the ability to change methods and attributes of a type
while preserving subtypes and table data that use the type.
Java has polymorphism and component models for developing distributed
systems.

Choosing a Programming Environment

13-13

Overview of Precompilers

PL/SQL Advantages Over Java
As an extension of SQL, PL/SQL supports all SQL data types, data encapsulation,
information hiding, overloading, and exception-handling. Therefore:
■
■

SQL data types are easier to use in PL/SQL than in Java.
SQL operations are faster with PL/SQL than with Java, especially when a large
amount of data is involved, when mostly database access is done, or when bulk
operations are used.
Some advanced PL/SQL capabilities are not available for Java in Oracle9i (for
example, autonomous transactions and the dblink facility for remote databases).

Code development is usually faster in PL/SQL than in Java.

Java Advantages Over PL/SQL
Java is used for open distributed applications, and many Java-based development
tools are available throughout the industry. Java has a richer type system than
PL/SQL. Java can use CORBA (which can have many different computer languages in
its clients) and Enterprise Java Beans. PL/SQL packages can be invoked from CORBA
or Enterprise Java Beans clients. You can run XML tools, the Internet File System, or
JavaMail from Java.

Overview of Precompilers
Client/server programs are typically written using precompilers, which are
programming tools that let you embed SQL statements in high-level programs written
in languages such as C, C++, or COBOL. Because the client application hosts the SQL
statements, it is called a host program, and the language in which it is written is called
the host language.
A precompiler accepts the host program as input, translates the embedded SQL
statements into standard database runtime library calls, and generates a source
program that you can compile, link, and run in the usual way.
Topics:
■
Overview of the Pro*C/C++ Precompiler
■

Overview of the Pro*COBOL Precompiler
See Also: Oracle Database Concepts for additional general information
about Oracle precompilers

Overview of the Pro*C/C++ Precompiler
For the Pro*C/C++ precompiler, the host language is either C or C++. Some features of
the Pro*C/C++ precompiler are:
■

■

■

You can write multithreaded programs if your platform supports a threads
package. Concurrent connections are supported in either single-threaded or
multithreaded applications.
You can improve performance by embedding PL/SQL blocks. These blocks can
invoke subprograms in Java or PL/SQL that are written by you or provided in
Oracle Database packages.
Using precompiler options, you can check the syntax and semantics of your SQL
or PL/SQL statements during precompilation, and at run time.

13-14 Oracle Database Advanced Application Developer's Guide

Overview of Precompilers

■

■

■

■

■
■

■

■

■

■
■

■
■

■

You can invoke stored PL/SQL and Java subprograms. Modules written in
COBOL or in C can be invoked from Pro*C/C++. External C subprograms in
shared libraries can be invoked by your program.
You can conditionally precompile sections of your code so that they can run in
different environments.
You can use arrays, or structures, or arrays of structures as host and indicator
variables in your code to improve performance.
You can deal with errors and warnings so that data integrity is guaranteed. As a
programmer, you control how errors are handled.
Your program can convert between internal data types and C language data types.
The Oracle Call Interface (OCI) and Oracle C++ Call Interface (OCCI), lower-level
C and C++ interfaces, are available for use in your precompiler source.
Pro*C/C++ supports dynamic SQL, a technique that enables users to input
variable values and statement syntax.
Pro*C/C++ can use special SQL statements to manipulate tables containing
user-defined object types. An Object Type Translator (OTT) maps the ADTs and
named collection types in your database to structures and headers that you
include in your source.
Two kinds of collection types, nested tables and VARRAY, are supported with a set
of SQL statements that give you a high degree of control over data.
Large Objects are accessed by another set of SQL statements.
A new ANSI SQL standard for dynamic SQL is supported for new applications, so
that you can run SQL statements with a varying number of host variables. An
older technique for dynamic SQL is still usable by pre-existing applications.
Globalization support lets you use multibyte characters and UCS2 Unicode data.
Using scrollable cursors, you can move backward and forward through a result
set. For example, you can fetch the last row of the result set, or jump forward or
backward to an absolute or relative position within the result set.
A connection pool is a group of physical connections to a database that can be
shared by several named connections. Enabling the connection pool option can
help optimize the performance of Pro*C/C++ application. The connection pool
option is not enabled by default.
Pro*C/C++ Precompiler Programmer's Guide for complete
information about the Pro*C/C++ precompiler

See Also:

Example 13–1 is a code fragment from a C source program that queries the table
employees in the schema hr.
Example 13–1

Pro*C/C++ Application

...
#define UNAME_LEN
10
...
int
emp_number;
/* Define a host structure for the output values of a SELECT statement. */
/* No declare section needed if precompiler option MODE=ORACLE
*/
struct {
VARCHAR last_name[UNAME_LEN];
float
salary;

Choosing a Programming Environment

13-15

Overview of Precompilers

float
commission_pct;
} emprec;
/* Define an indicator structure to correspond to the host output structure. */
struct {
short emp_name_ind;
short sal_ind;
short comm_ind;
} emprec_ind;
...
/* Select columns last_name, salary, and commission_pct given the user's input
/* for employee_id. */
EXEC SQL SELECT last_name, salary, commission_pct
INTO :emprec INDICATOR :emprec_ind
FROM employees
WHERE employee_id = :emp_number;
...

The embedded SELECT statement differs slightly from the interactive (SQL*Plus)
SELECT statement. Every embedded SQL statement begins with EXEC SQL. The colon (:)
precedes every host (C) variable. The returned values of data and indicators (set when
the data value is NULL or character columns were truncated) can be stored in structs
(such as in the preceding code fragment), in arrays, or in arrays of structs. Multiple
result set values are handled very simply in a manner that resembles the case shown,
where there is only one result, because of the unique employee number. Use the actual
names of columns and tables in embedded SQL.
Either use the default precompiler option values or enter values that give you control
over the use of resources, how errors are reported, the formatting of output, and how
cursors (which correspond to a particular connection or SQL statement) are managed.
Cursors are used when there are multiple result set values.
Enter the options either in a configuration file, on the command line, or inline inside
your source code with a special statement that begins with EXEC ORACLE. If there are no
errors found, you can compile, link, and run the output source file, like any other C
program that you write.
Use the precompiler to create server database access from clients that can be on many
different platforms. Pro*C/C++ gives you the freedom to design your own user
interfaces and to add database access to existing applications.
Before writing your embedded SQL statements, you can test interactive versions of the
SQL in SQL*Plus and then make minor changes to start testing your embedded SQL
application.

Overview of the Pro*COBOL Precompiler
For the Pro*COBOL precompiler, the host language is COBOL. Some features of the
Pro*COBOL precompiler are:
■

■

■

■

You can invoke stored PL/SQL or Java subprograms. You can improve
performance by embedding PL/SQL blocks. These blocks can invoke PL/SQL
subprograms written by you or provided in Oracle Database packages.
Precompiler options enable you to define how cursors, errors, syntax-checking, file
formats, and so on, are handled.
Using precompiler options, you can check the syntax and semantics of your SQL
or PL/SQL statements during precompilation, and at run time.
You can conditionally precompile sections of your code so that they can run in
different environments.

13-16 Oracle Database Advanced Application Developer's Guide

Overview of Precompilers

■

■

■

Use tables, or group items, or tables of group items as host and indicator variables
in your code to improve performance.
You can program how errors and warnings are handled, so that data integrity is
guaranteed.
Pro*COBOL supports dynamic SQL, a technique that enables users to input
variable values and statement syntax.
Pro*COBOL Programmer's Guide for complete information
about the Pro*COBOL precompiler

See Also:

Example 13–2 is a code fragment from a COBOL source program that queries the table
employees in the schema hr.
Example 13–2

Pro*COBOL Application

...
WORKING-STORAGE SECTION.
*
* DEFINE HOST INPUT AND OUTPUT HOST AND INDICATOR VARIABLES.
* NO DECLARE SECTION NEEDED IF MODE=ORACLE.
*
01 EMP-REC-VARS.
05 EMP-NAME
PIC X(10) VARYING.
05 EMP-NUMBER PIC S9(4) COMP VALUE ZERO.
05 SALARY
PIC S9(5)V99 COMP-3 VALUE ZERO.
05 COMMISSION PIC S9(5)V99 COMP-3 VALUE ZERO.
05 COMM-IND
PIC S9(4) COMP VALUE ZERO.
...
PROCEDURE DIVISION.
...
EXEC SQL
SELECT last_name, salary, commission_pct
INTO :EMP-NAME, :SALARY, :COMMISSION:COMM-IND
FROM employees
WHERE employee_id = :EMP-NUMBER
END-EXEC.
...

The embedded SELECT statement is only slightly different from an interactive
(SQL*Plus) SELECT statement. Every embedded SQL statement begins with EXEC SQL.
The colon (:) precedes every host (COBOL) variable. The SQL statement is terminated
by END-EXEC. The returned values of data and indicators (set when the data value is
NULL or character columns were truncated) can be stored in group items (such as in the
preceding code fragment), in tables, or in tables of group items. Multiple result set
values are handled very simply in a manner that resembles the case shown, where
there is only one result, given the unique employee number. Use the actual names of
columns and tables in embedded SQL.
Use the default precompiler option values, or enter values that give you control over
the use of resources, how errors are reported, the formatting of output, and how
cursors are managed (cursors correspond to a particular connection or SQL statement).
Enter the options in a configuration file, on the command line, or inline inside your
source code with a special statement that begins with EXEC ORACLE. If there are no
errors found, you can compile, link, and run the output source file, like any other
COBOL program that you write.

Choosing a Programming Environment

13-17

Overview of OCI and OCCI

Use the precompiler to create server database access from clients that can be on many
different platforms. Pro*COBOL gives you the freedom to design your own user
interfaces and to add database access to existing COBOL applications.
The embedded SQL statements available conform to an ANSI standard, so that you
can access data from many databases in a program, including remote servers
networked through Oracle Net.
Before writing your embedded SQL statements, you can test interactive versions of the
SQL in SQL*Plus and then make minor changes to start testing your embedded SQL
application.

Overview of OCI and OCCI
The Oracle Call Interface (OCI) and Oracle C++ Call Interface (OCCI) are application
programming interfaces (APIs) that enable you to create applications that use native
subprogram invocations of a third-generation language to access Oracle Database and
control all phases of SQL statement execution. These APIs provide:
■

■

■
■

■
■

Improved performance and scalability through the efficient use of system memory
and network connectivity
Consistent interfaces for dynamic session and transaction management in a
two-tier client/server or multitier environment
N-tiered authentication
Comprehensive support for application development using Oracle Database
objects
Access to external databases
Ability to develop applications that service an increasing number of users and
requests without additional hardware investments

OCI lets you manipulate data and schemas in a database using a host programming
language, such as C. OCCI is an object-oriented interface suitable for use with C++.
These APIs provide a library of standard database access and retrieval functions in the
form of a dynamic runtime library (OCILIB) that can be linked in an application at run
time. You need not embed SQL or PL/SQL within 3GL programs.
See Also:

For more information about OCI and OCCI calls:

■

Oracle Call Interface Programmer's Guide

■

Oracle C++ Call Interface Programmer's Guide

■

Oracle Streams Advanced Queuing User's Guide

■

Oracle Database Globalization Support Guide

■

Oracle Database Data Cartridge Developer's Guide

Topics:
Advantages of OCI and OCCI

■
■

OCI and OCCI Functions

■

Procedural and Nonprocedural Elements of OCI and OCCI Applications

■

Building an OCI or OCCI Application

13-18 Oracle Database Advanced Application Developer's Guide

Overview of OCI and OCCI

Advantages of OCI and OCCI
OCI and OCCI provide significant advantages over other methods of accessing Oracle
Database:
■

More fine-grained control over all aspects of the application design.

■

High degree of control over program execution.

■

■
■

Use of familiar 3GL programming techniques and application development tools
such as browsers and debuggers.
Support of dynamic SQL, method 4.
Availability on the broadest range of platforms of all the Oracle Database
programmatic interfaces.

■

Dynamic bind and define using callbacks.

■

Describe functionality to expose layers of server metadata.

■

Asynchronous event notification for registered client applications.

■

Enhanced array data manipulation language (DML) capability for arrays.

■

Ability to associate a commit request with an run to reduce round-trips.

■

Optimization for queries using transparent prefetch buffers to reduce round-trips.

■

■

Thread safety, so you do not have to implement mutual exclusion (mutex) locks on
OCI and OCCI handles.
The server connection in nonblocking mode means that control returns to the OCI
or OCCI code when a call is still running or cannot complete.

OCI and OCCI Functions
Both OCI and OCCI have four kinds of functions:
Kind of Function

Purpose

Relational

To manage database access and process SQL
statements

Navigational

To manipulate objects retrieved from the database

Database mapping and manipulation

To manipulate data attributes of Oracle Database
types

External subprogram

To write C callbacks from PL/SQL

Procedural and Nonprocedural Elements of OCI and OCCI Applications
OCI and OCCI enable you to develop applications that combine the nonprocedural
data access power of SQL with the procedural capabilities of most programming
languages, including C and C++. Procedural and nonprocedural languages have these
characteristics:
■

In a nonprocedural language program, the set of data to be operated on is
specified, but what operations are performed and how the operations are to be
carried out is not specified. The nonprocedural nature of SQL makes it an easy
language to learn and to use to perform database transactions. It is also the
standard language used to access and manipulate data in modern relational and
object-relational database systems.

Choosing a Programming Environment

13-19

Overview of OCI and OCCI

■

In a procedural language program, the execution of most statements depends on
previous or subsequent statements and on control structures, such as loops or
conditional branches, which are not available in SQL. The procedural nature of
these languages makes them more complex than SQL, but it also makes them very
flexible and powerful.

The combination of both nonprocedural and procedural language elements in an OCI
or OCCI program provides easy access to Oracle Database in a structured
programming environment.
OCI and OCCI support all SQL data definition, data manipulation, query, and
transaction control facilities that are available through Oracle Database. For example,
an OCI or OCCI program can run a query against Oracle Database. The queries can
require the program to supply data to the database using input (bind) variables, as
follows:
SELECT name FROM employees WHERE empno = :empnumber

In the preceding SQL statement, :empnumber is a placeholder for a value to be supplied
by the application.
Alternatively, you can use PL/SQL, Oracle's procedural extension to SQL. The
applications you develop can be more powerful and flexible than applications written
in SQL alone. OCI and OCCI also provide facilities for accessing and manipulating
objects in Oracle Database.

Building an OCI or OCCI Application
As Figure 13–1 shows, you compile and link an OCI or OCCI program in the same
way that you compile and link a nondatabase application. There is no need for a
separate preprocessing or precompilation step.
Figure 13–1 The OCI or OCCI Development Process

Source Files

Host Language Compiler

Object Files

OCI Library

Host Linker

Application

13-20 Oracle Database Advanced Application Developer's Guide

Object
Server

Overview of Oracle Data Provider for .NET (ODP.NET)

To properly link your OCI and OCCI programs, it might be
necessary on some platforms to include other libraries, in addition to
the OCI and OCCI libraries. Check your Oracle platform-specific
documentation for further information about extra libraries that might
be required.

Note:

Choosing a Precompiler or OCI
Precompiler applications typically contain less code than equivalent OCI applications,
which can help productivity.
Some situations require detailed control of the database and are suited for OCI
applications (either pure OCI or a precompiler application with embedded OCI calls):
■
■

■
■

■

■

■

OCI provides more detailed control over multiplexing and migrating sessions.
OCI provides dynamic bind and define using callbacks that can be used for any
arbitrary structure, including lists.
OCI has many calls to handle metadata.
OCI enables asynchronous event notifications to be received by a client
application. It provides a means for clients to generate notifications for
propagation to other clients.
OCI enables DML statements to use arrays to complete as many iterations as
possible before returning any error messages.
OCI calls for special purposes include Advanced Queuing, globalization support,
Data Cartridges, and support of the date and time data types.
OCI calls can be embedded in a Pro*C/C++ application.

Overview of Oracle Data Provider for .NET (ODP.NET)
Oracle Data Provider for .NET (ODP.NET) is an implementation of a data provider for
Oracle Database.
ODP.NET uses APIs native to Oracle Database to offer fast and reliable access from
any .NET application to database features and data. It also uses and inherits classes
and interfaces available in the Microsoft .NET Framework Class Library.
For programmers using Oracle Provider for OLE DB, ADO (ActiveX Data Objects)
provides an automation layer that exposes an easy programming model. ADO.NET
provides a similar programming model, but without the automation layer, for better
performance. More importantly, the ADO.NET model enables native providers such as
ODP.NET to expose specific features and data types specific to Oracle Database.
See Also:

Oracle Data Provider for .NET Developer's Guide

This is a simple C# application that connects to Oracle Database and displays its
version number before disconnecting:
using System;
using Oracle.DataAccess.Client;
class Example
{
OracleConnection con;

Choosing a Programming Environment

13-21

Overview of OraOLEDB

void Connect()
{
con = new OracleConnection();
con.ConnectionString = "User Id=hr;Password=password;Data Source=oracle";
con.Open();
Console.WriteLine("Connected to Oracle" + con.ServerVersion);
}
void Close()
{
con.Close();
con.Dispose();
}
static void Main()
{
Example example = new Example();
example.Connect();
example.Close();
}
}

Additional samples are provided in directory ORACLE_
BASE\ORACLE_HOME\ODP.NET\Samples.

Note:

Overview of OraOLEDB
Oracle Provider for OLE DB (OraOLEDB) is an OLE DB data provider that offers high
performance and efficient access to Oracle data by OLE DB consumers. In general, this
developer's guide assumes that you are using OraOLEDB through OLE DB or ADO.
See Also: Oracle Provider for OLE DB Developer's Guide for Microsoft
Windows

Overview of Oracle Objects for OLE (OO4O)
Oracle Objects for OLE (OO4O) is a product designed to provide easy access to data
stored in Oracle Database with any programming or scripting language that supports
the Microsoft COM Automation and ActiveX technology. This includes Visual Basic,
Visual C++, Visual Basic For Applications (VBA), IIS Active Server Pages (VBScript
and JavaScript), and others.
See the OO4O online help for detailed information about using OO4O.
Oracle Objects for OLE consists of these software layers:
■

OO4O "In-Process" Automation Server

■

Oracle Data Control

■

Oracle Objects for OLE C++ Class Library

Figure 13–2 illustrates the OO4O software components.

13-22 Oracle Database Advanced Application Developer's Guide

Overview of Oracle Objects for OLE (OO4O)

Figure 13–2 Software Layers
Data Aware
ActiveX
Controls

C++ Class
Libraries

Oracle Data
Control

Automation
Controllers
(VB, Excel, ASP)

COM/DCOM
OO4O
In-Process
Automation
Server
Oracle Client
Libraries
(OCI, CORE,
NLS)

Oracle
Database

Topics:
■
OO4O Automation Server
■

OO4O Object Model

■

Support for Oracle LOB and Object Data Types

■

Oracle Data Control

■

Oracle Objects for OLE C++ Class Library

OO4O Automation Server
The OO4O Automation Server is a set of COM Automation objects for connecting to
Oracle Database, running SQL statements and PL/SQL blocks, and accessing the
results.
Unlike other COM-based database connectivity APIs, such as Microsoft ADO, the
OO4O Automation Server was developed specifically for use with Oracle Database.
It provides an optimized API for accessing features that are unique to Oracle Database
and are otherwise cumbersome or inefficient to use from ODBC or OLE
database-specific components.
OO4O provides key features for accessing Oracle Database efficiently and easily in
environments ranging from the typical two-tier client/server applications, such as
those developed in Visual Basic or Excel, to application servers deployed in
multitiered application server environments such as web server applications in
Microsoft Internet Information Server (IIS) or Microsoft Transaction Server (MTS).
Features include:
■

Support for execution of PL/SQL and Java stored subprograms, and PL/SQL
anonymous blocks. This includes support for Oracle Database data types used as
parameters to stored subprograms, including PL/SQL cursors. See "Support for
Choosing a Programming Environment

13-23

Overview of Oracle Objects for OLE (OO4O)

Oracle LOB and Object Data Types" on page 13-27.
■

■

Support for scrollable and updatable cursors for easy and efficient access to result
sets of queries.
Thread-safe objects and Connection Pool Management Facility for developing
efficient web server applications.

■

Full support for Oracle Database object-relational and LOB data types.

■

Full support for Advanced Queuing.

■

Support for array inserts and updates.

■

Support for Microsoft Transaction Server (MTS).

OO4O Object Model
The Oracle Objects for OLE object model is illustrated in Figure 13–3.
Figure 13–3 Objects and Their Relations
OraSession
OraDatabase
OraServer
OraDynaset

OraField

OraMetaData

OraMDAttribute

OraParameter
OraParameters
OraParamArray

OraSQLStmt

OraAQ

Topics:
■
OraSession
■

OraServer

■

OraDatabase

■

OraDynaset

■

OraField

■

OraMetaData and OraMDAttribute

■

OraParameter and OraParameters

■

OraParamArray

■

OraSQLStmt

■

OraAQ

■

OraAQMsg

13-24 Oracle Database Advanced Application Developer's Guide

OraAQMsg

Overview of Oracle Objects for OLE (OO4O)

■

OraAQAgent

OraSession
An OraSession object manages collections of OraDatabase, OraConnection, and
OraDynaset objects used within an application.
Typically, a single OraSession object is created for each application, but you can create
named OraSession objects for shared use within and between applications.
The OraSession object is the top-most object for an application. It is the only object
created by the CreateObject VB/VBA API and not by an Oracle Objects for OLE
method. This code fragment shows how to create an OraSession object:
Dim OraSession as Object
Set OraSession = CreateObject("OracleInProcServer.XOraSession")

OraServer
OraServer represents a physical network connection to Oracle Database.
The OraServer interface is introduced to expose the connection-multiplexing feature
provided in the Oracle Call Interface. After an OraServer object is created, multiple
user sessions (OraDatabase) can be attached to it by calling the OpenDatabase method.
This feature is particularly useful for application components, such as Internet
Information Server (IIS), that use Oracle Objects for OLE in n-tier distributed
environments.
The use of connection multiplexing when accessing Oracle Database with a large
number of user sessions active can help reduce server processing and resource
requirements while improving server scalability.
OraServer is used to share a single connection across multiple OraDatabase objects
(multiplexing), whereas each OraDatabase obtained from an OraSession has its own
physical connection.

OraDatabase
An OraDatabase interface adds additional methods for controlling transactions and
creating interfaces representing Oracle Database object types. Attributes of schema
objects can be retrieved using the Describe method of the OraDatabase interface.
Before Oracle Database 8g Release 1, an OraDatabase object is created by calling the
OpenDatabase method of an OraSession interface. The Oracle Net alias, user name,
and password are passed as arguments to this method. As of Oracle Database 8g
Release 1, calling this method results in implicit creation of an OraServer object.
An OraDatabase object can also be created using the OpenDatabase method of the
OraServer interface.
Transaction control methods are available at the OraDatabase (user session) level.
Transactions might be started as Read-Write (default), Serializable, or Read-only.
Transaction control methods include:
■

BeginTrans

■

CommitTrans

■

RollbackTrans

For example:
UserSession.BeginTrans(OO4O_TXN_READ_WRITE)
UserSession.ExecuteSQL("delete emp where empno = 1234")

Choosing a Programming Environment

13-25

Overview of Oracle Objects for OLE (OO4O)

UserSession.CommitTrans

OraDynaset
An OraDynaset object permits browsing and updating of data created from a SQL
SELECT statement.
The OraDynaset object can be thought of as a cursor, although in actuality several real
cursors might be used to implement the semantics of OraDynaset. An OraDynaset
object automatically maintains a local cache of data fetched from the server and
transparently implements scrollable cursors within the browse data. Large queries
might require significant local disk space; application developers are encouraged to
refine queries to limit disk usage.

OraField
An OraField object represents a single column or data item within a row of a dynaset.
If the current row is being updated, then the OraField object represents the currently
updated value, although the value might not have been committed to the database.
Assignment to the Value property of a field is permitted only if a record is being
edited (using Edit) or a record is being added (using AddNew). Other attempts to assign
data to a field's Value property results in an error.

OraMetaData and OraMDAttribute
An OraMetaData object is a collection of OraMDAttribute objects that represent the
description information about a particular schema object in the database.
The OraMetaData object can be visualized as a table with three columns:
■

Metadata Attribute Name

■

Metadata Attribute Value

■

Flag specifying whether the Value is another OraMetaData object

The OraMDAttribute objects contained in the OraMetaData object can be accessed by
subscripting using ordinal integers or by using the name of the property. Referencing
an index that is not in the collection results in the return of a NULL OraMDAttribute
object.

OraParameter and OraParameters
An OraParameter object represents a bind variable in a SQL statement or PL/SQL
block.
OraParameter objects are created, accessed, and removed indirectly through the
OraParameters collection of an OraDatabase object. Each parameter has an identifying
name and an associated value. You can automatically bind a parameter to SQL and
PL/SQL statements of other objects (as noted in the object descriptions), by using the
parameter name as a placeholder in the SQL or PL/SQL statement. Such use of
parameters can simplify dynamic queries and increase program performance.

OraParamArray
An OraParamArray object represents an array-type bind variable in a SQL statement or
PL/SQL block, as opposed to a scalar-type bind variable represented by the
OraParameter object.

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Overview of Oracle Objects for OLE (OO4O)

OraParamArray objects are created, accessed, and removed indirectly through the
OraParameters collection of an OraDatabase object. Each OraParamArray object has an
identifying name and an associated value.

OraSQLStmt
An OraSQLStmt object represents a single SQL statement. Use the CreateSQL method to
create an OraSQLStmt object from an OraDatabase object.
During create and refresh, OraSQLStmt objects automatically bind all relevant, enabled
input parameters to the specified SQL statement, using the parameter names as
placeholders in the SQL statement. This can improve the performance of SQL
statement execution without reparsing the SQL statement.
The OraSQLStmt object can be used later to run the same query using a different value
for the :SALARY placeholder. This is done as follows (updateStmt is the OraSQLStmt
object here):
OraDatabase.Parameters("SALARY").value = 200000
updateStmt.Parameters("ENAME").value = "KING"
updateStmt.Refresh

OraAQ
An OraAQ object is instantiated by calling the CreateAQ method of the OraDatabase
interface. It represents a queue that is present in the database.
Oracle Objects for OLE provides interfaces for accessing Oracle Advanced Queuing
(AQ) feature. It makes AQ accessible from popular COM-based development
environments such as Visual Basic. For a detailed description of Oracle Advanced
Queuing, see Oracle Streams Advanced Queuing User's Guide.

OraAQMsg
The OraAQMsg object encapsulates the message to be enqueued or dequeued. The
message can be of any user-defined or raw type.
For a detailed description of Oracle Advanced Queuing, see Oracle Streams Advanced
Queuing User's Guide.

OraAQAgent
The OraAQAgent object represents a message recipient and is only valid for queues that
support multiple consumers. It is a child of OraAQMsg.
An OraAQAgent object can be instantiated by calling the AQAgent method. For example:
Set agent = qMsg.AQAgent(name)

An OraAQAgent object can also be instantiated by calling the AddRecipient method.
For example:
Set agent = qMsg.AddRecipient(name, address, protocol).

Support for Oracle LOB and Object Data Types
Oracle Objects for OLE (OO4O) provides full support for accessing and manipulating
instances of object data types and LOBs in Oracle Database. Figure 13–4 illustrates the
data types supported by OO4O.
Instances of these types can be fetched from the database or passed as input or output
variables to SQL statements and PL/SQL blocks, including stored subprograms. All

Choosing a Programming Environment

13-27

Overview of Oracle Objects for OLE (OO4O)

instances are mapped to COM Automation Interfaces that provide methods for
dynamic attribute access and manipulation.
Figure 13–4 Supported Oracle Database Data Types
OraObject

OraAttribute

OraRef

OraAttribute

OraCollection

Element Values

OraField

OraParameter

OraParamArray
OraBLOB

OraCLOB

OraBFILE

Value of all other scalar types

Topics:
■
OraBLOB and OraCLOB
■

OraBFILE

OraBLOB and OraCLOB
The OraBlob and OraClob interfaces in Oracle Objects for OLE provide methods for
performing operations on large database objects of data type BLOB, CLOB, and NCLOB.
BLOB, CLOB, and NCLOB data types are also referred to here as LOB data types.
LOB data is accessed using Read and the CopyToFile methods.
LOB data is modified using Write, Append, Erase, Trim, Copy, CopyFromFile, and
CopyFromBFile methods. Before modifying the content of a LOB column in a row, a
row lock must be obtained. If the LOB column is a field of an OraDynaset, object, then
the lock is obtained by calling the Edit method.

OraBFILE
The OraBFile interface in Oracle Objects for OLE provides methods for performing
operations on large database objects of data type BFILE.
BFILE objects are large binary data objects stored in operating system files outside of
the database tablespaces.

Oracle Data Control
Oracle Data Control (ODC) is an ActiveX Control that is designed to simplify the
exchange of data between Oracle Database and visual controls such edit, text, list, and
grid controls in Visual Basic and other development tools that support custom
controls.
ODC acts as an agent to handle the flow of information from Oracle Database and a
visual data-aware control, such as a grid control, that is bound to it. The data control

13-28 Oracle Database Advanced Application Developer's Guide

Overview of Oracle Objects for OLE (OO4O)

manages various user interface (UI) tasks such as displaying and editing data. It also
runs and manages the results of database queries.
Oracle Data Control is compatible with the Microsoft data control included with
Visual Basic. If you are familiar with the Visual Basic data control, learning to use
Oracle Data Control is quick and easy. Communication between data-aware controls
and a Data Control is governed by a protocol that Microsoft specified.

Oracle Objects for OLE C++ Class Library
Oracle Objects for OLE (OO4O) C++ Class Library is a collection of C++ classes that
provide programmatic access to the Oracle Object Server. Although the class library is
implemented using OLE Automation, neither the OLE development kit nor any OLE
development knowledge is necessary to use it. This library helps C++ developers
avoid the chore of writing COM client code for accessing the OO4O interfaces.
See Also:
■

For detailed information about Oracle Objects for OLE see the
online help provided with the OO4O product:
Oracle Objects for OLE Help
Oracle Objects for OLE C++ Class Library Help

■

For examples of how to use Oracle Objects for OLE:
Samples in the ORACLE_HOME\OO4O directory of the Oracle
Database installation
Oracle Database SecureFiles and Large Objects Developer's Guide
Oracle Streams Advanced Queuing User's Guide

Choosing a Programming Environment

13-29

Overview of Oracle Objects for OLE (OO4O)

13-30 Oracle Database Advanced Application Developer's Guide

14
Developing Applications with Multiple
Programming Languages
41

This chapter explains how you can develop database applications that call external
procedures written in other programming languages.
Topics:
■
Overview of Multilanguage Programs
■

What Is an External Procedure?

■

Overview of Call Specification for External Procedures

■

Loading External Procedures

■

Publishing External Procedures

■

Publishing Java Class Methods

■

Publishing External C Procedures

■

Locations of Call Specifications

■

Passing Parameters to External C Procedures with Call Specifications

■

Running External Procedures with CALL Statements

■

Handling Errors and Exceptions in Multilanguage Programs

■

Using Service Routines with External C Procedures

■

Doing Callbacks with External C Procedures

Overview of Multilanguage Programs
Oracle Database lets you work in different languages:
■
■

■

■

■

PL/SQL, as described in the Oracle Database PL/SQL Language Reference
C, through the Oracle Call Interface (OCI), as described in the Oracle Call Interface
Programmer's Guide
C or C++, through the Pro*C/C++ precompiler, as described in the Pro*C/C++
Programmer's Guide
COBOL, through the Pro*COBOL precompiler, as described in the Pro*COBOL
Programmer's Guide
.NET , through Oracle Data Provider for .NET (ODP.NET), as described in Oracle
Data Provider for .NET Developer's Guide

Developing Applications with Multiple Programming Languages 14-1

What Is an External Procedure?

■

■

Visual Basic, through Oracle Objects for OLE (OO4O)and Oracle Provider for OLE
DB, as described in Oracle Objects for OLE Developer's Guide for Microsoft Windows
and Oracle Provider for OLE DB Developer's Guide for Microsoft Windows.
Java, through the JDBC Application Programmers Interface (API). See Oracle
Database Java Developer's Guide.

How can you choose between these different implementation possibilities? Each of
these languages offers different advantages: ease of use, the availability of
programmers with specific expertise, the need for portability, and the existence of
legacy code are powerful determinants.
The choice might narrow depending on how your application must work with Oracle
Database:
■

■

■

PL/SQL is a powerful development tool, specialized for SQL transaction
processing.
Some computation-intensive tasks are executed most efficiently in a lower level
language, such as C.
For both portability and security, you might select Java.

Most significantly for performance, only PL/SQL and Java methods run within the
address space of the server. C/C++ methods are dispatched as external procedures,
and run on the server system but outside the address space of the database server.
Pro*COBOL and Pro*C/C++ are precompilers, and Visual Basic accesses Oracle
Database through the OCI, which is implemented in C.
Taking all these factors into account suggests that there might be situations in which
you might need to implement your application in multiple languages. For example,
the introduction of Java running within the address space of the server suggest that
you might want to import existing Java applications into the database, and then
leverage this technology by calling Java functions from PL/SQL and SQL.
PL/SQL external procedures enable you to write C procedure calls as PL/SQL bodies.
These C procedures are callable directly from PL/SQL, and from SQL through
PL/SQL procedure calls. The database provides a special-purpose interface, the call
specification, that lets you call external procedures from other languages. While this
service is designed for intercommunication between SQL, PL/SQL, C, and Java, it is
accessible from any base language that can call these languages. For example, your
procedure can be written in a language other than Java or C, and if C can call your
procedure, then SQL or PL/SQL can use it. Therefore, if you have a candidate C++
procedure, use a C++ extern "C" statement in that procedure to make it callable by C.
Therefore, the strengths and capabilities of different languages are available to you,
regardless of your programmatic environment. You are not restricted to one language
with its inherent limitations. External procedures promote reusability and modularity
because you can deploy specific languages for specific purposes.

What Is an External Procedure?
An external procedure is a procedure stored in a dynamic link library (DLL), or libunit
for a Java class method. You register the procedure with the base language, and then
call it to perform special-purpose processing.
For example, when you work in PL/SQL, the language loads the library dynamically
at run time, and then calls the procedure as if it were a PL/SQL procedure. These
procedures participate fully in the current transaction and can call back to the database
to perform SQL operations.

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Loading External Procedures

The procedures are loaded only when necessary, so memory is conserved. Because the
decoupling of the call specification from its implementation body means that the
procedures can be enhanced without affecting the calling programs.
External procedures let you:
■

■

Isolate execution of client applications and processes from the database instance to
ensure that any problems on the client side do not adversely impact the database.
Move computation-bound programs from client to server where they run faster
(because they avoid the round-trips of network communication)

■

Interface the database server with external systems and data sources

■

Extend the functionality of the database server itself
The external library (DLL file) must be statically linked. In
other words, it must not reference any external symbols from other
external libraries (DLL files). Oracle Database does not resolve such
symbols, so they can cause your external procedure to fail.

Note:

Overview of Call Specification for External Procedures
You publish external procedures through call specifications, which provide a superset
of the AS EXTERNAL function through the AS LANGUAGE clause. AS LANGUAGE call
specifications allow the publishing of external C procedures, but also Java class
methods.
To support legacy applications, call specifications also enable
you to publish with the AS EXTERNAL clause. For application
development, however, using the AS LANGUAGE clause is
recommended.
Note:

In general, call specifications enable:
■

Dispatching the appropriate C or Java target procedure

■

Data type conversions

■

Parameter mode mappings

■

Automatic memory allocation and cleanup

■

■
■

Purity constraints to be specified, where necessary, for package functions called
from SQL.
Calling Java methods or C procedures from database triggers
Location flexibility: you can put AS LANGUAGE call specifications in package or type
specifications, or package (or type) bodies to optimize performance and hide
implementation details

To use an existing program as an external procedure, load, publish, and then call it.

Loading External Procedures
To make your external C procedures or Java methods available to PL/SQL, you must
first load them. The manner of doing this depends upon whether the procedure is
written in C or Java.

Developing Applications with Multiple Programming Languages 14-3

Loading External Procedures

Topics:
■
Loading Java Class Methods
■

Loading External C Procedures

Loading Java Class Methods
One way to load Java programs is to use the CREATE JAVA statement, which you can
run interactively from SQL*Plus. When implicitly called by the CREATE JAVA statement,
the Java Virtual Machine (JVM)] library manager loads Java binaries (.class files) and
resources from local BFILE or LOB columns into RDBMS libunits.
Suppose a compiled Java class is stored in the operating system file
/home/java/bin/Agent.class.
Create a class libunit in schema username from file Agent.class as follows:
1.

Connect to the database as SYSTEM and grant the user username the CREATE ANY
DIRECTORY privilege.

2.

Connect to the database as username and create a directory object on the server's
file system:
CREATE DIRECTORY Bfile_dir AS '/home/java/bin';

The name of the directory object is an alias for the directory path leading to
Agent.class.
3.

Create the class libunit:
CREATE JAVA CLASS USING BFILE (Bfile_dir, 'Agent.class');

The name of the libunit is derived from the name of the class.
Alternatively, you can use the command-line utility LoadJava. This uploads Java
binaries and resources into a system-generated database table, then uses the CREATE
JAVA statement to load the Java files into RDBMS libunits. You can upload Java files
from file systems, Java IDEs, intranets, or the Internet.

Loading External C Procedures
You can load external C procedures only on platforms that
support either DLLs or dynamically loadable shared libraries (such as
Solaris .so libraries).

Note:

When an application calls an external C procedure, Oracle Database or Oracle Listener
starts the external procedure agent, extproc. Using the network connection
established by Oracle Database or Oracle Listener, the application passes this
information to extproc:
■

Name of DLL or shared library

■

Name of external procedure

■

Any parameters for the external procedure

Then extproc loads the DLL or the shared library, runs the external procedure, and
passes any values that the external procedure returns back to the application. The
application and extproc must reside on the same computer.

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Loading External Procedures

extproc can call procedures in any library that complies with the calling standard
used. For more information about the calling standard, see "CALLING STANDARD"
on page 14-11.
The default configuration for external procedures no longer
requires a network listener to work with Oracle Database and
extproc. Oracle Database now spawns extproc directly, eliminating
the risk that Oracle Listener might spawn extproc unexpectedly. This
default configuration is recommended for maximum security.
Note:

You must change this default configuration, so that Oracle Listener
spawns extproc, if you use any of these:
■

A multithreaded extproc agent

■

Oracle Database in shared mode on Windows

■

An AGENT clause in the LIBRARY specification or an AGENT IN clause
in the PROCEDURE specification that redirects external procedures to
a different extproc agent

Changing the default configuration requires additional network
configuration steps.
To configure your database to use external procedures that are written in C, or that can
be called from C applications, you or your database administrator must follow these
steps:
1.

Define the C Procedures

2.

Set Up the Environment

3.

Identify the DLL

4.

Publish the External Procedures

Define the C Procedures
Define the C procedures using one of these prototypes:
■

Kernighan & Ritchie style prototypes; for example:
void C_findRoot(x)
float x;
...

■

ISO/ANSI prototypes other than numeric data types that are less than full width
(such as float, short, char); for example:
void C_findRoot(double x)
...

■

Other data types that do not change size under default argument promotions.
This example changes size under default argument promotions:
void C_findRoot(float x)
...

Set Up the Environment
When you use the default configuration for external procedures, Oracle Database
spawns extproc directly. You need not make configuration changes for listener.ora
Developing Applications with Multiple Programming Languages 14-5

Loading External Procedures

and tnsnames.ora. Define the environment variables to be used by external procedures
in the file extproc.ora (located at $ORACLE_HOME/hs/admin on UNIX operating systems
and at ORACLE_HOME\hs\admin on Windows), using this syntax:
SET name=value (environment_variable_name value)

Set the EXTPROC_DLLS environment variable, which restricts the DLLs that extproc can
load, to one of these values:
■

NULL; for example:
SET EXTPROC_DLLS=

This setting, the default, allows extproc to load only the DLLs that are in directory
$ORACLE_HOME/bin or $ORACLE_HOME/lib.
■

ONLY followed by a colon-separated (semicolon-separated on Windows systems)
list of DLLs; for example:
SET EXTPROC_DLLS=ONLY:DLL1:DLL2

This setting allows extproc to load only the DLLs named DLL1 and DLL2. This
setting provides maximum security.
■

A colon-separated (semicolon-separated on Windows systems) list of DLLs; for
example:
SET EXTPROC_DLLS=DLL1:DLL2

This setting allows extproc to load the DLLs named DLL1 and DLL2 and the
DLLs that are in directory $ORACLE_HOME/bin or $ORACLE_HOME/lib.
■

ANY; for example:
SET EXTPROC_DLLS=ANY

This setting allows extproc to load any DLL.
To change the default configuration for external procedures and have your extproc
agent spawned by Oracle Listener, configure your database to use external procedures
that are written in C, or can be called from C applications, as follows:
1.

Set configuration parameters for the agent, named extproc by default, in the
configuration files tnsnames.ora and listener.ora. This establishes the connection
for the external procedure agent, extproc, when the database is started.

2.

Start a listener process exclusively for external procedures.
The Listener sets a few required environment variables (such as ORACLE_HOME,
ORACLE_SID, and LD_LIBRARY_PATH) for extproc. It can also define specific
environment variables in the ENVS section of its listener.ora entry, and these
variables are passed to the agent process. Otherwise, it provides the agent with a
"clean" environment. The environment variables set for the agent are independent
of those set for the client and server. Therefore, external procedures, which run in
the agent process, cannot read environment variables set for the client or server
processes.

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Loading External Procedures

It is possible for you to set and read environment variables
themselves by using the standard C procedures setenv and getenv,
respectively. Environment variables, set this way, are specific to the agent
process, which means that they can be read by all functions executed in
that process, but not by any other process running on the same host.
Note:

3.

Determine whether the agent for your external procedure is to run in dedicated
mode (the default) or multithreaded mode. In dedicated mode, one "dedicated"
agent is launched for each session. In multithreaded mode, a single multithreaded
extproc agent is launched. The multithreaded extproc agent handles calls using
different threads for different users. In a configuration where many users can call
the external procedures, using a multithreaded extproc agent is recommended to
conserve system resources.
If the agent is to run in dedicated mode, additional configuration of the agent
process is not necessary.
If the agent is to run in multithreaded mode, your database administrator must
configure the database system to start the agent in multithreaded mode (as a
multithreaded extproc agent). To do this configuration, use the agent control
utility, agtctl. For example, start extproc using this command:
agtctl startup extproc agent_sid

where agent_sid is the system identifier that this extproc agent services. An entry
for this system identifier is typically added as an entry in the file tnsnames.ora. For
more information about using agtctl for extproc administration, see
"Administering the Multithreaded extproc Agent" on page A-4.
Note:
■

■

■

If you use a multithreaded extproc agent, the library you call must
be thread safe—to avoid errors such as a damaged call stack.
The database server, the agent process, and the listener process that
spawns the agent process must all reside on the same host.
By default, the agent process runs on the same database instance as
your main application. In situations where reliability is critical, you
might want to run the agent process for the external procedure on a
separate database instance (still on the same host), so that any
problems in the agent do not affect the primary database server. To
do so, specify the separate database instance using a database link.

Figure A–1 on page A-3 illustrates the architecture of the multithreaded extproc agent.

Identify the DLL
In this context, a DLL is any dynamically loadable operating-system file that stores
external procedures.
For security reasons, your DBA controls access to the DLL. Using the CREATE LIBRARY
statement, the DBA creates a schema object called an alias library, which represents the
DLL. Then, if you are an authorized user, the DBA grants you EXECUTE privileges on
the alias library. Alternatively, the DBA might grant you CREATE ANY LIBRARY
privileges, in which case you can create your own alias libraries using this syntax:

Developing Applications with Multiple Programming Languages 14-7

Loading External Procedures

CREATE LIBRARY [schema_name.]library_name
{IS | AS} 'file_path'
[AGENT 'agent_link'];

Note: The ANY privileges are very powerful and must not be granted
lightly. For more information, see:
■

■

Oracle Database Security Guide for information about managing
system privileges, including ANY
Oracle Database Security Guide for guidelines for securing user
accounts and privileges

It is recommended that you specify the full path to the DLL, rather than just the DLL
name. In this example, you create alias library c_utils, which represents DLL
utils.so:
CREATE LIBRARY C_utils AS '/DLLs/utils.so';

To allow flexibility in specifying the DLLs, you can specify the root part of the path as
an environment variable using the notation ${VAR_NAME}, and set up that variable in
the ENVS section of the listener.ora entry.
In this example, the agent specified by the name agent_link is used to run any
external procedure in the library C_Utils:
create or replace database link agent_link using 'agent_tns_alias';
create or replace library C_utils is
'${EP_LIB_HOME}/utils.so' agent 'agent_link';

The environment variable EP_LIB_HOME is expanded by the agent to the appropriate
path for that instance, such as /usr/bin/dll. Variable EP_LIB_HOME must be set in the
file listener.ora, for the agent to be able to access it.
For security reasons, extproc, by default, loads only DLLs that are in directory
$ORACLE_HOME/bin or $ORACLE_HOME/lib. Also, only local sessions—that is, Oracle
Database client processes that run on the same system—are allowed to connect to
extproc.
To load DLLs from other directories, set the environment variable EXTPROC_DLLS. The
value for this environment variable is a colon-separated (semicolon-separated on
Windows systems) list of DLL names qualified with the complete path. For example:
EXTPROC_DLLS=/private1/home/johndoe/dll/myDll.so:/private1/home/johndoe/dll/newDll.so

While you can set up environment variables for extproc through the ENVS parameter
in the file listener.ora, you can also set up environment variables in the extproc
initialization file extproc.ora in directory $ORACLE_HOME/hs/admin. When both
extproc.ora and ENVS parameter in listener.ora are used, the environment variables
defined in extproc.ora take precedence. See the Oracle Net manual for more
information about the EXTPROC feature.
In extproc.ora on a Windows system, specify the path using a
drive letter and using a double backslash (\\) for each backslash in
the path. (The first backslash in each double backslash serves as an
escape character.)

Note:

14-8 Oracle Database Advanced Application Developer's Guide

Publishing External Procedures

Publish the External Procedures
You find or write an external C procedure, and add it to the DLL. When the procedure
is in the DLL, you publish it using the call specification mechanism described in
"Publishing External Procedures" on page 14-9.

Publishing External Procedures
Oracle Database can only use external procedures that are published through a call
specification, which maps names, parameter types, and return types for your Java
class method or C external procedure to their SQL counterparts. It is written like any
other PL/SQL stored procedure except that, in its body, instead of declarations and a
BEGIN END block, you code the AS LANGUAGE clause.
The AS LANGUAGE clause specifies:
■

Which language the procedure is written in.

■

For a Java method:
■

■

The signature of the Java method.

For a C procedure:
■

The alias library corresponding to the DLL for a C procedure.

■

The name of the C procedure in a DLL.

■

Various options for specifying how parameters are passed.

■

Which parameter (if any) holds the name of the external procedure agent,
extproc, for running the procedure on a different system.

You begin the declaration using the normal CREATE OR REPLACE syntax for a procedure,
function, package specification, package body, type specification, or type body.
The call specification follows the name and parameter declarations. Its syntax is:
{IS | AS} LANGUAGE {C | JAVA}

This is then followed by either:
NAME

java_string_literal_name

Where java_string_literal_name is the signature of your Java method, or by:
{ LIBRARY library_name [ NAME c_string_literal_name ] |
[ NAME c_string_literal_name ] LIBRARY library_name }
[ AGENT IN ( argument [, argument]... ) ]
[ WITH CONTEXT ]
[ PARAMETERS (external_parameter[, external_parameter]...) ];

Where library_name is the name of your alias library, c_string_literal_name is the
name of your external C procedure, and external_parameter stands for:
{ CONTEXT
| SELF [{TDO | property}]
| {parameter_name | RETURN} [property] [BY REFERENCE] [external_datatype]}

property stands for:
{INDICATOR [{STRUCT | TDO}] | LENGTH | DURATION | MAXLEN | CHARSETID |
CHARSETFORM}

Developing Applications with Multiple Programming Languages 14-9

Publishing External Procedures

Unlike Java, C does not understand SQL types; therefore, the
syntax is more intricate

Note:

Topics:
■
AS LANGUAGE Clause for Java Class Methods
■

AS LANGUAGE Clause for External C Procedures

AS LANGUAGE Clause for Java Class Methods
The AS LANGUAGE clause is the interface between PL/SQL and a Java class method.

AS LANGUAGE Clause for External C Procedures
These subclauses tell PL/SQL where to locate the external C procedure, how to call it,
and what to pass to it:
■

LIBRARY

■

NAME

■

LANGUAGE

■

CALLING STANDARD

■

WITH CONTEXT

■

PARAMETERS

■

AGENT IN

Of the preceding subclauses, only LIBRARY is required.

LIBRARY
Specifies a local alias library. (You cannot use a database link to specify a remote
library.) The library name is a PL/SQL identifier. Therefore, if you enclose the name in
double quotation marks, then it becomes case-sensitive. (By default, the name is stored
in upper case.) You must have EXECUTE privileges on the alias library.

NAME
Specifies the external C procedure to be called. If you enclose the procedure name in
double quotation marks, then it becomes case-sensitive. (By default, the name is stored
in upper case.) If you omit this subclause, then the procedure name defaults to the
upper-case name of the PL/SQL procedure.
Note: The terms LANGUAGE and CALLING STANDARD apply only to
the superseded AS EXTERNAL clause.

LANGUAGE
Specifies the third-generation language in which the external procedure was written. If
you omit this subclause, then the language name defaults to C.

14-10 Oracle Database Advanced Application Developer's Guide

Publishing Java Class Methods

CALLING STANDARD
Specifies the calling standard under which the external procedure was compiled. The
supported calling standard is C. If you omit this subclause, then the calling standard
defaults to C.

WITH CONTEXT
Specifies that a context pointer is passed to the external procedure. The context data
structure is opaque to the external procedure but is available to service procedures
called by the external procedure.

PARAMETERS
Specifies the positions and data types of parameters passed to the external procedure.
It can also specify parameter properties, such as current length and maximum length,
and the preferred parameter passing method (by value or by reference).

AGENT IN
Specifies which parameter holds the name of the agent process that runs this
procedure. This is intended for situations where the external procedure agent,
extproc, runs using multiple agent processes, to ensure robustness if the agent process
of one external procedure fails. You can pass the name of the agent process
(corresponding to the name of a database link), and if tnsnames.ora and listener.ora
are set up properly across both instances, the external procedure is called on the other
instance. Both instances must be on the same host.
This is similar to the AGENT clause of the CREATE LIBRARY statement; specifying the
value at run time through AGENT IN allows greater flexibility.
When the agent name is specified this way, it overrides any agent name declared in the
alias library. If no agent name is specified, the default is the extproc agent on the same
instance as the calling program.

Publishing Java Class Methods
Java classes and their methods are stored in RDBMS libunits in which you can load
Java sources, binaries and resources using the LOADJAVA utility or the CREATEJAVA SQL
statements. Libunits can be considered analogous to DLLs written, for example, in
C—although they map one-to-one with Java classes, whereas DLLs can contain
multiple procedures.
The NAME-clause string uniquely identifies the Java method. The PL/SQL function or
procedure and Java must have corresponding parameters. If the Java method takes no
parameters, then you must code an empty parameter list for it.
When you load Java classes into the RDBMS, they are not published to SQL
automatically. This is because the methods of many Java classes are called only from
other Java classes, or take parameters for which there is no appropriate SQL type.
Suppose you want to publish this Java method named J_calcFactorial, which
returns the factorial of its argument:
package myRoutines.math;
public class Factorial {
public static int J_calcFactorial (int n) {
if (n == 1) return 1;
else return n * J_calcFactorial(n - 1);
}
}
Developing Applications with Multiple Programming Languages 14-11

Publishing External C Procedures

This call specification publishes Java method J_calcFactorial as PL/SQL stored
function plsToJavaFac_func, using SQL*Plus:
CREATE OR REPLACE FUNCTION Plstojavafac_func (N NUMBER) RETURN NUMBER AS
LANGUAGE JAVA
NAME 'myRoutines.math.Factorial.J_calcFactorial(int) return int';

Publishing External C Procedures
In this example, you write a PL/SQL standalone function named plsCallsCdivisor_
func that publishes C function Cdivisor_func as an external function:
CREATE OR REPLACE FUNCTION Plscallscdivisor_func (
/* Find greatest common divisor of x and y: */
x
PLS_INTEGER,
y
PLS_INTEGER)
RETURN PLS_INTEGER
AS LANGUAGE C
LIBRARY C_utils
NAME "Cdivisor_func"; /* Quotation marks preserve case. */

Locations of Call Specifications
For both Java class methods and external C procedures, call specifications can be
specified in any of these locations:
■

Standalone PL/SQL procedures

■

PL/SQL Package Specifications

■

PL/SQL Package Bodies

■

ADT Specifications

■

ADT Bodies
Note: In Oracle Database version 8.0, AS EXTERNAL did not allow call
specifications in package or type bodies.

See Also:
■

■

Oracle Database PL/SQL Language Reference for more information
about calling external procedures from PL/SQL
Oracle Database SQL Language Reference for more information about
the SQL CALL statement

Examples:
■

Example: Locating a Call Specification in a PL/SQL Package

■

Example: Locating a Call Specification in a PL/SQL Package Body

■

Example: Locating a Call Specification in an ADT Specification

■

Example: Locating a Call Specification in an ADT Body

■

Example: Java with AUTHID

■

Example: C with Optional AUTHID

14-12 Oracle Database Advanced Application Developer's Guide

Locations of Call Specifications

■

Example: Mixing Call Specifications in a Package
In these examples, the AUTHID and SQL_NAME_RESOLVE clauses
might be required to fully stipulate a call specification.

Note:

Example: Locating a Call Specification in a PL/SQL Package
CREATE OR REPLACE PACKAGE Demo_pack
AUTHID DEFINER
AS
PROCEDURE plsToC_demoExternal_proc (x PLS_INTEGER, y VARCHAR2, z DATE)
AS LANGUAGE C
NAME "C_demoExternal"
LIBRARY SomeLib
WITH CONTEXT
PARAMETERS(CONTEXT, x INT, y STRING, z OCIDATE);
END;

Example: Locating a Call Specification in a PL/SQL Package Body
CREATE OR REPLACE PACKAGE Demo_pack
AUTHID CURRENT_USER
AS
PROCEDURE plsToC_demoExternal_proc(x PLS_INTEGER, y VARCHAR2, z DATE);
END;
CREATE OR REPLACE PACKAGE BODY Demo_pack
SQL_NAME_RESOLVE CURRENT_USER
AS
PROCEDURE plsToC_demoExternal_proc (x PLS_INTEGER, y VARCHAR2, z DATE)
AS LANGUAGE JAVA
NAME 'pkg1.class4.methodProc1(int,java.lang.String,java.sql.Date)';
END;

Example: Locating a Call Specification in an ADT Specification
For examples in this topic to work, you must set up this
data structure (which requires that you have the privilege CREATE
ANY LIBRARY):
Note:

CREATE OR REPLACE LIBRARY SOMELIB AS '/tmp/lib.so';

CREATE OR REPLACE TYPE Demo_typ
AUTHID DEFINER
AS OBJECT
(Attribute1
VARCHAR2(2000), SomeLib varchar2(20),
MEMBER PROCEDURE plsToC_demoExternal_proc (x PLS_INTEGER, y VARCHAR2, z DATE)
AS LANGUAGE C
NAME "C_demoExternal"
LIBRARY SomeLib
WITH CONTEXT
-- PARAMETERS(CONTEXT, x INT, y STRING, z OCIDATE)
PARAMETERS(CONTEXT, x INT, y STRING, z OCIDATE, SELF)
);

Developing Applications with Multiple Programming Languages 14-13

Locations of Call Specifications

Example: Locating a Call Specification in an ADT Body
CREATE OR REPLACE TYPE Demo_typ
AUTHID CURRENT_USER
AS OBJECT
(attribute1 NUMBER,
MEMBER PROCEDURE plsToJ_demoExternal_proc (x PLS_INTEGER, y VARCHAR2, z DATE)
);
CREATE OR REPLACE TYPE BODY Demo_typ
AS
MEMBER PROCEDURE plsToJ_demoExternal_proc (x PLS_INTEGER, y VARCHAR2, z DATE)
AS LANGUAGE JAVA
NAME 'pkg1.class4.J_demoExternal(int,java.lang.String,java.sql.Date)';
END;

Example: Java with AUTHID
Here is an example of a publishing a Java class method in a standalone PL/SQL
procedure.
CREATE OR REPLACE PROCEDURE plsToJ_demoExternal_proc (x PLS_INTEGER, y VARCHAR2, z
DATE)
AUTHID CURRENT_USER
AS LANGUAGE JAVA
NAME 'pkg1.class4.methodProc1(int,java.lang.String,java.sql.Date)';

Example: C with Optional AUTHID
Here is an example of AS EXTERNAL publishing a C procedure in a standalone PL/SQL
program, in which the AUTHID clause is optional. This maintains compatibility with the
external procedures of Oracle Database version 8.0.
CREATE OR REPLACE PROCEDURE plsToC_demoExternal_proc (x PLS_INTEGER, y VARCHAR2, z
DATE)
AS
EXTERNAL
LANGUAGE C
NAME "C_demoExternal"
LIBRARY SomeLib
WITH CONTEXT
PARAMETERS(CONTEXT, x INT, y STRING, z OCIDATE);

Example: Mixing Call Specifications in a Package
CREATE OR REPLACE PACKAGE Demo_pack
AUTHID DEFINER
AS
PROCEDURE plsToC_InBodyOld_proc (x PLS_INTEGER, y VARCHAR2, z DATE);
PROCEDURE plsToC_demoExternal_proc (x PLS_INTEGER, y VARCHAR2, z DATE);
PROCEDURE plsToC_InBody_proc (x PLS_INTEGER, y VARCHAR2, z DATE);
PROCEDURE plsToJ_InBody_proc (x PLS_INTEGER, y VARCHAR2, z DATE);
PROCEDURE plsToJ_InSpec_proc (x PLS_INTEGER, y VARCHAR2, z DATE)
IS LANGUAGE JAVA
NAME 'pkg1.class4.J_InSpec_meth(int,java.lang.String,java.sql.Date)';
PROCEDURE C_InSpec_proc (x PLS_INTEGER, y VARCHAR2, z DATE)
AS LANGUAGE C
NAME "C_demoExternal"

14-14 Oracle Database Advanced Application Developer's Guide

Passing Parameters to External C Procedures with Call Specifications

LIBRARY SomeLib
WITH CONTEXT
PARAMETERS(CONTEXT, x INT, y STRING, z OCIDATE);
END;
CREATE OR REPLACE PACKAGE BODY Demo_pack
AS
PROCEDURE plsToC_InBodyOld_proc (x PLS_INTEGER, y VARCHAR2, z DATE)
AS EXTERNAL
LANGUAGE C
NAME "C_InBodyOld"
LIBRARY SomeLib
WITH CONTEXT
PARAMETERS(CONTEXT, x INT, y STRING, z OCIDATE);
PROCEDURE plsToC_demoExternal_proc (x PLS_INTEGER, y VARCHAR2, z DATE)
AS LANGUAGE C
NAME "C_demoExternal"
LIBRARY SomeLib
WITH CONTEXT
PARAMETERS(CONTEXT, x INT, y STRING, z OCIDATE);
PROCEDURE plsToC_InBody_proc (x PLS_INTEGER, y VARCHAR2, z DATE)
AS LANGUAGE C
NAME "C_InBody"
LIBRARY SomeLib
WITH CONTEXT
PARAMETERS(CONTEXT, x INT, y STRING, z OCIDATE);
PROCEDURE plsToJ_InBody_proc (x PLS_INTEGER, y VARCHAR2, z DATE)
IS LANGUAGE JAVA
NAME 'pkg1.class4.J_InBody_meth(int,java.lang.String,java.sql.Date)';
END;

Passing Parameters to External C Procedures with Call Specifications
Call specifications allows a mapping between PL/SQL and C data types. See
Specifying Data Types for data type mappings.
Passing parameters to an external C procedure is complicated by several
circumstances:
■

■

■

■

■

The available set of PL/SQL data types does not correspond one-to-one with the
set of C data types.
Unlike C, PL/SQL includes the RDBMS concept of nullity. Therefore, PL/SQL
parameters can be NULL, whereas C parameters cannot.
The external procedure might need the current length or maximum length of CHAR,
LONG RAW, RAW, and VARCHAR2 parameters.
The external procedure might need character set information about CHAR,
VARCHAR2, and CLOB parameters.
PL/SQL might need the current length, maximum length, or null status of values
returned by the external procedure.

Developing Applications with Multiple Programming Languages 14-15

Passing Parameters to External C Procedures with Call Specifications

The maximum number of parameters that you can pass to a C
external procedure is 128. However, if you pass float or double
parameters by value, then the maximum is less than 128. How much less
depends on the number of such parameters and your operating system.
To get a rough estimate, count each float or double passed by value as
two parameters.

Note:

Topics:
■
Specifying Data Types
■

External Data Type Mappings

■

Passing Parameters BY VALUE or BY REFERENCE

■

Declaring Formal Parameters

■

Overriding Default Data Type Mapping

■

Specifying Properties

Specifying Data Types
Do not pass parameters to an external procedure directly. Instead, pass them to the
PL/SQL procedure that published the external procedure, specifying PL/SQL data
types for the parameters. PL/SQL data types map to default external data types, as
shown in Table 14–1.
The PL/SQL data types BINARY_INTEGER and PLS_INTEGER are
identical. For simplicity, this document uses "PLS_INTEGER" to mean
both BINARY_INTEGER and PLS_INTEGER.

Note:

Table 14–1

Parameter Data Type Mappings

PL/SQL Data Type

Supported External Types Default External Type

BINARY_INTEGER
BOOLEAN
PLS_INTEGER

[UNSIGNED] CHAR
[UNSIGNED] SHORT
[UNSIGNED] INT
[UNSIGNED] LONG
SB1, SB2, SB4
UB1, UB2, UB4
SIZE_T

INT

NATURAL1
NATURALN1
POSITIVE1
POSITIVEN1
SIGNTYPE1

[UNSIGNED] CHAR
[UNSIGNED] SHORT
[UNSIGNED] INT
[UNSIGNED] LONG
SB1, SB2, SB4
UB1, UB2, UB4
SIZE_T

UNSIGNED INT

FLOAT
REAL

FLOAT

FLOAT

DOUBLE PRECISION

DOUBLE

DOUBLE

14-16 Oracle Database Advanced Application Developer's Guide

Passing Parameters to External C Procedures with Call Specifications

Table 14–1 (Cont.) Parameter Data Type Mappings
PL/SQL Data Type

Supported External Types Default External Type

CHAR
CHARACTER
LONG
NCHAR
NVARCHAR2
ROWID
VARCHAR
VARCHAR2

STRING
OCISTRING

STRING

LONG RAW
RAW

RAW
OCIRAW

RAW

BFILE
BLOB
CLOB
NCLOB

OCILOBLOCATOR

OCILOBLOCATOR

NUMBER
DEC1
DECIMAL1
INT1
INTEGER1
NUMERIC1
SMALLINT1

OCINUMBER

OCINUMBER

DATE

OCIDATE

OCIDATE

TIMESTAMP
TIMESTAMP WITH TIME ZONE
TIMESTAMP WITH LOCAL TIME ZONE

OCIDateTime

OCIDateTime

INTERVAL DAY TO SECOND
INTERVAL YEAR TO MONTH

OCIInterval

OCIInterval

composite object types: ADTs

dvoid

dvoid

composite object types: collections
(varrays, nested tables)

OCICOLL

OCICOLL

1

This PL/SQL type compiles only if you use AS EXTERNAL in your call spec.

External Data Type Mappings
Each external data type maps to a C data type, and the data type conversions are
performed implicitly. To avoid errors when declaring C prototype parameters, see
Table 14–2, which shows the C data type to specify for a given external data type and
PL/SQL parameter mode. For example, if the external data type of an OUT parameter is
STRING, then specify the data type char * in your C prototype.
Table 14–2

External Data Type Mappings

External Data
Type
If Mode is IN or
Corresponding to RETURN, Specify in
PL/SL Type
C Prototype...

If Mode is IN by Reference
or RETURN by Reference,
Specify in C Prototype...

If Mode is IN OUT
or OUT, Specify
in C Prototype...

CHAR

char

char *

char *

UNSIGNED CHAR

unsigned char

unsigned char *

unsigned char *

SHORT

short

short *

short *

UNSIGNED SHORT

unsigned short

unsigned short *

unsigned short *

Developing Applications with Multiple Programming Languages 14-17

Passing Parameters to External C Procedures with Call Specifications

Table 14–2 (Cont.) External Data Type Mappings
External Data
Type
If Mode is IN or
Corresponding to RETURN, Specify in
PL/SL Type
C Prototype...

If Mode is IN by Reference
or RETURN by Reference,
Specify in C Prototype...

If Mode is IN OUT
or OUT, Specify
in C Prototype...

INT

int

int *

int *

UNSIGNED INT

unsigned int

unsigned int *

unsigned int *

LONG

long

long *

long *

UNSIGNED LONG

unsigned long

unsigned long *

unsigned long *

CHAR

char

char *

char *

UNSIGNED CHAR

unsigned char

unsigned char *

unsigned char *

SHORT

short

short *

short *

UNSIGNED SHORT

unsigned short

unsigned short *

unsigned short *

INT

int

int *

int *

UNSIGNED INT

unsigned int

unsigned int *

unsigned int *

LONG

long

long *

long *

UNSIGNED LONG

unsigned long

unsigned long *

unsigned long *

SIZE_T

size_t

size_t *

size_t *

SB1

sb1

sb1 *

sb1 *

UB1

ub1

ub1 *

ub1 *

SB2

sb2

sb2 *

sb2 *

UB2

ub2

ub2 *

ub2 *

SB4

sb4

sb4 *

sb4 *

UB4

ub4

ub4 *

ub4 *

FLOAT

float

float *

float *

DOUBLE

double

double *

double *

STRING

char *

char *

char *

RAW

unsigned char *

unsigned char *

unsigned char *

OCILOBLOCATOR

OCILobLocator *

OCILobLocator **

OCILobLocator **

OCINUMBER

OCINumber *

OCINumber *

OCINumber *

OCISTRING

OCIString *

OCIString *

OCIString *

OCIRAW

OCIRaw *

OCIRaw *

OCIRaw *

OCIDATE

OCIDate *

OCIDate *

OCIDate *

OCICOLL

OCIColl * or
OCIArray * or
OCITable *

OCIColl **
or OCIArray **
or OCITable **

OCIColl ** or
OCIArray ** or
OCITable **

OCITYPE

OCIType *

OCIType *

OCIType *

TDO

OCIType *

OCIType *

OCIType *

ADT
(final types)

dvoid*

dvoid*

dvoid*

ADT (nonfinal
types)

dvoid*

dvoid*

dvoid**

14-18 Oracle Database Advanced Application Developer's Guide

Passing Parameters to External C Procedures with Call Specifications

Composite data types are not self describing. Their description is stored in a Type
Descriptor Object (TDO). Objects and indicator structs for objects have no predefined
OCI data type, but must use the data types generated by Oracle Database's Object
Type Translator (OTT). The optional TDO argument for INDICATOR, and for composite
objects, in general, has the C data type, OCIType *.
OCICOLL for REF and collection arguments is optional and exists only for completeness.
You cannot map a REF or collection type onto any other data type, or any other data
type onto a REF or collection type.

Passing Parameters BY VALUE or BY REFERENCE
If you specify BY VALUE, then scalar IN and RETURN arguments are passed by value
(which is also the default). Alternatively, you might have them passed by reference by
specifying BY REFERENCE.
By default, or if you specify BY REFERENCE, then scalar IN OUT, and OUT arguments are
passed by reference. Specifying BY VALUE for IN OUT, and OUT arguments is not
supported for C. The usefulness of the BY REFERENCE/VALUE clause is restricted to
external data types that are, by default, passed by value. This is true for IN, and RETURN
arguments of these external types:
[UNSIGNED]
[UNSIGNED]
[UNSIGNED]
[UNSIGNED]
SIZE_T
SB1
SB2
SB4
UB1
UB2
UB4
FLOAT
DOUBLE

CHAR
SHORT
INT
LONG

All IN and RETURN arguments of external types not on this list, all IN OUT arguments,
and all OUT arguments are passed by reference.

Declaring Formal Parameters
Generally, the PL/SQL procedure that publishes an external procedure declares a list
of formal parameters, as this example shows:
You might need to set up this data structure for examples in
this topic to work:

Note:

CREATE LIBRARY MathLib AS '/tmp/math.so';

CREATE OR REPLACE FUNCTION Interp_func (
/* Find the value of y at x degrees using Lagrange interpolation: */
x
IN FLOAT,
y
IN FLOAT)
RETURN FLOAT AS
LANGUAGE C
NAME "Interp_func"
LIBRARY MathLib;

Developing Applications with Multiple Programming Languages 14-19

Passing Parameters to External C Procedures with Call Specifications

Each formal parameter declaration specifies a name, parameter mode, and PL/SQL
data type (which maps to the default external data type). That might be all the
information the external procedure needs. If not, then you can provide more
information using the PARAMETERS clause, which lets you specify:
■

Nondefault external data types

■

The current or maximum length of a parameter

■

NULL/NOT NULL indicators for parameters

■

Character set IDs and forms

■

The position of parameters in the list

■

How IN parameters are passed (by value or by reference)

If you decide to use the PARAMETERS clause, keep in mind:
■

■

■

For every formal parameter, there must be a corresponding parameter in the
PARAMETERS clause.
If you include the WITH CONTEXT clause, then you must specify the parameter
CONTEXT, which shows the position of the context pointer in the parameter list.
If the external procedure is a function, then you might specify the RETURN
parameter, but it must be in the last position. If RETURN is not specified, the default
external type is used.

Overriding Default Data Type Mapping
In some cases, you can use the PARAMETERS clause to override the default data type
mappings. For example, you can remap the PL/SQL data type BOOLEAN from external
data type INT to external data type CHAR.

Specifying Properties
You can also use the PARAMETERS clause to pass more information about PL/SQL
formal parameters and function results to an external procedure. Do this by specifying
one or more of these properties:
INDICATOR [{STRUCT | TDO}]
LENGTH
DURATION
MAXLEN
CHARSETID
CHARSETFORM
SELF

Table 14–3 shows the allowed and the default external data types, PL/SQL data types,
and PL/SQL parameter modes allowed for a given property. MAXLEN (used to specify
data returned from C back to PL/SQL) cannot be applied to an IN parameter.

14-20 Oracle Database Advanced Application Developer's Guide

Passing Parameters to External C Procedures with Call Specifications

Table 14–3

Properties and Data Types

Property

Allowed External
Types (C)

Default External
Type (C)

Allowed
PL/SQL Types

Allowed
Default PL/SQL
PL/SQL Modes Passing Method

INDICATOR

SHORT

SHORT

all scalars

IN
IN OUT
OUT
RETURN

BY
BY
BY
BY

VALUE
REFERENCE
REFERENCE
REFERENCE

LENGTH

[UNSIGNED] SHORT
[UNSIGNED] INT
[UNSIGNED] LONG

INT

CHAR
LONG RAW
RAW
VARCHAR2

IN
IN OUT
OUT
RETURN

BY
BY
BY
BY

VALUE
REFERENCE
REFERENCE
REFERENCE

MAXLEN

[UNSIGNED] SHORT
[UNSIGNED] INT
[UNSIGNED] LONG

INT

CHAR
LONG RAW
RAW
VARCHAR2

IN OUT
OUT
RETURN

BY REFERENCE
BY REFERENCE
BY REFERENCE

UNSIGNED INT

CHAR
CLOB
VARCHAR2

IN
IN OUT
OUT
RETURN

BY
BY
BY
BY

CHARSETID
UNSIGNED SHORT
CHARSETFORM UNSIGNED INT
UNSIGNED LONG

VALUE
REFERENCE
REFERENCE
REFERENCE

In this example, the PARAMETERS clause specifies properties for the PL/SQL formal
parameters and function result:
CREATE OR REPLACE FUNCTION plsToCparse_func
x
IN PLS_INTEGER,
Y
IN OUT CHAR)
RETURN CHAR AS LANGUAGE C
LIBRARY c_utils
NAME "C_parse"
PARAMETERS (
x,
-- stores value of x
x INDICATOR, -- stores null status of
y,
-- stores value of y
y LENGTH,
-- stores current length
y MAXLEN,
-- stores maximum length
RETURN INDICATOR,
RETURN);

(

x
of y
of y

With this PARAMETERS clause, the C prototype becomes:
char *C_parse( int x, short x_ind, char *y, int *y_len, int *y_maxlen,
short *retind );

The additional parameters in the C prototype correspond to the INDICATOR (for x),
LENGTH (of y), and MAXLEN (of y), and the INDICATOR for the function result in the
PARAMETERS clause. The parameter RETURN corresponds to the C function identifier,
which stores the result value.
Topics:
■
INDICATOR
■

LENGTH and MAXLEN

■

CHARSETID and CHARSETFORM

■

Repositioning Parameters

■

SELF
Developing Applications with Multiple Programming Languages 14-21

Passing Parameters to External C Procedures with Call Specifications

■

BY REFERENCE

■

WITH CONTEXT

■

Interlanguage Parameter Mode Mappings

INDICATOR
An INDICATOR is a parameter whose value indicates whether another parameter is
NULL. PL/SQL does not need indicators, because the RDBMS concept of nullity is built
into the language. However, an external procedure might need to know if a parameter
or function result is NULL. Also, an external procedure might need to signal the server
that a returned value is actually a NULL, and must be treated accordingly.
In such cases, you can use the property INDICATOR to associate an indicator with a
formal parameter. If the PL/SQL procedure is a function, then you can also associate
an indicator with the function result, as shown earlier.
To check the value of an indicator, you can use the constants OCI_IND_NULL and OCI_
IND_NOTNULL. If the indicator equals OCI_IND_NULL, then the associated parameter or
function result is NULL. If the indicator equals OCI_IND_NOTNULL, then the parameter or
function result is not NULL.
For IN parameters, which are inherently read-only, INDICATOR is passed by value
(unless you specify BY REFERENCE) and is read-only (even if you specify BY REFERENCE).
For OUT, IN OUT, and RETURN parameters, INDICATOR is passed by reference by default.
The INDICATOR can also have a STRUCT or TDO option. Because specifying INDICATOR
as a property of an object is not supported, and because arguments of objects have
complete indicator structs instead of INDICATOR scalars, you must specify this by using
the STRUCT option. You must use the type descriptor object (TDO) option for composite
objects and collections,

LENGTH and MAXLEN
In PL/SQL, there is no standard way to indicate the length of a RAW or string
parameter. However, you often want to pass the length of such a parameter to and
from an external procedure. Using the properties LENGTH and MAXLEN, you can specify
parameters that store the current length and maximum length of a formal parameter.
Note: With a parameter of type RAW or LONG RAW, you must use the
property LENGTH. Also, if that parameter is IN OUT and NULL or OUT
and NULL, then you must set the length of the corresponding C
parameter to zero.

For IN parameters, LENGTH is passed by value (unless you specify BY REFERENCE) and is
read-only. For OUT, IN OUT, and RETURN parameters, LENGTH is passed by reference.
As mentioned earlier, MAXLEN does not apply to IN parameters. For OUT, IN OUT, and
RETURN parameters, MAXLEN is passed by reference and is read-only.

CHARSETID and CHARSETFORM
Oracle Database provides globalization support, which lets you process single-byte
and multibyte character data and convert between character sets. It also lets your
applications run in different language environments.

14-22 Oracle Database Advanced Application Developer's Guide

Passing Parameters to External C Procedures with Call Specifications

By default, if the server and agent use the exact same $ORACLE_HOME value, the agent
uses the same globalization support settings as the server (including any settings that
were specified with ALTER SESSION statements).
If the agent is running in a separate $ORACLE_HOME (even if the same location is
specified by two different aliases or symbolic links), the agent uses the same
globalization support settings as the server except for the character set; the default
character set for the agent is defined by the NLS_LANG and NLS_NCHAR environment
settings for the agent.
The properties CHARSETID and CHARSETFORM identify the nondefault character set from
which the character data being passed was formed. With CHAR, CLOB, and VARCHAR2
parameters, you can use CHARSETID and CHARSETFORM to pass the character set ID and
form to the external procedure.
For IN parameters, CHARSETID and CHARSETFORM are passed by value (unless you
specify BY REFERENCE) and are read-only (even if you specify BY REFERENCE). For OUT,
IN OUT, and RETURN parameters, CHARSETID and CHARSETFORM are passed by reference
and are read-only.
The OCI attribute names for these properties are OCI_ATTR_CHARSET_ID and OCI_ATTR_
CHARSET_FORM.
See Also:
■

■

Oracle Call Interface Programmer's Guide for more information
about OCI_ATTR_CHARSET_ID and OCI_ATTR_CHARSET_FORM
Oracle Database Globalization Support Guide for more information
about using national language data with the OCI

Repositioning Parameters
Remember, each formal parameter of the external procedure must have a
corresponding parameter in the PARAMETERS clause. Their positions can differ, because
PL/SQL associates them by name, not by position. However, the PARAMETERS clause
and the C prototype for the external procedure must have the same number of
parameters, and they must be in the same order.

SELF
SELF is the always-present argument of an object type's member procedure, namely
the object instance itself. In most cases, this argument is implicit and is not listed in the
argument list of the PL/SQL procedure. However, SELF must be explicitly specified as
an argument of the PARAMETERS clause.
For example, assume that a user wants to create a Person object, consisting of a
person's name and date of birth, and then create a table of this object type. The user
eventually wants to determine the age of each Person object in this table.
In SQL*Plus, the Person object type can be created by:
CREATE OR REPLACE TYPE Person1_typ AS OBJECT (
Name_
VARCHAR2(30),
B_date
DATE,
MEMBER FUNCTION calcAge_func RETURN NUMBER
);
/

Typically, the member function is implemented in PL/SQL, but in this example it is an
external procedure. The body of the member function is declared as follows:

Developing Applications with Multiple Programming Languages 14-23

Passing Parameters to External C Procedures with Call Specifications

CREATE OR REPLACE TYPE BODY Person1_typ AS
MEMBER FUNCTION calcAge_func RETURN NUMBER
AS LANGUAGE C
NAME "age"
LIBRARY agelib
WITH CONTEXT
PARAMETERS (
CONTEXT,
SELF,
SELF INDICATOR STRUCT,
SELF TDO,
RETURN INDICATOR
);
END;
/

The calcAge_func member function does not take any arguments, but only returns a
number. A member function is always called on an instance of the associated object
type. The object instance itself always is an implicit argument of the member function.
To refer to the implicit argument, the SELF keyword is used. This is incorporated into
the external procedure syntax by supporting references to SELF in the parameters
clause.
The matching table is created and populated.
CREATE TABLE Person_tab OF Person1_typ;
INSERT INTO Person_tab
VALUES ('BOB', TO_DATE('14-MAY-85'));
INSERT INTO Person_tab
VALUES ('JOHN', TO_DATE('22-DEC-71'));

Finally, retrieve the information of interest from the table.
SELECT p.name, p.b_date, p.calcAge_func() FROM Person_tab p;
NAME
-----------------------------BOB
JOHN

B_DATE
P.CALCAGE_
--------- ---------14-MAY-85
0
22-DEC-71
0

This is sample C code that implements the external member function and the
Object-Type-Translator (OTT)-generated struct definitions:
#include <oci.h>
struct PERSON
{
OCIString
*NAME;
OCIDate
B_DATE;
};
typedef struct PERSON PERSON;
struct PERSON_ind
{
OCIInd
_atomic;
OCIInd
NAME;
OCIInd
B_DATE;
};
typedef struct PERSON_ind PERSON_ind;

14-24 Oracle Database Advanced Application Developer's Guide

Passing Parameters to External C Procedures with Call Specifications

OCINumber *age (ctx, person_obj, person_obj_ind, tdo, ret_ind)
OCIExtProcContext *ctx;
PERSON
*person_obj;
PERSON_ind
*person_obj_ind;
OCIType
*tdo;
OCIInd
*ret_ind;
{
sword
err;
text
errbuf[512];
OCIEnv
*envh;
OCISvcCtx *svch;
OCIError *errh;
OCINumber *age;
int
inum = 0;
sword
status;
/* get OCI Environment */
err = OCIExtProcGetEnv( ctx, &envh, &svch, &errh );
/* initialize return age to 0 */
age = (OCINumber *)OCIExtProcAllocCallMemory(ctx, sizeof(OCINumber));
status = OCINumberFromInt(errh, &inum, sizeof(inum), OCI_NUMBER_SIGNED,
age);
if (status != OCI_SUCCESS)
{
OCIExtProcRaiseExcp(ctx, (int)1476);
return (age);
}
/* return NULL if the person object is null or the birthdate is null */
if ( person_obj_ind->_atomic == OCI_IND_NULL ||
person_obj_ind->B_DATE == OCI_IND_NULL )
{
*ret_ind = OCI_IND_NULL;
return (age);
}
/* The actual implementation to calculate the age is left to the reader,
but an easy way of doing this is a callback of the form:
select trunc(months_between(sysdate, person_obj->b_date) / 12)
from DUAL;
*/
*ret_ind = OCI_IND_NOTNULL;
return (age);
}

BY REFERENCE
In C, you can pass IN scalar parameters by value (the value of the parameter is passed)
or by reference (a pointer to the value is passed). When an external procedure expects
a pointer to a scalar, specify BY REFERENCE phrase to pass the parameter by reference:
CREATE OR REPLACE PROCEDURE findRoot_proc (
x IN DOUBLE PRECISION)
AS LANGUAGE C
LIBRARY c_utils
NAME "C_findRoot"
PARAMETERS (
x BY REFERENCE);

Developing Applications with Multiple Programming Languages 14-25

Running External Procedures with CALL Statements

In this case, the C prototype is:
void C_findRoot(double *x);

The default (used when there is no PARAMETERS clause) is:
void C_findRoot(double x);

WITH CONTEXT
By including the WITH CONTEXT clause, you can give an external procedure access to
information about parameters, exceptions, memory allocation, and the user
environment. The WITH CONTEXT clause specifies that a context pointer is passed to the
external procedure. For example, if you write this PL/SQL function:
CREATE OR REPLACE FUNCTION getNum_func (
x IN REAL)
RETURN PLS_INTEGER AS LANGUAGE C
LIBRARY c_utils
NAME "C_getNum"
WITH CONTEXT
PARAMETERS (
CONTEXT,
x BY REFERENCE,
RETURN INDICATOR);

The C prototype is:
int C_getNum(
OCIExtProcContext *with_context,
float *x,
short *retind);

The context data structure is opaque to the external procedure; but, is available to
service procedures called by the external procedure.
If you also include the PARAMETERS clause, then you must specify the parameter
CONTEXT, which shows the position of the context pointer in the parameter list. If you
omit the PARAMETERS clause, then the context pointer is the first parameter passed to
the external procedure.

Interlanguage Parameter Mode Mappings
PL/SQL supports the IN, IN OUT, and OUT parameter modes, and the RETURN clause for
procedures returning values.

Running External Procedures with CALL Statements
Now that you have published your Java class method or external C procedure, you are
ready to call it.
Do not call an external procedure directly. Instead, use the CALL statement to call the
PL/SQL procedure that published the external procedure. See "CALL Statement
Syntax" on page 14-28.
Such calls, which you code in the same manner as a call to a regular PL/SQL
procedure, can appear in:
■

Anonymous blocks

■

Standalone and package procedures

14-26 Oracle Database Advanced Application Developer's Guide

Running External Procedures with CALL Statements

■

Methods of an object type

■

Database triggers

■

SQL statements (calls to package functions only).

Any PL/SQL block or procedure running on the server side, or on the client side, (for
example, in a tool such as Oracle Forms) can call an external procedure. On the server
side, the external procedure runs in a separate process address space, which
safeguards your database. Figure 14–1 shows how Oracle Database and external
procedures interact.
Figure 14–1 Oracle Database and External Procedures
Oracle Database
Disk Storage

Oracle Server
Process Execution

External Process
Execution

PL/SQL
Interpreter

DLL

PL/SQL Subprogram

Java Virtual
Machine

Java Method

SQL
Engine

External C
Process

Topics:
■
Preconditions for External Procedures
■

CALL Statement Syntax

■

Calling Java Class Methods

■

Calling External C Procedures

Preconditions for External Procedures
Before calling external procedures, consider the privileges, permissions, and synonyms
that exist in the execution environment.
Topics:
■
Privileges of External Procedures
■

Managing Permissions

■

Creating Synonyms for External Procedures

Privileges of External Procedures
When external procedures are called through CALL specifications, they run with
definer's privileges, rather than invoker privileges.
A program running with invoker privileges is not bound to a particular schema. It
runs at the calling site and accesses database items (such as tables and views) with the
caller's visibility and permissions. However, a program running with definer's
privileges is bound to the schema in which it is defined. It runs at the defining site, in
the definer's schema, and accesses database items with the definer's visibility and
permissions.

Developing Applications with Multiple Programming Languages 14-27

Running External Procedures with CALL Statements

Managing Permissions
To call an external procedure, a user must have the EXECUTE privilege on its call
specification. To grant this privilege, use the SQL statement GRANT (described in Oracle
Database SQL Language Reference). For example, this statement allows the user johndoe
to call the external procedure whose call specification is plsToJ_demoExternal_proc:
GRANT EXECUTE ON plsToJ_demoExternal_proc TO johndoe;

Grant the EXECUTE privilege on a call specification only to users who need to call the
procedure.

Creating Synonyms for External Procedures
For convenience, you or your DBA can create synonyms for external procedures using
the CREATE PUBLIC SYNONYM statement. In this example, your DBA creates a public
synonym, which is accessible to all users. If PUBLIC is not specified, then the synonym
is private and accessible only within its schema.
CREATE PUBLIC SYNONYM Rfac FOR johndoe.RecursiveFactorial;

CALL Statement Syntax
Call the external procedure through the SQL CALL statement. You can run the CALL
statement interactively from SQL*Plus. The syntax is:
CALL [schema.][{object_type_name | package_name}]procedure_name[@dblink_name]
[(parameter_list)] [INTO :host_variable][INDICATOR][:indicator_variable];

This is equivalent to running a procedure myproc using a SQL statement of the form
"SELECT myproc(...) FROM DUAL," except that the overhead associated with performing
the SELECT is not incurred.
For example, here is an anonymous PL/SQL block that uses dynamic SQL to call
plsToC_demoExternal_proc, which you published. PL/SQL passes three parameters
to the external C procedure C_demoExternal_proc.
DECLARE
xx NUMBER(4);
yy VARCHAR2(10);
zz DATE;
BEGIN
EXECUTE IMMEDIATE
'CALL plsToC_demoExternal_proc(:xxx, :yyy, :zzz)' USING xx,yy,zz;
END;

The semantics of the CALL statement is identical to the that of an equivalent BEGIN END
block.
CALL is the only SQL statement that cannot be put, by itself, in a
PL/SQL BEGIN END block. It can be part of an EXECUTE IMMEDIATE
statement within a BEGIN END block.
Note:

Calling Java Class Methods
To call the J_calcFactorial class method published earlier:
1.

Declare and initialize two SQL*Plus host variables:
VARIABLE x NUMBER
VARIABLE y NUMBER

14-28 Oracle Database Advanced Application Developer's Guide

Handling Errors and Exceptions in Multilanguage Programs

EXECUTE :x := 5;
2.

Call J_calcFactorial:
CALL J_calcFactorial(:x) INTO :y;
PRINT y

Result:
Y
-----120

Calling External C Procedures
To call an external C procedure, PL/SQL must find the path of the appropriate DLL.
The PL/SQL engine retrieves the path from the data dictionary, based on the library
alias from the AS LANGUAGE clause of the procedure declaration.
Next, PL/SQL alerts a Listener process which, in turn, spawns a session-specific agent.
By default, this agent is named extproc, although you can specify other names in the
listener.ora file. The Listener hands over the connection to the agent, and PL/SQL
passes to the agent the name of the DLL, the name of the external procedure, and any
parameters.
Then, the agent loads the DLL and runs the external procedure. Also, the agent
handles service calls (such as raising an exception) and callbacks to Oracle Database.
Finally, the agent passes to PL/SQL any values returned by the external procedure.
Although some DLL caching takes place, your DLL might
not remain in the cache; therefore, do not store global variables in
your DLL.

Note:

After the external procedure completes, the agent remains active throughout your
Oracle Database session; when you log off, the agent is stopped. Consequently, you
incur the cost of launching the agent only once, no matter how many calls you make.
Still, call an external procedure only when the computational benefits outweigh the
cost.
Here, you call PL/SQL function plsCallsCdivisor_func, which you published
previously, from an anonymous block. PL/SQL passes the two integer parameters to
external function Cdivisor_func, which returns their greatest common divisor.
DECLARE
g
PLS_INTEGER;
a
PLS_INTEGER;
b
PLS_INTEGER;
CALL plsCallsCdivisor_func(a, b);
IF g IN (2,4,8) THEN ...

Handling Errors and Exceptions in Multilanguage Programs
The PL/SQL compiler raises compile-time exceptions if an AS EXTERNAL call
specification is found in a TYPE or PACKAGE specification.
C programs can raise exceptions through the OCIExtproc functions.

Developing Applications with Multiple Programming Languages 14-29

Using Service Routines with External C Procedures

Using Service Routines with External C Procedures
When called from an external procedure, a service routine can raise exceptions,
allocate memory, and call OCI handles for callbacks to the server. To use a service
routine, you must specify the WITH CONTEXT clause, which lets you pass a context
structure to the external procedure. The context structure is declared in header file
ociextp.h as follows:
typedef struct OCIExtProcContext OCIExtProcContext;

Note: ociextp.h is located in $ORACLE_HOME/plsql/public on
Linux and UNIX.

Service procedures:
■

OCIExtProcAllocCallMemory

■

OCIExtProcRaiseExcp

■

OCIExtProcRaiseExcpWithMsg

OCIExtProcAllocCallMemory
This service routine allocates n bytes of memory for the duration of the external
procedure call. Any memory allocated by the function is freed automatically as soon as
control returns to PL/SQL.
Note: Do not have the external procedure call the C function free
to free memory allocated by this service routine, as this is handled
automatically.

The C prototype for this function is as follows:
dvoid *OCIExtProcAllocCallMemory(
OCIExtProcContext *with_context,
size_t amount);

The parameters with_context and amount are the context pointer and number of bytes
to allocate, respectively. The function returns an untyped pointer to the allocated
memory. A return value of zero indicates failure.
In SQL*Plus, suppose you publish external function plsToC_concat_func, as follows:
CREATE OR REPLACE FUNCTION plsToC_concat_func (
str1 IN VARCHAR2,
str2 IN VARCHAR2)
RETURN VARCHAR2 AS LANGUAGE C
NAME "concat"
LIBRARY stringlib
WITH CONTEXT
PARAMETERS (
CONTEXT,
str1
STRING,
str1
INDICATOR short,
str2
STRING,
str2
INDICATOR short,
RETURN INDICATOR short,
RETURN LENGTH short,

14-30 Oracle Database Advanced Application Developer's Guide

Using Service Routines with External C Procedures

RETURN STRING);

When called, C_concat concatenates two strings, then returns the result:
select plsToC_concat_func('hello ', 'world') from DUAL;
PLSTOC_CONCAT_FUNC('HELLO','WORLD')
----------------------------------------------------------------------------hello world

If either string is NULL, the result is also NULL. As this example shows, C_concat uses
OCIExtProcAllocCallMemory to allocate memory for the result string:
#include
#include
#include
#include
#include

<stdio.h>
<stdlib.h>
<string.h>
<oci.h>
<ociextp.h>

char *concat(ctx, str1, str1_i, str2, str2_i, ret_i, ret_l)
OCIExtProcContext *ctx;
char
*str1;
short str1_i;
char
*str2;
short str2_i;
short *ret_i;
short *ret_l;
{
char *tmp;
short len;
/* Check for null inputs. */
if ((str1_i == OCI_IND_NULL) || (str2_i == OCI_IND_NULL))
{
*ret_i = (short)OCI_IND_NULL;
/* PL/SQL has no notion of a NULL ptr, so return a zero-byte string. */
tmp = OCIExtProcAllocCallMemory(ctx, 1);
tmp[0] = '\0';
return(tmp);
}
/* Allocate memory for result string, including NULL terminator. */
len = strlen(str1) + strlen(str2);
tmp = OCIExtProcAllocCallMemory(ctx, len + 1);
strcpy(tmp, str1);
strcat(tmp, str2);
/* Set NULL indicator and length. */
*ret_i = (short)OCI_IND_NOTNULL;
*ret_l = len;
/* Return pointer, which PL/SQL frees later. */
return(tmp);
}
#ifdef LATER
static void checkerr (/*_ OCIError *errhp, sword status _*/);
void checkerr(errhp, status)
OCIError *errhp;
sword status;
{
text errbuf[512];
sb4 errcode = 0;

Developing Applications with Multiple Programming Languages 14-31

Using Service Routines with External C Procedures

switch (status)
{
case OCI_SUCCESS:
break;
case OCI_SUCCESS_WITH_INFO:
(void) printf("Error - OCI_SUCCESS_WITH_INFO\n");
break;
case OCI_NEED_DATA:
(void) printf("Error - OCI_NEED_DATA\n");
break;
case OCI_NO_DATA:
(void) printf("Error - OCI_NODATA\n");
break;
case OCI_ERROR:
(void) OCIErrorGet((dvoid *)errhp, (ub4) 1, (text *) NULL, &errcode,
errbuf, (ub4) sizeof(errbuf), OCI_HTYPE_ERROR);
(void) printf("Error - %.*s\n", 512, errbuf);
break;
case OCI_INVALID_HANDLE:
(void) printf("Error - OCI_INVALID_HANDLE\n");
break;
case OCI_STILL_EXECUTING:
(void) printf("Error - OCI_STILL_EXECUTE\n");
break;
case OCI_CONTINUE:
(void) printf("Error - OCI_CONTINUE\n");
break;
default:
break;
}
}
char *concat(ctx, str1, str1_i, str2, str2_i, ret_i, ret_l)
OCIExtProcContext *ctx;
char
*str1;
short str1_i;
char
*str2;
short str2_i;
short *ret_i;
short *ret_l;
{
char *tmp;
short len;
/* Check for null inputs. */
if ((str1_i == OCI_IND_NULL) || (str2_i == OCI_IND_NULL))
{
*ret_i = (short)OCI_IND_NULL;
/* PL/SQL has no notion of a NULL ptr, so return a zero-byte string. */
tmp = OCIExtProcAllocCallMemory(ctx, 1);
tmp[0] = '\0';
return(tmp);
}
/* Allocate memory for result string, including NULL terminator. */
len = strlen(str1) + strlen(str2);
tmp = OCIExtProcAllocCallMemory(ctx, len + 1);
strcpy(tmp, str1);
strcat(tmp, str2);

14-32 Oracle Database Advanced Application Developer's Guide

Using Service Routines with External C Procedures

/* Set NULL indicator and length. */
*ret_i = (short)OCI_IND_NOTNULL;
*ret_l = len;
/* Return pointer, which PL/SQL frees later. */
return(tmp);
}
/*======================================================================*/
int main(char *argv, int argc)
{
OCIExtProcContext *ctx;
char
*str1;
short
str1_i;
char
*str2;
short
str2_i;
short
*ret_i;
short
*ret_l;
/* OCI Handles */
OCIEnv
*envhp;
OCIServer
*srvhp;
OCISvcCtx
*svchp;
OCIError
*errhp;
OCISession
*authp;
OCIStmt
*stmthp;
OCILobLocator *clob, *blob;
OCILobLocator *Lob_loc;
/* Initialize and Logon */
(void) OCIInitialize((ub4) OCI_DEFAULT,
(dvoid * (*)(dvoid
(dvoid * (*)(dvoid
(void (*)(dvoid *,

(dvoid *)0,
*, size_t)) 0,
*, dvoid *, size_t))0,
dvoid *)) 0 );

(void) OCIEnvInit( (OCIEnv **) &envhp,
OCI_DEFAULT, (size_t) 0,
(dvoid **) 0 );
(void) OCIHandleAlloc( (dvoid *) envhp, (dvoid **) &errhp, OCI_HTYPE_ERROR,
(size_t) 0, (dvoid **) 0);
/* Server contexts */
(void) OCIHandleAlloc( (dvoid *) envhp, (dvoid **) &srvhp, OCI_HTYPE_SERVER,
(size_t) 0, (dvoid **) 0);
/* Service context */
(void) OCIHandleAlloc( (dvoid *) envhp, (dvoid **) &svchp, OCI_HTYPE_SVCCTX,
(size_t) 0, (dvoid **) 0);
/* Attach to Oracle Database */
(void) OCIServerAttach( srvhp, errhp, (text *)"", strlen(""), 0);
/* Set attribute server context in the service context */
(void) OCIAttrSet ((dvoid *) svchp, OCI_HTYPE_SVCCTX,
(dvoid *)srvhp, (ub4) 0,
OCI_ATTR_SERVER, (OCIError *) errhp);
(void) OCIHandleAlloc((dvoid *) envhp,
(dvoid **)&authp, (ub4) OCI_HTYPE_SESSION,
(size_t) 0, (dvoid **) 0);

Developing Applications with Multiple Programming Languages 14-33

Using Service Routines with External C Procedures

(void) OCIAttrSet((dvoid *) authp, (ub4) OCI_HTYPE_SESSION,
(dvoid *) "samp", (ub4)4,
(ub4) OCI_ATTR_USERNAME, errhp);
(void) OCIAttrSet((dvoid *) authp, (ub4) OCI_HTYPE_SESSION,
(dvoid *) "password", (ub4) 4,
(ub4) OCI_ATTR_PASSWORD, errhp);
/* Begin a User Session */
checkerr(errhp, OCISessionBegin ( svchp, errhp, authp, OCI_CRED_RDBMS,
(ub4) OCI_DEFAULT));
(void) OCIAttrSet((dvoid *) svchp, (ub4) OCI_HTYPE_SVCCTX,
(dvoid *) authp, (ub4) 0,
(ub4) OCI_ATTR_SESSION, errhp);
/* -----------------------User Logged In------------------------------*/
printf ("user logged in \n");
/* allocate a statement handle */
checkerr(errhp, OCIHandleAlloc( (dvoid *) envhp, (dvoid **) &stmthp,
OCI_HTYPE_STMT, (size_t) 0, (dvoid **) 0));
checkerr(errhp, OCIDescriptorAlloc((dvoid *)envhp, (dvoid **) &Lob_loc,
(ub4) OCI_DTYPE_LOB,
(size_t) 0, (dvoid **) 0));
/* ------- subprogram called here-----------------------*/
printf ("calling concat...\n");
concat(ctx, str1, str1_i, str2, str2_i, ret_i, ret_l);
return 0;
}
#endif

OCIExtProcRaiseExcp
This service routine raises a predefined exception, which must have a valid Oracle
Database error number in the range 1..32,767. After doing any necessary cleanup, your
external procedure must return immediately. (No values are assigned to OUT or IN OUT
parameters.) The C prototype for this function follows:
int OCIExtProcRaiseExcp(
OCIExtProcContext *with_context,
size_t errnum);

The parameters with_context and error_number are the context pointer and Oracle
Database error number. The return values OCIEXTPROC_SUCCESS and OCIEXTPROC_
ERROR indicate success or failure.
In SQL*Plus, suppose you publish external procedure plsTo_divide_proc, as follows:
CREATE OR REPLACE PROCEDURE plsTo_divide_proc (
dividend IN PLS_INTEGER,
divisor IN PLS_INTEGER,
result
OUT FLOAT)
AS LANGUAGE C
NAME "C_divide"
LIBRARY MathLib
WITH CONTEXT
14-34 Oracle Database Advanced Application Developer's Guide

Using Service Routines with External C Procedures

PARAMETERS (
CONTEXT,
dividend INT,
divisor INT,
result
FLOAT);

When called, C_divide finds the quotient of two numbers. As this example shows, if
the divisor is zero, C_divide uses OCIExtProcRaiseExcp to raise the predefined
exception ZERO_DIVIDE:
void C_divide (ctx, dividend, divisor, result)
OCIExtProcContext *ctx;
int
dividend;
int
divisor;
float *result;
{
/* Check for zero divisor. */
if (divisor == (int)0)
{
/* Raise exception ZERO_DIVIDE, which is Oracle Database error 1476. */
if (OCIExtProcRaiseExcp(ctx, (int)1476) == OCIEXTPROC_SUCCESS)
{
return;
}
else
{
/* Incorrect parameters were passed. */
assert(0);
}
}
*result = (float)dividend / (float)divisor;
}

OCIExtProcRaiseExcpWithMsg
This service routine raises a user-defined exception and returns a user-defined error
message. The C prototype for this function follows:
int OCIExtProcRaiseExcpWithMsg(
OCIExtProcContext *with_context,
size_t error_number,
text
*error_message,
size_t len);

The parameters with_context, error_number, and error_message are the context
pointer, Oracle Database error number, and error message text. The parameter len
stores the length of the error message. If the message is a null-terminated string, then
len is zero. The return values OCIEXTPROC_SUCCESS and OCIEXTPROC_ERROR indicate
success or failure.
In the previous example, you published external procedure plsTo_divide_proc. In
this example, you use a different implementation. With this version, if the divisor is
zero, then C_divide uses OCIExtProcRaiseExcpWithMsg to raise a user-defined
exception:
void C_divide (ctx, dividend, divisor, result)
OCIExtProcContext *ctx;
int
dividend;
int
divisor;
float *result;
/* Check for zero divisor. */
Developing Applications with Multiple Programming Languages 14-35

Doing Callbacks with External C Procedures

if (divisor == (int)0)
{
/* Raise a user-defined exception, which is Oracle Database error 20100,
and return a null-terminated error message. */
if (OCIExtProcRaiseExcpWithMsg(ctx, (int)20100,
"divisor is zero", 0) == OCIEXTPROC_SUCCESS)
{
return;
}
else
{
/* Incorrect parameters were passed. */
assert(0);
}
}
*result = dividend / divisor;
}

Doing Callbacks with External C Procedures
To enable callbacks, use the function OCIExtProcGetEnv.
Topics:
■
OCIExtProcGetEnv
■

Object Support for OCI Callbacks

■

Restrictions on Callbacks

■

Debugging External Procedures

■

Example: Calling an External Procedure

■

Global Variables in External C Procedures

■

Static Variables in External C Procedures

■

Restrictions on External C Procedures

OCIExtProcGetEnv
This service routine enables OCI callbacks to the database during an external
procedure call. The environment handles obtained by using this function reuse the
existing connection to go back to the database. If you must establish a new connection
to the database, you cannot use these handles; instead, you must create your own.
The C prototype for this function follows:
sword OCIExtProcGetEnv ( OCIExtProcContext *with_context,
OCIEnv envh,
OCISvcCtx svch,
OCIError errh )

The parameter with_context is the context pointer, and the parameters envh, svch,
and errh are the OCI environment, service, and error handles, respectively. The return
values OCIEXTPROC_SUCCESS and OCIEXTPROC_ERROR indicate success or failure.
Both external C procedures and Java class methods can call-back to the database to do
SQL operations. For a working example, see "Example: Calling an External Procedure"
on page 14-39 .

14-36 Oracle Database Advanced Application Developer's Guide

Doing Callbacks with External C Procedures

Callbacks are not necessarily a same-session phenomenon; you
might run an SQL statement in a different session through OCIlogon.

Note:

An external C procedure running on Oracle Database can call a service routine to
obtain OCI environment and service handles. With the OCI, you can use callbacks to
run SQL statements and PL/SQL subprograms, fetch data, and manipulate LOBs.
Callbacks and external procedures operate in the same user session and transaction
context, and so have the same user privileges.
In SQL*Plus, suppose you run this script:
CREATE TABLE Emp_tab (empno NUMBER(10))
CREATE PROCEDURE plsToC_insertIntoEmpTab_proc (
empno PLS_INTEGER)
AS LANGUAGE C
NAME "C_insertEmpTab"
LIBRARY insert_lib
WITH CONTEXT
PARAMETERS (
CONTEXT,
empno LONG);

Later, you might call service routine OCIExtProcGetEnv from external procedure
plsToC_insertIntoEmpTab_proc, as follows:
#include <stdio.h>
#include <stdlib.h>
#include <oratypes.h>
#include <oci.h>
/* includes ociextp.h */
...
void C_insertIntoEmpTab (ctx, empno)
OCIExtProcContext *ctx;
long empno;
{
OCIEnv
*envhp;
OCISvcCtx *svchp;
OCIError *errhp;
int
err;
...
err = OCIExtProcGetEnv(ctx, &envhp, &svchp, &errhp);
...
}

If you do not use callbacks, you need not include oci.h; instead, just include ociextp.h.

Object Support for OCI Callbacks
To run object-related callbacks from your external procedures, the OCI environment in
the extproc agent is fully initialized in object mode. You retrieve handles to this
environment with the OCIExtProcGetEnv procedure.
The object runtime environment lets you use static and dynamic object support
provided by OCI. To use static support, use the OTT to generate C structs for the
appropriate object types, and then use conventional C code to access the object
attributes.
For those objects whose types are unknown at external procedure creation time, an
alternative, dynamic, way of accessing objects is first to call OCIDescribeAny to obtain
Developing Applications with Multiple Programming Languages 14-37

Doing Callbacks with External C Procedures

attribute and method information about the type. Then, OCIObjectGetAttr and
OCIObjectSetAttr can be called to retrieve and set attribute values.
Because the current external procedure model is stateless, OCIExtProcGetEnv must be
called in every external procedure that wants to run callbacks, or call OCIExtProc.
service routines. After every external procedure call, the callback mechanism is
cleaned up and all OCI handles are freed.

Restrictions on Callbacks
With callbacks, this SQL statements and OCI subprograms are not supported:
■

Transaction control statements such as COMMIT

■

Data definition statements such as CREATE

■

These object-oriented OCI subprograms:
OCIObjectNew
OCIObjectPin
OCIObjectUnpin
OCIObjectPinCountReset
OCIObjectLock
OCIObjectMarkUpdate
OCIObjectUnmark
OCIObjectUnmarkByRef
OCIObjectAlwaysLatest
OCIObjectNotAlwaysLatest
OCIObjectMarkDeleteByRef
OCIObjectMarkDelete
OCIObjectFlush
OCIObjectFlushRefresh
OCIObjectGetTypeRef
OCIObjectGetObjectRef
OCIObjectExists
OCIObjectIsLocked
OCIObjectIsDirtied
OCIObjectIsLoaded
OCIObjectRefresh
OCIObjectPinTable
OCIObjectArrayPin
OCICacheFlush,
OCICacheFlushRefresh,
OCICacheRefresh
OCICacheUnpin
OCICacheFree
OCICacheUnmark
OCICacheGetObjects
OCICacheRegister

■

Polling-mode OCI subprograms such as OCIGetPieceInfo

■

These OCI subprograms:
OCIEnvInit
OCIInitialize
OCIPasswordChange
OCIServerAttach
OCIServerDetach
OCISessionBegin
OCISessionEnd
OCISvcCtxToLda

14-38 Oracle Database Advanced Application Developer's Guide

Doing Callbacks with External C Procedures

OCITransCommit
OCITransDetach
OCITransRollback
OCITransStart

Also, with OCI subprogram OCIHandleAlloc, these handle types are not supported:
OCI_HTYPE_SERVER
OCI_HTYPE_SESSION
OCI_HTYPE_SVCCTX
OCI_HTYPE_TRANS

Debugging External Procedures
Usually, when an external procedure fails, its prototype is faulty. In other words, the
prototype does not match the one generated internally by PL/SQL. This can happen if
you specify an incompatible C data type. For example, to pass an OUT parameter of
type REAL, you must specify float *. Specifying float, double *, or any other C data
type results in a mismatch.
In such cases, you might get:
lost RPC connection to external routine agent

This error, which means that extproc terminated abnormally because the external
procedure caused a core dump. To avoid errors when declaring C prototype
parameters, see the preceding tables.
To help you debug external procedures, PL/SQL provides the utility package DEBUG_
EXTPROC. To install the package, run the script dbgextp.sql, which you can find in the
PL/SQL demo directory. (For the location of the directory, see your Oracle Database
Installation or User's Guide.)
To use the package, follow the instructions in dbgextp.sql. Your Oracle Database
account must have EXECUTE privileges on the package and CREATE LIBRARY privileges.
Note: DEBUG_EXTPROC works only on platforms with debuggers that can
attach to a running process.

Example: Calling an External Procedure
Also in the PL/SQL demo directory is the script extproc.sql, which demonstrates the
calling of an external procedure. The companion file extproc.c contains the C source
code for the external procedure.
To run the demo, follow the instructions in extproc.sql. You must use the SCOTT
account, which must have CREATE LIBRARY privileges.

Global Variables in External C Procedures
A global variable is declared outside of a function, and its value is shared by all
functions of a program. Therefore, in external procedures, all functions in a DLL share
the value of the global variable. Global variables are also used to store data that is
intended to persist beyond the lifetime of a function. However, Oracle discourages the
use of global variables for two reasons:
■

Threading

Developing Applications with Multiple Programming Languages 14-39

Doing Callbacks with External C Procedures

In the nonthreaded configuration of the agent process, one function is active at a
time. For the multithreaded extproc agent, multiple functions can be active at the
same time, and they might try to access the global variable concurrently, with
unsuccessful results.
■

DLL caching
Suppose that function func1 tries to pass data to function func2 by storing the
data in a global variable. After func1 completes, the DLL cache might be
unloaded, causing all global variables to lose their values. Then, when func2 runs,
the DLL is reloaded, and all global variables are initialized to 0.

Static Variables in External C Procedures
There are two types of static variables: external and internal. An external static
variable is a special case of a global variable, so its usage is discouraged. Internal static
variables are local to a particular function, but remain in existence rather than coming
and going each time the function is activated. Therefore, they provide private,
permanent storage within a single function. These variables are used to pass on data to
subsequent calls to the same function. But, because of the DLL caching feature
mentioned previously, the DLL might be unloaded and reloaded between calls, which
means that the internal static variable loses its value.
Template makefile in the RDBMS subdirectory /public
for help creating a dynamic link library

See Also:

When calling external procedures:
■

■
■

■

■

■

■

Never write to IN parameters or overflow the capacity of OUT parameters.
(PL/SQL does no run time checks for these error conditions.)
Never read an OUT parameter or a function result.
Always assign a value to IN OUT and OUT parameters and to function results.
Otherwise, your external procedure will not return successfully.
If you include the WITH CONTEXT and PARAMETERS clauses, then you must specify
the parameter CONTEXT, which shows the position of the context pointer in the
parameter list.
If you include the PARAMETERS clause, and if the external procedure is a function,
then you must specify the parameter RETURN in the last position.
For every formal parameter, there must be a corresponding parameter in the
PARAMETERS clause. Also, ensure that the data types of parameters in the
PARAMETERS clause are compatible with those in the C prototype, because no
implicit conversions are done.
With a parameter of type RAW or LONG RAW, you must use the property LENGTH. Also,
if that parameter is IN OUT or OUT and null, then you must set the length of the
corresponding C parameter to zero.

Restrictions on External C Procedures
These restrictions apply to external procedures:
■

This feature is available only on platforms that support DLLs.

■

Only C procedures and procedures callable from C code are supported.

14-40 Oracle Database Advanced Application Developer's Guide

Doing Callbacks with External C Procedures

■

■

■

■

External procedure callouts combined with distributed transactions is not
supported.
You cannot pass PL/SQL cursor variables or records to an external procedure. For
records, use instances of object types instead.
In the LIBRARY subclause, you cannot use a database link to specify a remote
library.
The maximum number of parameters that you can pass to a external procedure is
128. However, if you pass float or double parameters by value, then the maximum
is less than 128. How much less depends on the number of such parameters and
your operating system. To get a rough estimate, count each float or double passed
by value as two parameters.

Developing Applications with Multiple Programming Languages 14-41

Doing Callbacks with External C Procedures

14-42 Oracle Database Advanced Application Developer's Guide

15
Developing Applications with Oracle XA
15

This chapter explains how to use the Oracle XA library. Typically, you use this library
in applications that work with transaction monitors. The XA features are most useful
in applications in which transactions interact with multiple databases.
Topics:
■
X/Open Distributed Transaction Processing (DTP)
■

Oracle XA Library Subprograms

■

Developing and Installing XA Applications

■

Troubleshooting XA Applications

■

Oracle XA Issues and Restrictions
See Also:
■

■

■

■

X/Open CAE Specification - Distributed Transaction Processing: The
XA Specification, X/Open Document Number XO/CAE/91/300,
for an overview of XA, including basic architecture. Access at
http://www.opengroup.org/pubs/catalog/c193.htm.
Oracle Call Interface Programmer's Guide for background and
reference information about the Oracle XA library
The Oracle Database platform-specific documentation for
information about library linking filenames
README for changes, bugs, and restrictions in the Oracle XA
library for your platform

X/Open Distributed Transaction Processing (DTP)
The X/Open Distributed Transaction Processing (DTP) architecture defines a standard
architecture or interface that enables multiple application programs (APs) to share
resources provided by multiple, and possibly different, resource managers (RMs). It
coordinates the work between APs and RMs into global transactions.
The Oracle XA library conforms to the X/Open software architecture's XA interface
specification. The Oracle XA library is an external interface that enables a client-side
transaction manager (TM) that is not an Oracle client-side TM to coordinate global
transactions, thereby allowing inclusion of database RMs that are not Oracle Database
RMs in distributed transactions. For example, a client application can manage an
Oracle Database transaction and a transaction in an NTFS file system as a single,
global transaction.

Developing Applications with Oracle XA 15-1

X/Open Distributed Transaction Processing (DTP)

Figure 15–1 illustrates a possible X/Open DTP model.
Figure 15–1 Possible DTP Model
TX Interface
Application Program (AP)

Native
Interface
Transaction
Manager (TM)

XA Interface

Resource
Manager (RM)

XA Interface
Resource
Manager
Manager
(RM)

Oracle
Database

Topics:
■
DTP Terminology
■

Required Public Information

DTP Terminology
■

Resource Manager (RM)

■

Distributed Transaction

■

Branch

■

Transaction Manager (TM)

■

Transaction Processing Monitor (TPM)

■

Two-Phase Commit Protocol

■

Application Program (AP)

■

TX Interface

■

Tight and Loose Coupling

■

Dynamic and Static Registration

15-2 Oracle Database Advanced Application Developer's Guide

Other
Resources
Resources

X/Open Distributed Transaction Processing (DTP)

Resource Manager (RM)
A resource manager controls a shared, recoverable resource that can be returned to a
consistent state after a failure. Examples are relational databases, transactional queues,
and transactional file systems. Oracle Database is an RM and uses its online redo log
and undo segments to return to a consistent state after a failure.
Distributed Transaction
A distributed transaction, also called a global transaction, is a client transaction that
involves updates to multiple distributed resources and requires "all-or-none"
semantics across distributed RMs.
Branch
A branch is a unit of work contained within one RM. Multiple branches comprise a
global transaction. For Oracle Database, each branch maps to a local transaction inside
the database server.
Transaction Manager (TM)
A transaction manager provides an API for specifying the boundaries of the
transaction and manages commit and recovery. The TM implements a two-phase
commit engine to provide "all-or-none" semantics across distributed RMs.
An external TM is a middle-tier component that resides outside Oracle Database.
Normally, the database is its own internal TM. Using a standards-based TM enables
Oracle Database to cooperate with other heterogeneous RMs in a single transaction.
Transaction Processing Monitor (TPM)
A TM is usually provided by a transaction processing monitor (TPM), such as:
■

Oracle Tuxedo

■

IBM Transarc Encina

■

IBM CICS

A TPM coordinates the flow of transaction requests between the client processes that
issue requests and the back-end servers that process them. Basically, a TPM
coordinates transactions that require the services of several different types of back-end
processes, such as application servers and RMs distributed over a network.
The TPM synchronizes any commits or rollbacks required to complete a distributed
transaction. The TM portion of the TPM is responsible for controlling when distributed
commits and rollbacks take place. Thus, if a distributed application program takes
advantage of a TPM, then the TM portion of the TPM is responsible for controlling the
two-phase commit protocol. The RMs enable the TMs to perform this task.
Because the TM controls distributed commits or rollbacks, it must communicate
directly with Oracle Database (or any other RM) through the XA interface. It uses
Oracle XA library subprograms, which are described in "Oracle XA Library
Subprograms" on page 15-5, to tell Oracle Database how to process the transaction,
based on its knowledge of all RMs in the transaction.
Two-Phase Commit Protocol
The Oracle XA library interface follows the two-phase commit protocol. The sequence
of events is as follows:
1.

In the prepare phase, the TM asks each RM to guarantee that it can commit any
part of the transaction. If this is possible, then the RM records its prepared state

Developing Applications with Oracle XA 15-3

X/Open Distributed Transaction Processing (DTP)

and replies affirmatively to the TM. If it is not possible, then the RM might roll
back any work, reply negatively to the TM, and forget about the transaction. The
protocol allows the application, or any RM, to roll back the transaction unilaterally
until the prepare phase completes.
2.

In phase two, the TM records the commit decision and issues a commit or rollback
to all RMs participating in the transaction. TM can issue a commit for an RM only
if all RMs have replied affirmatively to phase one.

Application Program (AP)
An application program defines transaction boundaries and specifies actions that
constitute a transaction. For example, an AP can be a precompiler or Oracle Call
Interface (OCI) program. The AP operates on the RM resource through its native
interface, for example, SQL.
TX Interface
An application program starts and completes all transaction control operations
through the TM through an interface called TX. The AP does not directly use the XA
interface. APs are not aware of branches that fork in the middle-tier: application
threads do not explicitly join, leave, suspend, and resume branch work, instead the TM
portion of the transaction processing monitor manages the branches of a global
transaction for APs. Ultimately, APs call the TM to commit all-or-none.
The naming conventions for the TX interface and associated
subprograms are vendor-specific. For example, the tx_open call might
be referred to as tp_open on your system. In some cases, the calls
might be implicit, for example, at the entry to a transactional RPC. See
the documentation supplied with the transaction processing monitor
for details.

Note:

Tight and Loose Coupling
Application threads are tightly coupled if the RM considers them as a single entity for
all isolation semantic purposes. Tightly coupled branches must see changes in each
other. Furthermore, an external client must either see all changes of a tightly coupled
set or none of the changes. If application threads are not tightly coupled, then they are
loosely coupled.
Dynamic and Static Registration
Oracle Database supports both dynamic and static registration. In dynamic
registration, the RM runs an application callback before starting any work. In static
registration, you must call xa_start for each RM before starting any work, even if
some RMs are not involved.

Required Public Information
As a resource manager, Oracle Database must publish the information described in
Table 15–1.

15-4 Oracle Database Advanced Application Developer's Guide

Oracle XA Library Subprograms

Table 15–1

Required XA Features Published by Oracle Database

XA Feature

Oracle Database Details

xa_switch_t structures

The Oracle Database xa_switch_t structure name is xaosw for static
registration and xaoswd for dynamic registration. These structures
contain entry points and other information for the resource
manager.

xa_switch_t resource
manager

The Oracle Database resource manager name within the xa_
switch_t structure is Oracle_XA.

Close string

The close string used by xa_close is ignored and can be null.

Open string

For the description of the format of the open string that xa_open
uses, see "Defining the xa_open String" on page 15-8.

Libraries

Libraries needed to link applications using Oracle XA have
platform-specific names. The procedure is similar to linking an
ordinary precompiler or OCI program except that you might have
to link any TPM-specific libraries.
If you are not using sqllib, then link with $ORACLE_
HOME/rdbms/lib/xaonsl.o or $ORACLE_
HOME/rdbms/lib32/xaonsl.o (for 32 bit application on 64 bit
platforms).

Requirements

None. The functionality to support XA is part of both Standard
Edition and Enterprise Edition.

Oracle XA Library Subprograms
The Oracle XA library subprograms enable a TM to tell Oracle Database how to
process transactions. Generally, the TM must open the resource by using xa_open.
Typically, the opening of the resource results from the AP call to tx_open. Some TMs
might call xa_open implicitly when the application begins.
Similarly, there is a close (using xa_close) that occurs when the application is finished
with the resource. The close might occur when the AP calls tx_close or when the
application terminates.
The TM instructs the RMs to perform several other tasks, which include:
■

Starting a transaction and associating it with an ID

■

Rolling back a transaction

■

Preparing and committing a transaction

Topics:
Oracle XA Library Subprograms

■
■

Oracle XA Interface Extensions

Oracle XA Library Subprograms
XA Library subprograms are described in Table 15–2.
Table 15–2

XA Library Subprograms

XA Subprogram

Description

xa_open

Connects to the RM.

xa_close

Disconnects from the RM.

Developing Applications with Oracle XA 15-5

Developing and Installing XA Applications

Table 15–2 (Cont.) XA Library Subprograms
XA Subprogram

Description

xa_start

Starts a transaction and associates it with the given transaction ID (XID), or
associates the process with an existing transaction.

xa_end

Disassociates the process from the given XID.

xa_rollback

Rolls back the transaction associated with the given XID.

xa_prepare

Prepares the transaction associated with the given XID. This is the first phase
of the two-phase commit protocol.

xa_commit

Commits the transaction associated with the given XID. This is the second
phase of the two-phase commit protocol.

xa_recover

Retrieves a list of prepared, heuristically committed, or heuristically rolled
back transactions.

xa_forget

Forgets the heuristically completed transaction associated with the given
XID.

In general, the AP need not worry about the subprograms in Table 15–2 except to
understand the role played by the xa_open string.

Oracle XA Interface Extensions
Oracle Database's XA interface includes some additional functions, which are
described in Table 15–3.
Table 15–3

Oracle XA Interface Extensions

Function

Description

OCISvcCtx *xaoSvcCtx(text *dbname)

Returns the OCI service handle for a given XA
connection. The dbname parameter must be the same as
the DB parameter passed in the xa_open string. OCI
applications can use this routing instead of the sqlld2
calls to obtain the connection handle. Hence, OCI
applications need not link with the sqllib library. The
service handle can be converted to the Version 7 OCI
logon data area (LDA) by using OCISvcCtxToLda [Version
8 OCI]. Client applications must remember to convert the
Version 7 LDA to a service handle by using
OCILdaToSvcCtx after completing the OCI calls.

OCIEnv *xaoEnv(text *dbname)

Returns the OCI environment handle for a given XA
connection. The dbname parameter must be the same as
the DB parameter passed in the xa_open string.

int xaosterr(OCISvcCtx *SvcCtx,sb4 error)

Converts an Oracle Database error code to an XA error
code (only applicable to dynamic registration). The first
parameter is the service handle used to run the work in
the database. The second parameter is the error code that
was returned from Oracle Database. Use this function to
determine if the error returned from an OCI statement
was caused because the xa_start failed. The function
returns XA_OK if the error was not generated by the XA
module or a valid XA error if the error was generated by
the XA module.

Developing and Installing XA Applications
This section explains how to develop and install Oracle XA applications:

15-6 Oracle Database Advanced Application Developer's Guide

Developing and Installing XA Applications

■

DBA or System Administrator Responsibilities

■

Application Developer Responsibilities

■

Defining the xa_open String

■

Developing and Installing XA Applications

■

Managing Transaction Control with Oracle XA

■

Migrating Precompiler or OCI Applications to TPM Applications

■

Managing Oracle XA Library Thread Safety

■

Using the DBMS_XA Package

DBA or System Administrator Responsibilities
The responsibilities of the DBA or system administrator are as follows:
1.

Define the open string, with help from the application developer. For details, see
"Defining the xa_open String" on page 15-8.

2.

Ensure that the static data dictionary view DBA_PENDING_TRANSACTIONS exists and
grant the SELECT privilege to the view for all Oracle users specified in the xa_open
string.
Grant FORCE TRANSACTION privilege to the Oracle user who might commit or roll
back pending (in-doubt) transactions that he or she created, using the command
COMMIT FORCE local_tran_id or ROLLBACK FORCE local_tran_id.
Grant FORCE ANY TRANSACTION privilege to the Oracle user who might commit or
roll back XA transactions created by other users. For example, if user A might
commit or roll back a transaction that was created by user B, user A must have
FORCE ANY TRANSACTION privilege.
In Oracle Database version 7 client applications, all Oracle Database accounts used
by Oracle XA library must have the SELECT privilege on the dynamic performance
view V$XATRANS$. This view must have been created during the XA library
installation. If necessary, you can manually create the view by running the SQL
script xaview.sql as Oracle Database user SYS.
See Also: Your Oracle Database platform-specific documentation for
the location of the catxpend.sql script

3.

Using the open string information, install the RM into the TPM configuration.
Follow the TPM vendor instructions.
The DBA or system administrator must be aware that a TPM system starts the
process that connects to Oracle Database. See your TPM documentation to
determine what environment exists for the process and what user ID it must have.
Ensure that correct values are set for $ORACLE_HOME and $ORACLE_SID in this
environment.

4.

Grant the user ID write permission to the directory in which the system is to write
the XA trace file.
See Also: "Defining the xa_open String" on page 15-8 for
information about how to specify an Oracle System Identifier (SID) or
a trace directory that is different from the defaults

Developing Applications with Oracle XA 15-7

Developing and Installing XA Applications

5.

Start the relevant database instances to bring Oracle XA applications on-line.
Perform this task before starting any TPM servers.

Application Developer Responsibilities
The responsibilities of the application developer are as follows:
1.

Define the open string with help from the DBA or system administrator, as
explained in "Defining the xa_open String" on page 15-8.

2.

Develop the applications.
Observe special restrictions on transaction-oriented SQL statements for
precompilers.
See Also:

3.

"Developing and Installing XA Applications" on page 15-6

Link the application according to TPM vendor instructions.

Defining the xa_open String
The open string is used by the transaction monitor to open the database. The
maximum number of characters in an open string is 256.
Topics:
■
Syntax of the xa_open String
■

Required Fields for the xa_open String

■

Optional Fields for the xa_open String

Syntax of the xa_open String
You can define an open string with the syntax shown in Example 15–1.
Example 15–1

xa_open String

ORACLE_XA{+required_fields...} [+optional_fields...]

These strings shows sample parameter settings:
ORACLE_XA+DB=MANAGERS+SqlNet=SID1+ACC=P/username/password
+SesTM=10+LogDir=/usr/local/xalog
ORACLE_XA+DB=PAYROLL+SqlNet=SID2+ACC=P/username/password
+SesTM=10+LogDir=/usr/local/xalog
ORACLE_XA+SqlNet=SID3+ACC=P/username/password
+SesTM=10+LogDir=/usr/local/xalog

These topics describe valid parameters for the required_fields and optional_fields
placeholders:
■

Required Fields for the xa_open String

■

Optional Fields for the xa_open String

15-8 Oracle Database Advanced Application Developer's Guide

Developing and Installing XA Applications

Note:
■

■

■

You can enter the required fields and optional fields in any order
when constructing the open string.
All field names are case insensitive. Whether their values are
case-sensitive depends on the platform.
There is no way to use the plus character (+) as part of the actual
information string.

Required Fields for the xa_open String
The required_fields placeholder in Example 15–1 refers to any of the name-value
pairs described in Table 15–4.
Table 15–4

Required Fields of xa_open string

Syntax Element

Description

Acc=P//

Specifies that no explicit user or password information is
provided and that the operating system authentication form
is used. For more information see Oracle Database
Administrator's Guide.

Acc=P/user/password

Specifies the user name and password for a valid Oracle
Database account. As described in "DBA or System
Administrator Responsibilities" on page 15-7, ensure that
HR has the SELECT privilege on the DBA_PENDING_
TRANSACTIONS table.

SesTm=session_time_limit

Specifies the maximum number of seconds allowed in a
transaction between one service and the next, or between a
service and the commit or rollback of the transaction, before
the system terminates the transaction. For example,
SesTM=15 indicates that the session idle time limit is 15
seconds.
For example, if the TPM uses remote subprogram calls
between the client and the servers, then SesTM applies to the
time between the completion of one RPC and the initiation
of the next RPC, or the tx_commit, or the tx_rollback.
The value of 0 indicates no limit. Entering a value of 0 is
strongly discouraged. It might tie up resources for a long
time if something goes wrong. Also, if a child process has
SesTM=0, then the SesTM setting is not effective after the
parent process is terminated.

Optional Fields for the xa_open String
The optional_fields placeholder in Example 15–1 refers to any of the name-value
pairs described in Table 15–5.
Table 15–5

Optional Fields in the xa_open String

Syntax Element

Description

NoLocal= true | false

Specifies whether local transactions are allowed. The default
value is false. If the application must disallow local
transactions, then set the value to true.

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Developing and Installing XA Applications

Table 15–5 (Cont.) Optional Fields in the xa_open String
Syntax Element

Description

DB=db_name

Specifies the name used by Oracle Database precompilers to
identify the database. For example, DB=payroll specifies that the
database name is payroll and that the application server
program uses that name in AT clauses.
Application programs that use only the default database for the
Oracle Database precompiler (that is, they do not use the AT
clause in their SQL statements) must omit the DB=db_name clause
in the open string. Applications that use explicitly named
databases must indicate that database name in their DB=db_name
field. Oracle Database Version 7 OCI programs must call the
sqlld2 function to obtain the correct context for logon data area
(Lda_Def), which is the equivalent of an OCI service context.
Version 8 and higher OCI programs must call the xaoSvcCtx
function to get the OCISvcCtx service context.
The db_name is not the SID and is not used to locate the database
to be opened. Rather, it correlates the database opened by this
open string with the name used in the application program to
run SQL statements. The SID is set from either the environment
variable ORACLE_SID of the TPM application server or the SID
given in the Oracle Net clause in the open string. The Oracle Net
clause is described later in this section.Some TPM vendors
provide a way to name a group of servers that use the same
open string. You might find it convenient to choose the same
name both for that purpose and for db_name.

LogDir=log_dir

Specifies the path name on the local system where the Oracle XA
library error and tracing information is to be logged. The default
is $ORACLE_HOME/rdbms/log if ORACLE_HOME is set; otherwise, it
specifies the current directory. For example, LogDir=/xa_trace
indicates that the logging information is located under the /xa_
trace directory. Ensure that the directory exists and the
application server can write to it.

Objects= true | false

Specifies whether the application is initialized in object mode.
The default value is false. If the application must use certain API
calls that require object mode, such as OCIRawAssignBytes, then
set the value to true.

MaxCur=maximum_#_of_
open_cursors

Specifies the number of cursors to be allocated when the
database is opened. It serves the same purpose as the
precompiler option maxopencursors. For example, MaxCur=5
indicates that the precompiler tries to keep five open cursors
cached. This parameter overrides the precompiler option
maxopencursors that you might have specified in your source
code or at compile time.

SqlNet=db_link

Specifies the Oracle Net database link to use to log on to the
system. This string must be an entry in tnsnames.ora. For
example, the string SqlNet=inst1_disp might connect to a
shared server at instance 1 if so defined in tnsnames.ora.
You can use the SqlNet parameter to specify the ORACLE_SID in
cases where you cannot control the server environment variable.
You must also use it when the server must access multiple
Oracle Database instances. To use the Oracle Net string without
actually accessing a remote database, use the Pipe driver. For
example, specify SqlNet=localsid1, where localsid1 is an alias
defined in the tnsnames.ora file.

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Table 15–5 (Cont.) Optional Fields in the xa_open String
Syntax Element

Description

Loose_Coupling=true |
false

Specifies whether locks are shared. Oracle Database transaction
branches within the same global transaction can be coupled
tightly or loosely. If branches are loosely coupled, then they do
not share locks. Set the value to true for loosely coupled
branches. If branches are tightly coupled, then they share locks.
Set the value to false for tightly coupled branches. The default
value is false.
Note: When running Oracle RAC, if transaction branches land
on different Oracle RAC instances, then they are loosely coupled
even if Loose_Coupling=false.

SesWt=session_wait_limit Specifies the number of seconds Oracle Database waits for a
transaction branch that is being used by another session before
XA_RETRY is returned. The default value is 60 seconds.
Threads=true | false

Specifies whether the application is multithreaded. The default
value is false. If the application is multithreaded, then the
setting is true.

Using Oracle XA with Precompilers
When used in an Oracle XA application, cursors are valid only for the duration of the
transaction. Explicit cursors must be opened after the transaction begins, and closed
before the commit or rollback.
You have these options when interfacing with precompilers:
■

Using Precompilers with the Default Database

■

Using Precompilers with a Named Database

The examples in this topic use the precompiler Pro*C/C++.

Using Precompilers with the Default Database
To interface to a precompiler with the default database, ensure that the DB=db_name
field used in the open string is not present. The absence of this field indicates the
default connection. Only one default connection is allowed for each process.
This is an example of an open string identifying a default Pro*C/C++ connection:
ORACLE_XA+SqlNet=maildb+ACC=P/username/password
+SesTM=10+LogDir=/usr/local/logs

The DB=db_name is absent, indicating an empty database ID string.
The syntax of a SQL statement is:
EXEC SQL UPDATE Emp_tab SET Sal = Sal*1.5;

Using Precompilers with a Named Database
To interface to a precompiler with a named database, include the DB=db_name field in
the open string. Any database you refer to must reference the same db_name you
specified in the corresponding open string.
An application might include the default database and one or more named databases.
For example, suppose you want to update an employee's salary in one database, his
department number (DEPTNO) in another, and his manager in a third database.
Configure the open strings in the transaction manager as shown in Example 15–2.

Developing Applications with Oracle XA

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Developing and Installing XA Applications

Example 15–2

Sample Open String Configuration

ORACLE_XA+DB=MANAGERS+SqlNet=SID1+ACC=P/username/password
+SesTM=10+LogDir=/usr/local/xalog
ORACLE_XA+DB=PAYROLL+SqlNet=SID2+ACC=P/username/password
+SesTM=10+LogDir=/usr/local/xalog
ORACLE_XA+SqlNet=SID3+ACC=P/username/password
+SesTM=10+LogDir=/usr/local/xalog

There is no DB=db_name field in the last open string in Example 15–2.
In the application server program, enter declarations such as:
EXEC SQL DECLARE PAYROLL DATABASE;
EXEC SQL DECLARE MANAGERS DATABASE;

Again, the default connection (corresponding to the third open string that does not
contain the DB field) needs no declaration.
When doing the update, enter statements similar to these:
EXEC SQL AT PAYROLL UPDATE Emp_Tab SET Sal=4500 WHERE Empno=7788;
EXEC SQL AT MANAGERS UPDATE Emp_Tab SET Mgr=7566 WHERE Empno=7788;
EXEC SQL UPDATE Emp_Tab SET Deptno=30 WHERE Empno=7788;

There is no AT clause in the last statement because it is referring to the default
database.
In Oracle Database precompilers release 1.5.3 or later, you can use a character host
variable in the AT clause, as this example shows:
EXEC SQL BEGIN DECLARE SECTION;
DB_NAME1 CHARACTER(10);
DB_NAME2 CHARACTER(10);
EXEC SQL END DECLARE SECTION;
...
SET DB_NAME1 = 'PAYROLL'
SET DB_NAME2 = 'MANAGERS'
...
EXEC SQL AT :DB_NAME1 UPDATE...
EXEC SQL AT :DB_NAME2 UPDATE...

Caution: Do not have XA applications create connections other than
those created through xa_open. Work performed on non-XA
connections is outside the global transaction and must be committed
separately.

Using Oracle XA with OCI
Oracle Call Interface applications that use the Oracle XA library must not call
OCISessionBegin to log on to the resource manager. Rather, the logon must be done
through the TPM. The applications can run the function xaoSvcCtx to obtain the
service context structure when they must access the resource manager.
In applications that must pass the environment handle to OCI functions, you can also
call xaoEnv to find that handle.
Because an application server can have multiple concurrent open Oracle Database
resource managers, it must call the function xaoSvcCtx with the correct arguments to
obtain the correct service context.

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See Also:

Oracle Call Interface Programmer's Guide

Managing Transaction Control with Oracle XA
When you use the XA library, transactions are not controlled by the SQL statements
that commit or roll back transactions. Rather, they are controlled by an API accepted
by the TM that starts and stops transactions. You call the API that is provided by the
transaction manager, including the TX interface listed in Table 15–6, but not the XA
Library Subprograms listed in Table 15–2.
The TMs typically control the transactions through the XA interface. This interface
includes the functions described in Table 15–2.
Table 15–6

TX Interface Functions

TX Function

Description

tx_open

Logs into the resource manager(s)

tx_close

Logs out of the resource manager(s)

tx_begin

Starts a transaction

tx_commit

Commits a transaction

tx_rollback

Rolls back the transaction

Most TPM applications use a client/server architecture in which an application client
requests services and an application server provides them. The examples shown in
"Examples of Precompiler Applications" on page 15-14 use such a client/server model.
A service is a logical unit of work that, for Oracle Database as the resource manager,
comprises a set of SQL statements that perform a related unit of work.
For example, when a service named "credit" receives an account number and the
amount to be credited, it runs SQL statements to update information in certain tables
in the database. In addition, a service might request other services. For example, a
"transfer fund" service might request services from a "credit" and "debit" service.
Typically, application clients request services from the application servers to perform
tasks within a transaction. For some TPM systems, however, the application client
itself can offer its own local services. As shown in "Examples of Precompiler
Applications" on page 15-14, you can encode transaction control statements within
either the client or the server.
To have multiple processes participating in the same transaction, the TPM provides a
communication API that enables transaction information to flow between the
participating processes. Examples of communications APIs include RPC, pseudo-RPC
functions, and send/receive functions.
Because the leading vendors support different communication functions, these
examples use the communication pseudo-function tpm_service to generalize the
communications API.
X/Open includes several alternative methods for providing communication functions
in their preliminary specification. At least one of these alternatives is supported by
each of the leading TPM vendors.

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Examples of Precompiler Applications
These examples illustrate precompiler applications. Assume that the application server
has logged onto the RMs system, in a TPM-specific manner. Example 15–3 shows a
transaction started by an application server.
Example 15–3

Transaction Started by an Application Server

/***** Client: *****/
tpm_service("ServiceName");

/*Request Service*/

/***** Server: *****/
ServiceName()
{
<get service specific data>
tx_begin();
EXEC SQL UPDATE ...;

/* Begin transaction boundary */

/* This application server temporarily becomes */
/* a client and requests another service. */
tpm_service("AnotherService");
tx_commit();
/* Commit the transaction */
<return service status back to the client>
}

Example 15–4 shows a transaction started by an application client.
Example 15–4

Transaction Started by an Application Client

/***** Client: *****/
tx_begin();
tpm_service("Service1");
tpm_service("Service2");
tx_commit();

/* Begin transaction boundary */

/* Commit the transaction */

/***** Server: *****/
Service1()
{
<get service specific data>
EXEC SQL UPDATE ...;
<return service status back to the client>
}
Service2()
{
<get service specific data>
EXEC SQL UPDATE ...;
...
<return service status back to client>
}

Migrating Precompiler or OCI Applications to TPM Applications
To migrate existing precompiler or OCI applications to a TPM application that uses the
Oracle XA library, you must:
1.

Reorganize the application into a framework of "services" so that application
clients request services from application servers. Some TPMs require the
application to use the tx_open and tx_close functions, whereas other TPMs do
the logon and logoff implicitly.

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If you do not specify the SqlNet parameter in your open string, then the
application uses the default Oracle Net driver. Thus, ensure that the application
server is brought up with the ORACLE_HOME and ORACLE_SID environment variables
properly defined. This is accomplished in a TPM-specific fashion. See your TPM
vendor documentation for instructions on how to accomplish this.
2.

Ensure that the application replaces the regular connect and disconnect
statements. For example, replace the connect statements EXEC SQL CONNECT (for
precompilers) or OCISessionBegin, OCIServerAttach, and OCIEnvCreate (for OCI)
with tx_open. Replace the disconnect statements EXEC SQL COMMIT/ROLLBACK WORK
RELEASE (for precompilers) or OCISessionEnd/OCIServerDetach (for OCI) with
tx_close.

3.

Ensure that the application replaces the regular commit or rollback statements for
any global transactions and begins the transaction explicitly.
For example, replace the COMMIT/ROLLBACK statements EXEC SQL COMMIT/ROLLBACK
WORK (for precompilers), or OCITransCommit/OCITransRollback (for OCI) with tx_
commit/tx_rollback and start the transaction by calling tx_begin.
The preceding is only true for global rather than local
transactions. Commit or roll back local transactions with the Oracle
API.

Note:

4.

Ensure that the application resets the fetch state before ending a transaction. In
general, use release_cursor=no. Use release_cursor=yes only when you are
certain that a statement will run only once.

Table 15–7 lists the TPM functions that replace regular Oracle Database statements
when migrating precompiler or OCI applications to TPM applications.
Table 15–7

TPM Replacement Statements

Regular Oracle Database Statements

TPM Functions

CONNECTuser/password

tx_open (possibly implicit)

implicit start of transaction

tx_begin

SQL

Service that runs the SQL

COMMIT

tx_commit

ROLLBACK

tx_rollback

disconnect

tx_close (possibly implicit)

Managing Oracle XA Library Thread Safety
If you use a transaction monitor that supports threads, then the Oracle XA library
enables you to write applications that are thread-safe. Nevertheless, keep certain
issues in mind.
A thread of control (or thread) refers to the set of connections to resource managers. In
an nonthreaded system, each process is considered a thread of control because each
process has its own set of connections to RMs and maintains its own independent
resource manager table. In a threaded system, each thread has an autonomous set of
connections to RMs and each thread maintains a private RM table. This private table
must be allocated for each thread and de-allocated when the thread terminates, even if
the termination is abnormal.

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Developing and Installing XA Applications

In Oracle Database, each thread that accesses the database
must have its own connection.

Note:

Topics:
■
Specifying Threading in the Open String
■

Restrictions on Threading in Oracle XA

Specifying Threading in the Open String
The xa_open string provides the clause Threads=. You must specify this clause as true
to enable the use of threads by the TM. The default is false. In most cases, the TM
creates the threads; the application does not know when a thread is created. Therefore,
it is advisable to allocate a service context on the stack within each service that is
written for a TM application. Before doing any Oracle Database-related calls in that
service, you must call the xaoSvcCtx function to retrieve the initialized OCI service
context. You can then use this context for OCI calls within the service.

Restrictions on Threading in Oracle XA
These restrictions apply when using threads:
■

■

■

Any Pro* or OCI code that runs as part of the application server process on the
transaction monitor cannot be threaded unless the transaction monitor is explicitly
told when each application thread is started. This is typically accomplished by
using a special C compiler provided by the TM vendor.
The Pro* statements EXEC SQL ALLOCATE and EXEC SQL USE are not supported.
Therefore, when threading is enabled, you cannot use embedded SQL statements
across non-XA connections.
If one thread in a process connects to Oracle Database through XA, then all other
threads in the process that connect to Oracle Database must also connect through
XA. You cannot connect through EXEC SQL CONNECT in one thread and through xa_
open in another thread.

Using the DBMS_XA Package
PL/SQL applications can use the Oracle XA library with the DBMS_XA package. For
information about this package, see Oracle Database PL/SQL Packages and Types
Reference.
In Example 15–5, one PL/SQL session starts a transaction but does not commit it, a
second session resumes the transaction, and a third session commits the transaction.
All three sessions are connected to the HR schema.
Example 15–5

Using the DBMS_XA Package

REM Session 1 starts a transaction and does some work.
DECLARE
rc PLS_INTEGER;
oer PLS_INTEGER;
xae EXCEPTION;
BEGIN
rc := DBMS_XA.XA_START(DBMS_XA_XID(123), DBMS_XA.TMNOFLAGS);
IF rc!=DBMS_XA.XA_OK THEN
oer := DBMS_XA.XA_GETLASTOER();

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DBMS_OUTPUT.PUT_LINE('ORA-' || oer || ' occurred, XA_START failed');
RAISE xae;
ELSE DBMS_OUTPUT.PUT_LINE('XA_START(new xid=123)
OK');
END IF;
UPDATE employees SET salary=salary*1.1 WHERE employee_id = 100;
rc := DBMS_XA.XA_END(DBMS_XA_XID(123), DBMS_XA.TMSUSPEND);
IF rc!=DBMS_XA.XA_OK THEN
oer := DBMS_XA.XA_GETLASTOER();
DBMS_OUTPUT.PUT_LINE('ORA-' || oer || ' occurred, XA_END failed');
RAISE xae;
ELSE DBMS_OUTPUT.PUT_LINE('XA_END(suspend xid=123)
OK');
END IF;
EXCEPTION
WHEN OTHERS THEN
DBMS_OUTPUT.PUT_LINE
('XA error('||rc||') occurred, rolling back the transaction ...');
rc := DBMS_XA.XA_END(DBMS_XA_XID(123), DBMS_XA.TMSUCCESS);
rc := DBMS_XA.XA_ROLLBACK(DBMS_XA_XID(123));
IF rc != DBMS_XA.XA_OK THEN
oer := DBMS_XA.XA_GETLASTOER();
DBMS_OUTPUT.PUT_LINE('XA-'||rc||', ORA-' || oer ||
' XA_ROLLBACK does not return XA_OK');
raise_application_error(-20001, 'ORA-'||oer||
' error in rolling back a failed transaction');
END IF;
raise_application_error(-20002, 'ORA-'||oer||
' error in transaction processing, transaction rolled back');
END;
/
SHOW ERRORS
DISCONNECT
REM Session 2 resumes the transaction and does some work.
DECLARE
rc PLS_INTEGER;
oer PLS_INTEGER;
s
NUMBER;
xae EXCEPTION;
BEGIN
rc := DBMS_XA.XA_START(DBMS_XA_XID(123), DBMS_XA.TMRESUME);
IF rc!=DBMS_XA.XA_OK THEN
oer := DBMS_XA.XA_GETLASTOER();
DBMS_OUTPUT.PUT_LINE('ORA-' || oer || ' occurred, xa_start failed');
RAISE xae;
ELSE DBMS_OUTPUT.PUT_LINE('XA_START(resume xid=123) OK');
END IF;
SELECT salary INTO s FROM employees WHERE employee_id = 100;
DBMS_OUTPUT.PUT_LINE('employee_id = 100, salary = ' || s);
rc := DBMS_XA.XA_END(DBMS_XA_XID(123), DBMS_XA.TMSUCCESS);
IF rc!=DBMS_XA.XA_OK THEN
oer := DBMS_XA.XA_GETLASTOER();
DBMS_OUTPUT.PUT_LINE('ORA-' || oer || ' occurred, XA_END failed');

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Developing and Installing XA Applications

RAISE xae;
ELSE DBMS_OUTPUT.PUT_LINE('XA_END(detach xid=123)
END IF;

OK');

EXCEPTION
WHEN OTHERS THEN
DBMS_OUTPUT.PUT_LINE
('XA error('||rc||') occurred, rolling back the transaction ...');
rc := DBMS_XA.XA_END(DBMS_XA_XID(123), DBMS_XA.TMSUCCESS);
rc := DBMS_XA.XA_ROLLBACK(DBMS_XA_XID(123));
IF rc != DBMS_XA.XA_OK THEN
oer := DBMS_XA.XA_GETLASTOER();
DBMS_OUTPUT.PUT_LINE('XA-'||rc||', ORA-' || oer ||
' XA_ROLLBACK does not return XA_OK');
raise_application_error(-20001, 'ORA-'||oer||
' error in rolling back a failed transaction');
END IF;
raise_application_error(-20002, 'ORA-'||oer||
' error in transaction processing, transaction rolled back');
END;
/
SHOW ERRORS
DISCONNECT
REM Session 3 commits the transaction.
DECLARE
rc PLS_INTEGER;
oer PLS_INTEGER;
xae EXCEPTION;
BEGIN
rc := DBMS_XA.XA_COMMIT(DBMS_XA_XID(123), TRUE);
IF rc!=DBMS_XA.XA_OK THEN
oer := DBMS_XA.XA_GETLASTOER();
DBMS_OUTPUT.PUT_LINE('ORA-' || oer || ' occurred, XA_COMMIT failed');
RAISE xae;
ELSE DBMS_OUTPUT.PUT_LINE('XA_COMMIT(commit xid=123) OK');
END IF;
EXCEPTION
WHEN xae THEN
DBMS_OUTPUT.PUT_LINE
('XA error('||rc||') occurred, rolling back the transaction ...');
rc := DBMS_XA.XA_ROLLBACK(DBMS_XA_XID(123));
IF rc != DBMS_XA.XA_OK THEN
oer := DBMS_XA.XA_GETLASTOER();
DBMS_OUTPUT.PUT_LINE('XA-'||rc||', ORA-' || oer ||
' XA_ROLLBACK does not return XA_OK');
raise_application_error(-20001, 'ORA-'||oer||
' error in rolling back a failed transaction');
END IF;
raise_application_error(-20002, 'ORA-'||oer||
' error in transaction processing, transaction rolled back');
END;
/
SHOW ERRORS

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DISCONNECT
QUIT

Troubleshooting XA Applications
Topics:
■
Accessing Oracle XA Trace Files
■

Managing In-Doubt or Pending Oracle XA Transactions

■

Using SYS Account Tables to Monitor Oracle XA Transactions

Accessing Oracle XA Trace Files
The Oracle XA library logs any error and tracing information to its trace file. This
information is useful in supplementing the XA error codes. For example, it can
indicate whether an xa_open failure is caused by an incorrect open string, failure to
find the Oracle Database instance, or a logon authorization failure.
The name of the trace file is xa_db_namedate.trc, where db_name is the database name
specified in the open string field DB=db_name, and date is the date when the
information is logged to the trace file. If you do not specify DB=db_name in the open
string, then it automatically defaults to NULL.
For example, xa_NULL06022005.trc indicates a trace file that was created on June 2,
2005. Its DB field was not specified in the open string when the resource manager was
opened. The filename xa_Finance12152004.trc indicates a trace file was created on
December 15, 2004. Its DB field was specified as "Finance" in the open string when the
resource manager was opened.
Multiple Oracle XA library resource managers with the same
DB field and LogDir field in their open strings log all trace information
that occurs on the same day to the same trace file.
Note:

Suppose that a trace file contains these contents:
1032.12345.2:
1032.12345.2:

ORA-01017: invalid username/password;
xaolgn: XAER_INVAL; logon denied

logon denied

Table 15–8 explains the meaning of each element.
Table 15–8

Sample Trace File Contents

String

Description

1032

The time when the information is logged.

12345

The process ID (PID).

2

Resource manager ID

xaolgn

Name of module

XAER_INVAL

Error returned as specified in the XA standard

ORA-01017

Oracle Database information that was returned

Topics:
■
xa_open String DbgFl

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Troubleshooting XA Applications

■

Trace File Locations

xa_open String DbgFl
Normally, the XA trace file is opened only if an error is detected. The xa_open string
DbgFl provides a tracing facility to record additional detail about the XA library. By
default, its value is zero. You can set it to any combination of these values:
■

■

■

0x1, which enables you to trace the entry and exit to each subprogram in the XA
interface. This value can be useful in seeing exactly which XA calls the TP Monitor
is making and which transaction identifier it is generating.
0x2, which enables you to trace the entry to and exit from other nonpublic XA
library programs. This is generally of use only to Oracle Database developers.
0x4, which enables you to trace various other "interesting" calls made by the XA
library, such as specific calls to the OCI. This is generally of use only to Oracle
Database developers.
The flags are independent bits of an ub4, so to obtain printout
from two or more flags, you must set a combined value of the flags.

Note:

Trace File Locations
The XA application determines a location for the trace file according to this algorithm:
1.

The LogDir directory specified in the open string.

2.

If you do not specify LogDir in the open string, then the Oracle XA application
attempts to create the trace file in this directory (if the Oracle home is accessible):

3.

■

%ORACLE_HOME%\rdbms\trace on Windows

■

$ORACLE_HOME/rdbms/log on Linux and UNIX

If the Oracle XA application cannot determine where the Oracle home is located,
then the application creates the trace file in the current working directory.

Managing In-Doubt or Pending Oracle XA Transactions
In-doubt or pending transactions are transactions that were prepared but not
committed to the database. In general, the TM provided by the TPM system resolves
any failure and recovery of in-doubt or pending transactions. The DBA might have to
override an in-doubt transaction if these situations occur:
■

It is locking data that is required by other transactions.

■

It is not resolved in a reasonable amount of time.

See the TPM documentation for more information about overriding in-doubt
transactions in such circumstances and about how to decide whether to commit or roll
back the in-doubt transaction.

Using SYS Account Tables to Monitor Oracle XA Transactions
These views under the Oracle Database SYS account contain transactions generated by
regular Oracle Database applications and Oracle XA applications:
■

DBA_PENDING_TRANSACTIONS

■

V$GLOBAL_TRANSACTION

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■

DBA_2PC_PENDING

■

DBA_2PC_NEIGHBORS

For transactions generated by Oracle XA applications, this column information applies
specifically to the DBA_2PC_NEIGHBORS table:
■

The DBID column is always xa_orcl

■

The DBUSER_OWNER column is always db_namexa.oracle.com

Remember that the db_name is always specified as DB=db_name in the open string. If
you do not specify this field in the open string, then the value of this column is
NULLxa.oracle.com for transactions generated by Oracle XA applications.
For example, this SQL statement provide more information about in-doubt
transactions generated by Oracle XA applications:
SELECT *
FROM DBA_2PC_PENDING p, DBA_2PC_NEIGHBORS n
WHERE p.LOCAL_TRAN_ID = n.LOCAL_TRAN_ID
AND n.DBID = 'xa_orcl';

Alternatively, if you know the format ID used by the transaction processing monitor,
then you can use DBA_PENDING_TRANSACTIONS or V$GLOBAL_TRANSACTION. Whereas
DBA_PENDING_TRANSACTIONS gives a list of prepared transactions, V$GLOBAL_
TRANSACTION provides a list of all active global transactions.

Oracle XA Issues and Restrictions
Topics:
■
Using Database Links in Oracle XA Applications
■

Managing Transaction Branches in Oracle XA Applications

■

Using Oracle XA with Oracle Real Application Clusters (Oracle RAC)

■

SQL-Based Oracle XA Restrictions

■

Miscellaneous Restrictions

Using Database Links in Oracle XA Applications
Oracle XA applications can access other Oracle Database instances through database
links with these restrictions:
■

They must use the shared server configuration.
The transaction processing monitors (TPMs) use shared servers to open the
connection to an Oracle Database A. Then the operating system network
connection required for the database link is opened by the dispatcher instead of a
dedicated server process. This allows different services or threads to operate on
the transaction.
If this restriction is not satisfied, then when you use database links within an XA
transaction, it creates an operating system network connection between the
dedicated server process and the other Oracle Database B. Because this network
connection cannot be moved from one dedicated server process to another, you
cannot detach from this dedicated server process of database A. Then when you
access the database B through a database link, you receive an ORA-24777 error.

■

The other database being accessed must be another Oracle Database.
Developing Applications with Oracle XA

15-21

Oracle XA Issues and Restrictions

If these restrictions are satisfied, Oracle Database allows such links and propagates the
transaction protocol (prepare, rollback, and commit) to the other Oracle Database
instances.
If using the shared server configuration is not possible, then access the remote
database through the Pro*C/C++ application by using EXEC SQL AT syntax.
The init.ora parameter OPEN_LINKS_PER_INSTANCE specifies the number of open
database link connections that can be migrated. These dblink connections are used by
XA transactions so that the connections are cached after a transaction is committed.
Another transaction can use the database link connection if the user who created the
connection also created the transaction. This parameter is different from the init.ora
parameter OPEN_LINKS, which specifies the maximum number of concurrent open
connections (including database links) to remote databases in one session. The OPEN_
LINKS parameter does not apply to XA applications.

Managing Transaction Branches in Oracle XA Applications
Oracle Database transaction branches within the same global transaction can be
coupled tightly or loosely. If the transaction branches are tightly coupled, then they
share locks. Consequently, pre-COMMIT updates in one transaction branch are visible in
other branches that belong to the same global transaction. In loosely coupled
transaction branches, the branches do not share locks and do not see updates in other
branches.
In a tightly coupled branch, Oracle Database obtains the DX lock before running any
statement. Because the system does not obtain a lock before running the statement,
loosely coupled transaction branches result in greater concurrency. The disadvantage
is that all transaction branches must go through the two phases of commit, that is, the
system cannot use XA one-phase optimization.
Table 15–9 summarizes the trade-offs between tightly coupled branches and loosely
coupled branches.
Table 15–9

Tightly and Loosely Coupled Transaction Branches

Attribute

Tightly Coupled Branches

Two Phase Commit Read-only optimization

Serialization

Loosely Coupled Branches
Two phases

[prepare for all branches, commit
for last branch]

[prepare and commit for all
branches]

Database call

None

Using Oracle XA with Oracle Real Application Clusters (Oracle RAC)
As of Oracle Database 11g Release 1, an XA transaction can span Oracle RAC
instances, allowing any application that uses XA to take full advantage of the Oracle
RAC environment, enhancing the availability and scalability of the application.
External procedure callouts combined with distributed
transactions is not supported.

Note:

Topics:
■
GLOBAL_TXN_PROCESSES Initialization Parameter
■

Managing Transaction Branches on Oracle RAC

■

Managing Instance Recovery in Oracle RAC with DTP Services

15-22 Oracle Database Advanced Application Developer's Guide

Oracle XA Issues and Restrictions

■

Global Uniqueness of XIDs in Oracle RAC

■

Tight and Loose Coupling

GLOBAL_TXN_PROCESSES Initialization Parameter
The initialization parameter GLOBAL_TXN_PROCESSES specifies the initial number of
GTXn background processes for each Oracle RAC instance. Its default value is 1.
Leave this parameter at its default value clusterwide if distributed transactions might
span multiple Oracle RAC instances. This allows the units of work performed across
these Oracle RAC instances to share resources and act as a single transaction (that is,
the units of work are tightly coupled). It also allows 2PC requests to be sent to any
node in the cluster.
Oracle Database Reference for more information about
GLOBAL_TXN_PROCESSES
See Also:

Managing Transaction Branches on Oracle RAC
Note:
■

■

This topic applies if either of the following is true:

The initialization parameter GLOBAL_TXN_PROCESSES is not at its
default value in the initialization file of every Oracle RAC
instance.
The Oracle XA application resumes or joins previously detached
branches of a transaction.

Oracle Database permits different instances to operate on different transaction
branches in Oracle RAC. For example, Node 1 can operate on branch A while Node 2
operates on branch B. Before Oracle Database 11g Release 1, if transaction branches
were on different instances, then they were loosely coupled and did not share locks. In
this case, Oracle Database treated different units of work in different application
threads as separate entities that did not share resources.
A different case is when multiple instances operate on a single transaction branch. For
example, assume that a single transaction lands on Node 1 and Node 2 as follows:
Node 1
1. xa_start
2.

SQL operations

3.

xa_end (SUSPEND)

Node 2
1. xa_start (RESUME)
2.

xa_prepare

3.

xa_commit

4.

xa_end

In the immediately preceding sequence, Oracle Database returns an error because
Node 2 must not resume a branch that is physically located on a different node (Node
1).

Developing Applications with Oracle XA

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Oracle XA Issues and Restrictions

Before Oracle Database 11g Release 1, the way to achieve tight coupling in Oracle RAC
was to use Distributed Transaction Processing (DTP) services, that is, services whose
cardinality (one) ensured that all tightly-coupled branches landed on the same
instance—regardless of whether load balancing was enabled. Middle-tier components
addressed Oracle Database through a common logical database service name that
mapped to a single Oracle RAC instance at any point in time. An intermediate name
resolver for the database service hid the physical characteristics of the database
instance. DTP services enabled all participants of a tightly-coupled global transaction
to create branches on one instance.
As of Oracle Database 11g Release 1, the DTP service is no longer required to support
XA transactions with tightly coupled branches. By default, tightly coupled branches
that land on different Oracle RAC instances remain tightly coupled; that is, they share
locks and resources across Oracle RAC instances.
For example, when you use a DTP service, this sequence of actions occurs on the same
instance:
1.

xa_start

2.

SQL operations

3.

xa_end (SUSPEND)

4.

xa_start (RESUME)

5.

SQL operations

6.

xa_prepare

7.

xa_commit or xa_rollback

Moreover, multiple tightly-coupled branches land on the same instance if each
addresses the Oracle RM with the same DTP service.
To leverage all instances in the cluster, create multiple DTP services, with one or more
on each node that hosts distributed transactions. All branches of a global distributed
transaction exist on the same instance. Thus, you can leverage all instances and nodes
of an Oracle RAC cluster to balance the load of many distributed XA transactions,
thereby maximizing application throughput.
See Also: Oracle Real Application Clusters Administration and
Deployment Guide to learn how to manage distributed transactions in a
Real Application Clusters configuration

Managing Instance Recovery in Oracle RAC with DTP Services
Before Oracle Database 10g Release 2, TM was responsible for detecting failure and
triggering failover and failback in Oracle RAC. To ensure that information about
in-doubt transactions was propagated to DBA_2PC_PENDING, TM had to call xa_recover
before resolving the in-doubt transactions. If an instance failed, then the XA client
library could not fail over to another instance until it had run theSYS.DBMS_XA.DIST_
TXN_SYNC procedure to ensure that the undo segments of the failed instance were
recovered. As of Oracle Database 10g Release 2, there is no such requirement to call
xa_recover in cases where the TM has enough information about in-flight
transactions.
Note: As of Oracle Database 9g Release 2, xa_recover is required to
wait for distributed data manipulation language (DML) statements to
complete on remote sites.

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Oracle XA Issues and Restrictions

Using DTP services in Oracle RAC has these benefits:
■
■

■

Automates instance failure detection.
Automates instance failover and failback. When an instance fails, the DTP service
hosted on this instance fails over to another instance. The failover forces clients to
reconnect; nevertheless, the logical names for the service remain the same. Failover
is automatic and does not require an administrator intervention. The administrator
can induce failback by a service relocate statement, but all failback-related
recovery is automatically handled within the database server.
Enables Oracle Database rather than the client to drive instance recovery. The
database does not require middle-tier TM involvement to determine the state of
transactions prepared by other instances.
See Also:
■

■

Oracle Real Application Clusters Administration and Deployment
Guide to learn how to manage instance recovery
Oracle Real Application Clusters Administration and Deployment
Guide for information about services and distributed transaction
processing in Oracle RAC

Global Uniqueness of XIDs in Oracle RAC
Before Oracle Database 11g Release 1, Oracle RAC database cannot determine whether
a given XID is unique for XA transactions throughout the cluster.
For example, suppose that there is an XID Fmt(x).Tx(1).Br(1) on Oracle RAC instance
1 and another XID Fmt(x).Tx(1).Br(1) on Oracle RAC instance 2. Each of these can
start a branch and run SQL even though the XID is not unique across Oracle RAC
instances.
As of Oracle Database 11g Release 1, Oracle RAC database detects the duplicate XIDs
across Oracle RAC instances and prevents a branch with a duplicate XID from starting.
See Also: Oracle Real Application Clusters Administration and
Deployment Guide for information about services and distributed
transaction processing in Oracle RAC

Tight and Loose Coupling
Oracle Database transaction branches within the same global transaction can be
coupled either tightly or loosely (for details, see "Managing Transaction Branches in
Oracle XA Applications" on page 15-22). Ordinarily, coupling type is determined by
the value of the Loose_Coupling field of the xa_open string (see Table 15–5 on
page 15-9). However, if branches land on different Oracle RAC instances when
running Oracle RAC, then they are loosely coupled even if Loose_Coupling=false.
See Also: Oracle Real Application Clusters Administration and
Deployment Guide for information about services and distributed
transaction processing in Oracle RAC

SQL-Based Oracle XA Restrictions
This section describes restrictions concerning these SQL operations:
■

Rollbacks and Commits

■

DDL Statements

Developing Applications with Oracle XA

15-25

Oracle XA Issues and Restrictions

■

Session State

■

EXEC SQL

Rollbacks and Commits
Because the transaction manager is responsible for coordinating and monitoring the
progress of the global transaction, the application must not contain any Oracle
Database-specific statement that independently rolls back or commits a global
transaction. However, you can use rollbacks and commits in a local transaction.
Do not use EXEC SQL ROLLBACK WORK for precompiler applications when you are in the
middle of a global transaction. Similarly, an OCI application must not run
OCITransRollback, or the Version 7 equivalent orol. You can roll back a global
transaction by calling tx_rollback.
Similarly, a precompiler application must not have the EXEC SQL COMMIT WORK statement
in the middle of a global transaction. An OCI application must not run
OCITransCommit or the Version 7 equivalent ocom. For example, use tx_commit or tx_
rollback to end a global transaction.

DDL Statements
Because a data definition language (DDL) statement, such as CREATE TABLE, implies an
implicit commit, the Oracle XA application cannot run any DDL statements.

Session State
Oracle Database does not guarantee that session state is valid between TPM services.
For example, if a TPM service updates a session variable (such as a global package
variable), then another TPM service that runs as part of the same global transaction
might not see the change. Use savepoints only within a TPM service. The application
must not refer to a savepoint that was created in another TPM service. Similarly, an
application must not attempt to fetch from a cursor that was executed in another TPM
service.

EXEC SQL
■

■

Do not use the EXEC SQL statement to connect or disconnect. That is, do not use
EXEC SQL CONNECT, EXEC SQL COMMIT WORK RELEASE or EXEC SQL ROLLBACK WORK
RELEASE.
EXEC SQL SET TRANSACTION must be the first operation in a transaction.
If a transaction has multiple branches, only one branch can set the transaction
name. Otherwise, error ORA-1453 occurs.

Miscellaneous Restrictions
■
■

■
■

You cannot use both Oracle XA and a gateway in the same session.
Oracle Database does not support association migration (a means whereby a
transaction manager might resume a suspended branch association in another
branch).
The optional XA feature asynchronous XA calls is not supported.
Set the TRANSACTIONS initialization parameter to the expected number of
concurrent global transactions. The initialization parameter OPEN_LINKS_PER_
INSTANCE specifies the number of open database link connections that can be

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Oracle XA Issues and Restrictions

migrated. These database link connections are used by XA transactions so that the
connections are cached after a transaction is committed.
See Also: "Using Database Links in Oracle XA Applications" on
page 15-21
■
■

The maximum number of xa_open calls for each thread is 32.
When building an XA application based on TP-monitor, ensure that the
TP-monitors libraries (that define the symbols ax_reg and ax_unreg) are placed in
the link line before Oracle Database's client shared library. If your platform does
not support shared libraries or if your linker is not sensitive to ordering of libraries
in the link line, use Oracle Database's nonshared client library. These link
restrictions are applicable only when using XA's dynamic registration (Oracle XA
switch xaoswd).

Developing Applications with Oracle XA

15-27

Oracle XA Issues and Restrictions

15-28 Oracle Database Advanced Application Developer's Guide

16
Developing Applications with the
Publish-Subscribe Model
61

This chapter explains how to develop applications on the publish-subscribe model.
Topics:
■
Introduction to the Publish-Subscribe Model
■

Publish-Subscribe Architecture

■

Publish-Subscribe Concepts

■

Examples of a Publish-Subscribe Mechanism

Introduction to the Publish-Subscribe Model
Because the database is the most significant resource of information within the
enterprise, Oracle created a publish-subscribe solution for enterprise information
delivery and messaging to complement this role.
Networking technologies and products enable a high degree of connectivity across a
large number of computers, applications, and users. In these environments, it is
important to provide asynchronous communications for the class of distributed
systems that operate in a loosely-coupled and autonomous fashion, and which require
operational immunity from network failures. This requirement is filled by various
middleware products that are characterized as messaging, message-oriented
middleware (MOM), message queuing, or publish-subscribe.
Applications that communicate through a publish and subscribe paradigm require the
sending applications (publishers) to publish messages without explicitly specifying
recipients or having knowledge of intended recipients. Similarly, receiving
applications (subscribers) must receive only those messages that the subscriber has
registered an interest in.
This decoupling between senders and recipients is usually accomplished by an
intervening entity between the publisher and the subscriber, which serves as a level of
indirection. This intervening entity is a queue that represents a subject or channel.
Figure 16–1 illustrates publish and subscribe functionality.

Developing Applications with the Publish-Subscribe Model 16-1

Publish-Subscribe Architecture

Figure 16–1 Oracle Publish-Subscribe Functionality
Rules

Subscriptions
Topic

subscribe

Publisher

register

Agent

receive notification/
message

Subscriber

Subject, Channel

Agent

A subscriber subscribes to a queue by expressing interest in messages enqueued to
that queue and by using a subject- or content-based rule as a filter. This results in a set
of rule-based subscriptions associated with a given queue.
At run time, publishers post messages to various queues. The queue (in other words,
the delivery mechanisms of the underlying infrastructure) then delivers messages that
match the various subscriptions to the appropriate subscribers.

Publish-Subscribe Architecture
Oracle Database includes these features to support database-enabled publish-subscribe
messaging:
■

Database Events

■

Oracle Advanced Queuing

■

Client Notification

Database Events
Database events support declarative definitions for publishing database events,
detection, and runtime publication of such events. This feature enables active
publication of information to end-users in an event-driven manner, to complement the
traditional pull-oriented approaches to accessing information.
See Also:

Oracle Database PL/SQL Language Reference

Oracle Advanced Queuing
Oracle Advanced Queuing (AQ) supports a queue-based publish-subscribe paradigm.
Database queues serve as a durable store for messages, along with capabilities to allow
publish and subscribe based on queues. A rules-engine and subscription service
dynamically route messages to recipients based on expressed interest. This allows
decoupling of addressing between senders and receivers to complement the existing
explicit sender-receiver message addressing.
See Also:

Oracle Streams Advanced Queuing User's Guide

Client Notification
Client notifications support asynchronous delivery of messages to interested
subscribers, enabling database clients to register interest in certain queues, and it
enables these clients to receive notifications when publications on such queues occur.
16-2 Oracle Database Advanced Application Developer's Guide

Publish-Subscribe Concepts

Asynchronous delivery of messages to database clients is in contrast to the traditional
polling techniques used to retrieve information.
See Also:

Oracle Call Interface Programmer's Guide

Publish-Subscribe Concepts
queue
A queue is an entity that supports the notion of named subjects of interest. Queues can
be characterized as persistent or nonpersistent (lightweight).
A persistent queue serves as a durable container for messages. Messages are delivered
in a deferred and reliable mode.
The underlying infrastructure of a nonpersistent, or lightweight, queue pushes the
messages published to connected clients in a lightweight, at-best-once, manner.
agent
Publishers and subscribers are internally represented as agents.
An agent is a persistent logical subscribing entity that expresses interest in a queue
through a subscription. An agent has properties, such as an associated subscription, an
address, and a delivery mode for messages. In this context, an agent is an electronic
proxy for a publisher or subscriber.
client
A client is a transient physical entity. The attributes of a client include the physical
process where the client programs run, the node name, and the client application logic.
Several clients can act on behalf of a single agent. The same client, if authorized, can
act on behalf of multiple agents.
rule on a queue
A rule on a queue is specified as a conditional expression using a predefined set of
operators on the message format attributes or on the message header attributes. Each
queue has an associated message content format that describes the structure of the
messages represented by that queue. The message format may be unstructured (RAW)
or it may have a well-defined structure (ADT). This allows both subject- or
content-based subscriptions.
subscriber
Subscribers (agents) may specify subscriptions on a queue using a rule. Subscribers are
durable and are stored in a catalog.
database event publication framework
The database represents a significant source for publishing information. An event
framework is proposed to allow declarative definition of database event publication.
As these pre-defined events occur, the framework detects and publishes such events.
This allows active delivery of information to end-users in an event-driven manner as
part of the publish-subscribe capability.
registration
Registration is the process of associated delivery information by a given client, acting
on behalf of an agent. There is an important distinction between the subscription and
registration related to the agent/client separation.
Developing Applications with the Publish-Subscribe Model 16-3

Examples of a Publish-Subscribe Mechanism

Subscription indicates an interest in a particular queue by an agent. It does not specify
where and how delivery must occur. Delivery information is a physical property that
is associated with a client, and it is a transient manifestation of the logical agent (the
subscriber). A specific client process acting on behalf of an agent registers delivery
information by associating a host and port, indicating where the delivery is to be done,
and a callback, indicating how there delivery is to be done.
publishing a message
Publishers publish messages to queues by using the appropriate queuing interfaces.
The interfaces may depend on which model the queue is implemented on. For
example, an enqueue call represents the publishing of a message.
rules engine
When a message is posted or published to a given queue, a rules engine extracts the
set of candidate rules from all rules defined on that queue that match the published
message.
subscription services
Corresponding to the list of candidate rules on a given queue, the set of subscribers
that match the candidate rules can be evaluated. In turn, the set of agents
corresponding to this subscription list can be determined and notified.
posting
The queue notifies all registered clients of the appropriate published messages. This
concept is called posting. When the queue must notify all interested clients, it posts
the message to all registered clients.
receiving a message
A subscriber may receive messages through any of these mechanisms:
■

■

■

A client process acting on behalf of the subscriber specifies a callback using the
registration mechanism. The posting mechanism then asynchronously invokes the
callback when a message matches the subscriber's subscription. The message
content may be passed to the callback function (nonpersistent queues only).
A client process acting on behalf of the subscriber specifies a callback using the
registration mechanism. The posting mechanism then asynchronously invokes the
callback function, but without the full message content. This serves as a
notification to the client, which subsequently retrieves the message content in a
pull fashion (persistent queues only).
A client process acting on behalf of the subscriber simply retrieves messages from
the queue in a periodic, or some other appropriate, manner. While the messages
are deferred, there is no asynchronous delivery to the end-client.

Examples of a Publish-Subscribe Mechanism
This example shows how database events, client notification, and AQ work to
implement publish-subscribe.
■

Create under the user schema, pubsub, with all objects necessary to support a
publish-subscribe mechanism. In this particular code, the Agent snoop subscribe to
messages that are published at logon events. To use AQ functionality, user pubsub
needs AQ_ADMINISTRATOR_ROLE privileges and EXECUTE privilege on DBMS_AQ and
DBMS_AQADM.

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Examples of a Publish-Subscribe Mechanism

Rem -----------------------------------------------------REM create queue table for persistent multiple consumers:
Rem -----------------------------------------------------Rem Create or replace a queue table
BEGIN
DBMS_AQADM.CREATE_QUEUE_TABLE(
Queue_table
=> 'Pubsub.Raw_msg_table',
Multiple_consumers =>
TRUE,
Queue_payload_type => 'RAW',
Compatible
=> '8.1');
END;
/
Rem -----------------------------------------------------Rem Create a persistent queue for publishing messages:
Rem -----------------------------------------------------Rem Create a queue for logon events
BEGIN
DBMS_AQADM.CREATE_QUEUE(
Queue_name
=>
'Pubsub.Logon',
Queue_table
=>
'Pubsub.Raw_msg_table',
Comment
=>
'Q for error triggers');
END;
/
Rem -----------------------------------------------------Rem Start the queue:
Rem -----------------------------------------------------BEGIN
DBMS_AQADM.START_QUEUE('pubsub.logon');
END;
/
Rem -----------------------------------------------------Rem define new_enqueue for convenience:
Rem -----------------------------------------------------CREATE OR REPLACE PROCEDURE New_enqueue(
Queue_name
IN VARCHAR2,
Payload
IN RAW ,
Correlation
IN VARCHAR2 := NULL,
Exception_queue IN VARCHAR2 := NULL)
AS
Enq_ct
Msg_prop
Enq_msgid
Userdata

DBMS_AQ.Enqueue_options_t;
DBMS_AQ.Message_properties_t;
RAW(16);
RAW(1000);

BEGIN
Msg_prop.Exception_queue := Exception_queue;
Msg_prop.Correlation := Correlation;
Userdata := Payload;
DBMS_AQ.ENQUEUE(Queue_name, Enq_ct, Msg_prop, Userdata, Enq_msgid);
END;
/

Developing Applications with the Publish-Subscribe Model 16-5

Examples of a Publish-Subscribe Mechanism

Rem -----------------------------------------------------Rem add subscriber with rule based on current user name,
Rem using correlation_id
Rem ------------------------------------------------------

DECLARE
Subscriber Sys.Aq$_agent;
BEGIN
Subscriber := sys.aq$_agent('SNOOP', NULL, NULL);
DBMS_AQADM.ADD_SUBSCRIBER(
Queue_name
=> 'Pubsub.logon',
Subscriber
=> subscriber,
Rule
=> 'CORRID = ''HR'' ');
END;
/
Rem -----------------------------------------------------Rem create a trigger on logon on database:
Rem ------------------------------------------------------

Rem create trigger on after logon:
CREATE OR REPLACE TRIGGER pubsub.Systrig2
AFTER LOGON
ON DATABASE
BEGIN
New_enqueue('Pubsub.Logon', HEXTORAW('9999'), Dbms_standard.login_user);
END;
/
■

After subscriptions are created, the next step is for the client to register for
notification using callback functions. This is done using the Oracle Call Interface
(OCI). This code performs necessary steps for registration. The initial steps of
allocating and initializing session handles are omitted here for sake of clarity:

ub4 namespace = OCI_SUBSCR_NAMESPACE_AQ;
/* callback function for notification of logon of user 'HR' on database: */
ub4 notifySnoop(ctx, subscrhp, pay, payl, desc, mode)
dvoid *ctx;
OCISubscription *subscrhp;
dvoid *pay;
ub4 payl;
dvoid *desc;
ub4 mode;
{
printf("Notification : User HR Logged on\n");
}
int main()
{
OCISession *authp = (OCISession *) 0;
OCISubscription *subscrhpSnoop = (OCISubscription *)0;
/*****************************************************
Initialize OCI Process/Environment
Initialize Server Contexts
Connect to Server

16-6 Oracle Database Advanced Application Developer's Guide

Examples of a Publish-Subscribe Mechanism

Set Service Context
******************************************************/
/* Registration Code Begins */
/* Each call to initSubscriptionHn allocates
and Initialises a Registration Handle */

initSubscriptionHn(
&subscrhpSnoop,
/* subscription handle */
"ADMIN:PUBSUB.SNOOP", /* subscription name */
/* <agent_name>:<queue_name> */
(dvoid*)notifySnoop); /* callback function */
/*****************************************************
The Client Process does not need a live Session for Callbacks
End Session and Detach from Server
******************************************************/
OCISessionEnd ( svchp,

errhp, authp, (ub4) OCI_DEFAULT);

/* detach from server */
OCIServerDetach( srvhp, errhp, OCI_DEFAULT);
while (1)
/* wait for callback */
sleep(1);
}
void initSubscriptionHn (subscrhp,
subscriptionName,
func)
OCISubscription **subscrhp;
char* subscriptionName;
dvoid * func;
{
/* allocate subscription handle: */
(void) OCIHandleAlloc((dvoid *) envhp, (dvoid **)subscrhp,
(ub4) OCI_HTYPE_SUBSCRIPTION,
(size_t) 0, (dvoid **) 0);
/* set subscription name in handle: */
(void) OCIAttrSet((dvoid *) *subscrhp, (ub4) OCI_HTYPE_SUBSCRIPTION,
(dvoid *) subscriptionName,
(ub4) strlen((char *)subscriptionName),
(ub4) OCI_ATTR_SUBSCR_NAME, errhp);
/* set callback function in handle: */
(void) OCIAttrSet((dvoid *) *subscrhp, (ub4) OCI_HTYPE_SUBSCRIPTION,
(dvoid *) func, (ub4) 0,
(ub4) OCI_ATTR_SUBSCR_CALLBACK, errhp);
(void) OCIAttrSet((dvoid *) *subscrhp, (ub4) OCI_HTYPE_SUBSCRIPTION,
(dvoid *) 0, (ub4) 0,
(ub4) OCI_ATTR_SUBSCR_CTX, errhp);

Developing Applications with the Publish-Subscribe Model 16-7

Examples of a Publish-Subscribe Mechanism

/* set namespace in handle: */
(void) OCIAttrSet((dvoid *) *subscrhp, (ub4) OCI_HTYPE_SUBSCRIPTION,
(dvoid *) &namespace, (ub4) 0,
(ub4) OCI_ATTR_SUBSCR_NAMESPACE, errhp);
checkerr(errhp, OCISubscriptionRegister(svchp, subscrhp, 1, errhp,
OCI_DEFAULT));
}

If user HR logs on to the database, the client is notified, and the call back function
notifySnoop is invoked.

16-8 Oracle Database Advanced Application Developer's Guide

17
Using the Identity Code Package
17

The Identity Code Package is a feature in the Oracle Database that offers tools and
techniques to store, retrieve, encode, decode, and translate between various product or
identity codes, including Electronic Product Code (EPC), in an Oracle Database. The
Identity Code Package provides data types, metadata tables and views, and PL/SQL
packages for storing EPC standard RFID tags or new types of RFID tags in a user table.
The Identity Code Package empowers Oracle Database with the knowledge to
recognize EPC coding schemes, support efficient storage and component level
retrieval of EPC data, and comply with the EPCglobal Tag Data Translation 1.0 (TDT)
standard that defines how to decode, encode, and translate between various EPC RFID
tag representations.
The Identity Code Package also provides an extensible framework that allows
developers to use pre-existing coding schemes with their applications that are not
included in the EPC standard and make the Oracle Database adaptable to these older
systems and to any evolving identity codes that may some day be part of a future EPC
standard.
The Identity Code Package also lets developers create their own identity codes by first
registering the encoding category, registering the encoding type, and then registering
the components associated with each encoding type.
Topics.
■

Identity Concepts

■

What is the Identity Code Package?

■

Using the Identity Code Package

■

Identity Code Package Types

■

DBMS_MGD_ID_UTL Package

■

Identity Code Metadata Tables and Views

■

Electronic Product Code (EPC) Concepts

■

Oracle Database Tag Data Translation Schema

Identity Concepts
A database object MGD_ID is defined that lets users use EPC standard identity codes
and use their own existing identity codes. See "Electronic Product Code (EPC)
Concepts" on page 17-21 for a brief description of EPC concepts. The MGD_ID object
serves as the base code object to which belong certain categories, or types of the RFID
tag, such as the EPC category, NASA category, and many other categories. Each

Using the Identity Code Package 17-1

Identity Concepts

category has a set of tag schemes or documents that define tag representation
structures and their components. For the EPC category, the metadata needed to define
encoding schemes (SGTIN-64, SGTIN-96, GID-96, and so forth) representing different
encoding types (defined in the EPC standard v1.1) is loaded by default into the
database. Users can define encoding their own categories and schemes as shown in
Figure 17–1 and load these into the database as well.
Figure 17–1 RFID Code Categories and Their Schemes
Base Code
Object
MGD_ID

The Code's
Category
EPC

NASA

others

The Code's
Scheme
SGTIN-64
<xml>
...
</xml>

SGTIN-96
<xml>
...
</xml>

GID-96
<xml>
...
</xml>

NASA-T1
<xml>
...
</xml>

NASA-T2
<xml>
...
</xml>

An MGD_ID object contains two attributes, a category_id and a list of components
consisting of name-value pairs. When MGD_ID objects are stored, the tag representation
must be parsed into these component name-value pairs upon object creation.
EPC standard version 1.1 defines one General Identifier type (GID) that is independent
of any known, existing code schemes, five Domain Identifier types that are based on
EAN.UCC specifications, and the identity type United States Department of Defense
(USDOD). The five EAN.UCC based identity types are the serialized global trade
identification number (SGTIN), the serial shipping container code (SSCC), the
serialized global location number (SGLN), the global returnable asset identifier (GRAI)
and the global individual asset identifier (GIAI).
Except GID, which has only one bit-level encoding, all the other identity types each
have two encodings depending on their length: 64-bit and 96-bit. So in total there are
thirteen different standard encodings for EPC tags. In addition, tags can be encoded in
representations other than binary, such as the tag URI and pure identity
representations.
Each EPC encoding has its own structure and organization, see Table 17–1. The EPC
encoding structure field names relate to the names in the parameter_list parameter
name-value pairs in the Identity Code Package API. For example, for SGTIN-64, the
structure field names are Filter Value, Company Prefix Index, Item Reference, and
Serial Number.
Table 17–1

General Structure of EPC Encodings

Header
Encoding Length in
bits
Name

Field Names (parameter_list name-value pairs) and (length in
bits)

GID-96

General Manager Number (8), Object Class (24), Serial Number (36)

8

17-2 Oracle Database Advanced Application Developer's Guide

Identity Concepts

Table 17–1 (Cont.) General Structure of EPC Encodings
Header
Encoding Length in
Name
bits

Field Names (parameter_list name-value pairs) and (length in
bits)

SGTIN-64 2

Filter Value (3), Company Prefix Index (14), Item Reference 20), Serial
Number (25)

SGTIN-96 8

Filter Value (3), Partition (3), Company Prefix (20-40), Item Reference
(24-4), Serial Number (38)

SSCC-64

8

Filter Value (3), Company Prefix Index (14), Serial Reference (39)

SSCC-96

8

Filter Value (3), Partition (3), Company Prefix (20-40), Serial Reference
(38-18), Unallocated (24)

SGLN-64

8

Filter Value (3), Company Prefix Index (14), Location Reference (20),
Serial Number (19)

SGLN-96

8

Filter Value (3), Partition (3), Company Prefix (20-40), Location
Reference (21-1), Serial Number (41)

GRAI-64

8

Filter Value (3), Company Prefix Index (14), Asset Type (20), Serial
Number (19)

GRAI-96

8

Filter Value (3), Partition (3), Company Prefix (20-40), Asset Type
(24-4), Serial Number (38)

GIAI-64

8

Filter Value (3), Company Prefix Index (14), Individual Asset
Reference (39)

GIAI-96

8

Filter Value (3), Partition (3), Company Prefix (20-40), Individual
Asset Reference (62-42)

USDOD-6 8
4

Filter Value (2), Government Managed Identifier (30), Serial Number
(24)

USDOD-9 8
6

Filter Value (4), Government Managed Identifier (48), Serial Number
(36)

EPCglobal defines eleven tag schemes (GID-96, SGTIN-64, SGTIN-96, and so forth).
Each of these schemes has various representations; today, the most often used are
BINARY, TAG_URI, and PURE_IDENTITY. For example, information in an SGTIN-64
can be represented in these ways:
BINARY: 1001100000000000001000001110110001000010000011111110011000110010
PURE_IDENTITY: urn:epc:id:sgtin:0037000.030241.1041970
TAG_URI: urn:epc:tag:sgtin-64:3.0037000.030241.1041970
LEGACY: gtin=00037000302414;serial=1041970
ONS_HOSTNAME: 030241.0037000.sgtin.id.example.com

Some representations contain all information about the tag (BINARY and TAG_URI),
while other representations contain only partial information (PURE_IDENTITY). It is
therefore possible to translate a tag from its TAG_URI to its PURE_IDENTITY
representation, but it is not possible to translate in the other direction without more
information being provided, namely the filter value must be supplied.
EPCglobal released a Tag Data Translation 1.0 (TDT) standard that defines how to
decode, encode, and translate between various EPC RFID tag representations.
Decoding refers to parsing a given representation into field/value pairs, and encoding
refers to reconstructing representations from these fields. Translating refers to
decoding one representation and instantly encoding it into another.TDT defines this
information using a set of XML files, each referred to as a scheme. For example, the
SGTIN-64 scheme defines how to decode, encode, and translate between various

Using the Identity Code Package 17-3

Identity Concepts

SGTIN-64 representations, such as binary and pure identity. For details about the
EPCglobal TDT schema, see the EPCglobal Tag Data Translation specification.
A key feature of the TDT specification is its ability to define any EPC scheme using the
same XML schema. This approach creates a standard way of defining EPC metadata
that RFID applications can then use to write their parsers, encoders, and translators.
When the application is written according to the TDT specification, it must be able to
update its set of EPC tag schemes and modify its action according to the metadata.
The Oracle Database metadata structure is similar, but not identical to the TDT
standard. To fit the EPCglobal TDT specification, the Oracle RFID package must be
able to ingest any TDT compatible scheme and seamlessly translate it into the generic
Oracle Database defined metadata. See the EPC_TO_ORACLE Function in Table 17–4 for
more information.
Reconstructing tag representation from fields, or in other words, encoding tag data
into predefined representations is easily accomplished using the MGD_ID.format
function. Likewise, the decoding of tag representations into MGD_ID objects and then
encoding these objects into tag representations is also easily accomplished using the
MGDID.translate function. See the FORMAT Member Function and the TRANSLATE Static
Function in Table 17–3 for more information.
Because the EPCglobal TDT standard is powerful and highly extensible, the Oracle
RFID standard metadata is a close relative of the TDT specification. See "Oracle
Database Tag Data Translation Schema" on page 17-24 for the actual Oracle Database
TDT XML schema. Developers can refer to this Oracle Database TDT XML schema to
define their own tag structures.
Figure 17–2 shows the Oracle Database Tag Data Translation Markup Language
Schema diagram.
Figure 17–2 Oracle Database Tag Data Translation Markup Language Schema
Scheme

1
*
Level

1
*
Option

1
*
Rule

1
*
Field

The top level element in a tag data translation xml is 'scheme'. Each scheme defines
various tag encoding representations, or levels. SGTIN-64 and GID-96 are examples of
tag encoding schemes, and BINARY or PURE_IDENTITY are examples of levels
within these schemes. Each level has a set of options that define how to parse various
representations into fields, and rules that define how to derive values for fields that
require additional work, such as an external table lookup or the concatenation of other
parsed out fields. See the EPCGlobal Tag Translator Specification for more
information.

17-4 Oracle Database Advanced Application Developer's Guide

What is the Identity Code Package?

What is the Identity Code Package?
The Identity Code Package provides an extensible framework that supports the
current RFID tags with the standard family of EPC bit encodings for the supported
encoding types and new and evolving tag encodings that are not included in the
current EPC standard.
The Identity Code Package defines these ADTs:
■

MGD_ID -- defines these (see MGD_ID ADT in Table 17–2 for more information):
–

Two attributes, category_id and components.

–

Four MGD_ID constructor functions for constructing identity code type objects
to represent RFID tags.

–

A set of member subprograms for operating on these ADTs.

"Using the Identity Code Package" on page 17-6 describes how to use these ADTs
and member functions.
"Identity Code Package Types" on page 17-18 and "DBMS_MGD_ID_UTL
Package" on page 17-18 briefly describe the reference information for these ADTs
along with a set of utility subprograms. See Oracle Database PL/SQL Packages and
Types Reference for detailed reference information.
■

■

MGD_ID_COMPONENT — defines two attributes, comp_name, which identifies the name
of the component and comp_value, which identifies the components value.
MGD_ID_COMPONENT_VARRAY — defines an array type that can store up to 128
elements of MGD_IDCOMPONENT type, which is used in two constructor functions for
creating an identity code type object with a list of components.

The Identity Code Package supports EPC spec v1.1 by supplying the predefined EPC_
ENCODING_CATEGORY encoding_category attribute definition with its bit-encoding
structures for the supported encoding types. This information is stored as meta
information in the supplied encoding metadata views, MGD_USR_ID_CATEGORY, MGD_
USR_ID_SCHEME, the read-only views MGD_ID_CATEGORY, MGD_ID_SCHEME, and their
underlying tables: MGD_ID_CATEGORY_TAB, MGD_ID_SCHEME_TAB, MGD_ID_XML_VALIDATOR.
See these topics and files for more information:
■

■

■

"Electronic Product Code (EPC) Concepts" on page 17-21 describes the EPC spec
v1.1 product code and its family of coding schemes.
"Identity Code Metadata Tables and Views" on page 17-19 describes the structure
of the identity code meta tables and views and how metadata are used by the
Identity Code Package to interpret the various RFID tags.
The mgdmeta.sql file describes the meta table data for the EPC_ENCODING_CATEGORY
categories and each of its specific encoding schemes.

After storing many thousands of RFID tags into the column of MGD_ID column type of
your user table, you can improve query performance by creating an index on this
column. See these topics for more information:
■

"Building a Function-Based Index Using the Member Functions of the MGD_ID
Column Type" on page 17-10 describes how to create a function based index or
bitmap function based index using the member functions of the MGD_ID ADT.

The Identity Code Package provides a utility package that consists of various utility
subprograms. See this topic for more information:
■

"Identity Code Package Types" on page 17-18 and "DBMS_MGD_ID_UTL
Package" on page 17-18 describes each of the member subprograms. A proxy
Using the Identity Code Package 17-5

Using the Identity Code Package

utility sets and removes proxy information. A metadata utility gets a category ID,
refreshes a tag scheme for a category, removes a tag scheme for a category, and
validates a tag scheme. A conversion utility translates standard EPCglobal Tag
Data Translation (TDT) files into Oracle Database TDT files.
The Identity Code Package is extensible and lets you create your own identity code
types for your new or evolving RFID tags. You can define your identity code types,
catagory_id attribute values, and components structures for your own encoding
types. See these topics for more information:
■

■

"Creating a Category of Identity Codes" on page 17-13 describes how to create
your own identity codes by first registering the encoding category, and then
registering the schemes associated to the encoding category.
"Identity Code Metadata Tables and Views" on page 17-19 describes the structure
of the identity code meta tables and views and how to register meta information
by storing it in the supplied metadata tables and views.

Using the Identity Code Package
Topics:
■
Storing RFID Tags in Oracle Database Using MGD_ID ADT
■

■
■

Building a Function-Based Index Using the Member Functions of the MGD_ID
Column Type
Using MGD_ID ADT Functions
Defining a Category of Identity Codes and Adding Encoding Schemes to an
Existing Category

Storing RFID Tags in Oracle Database Using MGD_ID ADT
Topics:
■
Creating a Table with MGD_ID Column Type and Storing EPC Tag Encodings in
the Column
■

Constructing MGD_ID Objects to Represent RFID Tags

■

Inserting an MGD_ID Object into a Database Table

■

Querying MGD_ID Column Type

Creating a Table with MGD_ID Column Type and Storing EPC Tag Encodings in the
Column
You can create tables using MGD_ID as the column type to represent RFID tags, for
example:
Example 1. Using the MGD_ID column type:
CREATE TABLE Warehouse_info (
Code
MGD_ID,
Arrival_time TIMESTAMP,
Location
VARCHAR2(256);
...);

SQL*Plus command:
describe warehouse_info;

17-6 Oracle Database Advanced Application Developer's Guide

Using the Identity Code Package

Result:
Name
Null?
----------------------------------------- -------CODE
NOT NULL
ARRIVAL_TIME
LOCATION

Type
---------------------------MGDSYS.MGD_ID
TIMESTAMP(6)
VARCHAR2(256)

Constructing MGD_ID Objects to Represent RFID Tags
There are several ways to construct MGD_ID objects:
■

■

■

■

Constructing an MGD_ID Object (SGTIN-64) Passing in the Category ID and a List
of Components
Constructing an MGD_ID object (SGTIN-64) and Passing in the Category ID, the
Tag Identifier, and the List of Additional Required Parameters
Constructing an MGD_ID object (SGTIN-64) and Passing in the Category Name,
Category Version (if null, then the latest version is used), and a List of
Components
Constructing an MGD_ID object (SGTIN-64) and Passing in the Category Name
and Category Version, the Tag Identifier, and the List of Additional Required
Parameters

Constructing an MGD_ID Object (SGTIN-64) Passing in the Category ID and a List of Components
If a RFID tag complies to the EPC standard, an MGD_ID object can be created using its
category ID and a list of components. For example:
call DBMS_MGD_ID_UTL.set_proxy('example.com', '80');
call DBMS_MGD_ID_UTL.refresh_category('1');
select MGD_ID ('1',
MGD_ID_COMPONENT_VARRAY(
MGD_ID_COMPONENT('companyprefix','0037000'),
MGD_ID_COMPONENT('itemref','030241'),
MGD_ID_COMPONENT('serial','1041970'),
MGD_ID_COMPONENT('schemes','SGTIN-64')
)
) from DUAL;
call DBMS_MGD_ID_UTL.remove_proxy();
@constructor11.sql
.
.
.
MGD_ID ('1', MGD_ID_COMPONENT_VARRAY
(MGD_ID_COMPONENT('companyprefix', '0037000'),
MGD_ID_COMPONENT('itemref', '030241'),
MGD_ID_COMPONENT('serial', '1041970'),
MGD_ID_COMPONENT('schemes', 'SGTIN-64')))
.
.
.

Constructing an MGD_ID object (SGTIN-64) and Passing in the Category ID, the Tag Identifier, and
the List of Additional Required Parameters Use this constructor when there is a list of
additional parameters required to create the MGD_ID object. For example:
call DBMS_MGD_ID_UTL.set_proxy('example.com', '80');
call DBMS_MGD_ID_UTL.refresh_category('1');

Using the Identity Code Package 17-7

Using the Identity Code Package

select MGD_ID('1',
'urn:epc:id:sgtin:0037000.030241.1041970',
'filter=3;scheme=SGTIN-64') from DUAL;
call DBMS_MGD_ID_UTL.remove_proxy();

@constructor22.sql
.
.
.
MGD_ID('1', MGD_ID_COMPONENT_VARRAY(MGD_ID_COMPONENT('filter', '3'),
MGD_ID_COMPONENT('schemes', 'SGTIN-64'),
MGD_ID_COMPONENT('companyprefixlength', '7'),
MGD_ID_COMPONENT('companyprefix', '0037000'),
MGD_ID_COMPONENT('scheme', 'SGTIN-64'),
MGD_ID_COMPONENT('serial', '1041970'),
MGD_ID_COMPONENT('itemref', '030241')))
.
.
.

Constructing an MGD_ID object (SGTIN-64) and Passing in the Category Name, Category Version
(if null, then the latest version is used), and a List of Components Use this constructor when a
category version must be specified along with a category ID and a list of components.
For example:
call DBMS_MGD_ID_UTL.set_proxy('example.com', '80');
call DBMS_MGD_ID_UTL.refresh_category
(DBMS_MGD_ID_UTL.get_category_id('EPC', NULL));
select MGD_ID('EPC', NULL,
MGD_ID_COMPONENT_VARRAY(
MGD_ID_COMPONENT('companyprefix','0037000'),
MGD_ID_COMPONENT('itemref','030241'),
MGD_ID_COMPONENT('serial','1041970'),
MGD_ID_COMPONENT('schemes','SGTIN-64')
)
) from DUAL;
call DBMS_MGD_ID_UTL.remove_proxy();
@constructor33.sql
.
.
.
MGD_ID('1', MGD_ID_COMPONENT_VARRAY
(MGD_ID_COMPONENT('companyprefix', '0037000'),
MGD_ID_COMPONENT('itemref', '030241'),
MGD_ID_COMPONENT('serial', '1041970'),
MGD_ID_COMPONENT('schemes', 'SGTIN-64')
)
)
.
.
.

Constructing an MGD_ID object (SGTIN-64) and Passing in the Category Name and Category
Version, the Tag Identifier, and the List of Additional Required Parameters Use this constructor
when the category version and an additional list of parameters is required.
call DBMS_MGD_ID_UTL.set_proxy('example.com', '80');
call DBMS_MGD_ID_UTL.refresh_category

17-8 Oracle Database Advanced Application Developer's Guide

Using the Identity Code Package

(DBMS_MGD_ID_UTL.get_category_id('EPC', NULL));
select MGD_ID('EPC', NULL,
'urn:epc:id:sgtin:0037000.030241.1041970',
'filter=3;scheme=SGTIN-64') from DUAL;
call DBMS_MGD_ID_UTL.remove_proxy();
@constructor44.sql
.
.
.
MGD_ID('1', MGD_ID_COMPONENT_VARRAY
(MGD_ID_COMPONENT('filter', '3'),
MGD_ID_COMPONENT('schemes', 'SGTIN-64'),
MGD_ID_COMPONENT('companyprefixlength', '7'),
MGD_ID_COMPONENT('companyprefix', '0037000'),
MGD_ID_COMPONENT('scheme', 'SGTIN-64'),
MGD_ID_COMPONENT('serial', '1041970'),
MGD_ID_COMPONENT('itemref', '030241')
)
)
.
.
.

Inserting an MGD_ID Object into a Database Table
This example shows how to populate the WAREHOUSE_INFO table by inserting each MGD_
ID object into the table along with the additional column values:
call DBMS_MGD_ID_UTL.set_proxy('example.com', '80');
call DBMS_MGD_ID_UTL.refresh_category
(DBMS_MGD_ID_UTL.get_category_id('EPC', NULL));
INSERT INTO WAREHOUSE_INFO (code, arrival_time, location)
values (MGDSYS.MGD_ID ('EPC',
NULL,
'urn:epc:id:sgtin:0037000.030241.1041970',
null
),
SYSDATE,
'SHELF_123');
INSERT INTO WAREHOUSE_INFO (code, arrival_time, location)
values (MGDSYS.MGD_ID ('EPC',
NULL,
'urn:epc:id:sgtin:0037000.053021.1012353',
null
),
SYSDATE,
'SHELF_456');
INSERT INTO WAREHOUSE_INFO (code, arrival_time, location)
values (MGDSYS.MGD_ID ('EPC',
NULL,
'urn:epc:id:sgtin:0037000.020140.10174832',
null
),
SYSDATE,
'SHELF_1034');
COMMITT;

Using the Identity Code Package 17-9

Using the Identity Code Package

call DBMS_MGD_ID_UTL.remove_proxy();

Querying MGD_ID Column Type
There are three ways to query on MGD_ID column type.
■

Query the MGD_ID column type. Find all items with item reference 030241.
SELECT location, wi.code.get_component('itemref') as itemref,
wi.code.get_component('serial') as serial
FROM warehouse_info wi WHERE wi.code.get_component('itemref') = '030241';
LOCATION
|ITEMREF
|SERIAL
---------------|----------|---------SHELF_123
|030241
|1041970

■

Query using the member functions of the MGD_ID ADT. Select the pure identity
representations of all RFID tags in the table.
SELECT wi.code.format(null,'PURE_IDENTITY')
as PURE_IDENTITY FROM warehouse_info wi;
PURE_IDENTITY
------------------------------------------------------------------------------urn:epc:id:sgtin:0037000.030241.1041970
urn:epc:id:gid:0037000.053021.1012353
urn:epc:id:sgtin:0037000.020140.10174832

See "Using the get_component Function with the MGD_ID Object" on page 17-11
for more information and see Table 17–3 for a list of member functions.

Building a Function-Based Index Using the Member Functions of the MGD_ID Column
Type
You can improve the performance of queries based on a certain component of the
RFID tags by creating a function-based index that uses the get_component member
function or its variation convenience functions. For example:
CREATE INDEX warehouseinfo_idx2
on warehouse_info(code.get_component('itemref'));

You can also improve the performance of queries based on a certain component of the
RFID tags by creating a bitmap function based index that uses the get_component
member function or its variation convenience functions. For example:
CREATE BITMAP INDEX warehouseinfo_idx3
on warehouse_info(code.get_component('serial'));

Using MGD_ID ADT Functions
The MGD_ID ADT contains member subprograms that operate on these ADTs. See
Table 17–2 for MGD_ID_COMPONENT, MGD_ID_COMPONENT_VARRAY, MGD_ID ADT reference
information. See the mgdtyp.sql file for the MGD_ID ADT definition and its member
subprograms.
Topics:
■
Using the get_component Function with the MGD_ID Object
■

Parsing Tag Data from Standard Representations

■

Reconstructing Tag Representations from Fields

17-10 Oracle Database Advanced Application Developer's Guide

Using the Identity Code Package

■

Translating Between Tag Representations

Using the get_component Function with the MGD_ID Object
The get_component function is defined as follows:
MEMBER FUNCTION get_component(component_name IN VARCHAR2)
RETURN VARCHAR2 DETERMINISTIC,

Each component in a identity code has a name. It is defined when the code type is
registered. See "Defining a Category of Identity Codes and Adding Encoding Schemes
to an Existing Category" on page 17-13 for more information about how to create a
identity code type.
The get_component function takes the name of the component, component_name as a
parameter, uses the metadata registered in the metadata table to analyze the identity
code, and returns the component with the name component_name.
The get_component function can be used in a SQL query. For example, find the current
location of the coded item for the component named itemref; or, in other words find
all items with the item reference of 03024. Because the code tag has encoded the
"itemref" as a component, you can use this SQL query:
SELECT location,
w.code.get_component('itemref') as itemref,
w.code.get_component('serial') as serial
FROM
warehouse_info w
WHERE w.code.get_component('itemref') = '030241';
LOCATION
|ITEMREF
|SERIAL
---------------|----------|---------SHELF_123
|030241
|1041970

See Table 17–3 for a list of other member functions.

Parsing Tag Data from Standard Representations
RFID readers read the bit strings stored in the tags. The tag data and other
information, such as the reader ID and the time stamp, first go through an edge server
to be processed, normalized, and preliminarily filtered. Then, in many application
scenarios, the information must be persistently stored and later on be retrieved. The
Oracle Database understands the code structures representations of various EPC tags
as described in Table 17–1 because these code representation schemes defined in the
EPC Standard are pre-registered. This gives the Oracle Database the ability to
understand all the EPC code schemes and parse various tag representations into fields.
Users can also register their own coding structures for the identity codes that use other
encoding technologies. In this way the system is extensible.
As mentioned in "Identity Concepts" on page 17-1, each of the EPCGlobal tag schemes
(GID-96, SGTIN-64, SGTIN-96, and so forth) has various representations with the most
often used ones being BINARY, TAG_URI, and PURE_IDENTITY.
Some representations contain all the information about the tag (BINARY and TAG_
URI), while representations contain only partial information (PURE_IDENTITY). It is
therefore possible to translate a tag from it's TAG_URI to it's PURE_IDENTITY
representation, but it is not possible to translate in the other direction (PURE_
IDENTITY to TAG_URI) without supplying more information, namely the filter value.
One MGD_ID constructor takes in four fields, the category name (such as EPC), the
category version, the tag identifier (for EPC, the identifier must be in a representation
previously described), and a parameter list for any additional parameters that may be
Using the Identity Code Package

17-11

Using the Identity Code Package

required to parse the tag representation. For example, this code creates an MGD_ID
object from its BINARY representation.
SELECT MGD_ID
('EPC',
null,
'1001100000000000001000001110110001000010000011111110011000110010',
null
)
AS NEW_RFID_CODE FROM DUAL;
NEW_RFID_CODE(CATEGORY_ID, COMPONENTS(NAME, VALUE))
-------------------------------------------------------------------------------MGD_ID ('1',
MGD_ID_COMPONENT_VARRAY(MGD_ID_COMPONENT('filter', '3'),
MGD_ID_COMPONENT('schemes', 'SGTIN-64'),
MGD_ID_COMPONENT('companyprefixlength', '7'),
MGD_ID_COMPONENT('companyprefix', '0037000'),
MGD_ID_COMPONENT('companyprefixindex', '1'),
MGD_ID_COMPONENT('serial', '1041970'),
MGD_ID_COMPONENT('itemref', '030241')
)
)

For example, an identical object can be created if the call is done with the TAG_URI
representation of the tag as follows with the addition of the value of the filter value:
SELECT MGD_ID ('EPC',
null,
'urn:epc:tag:sgtin-64:3.0037000.030241.1041970',
null
)
as NEW_RFID_CODE FROM DUAL;
NEW_RFID_CODE(CATEGORY_ID, COMPONENTS(NAME, VALUE))
-------------------------------------------------------------------------------MGD_ID ('1',
MGD_ID_COMPONENT_VARRAY (
( MGD_ID_COMPONENT('filter', '3'),
MGD_ID_COMPONENT('schemes', 'SGTIN-64'),
MGD_ID_COMPONENT('companyprefixlength', '7'),
MGD_ID_COMPONENT('companyprefix', '0037000'),
MGD_ID_COMPONENT('serial', '1041970'),
MGD_ID_COMPONENT('itemref', '030241')
)
)

Reconstructing Tag Representations from Fields
Another useful feature of the Identity Code package is the ability to encode tag data
into predefined representations. For example, a warehouse wants to send certain
inventory to a retailer, but first it wants to send an invoice that tells the retailer what
inventory to expect. The invoice can be a list of pure identity URIs that the warehouse
intends to send. If all the inventory in the WAREHOUSE_INFO table is to be sent, this
example constructs the desired URIs:
SELECT wi.code.format (null,'PURE_IDENTITY')
as PURE_IDENTITY FROM warehouse_info wi;
PURE_IDENTITY
--------------------------------------------------------------------------------

17-12 Oracle Database Advanced Application Developer's Guide

Using the Identity Code Package

urn:epc:id:sgtin:0037000.030241.1041970
urn:epc:id:gid:0037000.053021.1012353
urn:epc:id:sgtin:0037000.020140.10174832

Translating Between Tag Representations
The Identity Code package can decode tag representations into MGD_ID objects and
encode these objects into tag representations. These two steps can be combined into
one step using the MGD_ID.translate function. Static translation allows for the
conversion of an RFID tag from one representation to another. For example:
SELECT MGD_ID.translate ('EPC',
null,
'urn:epc:id:sgtin:0037000.030241.1041970',
'filter=3;scheme=SGTIN-64',
'BINARY'
)
as BINARY FROM DUAL;
BINARY
-------------------------------------------------------------------------------1001100000000000001000001110110001000010000011111110011000110010

In this example, the binary representation contains more information than the pure
identity representation. Specifically, it also contains the filter value and in this case the
scheme value must also be specified to distinguish SGTIN-64 from SGTIN-96. Thus,
the function call must provide the missing filter parameter information and specify the
scheme name in order for translation call to succeed.

Defining a Category of Identity Codes and Adding Encoding Schemes to an Existing
Category
Topics:
■
Creating a Category of Identity Codes
■

Adding Two Metadata Schemes to a Newly Created Category

Creating a Category of Identity Codes
Because the EPCglobal TDT standard is powerful and highly extensible, the Oracle
Database RFID standard metadata is a close relative of the TDT specification. Thus, the
Identity Code package is extensible: You can create your own categories and tag
structures using generic metadata. To create a category of identity codes, use the DBMS_
MGD_ID_UTIL.create_category function.
For example, suppose you want to create a category called MGD_SAMPLE_
CATEGORY, which has two types of tags, a CONTRACTOR_TAG and an
EMPLOYEE_TAG. This category and its two metadata schemes might be used within
a company that must grant different access privileges to people who are full time
employees from those who are contractors, and thus require that their security
software be able to identify quickly between the two badge types at an RFID reader.
This script creates a category named 'MGD_SAMPLE_CATEGORY', with a 1.0
category version, having an agency name as Oracle, with a URI as
http://www.oracle.com/mgd/sample. See "Adding Two Metadata Schemes to a Newly
Created Category" on page 17-14 for an example.

Using the Identity Code Package

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Using the Identity Code Package

Adding Two Metadata Schemes to a Newly Created Category
Next, create an CONTRACTOR_TAG metadata scheme such as:
<?xml version="1.0" encoding="UTF-8"?>
<TagDataTranslation version="0.04" date="2005-04-18T16:05:00Z"
xmlns:xsi="http://www.w3.org/2001/XMLSchema"
xmlns="oracle.mgd.idcode">
<scheme name="CONTRACTOR_TAG" optionKey="1" xmlns="">
<level type="URI" prefixMatch="mycompany.contractor.">
<option optionKey="1" pattern="mycompany.contractor.([0-9]*).([0-9]*)"
grammar="''mycompany.contractor.'' contractorID ''.'' divisionID">
<field seq="1" characterSet="[0-9]*" name="contractorID"/>
<field seq="2" characterSet="[0-9]*" name="divisionID"/>
</option>
</level>
<level type="BINARY" prefixMatch="11">
<option optionKey="1" pattern="11([01]{7})([01]{6})"
grammar="''11'' contractorID divisionID ">
<field seq="1" characterSet="[01]*" name="contractorID"/>
<field seq="2" characterSet="[01]*" name="divisionID"/>
</option>
</level>
</scheme>
</TagDataTranslation>

The CONTRACTOR_TAG scheme contains two encoding levels, or ways in which the tag
can be represented. The first level is URI and the second level is BINARY. The URI
representation starts with the prefix "mycompany.contractor." and is then followed by
two numeric fields separated by a period. The names of the two fields are
contractorID and divisionID. The pattern field in the option tag defines the parsing
structure of the tag URI representation, and the grammar field defines how to
reconstruct the URI representation. The BINARY representation can be understood in
a similar fashion. This representation starts with the prefix "01" and is then followed
by the same two fields, contractorID and divisionID, this time, in their respective
binary formats. Given this XML metadata structure, contractor tags can now be
decoded from their URI and BINARY representations and the resulting fields can be
re-encoded into one of these representations.
The EMPLOYEE_TAG scheme is defined in a similar fashion and is shown as follows.
<?xml version="1.0" encoding="UTF-8"?>
<TagDataTranslation version="0.04" date="2005-04-18T16:05:00Z"
xmlns:xsi="http://www.w3.org/2001/XMLSchema"
xmlns="oracle.mgd.idcode">
<scheme name="EMPLOYEE_TAG" optionKey="1" xmlns="">
<level type="URI" prefixMatch="mycompany.employee.">
<option optionKey="1" pattern="mycompany.employee.([0-9]*).([0-9]*)"
grammar="''mycompany.employee.'' employeeID ''.'' divisionID">
<field seq="1" characterSet="[0-9]*" name="employeeID"/>
<field seq="2" characterSet="[0-9]*" name="divisionID"/>
</option>
</level>
<level type="BINARY" prefixMatch="01">
<option optionKey="1" pattern="01([01]{7})([01]{6})"
grammar="''01'' employeeID divisionID ">
<field seq="1" characterSet="[01]*" name="employeeID"/>
<field seq="2" characterSet="[01]*" name="divisionID"/>
</option>
</level>
</scheme>

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Using the Identity Code Package

</TagDataTranslation>;

To add these schemes to the category ID previously created, use the DBMS_MGD_ID_
UTIL.add_scheme function.
This script creates the MGD_SAMPLE_CATEGORY category, adds a contractor scheme and
an employee scheme to the MGD_SAMPLE_CATEGORY category, validates the MGD_SAMPLE_
CATEGORY scheme, tests the tag translation of the contractor scheme and the employee
scheme, then removes the contractor scheme, tests the tag translation of the contractor
scheme and this returns the expected exception for the removed contractor scheme,
tests the tag translation of the employee scheme and this returns the expected values,
then removes the MGD_SAMPLE_CATEGORY category:
--contents of add_scheme2.sql
SET LINESIZE 160
CALL DBMS_MGD_ID_UTL.set_proxy('example.com', '80');
-----------------------------------------------------------------------CREATE CATEGORY, ADD_SCHEME, REMOVE_SCHEME, REMOVE_CATEGORY--------------------------------------------------------------------------DECLARE
amt
NUMBER;
buf
VARCHAR2(32767);
pos
NUMBER;
tdt_xml
CLOB;
validate_tdtxml VARCHAR2(1042);
category_id VARCHAR2(256);
BEGIN
-- remove the testing category if it exists
DBMS_MGD_ID_UTL.remove_category('MGD_SAMPLE_CATEGORY', '1.0');
-- create the testing category 'MGD_SAMPLE_CATEGORY', version 1.0
category_id := DBMS_MGD_ID_UTL.CREATE_CATEGORY('MGD_SAMPLE_CATEGORY', '1.0', 'Oracle',
'http://www.oracle.com/mgd/sample');
-- add contractor scheme to the category
DBMS_LOB.CREATETEMPORARY(tdt_xml, true);
DBMS_LOB.OPEN(tdt_xml, DBMS_LOB.LOB_READWRITE);
buf := '<?xml version="1.0" encoding="UTF-8"?>
<TagDataTranslation version="0.04" date="2005-04-18T16:05:00Z"
xmlns:xsi="http://www.w3.org/2001/XMLSchema"
xmlns="oracle.mgd.idcode">
<scheme name="CONTRACTOR_TAG" optionKey="1" xmlns="">
<level type="URI" prefixMatch="mycompany.contractor.">
<option optionKey="1" pattern="mycompany.contractor.([0-9]*).([0-9]*)"
grammar="''mycompany.contractor.'' contractorID ''.'' divisionID">
<field seq="1" characterSet="[0-9]*" name="contractorID"/>
<field seq="2" characterSet="[0-9]*" name="divisionID"/>
</option>
</level>
<level type="BINARY" prefixMatch="11">
<option optionKey="1" pattern="11([01]{7})([01]{6})"
grammar="''11'' contractorID divisionID ">
<field seq="1" characterSet="[01]*" name="contractorID"/>
<field seq="2" characterSet="[01]*" name="divisionID"/>
</option>
</level>
</scheme>
</TagDataTranslation>';
amt := length(buf);
pos := 1;

Using the Identity Code Package

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Using the Identity Code Package

DBMS_LOB.WRITE(tdt_xml, amt, pos, buf);
DBMS_LOB.CLOSE(tdt_xml);
DBMS_MGD_ID_UTL.ADD_SCHEME(category_id, tdt_xml);
-- add employee scheme to the category
DBMS_LOB.CREATETEMPORARY(tdt_xml, true);
DBMS_LOB.OPEN(tdt_xml, DBMS_LOB.LOB_READWRITE);
buf := '<?xml version="1.0" encoding="UTF-8"?>
<TagDataTranslation version="0.04" date="2005-04-18T16:05:00Z"
xmlns:xsi="http://www.w3.org/2001/XMLSchema"
xmlns="oracle.mgd.idcode">
<scheme name="EMPLOYEE_TAG" optionKey="1" xmlns="">
<level type="URI" prefixMatch="mycompany.employee.">
<option optionKey="1" pattern="mycompany.employee.([0-9]*).([0-9]*)"
grammar="''mycompany.employee.'' employeeID ''.'' divisionID">
<field seq="1" characterSet="[0-9]*" name="employeeID"/>
<field seq="2" characterSet="[0-9]*" name="divisionID"/>
</option>
</level>
<level type="BINARY" prefixMatch="01">
<option optionKey="1" pattern="01([01]{7})([01]{6})"
grammar="''01'' employeeID divisionID ">
<field seq="1" characterSet="[01]*" name="employeeID"/>
<field seq="2" characterSet="[01]*" name="divisionID"/>
</option>
</level>
</scheme>
</TagDataTranslation>';
amt := length(buf);
pos := 1;
DBMS_LOB.WRITE(tdt_xml, amt, pos, buf);
DBMS_LOB.CLOSE(tdt_xml);
DBMS_MGD_ID_UTL.ADD_SCHEME(category_id, tdt_xml);
-- validate the scheme
dbms_output.put_line('Validate the MGD_SAMPLE_CATEGORY Scheme');
validate_tdtxml := DBMS_MGD_ID_UTL.validate_scheme(tdt_xml);
dbms_output.put_line(validate_tdtxml);
dbms_output.put_line('Length of scheme xml is: '||DBMS_LOB.GETLENGTH(tdt_xml));
-- test tag translation of contractor scheme
dbms_output.put_line(
mgd_id.translate('MGD_SAMPLE_CATEGORY', NULL,
'mycompany.contractor.123.45',
NULL, 'BINARY'));
dbms_output.put_line(
mgd_id.translate('MGD_SAMPLE_CATEGORY', NULL,
'111111011101101',
NULL, 'URI'));
-- test tag translation of employee scheme
dbms_output.put_line(
mgd_id.translate('MGD_SAMPLE_CATEGORY', NULL,
'mycompany.employee.123.45',
NULL, 'BINARY'));

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Using the Identity Code Package

dbms_output.put_line(
mgd_id.translate('MGD_SAMPLE_CATEGORY', NULL,
'011111011101101',
NULL, 'URI'));
DBMS_MGD_ID_UTL.REMOVE_SCHEME(category_id, 'CONTRACTOR_TAG');
-- Test tag translation of contractor scheme. Doesn't work any more.
BEGIN
dbms_output.put_line(
mgd_id.translate('MGD_SAMPLE_CATEGORY', NULL,
'mycompany.contractor.123.45',
NULL, 'BINARY'));
dbms_output.put_line(
mgd_id.translate('MGD_SAMPLE_CATEGORY', NULL,
'111111011101101',
NULL, 'URI'));
EXCEPTION
WHEN others THEN
dbms_output.put_line('Contractor tag translation failed: '||SQLERRM);
END;
-- Test tag translation of employee scheme. Still works.
BEGIN
dbms_output.put_line(
mgd_id.translate('MGD_SAMPLE_CATEGORY', NULL,
'mycompany.employee.123.45',
NULL, 'BINARY'));
dbms_output.put_line(
mgd_id.translate('MGD_SAMPLE_CATEGORY', NULL,
'011111011101101',
NULL, 'URI'));
EXCEPTION
WHEN others THEN
dbms_output.put_line('Employee tag translation failed: '||SQLERRM);
END;
-- remove the testing category, which also removes all the associated schemes
DBMS_MGD_ID_UTL.remove_category('MGD_SAMPLE_CATEGORY', '1.0');
END;
/
SHOW ERRORS;
call DBMS_MGD_ID_UTL.remove_proxy();
@add_scheme3.sql
.
.
.
Validate the MGD_SAMPLE_CATEGORY Scheme
EMPLOYEE_TAG;URI,BINARY;divisionID,employeeID
Length of scheme xml is: 933
111111011101101
mycompany.contractor.123.45
011111011101101
mycompany.employee.123.45
Contractor tag translation failed: ORA-55203: Tag data translation level not found
ORA-06512: at "MGDSYS.DBMS_MGD_ID_UTL", line 54
ORA-06512: at "MGDSYS.MGD_ID", line 242
ORA-29532: Java call terminated by uncaught Java

Using the Identity Code Package

17-17

Identity Code Package Types

exception: oracle.mgd.idcode.exceptions.TDTLevelNotFound: Matching level not
found for any configured scheme
011111011101101
mycompany.employee.123.45
.
.
.

Identity Code Package Types
Table 17–2 describes the Identity Code Package ADTs.
Table 17–2

Identity Code Package ADTs

ADT Name

Description

MGD_ID_COMPONENT ADT

A data type that specifies the name and value
pair attributes that define a component.

MGD_ID_COMPONENT_VARRAY ADT

A data type that specifies a list of up to 128
components as name-value attribute pairs used
in two constructor functions for creating an
identity code type object.

MGD_ID ADT

Represents an identity code type that specifies
the category identifier for the code category for
this identity code and its list of components.

Table 17–3 describes the subprograms in the MGD_ID ADT.
All the values and names passed to the subprograms defined in the MGD_ID ADT are
case-insensitive unless otherwise noted. To preserve case, enclose values in double
quotation marks.
Table 17–3

MGD_ID ADT Subprograms

Subprogram

Description

MGD_ID Constructor Function

Creates an identity code type object, MGD_ID, and
returns self.

FORMAT Member Function

Returns a representation of an identity code given
an MGD_ID component.

GET_COMPONENT Member Function

Returns the value of an MGD_ID component.

TO_STRING Member Function

Concatenates the category_id parameter value with
the components name-value attribute pair.

TRANSLATE Static Function

Translates one MGD_ID representation of an identity
code into a different MGD_ID representation.

DBMS_MGD_ID_UTL Package
Table 17–4 describes the Utility subprograms in the DBMS_MGD_ID_UTL package.
All the values and names passed to the subprograms defined in the MGD_ID ADT are
case-insensitive unless otherwise noted. To preserve case, enclose values in double
quotation marks.

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Identity Code Metadata Tables and Views

Table 17–4

DBMS_MGD_ID_UTL Package Utility Subprograms

Subprogram

Description

ADD_SCHEME Procedure

Adds a tag data translation scheme to an existing
category.

CREATE_CATEGORY Function

Creates a category or a version of a category.

EPC_TO_ORACLE Function

Converts the EPCglobal tag data translation (TDT)
XML to Oracle Database tag data translation XML.

GET_CATEGORY_ID Function

Returns the category ID given the category name
and the category version.

GET_COMPONENTS Function

Returns all relevant separated component names
separated by semicolon (';') for the specified scheme.

GET_ENCODINGS Function

Returns a list of semicolon (';') separated encodings
(formats) for the specified scheme.

GET_JAVA_LOGGING_LEVEL Function

Returns an integer representing the current Java
trace logging level.

GET_PLSQL_LOGGING_LEVEL Function

Returns an integer representing the current PL/SQL
trace logging level.

GET_SCHEME_NAMES Function

Returns a list of semicolon (';') separated scheme
names for the specified category.

GET_TDT_XML Function

Returns the Oracle Database tag data translation
XML for the specified scheme.

GET_VALIDATOR Function

Returns the Oracle Database tag data translation
schema.

REFRESH_CATEGORY Function

Refreshes the metadata information about the Java
stack for the specified category.

REMOVE_CATEORY Function

Removes a category including all the related TDT
XML.

REMOVE_PROXY Procedure

Unsets the host and port of the proxy server.

REMOVE_SCHEME Procedure

Removes the tag scheme for a category.

SET_JAVA_LOGGING_LEVEL Procedure

Sets the Java logging level.

SET_PLSQL_LOGGING_LEVEL Procedure

Sets the PL/SQL tracing logging level.

SET_PROXY Procedure

Sets the host and port of the proxy server for
Internet access.

VALIDATE_SCHEME Function

Validates the input tag data translation XML against
the Oracle Database tag data translation schema.

Identity Code Metadata Tables and Views
This topic describes the structure of identity code metadata tables and views and
explains how the metadata are used by the Identity Code Package to interpret the
various RFID tags. The creation of these meta tables, views, and triggers is done
automatically during the Identity Code Package installation.
Encoding metadata views are used to store encoding categories and schemes.
Application developers can insert the meta information of their own identity codes
into these views. The MGD_ID ADT is designed to understand the encodings if the
metadata for the encodings are stored in the meta tables. If an application developer
only uses the encodings defined in the EPC specification v1.1, the developer does not

Using the Identity Code Package

17-19

Identity Code Metadata Tables and Views

have to worry about the meta tables because product codes specified in EPC spec v1.1
are predefined.
There are two encoding metadata views.
■

■

user_mgd_id_category — this view is used to store the encoding category
information defined by the session user.
user_mgd_id_scheme — this view is used to store the encoding type information
defined by the session user.

In addition, these read-only views are defined for a user to query the system
predefined encoding metadata and the metadata defined by the user:
■

■

mgd_id_category — this view is used to query the encoding category information
defined by the system or the session user
mgd_id_scheme — this view is used to query the encoding type information
defined by the system or the session user.

The underlying metadata tables for the preceding views are:
■

mgd_id_xml_validator

■

mgd_id_category_tab

■

mgd_id_scheme_tab

Users other than the Identity Code Package system users cannot operate on these
tables. Users must not use the metadata tables directly. They must use the read only
views and the metadata functions described in the DBMS_MGD_ID_UTL package.
See Also: Oracle Database PL/SQL Packages and Types Reference for
information about the DBMS_MGD_ID_UTL package

Metadata View Definitions
Table 17–5, Table 17–6, Table 17–7, and Table 17–8 describe the metadata view
definitions for the MGD_ID_CATEGORY, USER_ID_CATEGORY, MGD_ID_SCHME,
and USER_MGD_ID_SCHME respectively as defined in the mgdview.sql file.
Table 17–5

Definition and Description of the MGD_ID_CATEGORY Metadata View

Column Name

Data Type

Description

CATEGORY_ID

NUMBER(4)

Category identifier

CATEGORY_NAME

VARCHAR2(256)

Category name

AGENCY

VARCHAR2(256)

Organization that defined the category

VERSION

VARCHAR2(256)

Category version

URI

VARCHAR2(256)

URI that describes the category

Table 17–6

Definition and Description of the USER_MGD_ID_CATEGORY Metadata View

Column Name

Data Type

Description

CATEGORY_ID

NUMBER(4)

Category identifier

CATEGORY_NAME

VARCHAR2(256)

Category name

AGENCY

VARCHAR2(256)

Organization that defined the category

VERSION

VARCHAR2(256)

Category version

URI

VARCHAR2(256)

URI that describes the category

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Electronic Product Code (EPC) Concepts

Table 17–7

Definition and Description of the MGD_ID_SCHEME Metadata View

Column Name

Data Type

Description

CATEGORY_ID

NUMBER(4)

Category identifier

TYPE_NAME

VARCHAR2(256)

Encoding scheme name, for example,
SGTIN-96, GID-96, and so forth

TDT_XML

CLOB

Tag data translation XML for this encoding
scheme

ENCODINGS

VARCHAR2(256)

Encodings separated by a comma (,), for
example, LEGACY, TAG_ENCODING, PURE_
IDENTITY, BINARY (for SGTIN-96)

COMPONENTS

VARCHAR2(1024)

Relevant component names, extracted from
each level and then combined. Each is
separated by a comma (,). For example,
objectclass, generalmanager, serial (for
GID-96)

Table 17–8

Definition and Description of the USER_MGD_ID_SCHEME Metadata View

Column Name

Data Type

Description

CATEGORY_ID

NUMBER(4)

Category identifier

TYPE_NAME

VARCHAR2(256)

Encoding scheme name, for example,
SGTIN-96, GID-96, and so forth

TDT_XML

CLOB

Tag data translation XML for this encoding
scheme

ENCODINGS

VARCHAR2(256)

Encodings separated by a comma (,), for
example, LEGACY, TAG_ENCODING, PURE_
IDENTITY, BINARY (for SGTIN-96)

COMPONENTS

VARCHAR2(1024)

Relevant component names, extracted from
each level and then combined. Each is
separated by a comma (,). For example,
objectclass, generalmanager, serial (for
GID-96)

Electronic Product Code (EPC) Concepts
Topics:
■
RFID Technology and EPC v1.1 Coding Schemes
■

Product Code Concepts and Their Current Use

RFID Technology and EPC v1.1 Coding Schemes
Radio Frequency Identification (RFID) technology continues to gain momentum with
suppliers, distributors, manufacturers, and retailers for its ability to eliminate
line-of-site processes and automate critical supply chain transactions. Electronic
Product Code (EPC), an identification scheme for universally identifying objects using
RFID tags and other means, is gaining widespread acceptance as an emerging
standard. Its capabilities enable companies to reduce warehouse and distribution costs
through improved inventory control and extended supply chain visibility.
The standardized EPC Identifier is a metacoding scheme designed to support the
needs of various industries. Therefore, the EPC represents a family of coding schemes

Using the Identity Code Package

17-21

Electronic Product Code (EPC) Concepts

and a means to make them unique across all possible EPC-compliant tags. EPC
Version 1.1 includes these specific coding schemes:
■

General Identifier (GID)

■

Serialized version of the EAN.UCC Global Trade Item Number (GTIN)

■

EAN.UCC Serial Shipping Container Code (SSCC)

■

EAN.UCC Global Location Number (GLN)

■

EAN.UCC Global Returnable Asset Identifier (GRAI)

■

EAN.UCC Global Individual Asset Identifier (GIAI)

RFID applications require the storage of a large volume of EPC data into a database.
The efficient use of EPC data also requires that the database recognizes the different
coding schemes of EPC data.
EPC is an emerging standard. It does not cover all the numbering schemes used in the
various industries and is itself still evolving (the changes from EPC version 1.0 to EPC
version 1.1 are significant).
Identity Code Package empowers the Oracle Database with the knowledge to
recognize EPC coding schemes. It makes the Oracle Database a database system that
not only provides efficient storage and component level retrieval for EPC data, but
also has features to support EPC data encoding and decoding, and conversion
between bit encoding and URI encoding.
Identity Code Package provides an extensible framework that allows developers to
define their own coding schemes that are not included in the EPC standard. This
extensibility feature also makes the Oracle Database adaptable to the evolving future
EPC standard.
This chapter describes the requirement of storing, retrieving, encoding and decoding
various product codes, including EPC, in an Oracle Database and shows how the
Identity Code Package solution meets all these requirements by providing data types,
metadata tables, and PL/SQL packages for these purposes.

Product Code Concepts and Their Current Use
This topic describes these product codes:
■
■

Electronic Product Code (EPC)
Global Trade Identification Number (GTIN) and Serializable Global Trade
Identification Number (SGTIN)

■

Serial Shipping Container Code (SSCC)

■

Global Location Number (GLN) and Serializable Global Location Number (SGLN)

■

Global Returnable Asset Identifier (GRAI)

■

Global Individual Asset Identifier (GIAI)

■

RFID EPC Network

Electronic Product Code (EPC)
The Electronic Product Code™ (EPC™) is an identification scheme for universally
identifying physical objects using Radio Frequency Identification (RFID) tags and
other means. The standardized EPC data consists of an EPC (or EPC Identifier) that
uniquely identifies an individual object, and an optional Filter Value when judged to

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Electronic Product Code (EPC) Concepts

be necessary to enable effective and efficient reading of the EPC tags. In addition to
this standardized data, certain classes of EPC tags allow user-defined data.
The EPC Identifier is a meta-coding scheme designed to support the needs of various
industries by accommodating both existing coding schemes where possible and
defining schemes where necessary. The various coding schemes are referred to as
Domain Identifiers, to indicate that they provide object identification within certain
domains such as a particular industry or group of industries. As such, EPC represents
a family of coding schemes (or "namespaces") and a means to make them unique
across all possible EPC-compliant tags.
The EPCGlobal EPC Data Standards Version 1.1 defines the abstract content of the
Electronic Product Code, and its concrete realization in the form of RFID tags, Internet
URIs, and other representations. In EPC Version 1.1, the specific coding schemes
include a General Identifier (GID), a serialized version of the EAN.UCC Global Trade
Item Number (GTIN®), the EAN.UCC Serial Shipping Container Code (SSCC®), the
EAN.UCC Global Location Number (GLN®), the EAN.UCC Global Returnable Asset
Identifier (GRAI®), and the EAN.UCC Global Individual Asset Identifier (GIAI®).
EPC Pure Identity The EPC pure identity is the identity associated with a specific
physical or logical entity, independent of any particular encoding vehicle such as an
RF tag, bar code or database field. As such, a pure identity is an abstract name or
number used to identify an entity. A pure identity consists of the information required
to uniquely identify a specific entity, and no more.
EPC Encoding EPC encoding is a pure identity with more information, such as filter
value, rendered into a specific syntax (typically consisting of value fields of specific
sizes). A given pure identity might have several possible encodings, such as a Barcode
Encoding, various Tag Encodings, and various URI Encodings. Encodings may also
incorporate additional data besides the identity (such as the Filter Value used in some
encodings), in which case the encoding scheme specifies what additional data it can
hold.
For example, the Serial Shipping Container Code (SSCC) format as defined by the
EAN.UCC System is an example of a pure identity. An SSCC encoded into the EPCSSCC 96-bit format is an example of an encoding.
EPC Tag Bit-Level Encoding EPC encoding on a tag is a string of bits, consisting of a
tiered, variable length header followed by a series of numeric fields whose overall
length, structure, and function are completely determined by the header value.
EPC Identity URI The EPC identity URI is a representation of a pure identity as a
Uniform Resource Identifier (URI).
EPC Tag URI Encoding The EPC tag URI encoding represents a specific EPC tag bit-level
encoding, for example, urn:epc:tag:sgtin-64:3.0652642.800031.400.
EPC Encoding Procedure The EPC encoding procedure is used to generate an EPC tag
bit-level encoding using various information.
EPC Decoding Procedure The EPC decoding procedure is used to convert an EPC tag
bit-level encoding to an EAN.UCC code.

Using the Identity Code Package

17-23

Oracle Database Tag Data Translation Schema

Global Trade Identification Number (GTIN) and Serializable Global Trade
Identification Number (SGTIN)
A Global Trade Identification Number (GTIN) is used for the unique identification of
trade items worldwide within the EAN.UCC system. The Serialized Global Trade
Identification Number (SGTIN) is an identity type in EPC standard version1.1. It is
based on the EAN.UCC GTIN code defined in the General EAN.UCC Specifications
[GenSpec5.0]. A GTIN identifies a particular class of object, such as a particular kind of
product or SKU. The combination of GTIN and a unique serial number is called a
Serialized GTIN (SGTIN).

Serial Shipping Container Code (SSCC)
The Serial Shipping Container Code (SSCC) is defined by the General EAN.UCC
Specifications [GenSpec5.0]. The unique identification of logistics units is achieved in
the EAN.UCC system by the use of the SSCC. The SSCC is intended for assignment to
individual objects.

Global Location Number (GLN) and Serializable Global Location Number (SGLN)
The Global Location Number (GLN) is defined by the General EAN.UCC
Specifications [GenSpec5.0]. A GLN can represent either a discrete, unique physical
location such as a dock door or a warehouse slot, or an aggregate physical location
such as an entire warehouse. In addition, a GLN can represent a logical entity such as
an organization that performs a business function (for example, placing an order). The
combination of GLN and a unique serial number is called a Serialized GLN (SGLN).
However, until the EAN.UCC community determines the appropriate way to extend
GLN, the serial number field is reserved and must not be used.

Global Returnable Asset Identifier (GRAI)
A returnable asset is a reusable package or transport equipment of a certain value.
Global Returnable Asset Identifier is (GRAI) is defined by the General EAN.UCC
Specifications [GenSpec5.0] for the unique identification of a returnable asset.

Global Individual Asset Identifier (GIAI)
The Global Individual Asset Identifier (GIAI) is defined by the General EAN.UCC
Specifications [GenSpec5.0]. Unlike the GTIN, the GIAI is intended for assignment to
individual objects. Global Individual Asset Identifier (GIAI) is used to uniquely
identify an entity that is part of the fixed inventory of a company. The GIAI identifies
any fixed asset of an organization.

RFID EPC Network
The RFID EPC network is used to identify, track and locate assets. Physical objects are
identified by a unique RFID enabled EPC.

Oracle Database Tag Data Translation Schema
The Oracle Database Tag Data Translation Schema is closely related to the EPCglobal
TDT schema, however it is not exact. The Oracle Database TDT is shown as follows:
<?xml version="1.0" encoding="UTF-8"?>
<xsd:schema targetNamespace="oracle.mgd.idcode"
xmlns:xsd="http://www.w3.org/2001/XMLSchema"
xmlns:tdt="oracle.mgd.idcode" elementFormDefault="qualified"
attributeFormDefault="unqualified" version="1.0">

17-24 Oracle Database Advanced Application Developer's Guide

Oracle Database Tag Data Translation Schema

<xsd:simpleType name="InputFormatList">
<xsd:restriction base="xsd:string">
<xsd:enumeration value="BINARY"/>
<xsd:enumeration value="STRING"/>
</xsd:restriction>
</xsd:simpleType>
<xsd:simpleType name="LevelTypeList">
<xsd:restriction base="xsd:string">
</xsd:restriction>
</xsd:simpleType>
<xsd:simpleType name="SchemeNameList">
<xsd:restriction base="xsd:string">
</xsd:restriction>
</xsd:simpleType>
<xsd:simpleType name="ModeList">
<xsd:restriction base="xsd:string">
<xsd:enumeration value="EXTRACT"/>
<xsd:enumeration value="FORMAT"/>
</xsd:restriction>
</xsd:simpleType>
<xsd:simpleType name="CompactionMethodList">
<xsd:restriction base="xsd:string">
<xsd:enumeration value="32-bit"/>
<xsd:enumeration value="16-bit"/>
<xsd:enumeration value="8-bit"/>
<xsd:enumeration value="7-bit"/>
<xsd:enumeration value="6-bit"/>
<xsd:enumeration value="5-bit"/>
</xsd:restriction>
</xsd:simpleType>
<xsd:simpleType name="PadDirectionList">
<xsd:restriction base="xsd:string">
<xsd:enumeration value="LEFT"/>
<xsd:enumeration value="RIGHT"/>
</xsd:restriction>
</xsd:simpleType>
<xsd:complexType name="Field">
<xsd:attribute name="seq" type="xsd:integer" use="required"/>
<xsd:attribute name="name" type="xsd:string" use="required"/>
<xsd:attribute name="bitLength" type="xsd:integer"/>
<xsd:attribute name="characterSet" type="xsd:string" use="required"/>
<xsd:attribute name="compaction" type="tdt:CompactionMethodList"/>
<xsd:attribute name="compression" type="xsd:string"/>
<xsd:attribute name="padChar" type="xsd:string"/>
<xsd:attribute name="padDir" type="tdt:PadDirectionList"/>
<xsd:attribute name="decimalMinimum" type="xsd:long"/>
<xsd:attribute name="decimalMaximum" type="xsd:long"/>
<xsd:attribute name="length" type="xsd:integer"/>
</xsd:complexType>
<xsd:complexType name="Option">
<xsd:sequence>
<xsd:element name="field" type="tdt:Field" maxOccurs="unbounded"/>
</xsd:sequence>
<xsd:attribute name="optionKey" type="xsd:string" use="required"/>

Using the Identity Code Package

17-25

Oracle Database Tag Data Translation Schema

<xsd:attribute name="pattern" type="xsd:string"/>
<xsd:attribute name="grammar" type="xsd:string" use="required"/>
</xsd:complexType>
<xsd:complexType name="Rule">
<xsd:attribute name="type" type="tdt:ModeList" use="required"/>
<xsd:attribute name="inputFormat" type="tdt:InputFormatList" use="required"/>
<xsd:attribute name="seq" type="xsd:integer" use="required"/>
<xsd:attribute name="newFieldName" type="xsd:string" use="required"/>
<xsd:attribute name="characterSet" type="xsd:string" use="required"/>
<xsd:attribute name="padChar" type="xsd:string"/>
<xsd:attribute name="padDir" type="tdt:PadDirectionList"/>
<xsd:attribute name="decimalMinimum" type="xsd:long"/>
<xsd:attribute name="decimalMaximum" type="xsd:long"/>
<xsd:attribute name="length" type="xsd:string"/>
<xsd:attribute name="function" type="xsd:string" use="required"/>
<xsd:attribute name="tableURI" type="xsd:string"/>
<xsd:attribute name="tableParams" type="xsd:string"/>
<xsd:attribute name="tableXPath" type="xsd:string"/>
<xsd:attribute name="tableSQL" type="xsd:string"/>
</xsd:complexType>
<xsd:complexType name="Level">
<xsd:sequence>
<xsd:element name="option" type="tdt:Option" minOccurs="1"
maxOccurs="unbounded"/>
<xsd:element name="rule" type="tdt:Rule" minOccurs="0"
maxOccurs="unbounded"/>
</xsd:sequence>
<xsd:attribute name="type" type="tdt:LevelTypeList" use="required"/>
<xsd:attribute name="prefixMatch" type="xsd:string"/>
<xsd:attribute name="requiredParsingParameters" type="xsd:string"/>
<xsd:attribute name="requiredFormattingParameters" type="xsd:string"/>
</xsd:complexType>
<xsd:complexType name="Scheme">
<xsd:sequence>
<xsd:element name="level" type="tdt:Level" minOccurs="4" maxOccurs="5"/>
</xsd:sequence>
<xsd:attribute name="name" type="tdt:SchemeNameList" use="required"/>
<xsd:attribute name="optionKey" type="xsd:string" use="required"/>
</xsd:complexType>
<xsd:complexType name="TagDataTranslation">
<xsd:sequence>
<xsd:element name="scheme" type="tdt:Scheme" maxOccurs="unbounded"/>
</xsd:sequence>
<xsd:attribute name="version" type="xsd:string" use="required"/>
<xsd:attribute name="date" type="xsd:dateTime" use="required"/>
</xsd:complexType>
<xsd:element name="TagDataTranslation" type="tdt:TagDataTranslation"/>
</xsd:schema>

17-26 Oracle Database Advanced Application Developer's Guide

18
Schema Object Dependency
81

If the definition of object A references object B, then A depends on B. This chapter
explains dependencies among schema objects, and how Oracle Database automatically
tracks and manages these dependencies. Because of this automatic dependency
management, A never uses an obsolete version of B, and you almost never have to
explicitly recompile A after you change B.
Topics:
■
Overview of Schema Object Dependencies
■

Querying Object Dependencies

■

Object Status

■

Invalidation of Dependent Objects

■

Guidelines for Reducing Invalidation

■

Object Revalidation

■

Name Resolution in Schema Scope

■

Local Dependency Management

■

Remote Dependency Management

■

Remote Procedure Call (RPC) Dependency Management

■

Shared SQL Dependency Management

Overview of Schema Object Dependencies
Some types of schema objects can reference other objects in their definitions. For
example, a view is defined by a query that references tables or other views, and the
body of a subprogram can include SQL statements that reference other objects. If the
definition of object A references object B, then A is a dependent object (of B) and B is a
referenced object (of A).
Example 18–1 shows how to display the dependent and referenced object types in
your database (if you are logged in as DBA).
Example 18–1

Displaying Dependent and Referenced Object Types

Display dependent object types:
SELECT DISTINCT TYPE
FROM DBA_DEPENDENCIES
ORDER BY TYPE;

Schema Object Dependency 18-1

Overview of Schema Object Dependencies

Result:
TYPE
-----------------DIMENSION
EVALUATION CONTXT
FUNCTION
INDEX
INDEXTYPE
JAVA CLASS
JAVA DATA
MATERIALIZED VIEW
OPERATOR
PACKAGE
PACKAGE BODY
TYPE
-----------------PROCEDURE
RULE
RULE SET
SYNONYM
TABLE
TRIGGER
TYPE
TYPE BODY
UNDEFINED
VIEW
XML SCHEMA
22 rows selected.

Display referenced object types:
SELECT DISTINCT REFERENCED_TYPE
FROM DBA_DEPENDENCIES
ORDER BY REFERENCED_TYPE;

Result:
REFERENCED_TYPE
-----------------EVALUATION CONTXT
FUNCTION
INDEX
INDEXTYPE
JAVA CLASS
LIBRARY
NON-EXISTENT
OPERATOR
PACKAGE
PROCEDURE
SEQUENCE
REFERENCED_TYPE
-----------------SYNONYM
TABLE
TYPE
VIEW
XML SCHEMA

18-2 Oracle Database Advanced Application Developer's Guide

Overview of Schema Object Dependencies

16 rows selected.

If you alter the definition of a referenced object, dependent objects might not continue
to function without error, depending on the type of alteration. For example, if you
drop a table, no view based on the dropped table is usable.
As an example of a schema object change that invalidates some dependents but not
others, consider the two views in Example 18–2, which are based on the HR.EMPLOYEES
table.
Example 18–2 creates two views from the EMPLOYEES table: SIXFIGURES, which selects
all columns in the table, and COMMISSIONED, which does not include the EMAIL column.
As the example shows, changing the EMAIL column invalidates SIXFIGURES, but not
COMMISSIONED.
Example 18–2

Schema Object Change that Invalidates Some Dependents

CREATE OR REPLACE VIEW sixfigures AS
SELECT * FROM employees
WHERE salary >= 100000;
CREATE OR REPLACE VIEW commissioned AS
SELECT first_name, last_name, commission_pct
FROM employees
WHERE commission_pct > 0.00;

SQL*Plus formatting command:
COLUMN object_name FORMAT A16

Query:
SELECT object_name, status
FROM user_objects
WHERE object_type = 'VIEW'
ORDER BY object_name;

Result:
OBJECT_NAME
---------------COMMISSIONED
SIXFIGURES

STATUS
------VALID
VALID

Lengthen EMAIL column of EMPLOYEES table:
ALTER TABLE employees MODIFY email VARCHAR2(100);

Query:
SELECT object_name, status
FROM user_objects
WHERE object_type = 'VIEW'
ORDER BY object_name;

Result:
OBJECT_NAME
---------------COMMISSIONED
SIXFIGURES

STATUS
------VALID
INVALID

Schema Object Dependency 18-3

Querying Object Dependencies

A view depends on every object referenced in its query. The view in Example 18–3,
depends on the tables employees and departments.
Example 18–3

View that Depends on Multiple Objects

CREATE OR REPLACE VIEW v AS
SELECT last_name, first_name, department_name
FROM employees e, departments d
WHERE e.department_id = d.department_id
ORDER BY last_name;

Notes:
■
■

CREATE statements automatically update all dependencies.
Dynamic SQL statements do not create dependencies. For
example, this statement does not create a dependency on tab1:
EXECUTE IMMEDIATE 'SELECT * FROM tab1'

Querying Object Dependencies
The static data dictionary views USER_DEPENDENCIES, ALL_DEPENDENCIES, and DBA_
DEPENDENCIES describe dependencies between database objects.
The utldtree.sql SQL script creates the view DEPTREE, which contains information on
the object dependency tree, and the view IDEPTREE, a presorted, pretty-print version of
DEPTREE.
Oracle Database Reference for more information about the
DEPTREE, IDEPTREE, and utldtree.sql script
See Also:

Object Status
Every database object has a status value described in Table 18–1.
Table 18–1

Database Object Status

Status

Meaning

Valid

The object was successfully compiled, using the current definition in
the data dictionary.

Compiled with errors

The most recent attempt to compile the object produced errors.

Invalid

The object is marked invalid because an object that it references has
changed. (Only a dependent object can be invalid.)

Unauthorized

An access privilege on a referenced object was revoked. (Only a
dependent object can be unauthorized.)

The static data dictionary views USER_OBJECTS, ALL_OBJECTS,
and DBA_OBJECTS do not distinguish between "Compiled with errors,"
"Invalid," and "Unauthorized"—they describe all of these as INVALID.
Note:

Invalidation of Dependent Objects
If object A depends on object B, which depends on object C, then A is a direct
dependent of B, B is a direct dependent of C, and A is an indirect dependent of C.
18-4 Oracle Database Advanced Application Developer's Guide

Invalidation of Dependent Objects

Direct dependents are invalidated only by changes to the referenced object that affect
them (changes to the signature of the referenced object).
Indirect dependents can be invalidated by changes to the reference object that do not
affect them. If a change to C invalidates B, it invalidates A (and all other direct and
indirect dependents of B). This is called cascading invalidation.
With coarse-grained invalidation, a data definition language (DDL) statement that
changes a referenced object invalidates all of its dependents.
With fine-grained invalidation, a DDL statement that changes a referenced object
invalidates only dependents for which either of these statements is true:
■

■

The dependent relies on the attribute of the referenced object that the DDL
statement changed.
The compiled metadata of the dependent is no longer correct for the changed
referenced object.

For example, if view v selects columns c1 and c2 from table t, a DDL statement that
changes only column c3 of t does not invalidate v.
The DDL statement CREATE OR REPLACE object has no effect under these conditions:
■

object is a PL/SQL object, the new PL/SQL source text is identical to the existing
PL/SQL source text, and the PL/SQL compilation parameter settings stored with
object are identical to those in the session environment.
For information about PL/SQL compilation parameter settings, see Oracle Database
PL/SQL Language Reference.

■

object is a synonym and the statement does not change the target object.

The operations in the left column of Table 18–2 cause fine-grained invalidation, except
in the cases in the right column. The cases in the right column, and all operations not
listed in Table 18–2, cause coarse-grained invalidation.
Table 18–2

Operations that Cause Fine-Grained Invalidation

Operation

Exceptions

ALTER TABLE table ADD column

■

■
■

■

■

Dependent object (except a view) uses
SELECT * on table.
Dependent object uses table%rowtype.
Dependent object performs INSERT on
table without specifying column list.
Dependent object references table in
query that contains a join.
Dependent object references table in
query that references a PL/SQL
variable.

Schema Object Dependency 18-5

Invalidation of Dependent Objects

Table 18–2 (Cont.) Operations that Cause Fine-Grained Invalidation
Operation

Exceptions

ALTER TABLE table {MODIFY|RENAME|DROP|SET
UNUSED} column

■

ALTER TABLE table DROP CONSTRAINT not_null_
constraint

■

■
■

■

■

CREATE OR REPLACE VIEW view
Online Table Redefinition (DBMS_REDEFINITION)

■

■

■

■

■

■

■

■

18-6 Oracle Database Advanced Application Developer's Guide

Dependent object uses SELECT * on
table.
Dependent object uses table%ROWTYPE.
Dependent object performs INSERT on
table without specifying column list.
Dependent object is a trigger that
depends on an entire row (that is, it
does not specify a column in its
definition).
Dependent object is a trigger that
depends on a column to the right of the
dropped column.

Column lists of new and old definitions
differ, and at least one of these is true:
■

CREATE OR REPLACE SYNONYM synonym

Dependent object directly references
column.

Dependent object references column
that is modified or dropped in new
view or table definition.
Dependent object uses view%rowtype
or table%rowtype.
Dependent object performs INSERT on
view or table without specifying
column list.
New view definition introduces new
columns, and dependent object
references view or table in query that
contains a join.
New view definition introduces new
columns, and dependent object
references view or table in query that
references a PL/SQL variable.
Dependent object references view or
table in RELIES ON clause.
New and old synonym targets differ,
and one is not a table.
Both old and new synonym targets are
tables, and the tables have different
column lists or different privilege
grants.
Both old and new synonym targets are
tables, and dependent object is a view
that references a column that
participates in a unique index on the
old target but not in a unique index on
the new target.

Invalidation of Dependent Objects

Table 18–2 (Cont.) Operations that Cause Fine-Grained Invalidation
Operation
DROP INDEX

Exceptions
■

■

The index is a function-based index
and the dependent object is a trigger
that depends either on an entire row or
on a column that was added to table
after a function-based index was
created.
The index is a unique index, the
dependent object is a view, and the
view references a column participating
in the unique index.

CREATE OR REPLACE {PROCEDURE|FUNCTION}

Call signature changes. Call signature is the
parameter list (order, names, and types of
parameters), return type, purity1,
determinism, parallelism, pipelining, and
(if the procedure or function is
implemented in C or Java) implementation
properties.

CREATE OR REPLACE PACKAGE

■

■

Dependent object references a dropped
or renamed package item.
Dependent object references a package
procedure or function whose call
signature or entry-point number2,
changed.
If referenced procedure or function has
multiple overload candidates,
dependent object is invalidated if any
overload candidate's call signature or
entry point number changed, or if a
candidate was added or dropped.

■

■

■

■

1

2

Dependent object references a package
cursor whose call signature, rowtype,
or entry point number changed.
Dependent object references a package
type or subtype whose definition
changed.
Dependent object references a package
variable or constant whose name, data
type, initial value, or offset number
changed.
Package purity1 changed.

Purity refers to a set of rules for preventing side effects (such as unexpected data changes) when invoking
PL/SQL functions within SQL queries. Package purity refers to the purity of the code in the package
initialization block.
The entry-point number of a procedure or function is determined by its location in the PL/SQL package
code. A procedure or function added to the end of a PL/SQL package is given a new entry-point number.

Schema Object Dependency 18-7

Guidelines for Reducing Invalidation

A dependent object that is invalidated by an operation in
Table 18–2 appears in the static data dictionary views *_OBJECTS and
*_OBJECTS_AE only after an attempt to reference it (either during
compilation or execution) or after invoking one of these subprograms:
Note:

■

■

DBMS_UTILITY.COMPILE_SCHEMA (described in Oracle Database
PL/SQL Packages and Types Reference)
Any UTL_RECOMP subprogram (described in Oracle Database
PL/SQL Packages and Types Reference)

Topics:
■
Session State and Referenced Packages
■

Security Authorization

Session State and Referenced Packages
Each session that references a package construct has its own instantiation of that
package, including a persistent state of any public and private variables, cursors, and
constants. All of a session's package instantiations, including state, can be lost if any of
the session's instantiated packages are subsequently invalidated and revalidated.
See Also:
■

■

Oracle Database PL/SQL Language Reference for information about
package instantiation
Oracle Database PL/SQL Language Reference for information about
package state

Security Authorization
When a data manipulation language (DML) object or system privilege is granted to, or
revoked from, a user or PUBLIC, Oracle Database invalidates all the owner's dependent
objects, to verify that an owner of a dependent object continues to have the necessary
privileges for all referenced objects.

Guidelines for Reducing Invalidation
To reduce invalidation of dependent objects, follow these guidelines:
■

Add Items to End of Package

■

Reference Each Table Through a View

Add Items to End of Package
When adding items to a package, add them to the end of the package. This preserves
the entry point numbers of existing top-level package items, preventing their
invalidation.
For example, consider this package:
CREATE OR REPLACE PACKAGE pkg1 IS
FUNCTION get_var RETURN VARCHAR2;
END;
/

18-8 Oracle Database Advanced Application Developer's Guide

Object Revalidation

Adding an item to the end of pkg1, as follows, does not invalidate dependents that
reference the get_var function:
CREATE OR REPLACE PACKAGE pkg1 IS
FUNCTION get_var RETURN VARCHAR2;
PROCEDURE set_var (v VARCHAR2);
END;
/

Inserting an item between the get_var function and the set_var procedure, as follows,
invalidates dependents that reference the set_var function:
CREATE OR REPLACE PACKAGE pkg1 IS
FUNCTION get_var RETURN VARCHAR2;
PROCEDURE assert_var (v VARCHAR2);
PROCEDURE set_var (v VARCHAR2);
END;
/

Reference Each Table Through a View
Reference tables indirectly, using views, enabling you to:
■

■

Add columns to the table without invalidating dependent views or dependent
PL/SQL objects
Modify or delete columns not referenced by the view without invalidating
dependent objects

The statement CREATE OR REPLACE VIEW does not invalidate an existing view or its
dependents if the new ROWTYPE matches the old ROWTYPE.

Object Revalidation
An object that is not valid when it is referenced must be validated before it can be
used. Validation occurs automatically when an object is referenced; it does not require
explicit user action.
If an object is not valid, its status is either compiled with errors, unauthorized, or
invalid. For definitions of these terms, see Table 18–1.
Topics:
■
Revalidation of Objects that Compiled with Errors
■

Revalidation of Unauthorized Objects

■

Revalidation of Invalid SQL Objects

■

Revalidation of Invalid PL/SQL Objects

Revalidation of Objects that Compiled with Errors
The compiler cannot automatically revalidate an object that compiled with errors. The
compiler recompiles the object, and if it recompiles without errors, it is revalidated;
otherwise, it remains invalid.

Schema Object Dependency 18-9

Name Resolution in Schema Scope

Revalidation of Unauthorized Objects
The compiler checks whether the unauthorized object has access privileges to all of its
referenced objects. If so, the compiler revalidates the unauthorized object without
recompiling it. If not, the compiler issues appropriate error messages.
Revalidation of Invalid SQL Objects
The SQL compiler recompiles the invalid object. If the object recompiles without
errors, it is revalidated; otherwise, it remains invalid.
Revalidation of Invalid PL/SQL Objects
For an invalid PL/SQL program unit (procedure, function, or package), the PL/SQL
compiler checks whether any referenced object changed in a way that affects the
invalid object. If so, the compiler recompiles the invalid object. If the object recompiles
without errors, it is revalidated; otherwise, it remains invalid. If not, the compiler
revalidates the invalid object without recompiling it.

Name Resolution in Schema Scope
Object names referenced in SQL statements have one or more pieces. Pieces are
separated by periods—for example, hr.employees.department_id has three pieces.
Oracle Database uses this procedure to try to resolve an object name:
1.

Try to qualify the first piece of the object name.
If the object name has only one piece, then that piece is the first piece. Otherwise,
the first piece is the piece to the left of the leftmost period; for example, in
hr.employees.department_id, the first piece is hr.
The procedure for trying to qualify the first piece is:
a.

If the object name is a table name that appears in the FROM clause of a SELECT
statement, and the object name has multiple pieces, go to step d. Otherwise, go
to step b.

b.

Search the current schema for an object whose name matches the first piece.
If found, go to step 2. Otherwise, go to step c.

c.

Search for a public synonym that matches the first piece.
If found, go to step 2. Otherwise, go to step d.

d.

Search for a schema whose name matches the first piece.
If found, and if the object name has a second piece, go to step e. Otherwise,
return an error—the object name cannot be qualified.

e.

Search the schema found at step d for a table or SQL function whose name
matches the second piece of the object name.
If found, go to step 2. Otherwise, return an error—the object name cannot be
qualified.
A SQL function found at this step has been redefined by the
schema found at step d.

Note:

2.

A schema object has been qualified. Any remaining pieces of the object name must
match a valid part of this schema object.

18-10 Oracle Database Advanced Application Developer's Guide

Remote Dependency Management

For example, if the object name is hr.employees.department_id, hr is qualified as a
schema. If employees is qualified as a table, department_id must correspond to a
column of that table. If employees is qualified as a package, department_id must
correspond to a public constant, variable, procedure, or function of that package.
Because of how Oracle Database resolves references, an object can depend on the
nonexistence of other objects. This situation occurs when the dependent object uses a
reference that would be interpreted differently if another object were present.
See Also:
■

■

Oracle Database PL/SQL Language Reference for information about
how name resolution differs in SQL and PL/SQL
Oracle Database Administrator's Guide for information about name
resolution in a distributed database system

Local Dependency Management
Local dependency management occurs when Oracle Database manages dependencies
among the objects in a single database. For example, a statement in a procedure can
reference a table in the same database.

Remote Dependency Management
Remote dependency management occurs when Oracle Database manages
dependencies in distributed environments across a network. For example, an Oracle
Forms trigger can depend on a schema object in the database. In a distributed
database, a local view can reference a remote table.
Oracle Database also manages distributed database dependencies. For example, an
Oracle Forms application might contain a trigger that references a table. The database
system must account for dependencies among such objects. Oracle Database uses
different mechanisms to manage remote dependencies, depending on the objects
involved.
Topics:
■
Dependencies Among Local and Remote Database Procedures
■

Dependencies Among Other Remote Objects

■

Dependencies of Applications

Dependencies Among Local and Remote Database Procedures
Dependencies among stored procedures (including functions, packages, and triggers)
in a distributed database system are managed using either time-stamp checking or
signature checking (see "Time-Stamp Dependency Mode" on page 18-12 and
"RPC-Signature Dependency Mode" on page 18-13).
The dynamic initialization parameter REMOTE_DEPENDENCIES_MODE determines whether
time stamps or signatures govern remote dependencies.
See Also:

Oracle Database PL/SQL Language Reference

Schema Object Dependency

18-11

Remote Procedure Call (RPC) Dependency Management

Dependencies Among Other Remote Objects
Oracle Database does not manage dependencies among remote schema objects other
than local-procedure-to-remote-procedure dependencies.
For example, assume that a local view is created and defined by a query that
references a remote table. Also assume that a local procedure includes a SQL statement
that references the same remote table. Later, the definition of the table is altered.
Therefore, the local view and procedure are never invalidated, even if the view or
procedure is used after the table is altered, and even if the view or procedure now
returns errors when used. In this case, the view or procedure must be altered manually
so that errors are not returned. In such cases, lack of dependency management is
preferable to unnecessary recompilations of dependent objects.

Dependencies of Applications
Code in database applications can reference objects in the connected database. For
example, Oracle Call Interface (OCI) and precompiler applications can submit
anonymous PL/SQL blocks. Triggers in Oracle Forms applications can reference a
schema object.
Such applications are dependent on the schema objects they reference. Dependency
management techniques vary, depending on the development environment. Oracle
Database does not automatically track application dependencies.
See Also: Manuals for your application development tools and your
operating system for more information about managing the remote
dependencies within database applications

Remote Procedure Call (RPC) Dependency Management
Remote procedure call (RPC) dependency management occurs when a local stored
procedure calls a remote procedure in a distributed database system. The dynamic
initialization parameter REMOTE_DEPENDENCIES_MODE controls the dependency mode.
The choice is either time-stamp dependency mode or RPC-signature dependency
mode.
Topics:
■
Time-Stamp Dependency Mode
■

RPC-Signature Dependency Mode

■

Controlling Dependency Mode

Time-Stamp Dependency Mode
Whenever a procedure is compiled, its time stamp is recorded in the data dictionary.
The time stamp shows when the procedure was created, altered, or replaced.
A compiled procedure contains information about each remote procedure that it calls,
including the schema, package name, procedure name, and time stamp of the remote
procedure.
In time-stamp dependency mode, when a local stored procedure calls a remote
procedure, Oracle Database compares the time stamp that the local procedure has for
the remote procedure to the current time stamp of the remote procedure. If the two
time stamps match, both the local and remote procedures run. Neither is recompiled.

18-12 Oracle Database Advanced Application Developer's Guide

Remote Procedure Call (RPC) Dependency Management

If the two time stamps do not match, the local procedure is invalidated and an error is
returned to the calling environment. All other local procedures that depend on the
remote procedure with the new time stamp are also invalidated.
Time stamp comparison occurs when a statement in the body of the local procedure
calls the remote procedure. Therefore, statements in the local procedure that precede
the invalid call might run successfully. Statements after the invalid call do not run. The
local procedure must be recompiled.
If DML statements precede the invalid call, they roll back only if they and the invalid
call are in the same PL/SQL block. For example, the UPDATE statement rolls back in this
code:
BEGIN
UPDATE table SET ...
invalid_proc;
COMMIT;
END;

But the UPDATE statement does not roll back in this code:
UPDATE table SET ...
EXECUTE invalid_proc;
COMMIT;

The disadvantages of time-stamp dependency mode are:
■

■

Dependent objects across the network are often recompiled unnecessarily,
degrading performance.
If the client-side application uses PL/SQL, this mode can cause situations that
prevent the application from running on the client side.
An example of such an application is Oracle Forms. During installation, you must
recompile the client-side PL/SQL procedures that Oracle Forms uses at the client
site. Also, if a client-side procedure depends on a server procedure, and if the
server procedure changes or is automatically recompiled, you must recompile the
client-side PL/SQL procedure. However, no PL/SQL compiler is available on the
client. Therefore, the developer of the client application must distribute new
versions of the application to all customers.

RPC-Signature Dependency Mode
Oracle Database provides RPC signatures to handle remote dependencies. RPC
signatures do not affect local dependencies, because recompilation is always possible
in the local environment.
An RPC signature is associated with each compiled stored program unit. It identifies
the unit by these characteristics:
■

Name

■

Number of parameters

■

Data type class of each parameter

■

Mode of each parameter

■

Data type class of return value (for a function)

An RPC signature changes only when at least one of the preceding characteristics
changes.

Schema Object Dependency

18-13

Remote Procedure Call (RPC) Dependency Management

An RPC signature does not include DETERMINISTIC, PARALLEL_
ENABLE, or purity information. If these settings change for a function
on remote system, optimizations based on them are not automatically
reconsidered. Therefore, calling the remote function in a SQL
statement or using it in a function-based index might cause incorrect
query results.

Note:

A compiled program unit contains the RPC signature of each remote procedure that it
calls (and the schema, package name, procedure name, and time stamp of the remote
procedure).
In RPC-signature dependency mode, when a local program unit calls a subprogram in
a remote program unit, the database ignores time-stamp mismatches and compares the
RPC signature that the local unit has for the remote subprogram to the current RPC
signature of the remote subprogram. If the RPC signatures match, the call succeeds;
otherwise, the database returns an error to the local unit, and the local unit is
invalidated.
For example, suppose that this procedure, get_emp_name, is stored on a server in
Boston (BOSTON_SERVER):
CREATE OR REPLACE PROCEDURE get_emp_name (
emp_number IN NUMBER,
hiredate
OUT VARCHAR2,
emp_name
OUT VARCHAR2) AS
BEGIN
SELECT last_name, TO_CHAR(hire_date, 'DD-MON-YY')
INTO emp_name, hiredate
FROM employees
WHERE employee_id = emp_number;
END;
/

When get_emp_name is compiled on BOSTON_SERVER, Oracle Database records both its
RPC signature and its time stamp.
Suppose that this PL/SQL procedure, print_name, which calls get_emp_name, is on a
server in California:
CREATE OR REPLACE PROCEDURE print_ename (emp_number IN NUMBER) AS
hiredate VARCHAR2(12);
ename
VARCHAR2(10);
BEGIN
get_emp_name@BOSTON_SERVER(emp_number, hiredate, ename);
dbms_output.put_line(ename);
dbms_output.put_line(hiredate);
END;
/

When print_name is compiled on the California server, the database connects to the
Boston server, sends the RPC signature of get_emp_name to the California server, and
records the RPC signature of get_emp_name in the compiled state of print_ename.
At run time, when print_name calls get_emp_name, the database sends the RPC
signature of get_emp_name that was recorded in the compiled state of print_ename to
the Boston server. If the recorded RPC signature matches the current RPC signature of
get_emp_name on the Boston server, the call succeeds; otherwise, the database returns
an error to print_name, which is invalidated.

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Remote Procedure Call (RPC) Dependency Management

Topics:
■
Changing Names and Default Values of Parameters
■

Changing Specification of Parameter Mode IN

■

Changing Subprogram Body

■

Changing Data Type Classes of Parameters

■

Changing Package Types

Changing Names and Default Values of Parameters
Changing the name or default value of a subprogram parameter does not change the
RPC signature of the subprogram. For example, procedure P1 has the same RPC
signature in these two examples:
PROCEDURE P1 (Param1 IN NUMBER := 100);
PROCEDURE P1 (Param2 IN NUMBER := 200);

However, if your application requires that callers get the new default value, you must
recompile the called procedure.

Changing Specification of Parameter Mode IN
Because the subprogram parameter mode IN is the default, you can specify it either
implicitly or explicitly. Changing its specification from implicit to explicit, or the
reverse, does not change the RPC signature of the subprogram. For example,
procedure P1 has the same RPC signature in these two examples:
PROCEDURE P1 (Param1 NUMBER);
-- implicit specification
PROCEDURE P1 (Param1 IN NUMBER); -- explicit specification

Changing Subprogram Body
Changing the body of a subprogram does not change the RPC signature of the
subprogram.
Example 18–4 changes only the body of the procedure get_hire_date; therefore, it
does not change the RPC signature of get_hire_date.
Example 18–4

Changing Body of Procedure get_hire_date

CREATE OR REPLACE PROCEDURE get_hire_date (
emp_number IN NUMBER,
hiredate
OUT VARCHAR2,
emp_name
OUT VARCHAR2) AS
BEGIN
SELECT last_name, TO_CHAR(hire_date, 'DD-MON-YY')
INTO emp_name, hiredate
FROM employees
WHERE employee_id = emp_number;
END;
/
CREATE OR REPLACE PROCEDURE get_hire_date (
emp_number IN NUMBER,
hiredate
OUT VARCHAR2,
emp_name
OUT VARCHAR2) AS
BEGIN
-- Change date format model
SELECT last_name, TO_CHAR(hire_date, 'DD/MON/YYYY')

Schema Object Dependency

18-15

Remote Procedure Call (RPC) Dependency Management

INTO emp_name, hiredate
FROM employees
WHERE employee_id = emp_number;
END;
/

Changing Data Type Classes of Parameters
Changing the data type of a parameter to another data type in the same class does not
change the RPC signature, but changing the data type to a data type in another class
does.
Table 18–3 lists the data type classes and the data types that comprise them. Data types
not listed in Table 18–3, such as NCHAR, do not belong to a data type class. Changing
their type always changes the RPC signature.
Table 18–3

Data Type Classes

Data Type Class

Data Types in Class

Character

CHAR
CHARACTER

VARCHAR

VARCHAR
VARCHAR2
STRING
LONG
ROWID

Raw

RAW
LONG RAW

Integer

BINARY_INTEGER
PLS_INTEGER
SIMPLE_INTEGER
BOOLEAN
NATURAL
NATURALN
POSITIVE
POSITIVEN

Number

NUMBER
INT
INTEGER
SMALLINT
DEC
DECIMAL
REAL
FLOAT
NUMERIC
DOUBLE PRECISION

Datetime

DATE
TIMESTAMP
TIMESTAMP WITH TIME ZONE
TIMESTAMP WITH LOCAL TIME ZONE
INTERVAL YEAR TO MONTH
INTERVAL DAY TO SECOND

Example 18–5 changes the data type of the parameter hiredate from VARCHAR2 to DATE.
VARCHAR2 and DATE are not in the same data type class, so the RPC signature of the
procedure get_hire_date changes.

18-16 Oracle Database Advanced Application Developer's Guide

Remote Procedure Call (RPC) Dependency Management

Example 18–5

Changing Data Type Class of get_hire_date Parameter

CREATE OR REPLACE PROCEDURE get_hire_date (
emp_number IN NUMBER,
hiredate
OUT DATE,
emp_name
OUT VARCHAR2) AS
BEGIN
SELECT last_name, TO_CHAR(hire_date, 'DD/MON/YYYY')
INTO emp_name, hiredate
FROM employees
WHERE employee_id = emp_number;
END;
/

Changing Package Types
Changing the name of a package type, or the names of its internal components, does
not change the RPC signature of the package.
Example 18–6 defines a record type, emp_data_type, inside the package emp_package.
Next, it changes the names of the record fields, but not their types. Finally, it changes
the name of the type, but not its characteristics. The RPC signature of the package does
not change.
Example 18–6

Changing Names of Fields in Package Record Type

CREATE OR REPLACE PACKAGE emp_package AS
TYPE emp_data_type IS RECORD (
emp_number NUMBER,
hiredate
VARCHAR2(12),
emp_name
VARCHAR2(10)
);
PROCEDURE get_emp_data (
emp_data IN OUT emp_data_type
);
END;
/
CREATE OR REPLACE PACKAGE emp_package AS
TYPE emp_data_type IS RECORD (
emp_num
NUMBER,
hire_dat VARCHAR2(12),
empname
VARCHAR2(10)
);
PROCEDURE get_emp_data (
emp_data IN OUT emp_data_type
);
END;
/
CREATE OR REPLACE PACKAGE emp_package AS
TYPE emp_data_record_type IS RECORD (
emp_num
NUMBER,
hire_dat VARCHAR2(12),
empname
VARCHAR2(10)
);
PROCEDURE get_emp_data (
emp_data IN OUT emp_data_record_type
);
END;
/

Schema Object Dependency

18-17

Remote Procedure Call (RPC) Dependency Management

Controlling Dependency Mode
The dynamic initialization parameter REMOTE_DEPENDENCIES_MODE controls the
dependency mode. If the initialization parameter file contains this specification, then
only time stamps are used to resolve dependencies (if this is not explicitly overridden
dynamically):
REMOTE_DEPENDENCIES_MODE = TIMESTAMP

If the initialization parameter file contains this parameter specification, then RPC
signatures are used to resolve dependencies (if this not explicitly overridden
dynamically):
REMOTE_DEPENDENCIES_MODE = SIGNATURE

You can alter the mode dynamically by using the DDL statements. For example, this
example alters the dependency mode for the current session:
ALTER SESSION SET REMOTE_DEPENDENCIES_MODE = {SIGNATURE | TIMESTAMP}

This example alters the dependency mode systemwide after startup:
ALTER SYSTEM SET REMOTE_DEPENDENCIES_MODE = {SIGNATURE | TIMESTAMP}

If the REMOTE_DEPENDENCIES_MODE parameter is not specified, either in the init.ora
parameter file or using the ALTER SESSION or ALTER SYSTEM statements, TIMESTAMP is
the default value. Therefore, unless you explicitly use the REMOTE_DEPENDENCIES_MODE
parameter, or the appropriate DDL statement, your server is operating using the
time-stamp dependency mode.
When you use REMOTE_DEPENDENCIES_MODE=SIGNATURE:
■

■

■

If you change the initial value of a parameter of a remote procedure, then the local
procedure calling the remote procedure is not invalidated. If the call to the remote
procedure does not supply the parameter, then the initial value is used. In this
case, because invalidation and recompilation does not automatically occur, the old
initial value is used. To see the new initial values, recompile the calling procedure
manually.
If you add an overloaded procedure in a package (a procedure with the same
name as an existing one), then local procedures that call the remote procedure are
not invalidated. If it turns out that this overloading results in a rebinding of
existing calls from the local procedure under the time-stamp mode, then this
rebinding does not happen under the RPC signature mode, because the local
procedure does not get invalidated. You must recompile the local procedure
manually to achieve the rebinding.
If the types of parameters of an existing package procedure are changed so that the
new types have the same shape as the old ones, then the local calling procedure is
not invalidated or recompiled automatically. You must recompile the calling
procedure manually to get the semantics of the new type.

Topics:
■
Dependency Resolution
■

Suggestions for Managing Dependencies

Dependency Resolution
When REMOTE_DEPENDENCIES_MODE = TIMESTAMP (the default value), dependencies
among program units are handled by comparing time stamps at run time. If the time
18-18 Oracle Database Advanced Application Developer's Guide

Shared SQL Dependency Management

stamp of a called remote procedure does not match the time stamp of the called
procedure, then the calling (dependent) unit is invalidated and must be recompiled. In
this case, if there is no local PL/SQL compiler, then the calling application cannot
proceed.
In the time-stamp dependency mode, RPC signatures are not compared. If there is a
local PL/SQL compiler, then recompilation happens automatically when the calling
procedure is run.
When REMOTE_DEPENDENCIES_MODE = SIGNATURE, the recorded time stamp in the
calling unit is first compared to the current time stamp in the called remote unit. If
they match, then the call proceeds. If the time stamps do not match, then the RPC
signature of the called remote subprogram, as recorded in the calling subprogram, is
compared with the current RPC signature of the called subprogram. If they do not
match (using the criteria described in the section "Changing Data Type Classes of
Parameters" on page 18-16), then an error is returned to the calling session.

Suggestions for Managing Dependencies
Follow these guidelines for setting the REMOTE_DEPENDENCIES_MODE parameter:
■

■

■

■

Server-side PL/SQL users can set the parameter to TIMESTAMP (or let it default to
that) to get the time-stamp dependency mode.
Server-side PL/SQL users can use RPC-signature dependency mode if they have a
distributed system and they want to avoid possible unnecessary recompilations.
Client-side PL/SQL users must set the parameter to SIGNATURE. This allows:
–

Installation of applications at client sites without recompiling procedures.

–

Ability to upgrade the server, without encountering time stamp mismatches.

When using RPC signature mode on the server side, add procedures to the end of
the procedure (or function) declarations in a package specification. Adding a
procedure in the middle of the list of declarations can cause unnecessary
invalidation and recompilation of dependent procedures.

Shared SQL Dependency Management
In addition to managing dependencies among schema objects, Oracle Database also
manages dependencies of each shared SQL area in the shared pool. If a table, view,
synonym, or sequence is created, altered, or dropped, or a procedure or package
specification is recompiled, all dependent shared SQL areas are invalidated. At a
subsequent execution of the cursor that corresponds to an invalidated shared SQL
area, Oracle Database reparses the SQL statement to regenerate the shared SQL area.

Schema Object Dependency

18-19

Shared SQL Dependency Management

18-20 Oracle Database Advanced Application Developer's Guide

19
Edition-Based Redefinition
91

Edition-based redefinition enables you to upgrade the database component of an
application while it is in use, thereby minimizing or eliminating down time.
To upgrade an application while it is in use, you copy the database objects that
comprise the application and redefine the copied objects in isolation. Your changes do
not affect users of the application—they continue to run the unchanged application.
When you are sure that your changes are correct, you make the upgraded application
available to all users.
Using edition-based redefinition means using one or more of its component features.
The features you use, and the down time, depend on these factors:
■

What kind of database objects you redefine

■

How available the database objects must be to users while you are redefining them

■

Whether you make the upgraded application available to some users while others
continue to use the older version of the application

You always use the edition feature to copy the database objects and redefine the
copied objects in isolation; that is why the procedure that this chapter describes for
upgrading applications online is called edition-based redefinition.
If the object type of every object you will redefine is editionable (defined in
"Editionable and Noneditionable Schema Object Types" on page 19-3), the edition is
the only feature you use.
Table is not an editionable type. If you change the structure of one or more tables, you
also use the editioning view feature.
If other users must be able to change data in the tables while you are changing their
structure, you also use forward crossedition triggers. If the pre- and post-upgrade
applications will be in ordinary use at the same time (hot rollover), you also use
reverse crossedition triggers. Crossedition triggers are not a permanent part of the
application—you drop them when all users are using the post-upgrade application.
Topics:
■
Editions
■

Editioning Views

■

Crossedition Triggers

■

■

Displaying Information About Editions, Editioning Views, and Crossedition
Triggers
Using Edition-Based Redefinition to Upgrade an Application

Edition-Based Redefinition

19-1

Editions

Editions
Editions are nonschema objects; as such, they do not have owners. Editions are created
in a single namespace, and multiple editions can coexist in the database.
The database must have at least one edition. Every newly created or upgraded Oracle
Database starts with one edition named ora$base.
Topics:
Editioned and Noneditioned Objects

■
■

Creating an Edition

■

Inherited and Actual Objects

■

Making an Edition Available to Some Users

■

Making an Edition Available to All Users

■

Current Edition and Session Edition

■

Retiring an Edition

■

Dropping an Edition

Editioned and Noneditioned Objects
An editioned object is a schema object that has both an editionable type and an
editions-enabled owner. (A schema object that has an editionable type but not an
editions-enabled owner is potentially editioned.) An edition can have its own copy of
an editioned object, in which case only the copy is visible to the edition.
A noneditioned object is a schema object that has a noneditionable type. An edition
cannot have its own copy of a noneditioned object. A noneditioned object is identical
in, and visible to, all editions.
An editioned object is uniquely identified by its OBJECT_NAME, OWNER, and EDITION_
NAME. A noneditioned object is uniquely identified by its OBJECT_NAME and OWNER—its
EDITION_NAME is NULL. (Strictly speaking, the NAMESPACE of an object is also required to
uniquely identify the object, but you can ignore this fact, because any statement that
references the object implicitly or explicitly specifies its NAMESPACE.)
You can display the OBJECT_NAME, OWNER, and EDITION_NAME of an object with the static
data dictionary views *_OBJECTS and *_OBJECTS_AE (described in Table 19–1).
You need not know the EDITION_NAME of an object to refer to that object (and if you do
know it, you cannot specify it). The context of the reference implicitly specifies the
edition. If the context is a data definition language (DDL) statement, the edition is the
current edition of the session that issued the command (for information about the
current edition, see "Current Edition and Session Edition" on page 19-10). If the context
is source code, the edition is the one in which the object is actual (see "Inherited and
Actual Objects" on page 19-5).
Topics:
■
Editionable and Noneditionable Schema Object Types
■

Rules for Editioned Objects

■

Enabling Editions for a User

19-2 Oracle Database Advanced Application Developer's Guide

Editions

Editionable and Noneditionable Schema Object Types
These schema objects types are editionable:
■

SYNONYM

■

VIEW

■

All PL/SQL object types:
–

FUNCTION

–

LIBRARY

–

PACKAGE and PACKAGE BODY

–

PROCEDURE

–

TRIGGER

–

TYPE and TYPE BODY

All other schema object types are noneditionable. Table is an example of an
noneditionable type.
A schema object of an editionable type is editioned if its owner is editions-enabled;
otherwise, it is potentially editioned.
A schema object of a noneditionable type is always noneditioned, even if its owner is
editions-enabled. A table is an example of an noneditioned object.
There is one exception to the rules: Although SYNONYM is an
editionable type, a public synonym is a noneditioned object.

Note:

Rules for Editioned Objects
■

A noneditioned object cannot depend on an editioned object.
For example:
■

A public synonym cannot refer to an editioned object.

■

A function-based index cannot depend on an editioned function.

■

A materialized view cannot depend on an editioned view.

■

■

A table cannot have a column of a user-defined data type (collection or
Abstract Data Type (ADT)) whose owner is editions-enabled.
A noneditioned subprogram cannot have a static reference to a subprogram
whose owner is editions-enabled.

For the reason for this rule, see "Actualizing Referenced Objects" on page 19-9.
■

An ADT cannot be both editioned and evolved.
For information about type evolution, see Oracle Database Object-Relational
Developer's Guide.

■

An editioned object cannot be the starting or ending point of a FOREIGN KEY
constraint.
The only editioned object that this rule affects is an editioned view. An editioned
view can be either an ordinary view or an editioning view.

Edition-Based Redefinition

19-3

Editions

Enabling Editions for a User
To enable editions for a user, use the ENABLE EDITIONS clause of either the CREATE USER
or ALTER USER statement.
The EDITIONS_ENABLED column of the static data dictionary view DBA_USERS or USER_
USERS shows which users have editions enabled.
Enabling editions is retroactive and irreversible. When a user is editions-enabled,
every editionable-type object that the user has owned or will own is an editioned
object. You cannot enable editions for a user who owns a potentially editioned object
with noneditioned dependents unless you specify FORCE:
ALTER USER user_name ENABLE EDITIONS FORCE;

FORCE is useful in the following situation: You must editions-enable users A and B. User
A owns potentially editioned objects a1 and a2. User B owns potentially editioned
objects b1 and b2. Object a1 depends on object b1. Object b2 depends on object a2.
Editions-enable users A and B like this:
1.

Using FORCE, enable editions for user A:
ALTER USER A ENABLE EDITIONS FORCE;

Now a1 and a2 are editioned objects, and b2 (which depends on a2) is invalid.
2.

Enable editions for user B:
ALTER USER B ENABLE EDITIONS;

3.

Recompile b2, using the appropriate ALTER statement with COMPILE. For a PL/SQL
object, also specify REUSE SETTINGS.
For example, if b2 is a procedure, use this statement:
ALTER PROCEDURE b2 COMPILE REUSE SETTINGS

For information about the ALTER statements for PL/SQL objects, see Oracle
Database PL/SQL Language Reference.
For information about the ALTER statements for SQL objects, see Oracle Database
SQL Language Reference.
FORCE is unnecessary in the following situation: You must editions-enable user C, who
owns potentially editioned object c1. Object c1 has dependent d1, a potentially
editioned object owned by user D. User D owns no potentially editioned objects that
have dependents owned by C. If you editions-enable D first, making d1 an editioned
object, then you can editions-enable C without violating the rule that a noneditioned
object cannot depend on an editioned object.
You cannot enable editions for a user who owns one or more evolved ADTs. Trying to
do so causes error ORA-38820. If an ADT has no table dependents, you can use the
ALTER TYPE RESET statement to reset its version to 1, so that it is no longer considered
to be evolved. (Resetting the version of an ADT to 1 invalidates its dependents.)
See Also:
■

■

Oracle Database SQL Language Reference for the syntax of the
CREATE USERand ALTER USER statements
Oracle Database Reference for more information about the static
data dictionary views *_USERS

19-4 Oracle Database Advanced Application Developer's Guide

Editions

Creating an Edition
To create an edition, use the SQL statement CREATE EDITION.
You must create the edition as the child of an existing edition. The parent of the first
edition created with a CREATE EDITION statement is ora$base. This statement creates
the edition e2 as the child of ora$base:
CREATE EDITION e2

(Example 19–1 and others use the preceding statement.)
At Oracle Database 11g Release 2, an edition can have at most one child.
The descendents of an edition are its child, its child's child, and so on. The ancestors of
an edition are its parent, its parent's parent, and so on. The root edition has no parent,
and a leaf edition has no child.
See Also: Oracle Database SQL Language Reference for information
about the CREATE EDITION statement, including the privileges required
to use it

Inherited and Actual Objects
Each database session uses exactly one edition at a time. Upon creation, a child edition
inherits from its parent edition all editioned objects in the database that are visible in
the parent edition. Each inherited object is visible in the child edition.
An inherited object is copied on change or actualized; that is, when a user of the child
edition references an inherited object in a DDL statement (other than DROP), the
inherited object is copied and the DDL statement affects only the copy—the actual
object. The unchanged object in the parent edition is no longer visible in the child
edition.
When the DDL statement CREATE OR REPLACE object has no
effect, it does not actualize object (for details, see "Invalidation of
Dependent Objects" on page 18-4). The DDL statement ALTER object
COMPILE always actualizes object.
Note:

Example 19–1 creates a procedure named hello in the edition ora$base, and then
creates the edition e2 as a child of ora$base. When e2 invokes hello, it invokes the
inherited procedure. Then e2 changes hello, actualizing it. The procedure hello in the
edition ora$base remains unchanged, and is no longer visible in e2. Now when e2
invokes hello, it invokes the actual procedure.
Example 19–1
1.

Inherited and Actual Objects

Create procedure in parent edition:
CREATE OR REPLACE PROCEDURE hello IS
BEGIN
DBMS_OUTPUT.PUT_LINE('Hello, edition 1.');
END hello;
/

2.

Invoke procedure in parent edition:
BEGIN hello(); END;
/

Edition-Based Redefinition

19-5

Editions

Result:
Hello, edition 1.
PL/SQL procedure successfully completed.
3.

Create child edition:
CREATE EDITION e2;

4.

Use child edition:
ALTER SESSION SET EDITION = e2;

For information about ALTER SESSION SET EDITION, see "Changing Your Session
Edition" on page 19-11.
5.

In child edition, invoke procedure:
BEGIN hello(); END;
/

Child edition inherits procedure from parent edition. Child edition invokes
inherited procedure. Result:
Hello, edition 1.
PL/SQL procedure successfully completed.
6.

Change procedure in child edition:
CREATE OR REPLACE PROCEDURE hello IS
BEGIN
DBMS_OUTPUT.PUT_LINE('Hello, edition 2.');
END hello;
/

Child changes only its own copy of procedure. Child's copy is an actual object.
7.

Invoke procedure:
BEGIN hello(); END;
/

Child invokes its own copy, the actual procedure:
Hello, edition 2.
PL/SQL procedure successfully completed.
8.

Return to parent:
ALTER SESSION SET EDITION = ora$base;

9.

Invoke procedure and see that it has not changed:
BEGIN hello(); END;
/

Result:
Hello, edition 1.
PL/SQL procedure successfully completed.

19-6 Oracle Database Advanced Application Developer's Guide

Editions

Topics:
■
Dropping Inherited Objects
■

Actualizing Referenced Objects

Dropping Inherited Objects
If a user of the child edition drops an inherited object, that object is no longer visible in
the child edition, but it continues to be visible in the parent edition.
Example 19–2 creates a procedure named goodbye in the edition ora$base, and then
creates edition e2 as a child of ora$base. After e2 drops goodbye, it can no longer
invoke it, but ora$base can still invoke it. (For more information about the DROP
PROCEDURE statement, including the privileges required to use it, see Oracle Database
PL/SQL Language Reference.)
Example 19–2
1.

Dropping an Inherited Object

Create procedure in edition ora$base:
CREATE OR REPLACE PROCEDURE goodbye IS
BEGIN
DBMS_OUTPUT.PUT_LINE('Good-bye!');
END goodbye;
/

2.

Invoke procedure:
BEGIN goodbye; END;
/

Result:
Good-bye!
PL/SQL procedure successfully completed.
3.

Create edition e2 as a child of ora$base:
CREATE EDITION e2;

4.

Use edition e2:
ALTER SESSION SET EDITION = e2;

ALTER SESSION SET EDITION must be a top-level SQL statement. For more
information, see "Changing Your Session Edition" on page 19-11.
5.

In e2, invoke procedure:
BEGIN goodbye; END;
/

e2 invokes inherited procedure:
Good-bye!
PL/SQL procedure successfully completed.
6.

In e2, drop procedure:
DROP PROCEDURE goodbye;

7.

In e2, try to invoke dropped procedure:
Edition-Based Redefinition

19-7

Editions

BEGIN goodbye; END;
/

Result:
BEGIN goodbye; END;
*
ERROR at line 1:
ORA-06550: line 1, column 7:
PLS-00201: identifier 'GOODBYE' must be declared
ORA-06550: line 1, column 7:
PL/SQL: Statement ignored
8.

Return to parent:
ALTER SESSION SET EDITION = ora$base;

9.

In parent, invoke procedure:
BEGIN goodbye; END;
/

Result:
Good-bye!
PL/SQL procedure successfully completed.

Because e2 dropped the procedure goodbye:
■
■

Its descendents do not inherit the procedure goodbye.
No object named goodbye is visible in e2, so e2 can create an object named goodbye
of any editionable type. If e2 creates this object, the descendents of e2 inherit that
object.

In Example 19–3, e2 creates a function named goodbye and then an edition named e3
as a child of e2. When e3 tries to invoke the procedure goodbye (which e2 dropped), an
error occurs, but e3 successfully invokes the function goodbye (which e2 created).
Example 19–3
1.

Creating an Object with the Name of a Dropped Inherited Object

Return to e2:
ALTER SESSION SET EDITION = e2;

For information about ALTER SESSION SET EDITION, see "Changing Your Session
Edition" on page 19-11.
2.

In e2, create function named goodbye:
CREATE OR REPLACE FUNCTION goodbye
RETURN BOOLEAN
IS
BEGIN
RETURN(TRUE);
END goodbye;
/

3.

Create edition e3:
CREATE EDITION e3 AS CHILD OF e2;

4.

Use edition e3:

19-8 Oracle Database Advanced Application Developer's Guide

Editions

ALTER SESSION SET EDITION = e3;
5.

In e3, try to invoke procedure goodbye:
BEGIN
goodbye;
END;
/

Result:
goodbye;
*
ERROR at line 2:
ORA-06550: line 2, column 3:
PLS-00221: 'GOODBYE' is not a procedure or is undefined
ORA-06550: line 2, column 3:
PL/SQL: Statement ignored
6.

In e3, invoke function goodbye:
BEGIN
IF goodbye THEN
DBMS_OUTPUT.PUT_LINE('Good-bye!');
END IF;
END;
/

Result:
Good-bye!
PL/SQL procedure successfully completed.

Actualizing Referenced Objects
When a referenced object is actualized in an edition, all of its dependents (direct and
indirect) that are not yet actualized in that edition become actualized in that edition in
an invalid state. Therefore, an editioned object cannot have dependents that cannot be
actualized. In other words, a noneditioned object cannot depend on an editioned
object (for examples, see "Rules for Editioned Objects" on page 19-3).
When an invalid object is referenced, the database automatically validates it, which
requires name resolution. The database looks for the object name first in the current
edition, then in the parent edition, and so on.
See Also: Chapter 18, "Schema Object Dependency," for general
information about dependencies among schema objects, including
invalidation, revalidation, and name resolution

Making an Edition Available to Some Users
As the creator of the edition, you automatically have the USE privilege WITH GRANT
OPTION on it. To grant the USE privilege on the edition to other users, use the SQL
statement GRANT USE ON EDITION. For information about the GRANT statement, see Oracle
Database SQL Language Reference.

Making an Edition Available to All Users
To make an edition available to all users, either:

Edition-Based Redefinition

19-9

Editions

■

Grant the USE privilege on the edition to PUBLIC:
GRANT USE ON EDITION edition_name TO PUBLIC

For information about the GRANT statement, see Oracle Database SQL Language
Reference.
■

Make the edition the database default edition:
ALTER DATABASE DEFAULT EDITION = edition_name

This has the side effect of granting the USE privilege on edition_name to PUBLIC.
For information about the ALTER DATABASE statement, see Oracle Database SQL
Language Reference.

Current Edition and Session Edition
Each database session uses exactly one edition at a time. The edition that a database
session is using at any one time is called its current edition. When a database session
begins, its current edition is its session edition, which is the edition in which it begins.
If you change the session edition, the current edition changes to the same thing.
However, there are situations in which the current edition and session edition differ.
Topics:
■
Your Initial Session Edition
■

Changing Your Session Edition

■

Displaying the Names of the Current and Session Editions

■

When the Current Edition Might Differ from the Session Edition

Your Initial Session Edition
When you connect to the database, you can specify your initial session edition. Your
initial session edition can be any edition on which you have the USE privilege. To see
the names of the editions that are available to you, use this query:
SELECT EDITION_NAME FROM ALL_EDITIONS;

How you specify your initial session edition at connection time depends on how you
connect to the database—see the documentation for your interface.
See Also:
■

■

■

■

Oracle Database Administrator's Guide for information about setting
the database default edition
SQL*Plus User's Guide and Reference for information about
connecting to the database with SQL*Plus
Oracle Call Interface Programmer's Guide for information about
connecting to the database with Oracle Call Interface (OCI)
Oracle Database JDBC Developer's Guide for information about
connecting to the database with JDBC

As of Oracle Database 11g Release 2 (11.2.0.2), if you do not specify your session
edition at connection time, then:

19-10 Oracle Database Advanced Application Developer's Guide

Editions

■

■

If you use a database service to connect to the database, and an initial session
edition was specified for that service, then the initial session edition for the service
is your initial session edition.
Otherwise, your initial session edition is the database default edition.

As of Release 11.2.0.2, when you create or modify a database service, you can specify
its initial session edition.
To create or modify a database service, Oracle recommends using the srvctl add
service or srvctl modify service command. To specify the default initial session
edition of the service, use the -t option.
Alternatively, you can create or modify a database service with the DBMS_
SERVICE.CREATE_SERVICE or DBMS_SERVICE.MODIFY_SERVICE procedure, and specify the
default initial session edition of the service with the EDITION attribute.
As of Oracle Database 11g Release 2, the DBMS_
SERVICE.CREATE_SERVICE and DBMS_SERVICE.MODIFY_SERVICE
procedures are deprecated in databases managed by Oracle
Clusterware and Oracle Restart.
Note:

See Also:
■

■

■

■

Oracle Database Administrator's Guide for information about the -t
option of the srvctl add service command
Oracle Database Administrator's Guide for information about the -t
option of the srvctl modify service command
Oracle Database PL/SQL Packages and Types Reference for
information about the EDITION attribute of the DBMS_
SERVICE.CREATE_SERVICE procedure
Oracle Database PL/SQL Packages and Types Reference for
information about the EDITION attribute of the DBMS_
SERVICE.MODIFY_SERVICE procedure

Changing Your Session Edition
After connecting to the database, you can change your session edition with the SQL
statement ALTER SESSION SET EDITION. You can change your session edition to any
edition on which you have the USE privilege. When you change your session edition,
your current edition changes to the same thing.
These statements from Example 19–1 and Example 19–2 change the session edition
(and current edition) first to e2 and later to ora$base:
ALTER SESSION SET EDITION = e2
...
ALTER SESSION SET EDITION = ora$base

Note: ALTER SESSION SET EDITION must be a top-level SQL statement.
To defer an edition change (in a logon trigger, for example), use the
DBMS_SESSION.SET_EDITION_DEFERRED procedure.

Edition-Based Redefinition 19-11

Editions

See Also:
■

■

Oracle Database SQL Language Reference for more information about
the ALTER SESSION SET EDITION statement
Oracle Database PL/SQL Packages and Types Reference for more
information about the DBMS_SESSION.SET_EDITION_DEFERRED
procedure

Displaying the Names of the Current and Session Editions
This statement returns the name of the current edition:
SELECT SYS_CONTEXT('USERENV', 'CURRENT_EDITION_NAME') FROM DUAL;

This statement returns the name of the session edition:
SELECT SYS_CONTEXT('USERENV', 'SESSION_EDITION_NAME') FROM DUAL;

See Also: Oracle Database SQL Language Reference for more
information about the SYS_CONTEXT function

When the Current Edition Might Differ from the Session Edition
The current edition might differ from the session edition in these situations:
■

A crossedition trigger fires.
For details, see "Crossedition Trigger Interaction with Editions" on page 19-18.

■

You run a statement by calling the DBMS_SQL.PARSE procedure, specifying the
edition in which the statement is to run, as in Example 19–4.
While the statement is running, the current edition is the specified edition, but the
session edition does not change. For information about the DBMS_SQL.PARSE
procedure, see Oracle Database PL/SQL Packages and Types Reference.

Example 19–4 creates a function that returns the names of the session edition and
current edition. Then it creates a child edition, which invokes the function twice. The
first time, the session edition and current edition are the same. The second time, they
are not, because a different edition is passed as a parameter to the DBMS_SQL.PARSE
procedure.
Example 19–4
1.

Current Edition Differs from Session Edition

Create function that returns the names of the session edition and current edition:
CREATE OR REPLACE FUNCTION session_and_current_editions
RETURN VARCHAR2
IS
BEGIN
RETURN
'Session: '|| SYS_CONTEXT('USERENV', 'SESSION_EDITION_NAME') ||
' / ' ||
'Current: '|| SYS_CONTEXT('USERENV', 'CURRENT_EDITION_NAME');
END session_and_current_editions;
/

2.

Create child edition:
CREATE EDITION e2 AS CHILD OF ora$base;

3.

Use child edition:

19-12 Oracle Database Advanced Application Developer's Guide

Editions

ALTER SESSION SET EDITION = e2;
4.

Invoke function:
BEGIN
DBMS_OUTPUT.PUT_LINE (session_and_current_editions());
END;
/

Result:
Session: E2 / Current: E2
PL/SQL procedure successfully completed.
5.

Invoke function again:
DECLARE
c
NUMBER := DBMS_SQL.OPEN_CURSOR();
v
VARCHAR2(200);
dummy NUMBER;
stmt CONSTANT VARCHAR2(32767)
:= 'SELECT session_and_current_editions() FROM DUAL';
BEGIN
DBMS_SQL.PARSE (c => c,
statement => stmt,
language_flag => DBMS_SQL.NATIVE,
edition => 'ora$base');
DBMS_SQL.DEFINE_COLUMN (c, 1, v, 200);
dummy := DBMS_SQL.EXECUTE_AND_FETCH (c, true);
DBMS_SQL.COLUMN_VALUE (c, 1, v);
DBMS_SQL.CLOSE_CURSOR(c);
DBMS_OUTPUT.PUT_LINE (v);
END;
/

Result:
Session: E2 / Current: ORA$BASE
PL/SQL procedure successfully completed.

Retiring an Edition
After making a new edition (an upgraded application) available to all users, you want
to retire the old edition (the original application), so that no user except SYS can use
the retired edition.
If the old edition is the database default edition, make another
edition the database default edition before you retire the old edition:

Note:

ALTER DATABASE DEFAULT EDITION = edition_name

For information about the ALTER DATABASE statement, see Oracle
Database SQL Language Reference.

Edition-Based Redefinition 19-13

Editions

To retire an edition, you must revoke the USE privilege on the edition from every
grantee. To list the grantees, use this query, where :e is a placeholder for the name of
the edition to be dropped:
SELECT GRANTEE, PRIVILEGE
FROM DBA_TAB_PRIVS
WHERE TABLE_NAME = :e
/

For information about the REVOKE statement, see Oracle Database SQL Language
Reference.

Dropping an Edition
If the edition includes crossedition triggers, see "Dropping the
Crossedition Triggers" on page 19-26 before you drop the edition.

Note:

To drop an edition, use the DROP EDITION statement, described in Oracle Database SQL
Language Reference. If the edition has actual objects, you must specify the CASCADE
clause, which drops the actual objects.
If a DROP EDITION edition CASCADE statement is interrupted before finishing normally
(from a power failure, for example), the static data dictionary view *_EDITIONS shows
that the value of USABLE for edition is NO. The only operation that you can perform on
such an unusable edition is DROP EDITION CASCADE.
You drop an edition in these situations:
■

You want to roll back the application upgrade.

■

(Optional) You have retired the edition.

You can drop an edition only if all of these statements are true:
■
■

■

■

The edition is either the root edition or a leaf edition.
If the edition is the root, it has no objects that its descendents inherit. (That is, each
object inherited from the root edition was either actualized or dropped.)
The edition is not in use (that is, it is not the current edition or session edition of a
session).
The edition is not the database default edition.

To explicitly actualize an inherited object in the child edition:
1.

Make the child edition your session edition.
For instructions, see "Changing Your Session Edition" on page 19-11.

2.

Recompile the object, using the appropriate ALTER statement with COMPILE. For a
PL/SQL object, also specify REUSE SETTINGS.
For example, this statement actualizes the procedure p1:
ALTER PROCEDURE p1 COMPILE REUSE SETTINGS

For information about the ALTER statements for PL/SQL objects, see Oracle
Database PL/SQL Language Reference.
For information about the ALTER statements for SQL objects, see Oracle Database
SQL Language Reference.

19-14 Oracle Database Advanced Application Developer's Guide

Editioning Views

See Also:
■

■

■

■

■

■

■

Oracle Database SQL Language Reference for information about the
ALTER LIBRARY statement
Oracle Database SQL Language Reference for information about the
ALTER VIEW statement
Oracle Database PL/SQL Language Reference for information about
the ALTER FUNCTION statement
Oracle Database PL/SQL Language Reference for information about
the ALTER PACKAGE statement
Oracle Database PL/SQL Language Reference for information about
the ALTER PROCEDURE statement
Oracle Database PL/SQL Language Reference for information about
the ALTER TRIGGER statement
Oracle Database PL/SQL Language Reference for information about
the ALTER TYPE statement

Editioning Views
The owner of an editioning view must be editions-enabled before the editioning view
is created.
On a noneditioning view, the only type of trigger that you can define is an INSTEAD OF
trigger. On an editioning view, you can define every type of trigger that you can define
on a table (except crossedition triggers, which are temporary, and INSTEAD OF triggers).
Therefore, and because they can be editioned, editioning views let you treat their base
tables as if the base tables were editioned. However, you cannot add indexes or
constraints to an editioning view; if your upgraded application requires new indexes
or constraints, you must add them to the base table.
An editioning view selects a subset of the columns from a single base table and,
optionally, provides aliases for them. In providing aliases, the editioning view maps
physical column names (used by the base table) to logical column names (used by the
application). An editioning view is like an API for a table.
There is no performance penalty for accessing a table through an editioning view,
rather than directly. That is, if a SQL SELECT, INSERT, UPDATE, DELETE, or MERGE
statement uses one or more editioning views, one or more times, and you replace each
editioning view name with the name of its base table and adjust the column names if
necessary, performance does not change.
The static data dictionary view *_EDITIONING_VIEWS describes every editioning view
in the database that is visible (actual or inherited) in the session edition. *_
EDITIONING_VIEWS_AE describes every actual object in every editioning view in the
database, in every edition.
Topics:
Creating an Editioning View

■
■

Partition-Extended Editioning View Names

■

Changing the 'Write-ability' of an Editioning View

■

Replacing an Editioning View

■

Dropping or Renaming the Base Table

Edition-Based Redefinition 19-15

Editioning Views

■

Adding Indexes and Constraints to the Base Table

■

SQL Optimizer Index Hints
Oracle Database Reference for more information about the
static data dictionary views *_EDITIONING_VIEWS and *_EDITIONING_
VIEWS_AE.

See Also:

Creating an Editioning View
To create an editioning view, use the SQL statement CREATE VIEW with the keyword
EDITIONING. To make the editioning view read-only, specify WITH READ ONLY; to make it
read-write, omit WITH READ ONLY.
If an editioning view is read-only, users of the unchanged application can see the data
in the base table, but cannot change it. The base table has semi-availability.
Semi-availability is acceptable for applications such as online dictionaries, which users
read but do not change. Make the editioning view read-only if you do not define
crossedition triggers on the base table.
If an editioning view is read-write, users of the unchanged application can both see
and change the data in the base table. The base table has maximum availability.
Maximum availability is required for applications such as online stores, where users
submit purchase orders. If you define crossedition triggers on the base table, make the
editioning view read-write.
Because an editioning view must do no more than select a subset of the columns from
the base table and provide aliases for them, the CREATE VIEW statement that creates an
editioning view has restrictions. Violating the restrictions causes the creation of the
view to fail, even if you specify FORCE.
See Also: Oracle Database SQL Language Reference for more
information about using the CREATE VIEW statement to create
editioning views, including the restrictions

Partition-Extended Editioning View Names
An editioning view defined on a partitioned table can have a partition-extended name,
with partition and subpartition names that refer to the partitions and subpartitions of
the base table.
The data manipulation language (DML) statements that support partition-extended
table names also support partition-extended editioning view names. These statements
are:
■

DELETE

■

INSERT

■

SELECT

■

UPDATE
See Also: Oracle Database SQL Language Reference for information
about referring to partitioned tables

Changing the 'Write-ability' of an Editioning View
To change an existing editioning view from read-only to read-write, use the SQL
statement ALTER VIEW READ WRITE. To change an existing editioning view from
read-write to read-only, use the SQL statement ALTER VIEW READ ONLY.
19-16 Oracle Database Advanced Application Developer's Guide

Crossedition Triggers

See Also: Oracle Database SQL Language Reference for more
information about the ALTER VIEW statement

Replacing an Editioning View
To replace an editioning view, use the SQL statement CREATE VIEW with the OR REPLACE
clause and the keyword EDITIONING.
You can replace an editioning view only with another editioning view. Any triggers
defined on the replaced editioning view are retained.

Dropping or Renaming the Base Table
If you drop or rename the base table on which an editioning view is defined, the
editioning view is not dropped, but the editioning view and its dependents become
invalid. However, any triggers defined on the editioning view remain.

Adding Indexes and Constraints to the Base Table
If your upgraded application requires new indexes or constraints, you must add them
to the base table. You cannot add them to the editioning view.
If the new indexes might negatively impact the old edition (the original application),
make them invisible. In the crossedition triggers that must use the new indexes,
specify them in INDEX hints.
When all users are using only the upgraded application:
■

If the new indexes were used only by the crossedition triggers, drop them.

■

If the new indexes are helpful in the upgraded application, make them visible.
See Also:
■

■

■

"Guidelines for Managing Indexes" on page 4-1 for information
about when to use indexes
Oracle Database SQL Language Reference for information about
INDEX hints
"SQL Optimizer Index Hints" on page 19-17

SQL Optimizer Index Hints
SQL optimizer index hints are specified in terms of the logical names of the columns
participating in the index. Any SQL optimizer index hints specified on an editioning
view using logical column names must be mapped to an index on the corresponding
physical column in the base table.
See Also: Oracle Database SQL Language Reference for information
about using hints

Crossedition Triggers
The most important difference between crossedition triggers and noncrossedition
triggers is how they interact with editions. A crossedition trigger is visible only in the
edition in which it is actual, never in a descendent edition. Forward crossedition
triggers move data from columns used by the old edition to columns used by the new
edition; reverse crossedition triggers do the reverse.

Edition-Based Redefinition 19-17

Crossedition Triggers

Other important differences are:
■

■

Crossedition triggers can be ordered with triggers defined on other tables, while
noncrossedition triggers can be ordered only with other triggers defined on the
same table.
Crossedition triggers are temporary—you drop them after you have made the
restructured tables available to all users.

Topics:
■
Forward Crossedition Triggers
■

Reverse Crossedition Triggers

■

Crossedition Trigger Interaction with Editions

■

Creating a Crossedition Trigger

■

Transforming Data from Pre- to Post-Upgrade Representation

■

Dropping the Crossedition Triggers
Oracle Database PL/SQL Language Reference for general
information about triggers

See Also:

Forward Crossedition Triggers
The DML changes that you make to the table in the post-upgrade edition are written
only to new columns or new tables, never to columns that users of pre-upgrade
(ancestor) editions might be reading or writing. However, if the user of an ancestor
edition changes the table data, the editioning view that you see must accurately reflect
these changes. This is accomplished with forward crossedition triggers.
A forward crossedition trigger defines a transform, which is a rule for transforming an
old row to one or more new rows. An old row is a row of data in the pre-upgrade
representation. A new row is a row of data in the post-upgrade representation. The
name of the trigger refers to the trigger itself and to the transform that the trigger
defines.

Reverse Crossedition Triggers
If the pre- and post-upgrade editions will be in ordinary use at the same time (hot
rollover), use reverse crossedition triggers to ensure that when users of the
post-upgrade edition make changes to the table data, the changes are accurately
reflected in the pre-upgrade editions.

Crossedition Trigger Interaction with Editions
The most important difference between crossedition triggers and noncrossedition
triggers is how they interact with editions.
In this topic, the current edition is the edition in which the triggering DML statement
runs. The current edition might differ from the session edition (for details, see "When
the Current Edition Might Differ from the Session Edition" on page 19-12).
■

Which Triggers Are Visible

■

What Kind of Triggers Can Fire

■

Firing Order

■

Crossedition Trigger Execution

19-18 Oracle Database Advanced Application Developer's Guide

Crossedition Triggers

Which Triggers Are Visible
Editions inherit noncrossedition triggers in the same way that they inherit other
editioned objects (see "Inherited and Actual Objects" on page 19-5).
Editions do not inherit crossedition triggers. A crossedition trigger might fire in
response to a DML statement that another edition runs, but its name is visible only in
the edition in which it was created. Therefore, an edition can reuse the name of a
crossedition trigger created in an ancestor edition. Reusing the name of a crossedition
trigger does not change the conditions under which the older trigger fires.
Crossedition triggers that appear in static data dictionary views are actual objects in
the current edition.

What Kind of Triggers Can Fire
What kind of triggers can fire depends on the category of the triggering DML
statement. The categories are:
■

"Forward Crossedition Trigger SQL" on page 19-19

■

"Reverse Crossedition Trigger SQL" on page 19-19

■

"Application SQL" on page 19-20
The APPEND hint on a SQL INSERT statement does not prevent
crossedition triggers from firing. For information about the APPEND
hint, see Oracle Database SQL Language Reference.

Note:

Forward Crossedition Trigger SQL Forward crossedition trigger SQL is SQL that is
executed in either of these ways:
■

Directly from the body of a forward crossedition trigger
This category includes SQL in an invoked subprogram only if the subprogram is
local to the forward crossedition trigger.

■

By invoking the DBMS_SQL.PARSE procedure with a non-NULL value for the apply_
crossedition_trigger parameter
The only valid non-NULL value for the apply_crossedition_trigger parameter is
the unqualified name of a forward crossedition trigger. For more information
about the DBMS_SQL.PARSE procedure, see Oracle Database PL/SQL Packages and
Types Reference.

If a forward crossedition trigger invokes a subprogram in another compilation unit,
the SQL in the subprogram is forward crossedition trigger SQL only if it is invoked by
the DBMS_SQL.PARSE procedure with a non-NULL value for the apply_crossedition_
trigger parameter.
Forward crossedition trigger SQL can fire only triggers that satisfy all of these
conditions:
■
■

■

They are forward crossedition triggers.
They were created either in the current edition or in a descendent of the current
edition.
They explicitly follow the running forward crossedition trigger.

Reverse Crossedition Trigger SQL Reverse crossedition trigger SQL is SQL that is
executed directly from the body of a reverse crossedition trigger. This category

Edition-Based Redefinition 19-19

Crossedition Triggers

includes SQL in an invoked subprogram only if the subprogram is local to the reverse
crossedition trigger.
Reverse crossedition trigger SQL can fire only triggers that satisfy all of these
conditions:
■
■

■

They are reverse crossedition triggers.
They were created either in the current edition or in an ancestor of the current
edition.
They explicitly precede the running reverse crossedition trigger.

Application SQL Application SQL is all SQL except crossedition trigger SQL, including
these DML statements:
■

■

Dynamic SQL DML statements coded with the DBMS_SQL package (for information
about these statements, see Oracle Database PL/SQL Language Reference).
DML statements executed by Java stored procedures and external procedures
(even when these procedures are invoked by CALL triggers)

Application SQL fires both noncrossedition and crossedition triggers, according to
these rules:
Kind of Trigger

Conditions Under Which Trigger Can Fire

Noncrossedition

Trigger is both visible and enabled in the current edition.

Forward crossedition

Trigger was created in a descendent of the current edition.

Reverse crossedition

Trigger was created either in the current edition or in an ancestor of
the current edition.

Firing Order
For a trigger to fire in response to a specific DML statement, the trigger must:
■
■

■

Be the right kind (see "What Kind of Triggers Can Fire" on page 19-19)
Satisfy the selection criteria (for example, the type of DML statement and the WHEN
clause)
Be enabled

For the triggers that meet these requirements, firing order depends on:
■

FOLLOWS and PRECEDES Clauses

■

Trigger Type and Edition
Oracle Database PL/SQL Language Reference for general
information about trigger firing order

See Also:

FOLLOWS and PRECEDES Clauses When triggers A and B are to be fired at the same
timing point, A fires before B fires if either of these is true:
■

A explicitly precedes B.

■

B explicitly follows A.

This rule is independent of conditions such as:
■

Whether the triggers are enabled or disabled

■

Whether the columns specified in the UPDATE OF clause are modified

19-20 Oracle Database Advanced Application Developer's Guide

Crossedition Triggers

■
■

■

Whether the WHEN clauses are satisfied
Whether the triggers are associated with the same kinds of DML statements
(INSERT, UPDATE, or DELETE)
Whether the triggers have overlapping timing points

The firing order of triggers that do not explicitly follow or precede each other is
unpredictable.
Trigger Type and Edition For each timing point associated with a triggering DML
statement, eligible triggers fire in this order. In categories 1 through 3, FOLLOWS
relationships apply; in categories 4 and 5, PRECEDES relationships apply.
1.

Noncrossedition triggers

2.

Forward crossedition triggers created in the current edition

3.

Forward crossedition triggers created in descendents of the current edition, in the
order that the descendents were created (child, grandchild, and so on)

4.

Reverse crossedition triggers created in the current edition

5.

Reverse crossedition triggers created in the ancestors of the current edition, in the
reverse order that the ancestors were created (parent, grandparent, and so on)

Crossedition Trigger Execution
A crossedition trigger runs using the edition in which it was created. Any code that the
crossedition trigger calls (including package references, PL/SQL subprogram calls,
and SQL statements) also runs in the edition in which the crossedition trigger was
created.
If a PL/SQL package is actual in multiple editions, then the package variables and
other state are private in each edition, even within a single session. Because each
crossedition trigger and the code that it calls run using the edition in which the
crossedition trigger was created, the same session can instantiate two or more versions
of the package, with the same name.

Creating a Crossedition Trigger
To create a crossedition trigger, you must be editions-enabled (for information about
enabling editions for a user, see "Enabling Editions for a User" on page 19-4).
Create a crossedition trigger with the SQL statement CREATE TRIGGER, observing these
rules:
■

A crossedition trigger must be defined on a table, not a view.

■

A crossedition trigger must be a DML trigger (simple or compound).
The DML statement in a crossedition trigger body can be either a static SQL
statement (described in Oracle Database PL/SQL Language Reference) or a native
dynamic SQL statement (described in Oracle Database PL/SQL Language Reference).

■

■

A crossedition trigger is forward unless you specify REVERSE. (Specifying FORWARD
is optional.)
The FOLLOWS clause is allowed only when creating a forward crossedition trigger
or a noncrossedition trigger. (The FOLLOWS clause indicates that the trigger being
created is to fire after the specified triggers fire.)

Edition-Based Redefinition 19-21

Crossedition Triggers

■

■

■

The PRECEDES clause is allowed only when creating a reverse crossedition trigger.
(The PRECEDES clause indicates that the trigger being created is to fire before the
specified triggers fire.)
The triggers specified in the FOLLOWS or PRECEDES clause must exist, but need not
be enabled or successfully compiled.
Like a noncrossedition trigger, a crossedition trigger is created in the enabled state
unless you specify DISABLE. (Specifying ENABLE is optional.)
Tip: Create crossedition triggers in the disabled state, and enable
them after you are sure that they compile successfully. If you create
them in the enabled state, and they fail to compile, the failure affects
users of the existing application.

■

The operation in a crossedition trigger body must be idempotent (that is,
performing the operation multiple times is redundant; it does not change the
result).
Oracle Database PL/SQL Language Reference for more
information about using the CREATE TRIGGER statement to create
crossedition triggers
See Also:

Coding the Forward Crossedition Trigger Body
The operation in the body of a forward crossedition trigger must be idempotent,
because it is impossible to predict:
■

The context in which the body will first run for an old row.
The possibilities are:
–

When a user of an ancestor edition runs a DML statement that fires the trigger
(a serendipitous change)

–

When you apply the transform that the trigger defines
For information about applying transforms, see "Transforming Data from Preto Post-Upgrade Representation" on page 19-24.

■

How many times the body will run for each old row.

Topics:
Handling Data Transformation Collisions

■
■

Handling Changes to Other Tables

Handling Data Transformation Collisions If a forward crossedition trigger populates a new
table (rather than new columns of a table), its body must handle data transformation
collisions.
For example, suppose that a column of the new table has a UNIQUE constraint. A
serendipitous change fires the forward crossedition trigger, which inserts a row in the
new table. Later, another serendipitous change fires the forward crossedition trigger,
or you apply the transform defined by the trigger. The trigger tries to insert a row in
the new table, violating the UNIQUE constraint.
If your collision-handling strategy depends on why the trigger is running, you can
determine the reason with the function APPLYING_CROSSEDITION_TRIGGER. When called
directly from a trigger body, this function returns the BOOLEAN value TRUE if the trigger
is running because of a serendipitous change and FALSE if the trigger is running

19-22 Oracle Database Advanced Application Developer's Guide

Crossedition Triggers

because you are applying the transform. (APPLYING_CROSSEDITION_TRIGGER is defined
in the package DBMS_STANDARD. It has no parameters.)
To ignore collisions and insert the rows that do not collide with existing rows, put the
IGNORE_ROW_ON_DUPKEY_INDEX hint in the INSERT statement.
If you do not want to ignore such collisions, but want to know where they occur so
that you can handle them, put the CHANGE_DUPKEY_ERROR_INDEX hint in the INSERT or
UPDATE statement, specifying either an index or set of columns. Then, when a unique
key violation occurs for that index or set of columns, ORA-38911 is reported instead of
ORA-00001. You can write an exception handler for ORA-38911.
Although they have the syntax of hints, IGNORE_ROW_ON_
DUPKEY_INDEX and CHANGE_DUPKEY_ERROR_INDEX are mandates. The
optimizer always uses them.
Note:

Example 19–5 creates a crossedition trigger that uses the APPLYING_CROSSEDITION_
TRIGGER function and the IGNORE_ROW_ON_DUPKEY_INDEX and CHANGE_DUPKEY_ERROR_
INDEX hints to handle data transformation collisions. The trigger transforms old rows
in table1 to new rows in table2. The tables were created as follows:
CREATE TABLE table1 (key NUMBER, value VARCHAR2(20));
CREATE TABLE table2 (key NUMBER, value VARCHAR2(20), last_updated TIMESTAMP);
CREATE UNIQUE INDEX i2 on table2(key);
Example 19–5

Crossedition Trigger that Handles Data Transformation Collisions

CREATE OR REPLACE TRIGGER trigger1
BEFORE INSERT OR UPDATE ON table1
FOR EACH ROW
CROSSEDITION
DECLARE
row_already_present EXCEPTION;
PRAGMA EXCEPTION_INIT(row_already_present, -38911);
BEGIN
IF APPLYING_CROSSEDITION_TRIGGER THEN
/* Trigger is running because of serendipitous change.
Insert new row into table2 unless it is already there. */
INSERT /*+ IGNORE_ROW_ON_DUPKEY_INDEX(table2(key)) */
INTO table2
VALUES(:new.key, :new.value, to_date('1900-01-01', 'YYYY-MM-DD'));
ELSE
/* Trigger is running because you are applying transform.
If tranform has not yet inserted new row in table2, insert new row;
otherwise, update new row. */
BEGIN
INSERT /*+ CHANGE_DUPKEY_ERROR_INDEX(table2(key)) */
INTO table2
VALUES(:new.key, :new.value, SYSTIMESTAMP);
EXCEPTION WHEN row_already_present THEN
UPDATE table2
SET value = :new.value, last_updated = SYSTIMESTAMP
WHERE key = :new.key;
END;
END IF;
END;
/

Edition-Based Redefinition 19-23

Crossedition Triggers

See Also:
■

■

■

Oracle Database SQL Language Reference for more information about
IGNORE_ROW_ON_DUPKEY_INDEX
Oracle Database SQL Language Reference for more information about
CHANGE_DUPKEY_ERROR_INDEX
Oracle Database SQL Language Reference for general information
about hints

Handling Changes to Other Tables If the body of a forward crossedition trigger includes
explicit SQL statements that change tables other than the one on which the trigger is
defined, and if the rows of those tables do not have a one-to-one correspondence with
the rows of the table on which the trigger is defined, then the body code must
implement a locking mechanism that correctly handles these situations:
■

■

Two or more users of ancestor editions simultaneously issue DML statements for
the table on which the trigger is defined.
At least one user of an ancestor edition issues a DML statement for the table on
which the trigger is defined.

Transforming Data from Pre- to Post-Upgrade Representation
After redefining the database objects that comprise the application that you are
upgrading (in the new edition), you must transform the application data from its
pre-upgrade representation (in the old edition) to its post-upgrade representation (in
the new edition). The rules for this transformation are called transforms, and they are
defined by forward crossedition triggers. (For general information about forward
crossedition triggers, see "Forward Crossedition Triggers" on page 19-18.)
Some old rows might have been transformed to new rows by serendipitous changes;
that is, by changes that users of the pre-upgrade application made, which fired
forward crossedition triggers. However, any rows that were not transformed by
serendipitous changes are still in their pre-upgrade representation. To ensure that all
old rows are transformed to new rows, you must apply the transforms that you
defined on the tables that store the application data.
There are two ways to apply a transform:
■

■

Fire the trigger that defines the transform on every row of the table, one row at a
time.
Instead of firing the trigger, run a SQL statement that does what the trigger would
do, but faster, and then fire any triggers that follow that trigger.
This second way is recommended if you have replaced an entire table or created a
new table.

For either way of applying the transform, invoke either the DBMS_SQL.PARSE procedure
or the subprograms in the DBMS_PARALLEL_EXECUTE package. The latter is
recommended if you have a lot of data. The subprograms enable you to incrementally
update the data in a large table in parallel, in two high-level steps:
1.

Group sets of rows in the table into smaller chunks.

2.

Apply the desired UPDATE statement to the chunks in parallel, committing each
time you have finished processing a chunk.

The advantages are:

19-24 Oracle Database Advanced Application Developer's Guide

Crossedition Triggers

■

■

You lock only one set of rows at a time, for a relatively short time, instead of
locking the entire table.
You do not lose work that has been done if something fails before the entire
operation finishes.

For both the DBMS_SQL.PARSE procedure and the DBMS_PARALLEL_EXECUTE subprograms,
the actual parameter values for apply_crossedition_trigger, fire_apply_trigger,
and sql_stmt are the same:
■

■

For apply_crossedition_trigger, specify the name of the forward crossedition
trigger that defines the transform to be applied.
To fire the trigger on every row of the table, one row at a time:
■
■

■

For the value of fire_apply_trigger, specify TRUE.
For sql_stmt, supply a SQL statement whose only significant effect is to select
the forward crossedition trigger to be fired; for example, an UPDATE statement
that sets some column to its own existing value in each row.

To run a SQL statement that does what the trigger would do, and then fire any
triggers that follow that trigger:
■
■

For the value of fire_apply_trigger, specify FALSE.
For sql_stmt, supply a SQL statement that does what the forward crossedition
trigger would do, but faster—for example, a PL/SQL anonymous block that
calls one or more PL/SQL subprograms.
See Also:
■

■

Oracle Database PL/SQL Packages and Types Reference for more
information about the DBMS_SQL.PARSE procedure
Oracle Database PL/SQL Packages and Types Reference for more
information about the DBMS_PARALLEL_EXECUTE package

Preventing Lost Updates
To prevent lost updates when applying a transform, use this procedure:
1.

Enable crossedition triggers.

2.

Wait until pending changes to the affected tables are either committed or rolled
back.
Use the procedure DBMS_UTILITY.WAIT_ON_PENDING_DML, described in Oracle
Database PL/SQL Packages and Types Reference.

3.

Apply the transform.

Edition-Based Redefinition 19-25

Displaying Information About Editions, Editioning Views, and Crossedition Triggers

This scenario, where the forward crossedition trigger changes
only the table on which it is defined, is sufficient to illustrate the risk.
Suppose that Session One issues an UPDATE statement against the table
when the crossedition trigger is not yet enabled; and that Session Two
then enables the crossedition trigger and immediately applies the
transformation.

Note:

A race condition can now occur when both Session One and Session
Two will change the same row (row n). Chance determines which
session reaches row n first. Both updates succeed, even if the session
that reaches row n second must wait until the session that reached it
first commits its change and releases its lock.
The problem occurs when Session Two wins the race. Because its SQL
statement was compiled after the trigger was enabled, the program
that implements the statement also implements the trigger action;
therefore, the intended post-upgrade column values are set for row n.
Now Session One reaches row n, and because its SQL statement was
compiled before the trigger was enabled, the program that
implements the statement does not implement the trigger action.
Therefore, the values that Session Two set in the post-upgrade
columns do not change—they reflect the values that the source
columns had before Session One updated row n. That is, the intended
side-effect of Session One's update is lost.

Dropping the Crossedition Triggers
To drop a crossedition trigger, use the DROP TRIGGER statement, described in Oracle
Database PL/SQL Language Reference. Alternatively, you can drop crossedition triggers
by dropping the edition in which they are actual, by using the DROP EDITION statement
with the CASCADE clause. For information about dropping editions, see "Dropping an
Edition" on page 19-14.
You drop crossedition triggers in these situations:
■

You are rolling back the application upgrade (dropping the post-upgrade edition).
Before dropping the post-upgrade edition, you must disable or drop any
constraints on the new columns.

■

You have finished the application upgrade and made the post-upgrade edition
available to all users.
When all sessions are using the post-upgrade edition, you can drop the forward
crossedition triggers. However, before dropping the reverse crossedition triggers,
you must disable or drop any constraints on the old columns.

To disable or drop constraints, use the ALTER TABLE statement with the DISABLE
CONSTRAINT or DROP CONSTRAINT clause. For information about the ALTER TABLE
statement, see Oracle Database SQL Language Reference.

Displaying Information About Editions, Editioning Views, and
Crossedition Triggers
Table 19–1 and Table 19–2 describe the static data dictionary views that display
information about editions and editioning views, respectively. For more information
about a view in either table, see Oracle Database Reference.

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The static data dictionary views that display information about triggers are described
in Oracle Database Reference. Crossedition triggers that appear in static data dictionary
views are actual objects in the session edition.
Child cursors cannot be shared if the set of crossedition triggers that might run differs.
The dynamic performance views V$SQL_SHARED_CURSOR and GV$SQL_SHARED_CURSOR
have a CROSSEDITION_TRIGGER_MISMATCH column that tells whether this is true. For
information about V$SQL_SHARED_CURSOR, see Oracle Database Reference.

Table 19–1

*_ Dictionary Views with Edition Information

View

Description

*_EDITIONS

Describe every edition in the database.

*_EDITION_COMMENTS

Show the comments associated with every edition in the
database.

*_OBJECTS

Describe every object in the database that is visible (actual or
inherited) in the session edition.

*_OBJECTS_AE

Describe every actual object in the database, in every edition.

*_ERRORS

Describe every error in the database in the session edition.

*_ERRORS_AE

Describe every error in the database, in every edition.

*_USERS

Describe every user in the database. Useful for showing which
users have editions enabled.

*_SERVICES

Describe every service in the database.
As of Oracle Database 11g Release 2 (11.2.0.2), the EDITIONS
column shows the default initial session edition.

*_OBJECTS and *_OBJECTS_AE include dependent objects that
are invalidated by operations in Table 18–2 only after one of the
following:

Note:

■
■

■

Table 19–2

A reference to the object (either during compilation or execution)
An invocation of DBMS_UTILITY.COMPILE_SCHEMA (described in
Oracle Database PL/SQL Packages and Types Reference)
An invocation of any UTL_RECOMP subprogram (described in Oracle
Database PL/SQL Packages and Types Reference)

*_ Dictionary Views with Editioning View Information

View

Description

*_VIEWS

Describes every view in the database that is visible
(actual or inherited) in the session edition, including
editioning views.

*_EDITIONING_VIEWS

Describes every editioning view in the database that is
visible (actual or inherited) in the session edition.
Useful for showing relationships between editioning
views and their base tables. Join with *_OBJECTS_AE for
additional information.

*_EDITIONING_VIEWS_AE

Describes every actual object in every editioning view
in the database, in every edition.

Edition-Based Redefinition 19-27

Using Edition-Based Redefinition to Upgrade an Application

Table 19–2 (Cont.) *_ Dictionary Views with Editioning View Information
View

Description

*_EDITIONING_VIEW_COLS

Describes the columns of every editioning view in the
database that is visible (actual or inherited) in the
session edition. Useful for showing relationships
between the columns of editioning views and the table
columns to which they map. Join with *_OBJECTS_AE,
*_TAB_COL, or both, for additional information.

*_EDITIONING_VIEW_COLS_AE

Describes the columns of every editioning view in the
database, in every edition.

Each row of *_EDITIONING_VIEWS matches exactly one row of *_VIEWS, and each row
of *_VIEWS that has EDITIONING_VIEW = 'Y' matches exactly one row of *_EDITIONING_
VIEWS. Therefore, in this example, the WHERE clause is redundant:
SELECT ...
FROM DBA_EDITIONING_VIEWS INNER JOIN DBA_VIEWS
USING (OWNER, VIEW_NAME)
WHERE EDITIONING_VIEW = 'Y'
AND ...

The row of *_VIEWS that matches a row of *_EDITIONING_VIEWS has EDITIONING_VIEW
= 'Y' by definition. Conversely, no row of *_VIEWS that has EDITIONING_VIEW = 'N' has
a counterpart in *_ EDITIONING_VIEWS.

Using Edition-Based Redefinition to Upgrade an Application
To use edition-based redefinition to upgrade your application online, you must first
ready your application:
1.

Editions-enable the appropriate users.
For instructions, see "Enabling Editions for a User" on page 19-4.
The reason for this step is that only editions-enabled users can own editioning
views, which you create in the next step.

2.

Prepare your application to use editioning views.
For instructions, see "Preparing Your Application to Use Editioning Views" on
page 19-29.

With the editioning views in place, you can use edition-based redefinition to upgrade
your application online as often as necessary. For each upgrade:
■

■

■

If the type of every object that you will redefine is editionable (tables are not
editionable), use the "Procedure for Edition-Based Redefinition Using Only
Editions" on page 19-30.
If you will change the structure of one or more tables, and while you are doing so,
other users do not need to be able to change data in those tables, use the "Procedure
for Edition-Based Redefinition Using Editioning Views" on page 19-32.
If you will change the structure of one or more tables, and while you are doing so,
other users must be able to change data in those tables, use the "Procedure for
Edition-Based Redefinition Using Crossedition Triggers" on page 19-33.

Topics:
■
Preparing Your Application to Use Editioning Views

19-28 Oracle Database Advanced Application Developer's Guide

Using Edition-Based Redefinition to Upgrade an Application

■

Procedure for Edition-Based Redefinition Using Only Editions

■

Procedure for Edition-Based Redefinition Using Editioning Views

■

Procedure for Edition-Based Redefinition Using Crossedition Triggers

■

Rolling Back the Application Upgrade

■

Reclaiming Space Occupied by Unused Table Columns

■

Example: Using Edition-Based Redefinition to Upgrade an Application

Preparing Your Application to Use Editioning Views
An application that uses one or more tables must cover each table with an editioning
view. An editioning view covers a table when all of these statements are true:
■

■

■

Every ordinary object in the application references the table only through the
editioning view. (An ordinary object is any object except an editioning view or
crossedition trigger. Editioning views and crossedition triggers must reference
tables.)
Application users are granted object privileges only on the editioning view, not on
the table.
Oracle Virtual Private Database (VPD) policies are attached only to the editioning
view, not to the table. (Regular auditing and fine-grained auditing (FGA) policies
are attached only to the table.)

When the editioning view is actualized, a copy of the VPD policy is attached to the
actualized editioning view. (A policy is uniquely identified by its name and the object
to which is it attached.) If the policy function is also actualized, the copy of the policy
uses the actualized policy function; otherwise, it uses the original policy function.
The static data dictionary views *_POLICIES, which describe the VPD policies, can
have different results in different editions.
See Also:
■

■

Oracle Database Security Guide for information about VPD,
including that static data dictionary views that show information
about VPD policies
Oracle Database Reference for information about *_POLICIES

If an existing application does not use editioning views, prepare it to use them by
following this procedure for each table that it uses:
1.

Give the table a new name (so that you can give its current name to its editioning
view).
Oracle recommends choosing a new name that is related to the original name and
reflects the change history. For example, if the original table name is Data, the new
table name might be Data_1.

2.

(Optional) Give each column of the table a new name.
Again, Oracle recommends choosing new names that are related to the original
names and reflect the change history. For example, Name and Number might be
changed to Name_1 and Number_1.
Any triggers that depend on renamed columns are now invalid. For details, see
the entry for ALTER TABLE table RENAME column in Table 18–2.

Edition-Based Redefinition 19-29

Using Edition-Based Redefinition to Upgrade an Application

3.

Create the editioning view, giving it the original name of the table.
For instructions, see "Creating an Editioning View" on page 19-16.
Because the editioning view has the name that the table had, objects that reference
that name now reference the editioning view.

4.

If triggers are defined on the table, drop them, and rerun the code that created
them.
Now the triggers that were defined on the table are defined on the editioning view.

5.

If VPD policies are attached to the table, drop the policies and policy functions and
rerun the code that created them.
Now the VPD policies that were attached to the table are attached to the editioning
view.

6.

Revoke all object privileges on the table from all application users.
To see which application users have which object privileges on the table, use this
query:
SELECT GRANTEE, PRIVILEGE
FROM DBA_TAB_PRIVS
WHERE TABLE_NAME='table_name';

7.

For every privilege revoked in step 6, grant the same privilege on the editioning
view.

8.

Enable editions for users who own private synonyms that refer to the table (for
instructions, see "Enabling Editions for a User" on page 19-4) and notify those
users that they must re-create those synonyms.
Public synonyms that refer to the table now fail with
ORA-00980, and you cannot re-create them on the editioning view (for
the reason, see "Actualizing Referenced Objects" on page 19-9).

Note:

Procedure for Edition-Based Redefinition Using Only Editions
Use this procedure only if the type of every object that you will redefine is editionable
(as defined in "Editionable and Noneditionable Schema Object Types" on page 19-3).
Table is not an editionable type.
1.

Create a new edition.
For instructions, see "Creating an Edition" on page 19-5.

2.

Make the new edition your session edition.
For instructions, see "Changing Your Session Edition" on page 19-11.

3.

Make the necessary changes to the editioned objects of the application.

4.

Ensure that all objects are valid.
Query the static data dictionary *_OBJECTS_AE, which describes every actual object
in the database, in every edition. If invalid objects remain, recompile them, using
any UTL_RECOMP subprogram (described in Oracle Database PL/SQL Packages and
Types Reference).

5.

Check that the changes work as intended.
If so, go to step 6.

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Using Edition-Based Redefinition to Upgrade an Application

If not, either make further changes (return to step 3) or roll back the application
upgrade (for instructions, see "Rolling Back the Application Upgrade" on
page 19-34).
6.

Make the new edition (the upgraded application) available to all users.
For instructions, see "Making an Edition Available to All Users" on page 19-9.

7.

Retire the old edition (the original application), so that all users except SYS use
only the upgraded application.
For instructions, see "Retiring an Edition" on page 19-13.

Example 19–6 shows how to use the preceding procedure to change a very simple
PL/SQL procedure.
Example 19–6
1.

Edition-Based Redefinition of Very Simple Procedure

Create PL/SQL procedure for this example:
CREATE OR REPLACE PROCEDURE hello IS
BEGIN
DBMS_OUTPUT.PUT_LINE('Hello, edition 1.');
END hello;
/

2.

Invoke PL/SQL procedure:
BEGIN hello(); END;
/

Result:
Hello, edition 1.
PL/SQL procedure successfully completed.
3.

Do edition-based redefinition of procedure:
a.

Create new edition:
CREATE EDITION e2 AS CHILD OF ora$base;

Result:
Edition created.
b.

Make new edition your session edition:
ALTER SESSION SET EDITION = e2;

Result:
Session altered.
c.

Change procedure:
CREATE OR REPLACE PROCEDURE hello IS
BEGIN
DBMS_OUTPUT.PUT_LINE('Hello, edition 2.');
END hello;
/

Result:

Edition-Based Redefinition 19-31

Using Edition-Based Redefinition to Upgrade an Application

Procedure created.
d.

Check that change works as intended:
BEGIN hello(); END;
/

Result:
Hello, edition 2.
PL/SQL procedure successfully completed.
e.

Make new edition available to all users (requires system privileges):
ALTER DATABASE DEFAULT EDITION = e2;

f.

Retire old edition (requires system privileges):
List grantees:
SELECT GRANTEE, PRIVILEGE
FROM DBA_TAB_PRIVS
WHERE TABLE_NAME = UPPER('ora$base')
/

Result:
GRANTEE
PRIVILEGE
------------------------------ --------PUBLIC
USE
1 row selected.

Revoke use on old edition from all grantees:
REVOKE USE ON EDITION ora$base FROM PUBLIC;

Procedure for Edition-Based Redefinition Using Editioning Views
Use this procedure only if you will change the structure of one or more tables, and
while you are doing so, other users do not need to be able to change data in those
tables.
1.

Create a new edition.
For instructions, see "Creating an Edition" on page 19-5.

2.

Make the new edition your session edition.
For instructions, see "Changing Your Session Edition" on page 19-11.

3.

In the new edition, if the editioning views are read-only, make them read-write.
For instructions, see "Changing the 'Write-ability' of an Editioning View" on
page 19-16.

4.

In every edition except the new edition, make the editioning views read-only.

5.

Make the necessary changes to the objects of the application.

6.

Ensure that all objects are valid.
Query the static data dictionary *_OBJECTS_AE, which describes every actual object
in the database, in every edition. If invalid objects remain, recompile them, using
any UTL_RECOMP subprogram (described in Oracle Database PL/SQL Packages and
Types Reference).

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7.

Check that the changes work as intended.
If so, go to step 8.
If not, either make further changes (return to step 5) or roll back the application
upgrade (for instructions, see "Rolling Back the Application Upgrade" on
page 19-34).

8.

Make the upgraded application available to all users.
For instructions, see "Making an Edition Available to All Users" on page 19-9.

9.

Retire the old edition (the original application), so that all users except SYS use
only the upgraded application.
For instructions, see "Retiring an Edition" on page 19-13.

Procedure for Edition-Based Redefinition Using Crossedition Triggers
Use this procedure only if you will change the structure of one or more tables, and
while you are doing so, other users must be able to change data in those tables.
1.

Create a new edition.
For instructions, see "Creating an Edition" on page 19-5.

2.

Make the new edition your session edition.
For instructions, see "Changing Your Session Edition" on page 19-11.

3.

Make the permanent changes to the objects of the application.
For example, add new columns to the tables and create any new permanent
subprograms.
Objects that depend on objects that you changed might now be invalid. For more
information, see Table 18–2.

4.

Ensure that all objects are valid.
Query the static data dictionary *_OBJECTS_AE, which describes every actual object
in the database, in every edition. If invalid objects remain, recompile them, using
any UTL_RECOMP subprogram (described in Oracle Database PL/SQL Packages and
Types Reference).

5.

Create the temporary objects—the crossedition triggers (in the disabled state) and
any subprograms that they need.
For instructions, see "Creating a Crossedition Trigger" on page 19-21.
You need reverse crossedition triggers only if you do step 10, which is optional.

6.

When the crossedition triggers compile successfully, enable them.
Use the ALTER TRIGGER statement with the ENABLE option. For information about
this statement, see Oracle Database PL/SQL Language Reference.

7.

Wait until pending changes are either committed or rolled back.
Use the procedure DBMS_UTILITY.WAIT_ON_PENDING_DML, described in Oracle
Database PL/SQL Packages and Types Reference.

8.

Apply the transforms.
For instructions, see "Transforming Data from Pre- to Post-Upgrade
Representation" on page 19-24.

Edition-Based Redefinition 19-33

Using Edition-Based Redefinition to Upgrade an Application

It is impossible to predict whether this step visits an existing
row before a user of an ancestor edition updates, inserts, or deletes
data from that row.

Note:

9.

Check that the changes work as intended.
If so, go to step 10.
If not, either make further changes (return to step 3) or roll back the application
upgrade (for instructions, see "Rolling Back the Application Upgrade" on
page 19-34).

10. (Optional) Grant the USE privilege on your session edition to the early users of the

upgraded application.
For instructions, see "Making an Edition Available to Some Users" on page 19-9.
11. Make the upgraded application available to all users.

For instructions, see "Making an Edition Available to All Users" on page 19-9.
12. Disable or drop the constraints and then drop the crossedition triggers.

For instructions, see "Dropping the Crossedition Triggers" on page 19-26.
13. Retire the old edition (the original application), so that all users except SYS use

only the upgraded application.
For instructions, see "Retiring an Edition" on page 19-13.

Rolling Back the Application Upgrade
To roll back the application upgrade:
1.

Change your session edition to something other than the new edition that you
created for the upgrade.
For instructions, see "Changing Your Session Edition" on page 19-11.

2.

Drop the new edition that you created for the upgrade.
For instructions, see "Dropping an Edition" on page 19-14.

3.

If you created new table columns during the upgrade, reclaim the space that they
occupy (for instructions, see "Reclaiming Space Occupied by Unused Table
Columns" on page 19-34).

Reclaiming Space Occupied by Unused Table Columns
If you roll back an upgrade for which you created new table columns,
To reclaim the space that unused columns occupy:
1.

Set the values of the unused columns to NULL.
To avoid locking out other users while doing this operation, use the DBMS_
PARALLEL_EXECUTE procedure (described in Oracle Database PL/SQL Packages and
Types Reference).

2.

Set the unused columns to UNUSED.
Use the ALTER TABLE statement (described in Oracle Database SQL Language
Reference) with the SET UNUSED clause (described in Oracle Database SQL Language
Reference).

19-34 Oracle Database Advanced Application Developer's Guide

Using Edition-Based Redefinition to Upgrade an Application

3.

Shrink the table.
Use the ALTER TABLE statement (described in Oracle Database SQL Language
Reference) with the SHRINK SPACE clause (described in Oracle Database SQL Language
Reference).

Example: Using Edition-Based Redefinition to Upgrade an Application
This example uses an edition, an editioning view, a forward crossedition trigger, and a
reverse crossedition trigger.
Topics:
■
Existing Application
■

Preparing the Application to Use Editioning Views

■

Using Edition-Based Redefinition to Upgrade the Application
Before you can use edition-based redefinition to upgrade an
application, you must enable editions for every schema that the
application uses. For instructions, see "Enabling Editions for a User"
on page 19-4.

Note:

Existing Application
The existing application—the application to be upgraded—consists of a single table on
which a trigger is defined. The application was created as in Example 19–7.
Example 19–7
1.

Creating the Existing Application

Create table:
CREATE TABLE Contacts(
ID
NUMBER(6,0) CONSTRAINT Contacts_PK PRIMARY KEY,
Name
VARCHAR2(47),
Phone_Number VARCHAR2(20)
);

2.

Populate table (not shown).

3.

Prepare to create trigger on table:
ALTER TABLE Contacts ENABLE VALIDATE CONSTRAINT Contacts_PK;
DECLARE Max_ID INTEGER;
BEGIN
SELECT MAX(ID) INTO Max_ID FROM Contacts;
EXECUTE IMMEDIATE '
CREATE SEQUENCE Contacts_Seq
START WITH '||To_Char(Max_ID + 1);
END;
/

4.

Create trigger:
CREATE TRIGGER Contacts_BI
BEFORE INSERT ON Contacts FOR EACH ROW
BEGIN
:NEW.ID := Contacts_Seq.NEXTVAL;
END;

Edition-Based Redefinition 19-35

Using Edition-Based Redefinition to Upgrade an Application

/

Example 19–8 shows how the table Contacts looks after being populated with data.
Example 19–8

Viewing Data in Existing Table

Query:
SELECT * FROM Contacts
ORDER BY Name;

Result:
ID
---------174
166
130
105
204
116
167
172
192
151
129
169
185
187
148
154
110
...
120
200
149

NAME
----------------------------------------------Abel, Ellen
Ande, Sundar
Atkinson, Mozhe
Austin, David
Baer, Hermann
Baida, Shelli
Banda, Amit
Bates, Elizabeth
Bell, Sarah
Bernstein, David
Bissot, Laura
Bloom, Harrison
Bull, Alexis
Cabrio, Anthony
Cambrault, Gerald
Cambrault, Nanette
Chen, John

PHONE_NUMBER
-------------------011.44.1644.429267
011.44.1346.629268
650.124.6234
590.423.4569
515.123.8888
515.127.4563
011.44.1346.729268
011.44.1343.529268
650.501.1876
011.44.1344.345268
650.124.5234
011.44.1343.829268
650.509.2876
650.509.4876
011.44.1344.619268
011.44.1344.987668
515.124.4269

Weiss, Matthew
Whalen, Jennifer
Zlotkey, Eleni

650.123.1234
515.123.4444
011.44.1344.429018

107 rows selected.

Suppose that you must redefine Contacts, replacing the Name column with the
columns First_Name and Last_Name, and adding the column Country_Code. Also
suppose that while you are making this structural change, other users must be able to
change the data in Contacts.
You need all features of edition-based redefinition: the edition, which is always
needed; the editioning view, because you are redefining a table; and crossedition
triggers, because other users must be able to change data in the table while you are
redefining it.

Preparing the Application to Use Editioning Views
Example 19–9 shows how to create the editioning view from which other users will
access the table Contacts while you are redefining it in the new edition.
Example 19–9
1.

Creating an Editioning View for the Existing Table

Give table a new name (so that you can give its current name to editioning view):
ALTER TABLE Contacts RENAME TO Contacts_Table;

2.

(Optional) Give columns of table new names:

19-36 Oracle Database Advanced Application Developer's Guide

Using Edition-Based Redefinition to Upgrade an Application

ALTER TABLE Contacts_Table
RENAME COLUMN Name TO Name_1;
ALTER TABLE Contacts_Table
RENAME COLUMN Phone_Number TO Phone_Number_1;
3.

Create editioning view:
CREATE OR REPLACE EDITIONING VIEW Contacts AS
SELECT
ID
ID,
Name_1
Name,
Phone_Number_1
Phone_Number
FROM Contacts_Table;

4.

Move trigger Contacts_BI from table to editioning view:
DROP TRIGGER Contacts_BI;
CREATE TRIGGER Contacts_BI
BEFORE INSERT ON Contacts FOR EACH ROW
BEGIN
:NEW.ID := Contacts_Seq.NEXTVAL;
END;
/

Using Edition-Based Redefinition to Upgrade the Application
Example 19–10 shows how to create an edition in which to upgrade the "Existing
Application" on page 19-35, make the new edition the session edition, and check that
the new edition really is the session edition.
Example 19–10 Creating Edition in Which to Upgrade the Application
1.

Create new edition:
CREATE EDITION Post_Upgrade AS CHILD OF Ora$Base;

2.

Make new edition your session edition:
ALTER SESSION SET EDITION = Post_Upgrade;

3.

Check session edition:
SELECT
SYS_CONTEXT('Userenv', 'Current_Edition_Name') "Current_Edition"
FROM DUAL;

Result:
Current_Edition
----------------------------------------------------------------------------POST_UPGRADE
1 row selected.

In the Post_Upgrade edition, Example 19–11 shows how to add the new columns to the
physical table and recompile the trigger that was invalidated by adding the columns.
Then, it shows how to replace the editioning view Contacts so that it selects the
columns of the table by their desired logical names.

Edition-Based Redefinition 19-37

Using Edition-Based Redefinition to Upgrade an Application

Example 19–11 Changing the Table and Replacing the Editioning View
1.

Add new columns to physical table:
ALTER TABLE Contacts_Table ADD (
First_Name_2
varchar2(20),
Last_Name_2
varchar2(25),
Country_Code_2
varchar2(20),
Phone_Number_2
varchar2(20)
);

(This is nonblocking DDL.)
2.

Recompile invalidated trigger:
ALTER TRIGGER Contacts_BI COMPILE REUSE SETTINGS;

3.

Replace editioning view so that it selects replacement columns with their desired
logical names:
CREATE OR REPLACE EDITIONING VIEW Contacts AS
SELECT
ID
ID,
First_Name_2
First_Name,
Last_Name_2
Last_Name,
Country_Code_2
Country_Code,
Phone_Number_2
Phone_Number
FROM Contacts_Table;

In the Post_Upgrade edition, Example 19–12 shows how to create two procedures for
the forward crossedition trigger to use, create both the forward and reverse
crossedition triggers in the disabled state, and enable them.
Example 19–12 Creating and Enabling the Crossedition Triggers
1.

Create first procedure that forward crossedition trigger uses:
CREATE OR REPLACE PROCEDURE Set_First_And_Last_Name (
Name
IN VARCHAR2,
First_Name OUT VARCHAR2,
Last_Name
OUT VARCHAR2)
IS
Comma_Pos NUMBER := INSTR(Name, ',');
BEGIN
IF Comma_Pos IS NULL OR Comma_Pos < 2 THEN
RAISE Program_Error;
END IF;
Last_Name := SUBSTR(Name, 1, Comma_Pos-1);
Last_Name := RTRIM(Ltrim(Last_Name));
First_Name := SUBSTR(Name, Comma_Pos+1);
First_Name := RTRIM(LTRIM(First_Name));
END Set_First_And_Last_Name;
/

2.

Create second procedure that forward crossedition trigger uses:
CREATE OR REPLACE PROCEDURE Set_Country_Code_And_Phone_No (
Phone_Number
IN VARCHAR2,
Country_Code
OUT VARCHAR2,
Phone_Number_V2 OUT VARCHAR2)
IS

19-38 Oracle Database Advanced Application Developer's Guide

Using Edition-Based Redefinition to Upgrade an Application

Char_To_Number_Error EXCEPTION;
PRAGMA EXCEPTION_INIT(Char_To_Number_Error, -06502);
Bad_Phone_Number EXCEPTION;
Nmbr VARCHAR2(30) := REPLACE(Phone_Number, '.', '-');
FUNCTION Is_US_Number(Nmbr IN VARCHAR2)
RETURN BOOLEAN
IS
Len NUMBER := LENGTH(Nmbr);
Dash_Pos NUMBER := INSTR(Nmbr, '-');
n PLS_INTEGER;
BEGIN
IF Len IS NULL OR Len <> 12 THEN
RETURN FALSE;
END IF;
IF Dash_Pos IS NULL OR Dash_Pos <> 4 THEN
RETURN FALSE;
END IF;
BEGIN
n := TO_NUMBER(SUBSTR(Nmbr, 1, 3));
EXCEPTION WHEN Char_To_Number_Error THEN
RETURN FALSE;
END;
Dash_Pos := INSTR(Nmbr, '-', 5);
IF Dash_Pos IS NULL OR Dash_Pos <> 8 THEN
RETURN FALSE;
END IF;
BEGIN
n := TO_NUMBER(SUBSTR(Nmbr, 5, 3));
EXCEPTION WHEN Char_To_Number_Error THEN
RETURN FALSE;
END;
BEGIN
n := TO_NUMBER(SUBSTR(Nmbr, 9));
EXCEPTION WHEN Char_To_Number_Error THEN
RETURN FALSE;
END;
RETURN TRUE;
END Is_US_Number;
BEGIN
IF Nmbr LIKE '011-%' THEN
DECLARE
Dash_Pos NUMBER := INSTR(Nmbr, '-', 5);
BEGIN
Country_Code := '+'|| TO_NUMBER(SUBSTR(Nmbr, 5, Dash_Pos-5));
Phone_Number_V2 := SUBSTR(Nmbr, Dash_Pos+1);
EXCEPTION WHEN Char_To_Number_Error THEN
raise Bad_Phone_Number;
END;
ELSIF Is_US_Number(Nmbr) THEN
Country_Code := '+1';
Phone_Number_V2 := Nmbr;
ELSE
RAISE Bad_Phone_Number;

Edition-Based Redefinition 19-39

Using Edition-Based Redefinition to Upgrade an Application

END IF;
EXCEPTION WHEN Bad_Phone_Number THEN
Country_Code := '+0';
Phone_Number_V2 := '000-000-0000';
END Set_Country_Code_And_Phone_No;
/
3.

Create forward crossedition trigger in disabled state:
CREATE OR REPLACE TRIGGER Contacts_Fwd_Xed
BEFORE INSERT OR UPDATE ON Contacts_Table
FOR EACH ROW
FORWARD CROSSEDITION
DISABLE
BEGIN
Set_First_And_Last_Name(
:NEW.Name_1,
:NEW.First_Name_2,
:NEW.Last_Name_2
);
Set_Country_Code_And_Phone_No(
:NEW.Phone_Number_1,
:NEW.Country_Code_2,
:NEW.Phone_Number_2
);
END Contacts_Fwd_Xed;
/

4.

Enable forward crossedition trigger:
ALTER TRIGGER Contacts_Fwd_Xed ENABLE;

5.

Create reverse crossedition trigger in disabled state:
CREATE OR REPLACE TRIGGER Contacts_Rvrs_Xed
BEFORE INSERT OR UPDATE ON Contacts_Table
FOR EACH ROW
REVERSE CROSSEDITION
DISABLE
BEGIN
:NEW.Name_1 := :NEW.Last_Name_2||', '||:NEW.First_Name_2;
:NEW.Phone_Number_1 :=
CASE :New.Country_Code_2
WHEN '+1' THEN
REPLACE(:NEW.Phone_Number_2, '-', '.')
ELSE
'011.'||LTRIM(:NEW.Country_Code_2, '+')||'.'||
REPLACE(:NEW.Phone_Number_2, '-', '.')
END;
END Contacts_Rvrs_Xed;
/

6.

Enable reverse crossedition trigger:
ALTER TRIGGER Contacts_Rvrs_Xed ENABLE;

7.

Wait until pending changes are either committed or rolled back:
DECLARE
scn
NUMBER := NULL;
timeout CONSTANT INTEGER := NULL;
BEGIN

19-40 Oracle Database Advanced Application Developer's Guide

Using Edition-Based Redefinition to Upgrade an Application

IF NOT DBMS_UTILITY.WAIT_ON_PENDING_DML(Tables => 'Contacts_Table',
timeout => timeout,
scn
=> scn)
THEN
RAISE_APPLICATION_ERROR(-20000,
'Wait_On_Pending_DML() timed out. CETs were enabled before SCN: '||SCN);
END IF;
END;
/

For information about the DBMS_UTILITY.WAIT_ON_PENDING_DML procedure, see
Oracle Database PL/SQL Packages and Types Reference.
In the Post_Upgrade edition, Example 19–13 shows how to apply the transforms.
Example 19–13 Applying the Transforms
DECLARE
c NUMBER := DBMS_SQL.OPEN_CURSOR();
x NUMBER;
BEGIN
DBMS_SQL.PARSE(
c
=> c,
Language_Flag
=> DBMS_SQL.NATIVE,
Statement
=> 'UPDATE Contacts_Table SET ID = ID',
Apply_Crossedition_Trigger => 'Contacts_Fwd_Xed'
);
x := DBMS_SQL.EXECUTE(c);
DBMS_SQL.CLOSE_CURSOR(c);
COMMIT;
END;
/

In the Post_Upgrade edition, Example 19–14 shows how to check that the change
worked as intended. Compare Example 19–14 to Example 19–8.
Example 19–14 Viewing Data in Changed Table
1.

Format columns for readability:
COLUMN
COLUMN
COLUMN
COLUMN
COLUMN

2.

ID FORMAT 999
Last_Name FORMAT A15
First_Name FORMAT A15
Country_Code FORMAT A12
Phone_Number FORMAT A12

Query:
SELECT * FROM Contacts
ORDER BY Last_Name;

Result:
ID
---174
166
130
105
204
116
167

FIRST_NAME
--------------Ellen
Sundar
Mozhe
David
Hermann
Shelli
Amit

LAST_NAME
--------------Abel
Ande
Atkinson
Austin
Baer
Baida
Banda

COUNTRY_CODE
-----------+44
+44
+1
+1
+1
+1
+44

PHONE_NUMBER
-----------1644-429267
1346-629268
650-124-6234
590-423-4569
515-123-8888
515-127-4563
1346-729268

Edition-Based Redefinition 19-41

Using Edition-Based Redefinition to Upgrade an Application

172
192
151
129
169
185
187
154
148
110

Elizabeth
Sarah
David
Laura
Harrison
Alexis
Anthony
Nanette
Gerald
John
...
120 Matthew
200 Jennifer
149 Eleni

Bates
Bell
Bernstein
Bissot
Bloom
Bull
Cabrio
Cambrault
Cambrault
Chen

+44
+1
+44
+1
+44
+1
+1
+44
+44
+1

1343-529268
650-501-1876
1344-345268
650-124-5234
1343-829268
650-509-2876
650-509-4876
1344-987668
1344-619268
515-124-4269

Weiss
Whalen
Zlotkey

+1
+1
+44

650-123-1234
515-123-4444
1344-429018

107 rows selected.

If the change worked as intended, you can now follow steps 10 through 13 of the
"Procedure for Edition-Based Redefinition Using Crossedition Triggers" on page 19-33.

19-42 Oracle Database Advanced Application Developer's Guide

A
Multithreaded extproc Agent

A

This appendix explains what the multithreaded extproc agent is, how it contributes to
the overall efficiency of a distributed database system, and how to administer it.
Topics:
■
Why Use the Multithreaded extproc Agent?
■

Multithreaded extproc Agent Architecture

■

Administering the Multithreaded extproc Agent

Why Use the Multithreaded extproc Agent?
This section explains how the multithreaded extproc agent contributes to the
efficiency of external procedures.
Topics:
The Challenge of Dedicated Agent Architecture

■
■

The Advantage of Multithreading

The Challenge of Dedicated Agent Architecture
By default, an extproc agent is started for each user session and the extproc agent
process terminates only when the user session ends.
This architecture can consume an unnecessarily large amount of system resources. For
example, suppose that several thousand user sessions simultaneously spawn extproc
agent processes. Because an extproc agent process is started for each session, several
thousand extproc agent processes run concurrently. The extproc agent processes
operate regardless of whether each individual extproc agent process is active at the
moment. Thus extproc agent processes and open connections can consume a
disproportionate amount of system resources. When sessions connect to Oracle
Database, this problem is addressed by starting the server in shared server mode.
Shared server mode allows database connections to be shared by a small number of
server processes.

The Advantage of Multithreading
The Oracle Database shared server architecture assumes that even when several
thousand user sessions are open, only a small percentage of these connections are
active at any given time. In shared server mode, there is a pool of shared server
processes. User sessions connect to dispatcher processes that place the requested tasks

Multithreaded extproc Agent

A-1

Multithreaded extproc Agent Architecture

in a queue. The tasks are picked up by the first available shared server processes. The
number of shared server processes is usually less that the number of user sessions.
The multithreaded extproc agent provides similar functionality for connections to
external procedures. The multithreaded extproc agent architecture uses a pool of
shared agent threads. The tasks requested by the user sessions are put in a queue and
are picked up by the first available multithreaded extproc agent thread. Because only
a small percentage of user connections are active at a given moment, using a
multithreaded extproc architecture allows more efficient use of system resources.

Multithreaded extproc Agent Architecture
One multithreaded extproc agent must be started for each system identifier (SID)
before attempting to connect to the external procedure. This is done using the agent
control utility agtctl. This utility is also used to configure the agent and to shut down
the agent.
Each Oracle Net listener that is running on a system listens for incoming connection
requests for a set of SIDs. If the SID in an incoming Oracle Net connect string is an SID
for which the listener is listening, then that listener processes the connection. Further,
if a multithreaded extproc agent was started for the SID, then the listener passes the
request to that extproc agent.
In the architecture for multithreaded extproc agents, each incoming connection
request is processed by different kinds of threads:
■

■

■

A single monitor thread. The monitor thread is responsible for:
–

Maintaining communication with the listener

–

Monitoring the load on the process

–

Starting and stopping threads when required

Several dispatcher threads. The dispatcher threads are responsible for:
–

Handling communication with the Oracle Database

–

Passing task requests to the task threads

Several task threads. The task threads handle requests from the Oracle Database
processes.

Figure A–1 illustrates the architecture of the multithreaded extproc agent. User
sessions 1 and 2 issue requests for callouts to functions in some DLLs. These requests
get serviced through heterogeneous services to the multithreaded extproc agent.
These requests get handled by the agent's dispatcher threads, which then pass them on
to the task threads. The task thread that is actually handling a request is responsible
for loading the respective DLL and calling the function therein.
■

■

All requests from a user session get handled by the same dispatcher thread. For
example, dispatcher 1 handles communication with user session 1, and
dispatcher 2 handles communication with user session 2. This is the case for the
lifetime of the session.
The individual requests can be serviced by different task threads. For example,
task thread 1 can handle the request from user session 1, and later handle the
request from user session 2.
See Also: Oracle Database Administrator's Guide. for details on
managing processes for external procedures

A-2 Oracle Database Advanced Application Developer's Guide

Multithreaded extproc Agent Architecture

Figure A–1 Multithreaded extproc Agent Architecture
User-Session
1

User-Session
2

Oracle
Server

Oracle
Server

HS

HS

Dispatcher
Thread 1

Dispatcher
Thread 2

Agent
Process

Task
Thread 1

Task
Thread 2

Task
Thread 3

DLLs

These three thread types roughly correspond to the Oracle Database multithreaded
server PMON, dispatcher, and shared server processes, respectively.
All requests from a user session go through the same
dispatcher thread, but can be serviced by different task threads.
Also, several task threads can use the same connection to the
external procedure.

Note:

These topics explain each type of thread in more detail:
■

Monitor Thread

■

Dispatcher Threads

■

Task Threads
See Also: "Administering the Multithreaded extproc Agent" on
page A-4 for more information about starting and stopping the
multithreaded exproc agent by using the agent control utility
agtctl

Monitor Thread
When the agent control utility agtctl starts a multithreaded extproc agent for a SID,
agtctl creates the monitor thread. The monitor thread performs these functions:
■
■

Creates the dispatcher and task threads.
Registers the dispatcher threads with all the listeners that are handling
connections to this extproc agent. While the dispatcher for this SID is running, the
listener does not start a process when it gets an incoming connection. Instead, the
listener gives the connection to this same dispatcher.
Multithreaded extproc Agent

A-3

Administering the Multithreaded extproc Agent

■

■

Monitors the other threads and sends load information about the dispatcher
threads to all the listener processes handling connections to this extproc agent,
enabling listeners to give incoming connections to the least loaded dispatcher.
Continues to monitor each of the threads it has created.

Dispatcher Threads
Dispatcher threads perform these functions:
■

Accept incoming connections and task requests from Oracle Database servers.

■

Place incoming requests on a queue for a task thread to pick up.

■

Send results of a request back to the server that issued the request.
After a user session establishes a connection with a
dispatcher, all requests from that user session go to the same
dispatcher until the end of the user session.

Note:

Task Threads
Task threads perform these functions:
■

Pick up requests from a queue.

■

Perform the necessary operations.

■

Place the results on a queue for a dispatcher to pick up.

Administering the Multithreaded extproc Agent
One multithreaded extproc agent must be started for each system identifier (SID)
before attempting to connect to the external procedure.
A multithreaded extproc agent is started, stopped, and configured by an agent control
utility called agtctl, which works like lsnrctl. However, unlike lsnrctl, which
reads a configuration file (listener.ora), agtctl takes configuration information
from the command line and writes it to a control file.
Before starting agtctl, ensure that Oracle Listener is running. Then use the agtctl
commands to set the agtctl configuration parameters (if you do not want their default
values) and to start agtctl, as in Example A–1.
Example A–1 Setting Configuration Parameters and Starting agtctl
agtctl
agtctl
agtctl
agtctl
agtctl
agtctl
agtctl

set max_dispatchers 2 ep_agt1
set tcp_dispatchers 1
ep_agt1
set max_task_threads 2 ep_agt1
set max_sessions
5 ep_agt1
unset listener_address ep_agt1
set listener_address "(address=(protocol=ipc)(key=extproc))" ep_agt1
startup extproc ep_agt1

You can use agtctl commands in either single-line command mode or shell mode.
Topics:
■
Agent Control Utility (agtctl) Commands
■

Using agtctl in Single-Line Command Mode

A-4 Oracle Database Advanced Application Developer's Guide

Administering the Multithreaded extproc Agent

■

Using Shell Mode Commands

■

Configuration Parameters for Multithreaded extproc Agent Control

Agent Control Utility (agtctl) Commands
You can start and stop agtctl and create and maintain its control file by using the
commands shown in Table A–1.
Table A–1

Agent Control Utility (agtctl) Commands

Command

Description

startup

Starts a multithreaded extproc agent

shutdown

Stops a multithreaded extproc agent

set

Sets a configuration parameter for a multithreaded extproc agent

unset

Causes a parameter to revert to its default value

show

Displays the value of a configuration parameter

delete

Deletes the entry for a particular SID from the control file

exit

Exits shell mode

help

Lists available commands

These commands can be issued in one of two ways:
■

■

You can issue commands from the UNIX or DOS shell. This mode is called
single-line command mode.
You can enter agtctl and an AGTCTL> prompt appears. You then can enter
commands from within the agtctl shell. This mode is called shell mode.

The syntax and parameters for agtctl commands depend on the mode in which they
are issued.
Note:
■
■

■

All commands are case-sensitive.
The agtctl utility puts its control file in the directory specified
by either one of two environment variables, AGTCTL_ADMIN or
TNS_ADMIN. Ensure that at least one of these environment
variables is set and that it specifies a directory to which the
agent has access.
If the multithreaded extproc agent requires that an
environment variable be set, or if the ENVS parameter was used
when configuring the listener.ora entry for the agent
working in dedicated mode, then all required environment
variables must be set in the UNIX or DOS shell that runs the
agtctl utility.

Using agtctl in Single-Line Command Mode
This section describes the use of agtctl commands. They are presented in single-line
command mode.

Multithreaded extproc Agent

A-5

Administering the Multithreaded extproc Agent

Setting Configuration Parameters for a Multithreaded extproc Agent
Set the configuration parameters for a multithreaded extproc agent before you start
the agent. If a configuration parameter is not specifically set, a default value is used.
Configuration parameters and their default values are shown in Table A–2.
Use the set command to set multithreaded extproc agent configuration parameters.
Syntax
agtctl set parameter parameter_value agent_sid

parameter is the parameter that you are setting.
parameter_value is the value being assigned to that parameter.
agent_sid is the SID that this agent services. This must be specified for single-line
command mode.
Example
agtctl set max_dispatchers 5 salesDB

Starting a Multithreaded extproc Agent
Use the startup command to start a multithreaded extproc agent.
Syntax
agtctl startup extproc agent_sid

agent_sid is the SID that this multithreaded extproc agent services. This must be
specified for single-line command mode.
Example
agtctl startup extproc salesDB

Shutting Down a Multithreaded extproc Agent
Use the shutdown command to stop a multithreaded extproc agent. There are three
forms of shutdown:
■

Normal (default)
agtctl asks the multithreaded extproc agent to terminate itself gracefully. All
sessions complete their current operations and then shut down.

■

Immediate
agtctl tells the multithreaded extproc agent to terminate immediately. The agent
exits immediately regardless of the state of current sessions.

■

Abort
Without talking to the multithreaded extproc agent, agtctl issues a system call to
stop it.

Syntax
agtctl shutdown [immediate|abort] agent_sid

agent_sid is the SID that the multithreaded extproc agent services. It must be
specified for single-line command mode.

A-6 Oracle Database Advanced Application Developer's Guide

Administering the Multithreaded extproc Agent

Example
agtctl shutdown immediate salesDB

Examining the Value of Configuration Parameters
To examine the value of a configuration parameter, use the show command.
Syntax
agtctl show parameter agent_sid

parameter is the parameter that you are examining.
agent_sid is the SID that this multithreaded extproc agent services. This must be
specified for single-line command mode.
Example
agtctl show max_dispatchers salesDB

Resetting a Configuration Parameter to Its Default Value
You can reset a configuration parameter to its default value using the unset command.
Syntax
agtctl unset parameter agent_sid

parameter is the parameter that you are resetting (or changing).
agent_sid is the SID that this multithreaded extproc agent services. It must be
specified for single-line command mode.
Example
agtctl unset max_dispatchers salesDB

Deleting an Entry for a Specific SID from the Control File
The delete command deletes the entry for the specified SID from the control file.
Syntax
agtctl delete agent_sid

agent_sid is the SID entry to delete.
Example
agtctl delete salesDB

Requesting Help
Use the help command to view a list of available commands for agtctl or to see the
syntax for a particular command.
Syntax
agtctl help [command]

command is the name of the command whose syntax you want to view. The default is all
agtctl commands.

Multithreaded extproc Agent

A-7

Administering the Multithreaded extproc Agent

Example
agtctl help set

Using Shell Mode Commands
In shell mode, start agtctl by entering:
agtctl

This results in the prompt AGTCTL>. Thereafter, because you are issuing commands
from within the agtctl shell, you need not prefix the command string with agtctl.
Set the name of the agent SID by entering:
AGTCTL> set agent_sid agent_sid

All subsequent commands are assumed to be for the specified SID until the agent_sid
value is changed. Unlike single-line command mode, you do not specify agent_sid in
the command string.
You can set the language for error messages as follows:
AGTCTL> set language language

The commands themselves are the same as those for the single-line command mode.
To exit shell mode, enter exit.
The following examples use shell mode commands.

Example: Setting a Configuration Parameter
This example sets a value for the shutdown_address configuration parameter.
AGTCTL> set shutdown_address (address=(protocol=ipc)(key=oraDBsalesDB))

Example: Starting a Multithreaded extproc Agent
This example starts a multithreaded extproc agent.
AGTCTL> startup extproc

Configuration Parameters for Multithreaded extproc Agent Control
Table A–2 describes and gives the defaults of the configuration parameters for the
agent control utility.
Table A–2

Configuration Parameters for agtctl

Parameter

Description

Default Value

max_dispatchers

Maximum number of
dispatchers

1

tcp_dispatchers

Number of dispatchers listening 0
on TCP (the rest are using IPC)

max_task_threads

Maximum number of task
threads

2

A-8 Oracle Database Advanced Application Developer's Guide

Administering the Multithreaded extproc Agent

Table A–2 (Cont.) Configuration Parameters for agtctl
Parameter

Description

Default Value

max_sessions

Maximum number of sessions
for each task thread

5

listener_address

Address on which the listener is (ADDRESS_LIST=
listening (needed for
(ADDRESS=
registration)
(PROTOCOL=IPC)
(KEY=PNPKEY))
(ADDRESS=
(PROTOCOL=IPC)
(KEY=listener_sid))
(ADDRESS=
(PROTOCOL=TCP)
(HOST=127.0.0.1)
(PORT=1521)))
Note: listener_sid is the IPC key of the address, on
the Oracle Database, on which the listener is listening.
Address the agent uses to
(ADDRESS=
communicate with the listener.
(PROTOCOL=IPC)
This is the address on which the
(KEY=listener_sid || agent_sid))
agent listens for all
(ADDRESS=
communication, including
(PROTOCOL=TCP)
shutdown messages from
(HOST=127.0.0.1)
agtctl.
(PORT=1521))

shutdown_address

Notes:
■

■

agent_sid is the SID of the multithreaded extproc
agent.
|| indicates that listener_sid and agent_sid are
concatenated into one string.

max_dispatchers, tcp_dispatchers, max_task_threads, and max_sessions
To improve performance, you might need to change the values of some or all of the
parameters max_dispatchers, tcp_dispatchers, max_task_threads, and max_
sessions.
You can calculate the optimum values of max_dispatchers, tcp_dispatchers, max_
task_threads with these formulas:
max_dispatchers = CEIL(x/y)
tcp_dispatchers = CEIL(x_tcpip/y)
max_task_threads = CEIL(x/max_sessions)

Where:
■

■

■

■

CEIL is a SQL function that returns the smallest integer greater than or equal to its
argument.
x is the maximum number of sessions that can be connected to extproc
concurrently.
y is the maximum number of connections that the system can support for each
dispatcher.
x_tcpip is the maximum number of sessions that can be connected to extproc
concurrently by TCP/IP.
(x - x_tcpip is the maximum number of sessions that can be connected to extproc
concurrently by IPC.)
Multithreaded extproc Agent

A-9

Administering the Multithreaded extproc Agent

There is no formula for computing the optimum value of max_sessions, which affects
max_task_threads.
You must fine-tune these parameter settings, based on the capability of your hardware,
and ensure that the concurrent threads do not exhaust your operating system.
The value of max_dispatchers must be at least 1 (which is the default).
Example
Suppose:
■

■

The maximum number of sessions that can be connected to extproc concurrently
(x) is 650.
The maximum number of sessions that can be connected to extproc concurrently
by TCP/IP (x_tcpip) is 400.
(The maximum number of sessions that can be connected to extproc concurrently
by IPC is 650-400=250.)

■

■

The maximum number of connections that the system can support for each
dispatcher (y) is 100.
The maximum number of sessions for each task thread (max_sessions) is 20.

The optimum values for these parameters are:
max_dispatchers = CEIL(650/100) = CEIL(6.5) = 7
tcp_dispatchers = CEIL(400/100) = CEIL(4)
= 4
max_task_threads = CEIL(650/20) = CEIL(32.5) = 33

That is, optimally:
■
■

■

The maximum number of dispatchers is seven.
Four of the seven dispatchers are listening on TCP/IP, and the remaining three are
listening on IPC.
The maximum number of task threads is 33.

listener_address and shutdown_address
The values of the configuration parameters listener_address and shutdown_address
are specified with ADDRESS, as shown in both Table A–2 and Example A–1. Within
ADDRESS, you can specify the parameter HOST, which can be either an IPv6 or IPv4
address or a host name. If HOST is a host name, then these values of the optional
ADDRESS parameter IP are relevant:
IP Value

Meaning

FIRST

Listen on the first IP address returned by the DNS resolution of the host name.

V4_ONLY

Listen only on the IPv4 interfaces in the system.

V6_ONLY

Listen only on the IPv6 interfaces in the system.

For example, this value of listener_address or shutdown_address restricts it to IPv6
interfaces:
"(ADDRESS=(PROTOCOL=tcp)(HOST=sales)(PORT=1521)(IP=V6_ONLY))"

A-10 Oracle Database Advanced Application Developer's Guide

Administering the Multithreaded extproc Agent

See Also: Oracle Database Net Services Administrator's Guide for
detailed information about IPv6 support in Oracle Database

Multithreaded extproc Agent

A-11

Administering the Multithreaded extproc Agent

A-12 Oracle Database Advanced Application Developer's Guide

Index
Symbols
%ROWTYPE attribute, 6-6
%TYPE attribute, 6-6

Numerics
32-bit IEEE 754 format, 1-6
3GL (third-generation language), 6-32
64-bit IEEE 754 format, 1-6

A
Abstract Data Type (ADT)
editions and, 19-3
resetting evolved, 19-4
Active Server Pages (ASP), 10-3
actual object, 19-5
actualization, 19-5
schema object dependency and, 19-9
address of row
See rowid
ADT
editions and, 19-3
resetting evolved, 19-4
AFTER SUSPEND trigger, 2-38
agent, 16-3
Agent Control Utility (agtctl)
commands
in shell mode, A-8
in single-line mode, A-5
list of, A-5
extproc administration and, A-4
extproc architecture and, A-2
aggregate function, 6-44
altering application online
See edition-based redefinition
ancestor edition, 19-5
anonymous block, 6-2
ANSI data type, 1-21
ANYDATA data type, 1-19
ANYDATASET data type, 1-19
AP (application program), 15-4
application architecture, 13-2
application domain index, 4-2
application program (AP), 15-4

application SQL, 19-20
APPLYING_CROSSEDITION_TRIGGER
function, 19-22
AQ (Oracle Advanced Queuing), 16-2
archive
See Flashback Data Archive
ARGn data type, 1-27
arithmetic operation
with datetime data type, 1-14
with native floating-point data type, 1-8
ASP (Active Server Pages), 10-3
assignment
data type conversion during, 1-25
reported by PL/Scope, 7-9
attribute
%ROWTYPE, 6-6
%TYPE, 6-6
Java STATIC class, 6-40
auditing policy, editioning view and, 19-29
Automatic Undo Management system, 12-1
autonomous transaction, 2-30
trigger as, 2-38

B
backward compatibility
LONG and LONG RAW data types for, 1-17
RESTRICT_REFERENCES pragma for, 6-41
BATCH commit redo option, 2-6
BFILE data type, 1-17
binary format, 1-6
binary internal ROWID format, 1-25
binary large object (BLOB) data type, 1-17
binary number, 1-5
BINARY_DOUBLE data type, 1-4
BINARY_FLOAT data type, 1-4
BLOB data type, 1-17
block, anonymous, 6-2
branch, 15-3
built-in function
See SQL function
bulk binding, 6-15
when to use, 6-16
business rule, 5-1

Index-1

C
C external subprogram
callback with, 14-36
global variable in, 14-39
interface between PL/SQL and, 14-10
invoking, 14-29
loading, 14-4
passing parameter to, 14-15
publishing, 14-12
running, 14-26
service routine and, 14-30
See also external subprogram
C++ Class Library, 13-29
call specification
for external subprogram, 14-3
location of, 14-12
CALL statement, 14-26
calling subprogram
See invoking subprogram
cascading invalidation, 18-5
CHANGE_DUPKEY_ERROR_INDEX hint, 19-23
CHAR data type
compared to VARCHAR2 data type, 1-3
specifying length of, 1-2
values stored, 1-2
character data type class, 18-16
character data types, 1-2
character large object (CLOB) data type, 1-17
CHECK constraint
compared to NOT NULL constraint, 5-15
designing, 5-15
multiple, 5-15
naming, 5-17
restrictions on, 5-14
when to use, 5-14
client notification, 16-2
client/server architecture, 13-2
CLOB data type, 1-17
coarse-grained invalidation, 18-5
collection
edition and, 19-3
referenced by DML statement, 6-16
referenced by FOR loop, 6-17
referenced by SELECT statement, 6-16
column
default value for
when to use, 5-5
multiple foreign key constraints on, 5-11
specifying length of, 1-2
commit redo management, 2-5
COMMIT statement, 2-5
committing transaction, 2-5
comparison operator, 1-8
compile-time error, handling
, 6-21
for multilanguage program, 14-29
concurrency
serializable transaction for, 2-23
under explicit locking, 2-15
conditional expression represented as data, 1-21
Index-2

connection pool, 13-15
constraint, 5-1
altering, 5-21
CHECK
See CHECK constraint
compared to trigger, 5-3
crossedition trigger and
collisions, 19-22
dropping, 19-26
deferring checking of, 5-11
disabling
effect of, 5-18
existing, 5-20
new, 5-19
reasons for, 5-18
dropping, 5-23
editioning view and, 19-17
enabling
effect of, 5-18
existing, 5-19
new, 5-18
exception to, 5-21
FOREIGN KEY
See FOREIGN KEY constraint
minimizing overhead of, 5-13
naming, 5-17
NOT NULL
See NOT NULL constraint
on view, 5-1
PRIMARY KEY
See PRIMARY KEY constraint
privileges needed for defining, 5-17
referential integrity
See FOREIGN KEY constraint
renaming, 5-22
UNIQUE
See UNIQUE constraint
viewing definition of, 5-25
violating, 5-21
Continuous Query Notification (CQN), 11-1
converting data types
See data type conversion
copying on change, 19-5
coupling, 15-4
CQ_NOTIFICATION$_DESCRIPTOR object, 11-25
CQ_NOTIFICATION$_QUERY object, 11-26
CQ_NOTIFICATION$_REG_INFO object, 11-19
CQ_NOTIFICATION$_ROW object, 11-27
CQ_NOTIFICATION$_TABLE object, 11-26
CQN (Continuous Query Notification), 11-1
CREATE OR REPLACE optimization, 18-5
actualization and, 19-5
crossedition trigger, 19-17
creating, 19-21
displaying information about, 19-26
dropping, 19-26
execution of, 19-21
forward, 19-18
interaction with editions, 19-18
read-only editioning view and, 19-16

read-write editioning view and, 19-16
reverse, 19-18
sharing child cursor and, 19-27
crossedition trigger SQL
forward, 19-19
reverse, 19-19
cross-session PL/SQL function result cache, 6-9
current date and time, displaying, 1-11
current edition, 19-10
cursor, 2-9
canceling, 2-10
closing, 2-10
crossedition trigger and, 19-27
number in session, 2-9
Oracle XA application and, 15-11
rerunning statement with, 2-9
schema object dependency and, 18-19
scrollable, 2-10
See also cursor variable
cursor variable, 6-18
declaring, 6-19
examples of, 6-19
opening, 6-19

D
data definition language statement
See DDL statement
data integrity, 5-1
See also constraint
data type, 1-1
ANSI, 1-21
DB2, 1-21
dynamic, 1-19
external, 1-2
family of, 1-28
for character data, 1-2
for datetime data, 1-10
for geographic data, 1-16
for large amount of data, 1-16
for multimedia data, 1-16
for numeric data, 1-4
for spatial data, 1-16
for XML data, 1-18
object, 13-27
of formal subprogram parameter, 6-6
SQL/DS, 1-21
data type class, 18-16
data type conversion, 1-25
of ANSI and IBM data types, 1-21
of datetime data types, 1-15
of native floating-point data types, 1-9
date
default format for, 1-11
default value for, 1-13
displaying
current, 1-11
in nondefault format, 1-12
inserting in nondefault format, 1-12
See also datetime data types

datetime data type class, 18-16
datetime data types, 1-10
arithmetic operations with, 1-14
conversion functions for, 1-15
importing, exporting, and comparing, 1-15
DB2 data type, 1-21
DBMS_DEBUG package, 6-28
DBMS_DEBUG_JDWP package, 6-28
DBMS_FLASHBACK package, 12-12
DBMS_FLASHBACK.TRANSACTION_BACKOUT
procedure, 12-13
DBMS_HPROF package, 8-2
DBMS_LOCK package, 2-22
DBMS_OUTPUT package, 6-27
DBMS_PARALLEL_EXECUTE package, 19-24
DBMS_STATS package, 12-25
DBMS_TYPES package, 1-19
DBMS_XA package, 15-16
DDL statement
Flashback Data Archive and, 12-20
ineffective, 18-5
Oracle XA and, 15-26
processing, 2-2
that generates notification, 11-5
deadlock, undetected, 2-22
debugging
PL/SQL Server Pages, 10-21
subprograms, 6-26
decimal number, 1-5
default column value, 5-5
default subprogram parameter value, 6-7
deferring constraint checks, 5-11
definer’s-rights subprogram, 6-29
denormal floating-point number, 1-6
dependency mode, 18-12
dependent object
See schema object dependency
dependent transaction, 12-14
descendent edition, 19-5
DETERMINISTIC function, 6-38
function-based index and, 4-4
RPC signature and, 18-14
dirty read, 2-24
disabling constraint
effect of, 5-18
existing, 5-20
new, 5-19
reasons for, 5-18
dispatcher thread, A-2
distributed database
FOREIGN KEY constraint and, 5-13
remote dependency management and, 18-11
distributed query, runtime error in, 6-25
distributed transaction, 15-3
how it works, 6-34
DLL (dynamic link library), 14-2
DML statement
bulk binding for, 6-16
parallel, 6-40
that references collection, 6-16

Index-3

DML_LOCKS initialization parameter, 2-11
domain index, 4-2
double-precision IEEE 754 format, 1-6
drivers, Oracle JDBC, 13-6
DTP (X/Open Distributed Transaction
architecture), 15-1
dynamic link library (DLL), 14-2
dynamic registration, 15-4
dynamic SQL statement, 6-43
dynamically typed data, 1-19

E
edition, 19-2
ancestor, 19-5
creating, 19-5
crossedition triggers and, 19-18
current, 19-10
descendent, 19-5
displaying information about, 19-26
enabling for a user, 19-4
leaf, 19-5
making available
to all users, 19-9
to some users, 19-9
ora$base, 19-2, 19-5
retiring, 19-13
root, 19-5
session, 19-10
visibility of trigger in, 19-19
editionable schema object type, 19-3
edition-based redefinition, 19-1
editioned object, 19-2
editioning view, 19-15
auditing policy and, 19-29
changing base table of, 19-17
changing write-ability of, 19-16
covering table with, 19-29
creating, 19-16
displaying information about, 19-26
partition-extended name for, 19-16
preparing application for, 19-29
read-only, 19-16
read-write, 19-16
replacing, 19-17
SQL optimizer hint and, 19-17
editions-enabled user, 19-4
Electronic Product Code (EPC), 17-22
embedded PL/SQL gateway, 9-3
how to use, 9-4
enabling constraint
effect of, 5-18
existing, 5-19
new, 5-18
enabling editions for a user, 19-4
encoding scheme, adding, 17-13
environment, programming, 13-1
EPC (Electronic Product Code), 17-22
error handling
compile-time, 6-21

Index-4

for multilanguage program, 14-29
runtime
See runtime error handling
exception
IEEE 754 standard
not raised, 1-8
raised during conversion, 1-9
in multilanguage program, 14-29
to constraint, 5-21
unhandled, 6-24
user-defined, 6-23
See also runtime error handling
EXCLUSIVE MODE option of LOCK TABLE
statement, 2-14
EXPR data type, 1-28
expression
conditional, represented as data, 1-21
evaluation of, during data type conversion, 1-27
index built on
See function-based index
regular
See regular expression
expression directive in PSP script, 10-11
extended internal ROWID format, 1-24
external binary internal ROWID format, 1-25
external data type, 1-2
external large object (BFILE) data type, 1-17
external subprogram, 14-2
call specification for, 14-3
debugging, 14-39
loading, 14-3
publishing, 14-9
external transaction manager, 15-3
extproc agent, A-1

F
families of data types, 1-28
fine-grained auditing (FGA) policy, editioning view
and, 19-29
fine-grained invalidation, 18-5
firing order of triggers, 19-20
FIXED_DATE initialization parameter, 1-12
Flashback Data Archive, 12-16
Flashback Transaction, 12-13
FLASHBACK_TRANSACTION_QUERY view, 12-9
floating-point data type, 1-4
range and precision of, 1-6
See also native floating-point data type
floating-point number
components of, 1-5
denormal, 1-6
format of, 1-5
rounding, 1-5
subnormal, 1-6
FOR loop
bulk binding for, 6-17
that references collection, 6-17
FORCE option of ALTER USER statement, 19-4
FOREIGN KEY constraint, 5-8

distributed databases and, 5-13
dropping, 5-23
editioned view and, 19-3
enabling, 5-24
Flashback Transaction and, 12-14
indexing, 5-13
multiple, 5-11
naming, 5-17
NOT NULL constraint on, 5-10, 5-11
NULL value and, 5-10
privileges needed to create, 5-24
referential integrity enforced by, 5-24
UNIQUE constraint on, 5-10, 5-11
without other constraints, 5-10
foreign key dependency, 12-14
foreign rowid, 1-25
formal subprogram parameter, data type of, 6-6
forward crossedition trigger, 19-18
forward crossedition trigger SQL, 19-19
function
aggregate, 6-44
built-in
See SQL function
controlling side effects of, 6-37
DETERMINISTIC, 6-38
function-based index and, 4-4
RPC signature and, 18-14
invoking from SQL statement, 6-35
MGD_ID ADT, 17-10
OCI or OCCI, 13-19
PARALLEL_ENABLE, 6-38
RPC signature and, 18-14
purity of, 6-37
RPC signature and, 18-14
result-cached, 6-9
returning large amount of data from, 6-44
SQL
See SQL function
See also subprogram
function result cache, 6-9
function-based index, 4-2
editioned function and, 19-3
examples of, 4-5
optimizer and, 4-2, 4-3

G
Geographic Information System (GIS) data, 1-16
global transaction, 15-3
global variable, in C external subprogram, 14-39
greedy operator in regular expression, 3-5
group commit, 2-6

H
hierarchical profiler, 8-1
host language, 13-14
host program, 13-14
hot rollover, 19-1
HTML syntax error in PSP script, 10-7

I
IA-32 and IA-64 instruction set architecture, 1-9
IBM CICS, 15-3
IBM Transarc Encina, 15-3
Identity Code Package, 17-1
IEEE 754 format, 1-4
See Also native floating-point data type
IEEE 754 standard
exception
not raised, 1-8
raised during conversion, 1-9
OCI support for datatypes of, 1-10
special values supported by, 1-7
IGNORE_ROW_ON_DUPKEY_INDEX hint, 19-23
IMMEDIATE commit redo option, 2-6
IN OUT subprogram parameter mode, 6-6
IN subprogram parameter mode, 6-6
independent transaction
See autonomous transaction
index, 4-1
domain, 4-2
edition-based redefinition and, 19-17
function-based
See function-based index
on MGD_ID column, 17-10
infinity, 1-7
inherited object, 19-5
dropping, 19-7
initialization parameter
DML_LOCKS, 2-11
FIXED_DATE, 1-12
NLS_DATE_FORMAT, 1-11
OPEN_CURSORS, 2-9
integer data type class, 18-16
integrity constraint
See constraint
integrity of data, 5-1
interface
between PL/SQL and C, 14-10
between PL/SQL and Java, 14-10
OraDatabase, 13-25
program, 13-3
TX, 15-4
user, 13-3
stateful or stateless, 13-3
See also Oracle C++ Call Interface
See also Oracle Call Interface
invalidation
cascading, 18-5
coarse-grained, 18-5
fine-grained, 18-5
of dependent object, 18-4
of package, 6-14
invoker’s-rights subprogram, 6-29
invoking subprogram, 6-28
from 3GL application, 6-32
from subprogram, 6-31
from trigger, 6-31
interactively from Oracle Database tools, 6-30
through embedded PL/SQL gateway, 9-17
Index-5

isolation level
See transaction isolation level

J
Java class method
calling, 14-28
interface between PL/SQL and, 14-10
loading, 14-4
publishing, 14-11
See also external subprogram
Java Database Connectivity
See Oracle JDBC
Java language
compared to PL/SQL, 13-13
Oracle Database support for, 13-4
STATIC class attribute of, 6-40
Java Server Pages (JSP), 10-3
Java Virtual Machine
See Oracle JVM
JavaScript, 10-20
JDBC
See Oracle JDBC
JSP (Java Server Pages), 10-3
JVM
See Oracle JVM

K
key
foreign
See FOREIGN KEY constraint
primary
See PRIMARY KEY constraint
unique
See UNIQUE constraint

L
Large Object (LOB), 1-17
Oracle Objects for OLE support for, 13-27
leaf edition, 19-5
LGWR (log writer process), 2-5
libunit, 14-2
lightweight queue, 16-3
loadpsp utility, 10-13
LOB
See Large Object (LOB)
LOCK TABLE statement, 2-12
SELECT FOR UPDATE statement with, 2-15
locking row explicitly, 2-15
locking table
explicitly, 2-11
implicitly, 2-14
log writer process (LGWR), 2-5
logical rowid, 1-25
LONG and LONG RAW data types, 1-17
loose coupling, 15-4

Index-6

M
main transaction, 2-30
maximum availability of table, 19-16
metacharacter in regular expression, 3-1
metadata for SQL operator or function, 1-27
MGD_ID ADT, 17-1
MGD_ID database ADT function, 17-10
mod_plsql module, 9-2
mode
agtctl command, A-4
dependency, 18-12
lock, 2-12
serialized
See serializable transaction
subprogram parameter, 6-6
MODIFY CONSTRAINT clause of ALTER TABLE
statement, 5-21
modifying
See altering
monitor thread, A-2
multilanguage program, 14-1
error or exception in, 14-29
multiline mode, 3-3
multilingual data, 3-7
multimedia data, 1-16
multithreaded extproc agent, A-1

N
name resolution, 18-10
editions and, 19-9
NaN (not a number), 1-7
national character large object (NCLOB) data
type, 1-17
native execution, compiling subprogram for, 6-18
native floating-point data type, 1-4
arithmetic operation with, 1-8
binary format for, 1-6
clients that support, 1-10
comparison operator for, 1-8
conversion functions for, 1-9
special values for, 1-7
NCHAR data type
specifying length of, 1-2
values stored, 1-2
NCLOB data type, 1-17
negative infinity, 1-7
negative zero, 1-7
new features, xxix
NLS_DATE_FORMAT initialization parameter, 1-11
noneditionable schema object type, 19-3
noneditioned object, 19-2
nongreedy operator in regular expression, 3-8
nonpersistent queue, 16-3
normalized significand, 1-6
NOT NULL constraint
compared to CHECK constraint, 5-15
naming, 5-17
on FOREIGN KEY constraint, 5-10, 5-11
when to use, 5-4

NOWAIT commit redo option, 2-6
NOWAIT option of LOCK TABLE statement, 2-12
NULL value
FOREIGN KEY constraint and, 5-10
function-based index and, 4-3
indexing and, 5-4
number
binary, 1-5
decimal, 1-5
rounding, 1-5
NUMBER data type, 1-4
number data type class, 18-16
numeric data types, 1-4
NVARCHAR2 data type
specifying length of, 1-2
values stored, 1-2

O
object
actual, 19-5
dependent
See schema object dependency
editioned, 19-2
inherited, 19-5
dropping, 19-7
large
See Large Object (LOB)
noneditioned, 19-2
potentially editioned, 19-2
referenced
See schema object dependency
size limit for PL/SQL stored, 6-13
object change notification, 11-2
object data type, 13-27
object type
See schema object type
OCCI
See Oracle C++ Call Interface
OCI
See Oracle Call Interface
OCIAnyData and OCIAnyDataSet interfaces, 1-19
ODC (Oracle Data Control), 13-28
ODP.NET, 13-21
online application upgrade
See edition-based redefinition
OO4O
See Oracle Objects for OLE
OPEN_CURSORS initialization parameter, 2-9
operator
comparison, 1-8
in regular expression, 3-4
greedy, 3-5
nongreedy, 3-8
metadata for, 1-27
relational, 1-8
optimizer
editioning view and, 19-17
function-based index and, 4-2, 4-3
RPC signature and, 18-14

ora$base edition, 19-2, 19-5
Oracle Advanced Queuing (AQ), 16-2
Oracle C++ Call Interface, 13-18
building application with, 13-20
kinds of functions in, 13-19
procedural and nonprocedural elements of, 13-19
Oracle Call Interface, 13-18
building application with, 13-20
commit redo action in, 2-6
compared to precompiler, 13-21
kinds of functions in, 13-19
procedural and nonprocedural elements of, 13-19
with Oracle XA, 15-12
Oracle Data Control (ODC), 13-28
Oracle Data Provider for .NET, 13-21
Oracle data type
See data type
Oracle Database package, 6-15
for writing low-level debugging code, 6-28
runtime error raised by, 6-23
Oracle Expression Filter, 1-21
Oracle Flashback Query, 12-6
Oracle Flashback Technology, 12-1
application development features, 12-2
configuring database for, 12-3
database administration features, 12-3
performance guidelines for, 12-25
Oracle Flashback Transaction Query, 12-9
Oracle Flashback Version Query, 12-8
Oracle JDBC, 13-5
compared to Oracle SQLJ, 13-10
sample program
2.0, 13-7
pre-2.0, 13-8
Oracle JDeveloper, 6-27
Oracle SQLJ and, 13-10
Oracle JPublisher, 13-11
Oracle JVM, 13-5
Oracle Lock Management services, 2-22
Oracle Multimedia, 1-16
Oracle Objects for OLE, 13-22
Automation Server, 13-23
C++ Class Library, 13-29
object data type support, 13-27
object model, 13-24
Oracle RAC and Oracle XA, 15-22
Oracle SQLJ, 13-8
compared to Oracle JDBC, 13-10
Oracle JDeveloper and, 13-10
Oracle Text, 1-18
Oracle Total Recall, 12-16
Oracle Tuxedo, 15-3
Oracle Virtual Private Database (VPD) policy,
editioning view and, 19-29
Oracle XA
Oracle RAC and, 15-22
subprograms, 15-5
when to use, 15-1
OUT subprogram parameter mode, 6-6
out-of-space error, 2-37

Index-7

overloaded subprogram, 6-10

P
package, 6-10
advantages of, 6-10
body of, 6-10
creating, 6-13
invalidation of, 6-14
naming, 6-14
Oracle Database, 6-15
for writing low-level debugging code, 6-28
runtime error raised by, 6-23
privileges needed to create, 6-14
privileges needed to drop, 6-14
session state and, 18-8
size limit for, 6-13
specification of, 6-10
synonym for, 6-33
package invalidation and, 6-14
package subprogram, 6-4
parallel DML statement, 6-40
parallel query, 6-40
PARALLEL_ENABLE function, 6-38
RPC signature and, 18-14
parameter
initialization
See initialization parameter
subprogram
See subprogram parameter
parameter mode, 6-6
partition-extended editioning view name, 19-16
persistent LOB instance, 1-17
persistent queue, 16-3
phantom read, 2-24
PL/Scope tool, 7-1
plshprof utility, 8-13
PL/SQL function result cache, 6-9
PL/SQL gateway, 9-2
PL/SQL hierarchical profiler, 8-1
PL/SQL language, 13-4
compared to Java, 13-13
PL/SQL object, CREATE OR REPLACE and, 18-5
PL/SQL Server Pages
characteristics of, 10-5
elements of, 10-4
loading, 10-13
script error in, 10-7
PL/SQL unit, 6-1
stored, 6-4
PL/SQL Web Toolkit, 9-3
pool, connection, 13-15
positive infinity, 1-7
positive zero, 1-7
POSIX standard for regular expressions
operators defined in, 3-4
Oracle SQL and, 3-4
Oracle SQL multilingual extensions to, 3-7
Oracle SQL PERL-influenced extensions to, 3-7
potentially editioned object, 19-2

Index-8

precompiler, 13-14
compared to Oracle Call Interface, 13-21
Oracle XA and, 15-11
PRIMARY KEY constraint, 5-6
dropping, 5-23
Flashback Transaction and, 12-14
naming, 5-17
primary key dependency, 12-14
privileges
for creating package, 6-8
for creating subprogram, 6-8
for debugging subprogram, 6-27
for defining constraint, 5-17
for dropping package, 6-9
for dropping packages, 6-14
for dropping subprogram, 6-9
for Oracle Flashback Technology, 12-5
for running subprogram, 6-29
revoked, object dependency and, 18-8
Pro*C/C++ precompiler, 13-14
native floating-point data type support in, 1-10
Pro*COBOL precompiler, 13-16
procedure
PL/SQL Server Pages and, 10-9
See also subprogram
product code, 17-22
profiler, 8-1
program interface, 13-3
programming environment, 13-1
PSP
See PL/SQL Server Pages
public information, required, 15-4
publish-subscribe model, 16-1
purity of function, 6-37
RPC signature and, 18-14

Q
quality-of-service flag, 11-21
query
parallel, 6-40
registering for Continuous Query
Notification, 11-10
runtime error in distributed, 6-25
query result change notification, 11-2
queue, 16-3

R
Radio Frequency Identification (RFID)
technology, 17-21
RAISE statement, 6-23
RAW data type, 1-18
raw data type class, 18-16
READ COMMITTED transaction isolation level
compared to SERIALIZABLE, 2-29
in Oracle Database, 2-25
transaction interactions with, 2-24
read consistency
statement-level, 2-8

transaction-level, 2-8
locking tables explicitly for, 2-11
read-only transaction for, 2-8
read lock, 2-27
READ UNCOMMITTED transaction isolation level
in Oracle Database, 2-25
transaction interactions with, 2-24
read-only editioning view, 19-16
read-only transaction, 2-8
read-write editioning view, 19-16
redefinition, edition-based, 19-1
redo information for transaction, 2-5
redo management, 2-5
referenced object
See schema object dependency
referential integrity
serializable transactions and, 2-27
trigger for enforcing, 2-28
referential integrity constraint
See FOREIGN KEY constraint
REGEXP_COUNT function, 3-2
REGEXP_INSTR function, 3-3
REGEXP_LIKE condition, 3-2
REGEXP_REPLACE function, 3-3
back reference operator in, 3-6
REGEXP_SUBSTR function, 3-3
registration
dynamic, 15-4
for Continuous Query Notification, 11-10
in publish-subscribe model, 16-3
static, 15-4
regular expression, 3-1
in Oracle SQL, 3-2
in SQL statement, 3-9
metacharacter in, 3-1
POSIX standard and
See POSIX standard for regular expressions
Unicode and, 3-4
relational operator, 1-8
remote dependency management, 18-11
remote procedure call dependency
management, 18-12
repeatable read, 2-8
read-only transaction for, 2-8
REPEATABLE READ transaction isolation level
in Oracle Database, 2-25
locking tables explicitly for, 2-11
transaction interactions with, 2-25
required public information, 15-4
rerunning SQL statement, 2-9
resource manager (RM), 15-3
RESTRICT_REFERENCES pragma
for backward compatibility, 6-41
overloaded functions and, 6-44
static and dynamic SQL statements and, 6-43
restricted internal ROWID format, 1-24
result cache, 6-9
resumable storage allocation, 2-37
RETENTION GUARANTEE clause for undo
tablespace, 12-4

RETENTION option of ALTER TABLE
statement, 12-5
reverse crossedition trigger, 19-18
reverse crossedition trigger SQL, 19-19
RFID (Radio Frequency Identification)
technology, 17-21
RM (resource manager), 15-3
ROLLBACK statement, 2-7
rolling back transaction, 2-7
root edition, 19-5
roundiing floating-point numbers, 1-5
routine
See subprogram
row
address of
See rowid
locking explicitly, 2-15
ROW EXCLUSIVE MODE option of LOCK TABLE
statement, 2-12
ROW SHARE MODE option of LOCK TABLE
statement, 2-12
rowid, 1-22
foreign, 1-25
logical, 1-25
universal (urowid), 1-25
ROWID data type, 1-24
ROWID pseudocolumn, 1-22
CQN and, 11-12
See also rowid
ROWTYPE_MISMATCH exception, 6-20
RPC dependency management, 18-12
RPC-signature dependency mode, 18-13
RR datetime format element, 1-11
rule on queue, 16-3
rules engine, 16-4
runtime error handling, 6-22
for distributed query, 6-25
for PL/SQL Server Pages (PSP) script, 10-7
for remote subprogram, 6-25
for storage allocation error, 2-37
for user-defined exception, 6-23
See also exception

S
SAVEPOINT statement, 2-7
schema object dependency, 18-1
actualization and, 19-9
in distributed database, 18-11
invalidation and, 18-4
on nonexistence of other objects, 18-11
revoked privileges and, 18-8
shared pool and, 18-19
schema object type
editionable, 19-3
noneditionable, 19-3
scrollable cursor, 2-10
searchable text, 1-18
SELECT FOR UPDATE statement, 2-15
LOCK TABLE statement with, 2-15

Index-9

referential integrity and
inside trigger, 2-28
outside trigger, 2-28
SELECT statement
bulk binding for, 6-16
referencing collection with, 6-16
with AS OF clause, 12-6
with FOR UPDATE clause
See SELECT FOR UPDATE statement
with VERSIONS BETWEEN clause, 12-8
semi-available table, 19-16
serendipitous change, 19-24
data transformation collisions and, 19-22
identifying, 19-22
serializable transaction
for concurrency control, 2-23
interaction with, 2-25
referential integrity and, 2-27
SERIALIZABLE transaction isolation level
compared to READ COMMITTED, 2-29
in Oracle Database, 2-25
transaction interactions with, 2-25
See also serializable transaction
server-side programming, 13-2
service routine, C external subprogram and, 14-30
session edition, 19-10
session state, 18-8
session variable, 6-30
SET CONSTRAINTS statement, 5-11
SET TRANSACTION statement with READ ONLY
option, 2-8
SHARE MODE option of LOCK TABLE
statement, 2-13
SHARE ROW EXCLUSIVE MODE option of LOCK
TABLE statement, 2-14
shared SQL area, 2-3
side effects of function, controlling, 6-37
signature checking, 18-11
single-precision IEEE 754 format, 1-6
spatial data, 1-16
SQL area, shared, 2-3
SQL data type
See data type
SQL function
display type of, 1-28
for data type conversion, 1-15
metadata for, 1-27
SQL optimizer hint and editioning view, 19-17
SQL statement
application, 19-20
crossedition trigger
forward, 19-19
reverse, 19-19
dynamic, 6-43
invoking PL/SQL function from, 6-35
processing
DDL statement, 2-2
stages of, 2-1
system management statement, 2-1, 2-3
rerunning, 2-9

Index-10

static, 6-43
SQL/DS data type, 1-21
SQLJ
See Oracle SQLJ
SQLT_BDOUBLE data type, 1-10
SQLT_BFLOAT data type, 1-10
standalone subprogram, 6-4
state
session, 18-8
user interface and, 13-3
web application and, 9-25
statement
See SQL statement
statement-level read consistency, 2-8
static registration, 15-4
static SQL statement, 6-43
static variable, in C external subprogram, 14-40
statistics
for application, 8-1
for identifier, 7-1
storage allocation error, 2-37
stored PL/SQL unit, 6-4
subnormal floating-point number, 1-6
subprogram
compiling for native execution, 6-18
creating, 6-8
definer’s-rights, 6-29
editioned, 19-3
exception-handling, 6-23
external
See external subprogram
invoker’s-rights, 6-29
invoking
See invoking subprogram
naming, 6-5
Oracle XA, 15-5
overloaded, 6-10
package, 6-4
parameter of
See subprogram parameter
privileges needed to debug, 6-27
privileges needed to run, 6-29
remote, 6-25
size limit for, 6-13
standalone, 6-4
synonym for, 6-33
See also function and procedure
subprogram parameter, 6-5
composite variable as, 6-7
data type of formal, 6-6
default value of, 6-7
mode of, 6-6
subscriber, 16-3
subscription services, 16-4
synonym
CREATE OR REPLACE and, 18-5
for package, 6-33
for subprogram, 6-33
public, for editioned object, 19-3
SYSDATE function, 1-11

system management statement, 2-1, 2-3

T
table
locking
choosing strategy for, 2-12
explicitly, 2-11
implicitly, 2-14
with maximum availability, 19-16
with semi-availability, 19-16
Tag Data Translation Markup Language
Schema, 17-4
task thread, A-2
temporary LOB instance, 1-17
thin client configuration, 13-2
third-generation language (3GL), 6-32
thread
dispatcher, A-2
monitor, A-2
Oracle XA library, 15-15
task, A-2
three-tier architecture, 13-2
tight coupling, 15-4
time
default format for, 1-13
default value for, 1-13
displaying
current, 1-11
in nondefault format, 1-13
inserting in nondefault format, 1-13
See also datetime data types
time stamp checking, 18-11
time-stamp dependency mode, 18-12
TM (transaction manager), 15-3
TPM (transaction processing monitor), 15-3
transaction
autonomous, 2-30
trigger as, 2-38
choosing isolation level for, 2-29
committing, 2-5
dependent, 12-14
distributed, 15-3
how it works, 6-34
global, 15-3
grouping operations into, 2-4
improving performance of, 2-4
main, 2-30
read-only, 2-8
redo entry for, 2-5
rolling back, 2-7
savepoints for, 2-7
serializable
See serializable transaction
statements in, 2-7
transaction interaction
kinds of, 2-24
serializable transaction and, 2-25
transaction isolation level and, 2-24
transaction isolation level

choosing, 2-29
setting, 2-26
transaction interaction and, 2-24
transaction manager (TM), 15-3
transaction processing monitor (TPM), 15-3
transaction set consistency, 2-29
transaction-level read consistency, 2-8
locking tables explicitly for, 2-11
read-only transaction for, 2-8
transform, 19-18
applying, 19-24
trigger, 6-18
AFTER SUSPEND, 2-38
as autonomous transaction, 2-38
compared to constraint, 5-3
crossedition
See crossedition trigger
enforcing referential integrity with, 2-28
in edition
firing order of, 19-20
visibility of, 19-19
what kind can fire, 19-19
invoking subprogram from, 6-31
size limit for, 6-13
TRUST keyword in RESTRICT_REFERENCES
pragma, 6-42
two-phase commit protocol, 15-3
two-tier architecture, 13-2
TX interface, 15-4
type attribute, 6-6

U
undetected deadlock, 2-22
undo data, 12-1
UNDO_RETENTION parameter, 2-9
undoing transaction, 2-7
unhandled exception, 6-24
Unicode
character literals and, 1-3
regular expressions and, 3-4
UNIQUE constraint
crossedition trigger and, 19-22
dropping, 5-23
naming, 5-17
on FOREIGN KEY constraint, 5-10, 5-11
when to use, 5-7
universal rowid (urowid), 1-25
unrepeatable read, 2-24
upgrading applications online
See edition-based redefinition
UROWID data type, 1-25
user interface, 13-3
stateful and stateless, 13-3
user lock, 2-22
user-defined exception, 6-23
user-defined type, as subprogram parameter,
UTLLOCKT.SQL script, 2-23

6-7

Index-11

V
VARCHAR data type class, 18-16
VARCHAR2 data type
compared to CHAR data type, 1-3
specifying length of, 1-2
values stored, 1-2
variable
cursor
See cursor variable
in C external subprogram
global, 14-39
static, 14-40
VERSIONS_ENDSCN pseudocolumn, 12-8
VERSIONS_ENDTIME pseudocolumn, 12-8
VERSIONS_OPERATION pseudocolumn, 12-8
VERSIONS_STARTSCN pseudocolumn, 12-8
VERSIONS_STARTTIME pseudocolumn, 12-8
VERSIONS_XID pseudocolumn, 12-8
view
constraint on, 5-1
editioned
FOREIGN KEY constraint and, 19-3
materialized view and, 19-3
editioning
See editioning view
VPD policy, editioning view and, 19-29

W
WAIT commit redo option, 2-6
WAIT option of LOCK TABLE statement, 2-12
web application, 9-1
implementing, 9-2
state and, 9-25
web page
See also PL/SQL Server Pages
web services, 13-12
web toolkit
See PL/SQL Web Toolkit
WORK option of ROLLBACK statement, 2-7
wrap utility, debugging and, 6-27
write-ability of editioning view, 19-16
write-after-write dependency, 12-14

X
xa_open string, 15-8
XMLType data type, 1-18
X/Open Distributed Transaction architecture, 15-1
X/Open Distributed Transaction Processing (DTP)
architecture, 15-1

Y
YY datetime format element,

Index-12

1-13

</pre><hr>Source Exif Data: <br /><pre>File Type                       : PDF
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Title                           : Oracle Database Advanced Application Developer’s Guide
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</pre>
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