0001126328-20-000181

13F-HR/A

0001126328-20-000181;, ;, 13F-HR/A

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Document Document

The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

OMB APPROVAL
OMB Number: 3235-0006 Expires: July 31, 2015 Estimated average burden hours per response: 23.8

FORM 13F COVER PAGE

Report for the Calendar Year or Quarter Ended: 06-30-2020

Check here if Amendment:

X Amendment Number:

1

This Amendment (Check only one.):

is a restatement.

X adds new holdings entries.

Institutional Investment Manager Filing this Report:

Name: Address:

PRINCIPAL FINANCIAL GROUP INC

711 HIGH STREET

DES MOINES

IA 50392

Form 13F File Number: 028-10106

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

Person Signing this Report on Behalf of Reporting Manager:

Name:
Title: Phone:

Jill Hittner Chief Financial Officer, Principal Global Investors, LLC 515-248-2153

Signature, Place, and Date of Signing:

Jill Hittner [Signature]

Des Moines, IOWA [City, State]

Do you wish to provide information pursuant to Special Instruction 5?

09-03-2020 [Date]

Yes X No

Report Type (Check only one.):
X 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are
reported by other reporting manager(s).)

Report Summary:
Number of Other Included Managers: Form 13F Information table Entry Total: Form 13F Information table Value Total:

Form 13F Summary Page
4 55 751,235 (thousands)

List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F number(s) of all institutional investement managers with respect to which this report is filed, other than the manager filing this report.

No. Form 13F File Number Name

CIK

1 028-1549 2 028-10400 3 028-793 4 028-10107

Principal Global Investors, LLC Principal Real Estate Investors, LLC Principal Life Insurance Co Principal Financial Services, Inc

NAME OF ISSUER

COLUMN 1

ADC THERAPEUTICS SA AON PLC AON PLC API GROUP CORP ARCH RESOURCES INC ARCONIC CORPORATION ARCONIC CORPORATION BELLICUM PHARMACEUTICALS INC BRISTOW GROUP INC
BROOKFIELD INFRASTRUCTURE CO

BROOKFIELD INFRASTRUCTURE CO
CARLYLE GROUP INC CARRIER GLOBAL CORPORATION CARRIER GLOBAL CORPORATION CHAMPIONX CORPORATION CHAMPIONX CORPORATION DIVERSIFIED HEALTHCARE TR DIVERSIFIED HEALTHCARE TR ENERPAC TOOL GROUP CORP EQUITABLE HLDGS INC EQUITABLE HLDGS INC ESSENTIAL UTILS INC ESSENTIAL UTILS INC GS ACQUISITION HLDGS CORP II HOWMET AEROSPACE INC HOWMET AEROSPACE INC INGERSOLL RAND INC INGERSOLL RAND INC LAREDO PETROLEUM INC NABORS INDUSTRIES LTD OTIS WORLDWIDE CORP OTIS WORLDWIDE CORP OVINTIV INC OVINTIV INC PERDOCEO ED CORP PERDOCEO ED CORP PPD INC PRECIGEN INC PRECIGEN INC PREMIER FINANCIAL CORP PRIMO WATER CORPORATION RAYTHEON TECHNOLOGIES CORP RAYTHEON TECHNOLOGIES CORP ROYALTY PHARMA PLC SCHRODINGER INC SUPER MICRO COMPUTER INC T-MOBILE US INC T-MOBILE US INC TRANE TECHNOLOGIES PLC TRANE TECHNOLOGIES PLC UFP INDUSTRIES INC UFP INDUSTRIES INC

FORM 13F INFORMATION TABLE

COLUMN 2

COLUMN 3

COLUMN 4

COLUMN 5

TITLE OF CLASS

CUSIP

VALUE (x$1000)

SHRS OR PRN AMT

SH / PRN

SHS

H0036K147

7,166

153,087

SH

SHS CL A

G0403H108

280,304 1,455,366

SH

SHS CL A

G0403H108

4,341

22,538

SH

COM STK

00187Y100

194

15,971

SH

CL A

03940R107

701

24,673

SH

COM

03966V107

9,985

716,771

SH

COM

03966V107

158

11,351

SH

COM NEW

079481404

396

53,238

SH

COM

11040G103

694

49,845

SH

COM SB VTG SHS A

11275Q107

56,117 1,232,251

SH

COM SB VTG SHS A

11275Q107

206

4,529

SH

COM

14316J108

291

10,416

SH

COM

14448C104

25,595 1,151,883

SH

COM

14448C104

2,063

92,822

SH

COM

15872M104

207

21,192

SH

COM

15872M104

8,713

892,692

SH

COM SH BEN INT 25525P107

7,862 1,776,817

SH

COM SH BEN INT 25525P107

120

27,052

SH

CL A COM

292765104

6,990

397,167

SH

COM

29452E101

503

26,076

SH

COM

29452E101

654

33,888

SH

COM

29670G102

43,760 1,036,000

SH

COM

29670G102

787

18,638

SH

UNIT 99/99/9999 36258Q204

18,000 1,800,000

SH

COM

443201108

8,595

542,290

SH

COM

443201108

521

32,899

SH

COM

45687V106

812

28,882

SH

COM

45687V106

13,680

486,480

SH

COM

516806205

942

67,944

SH

SHS

G6359F137

1,877

50,706

SH

COM

68902V107

32,729

575,654

SH

COM

68902V107

1,935

34,030

SH

COM

69047Q102

116

12,139

SH

COM

69047Q102

285

29,863

SH

COM

71363P106

8,252

518,018

SH

COM

71363P106

182

11,435

SH

COM

69355F102

230

8,580

SH

COM

74017N105

173

34,742

SH

COM

74017N105

51

10,251

SH

COM

74052F108

284

16,071

SH

COM

74167P108

245

17,822

SH

COM

75513E101

128,478 2,085,003

SH

COM

75513E101

1,958

31,771

SH

SHS CL A

G7709Q104

534

11,000

SH

COM

80810D103

209

2,279

SH

COM

86800U104

519

18,292

SH

RIGHT 07/27/2020 872590112

141

841,461

SH

RIGHT 07/27/2020 872590112

3

20,815

SH

SHS

G8994E103

32,743

367,984

SH

SHS

G8994E103

1,772

19,917

SH

COM

90278Q108

23,820

481,111

SH

COM

90278Q108

465

9,402

SH

PUT / CALL
-
-
-
-

COLUMN 6

COLUMN 7

INVESTMENT DISCRETION

OTHER MANAGER

DFND DFND DFND DFND DFND DFND DFND DFND DFND

1 3 4 1 3 4 1 4 1 4 1 3 4 1 3 4 1 4 1 3 4 1 3 4

DFND 1 3 4

DFND
DFND DFND DFND DFND DFND DFND DFND DFND DFND DFND DFND DFND DFND DFND DFND DFND DFND DFND DFND DFND DFND DFND DFND DFND DFND DFND DFND DFND DFND DFND DFND DFND DFND DFND DFND DFND DFND DFND DFND DFND DFND

1 4
1 4 1 3 4 1 4 1 4 1 3 4 1 3 4 1 4 1 3 4 1 3 4 1 4 1 3 4 1 4 1 3 4 1 3 4 1 4 1 4 1 3 4 1 3 4 1 3 4 1 3 4 1 4 1 3 4 1 4 1 3 4 1 4 1 4 1 3 4 1 4 1 3 4 1 4 1 3 4 1 4 1 3 4 1 4 1 3 4 1 3 4 1 4 1 3 4 1 4 1 3 4 1 4

COLUMN 8

VOTING AUTHORITY

SOLE

SHARED

NONE

153,087

0

0

1,455,366

0

0

22,538

0

0

15,971

0

0

24,673

0

0

716,771

0

0

11,351

0

0

53,238

0

0

49,845

0

0

1,232,251

0

0

4,529
10,416 1,151,883
92,822 21,192 892,692 1,776,817 27,052 397,167 26,076 33,888 1,033,117 18,638 1,800,000 542,290 32,899 28,882 486,480 67,944 50,706 575,654 34,030 12,139 29,863 518,018 11,435
8,580 34,742 10,251 16,071 17,822 2,085,003 31,771 11,000
2,279 18,292 831,766 20,815 367,984 19,917 481,111
9,402

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

2,883

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

9,695

0

0

0

0

0

0

0

0

0

0

VERTIV HOLDINGS CO XPERI HOLDING CORP XPERI HOLDING CORP

COM CL A COM COM

92537N108 98390M103 98390M103

402

29,648

SH

186

12,625

SH

13,289

900,317

SH

-

DFND 1 4

-

DFND 1 4

-

DFND 1 3 4

29,648

0

0

12,625

0

0

900,317

0

0