10/15/2020 M 408 (4) 2/10/2027 Common Stock 408.0 $0 16311 D Restricted Stock Unit (1) 10/15/2020 M 2396 (5) 1/31/2025 Common Stock 2396.0 $0 35939 D Explanation of Responses: (1) Restricted stock units convert into common stock on a one-for-one basis. (2) Represents the number of shares withheld by the Issuer in satisfaction of tax withholding ...
FORM 4 [ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES OMB APPROVAL OMB Number: 3235-0287 Estimated average burden hours per response... 0.5 Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 1. Name and Address of Reporting Person * Gennaro Norman (Last) (First) (Middle) 1019 MARKET STREET (Street) SAN FRANCISCO, CA 94103 (City) (State) (Zip) 2. Issuer Name and Ticker or Trading Symbol Zendesk, Inc. [ ZEN ] 3. Date of Earliest Transaction (MM/DD/YYYY) 10/15/2020 5. Relationship of Reporting Person(s) to Issuer (Check all applicable) _____ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) President of Sales 4. If Amendment, Date Original Filed (MM/DD/YYYY) 6. Individual or Joint/Group Filing (Check Applicable Line) _X _ Form filed by One Reporting Person ___ Form filed by More than One Reporting Person 1.Title of Security (Instr. 3) Common Stock Common Stock Common Stock Common Stock Common Stock Common Stock Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned 2. Trans. Date 2A. Deemed 3. Trans. Code Execution (Instr. 8) Date, if any 4. Securities Acquired (A) 5. Amount of Securities Beneficially Owned or Disposed of (D) Following Reported Transaction(s) (Instr. 3, 4 and 5) (Instr. 3 and 4) 10/15/2020 10/15/2020 10/15/2020 10/15/2020 10/15/2020 10/15/2020 Code M F M F M F (A) or V Amount (D) 325 A Price (1) 162 (2) 408 D $111.17 A (1) 203 (2) 2396 D $111.17 A (1) 1188 (2) D $111.17 23180 23018 23426 23223 25619 24431 6. 7. Nature Ownership of Indirect Form: Beneficial Direct (D) Ownership or Indirect (Instr. 4) (I) (Instr. 4) D D D D D D Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) 1. Title of Derivate Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security Restricted Stock (1) Unit Restricted Stock (1) Unit Restricted Stock (1) Unit 3. Trans. Date 10/15/2020 10/15/2020 10/15/2020 3A. Deemed 4. Trans. Execution Code Date, if any (Instr. 8) Code M M M 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and 7. Title and Amount of Expiration Date Securities Underlying Derivative Security (Instr. 3 and 4) V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares 325 (3) 2/7/2026 Common Stock 325.0 408 (4) 2/10/2027 Common Stock 408.0 2396 (5) 1/31/2025 Common Stock 2396.0 8. Price of 9. Number of 10. 11. Nature Derivative derivative Ownership of Indirect Security Securities Form of Beneficial (Instr. 5) Beneficially Derivative Ownership Owned Security: (Instr. 4) Following Direct (D) Reported or Indirect Transaction(s) (I) (Instr. (Instr. 4) 4) $0 8776 D $0 16311 D $0 35939 D Explanation of Responses: (1) Restricted stock units convert into common stock on a one-for-one basis. (2) Represents the number of shares withheld by the Issuer in satisfaction of tax withholding obligations in connection with the vesting of the restricted stock units listed in Table II. Such withholding is mandated by an election of the Issuer made in advance and does not represent a discretionary trade by the Reporting Person. (3) 1/48th of the shares issuable pursuant to the restricted stock units shall vest each month after the vesting commencement date of January 15, 2019, subject to the Reporting Person's continuous service to the Issuer on each such date. Unvested shares are subject to acceleration upon the occurrence of certain events. (4) 1/48th of the shares issuable pursuant to the restricted stock units shall vest each month after the vesting commencement date of February 15, 2020, subject to the Reporting Person's continuous service to the Issuer on each such date. Unvested shares are subject to acceleration upon the occurrence of certain events. (5) 1/4th of the shares issuable pursuant to the restricted stock units shall vest one year after the vesting commencement date of January 15, 2018 and an additional 1/48th of the shares issuable pursuant to the restricted stock units shall vest each month thereafter, subject to the Reporting Person's continuous service to the Issuer on each such date. Unvested shares are subject to acceleration upon the occurrence of certain events. Reporting Owners Reporting Owner Name / Address Relationships Director 10% Owner Officer Other Gennaro Norman 1019 MARKET STREET President of Sales SAN FRANCISCO, CA 94103 Signatures /s/ Hasani Caraway via Power-of-Attorney for Norman Gennaro **Signature of Reporting Person 10/16/2020 Date Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. * If the form is filed by more than one reporting person, see Instruction 4(b)(v). ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.EDGAR PDF Generator EDGAR PDF Generator