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OMB Approval Number 2700-0087
NATIONAL AERONAUTICS AND SPACE ADMINISTRATION (NASA)
HEADQUARTERS
SCIENCE MISSION DIRECTORATE
300 E STREET, SW
WASHINGTON, DC 20546-0001
RESEARCH OPPORTUNITIES IN SPACE AND EARTH SCIENCES – 2008
(ROSES-2008)
NASA RESEARCH ANNOUNCEMENT (NRA)
SOLICITING BASIC AND APPLIED RESEARCH PROPOSALS
NNH08ZDA001N
CATALOG OF FEDERAL DOMESTIC ASSISTANCE (CFDA) NUMBER: 00.000
ISSUED: FEBRUARY 15, 2008
PROPOSALS DUE
STARTING MAY 9, 2008
THROUGH MARCH 27, 2009
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RESEARCH OPPORTUNITIES IN SPACE AND EARTH SCIENCES (ROSES) – 2008
EXECUTIVE SUMMARY
This National Aeronautics and Space Administration (NASA) Research Announcement
(NRA), entitled Research Opportunities in Space and Earth Sciences (ROSES) – 2008,
solicits basic and applied research in support of NASA’s Science Mission Directorate
(SMD). This NRA covers all aspects of basic and applied supporting research and
technology in space and Earth sciences, including, but not limited to: theory, modeling,
and analysis of SMD science data; aircraft, stratospheric balloon, and suborbital rocket
investigations; development of experiment techniques suitable for future SMD space
missions; development of concepts for future SMD space missions; development of
advanced technologies relevant to SMD missions; development of techniques for and the
laboratory analysis of both extraterrestrial samples returned by spacecraft, as well as
terrestrial samples that support or otherwise help verify observations from SMD Earth
system science missions; determination of atomic and composition parameters needed to
analyze space data, as well as returned samples from the Earth or space; Earth surface
observations and field campaigns that support SMD science missions; development of
integrated Earth system models; development of systems for applying Earth science
research data to societal needs; and development of applied information systems
applicable to SMD objectives and data.
Awards range from under $100K per year for focused, limited efforts (e.g., data analysis)
to more than $1M per year for extensive activities (e.g., development of science
experiment hardware). The funds available for awards in each program element offered
in this NRA range from less than one to several million dollars, which allow selection
from a few to as many as several dozen proposals depending on the program objectives
and the submission of proposals of merit. Awards will be made as grants, cooperative
agreements, contracts, and inter- or intra-agency transfers depending on the nature of the
proposing organization and/or program requirements. The typical period of performance
for an award is four years, although a few programs may specify shorter or longer
(maximum of five years) periods. Organizations of every type, domestic and foreign,
Government and private, for profit and not-for-profit, may submit proposals without
restriction on number or teaming arrangements. Note that it is NASA policy that all
investigations involving non-U.S. organizations will be conducted on the basis of no
exchange of funds. Any changes or modifications to any of these guidelines will be
specified in the descriptions of the relevant programs in the Appendices of this
solicitation.
Details of the solicited programs are given in the Appendices of this NRA. Proposal due
dates are given in Tables 2 and 3 of this NRA. Interested proposers should monitor
http://nspires.nasaprs.com/ or subscribe to the SMD electronic notification system for
additional new programs or amendments to this NRA through February 2009, at which
time release of a subsequent ROSES NRA is planned.
ii
RESEARCH OPPORTUNITIES IN SPACE AND EARTH SCIENCES (ROSES) – 2008
TABLE OF CONTENTS
SUMMARY OF SOLICITATION
Page
I. Funding Opportunity Description 1
(a) Strategic Goals of NASA’s Research Program 1
(b) Research Programs of NASA’s Science Mission Directorate 2
(c) Opportunities for Education and Public Outreach 3
(i) Overview 3
(ii) E/PO Opportunities 4
(d) NASA-Provided High-End Computing (HEC) Resources 6
(e) NASA Safety Policy 7
(f) Availability of Funds for Awards 7
(g) Significant Changes from ROSES-2007 7
II. Award Information 8
(a) Funding and Award Policies 8
(b) Successor Proposals and Resubmissions 9
(c) Award Period of Performance 9
III. Eligibility Information 9
(a) Eligibility of Applicants 9
(b) Number of Proposals and Teaming Arrangements 10
(c) Cost Sharing or Matching 10
IV. Proposal and Submission Information 10
(a) Proposal Instructions and Requirements 10
(b) Content and Form of the Proposal Submission 11
(i) Electronic Proposal Submission 11
(ii) Proposal Format and Contents 12
(iii) No Additional ROSES Requirement for Budget Format 13
(iv) Submission of Proposals via NSPIRES, the NASA Proposal Data System 13
(v) Submission of Proposals via Grants.gov 15
(vi) Notice of Intent to Propose 16
(vii) The Two-Step Proposal Process and the Two-Phase Proposal Process 17
(c) Proposal Submission Due Dates and Deadlines 18
(d) Proposal Funding Restrictions 18
(e) Proposal Requirements for Relevance 20
V. Proposal Review Information 20
(a) Evaluation Criteria 20
(b) Review and Selection Processes 21
(c) Selection Announcement and Award Dates 21
(d) Processes for Appeals 22
(i) Reconsideration by SMD 22
(ii) Ombudsman Program 22
iii
(iii) Protests 22
(e) Service as a Peer Reviewer 22
VI. Award Administration Information 23
(a) Notice of Award 23
(b) Administrative and National Policy Requirements 23
(c) Award Reporting Requirements 23
VII. Points of Contact for Further Information 23
VIII. Ancillary Information 24
(a) Announcement of Updates/Amendments to Solicitation 24
(b) Electronic Submission of Proposal Information 24
(c) Electronic Notification of SMD Research Solicitations 24
(d) Further Information on SMD Research and Analysis Programs 25
(e) Archives of Past Selections 25
(f) Meeting Geospatial Standards 25
IX. Concluding Statement 26
TABLE 1. NASA Strategic Goals and Research Objectives 27
TABLE 2. Solicited Research Programs (in order of proposal due dates) see note
TABLE 3. Solicited Research Programs (in order of Appendices A–E) see note
Note: Tables 2 and 3 of this NRA are posted as separate documents on the ROSES-2008
homepage located at http://nspires.nasaprs.com/ (select “Solicitations” then “Open
Solicitations” then “NNH08ZDA001N”).
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RESEARCH OPPORTUNITIES IN SPACE AND EARTH SCIENCES (ROSES) – 2008
TABLE OF CONTENTS
APPENDICES
APPENDIX A. EARTH SCIENCE RESEARCH PROGRAM
A.1 Earth Science Overview A.1-1
A.2 Terrestrial Ecology A.2-1
A.3 Carbon Cycle Science A.3-1
A.4 Land Cover/Land Use Change A.4-1
A.5 Biodiversity A.5-1
A.6 Ocean Biology and Biogeochemistry A.6-1
A.7 Modeling, Analysis, and Prediction A.7-1
A.8 Physical Oceanography A.8-1
A.9 Ocean Salinity Science Team A.9-1
A.10 Cryospheric Science A.10-1
A.11 Ocean Surface Topography Science Team A.11-1
A.12 Ocean Vector Winds Science Team A.12-1
A.13 NASA Energy and Water Cycle Study - Water Quality A.13-1
A.14 Atmospheric Composition: Laboratory Research A.14-1
A.15 Atmospheric Composition: Surface, Balloon, and Airborne
Observations A.15-1
A.16 Hurricane Science Research A.16-1
A.17 Advanced Concepts in Space Geodesy A.17-1
A.18 Decision Support through Earth Science Research Results A.18-1
A.19 Earth Science Applications Feasibility Studies A.19-1
A.20 Advanced Information Systems Technology A.20-1
A.21 Advanced Component Technology A.21-1
A.22 Instrument Incubator A.22-1
A.23 Making Earth System data records for Use in Research
Environments A.23-1
A.24 Advancing Collaborative Connections for Earth System
Science A.24-1
A.25 New Investigator Program in Earth Science A.25-1
A.26 ICESat-II Science Definition Team A.26-1
A.27 SMAP Science Definition Team A.27-1
A.28 Earth Science for Decision Making: Gulf of Mexico Region A.28-1
A.29 Earth Science U.S. Participating Investigator A.29-1
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APPENDIX B. HELIOPHYSICS RESEARCH PROGRAM
B.1 Heliophysics Overview B.1-1
B.2 Solar and Heliospheric Physics B.2-1
B.3 Geospace Science B.3-1
B.4 Heliophysics Theory B.4-1
B.5 Heliophysics Guest Investigators B.5-1
B.6 Living With a Star Targeted Research and Technology B.6-1
B.7 Living With a Star Targeted Research and Technology:
Strategic Capability B.7-1
B.8 Virtual Observatories for Heliophysics Data B.8-1
B.9 Solar Dynamics Observatory Science Center B.9-1
B.10 Guest Investigator Studies with C/NOFS B.10-1
APPENDIX C. PLANETARY SCIENCE RESEARCH PROGRAM
C.1 Planetary Science Overview C.1-1
C.2 Cosmochemistry C.2-1
C.3 Sample Return Laboratory Instruments and Data Analysis C.3-1
C.4 Planetary Geology and Geophysics C.4-1
C.5 Planetary Astronomy C.5-1
C.6 Planetary Atmospheres C.6-1
C.7 Outer Planets Research C.7-1
C.8 Lunar Advanced Science and Exploration Research C.8-1
C.9 Jupiter Data Analysis C.9-1
C.10 Cassini Data Analysis C.10-1
C.11 Planetary Mission Data Analysis C.11-1
C.12 Mars Data Analysis C.12-1
C.13 Mars Fundamental Research C.13-1
C.14 Mars Instrument Development C.14-1
C.15 Mars Technology Project C.15-1
C.16 Planetary Instrument Definition and Development C.16-1
C.17 Astrobiology: Exobiology and Evolutionary Biology C.17-1
C.18 Planetary Protection Research C.18-1
C.19 Astrobiology Science and Technology Instrument
Development, including Concept Studies for Astrobiology
Small Payloads and Satellites C.19-1
C.20 Astrobiology Science and Technology for Exploring Planets C.20-1
C.21 In-Space Propulsion C.21-1
C.22 Fellowships for Early Career Researchers C.22-1
C.23 Planetary Major Equipment C.23-1
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C.24 Moon and Mars Analog Mission Activities C.24-1
C.25 Lunar and Planetary Science U.S. Participating
Investigator C.25-1
APPENDIX D. ASTROPHYSICS RESEARCH PROGRAM
D.1 Astrophysics Overview D.1-1
D.2 Astrophysics Data Analysis D.2-1
D.3 Astronomy and Physics Research and Analysis D.3-1
D.4 Astrophysics Theory and Fundamental Physics D.4-1
D.5 GALEX Guest Investigator - Cycle 5 D.5-1
D.6 Swift Guest Investigator - Cycle 5 D.6-1
D.7 Suzaku Guest Observer - Cycle 4 D.7-1
D.8 GLAST Guest Investigator - Cycle 2 D.8-1
D.9 Kepler Guest Observer – Cycle 1 D.9-1
D.10 MOST U.S. Guest Observer– Cycle 1 D.10-1
APPENDIX E. CROSS-DIVISION RESEARCH
E.1 Cross Division Overview E.1-1
E.2 Applied Information Systems Research E.2-1
E.3 Origins of Solar Systems E.3-1
E.4 Near Earth Object Observations E.4-1
E.5 Opportunities in SMD Education and Public Outreach E.5-1
E.6 Space Policy Research E.6-1
E.7 Concept Studies for Human Tended Suborbital Science E.7-1
E.8 Supplemental Outreach Awards for ROSES Investigators E.8-1
E.9 Supplemental Education Awards for ROSES Investigators E.9-1
Note: Any amendments to the Table of Contents for Appendices A through E may be
found in Table 3 of this NRA. Table 3 of this NRA is posted as a separate document on
the ROSES-2008 homepage located at http://nspires.nasaprs.com/ (select “Solicitations”
then “Open Solicitations” then “NNH08ZDA001N”).
New appendices as of October 3, 2008, are indicated in bold text.
vii
RESEARCH OPPORTUNITIES IN SPACE AND EARTH SCIENCES (ROSES) – 2008
SUMMARY OF SOLICITATION
I. FUNDING OPPORTUNITY DESCRIPTION
(a) Strategic Goals of NASA’s Research Program
The National Aeronautics and Space Administration’s (NASA’s) Mission,
To pioneer the future in space exploration, scientific discovery, and
aeronautics research,
and the Vision for Space Exploration, whose fundamental goal is
To advance U.S. scientific, security, and economic interests through a
robust space exploration program,
allow the science objectives of the NASA Science Mission Directorate (SMD) to be
clearly defined as the orderly pursuit of the agency’s strategic goals.
Responsibility for achieving several of NASA’s strategic goals and outcomes (see
Table 1) belongs to SMD, including those to:
Study planet Earth from space to advance scientific understanding and meet
societal needs;
Understand the Sun and its effects on Earth and the solar system;
Advance scientific knowledge of the origin and history of the solar system, the
potential for life elsewhere, and the hazards and resources present as humans
explore space; and
Discover the origin, structure, evolution, and destiny of the universe and search
for Earth-like planets.
Further valuable, in-depth insight into these strategic objectives and supporting research
areas may be found in the following documents:
The 2006 NASA Strategic Plan, available at http://www.nasa.gov/about/budget;
The Science Plan for NASA’s Science Mission Directorate (2007-2016) (hereafter
the NASA Science Plan), available at http://nasascience.nasa.gov/about-
us/science-strategy [hyperlink address updated on May 5, 2008];
The Fiscal Year 2009 NASA Science Implementation Plan, available at
http://science.hq.nasa.gov/strategy; and [reference deleted on May 5, 2008]
The Vision for Space Exploration, available at
http://www.nasa.gov/mission_pages/exploration/main.
The NASA strategic goals and research objectives for science from the NASA Science
Plan are given in Table 1. These NASA research objectives, and their corresponding
strategic outcomes, are also used to assess NASA’s research progress for compliance
1
with the Government Performance and Results Act (GPRA) of 1993. Therefore,
proposers to this NASA Research Announcement (NRA) are expected to provide a short
statement in their proposals that demonstrates the relevance of the proposed research to
one or more of these NASA strategic goals, science outcomes, and the NASA Science
Plan (further instructions concerning this requirement are provided in Section IV(e)
below).
(b) Research Programs of NASA’s Science Mission Directorate
The NASA Science Mission Directorate (SMD) pursues NASA’s strategic goals using a
wide variety of space flight programs that enable the execution of both remote sensing
and in situ investigations. These investigations are carried out through flight of space
missions in Earth orbit, as well as to or even beyond objects in the Solar System, and also
through ground-based research activities that directly support these space missions. This
ROSES NASA Research Announcement (NRA) solicits proposals for the latter of these
two types of programs, in particular, ground-based supporting research and technology
(SR&T) investigations that seek to understand naturally occurring space and Earth
phenomena, human-induced changes in the Earth system, and Earth and space science-
related technologies and to support the national goals for further robotic and human
exploration of the Moon and Mars.
Proposals in response to this NRA should be submitted to the most relevant science
program elements described in Appendices A, B, C, D, and E (see also the Table of
Contents that prefaces this NRA). Table 2 lists these program elements in the order of
their calendar deadlines for the submission of proposals, while Table 3 lists them in the
order in which they appear in the appendices of this NRA. Questions about each specific
program element should be directed to the Program Officer(s) identified in the Summary
of Key Information section that concludes each program element description.
In order to pursue NASA’s goals and objectives, SMD research activities are organized
into four Research Programs:
The Earth Science Research Program sponsors research to explore
interactions among the major components of the Earth system — continents,
oceans, atmosphere, ice, and life — to distinguish natural from human-
induced causes of change and to understand and predict the consequences of
change. The Earth Science Research Program is managed by the Earth
Science Division.
The Heliophysics Research Program sponsors research to understand the Sun
as a magnetic variable star and as the controlling agent of the space
environment of the Solar System, especially the Earth. The Heliophysics
Research Program is managed by the Heliophysics Division.
The Planetary Science Research Program sponsors research to explore the
Solar System to study its origins and evolution, including the origins of life
within it. The Planetary Science Research Program is managed by the
Planetary Science Division.
2
The Astrophysics Research Program sponsors research to explore the
Universe beyond, from the search for planets and life in other solar systems to
the origin, evolution, structure, and destiny of the Universe itself. The
Astrophysics Research Program is managed by the Astrophysics Division.
The program elements in Appendices A, B, C, and D describe program elements of these
four science research programs, respectively, while Appendix E describes cross-division
program elements relevant to two or more of these science research programs. Each of
these appendices is prefaced with an Overview section that provides an introduction to
the research program content that all interested applicants to this NRA are encouraged to
read.
The program elements described in these appendices also provide any clarifications or
modifications to the general guidelines contained in this Summary of Solicitation.
(c) Opportunities for Education and Public Outreach
Amended on October 3, 2008. Section I(c) is replaced in its entirety.
Opportunities to propose for supplemental awards in Education and
Public Outreach have been added in Appendix E.8, Supplemental
Outreach Awards for ROSES Investigators, and Appendix E.9,
Supplemental Education Awards for ROSES Investigators. Old text is
indicated by struck through text.
(i) Overview
SMD is committed to fostering the broad involvement of the Earth and space science
research communities in Education and Public Outreach (E/PO) and contributing to
NASA’s three education goals and outcomes:
Strengthen NASA and the Nation’s future workforce;
Attract and retain students in science, technology, engineering, and mathematics
(STEM) disciplines; and
Engage Americans in NASA’s mission.
The NASA Science Mission Directorate’s vision for Education and Public Outreach is:
To share the story, the science, and the adventure of NASA’s scientific
explorations of our home planet, the solar system, and the universe beyond,
through stimulating and informative activities and experiences created by
experts, delivered effectively and efficiently to learners of many backgrounds
via proven conduits, thus providing a return on the public’s investment in
NASA’s scientific research.
Progress towards achieving these goals has become an important part of the broad
justification for the public support of Earth and space science. A more detailed discussion
may be found in the NASA Education Strategic Coordination Framework
(http://www.nasa.gov/audience/foreducators/topnav/materials/listbytype/Strategic_Coord
ination_Framework.html).
3
SMD sponsors a broad spectrum of educational activities ranging from kindergarten to
postgraduate levels via several vehicles of solicitation. A variety of information about
recent E/PO activities in Earth and space science can be found at
http://nasascience.nasa.gov/researchers/education-public-outreach. This site includes the
Explanatory Guide to E/PO Evaluation Criteria (April 2008), strategic planning and
implementation documents, catalog or directory of E/PO resources, and list or abstracts
of selected E/PO awards, etc.
(ii) E/PO Opportunities
Three opportunities to participate in SMD’s E/PO programs are included in this ROSES
NRA. The first is the opportunity to conduct midsized E/PO projects by participating in
Opportunities in Science Mission Directorate Education and Public Outreach
(Appendix E.5 of ROSES). The second are the opportunities for early career scientists
and engineers; early career scientists and engineers in Earth science may participate in
the New Investigator Program in Earth Science (Appendix A.21 of ROSES) and early
career scientists and engineers in planetary science may participate in the Fellowships for
Early Career Researchers (Appendix C.22 of ROSES).
The third opportunity is for Principal Investigators (PIs) of selected research
investigations to receive Education or Outreach awards as supplements to their research
award. Note: Two major changes have been made to the supplemental E/PO award
opportunity compared to ROSES-2007 and earlier. (i) Two different pathways are
offered: $15K education pathway proposals and $10K outreach pathway proposals.
(ii) There are two proposal windows each year, and proposals are submitted through
NSPIRES. See Supplemental Outreach Awards for ROSES Investigators (Appendix E.8
of ROSES-08) and Supplemental Education Awards for ROSES Investigators
(Appendix E.9 of ROSES-08).
Other opportunities to participate in SMD’s E/PO programs are not included in this
ROSES NRA, but are solicited separately. These include E/PO opportunities embedded
in SMD missions and programs, opportunities available through SMD’s E/PO support
network organizations to provide E/PO support to the scientific and educational
enterprise inside and outside of NASA, and opportunities sponsored by NASA’s Office
of Education to develop systematic and sustainable educational efforts.
Questions and/or comments and suggestions about the SMD E/PO program are welcome
and may be directed to:
Ms. Stephanie Stockman
SMD Lead for Education and Public Outreach
Science Mission Directorate
NASA Headquarters
Washington, DC 20546
E-mail: HQ-SMD-ROSES-EPO@hq.nasa.gov
4
(i) Overview
SMD is committed to fostering the broad involvement of the Earth and space science
research communities in Education and Public Outreach (E/PO) and contributing to
NASA’s three education goals and outcomes:
Strengthen NASA and the Nation’s future workforce;
Attract and retain students in science, technology, engineering, and mathematics
(STEM) disciplines; and
Engage Americans in NASA’s mission.
Progress towards achieving these goals has become an important part of the broad
justification for the public support of Earth and space science. A more detailed discussion
may be found in the NASA Education Strategic Coordination Framework
(http://www.nasa.gov/audience/foreducators/topnav/materials/listbytype/Strategic_Coord
ination_Framework.html).
SMD sponsors a broad spectrum of educational activities ranging from kindergarten to
postgraduate levels via several vehicles of solicitation. A variety of information about
recent E/PO activities in Earth and space science can be found at
http://nasascience.nasa.gov/researchers/education-public-outreach [hyperlink address
updated on May 5, 2008]. These sites include the Explanatory Guide to E/PO
Evaluation Criteria (April 2008 [updated May 5, 2008]), strategic planning and
implementation documents, catalog or directory of E/PO resources, list or abstracts of
selected E/PO awards, etc.
(ii) E/PO Opportunities
Supplemental E/PO awards like those offered in ROSES 2007 are on hold pending a
global review of the entire SMD E/PO portfolio. SMD is carefully assessing its efforts so
that the use of NASA funds in the E/PO effort can be made more effective. SMD will
convene an E/PO working group to assess the need for E/PO projects with respect to the
other E/PO efforts and directions the community and NASA believe are most needed at
this time. SMD cannot make this decision until it decides how much effort to put into the
various E/PO areas: informal vs formal, elementary and secondary education vs college
and beyond, etc. This decision-making will include community input.
There are several program elements in ROSES 2008 offering opportunities for early-
career scientists and engineers, e.g. the New Investigator Program in Earth Science
(Appendix A.25) and the Fellowships for Early Career Researchers (Appendix C.22), as
well as more general opportunities in E/PO, e.g. Opportunities in Science Mission
Directorate Education and Public Outreach (Appendix E.5). Please see the appropriate
program element appendix for proposal information including whether these program
elements are soliciting proposals in ROSES 2008.
Other opportunities to participate in SMD’s E/PO programs are not included in this NRA,
but are posted separately at http://nspires.nasaprs.com/; these include the NASA Earth
and Space Science Fellowship (NESSF) Program for graduate students, E/PO
opportunities embedded in SMD missions and programs, and opportunities to provide
5
E/PO support to the scientific and educational enterprise inside and outside of NASA, as
well as to develop systematic and sustainable educational efforts.
Questions and/or comments and suggestions about the SMD E/PO program are welcome
and may be directed to:
Dr. Yvonne Pendleton
Senior Advisor for Research and Analysis (SARA)
Science Mission Directorate
National Aeronautics and Space Administration
Washington, DC 20546
Telephone: (202) 358-0986
E-mail: sara@nasa.gov
(d) NASA-Provided High-End Computing (HEC) Resources
SMD provides a specialized computational infrastructure to support its research
community, managed on its behalf by NASA’s High-End Computing (HEC) program
(http://www.hec.nasa.gov/). Two major computing facilities are offered, namely, the
NASA Center for Computational Sciences (NCCS) at Goddard Space Flight Center
(GSFC), and the NASA Advanced Supercomputing (NAS) facility at Ames Research
Center (ARC).
The HEC program facilities maintain a range of capacity and capability computing
systems, with significant data storage resources. These offerings are summarized at
http://www.hec.nasa.gov/about/overview.html. Augmentation and refreshment of these
central systems occur on a periodic basis. The HEC program also provides user services
in code porting, performance tuning, scientific data visualization, and data transfer.
Any need for computing time and other HEC program resources for the proposed
research must be explicitly described. The proposal should include identification of the
computing system and location, rationale and justification of the need, how it supports
the investigation, when during the proposed period the resources will be required, and an
estimate of processor hours and storage capacity needed. An aggregated computing time
per year (number of runs times number of processors per run times number of hours
required per run) should also be included.
The box provided on the Cover Page for proposals submitted in response to this NRA
should also be “checked” to indicate that a request for computing resources is included in
the proposal. As they review the intrinsic merit of the proposed investigation, science
peer review panels will be asked to consider the realism and reasonableness of the
computing time request and whether it is an appropriate utilization of a highly
constrained resource.
To receive an allocation of HEC resources, proposed investigations selected for funding
must make annual requests. The full requested levels cannot be guaranteed. SMD will
make every attempt to satisfy the needs in the context of the overall set of requirements,
resource constraints, and science priorities.
6
The HEC website provides the mechanism for PIs to formally request full computing
time allocations as identified in their funded proposals. Computing time awards are for
one year and nontransferable. PIs may make large requests, greater than 100,000
aggregated computing hours, at any time during the year, but requests will be considered
only twice a year (November and April). Small requests of less than 100,000 aggregated
computing hours may be allocated throughout the year.
To expedite the set-up of new user accounts (especially for foreign nationals that require
additional documentation and take longer to process), the HEC program will immediately
award any winning proposal that has requested HEC resources a small allocation of start-
up computing time. Winning PIs may then request accounts for themselves and all users
on their team following the procedure at
http://www.hec.nasa.gov/request/accounts_science.html.
For further information contact either of the following:
Dr. Tsengdar J. Lee Mr. Joseph H. Bredekamp
Earth Science Division Heliophysics Division
Science Mission Directorate Science Mission Directorate
NASA Headquarters NASA Headquarters
Washington, DC 20546 Washington, DC 20546
E-mail: Tsengdar.J.Lee@nasa.gov E-mail: Joe.Bredekamp@nasa.gov
Telephone: 202-358-0860 Telephone: 202-358-2348.
(e) NASA Safety Policy
Safety is the freedom from those conditions that can cause death, injury, occupational
illness, damage to or loss of equipment or property, or damage to the environment.
NASA’s safety priority is to protect the public, astronauts and pilots, the NASA
workforce (including employees working under NASA award instruments), and high-
value equipment and property.
(f) Availability of Funds for Awards
Prospective proposers to this NRA are advised that funds are not in general available for
awards for all of its solicited program elements at the time of its release. The
Government’s obligation to make awards is contingent upon the availability of sufficient
appropriated funds from which payment can be made and the receipt of proposals that
NASA determines are acceptable for award under this NRA.
(g) Significant Changes from ROSES-2007
Proposers should be aware of the following significant changes in this NRA from
ROSES-2007.
Supplemental E/PO awards like those offered in ROSES 2007 are on hold
pending a global review of the entire SMD E/PO portfolio (Section I(c)(ii)).
The maximum period of performance for new awards is now four years for most
program elements (Section II(C)),
7
For ROSES-2008, SMD has discontinued the requirement that proposers should
redact budget data from the budget justification. Proposers should not upload a
second “total budget” document (Section IV(b)(iii)).
In order to accelerate selection announcements, selection decisions for some
proposals may be deferred (Section V(c)).
The description of the available appeals processes now includes the SMD process
for reconsideration (Section V(d)).
Selected and funded investigators are encouraged to serve as peer reviewers
(Section V(e)).
SMD maintains a new website for improving communication with the research
community (Section VIII(d)).
In addition to the listed significant changes, this NRA and the NASA Guidebook for
Proposers incorporate a large number of additional changes including both policy
changes and changes to proposal submission requirements. Many sections of both
documents have been clarified since the release of ROSES-2007. All proposers are urged
to read this NRA and the 2008 edition of the NASA Guidebook for Proposers carefully
since all proposals must comply with their requirements, constraints, and guidelines.
II. AWARD INFORMATION
(a) Funding and Award Policies
The amount of funds expected to be available for new awards for proposals submitted in
response to this NRA is given in the Summary of Key Information that concludes each
program element description in the appendices. Given the submission of proposals of
merit, the number of awards that may be made for each program element is also given in
this location.
In all cases, NASA’s goal is to initiate new awards within 46 days after the selection of
proposals is announced for each program element. However, this time period may be
longer based on the workload experienced by NASA, the availability of appropriated
funds, and any necessary post selection negotiations with the proposing organization(s)
needed for the award(s) in question. Regarding this last item, every proposer is especially
encouraged to submit full and detailed explanations of the requested budget (see
Section 2.3.10 of the NASA Guidebook for Proposers1) to help expedite the processing of
the award should their proposal be selected.
Awards made through this NRA will be in the form of grants, cooperative agreements,
contracts, and intra- or inter-agency transfers depending on the nature of the submitting
organization and/or the specific requirements for awards given in each program element
description in the appendices. The type of award to be offered to selected proposers will
1 The Guidebook for Proposers Responding to a NASA Research Announcement (hereafter referred to as
the NASA Guidebook for Proposers) is at http://www.hq.nasa.gov/office/procurement/nraguidebook; see
Section IV(a) of this NRA for further information.
8
generally follow the policies in Section D.1 of the NASA Guidebook for Proposers,
although in a few cases, only one type of award may be offered as specified in the
program element description. A NASA awards officer will determine the appropriate
award instrument for the selections resulting from this solicitation. Grants and
cooperative agreements will be subject to the provisions of the Grants Handbook2 and
Appendix D of the NASA Guidebook for Proposers. In the case of any conflict, the
Grants Handbook takes precedence. Contract awards will be subject to the provisions of
the Federal Acquisition Regulations (FAR) and the NASA FAR Supplement (see
http://ec.msfc.nasa.gov/hq/library/v-reg.htm).
(b) Successor Proposals and Resubmissions
Generally, PIs holding previous awards selected through any of the programs offered
through earlier NRAs are welcome to submit “successor” proposals that seek to continue
a previously funded line of research (see Section 1.5 of the NASA Guidebook for
Proposers). However, it is SMD policy that such successor proposals will be considered
with neither advantage nor disadvantage along with new proposals that are submitted for
that same program. Instructions regarding successor proposals may be found in
Section 1.5 of the NASA Guidebook for Proposers.
Proposals that were submitted but not selected for any previous NASA solicitation may
be submitted either in a revised or original form. Such submissions will be subjected to
full peer review and considered with neither advantage nor disadvantage along with new
proposals that are received by NASA.
(c) Award Period of Performance
The maximum period of performance (duration) for new awards for proposals submitted
in response to this NRA is given in the Summary of Key Information that concludes each
program element description in the appendices. The usual maximum period of
performance is four years. Any deviation from the usual maximum duration of four years
will be noted (a few program elements may specify only one year for activities of limited
scope to as long as five years for extensive, comprehensive studies).
Any proposed period of performance must be justified in the proposal. The
appropriateness of the proposed period of performance will be evaluated by peer review.
NASA may select proposals for a shorter award duration than proposed.
III. ELIGIBILITY INFORMATION
(a) Eligibility of Applicants
Participation in this program is open to all categories of U.S. and non-U.S. organizations,
including educational institutions, industry, not-for-profit institutions, the Jet Propulsion
Laboratory, as well as NASA Centers and other U.S. Government agencies. Historically
Black Colleges and Universities (HBCUs), Other Minority Universities (OMUs), small
2 The NASA Grants and Cooperative Agreement Handbook (hereafter referred to as the Grants Handbook)
is at http://ec.msfc.nasa.gov/hq/grcover.htm.
9
disadvantaged businesses (SDBs), veteran-owned small businesses, service disabled
veteran-owned small businesses, HUBZone small businesses, and women-owned small
businesses (WOSBs) are encouraged to apply. Participation by non-U.S. organizations in
this program is welcome but subject to NASA’s policy of no exchange of funds, in which
each government supports its own national participants and associated costs (further
information on foreign participation is provided in Section 1.6 of the NASA Guidebook
for Proposers).
(b) Number of Proposals and Teaming Arrangements
There is no restriction on the number of proposals that an organization may submit to this
solicitation or on the teaming arrangements for any one proposal, including teaming with
employees of NASA’s Centers and the Jet Propulsion Laboratory. However, each
proposal must be a separate, stand-alone, complete document for evaluation purposes.
(c) Cost Sharing or Matching
If an institution of higher education or other not-for-profit organization wants to receive a
grant or cooperative agreement, cost sharing is not required, although NASA can accept
cost sharing if it is voluntarily offered (see the Grants Handbook, Section B, §1260.123,
“Cost Sharing or Matching”). If a commercial organization wants to receive a grant or
cooperative agreement, cost sharing is required unless the commercial organization can
demonstrate that it does not expect to receive substantial compensating benefits for
performance of the work. If this demonstration is made, cost sharing is not required but
may be offered voluntarily (see also the Grants Handbook, Section D, §1274.204, “Costs
and Payments”). See also Section V(a) below.
IV. PROPOSAL AND SUBMISSION INFORMATION
(a) Proposal Instructions and Requirements
All information needed to apply to this solicitation is contained in this ROSES NRA and
in the companion document, the Guidebook for Proposers Responding to a NASA
Research Announcement (hereafter referred to as the NASA Guidebook for Proposers),
located at http://www.hq.nasa.gov/office/procurement/nraguidebook. By reference, the
2008 edition of the NASA Guidebook for Proposers is incorporated into this NRA.
Proposers are responsible for understanding and complying with its procedures for the
successful, timely preparation and submission of their proposals. Proposals that do not
conform to its standards may be declared noncompliant and rejected without review.
Questions regarding this NRA or its program elements should be directed to the
cognizant Program Officer identified in the Summary of Key Information subsection that
concludes each program element description. Any clarifications or questions and answers
that are published will be posted on the relevant program element’s web page.
The introductory material, as well as the appendices, of the NASA Guidebook for
Proposers provide additional information about the entire NRA process, including NASA
policies for the solicitation of proposals, guidelines for writing complete and effective
proposals, and NASA’s general policies and procedures for the review and selection of
10
proposals and for issuing and managing the awards to the institutions that submitted
selected proposals. A group of Frequently Asked Questions (FAQs) provides additional
miscellaneous information about a variety of the NASA proposal and award processes,
policies, and procedures.
Comments and suggestions of any nature about the NASA Guidebook for Proposers are
encouraged and welcome and may be directed at any time to the point-of-contact
identified in Section VII below.
(b) Content and Form of the Proposal Submission
(i) Electronic Proposal Submission
All proposals submitted in response to this ROSES NRA must be submitted in a fully
electronic form. No hard copy of the proposal is required or permitted. Electronic
proposals must be submitted by one of the officials at the PI’s organization who is
authorized to make such a submission; electronic submission by the authorized
organization representative (AOR) serves for the proposal as the required original
signature by an authorized official of the proposing organization.
Proposers may opt to submit proposals in response to this ROSES NRA via either of two
different electronic proposal submission systems: either via the NASA Solicitation and
Proposal Integrated Review and Evaluation System (NSPIRES)
(http://nspires.nasaprs.com; see Section IV(b)(iv) below) or via Grants.gov
(http://www.grants.gov; see Section IV(b)(v) below).
Note carefully the following requirements for submission of an electronic proposal,
regardless of the intent to submit via NSPIRES or Grants.gov.
Every organization that intends to submit a proposal to NASA in response to this
NRA, including educational institutions, industry, not-for-profit institutions, the
Jet Propulsion Laboratory, NASA Centers, and other U.S. Government agencies,
must be registered in NSPIRES. This applies equally for proposals submitted via
Grants.gov, as well as for proposals submitted via NSPIRES. Every organization
that intends to submit a proposal through Grants.gov must also be registered in
Grants.gov, as well as in NSPIRES. Registration for either proposal data system
must be performed by an organization’s electronic business point-of-contact
(EBPOC) in the Central Contractor Registry (CCR).
Any organization requesting NASA funds through the proposed investigation
must be listed on the Proposal Cover Page. NASA will not fund organizations that
do not appear on the Proposal Cover Page.
Each individual team member (e.g., PI, co-investigators, etc.), including all
personnel named on the proposal’s electronic cover page, must be individually
registered in NSPIRES. This applies equally for proposals submitted via
Grants.gov, as well as for proposals submitted via NSPIRES.
March 5, 2008. The following paragraph has been clarified by inserting the bolded
sentence and deleting the struck through sentence; no change in policy is intended.
This clarification also applies to Section 1.4.2 of the Guidebook for Proposers.
11
Each individual team member (e.g., PI, co-investigators, etc.), including all
personnel named on the proposal’s electronic cover page, must specify an
organizational affiliation. The organizational affiliation specified on the cover
page must be the organization through which the team member would work
and receive funding while participating in the proposed investigation. The
organizational affiliation specified must be the organization through which the
team member is participating in the proposed investigation. If the individual has
multiple affiliations, then this organization may be different from the individual’s
primary employer or preferred mailing address.
Generically, an electronic proposal consists of electronic forms and one or more
attachments. The electronic forms contain data that will appear on the proposals cover
pages and will be stored with the proposal in the NSPIRES database. A proposal
submitted in response to this NRA must have only a single attachment. The single
attachment contains all sections of the proposal, including the science/technical/
management section, the budget narrative, and all required and allowed appendices; see
Section IV(b)(ii) below for further requirements.
Submission of electronic proposals via either NSPIRES or Grants.gov is a two step
process. When the PI has completed entry of the data requested in the required electronic
forms and attachment of the allowed PDF attachments, including the
science/technical/management section, an official at the PI’s organization who is
authorized to make such a submission, referred to as the Authorized Organizational
Representative (AOR), must submit the electronic proposal (forms plus attachments).
Coordination between the PI and his/her AOR on the final editing and submission of the
proposal materials is facilitated through their respective accounts in NSPIRES and/or
Grants.gov.
(ii) Proposal Format and Contents
All proposals submitted in response to this NRA must include the appropriate required
electronic forms available through either of two proposal submission systems, NSPIRES
or Grants.gov.
The science/technical/management section and other required sections of the proposal
must be submitted as a single, searchable, unlocked PDF file that is attached to the
electronic submission using one of the proposal submission systems. Proposers must
comply with any format requirements specified in this NRA and in the NASA Guidebook
for Proposers (e.g. Section 2.3 of the NASA Guidebook for Proposers). Only appendices
that are specifically requested in either this NRA or in the NASA Guidebook for
Proposers will be permitted; proposals containing unsolicited appendices may be
declared noncompliant. Section 2 of the NASA Guidebook for Proposers provides
detailed discussions of the content and organization of proposals suitable for all program
elements in this NRA, as well as the default page limits of a proposal’s constituent parts.
Note that some of the program element descriptions in Appendices A through E of this
NRA may specify different page limits for the main body of the proposal; if so, these
page limits will be prominently given in the Summary of Key Information subsection that
concludes each program element description. In the event the information in this NRA is
12
different from or contradictory to the information in the NASA Guidebook for Proposers,
the information in this NRA takes precedence.
Important note on creating PDF files for upload: It is essential that all PDF files
generated and submitted meet NASA requirements. This will ensure that the submitted
files can be ingested by NSPIRES regardless of whether the proposal is submitted via
NSPIRES or Grants.gov. At a minimum, it is the responsibility of the proposer to:
(1) ensure that all PDF files are unlocked and that edit permission is enabled – this is
necessary to allow NSPIRES to concatenate submitted files into a single PDF document;
and (2) ensure that all fonts are embedded in the PDF file and that only Type 1 or
TrueType fonts are used. In addition, any proposer who creates files using TeX or LaTeX
is required to first create a DVI file and then convert the DVI file to Postscript and then to
PDF. See http://nspires.nasaprs.com/tutorials/PDF_Guidelines.pdf for more information
on creating PDF documents that are compliant with NSPIRES. PDF files that do not meet
NASA requirements cannot be ingested by the NSPIRES system; such files may be
declared noncompliant and not submitted to peer review for evaluation.
There is a 10 MB size limit for proposals (Section 2.3(c) of the NASA Guidebook for
Proposers).Large file sizes can impact the time it takes for NASA and peer reviewers to
download and access your proposal. In order to increase the ease in reviewing your
proposal, you should crop and compress any embedded photos and graphic files to an
appropriate size and resolution. Most electronically submitted proposals will be 1-2 MB
or less in size.
(iii) No Additional ROSES Requirement for Budget Format
For the past two years, SMD has required that proposers to ROSES withhold certain
budget data from their budget justification. They were also required to develop an
additional proposal section, the total budget, which contained complete budget
information.
On a one year trial basis, SMD is discontinuing this requirement.
Proposals submitted in response to this ROSES NRA should follow the directions for the
budget section of the proposal given in Section 2.3.10 of the NASA Guidebook for
Proposers. There are no additional requirements for ROSES proposals.
(iv) Submission of Proposals via NSPIRES, the NASA Proposal Data
System
Proposals may be submitted electronically via NASA’s master proposal data base system,
the NASA Solicitation and Proposal Integrated Review and Evaluation System
(NSPIRES). In order to submit a proposal via NSPIRES, this NRA requires that the
proposer register key data concerning the intended submission with NSPIRES; NSPIRES
is accessed at http://nspires.nasaprs.com. Potential applicants are urged to access this site
well in advance of the NOI and proposal due dates of interest to familiarize themselves
with its structure and enter the requested identifier information.
It is especially important to note that every individual named on the proposal’s electronic
Cover Page form (see below) as a proposing team member in any role, including
co-investigators and collaborators, must be individually registered in NSPIRES and that
13
such individuals must perform this registration themselves; no one may register a second
party, even the PI of a proposal in which that person is committed to participate. It is also
important to note that every named individual must be identified with the organization
through which they are participating in the proposal, regardless of their place of
permanent employment or preferred mailing address. This data site is secure and all
information entered is strictly for NASA’s use only.
All proposals submitted via NSPIRES in response to this NRA must include a required
electronic Cover Page form that is accessed at http://nspires.nasaprs.com/. This form is
comprised of several distinct sections: a Cover Page that contains the identifier
information for the proposing institution and personnel; a Proposal Summary that
provides an overview of the proposed investigation that is suitable for release through a
publicly accessible archive should the proposal be selected; Business Data that provides
the proposed start and end dates as well as other proposal characteristics, a Budget form
that contains a budget summary of the proposed research effort; Program Specific Data
that includes required questions specific to ROSES and that particular program element;
and Proposal Team that provides the co-investigators and other participants in the
proposal. This Cover Page form is available for access and submission starting about 90
days in advance of the proposal due dates given in Tables 2 and 3 of this NRA and
remains open until the proposal due date for each program element. Unless specified in
the program element description itself, no other forms are required for proposal
submission via NSPIRES. See the NASA Guidebook for Proposers, Sections 2 and 3, for
further details.
Although NSPIRES has the ability to accept many, separate proposal documents, the
required elements of any proposal submitted in response to this NRA must be submitted
as a single, searchable, unlocked PDF document that contains the complete proposal,
including the science/technical/management section and budget justification, assembled
in the order provided in the NASA Guidebook for Proposers (see Section 2.3) and
uploaded as a single attachment using the tools in NSPIRES. The proposer is responsible
for assembling the complete proposal document for peer review. All required and
permitted appendices must be included in the PDF file and should not be uploaded as
separate attachments, unless specified otherwise in the program element description in
the appendices to this NRA. Including any part of the proposal twice creates an additional
burden on the peer reviewers. Documents such as team member biographical sketches,
letters of commitment, and current and pending support should not be uploaded to
NSPIRES as separate files.
NSPIRES generates error and warning messages as part of the element check concerning
possibly missing data. An error will preclude proposal submission to NASA by the AOR.
A warning is an indication that data may be missing; a warning can be ignored after
verifying that the material is included in the single attachment containing the complete
proposal. Any actions taken because of warnings are at the PI's discretion.
In addition, it is unnecessary to download the Proposal Cover Page and incorporate it into
the Proposal Document. NSPIRES will automatically route the two parts of the proposal
(Cover Page form, proposal document) to the appropriate peer or NASA reviewers.
14
Proposers are encouraged to begin their submission process early. Tutorials and other
NSPIRES help topics may be accessed through the NSPIRES online help site at
http://nspires.nasaprs.com/external/help.do. For any questions that cannot be resolved
with the available online help menus, requests for assistance may be directed by E-mail
to nspires-help@nasaprs.com or by telephone to (202) 479-9376, Monday through
Friday, 8:00 a.m. – 6:00 p.m. Eastern Time.
(v) Submission of Proposals via Grants.gov
In furtherance of the President’s Management Agenda, NASA offers proposers the option
to use Grants.gov to prepare and submit proposals in response to this ROSES NRA.
Grants.gov allows organizations to electronically find and apply for competitive grant
opportunities from all Federal grant-making agencies; it provides a single access point for
over 1000 grant programs offered by the 26 Federal grant-making agencies. The U.S.
Department of Health and Human Services is the managing partner for Grants.gov.
In order to submit a proposal via Grants.gov, Grants.gov requires that the PI download an
application package from Grants.gov. Identifying the appropriate application package
requires the funding opportunity number for that program element; the funding
opportunity number may be found in the Summary of Key Information subsection that
concludes each program element description in the appendices of this NRA. Proposals
submitted via Grants.gov must be submitted by the AOR.
Submitting a proposal via Grants.gov requires the following steps:
Grant researchers (PIs) do NOT need to register with Grants.gov. However, every
individual named in the proposal as a proposing team member in any role,
including PI, co-investigators, and collaborators, must be registered in NSPIRES
(http://nspires.nasaprs.com) and such individuals must perform this registration
themselves; no one may register a second party, even the PI of a proposal in
which that person is committed to participate. This data site is secure and all
information entered is strictly for NASA’s use only.
Follow Grants.gov instructions provided at the website to download any software
tools or applications required to submit via Grants.gov.
Download the application package from Grants.gov by selecting “Download grant
application packages” under “Apply for Grants” at http://www.grants.gov. Each
program element described in an appendix of ROSES requires a different
application package and has a different Funding Opportunity Number; the
Funding Opportunity Number may be found in the Summary of Key Information
at the end of the program element description in each appendix of ROSES. Enter
the appropriate Funding Opportunity Number to retrieve the desired application
package. All NASA application packages may be found by searching on CFDA
Number 00.000.
Complete the required Grants.gov forms including the SF424 (R&R) Application
for Federal Assistance, R&R Other Project Information, R&R Senior/Key Person
Profile, and R&R Budget. Every named individual must be identified with the
organization through which they are participating in the proposal, regardless of
their place of permanent employment or preferred mailing address.
15
Complete the required NASA specific forms including NASA Other Project
Information, NASA PI and Authorized Representative Supplemental Data Sheet,
and NASA Senior/Key Person Supplemental Data Sheet (this form is only
required if there are Senior/Key Persons other than the PI).
Complete any NASA program-specific form that is required for the specific
program element. Program-specific forms may be found by clicking on the
hyperlink in the NASA Other Project Information form or by directly accessing
http://nspires.nasaprs.com/grants.gov. Directions for accessing and submitting
program-specific forms, if there are any, are provided in the NASA Other Project
Information form.
Create a proposal in PDF including the science/technical/management section and
all other required proposal sections (see Section 2 of the NASA Guidebook for
Proposers). Upload sections as separate PDF documents as prompted by
Grants.gov.
Submit the proposal via the Authorized Organization Representative (AOR); the
PI may not submit the application to Grants.gov unless he/she is an AOR.
Potential applicants are urged to access Grants.gov site well in advance of the proposal
due date(s) of interest to familiarize themselves with its structure and download the
appropriate application packages and tools.
Additional instructions for formatting and submitting proposals via Grants.gov may be
found in Sections 2 and 3 of the NASA Guidebook for Proposers. Instructions for the use
of Grants.gov may be found in the Grants.gov User Guide at
http://www.grants.gov/CustomerSupport. Instructions for NASA-specific forms and
NASA program-specific forms may be found in the application package and at
http://nspires.nasaprs.com/Grants.gov. For any questions that cannot be resolved with the
available online help menus and documentation, requests for assistance may be directed
by E-mail to support@grants.gov or by telephone to (800) 518-4726.
(vi) Notice of Intent to Propose
For most of the program elements advertised through this solicitation, a brief Notice of
Intent (NOI) to propose is encouraged, but not required, for the submission of proposals
to this solicitation. The information contained in an NOI is used to help expedite the
proposal review activities and, therefore, is of considerable value to both NASA and the
proposer. To be of maximum value, NOIs should be submitted by the PI to NSPIRES
(located at http://nspires.nasaprs.com) by the dates given in Tables 2 or 3 of this NRA for
each program element in Appendices A through E. Note that NOIs may be submitted
within NSPIRES directly by the PI; no action by an organization’s AOR is required to
submit an NOI.
Grants.gov does not provide NOI capability; therefore, NOIs must be submitted via
NSPIRES regardless of whether the proposal will be submitted via NSPIRES or
Grants.gov. Interested proposers must register with NSPIRES before it can be accessed
for use. NSPIRES is open for the submission of NOIs for typically 30 days, starting about
90 days in advance of the due date for the proposals themselves. Since NOIs submitted
16
after these deadlines may still be useful to NASA, late NOIs may be submitted by E-mail
as directed in Section 3.1 of the NASA Guidebook for Proposers.
(vii) The Two-Step Proposal Process and the Two-Phase Proposal
Process
The Two-Step Proposal Process
On occasion, NASA will solicit proposals using a two-step proposal process for which
the Step-1 proposal is a synopsis of the intended research. When employed, Step-1
proposals are submitted by the NOI/Step-1 due date given in Tables 2 and 3 of this NRA;
this site will be open for the submission of Step-1 proposals starting ~30 days in advance
of their due date. NASA will review this Step-1 proposal to determine if the anticipated
research project exhibits sufficient programmatic relevance and responsiveness to the
current solicitation to warrant submission of a full Step-2 proposal. All submitters of
Step-1 proposals will be informed by NASA no later than eight weeks after the Step-1
due date that they are, or are not, invited to submit a full Step-2 proposal by the proposal
due date established for that program element. The provision of feedback on Step-1
proposals prior to the Step-2 due date is not ensured. Note that Step-1 proposals are
required. A Step-2 proposal may be submitted only if a Step-1 proposal is submitted and
that Step-1 proposal results in an invitation to submit a Step-2 proposal.
The required synopsis for the Step-1 proposal is submitted as a PDF document upload;
the required contents for the Step-1 proposal will be specified in the program element
description. The investigation team is not considered binding for Step-1 and can be
adjusted in an invited Step-2 proposal. Budget and detailed program data should not be
included with the Step-1 proposal. The Step-1 proposal must be submitted by an
Authorized Organizational Representative of the proposing organization. Step-2
proposals are to be submitted in full compliance with the NASA Guidebook for Proposers
discussed in Section IV(a) above.
This ROSES-2008 NRA contains one program element that is soliciting proposals using a
two-step process: Land Cover/Land Use Change (Appendix A.4).
The Two-Phase Proposal Process
On occasion, NASA will solicit proposals using a two-phase proposal process for which
Phase-1 is an observing request for an observation to be performed by a NASA space
observatory as part of a NASA guest investigator/guest observer program element.
Phase-2 is a proposal for funding. An NOI is requested for a Phase-1 observing request
by the NOI due date, and the Phase-1 observing request must be submitted by the
proposal due date in Tables 2 and 3 of this NRA.
Grants.gov does not provide NOI or Phase-1 observing request capability; therefore,
NOIs and Phase-1 observing requests cannot be submitted via Grants.gov regardless of
whether the Phase-2 funding proposal will be submitted via NSPIRES or Grants.gov. The
Phase-2 proposal for funding must be submitted via either NSPIRES or Grants.gov by a
proposal due date that will be announced when NASA announces the disposition of the
Phase-1 observing requests. The process and requirements for the submission of Phase-1
observing requests and Phase-2 proposals may differ for each program element;
17
proposers should read carefully the relevant program element Appendix to this ROSES
NRA.
This ROSES-2008 NRA contains several guest investigator/guest observer program
elements using the two-phase proposal process: GALEX Guest Investigator
(Appendix D.5), Swift Guest Investigator (Appendix D.6),and Suzaku Guest Observer
(Appendix D.7).
(c) Proposal Submission Due Dates and Deadlines
For each program element in Appendices A through E of this NRA, the electronic
proposal must be submitted in its entirety by an Authorized Organizational
Representative (AOR) no later than the proposal deadline on the appropriate proposal due
date given in Tables 2 or 3 of this NRA. Unless stated otherwise in the relevant appendix
to this NRA, the proposal deadline is 11:59 p.m. Eastern Time. All proposals must be
submitted electronically using either NSPIRES or Grants.gov (see Sections IV(b)(i–iii)
above).
Proposals submitted later than the proposal due date and deadline will be considered late.
Proposals that are late will be handled in accordance with NASA’s policy as given in
Section (g) of Appendix B of the NASA Guidebook for Proposers (see also its
Sections 3.2 and F.23). Proposals received after the due date may be rejected without
review. If a late proposal is rejected, it is entirely at the discretion of the proposer whether
or not to resubmit it in response to a subsequent appropriate solicitation. It is not possible
to submit a late proposal electronically via NSPIRES unless the electronic Cover Page
was initially created prior to the proposal due date. Late proposals may not be submitted
via Grants.gov.
(d) Proposal Funding Restrictions
In addition to the funding restrictions and requirements given in the Guidebook for
Proposers and the Grants Handbook, the following restrictions are applicable to this
ROSES NRA.
The estimated funding and number of proposals anticipated to be funded, as
shown in the Summary of Key Information at the end of each program element,
are subject to the availability of appropriated funds, as well as the submission of a
sufficient number of proposals of adequate merit.
As directed in the NASA Guidebook for Proposers, Section 2.3.10(c)(iii), other
than the special cases discussed in Section 2.3.10(c)(ii) of the NASA Guidebook
for Proposers, and unless specifically noted otherwise in the specific ROSES
program element appendix, the proposing PI organization must subcontract the
funding of all proposed Co-Is who reside at other non-Government organizations,
even though this may result in a higher proposal cost because of subcontracting
fees.
Regardless of whether a Co-I will be funded through a subaward or through a
separate award, the budget for the proposal must include all funding requested
from NASA for the proposed investigation. This must be reflected in the budget
totals that appear in the proposal and its budget forms. Any required budget for
18
Co-Is or Government facilities that will be separately funded should be included
in the proposal’s Budget Narrative and should be listed as "Other Applicable
Costs" in the required Budget Details, as well as entered in the “Other” line(s) on
the NSPIRES or Grants.gov budget entry form in the “Other Direct Costs”
section. This funding must be included in the total cost of the proposed work. No
indirect burden should be applied to this amount. (see Section 2.3.10(c)(ii) of the
NASA Guidebook for Proposers).
The construction of facilities is not an allowed activity for any of the program
elements solicited in this NRA unless specifically stated. For further information
on the allowability of costs, refer to the cost principles cited in the Grants
Handbook, Section B, §1260.127, “Allowable Costs.”
Travel, including foreign travel, is allowed as may be necessary for the
meaningful completion of the proposed investigation, as well as for publicizing its
results at appropriate professional meetings.
Profit for commercial organizations is not allowable under grant or cooperative
agreement awards but is allowable under contract awards.
U.S. research award recipients may directly purchase supplies and/or services
from non-U.S. sources that do not constitute research, but award funds may not be
used to fund research carried out by non-U.S. organizations. However, a foreign
national may receive remuneration through a NASA award for the conduct of
research while employed either full or part time by a U.S. organization (see
Section 1.6 of the NASA Guidebook for Proposers).
The following instructions clarify and supersede the Guidebook for Proposers,
Section 2.3.10(c)(iv).
Regardless of whether functioning as a team lead or as a team member, personnel
from NASA Centers must propose budgets based on full-cost accounting and
consistent with the current implementation of simplified full cost accounting for
the requested year of performance. Proposal budgets from NASA Centers must
include all costs that will be paid out of the resulting award. Costs that will not be
paid out of the resulting award, but are paid from a separate NASA budget (e.g.
CM&O) and are not based on the success of this specific proposal, should not be
included in the proposal budget. For example, CM&O should not be included in
the proposal budget while direct civil service labor, travel, and other direct
charges (including procurements and contractor labor) to the proposed research
task should be included.
Non-NASA U.S. Government organizations should propose based on full-cost
accounting unless no such standards are in effect; in that case such proposers
should follow the Managerial Cost Accounting Standards for the Federal
Government as recommended by the Federal Accounting Standards Advisory
Board (for further information, see http://www.hq.nasa.gov/fullcost). Proposal
budgets must include all costs that will be paid out of the resulting award.
19
(e) Proposal Requirements for Relevance
Proposals for all NASA sponsored research programs are evaluated on three criteria:
intrinsic merit, relevance to NASA’s objectives, and cost realism and reasonableness (see
Appendix C of the NASA Guidebook for Proposers). To enable NASA to properly
evaluate the relevance of proposals submitted in response to this solicitation, proposals
must contain a statement of the relevance of the proposed work to NASA objectives as
stated in the latest version of the NASA Strategic Plan and the NASA Science Plan (see
Section I(a)). This statement need not exceed a quarter page of text and is to be included
in the introduction to the science/technical/management section of the proposal. This
short statement of relevance to NASA objectives is in addition to the proposal’s longer
and more detailed discussion addressing the specific goals of a particular research
program element.
Note that this NRA references NASA’s 2006 strategic goals and objectives (see
Section I(a) and Table 1).
V. PROPOSAL REVIEW INFORMATION
(a) Evaluation Criteria
Evaluation by peers of the proposing personnel will be used to assess each proposal’s
intrinsic scientific and technical merit, its relevance to NASA’s stated objectives, and its
cost realism. See Appendix C.2 of the NASA Guidebook for Proposers for further
discussion of these criteria and their relative weights. The evaluation factors include
factors evaluated by peer reviewers, as well as factors evaluated by NASA program
personnel. Note the following specific points:
Some of the program elements discussed in Appendices A through E will give
specific factors, based on the solicited research objectives, which will be
considered when evaluating a proposal’s science and/or technical merits and/or its
relevance to program objectives.
As discussed in Section IV(e) above, relevance will be judged in part by the
proposal’s focus on specific strategic and science objectives for SMD, as given in
Table 1.
Cost data for U.S. proposals will be evaluated both by peer review (for cost
realism and cost reasonableness) and by NASA program personnel (for total cost
and comparison to available funds). Proposers must follow the budget
requirements in Section 2.3.10 of the NASA Guidebook for Proposer. In a change
from previous years, proposers should not redact budget data from the budget
justification, and proposers should not upload a second “total budget” document
(see Section IV(b)(iii) of this NRA).
Cost sharing is not part of the evaluation criteria (see Section III(c) above).
However, cost sharing may become a factor at the time of selection when
deciding between proposals of otherwise equal scientific and technical merit.
20
(b) Review and Selection Processes
Review of proposals submitted to this NRA will be consistent with the general policies
and provisions given in Sections C.1 through C.4 of Appendix C of the NASA Guidebook
for Proposers, and selection procedures will be consistent with the provisions of
Section C.5 of that document. For some of the program elements solicited in this NRA,
the desire to achieve a balance of efforts across the solicited program objectives may play
a role in the selections, taking into account not only the new proposals of merit that are
suitable for selection but also those that seek an extension of activities initiated through
previous but now concluded selections, i.e., “successor” proposals; see Section II(b)
above.
Unless otherwise specified, the SMD Division Director responsible for a research
program element (or his/her delegate) is its Selection Official. Unless otherwise
specified, the Associate Administrator for the Science Mission Directorate (or his/her
delegate) is the Selection Official for cross-division program elements.
(c) Selection Announcement and Award Dates
SMD’s goal is to announce selections within 150 days of the proposal due date and
within 56 days after the conclusion of the peer review. Selections are typically announced
between 150 days and 220 days after the proposal due date. Although there are many
reasons why selections are not announced earlier, the most common are the uncertainty in
the NASA budget at the time selection decisions could be made and the time required to
conduct an appropriate peer review and selection process. NASA does not usually
announce new selections until the funds needed for those awards are approved through
the Federal budget process. Therefore, a delay in the budget process for NASA usually
results in a delay of the selection date. After 150 days past the proposal due date for
which a proposal was submitted, proposers may contact the responsible Program Officer
listed at the conclusion of that program element description in the appendices for the
status of the selection activity.
In order to announce selection decisions as soon as practical, even in the presence of
budget uncertainties, the Selection Official may decide to defer selection decisions on
some proposals while making selection decisions on others. If a Selection Official uses
this option, then proposals will be selected, not selected, or not selected at this time.
Proposals which are not selected at this time will be considered for a supplemental
selection when circumstances allow. All proposers whose proposals are not selected at
this time will eventually be notified whether their proposal is selected through a
supplemental selection or is no longer being considered for a supplemental selection.
Those proposers not selected will be notified by postal or electronic mail and offered a
debriefing consistent with the policy in Section C.6 of the NASA Guidebook for
Proposers.
21
(d) Processes for Appeals
(i) Reconsideration by SMD
SMD has a process for requesting reconsideration of the declination of a proposal
submitted in response to an SMD NASA Research Announcement. Reconsideration may
be requested if the PI believes that the proposal was not handled correctly. This process
may be found at in the “SMD Reconsideration Policy” document available in the Library
section of the SARA website (see Section VIII(d) of this NRA for the URL of the SARA
website).
(ii) Ombudsman Program
The NASA Procurement Ombudsman Program is available under this NRA as a
procedure for addressing concerns and disagreements. The clause at NASA FAR
Supplement (NFS) 1852.215-84 (“Ombudsman”) is incorporated into this NRA. The
cognizant ombudsman is
Director, Contract Management Division
Office of Procurement
NASA Headquarters
Washington, DC 20546
Telephone: 202-358-0445
(iii) Protests
Only prospective offerors seeking contract awards under this NRA have the right to file a
protest, either at the Government Accountability Office (GAO) or with the Agency, as
defined in FAR 33.101. The provisions at FAR 52.233-2 (“Service of Protest”) and NFS
1852.233-70 (“Protests to NASA”) are incorporated into this NRA. Under both of these
provisions, the designated official for receipt of protests to the Agency and copies of
protests filed with the GAO is
Assistant Administrator for Procurement
Office of Procurement
NASA Headquarters
Washington, DC 20546
Telephone: 202-358-2090
(e) Service as a Peer Reviewer
The success of NASA’s research program rests on the quality of peer review.
Investigators whose proposals were selected in prior competitions are highly qualified
and may not be submitting a proposal to the current competition. NASA will contact
selected investigators and ask them to serve as a peer reviewer. Selected and funded
investigators are encouraged to agree to serve on SMD peer review panels and to support
NASA in conducting its competitive research programs.
22
VI. AWARD ADMINISTRATION INFORMATION
(a) Notice of Award
Notification of both the selected, as well as the nonselected proposers, will be consistent
with the policy given in Section C.5.3 of the NASA Guidebook for Proposers. For
selected proposers, the offeror’s business office will be contacted by a NASA Awards
Officer, who is the only official authorized to obligate the Government. Any costs
incurred by the offeror in anticipation of an award will be subject to the policies and
regulations of the Grants Handbook (see Section B, §1260.125(e), “Revision of Budget
and Program Plans”).
(b) Administrative and National Policy Requirements
This solicitation does not invoke any special administrative or national policy
requirements, nor do the awards that will be made involve any special terms and
conditions that differ from NASA’s general terms and conditions as given in the Grants
Handbook.
(c) Award Reporting Requirements
The reporting requirements for awards made through this NRA will be consistent with
Exhibit G of the Grants Handbook. Any additional requirements will be specified in the
program element description.
VII. POINTS OF CONTACT FOR FURTHER INFORMATION
General questions and comments about the policies of this NRA may be directed to:
[POC updated July 17, 2008]
Dr. Max Bernstein
SMD Lead for Research
Science Mission Directorate
National Aeronautics and Space Administration
Washington, DC 20546
Telephone: (202) 358-0879
E-mail: sara@nasa.gov
Note: Proposals must not be submitted to this address. Proposals must be submitted
electronically as described in Section IV above.
Specific questions about a given program element in this NRA should be directed to the
Program Officer(s) listed in the Summary of Key Information subsection that concludes
each program element description.
Inquiries about accessing or using the NASA proposal data base located at
http://nspires.nasaprs.com should be directed by an E-mail that includes a telephone
number to nspires-help@nasaprs.com or by calling (202) 479-9376. This help center is
staffed Monday through Friday, 8:00 a.m. – 6:00 p.m. Eastern Time.
23
Inquiries about accessing or using Grants.gov located at http://www.grants.gov should be
directed by an E-mail to support@grants.gov or by calling (800) 518-4726. This
customer support contact center is staffed Monday through Friday, 7:00 a.m. – 9:00 p.m.
Eastern Time.
VIII. ANCILLARY INFORMATION
(a) Announcement of Updates/Amendments to Solicitation
Because this NRA is released far in advance of many of the deadlines given in Tables 2
and 3, additional programmatic information for any of its programs may develop before
their proposal due dates. If so, such information will be added as a formal amendment to
this NRA as posted at its homepage at http://nspires.nasaprs.com (select “Solicitations”
then “Open Solicitations” then “NNH08ZDA001N”) no later than 30 days before the
proposal due date, or, if this is not possible, the proposal due date will be extended to
allow 30 days for proposal submission from the date of the amendment. Although NASA
SMD will also send an electronic notification of any such amendments to all subscribers
of its electronic notification system (see Section VIII(c) below), it is the responsibility of
the prospective proposer to check this NRA’s homepage for updates concerning the
program(s) of interest.
Any clarifications or questions and answers that are published will be posted on the
relevant program element’s web page at http://nspires.nasaprs.com (select “Solicitations”
then “Open Solicitations” then “NNH08ZDA001N” then “List of Program Elements”
then the relevant program element). All such clarifications will be posted no later than 30
days before the proposal due date.
(b) Electronic Submission of Proposal Information
On-time electronic submission over the Internet is required for every proposal. While
every effort is made to ensure the reliability and accessibility of the electronic proposal
submission systems (NSPIRES and Grants.gov) and to maintain help centers via E-mail
and telephone, difficulty may arise at any point on the Internet, including the user’s own
equipment. Therefore, prospective proposers are urged to familiarize themselves with the
submission system(s) and to submit the required proposal materials well in advance of
the deadline of the program of interest. Difficulty in registering with or using a proposal
submission system is not, in and of itself, a sufficient reason for NASA to consider a
proposal that is submitted after the proposal due date (see Section IV(c) above).
(c) Electronic Notification of SMD Research Solicitations
SMD maintains an electronic notification system to alert interested researchers of its
research program announcements. Subscription to this service is free to all registered
users of the NASA proposal data base system at http://nspires.nasaprs.com. To add or
change a subscription to the electronic notification system, users should login to the data
base system and select “Account Management” then “E-mail Subscriptions.” Owing to
the increasingly multidisciplinary nature of SMD programs, this E-mail service will
notify all subscribers of (i) all NASA SMD research program solicitations regardless of
their type or science objectives; (ii) amendments to all SMD solicitations that have been
24
released for which the proposal due dates have not passed; and (iii) special information
that SMD wishes to communicate to those interested in proposing to its sponsored
research programs. Altogether, a subscriber may receive 50–75 notifications per year.
SMD maintains this subscription list in confidence and does not attempt to discern the
identity of its subscribers. Regardless of whether or not this service is used, all SMD
research announcements may be accessed at http://nspires.nasaprs.com (select
“Solicitations” then “Open Solicitations”) as soon as they are posted (typically by
~9:00 a.m. Eastern Time on their release date).
Note: Automated spam filtering software may identify SMD’s electronic notifications as
spam or junk mail. Subscribers are advised to ensure that e-mail received from
NSPIRES-help@nasaprs.com” is not identified by any automated e-mail filtering
system as unwanted e-mail.
NRAs issued by SMD are synopsized on Grants.gov (http://www.grants.gov) at the time
they are released. This ROSES-2008 NRA will be synopsized upon its release.
Amendments to this NRA that create new proposal opportunities will also be synopsized
at the time of their release.
(d) Further Information on SMD Research and Analysis Programs
SMD maintains a website for improving communication with the research community.
This site is maintained by the SMD Senior Advisor for Research and Analysis (SARA)
and is referred to as the SARA website. The SARA website contains information related
to NASA's Science Research Programs, including Astrophysics, Planetary Science,
Heliophysics, and Earth Science. SMD is intent upon maximizing the science return from
every R&A dollar and invites researchers to be part of that process by communicating
ideas and concerns through the SARA website. The SARA website is at
http://nasascience.nasa.gov/researchers/sara [hyperlink address updated on May 5,
2008].
(e) Archives of Past Selections
For more information about the types of research supported by the program elements
solicited in previous editions of this NRA and other predecessor NRAs, the titles of
investigations selected through previous solicitations (issued after January 1, 2005) are
available at http://nspires.nasaprs.com (select “Solicitations” then “Past Solicitations”).
(f) Meeting Geospatial Standards
NASA pioneered the development of metadata and the accessibility and interoperability
of space and Earth science data. When grants result in the development of data that
NASA both identifies as geospatial and intends to distribute, then NASA awards will
require that documentation (metadata) meet Federal Geographic Data Committee
standards. NASA will assure that this documentation is electronically accessible to the
Clearinghouse network (http://www.fgdc.gov/dataandservices/) and discoverable through
Geospatial One Stop (http://www.GeoData.gov).
25
IX. CONCLUDING STATEMENT
Through this ROSES NRA, NASA encourages the participation of the space and Earth
science communities in its Science Mission Directorate research and technology
programs. These programs, while quite diverse in objectives and types, in fact form the
foundation of both the basic and applied research that allows NASA’s space and Earth
science programs to be properly planned and carried through to the successful
interpretation of data and its application to the needs of end users. Comments about this
NRA are welcome and may be directed to the point of contact for general questions and
comments identified in Section VII above.
Michael H. Freilich Richard Fisher
Director Director
Earth Science Division Heliophysics Division
James L. Green Jon A. Morse
Director Director
Planetary Science Division Astrophysics Division
S. Alan Stern
Associate Administrator
Science Mission Directorate
26
TABLE 1. NASA STRATEGIC GOALS AND RESEARCH OBJECTIVES
TABLE 1A. NASA’S STRATEGIC GOALS3
Strategic Goal 1: Fly the Shuttle as safely as possible until its retirement, not later than
2010.
Strategic Goal 2: Complete the International Space Station in a manner consistent with
NASA’s International Partner commitments and the needs of human
exploration.
Strategic Goal 3: Develop a balanced overall program of science, exploration, and
aeronautics consistent with the redirection of the human spaceflight
program to focus on exploration.
Strategic Subgoal 3A Study Earth from space to advance scientific
understanding and meet societal needs.
Strategic Subgoal 3B Understand the Sun and its effects on Earth and the solar
system.
Strategic Subgoal 3C Advance scientific knowledge of the origin and history of
the solar system, the potential for life elsewhere, and the hazards and
resources present as humans explore space.
Strategic Subgoal 3D Discover the origin, structure, evolution, and destiny of
the universe, and search for Earth-like planets.
Strategic Subgoal 3E Advance knowledge in the fundamental disciplines of
aeronautics, and develop technologies for safer aircraft and higher
capacity airspace systems.
Strategic Subgoal 3F Understand the effects of the space environment on
human performance, and test new technologies and countermeasures
for long-duration human space exploration.
Strategic Goal 4: Bring a new Crew Exploration Vehicle into service as soon as possible
after Shuttle retirement.
Strategic Goal 5: Encourage the pursuit of appropriate partnerships with the emerging
commercial space sector.
Strategic Goal 6: Establish a lunar return program having the maximum possible utility
for later missions to Mars and other destinations.
3 From The 2006 NASA Strategic Plan; see Section I(a) for reference
27
TABLE 1B. NASA’S SCIENCE QUESTIONS AND RESEARCH OBJECTIVES4
Strategic Subgoal 3A: Study planet Earth from space to advance scientific
understanding and meet societal needs.
NASA’s Science Questions
How is the global Earth system changing?
What are the primary causes of change in the Earth system?
How does the Earth system respond to natural and human-induced changes?
What are the consequences for human civilization?
How will the Earth system change in the future?
NASA’s Research Objectives
3A.1 Understand and improve predictive capability for changes in the ozone layer,
climate forcing, and air quality associated with changes in atmospheric
composition.
3A.2 Enable improved predictive capability for weather and extreme weather events.
3A.3 Quantify global land cover change and terrestrial and marine productivity, and
improve carbon cycle and ecosystem models.
3A.4 Quantify the key reservoirs and fluxes in the global water cycle and improve
models of water cycle change and fresh water availability.
3A.5 Understand the role of oceans, atmosphere, and ice in the climate system and
improve predictive capability for its future evolution.
3A.6 Characterize and understand Earth surface changes and variability of Earth’s
gravitational and magnetic fields.
3A.7 Expand and accelerate the realization of societal benefits from Earth system
science.
4 From The Science Plan for NASA’s Science Mission Directorate (2007-2016); see Section I(a) for
reference
28
Strategic Subgoal 3B: Understand the Sun and its effects on Earth and the solar
system.
NASA’s Science Questions
How and why does the Sun vary?
How do planetary systems respond?
What are the impacts on humanity?
NASA’s Research Objectives
3B.1 Understand the fundamental physical processes of the space environment from the
Sun to Earth, to other planets, and beyond to the interstellar medium
3B.2 Understand how human society, technological systems, and the habitability of
planets are affected by solar variability and planetary magnetic fields
3B.3 Develop the capability to predict the extreme and dynamic conditions in space in
order to maximize the safety and productivity of human and robotic explorers.
Strategic Subgoal 3C: Advance scientific knowledge of the origin and history of
the solar system, the potential for life elsewhere, and the
hazards and resources present as humans explore space.
NASA’s Science Questions
How did the Sun’s family of planets and minor bodies originate?
How did the solar system evolve to its current diverse state?
What are the characteristics of the solar system that lead to the origin of life?
How did life begin and evolve on Earth and has it evolved elsewhere in the solar
system?
What are the hazards and resources in the solar system environment that will
affect the extension of human presence in space?
NASA’s Research Objectives
3C.1 Learn how the Sun’s family of planets and minor bodies originated and evolved.
3C.2 Understand the processes that determine the history and future of habitability in
the solar system, including the origin and evolution of Earth’s biosphere and the
character and extent of prebiotic chemistry on Mars and other worlds.
3C.3 Identify and investigate past or present habitable environments on Mars and other
worlds, and determine if there is or ever has been life elsewhere in the solar
system.
3C.4 Explore the space environment to discover potential hazards to humans and to
search for resources that would enable human presence.
29
Strategic Subgoal 3D: Discover the origin, structure, evolution, and destiny of the
universe, and search for Earth-like planets.
NASA’s Science Questions
What are the origin, evolution, and fate of the universe?
How do planets, stars, galaxies, and cosmic structure come into being?
When and how did the elements of life and the universe arise?
Is there life elsewhere?
NASA’s Research Objectives
3D.1 Understand the origin and destiny of the universe, phenomena near black holes,
and the nature of gravity.
3D.2 Understand how the first stars and galaxies formed, and how they changed over
time into the objects recognized in the present universe.
3D.3 Understand how individual stars form and how those processes ultimately affect
the formation of planetary systems.
3D.4 Progress in creating a census of extra-solar planets and measuring their properties.
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TABLE 2: SOLICITED RESEARCH PROGRAMS (IN ORDER OF PROPOSAL DUE DATES)
TABLE 3: SOLICITED RESEARCH PROGRAMS (IN ORDER OF APPENDICES A–E)
Tables 2 and 3 are posted as separate documents on the ROSES-2008 homepage located
at http://nspires.nasaprs.com/ (select “Solicitations” then “Open Solicitations” then
“NNH08ZDA001N”).
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