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Periodontal Disease as a Risk for PLBW—BK Yeo et al

111

Review Article

Periodontal Disease – The Emergence of a Risk for Systemic Conditions: Pre-term
Low Birth Weight
BK Yeo,1BDS, MS, LP Lim,2BDS, DDPHRCS, MSc, DW Paquette,3DMD, MPH, DMSc, RC Williams,3DMD

Abstract
This paper addresses the problem of adverse pregnancy outcome in relation to periodontal
disease. There is compelling evidence that a link exists between pre-term low birth weight
(PLBW) and periodontitis. Although 25% to 50% of PLBW deliveries occur without any known
aetiology, there is increasing evidence that infection may play a significant role in pre-term
delivery. A model explaining the plausible relationship is proposed based upon the concept of
infection leading to a cascade of inflammatory reactions associated with pre-term labour and
periodontal disease. Current evidence has pointed to an interest in dental intervention studies to
control periodontal disease as one of the potential strategies to reduce pre-term labour. This
paper reviews the potential association between periodontal infection and adverse pregnancy
outcomes.
Ann Acad Med Singapore 2005;34:111-6
Key words: Periodontal medicine, Periodontitis, Prematurity

Introduction
Recently, the impact of periodontal disease on adverse
pregnancy outcome has received much attention. Pre-term
low birth weight (PLBW) is a problem encountered in most
world communities at varying levels of prevalence. The
problems of PLBWs have considerable repercussions in
terms of medical financial resources, mortality and increased
susceptibility to certain medical complications in the
individuals concerned. While various factors have been
found to predispose mothers to PLBW deliveries, the
inability of medical intervention to resolve such occurrences
is probably due to presence of other unidentified contributing
factors.1
There is emerging interest and increasing amount of
evidence that support the inter-relationship between
periodontitis and systemic conditions. Systemic conditions
that have been addressed include diabetes, cardiovascular
disease, pulmonary disease and adverse pregnancy outcome.
This paper focuses on the role of periodontal disease
contributing to the risk of pregnancy complications, such
as PLBW.
1

Association of Periodontitis with Pregnancy
Complications
Pre-term Low Birth Weight
Growth in the uterus is a balance between the genetic
potential of each individual fetus and the maternal
environment. The maintenance of a normal pregnancy for
approximately 9 months represents the balance of the
maternal and fetal nutritional, hormonal and immunological
systems.
The international definition of low birth weight adopted
by the 29th World Health assembly in 1976 is a birth weight
<2500 g. Birth weight <2500 g results in a rapid increase in
risk of infant mortality.2 Low birth weight can be a result of
a short gestational period and/or retarded intrauterine
growth. These low birth weight infants are more likely to
die during the neonatal period,3 and low birth weight
survivors are more likely to develop neuro-developmental
problems,4 respiratory problems5 and congenital problems.6
In addition, the neonatal and long-term healthcare cost of
pre-term infants imposes a considerable economic burden
both on individual families and taxpayers. Across

Department of Restorative Dentistry (Periodontology)
National Dental Centre, Singapore
2
Department of Preventive Dentistry, Faculty of Dentistry
National University of Singapore, Singapore
3
Department of Periodontology
University of North Carolina, School of Dentistry, USA
Address for Reprints: Dr Alvin BK Yeo, Department of Restorative Dentistry (Periodontology), National Dental Centre, 5 Second Hospital Avenue,
Singapore 168938.
Email: alvinybk@hotmail.com

January 2005, Vol. 34 No. 1

112

Periodontal Disease as a Risk for PLBW—BK Yeo et al

industrialised nations, an estimate of 10% of annual births
is PLBW.
Many risk factors have been proposed for pre-term
rupture of membranes and preterm labour, including
infection and inflammation.7 Twenty-five per cent to 50%
of PLBW deliveries occur without any known aetiology,
and there is increasing evidence that infection may play a
significant role in pre-term delivery. Both generalised
infections, including viral respiratory infections, diarrhoea
and malaria,8 and more localised infections of the genital
and urinary systems can affect the gestational length.9-11
Associations between chorioamnionitis, infection of the
amniotic fluid and PLBW have been established.12
PLBW is multifactorial in nature. The “traditional” risk
factors are smoking, genetics, the use of alcohol, prenatal
care, poor maternal nutrition and urinary tract infection.
About 25% of PLBW cases occur without a candidate or
suspected risk factor.13 As mentioned earlier, both
generalised and localised infections have been associated
with PLBW deliveries.14 Gibbs,15 in his review article,
provided an excellent outline of the possible association
between infections and adverse pregnancy outcomes. The
infection hypothesis suggests that during a subclinical
infection, the micro-organisms and their lipopolysaccharides
enter the uterine cavity during pregnancy by the ascending
route from the lower genital tract or by the blood-borne
route from a non-genital route, hence causing pre-term
birth. In summary, the evidence that supports this hypothesis
includes:15
1. The prevalence of histologic chorioamnionitis is
increased in pre-term birth.
2. Clinically evident infection is increased in mothers and
newborns after pre-term birth.
3. Epidemiologically, there are significant associations of
some lower genital tract infections with pre-term births
or pre-term rupture of membranes.
4. Positive cultures of amniotic fluid or membranes are
common in some patients with pre-term births.
5. There are numerous biochemical markers of infection
in pre-term births.
6. Bacteria or their products induce pre-term births in
animal models.
7. Some antibiotic trials have shown a lower rate of preterm births or have prolonged gestation.
It has been suggested that spontaneous pre-term labour is
commonly associated with bacterial vaginosis, a vaginal
condition characterised by a prevalence of anaerobes.15-17
Bacterial invasion of the choriodecidual space can activate
the fetal membranes or trigger the maternal immune system
to produce a wide variety of cytokines and growth factors.
This has been shown to elicit an inflammatory burden
resulting in placental damage and distress and, hence, fetal

growth restriction.14,18 In addition, the cascade of disordered
cytokine response can lead to the stimulation of
prostaglandin synthesis and the release of matrix
metalloproteinases (MMPs), which account for the uterine
contractions and membrane rupture, respectively, leading
to the induction of labour.19-21
Intrauterine Growth Restriction
Intrauterine growth restriction (IUGR) refers to
insufficient fetal growth diagnosed either by direct
intrauterine growth assessment (ultrasonography) or
insufficient fetal growth in length. It is not a disease entity,
but a manifestation of several possible maternal and fetal
disorders. Risk factors involving the fetus include
chromosomal abnormalities,22,23 multifactorial congenital
malformations,24 multiple gestations25 and fetal infections.
In a recent animal study, results suggested that challenge
with an oral pathogen Campylobacter rectus (C. rectus) in
a mouse chamber model showed significantly more growthrestricted fetuses in the challenged groups than the
controls.26
Historical, Experimental and Epidemiological Evidence
In the early 1990s, Offenbacher et al hypothesised that
oral infections, such as periodontitis, could represent a
significant source of both infection and inflammation during
pregnancy.27,28 They noted that periodontal disease is a
gram-negative anaerobic infection, which may lead to
bacteraemia and induce pregnancy complications. In a
series of landmark animal studies, they demonstrated that
in a hamster chamber model, chronic exposure to
Porphyromonas gingivalis (P. gingivalis) led to a 15% to
18% decrease in fetal weights along with a local increase
of prostaglandin E2 (PGE2) and tumour necrosis factor
(TNF-α) within the chamber fluid.27 Later, they studied the
association between infection and pregnancy by inducing
periodontal disease in the hamster model. Four groups of
animals were fed either control chow or plaque-promoting
chow for an 8-week period to induce experimental
periodontitis prior to mating. Two additional groups
received exogenous P. gingivalis via oral gavage. On the
day of sacrifice, animals receiving both plaque-promoting
chow and exogenous P. gingivalis challenge resulted in a
significant 22.5% reduction in mean fetal weight.28 These
animal studies provided vital proof-of-principle experiments
and suggested the possibility that low-grade oral infections
may trigger off maternal-fetal inflammation and result in
adverse pregnancy events.
In a subsequent landmark human study, Offenbacher et
al29 studied 124 pregnant or postpartum women. After
controlling for known risk factors, the results of the study
were the first to show that periodontitis was a significant
risk factor for PLBW. The adjusted odds ratios were 7.9

Annals Academy of Medicine

Periodontal Disease as a Risk for PLBW—BK Yeo et al

and 7.5 for all PLBW and primiparous PLBW cases,
respectively.
Recent Epidemiological Evidence
Ever since the pivotal study performed by Offenbacher et
al, there has been a considerable interest in identifying the
potential association between periodontal disease and
pregnancy outcomes, such as PLBW. Jeffcoat et al30
conducted a prospective cohort study of 1313 pregnant
women with severe or generalised periodontitis. The subjects
were aged 20 to 30 years old; 83% of the subjects were
African-Americans and the remaining 17% were
Caucasians. There was an adjusted ratio of 4.45 for preterm
delivery before 37 weeks’ gestation age, 5.28 before 35
weeks and 7.07 for delivery before 32 weeks.
In an ongoing large prospective cohort study from an
initial 812 patients, it was reported that maternal periodontal
disease represents a significant risk factor for pre-term
birth and low birth weight. The adjusted prevalence of
moderate to severe periodontal disease increased with
reducing gestational age. They reported a prevalence of
9% before gestational age of 37 weeks, 10.2% before 35
weeks, 13.6% before 32 weeks and 18.4% before 28
weeks.31 Another study, which investigated the relationship
between maternal periodontal status and nutritional
condition of the newborns, yielded similar conclusions. It
was concluded that the average newborn’s weight and
gestational age were inversely proportional to the maternal
periodontitis status.32
Despite a growing trend of studies showing positive
correlation of the possible link between periodontal disease
and low birth weight, a recently published study reported
otherwise. In the case-control study of 236 cases of PLBW
and 507 controls, the authors found no association between
maternal periodontal disease and an increased risk for
PLBW.33 On the contrary, they found that increasing mean
probing depths at the time of delivery was associated with
a reduction in the risk of PLBW. Interestingly, another
recent study that investigated the methods used to study
periodontal health in a large cohort of pregnant women
concluded that an increase in probing depths is observed
consistently during pregnancy. However, the authors
reported that although this increase of the probing depths
from 1.6 mm to 1.7 mm was statistically significant, it was
not clinically relevant as the slight change could be
accounted for by gingival alterations that occur during
pregnancy.34
Intervention Studies
The need for randomised intervention trials is necessary
to further evaluate the causal relationships between
periodontal disease and PLBW. There have been promising

January 2005, Vol. 34 No. 1

113

data on intervention trials to further evaluate the impact of
periodontal therapy on pregnancy outcomes. In a study of
young women in Central Harlem, 74 subjects received
mechanical scaling and root planing (SRP) and oral hygiene
instructions, whereas 90 controls received no periodontal
intervention. PLBW occurred in 18.9% of women who did
not receive any periodontal therapy, but only in 13.5% of
the women who received periodontal treatment.35 The
findings concurred with a recent study by Lopez et al,36 who
reported a significant reduction of PLBW in an intervention
trial of 351 pregnant mothers. In women who were given
periodontal therapy, the incidence of PLBW was only
1.84% as compared to 10.11% in untreated women. Another
recent pilot trial was conducted to determine whether
treatment of periodontitis reduces the risk of spontaneous
pre-term birth. Three hundred and sixty-six women with
periodontitis between 21 and 25 weeks’ gestation were
recruited and randomised to 1 of 3 treatment groups.37 The
rate of preterm birth at <35 weeks was 6.3% in the reference
group compared to 0.8% in the SRP plus placebo group.
This trial indicates that performing SRP in pregnant women
with periodontitis may reduce pre-term birth in this
population. Although results from these preliminary
intervention studies have suggested that treatment for
periodontitis in pregnant mothers may reduce the risk of
PLBW babies, larger multi-centre trials are still required.
Microbial Evidence
As mentioned earlier in the previous reports, periodontal
disease is an infectious disease caused by anaerobic gramnegative bacteria. These bacteria have been previously
divided into 2 main clusters or complexes of microorganisms, namely, the “Red” and the “Orange” complex,
as described by Socransky et al.38 The authors examined
over 13,000 subgingival plaque samples from 185 adult
subjects. Bacterial species were clustered using cluster
analysis and community ordination techniques. Six closely
associated bacterial species were consistently recognised
and subsequently colour-coded into their respective
complexes. The “Blue”, “Green”, “Yellow” and “Purple”
complexes were described to be early colonisers of the
tooth surface and form the conditioning film before the
multiplication of the more pathogenic “Orange” and “Red”
complexes. It has been shown that during the maturation of
the biofilm in dental plaque, organisms from the “Orange”
complex are required for the further establishment and
colonisation of the “Red” complex. The presence of these
2 complexes, in particular the “Red” complex have been
shown to be strongly correlated to severe and advanced
periodontal disease.38 Madianos et al39 continued to identify
the microbiological and biological mechanisms of this
association between clinical periodontal disease and
prematurity. From the subjects involved in the study, 386

114

Periodontal Disease as a Risk for PLBW—BK Yeo et al

maternal plaque samples, 367 maternal serum samples and
339 fetal serum samples were collected and analysed.
A significant finding from this study was the highest
prematurity rate in mothers who did not mount a robust
immunoglobulin (IgG) response to the bacteria from the
“Red” complex, such as P. gingivalis, Bacteriodes forsythus
(B. forsythus) and Treponema denticola (T. denticola).
Strong fetal immunoglobulin (IgM) response to periodontal
pathogens in the “Orange” complex, especially C. rectus,
was noted in pre-term compared to full-term neonates.
The potential of C. rectus and P. gingivalis in mediating
adverse pregnancy outcomes was recently studied in a
mouse model. In this proof-of-concept mouse chamber
model, maternal C. rectus challenge at a distant site results
in adverse pregnancy outcomes. Pregnant mice receiving
C. rectus had more fetal resorptions after challenge with
107 or 109 colony forming unit (CFU)/mL (24.1% and
30.1%, respectively) than controls (9%). Higher numbers
of growth-restricted fetuses were also observed in the C.
rectus challenged groups (21%) as compared to controls
(2.3%). Fetuses from the dams challenged with 109 CFU/
mL weighed less (0.49 g) and had shorter crown-rump
lengths (14.69 mm) than controls (0.53 g and 15.54 mm,
respectively).26 Another study from the same group
investigated the effects of P. gingivalis infection in the
mouse model reported similar findings.40 The data from
these studies suggest that, at least in the mouse model,
infection with the periodontal pathogen at a distant site
affects fetal development and viability. This may have
resulted from the dissemination and translocation of the
periodontal pathogen into the circulatory system of the
pregnant mice, as well as a possible induction of maternal
and fetal immune/inflammatory responses.
Host Responses
The biological plausibility of the association between
periodontal disease and adverse pregnancy outcomes can
be identified and further strengthened by the host responses
to such an exposure. The interactions between
prostaglandins and cytokines are important mediators that
influence both normal and abnormal pregnancy and delivery.
There is strong evidence that suggests the disturbances in
the physiological balance and production of these
intrauterine mediators may affect the pregnancy outcome.41
These mediators can also be produced within the periodontal
diseased environment, escape into the systemic circulation
and possibly to the maternal-placental compartment. These
changes will affect the normal homoeostasis and balance
of the maternal-fetal nutritional, hormonal and immunological systems.
In a study consisting of a small cohort of pregnant women
using PGE2 levels as a marker for current periodontal
disease activity, the level of PGE2 within the gingival

crevicular fluid was found to be significantly higher in
PLBW mothers as compared with the normal birth weight
controls.42 In a recent study carried out in Japan, it was
demonstrated that women who were diagnosed of threatened
premature labour revealed poorer periodontal conditions
and elevated serum interleukin-8 and interleukin-1β levels
compared to the control women.43 These studies suggest a
possible sequence of events: the presence of disease
exposure, such as periodontitis, may present first as an
infectious insult, leading to an inflammatory burden to the
host, resulting in the pregnancy complications as described.
A Proposed Model: Periodontal Disease and Adverse
Pregnancy Outcome
A proposed model for the link between periodontal
disease and adverse pregnancy outcomes is illustrated in
Figure 1. Both conditions are initiated by a microbial
infection and share common patho-physiological reactions.
While it appears likely that bacterial vaginosis is the major
source of infectious challenge that contributes to PLBW,
the potential of oral pathogens being involved in intraamniotic infection have been demonstrated and may act as
an additional risk factor that may contribute to PLBW for
some of the cases.17 Microbiological products like endotoxin
will trigger off the host-immune response causing
inflammation and activation of pro-inflammatory mediators
like interleukin-1, TNF-α and MMPs which, in turn, may
cross the placenta barrier and cause fetal toxicity resulting
in pre-term delivery and low birth weight babies.
Conclusions
Based upon the criteria that have been used to establish
risk, data from animal and human studies support the

Infection (e.g., bacterial vaginosis, periodontitis)

Endotoxin/microbiological products
Inflammation

Fetal toxicity
Pre-term low birth
weight
Fetal growth
restriction

Pro-inflammatory
mediators’ activation

IL-1, TNF-a, MMPs

Fig. 1. Proposed hypothetical model of the association between periodontal
disease and adverse pregnancy outcomes.

Annals Academy of Medicine

Periodontal Disease as a Risk for PLBW—BK Yeo et al

biological plausibility that untreated moderate to severe
periodontitis may increase the risk for adverse pregnancy
outcomes. They show credence to the possibility of a
cause-and-effect relationship. Furthermore, emerging
intervention studies have reported that performing SRP in
pregnant women with periodontitis may reduce pre-term
births in this population. In this era of evidence-based
medicine, further work needs to be done to establish the
association. Larger sample populations and randomised
intervention studies are required to substantiate the effects
of periodontal therapy in reducing the risk of adverse
pregnancy outcomes. As periodontal medicine is still in its
infancy here in Asia, there is a compelling need to determine
the possible association between adverse pregnancy
outcomes and periodontal infections. It has been welldocumented that periodontal disease is a treatable and
preventable condition. In the event of a positive association
of periodontal infection with PLBW, this would have
potential applications in preventive oral health programmes
as an integral component of prenatal care for pregnant
mothers. Indeed, as healthcare professionals working as a
team, an understanding of the role of periodontal-systemic
relationship and its implications will further enhance the
quality of medical and dental care being provided to our
patients in the community.

12.

13.
14.
15.
16.
17.
18.

19.

20.

21.

22.

23.

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