SEC News Digest, 02 15 94 34TT027 Dig021594
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sec news digest Issue 94-29 February ! COHKISSION 15. 1994 r.d 1 I 199~· ANNOUNCEHENTS CLOSED MEETING - THURSDAY. FEBRUARY 17. 1994 - 10:00 A.M. The subject matter of the February 17 closed meeting will be: Settlement of administrative proceedings of an enforcement nature; Institution of injunctive actions; Institution of administrative proceedings of an enforcement nature; Settlement of injunctive actions; and Opinion. AT TIMES CHANGES IN COMMISSION PRIORITIES REQUIRE ALTERATIONS IN THE SCHEDULING OF MEETING ITEMS. FOR FURTHER INFORMATION AND TO ASCERTAIN WHAT, IF ANY, MATTERS HAVE BEEN ADDED, DELETED OR POSTPONED, PLEASE CONTACT: Bruce Rosenblum at (202) 272-2300. RULES AND RELATED ~ITHDRA~AL HATTERS OF PROPOSED RULE GOVERNING PROPRIETARY TRADING SYSTEMS The Commission has published a release withdrawing proposed Rule 15c2-10, which would have established certain regulatory requirements for sponsors of proprietary trading sy3te~s. Publication of the withdrawal is expected in the Federal Register during t r.e week of February 21. (Rel. 34- 33621) ENFORCEMENT PROCEEDINGS ADMINISTRATIVE ORDER ENTERED AGAINST CARONA & HODGES MANAGEMENT, INC. AND JAMES CARONA The Commission announced that on February 8 it instituted administrative proceedings pursuant to Section 203(e) ar" (f) of the Investment Advisers Act against Caron) & Hodges Management, Inc. (C&H Management), a registered investment adviser, and Ja~c~ G. Carona (Carona), its president. Simultaneously, the Commission accepted C&H Management's and Carona's Offers of Settlement, under which C&H Management and Carona consented, without admitting or denying the findings, to the entry of the Order, pursuant to which C&H Management's registration as an investment adviser is revoked, and Carona is barred from association with any broker, dealer, investment company, investment adviser or municipal securities dealer. The Commission's Order is based on findings that C&H Management has been permanently enjoined by the United States District Court for the Northern District of New York from violating the antifraud and other provisions of the Advisers Act and that Carona has been permanently enjoined from aiding and abetting C&H Management's violations in SEC v. Carona and Hodges Management, Inc., James G. Carona and William J. Hodges, 92 Cr.. 1253, CGC. The Commission alleged, inter alia, that the defendants defrauded C&HManagement's clients by receiving undisclosed compensation from companies in which client funds were invested. (Rel. IA-1403) ~~ C O M P W ACT RELEASES NEW YORK LIFE WFA SERIES FUND. INC., ET AL. notice has been issued giving interested persons until March 8 to request a haclrirlg on an application filed by New York Life MFA Series Fund, Inc. (Fund), New York Life Insurance and Annuity Corporation; NYLIAC MFA Separate Account I, NYLIAC KFA Separate Account 11, NYLIAC Variable Annuity Separate Account I, NYLIAC Variable Annuity Separate Account 11, New York Life Insurance and Annuity Corporation VLI Separate Account, NYLIAC Variable Universal Life Separate Account I and NYLIAC Variable Applicants request Universal Life Separate Account I1 (collectively, Applicants). that the Commission issue an order under Section 17(b) of the Investment Company Act exempting them from the provisions of Sectic.1 17(a) of the Act to permit the merger of two of the Fund's Portfolios, with the Cash Management Portfolio exchanging its shares for the assets and liabilities of che Money Market Portfolio. (Rel. IC-20069 February 10) A IDS BOND FUND, INC. ET AL. A notice has been issued giving interested persons until March 14 to request a hearing on an application filed by IDS Bond Fund, et al. '-'at-an order under Section 6(c) of the Investment Company Act that would exempt applicants from Sections 2(a)(32), 2(a)(35), 18(f)(l). 18(g), 18(i). 22(c), and 22(d) of the Act and Rule 22c-1 thereunder. The order would supersede two prior orders that permit certain investment companies to assess a contingent deferred sales charge (CDSC) on redemptions of shares. The present order would expand the investment companies eligible to assess a CDSC, and permit certain investment companies to issue multiple classes of shares representing interests in the same portfolio of securities. (Rel. IC-20070 - February 14) SELF-REGUIATORY ORGANIZATIONS UNLISTED TRADING PRIVILEGES SOUGHT Notices have been issued giving interested persons until March 4 to comment on the applications of four exchanges for unlisted trading privileges in issues which are listed and registered on one or more other national securities exchange and are reported in the consolidated transaction reporting system. The exchanges and number NEWS DIGEST, February 15, 1994 of issues are: Philadelphia Stock Exchange - 20 issues (ReI. 34-33615); Cincinnati Stock Exchange - 18 issues (ReI. 34-33618); Boston Stock Exchange - 9 issues (ReI. 34-33619); and Chicago Stock Exchange - 17 issues (Rei. 34-33620) DELI STINGS GRANTED An order has been issued granting the application of the Boston Stock Exchange to strike from listing and registration Cedar Group, Inc., Common Stock, $.001 Par Value and Warrants. (Rei. 34-33616) An order has been issued granting the application of the Boston Stock Exchange to strike from listing and registration Journey's End Resorts, Inc., Common Stock, $.06 Par Value and Warrants. (Rel. 34-33617) PROPOSED RULE CHANGES The American Stock Exchange filed a proposed rule change (SR-AMEX-94-0l) relating to expiring equity option exercise advices. Publication of the proposal is expected in the Federal Register during the week of February 14. (Rel. 34-33609) The Philadelphia Stock Exchange filed a proposed rule change (SR-PHLX-93-37) relating to the exercise cut-off procedure for equity options contracts. Publication of the proposal is expected in the Federal Register during the week of February 14. (ReI. 34-33610) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. S-8 BAn:R IlJGHES IIIC, 3900 ESSEX lAME, HWSTc.I, TX TT027 (713) 439-8600 7,800,000 ($159,705,000) aJMJI STOCK_ (FILE 33-52195 - FEB_ 08) (BR. 3) S-8 STCIWiE TECHIIOlOGY aJtP, 2270 S 88TH ST, UIJISVILLE, CO 8002.8 - 450,000 ($14,990,850) aJMJI STOCK. (FILE 33-52197 FEB. 08) (RR. 9) (303) 673-5151 S-4 \I>S RES(UlCES cau>, 700 II ADAMSST, PO BOX 19001, CREEl! BAY, "I 54307 (414) 433-1596 - 1,000,000 ($733,338,021) aJMJI srocc, (FILE 33-52199 FEB. 08) (liEU ISSUE) 5-8 EIIRc.I OIL" GAS CO, 1400 SMITH ST, P.O. BOX 1188, HWSTc.I, (713) 853-6161 - 1,000,000 ($44,687,500) aJMJI srocc. (FILE FEB. 08) (BR. 4) 5-8 GLOBAl MARllIE IIIC, 777 II ELDRIDGI: RD, HWSTc.I, TX 77079 (713) 596-5100 aJMJI STOCK. (FILE 33-52203 - FEB. 08) (BR. 3) - 450,000 ($1,856,250) NEWS DIGEST, February 15. 1994 TX TTl51 33-52201 3 REGISTRATIOIS COIT_ _lOOO6. S-} FIRST SEaJllTY IlItP 1Df/, 79 S MI. ST, 2JI) n, PO SALT LME CITY, UT 84130 (81)1) 350-5106 - 5,360,383 (1150,760,770) aJIDI STotI:. (FILE 33-52205 - FEB_ 08) (II. 2) S-} IIOUST(JI IMDUSTRIES lilt, 4400 77027 (n}) 629-3000 - 4,000,000 33-52207 - FEB_ 011) (II. 8) 58-2 POST ON( PlWY, ($183,000,000) ACT TELEIXlIIFEREllCIIIG lilt, 1658 COlE ILW. STE 162, m-2111 - 1,3110,000 ($5,520,000) ctIIUI STotI:. FEB_ 03) (II. 7 - !lEW ISSlE) (303) 4 5 POST OIIIC Pte, GJITCII, aJIDI STotI:_ (FILE QDlDEII, (FILE TX aJ 8lM01 33-741W1-D S-4 PlKJ>IIETST(UI IA*IIIG ec, 114 " THIRD ST, PlKJ>IIETST(UI, Il 61277 (815) 5l7-Zl48 - 240,000 ($12,177,600) ClIIDI STOCIC_ (FILE 33-74824 FEB. 04) (II. 2 - lEW ISSlE) F-6 lIMA IU CItOELECTRCIIIcs PUll I C CO LTD /MlRI, 48 WAlL ST, lEV TtJK, In' 10286 - 10,000,000 (1500,000) DEPOSITARY RECfIPTS F(Jt ctIIUI $loti:. (FILE 33-74836 - FEB. 04) (SR. 99 - IIEW 1SSl£) F-6 ARU. IIOlDIIIGS LTD, (lIE WAlL ST, C/O IRVING TRUST 00, lEW 'RB, (212) 635-8973 - 100,000,000 ($5,000,000) DEPOSITARY RECflPTS F(Jt aJIDI STotI:. (FILE 33-74878 - FEB. 04) F-6 sarrH AFRICAII l..AII) I EXPtOlATI(JI 00 LTD /MlRI, 280 PAIIt AVE, lEW YOII', IT 10015 (212) 454-1207 - 100,000,000 (15,000,008) - FEB. 04) DEPOSITARY RECfIPTS F(Jt aJIDI STOCI:. (FILE 33-74882 (IIEW I SSl£ ) F-6 sarrHVAAL IIOlDIIIGS LTD /NJR/, 280 PAR( AVE, lEW YOII:, IT 10015 (212) 454-1207 - 100,000,000 ($5,000,000) DEPOSITARY RECfJPTS Fa. aJIDI STOCI:. (FILE 33-74884 - FEB. 04) (lEW ISSUE) F-6 LESLIE GOlJ) lilIES LTD /M1RI, 60 WAlL ST, C/O ... GAII GlIARAIITYTRUST 00 OF IT, !lEW ~, .Y 10260 (212) 641-3200 100,000,000 ($5,1lOO,000) DEPOSITARY RECEIPTS FCIl COIMIt STotI:. (FILE 33-74888 - FEB_ 04) (SR. 0) F-6 AFRlrAII)£I LEASE LTD /M1RI, 30 " ~Y, 100,000,000 ($5,000,000) DEPOSITARY RECfIPTS 33-74890 - FEB. 04) F-6 Of BEERS COISOlIDATED "lIES LTD/M1RI, 2 RECT(Jt ST, lEW YOII:, 1n'10006 (212) 975-5009 - 100,000,000 ($5,000,000) DEPOSITARY RECfIPTS F(Jt aJIDI STOCI:. (FILE 33-74892 - FEB. 04) (II. 0) F-6 DURBAIIJIO[I)EP(JtTE DEEP LTD /NJR/, 280 PARI( AVE, IIE\I YOII:, IT 10015 (212) 454-1207 .. 100,000,000 ($5,000,000) DEPOSITARY RECEIPTS F(Jt aJIDI STOCI:. (FILE 33-74894 - FEB. 04) (lEW ISSUE) f-6 GOLD FIELDS OF sarrH AFRICA LTD /NJR/, 280 PAR( AVE, lEW YClRIC,In' 10015 (212) 454-1207 - 100,000,000 ($5,000,000) DEPOSITARY RECEIPTS Fa. aJIDI STOCI:. (FILE :13-74896 - FEB_ 04) (lEW ISSUE ) IT 10015 lEV YOII:, III 10015 FCIl IDIIII STotI:_ (FILE NEWS DIGEST, February 15, 1994 REGISTRATHJlS CONT. F-6 EGOlI CONSOlIDATED IUMES IADR/. 280 PARK AVE. IIE\I Y(It(. IY 10015 (212) 454-1207 - 100,000,000 (S5,OOO,OOO) DEPOSITARY REa::lPTS FOR C(MDI STOCt::. (FILE 33-74898 - FEB. 04) (IIE\I ISSUE) F-6 VAAL REEFS EXPLatATUJI l ..IMIMG CO LTl)/ADR/, 111 WALL ST, CIO CITIBAIIK M A, !lEW Y(It(, lIT 10043 (212) 978-5009 - 100,000,000 (S5,OOO,OOO) DEPOSITARY REa::lPTS FOR C(MDI STOCt::. (FILE 33-74900 FEB. 04) (BR. 0) F-6 SOJ'TII RQ[J)EPOORTMAIM REEFS AREA LTD IADRI, 280 PARK AVE, lEW TCItIC. 10015 (212) 454-1207 - 100,000,000 (S5,OOO,OOO) DEPOSITARY RECHPTS FOR CCIMJI STOCt::. (FILE 33-74902 - FEB. 04) (!lEW ISSUE) F-6 '-EST !WI) CONSOlIDATED .. IllES LTl) IADR/, 2.80 PARK AVE, lEV YOU:, IT 10015 (212) 454-1207 - 100,000,000 (S5,ooo,ooo) DEPOSITARY REa::lPTS FOR C(MDI STOCt::. (FILE 33-74904 - FEB. 04) (!lEW IsSt£ ) F-6 SOJ'TII AFRICAII BRE'-ERIES LTD IADR/, 2.80 PARI AVE, !lEW Y~, IY 10015 (212) 454-1207 - 100.000,000 ($5,000,000) DEPOSITARY RECEIPTS FOR C(MDI STOCK. (FILE 33-74906 - FEB_ 04) (NEW ISSUE) F-6 BLT't'OORUITZICIIT GOLD .. INING CO LTD/ADRJ, 23 WALL ST, CIO MarGAN WAIWIlT TRUST CO OF !lEW Y~, IIE\I YOU:, lIT 10015 (212) 48J-Z3ZJ - 100,000,000 DEPOSITARY RECEIPTS FOR aJIQI STOCt::. (FILE 33-74914 - FEB. 04) lIT os.eoo.eeo) F-6 OR.UGE FREE STATE INVESTMENTSLTD IADRI, 2 RECTORST, ATTN: CORPatATE TRUST DIVISICII (ADR), lEV YORK, IY 10006 (212) 978-5009 100,000,000 DEPOSITARY RECEIPTS FOR CCIMJI srocs, (FILE 33-74916 - FEB. 04) rss.ooo.oooi F-6 F-6 '-ESTERK AREAS GOlD .. IIING CO LTl)/ADRI. 2 RECTORST. CIO SEC1JlllT PACIFIC IlATlCIIAl. TRUST CO. !lEW you:. IY 10006 (000) - 100,000,000 (S5,OOO,OOO) DEPOSITARY REa::lPTS FOR CCIMJI STca. 33-74920 - FEB. 04) (BR. 0) 000-0000 (FILE VLAKFCIITEIN GOlD .. IMIMG CO LTl)/ADR/, 2 RECTORST. CIO SEIl.lIlT PACIFIC IlATlCIIAl. TRUST CO. !lEW YOU:, IY 10006 (212) - 100,000,000 (S5,OOO,OOO) DEPOSITARY REa::lPTS FOR aJIQI STca. 33-74922 - FEB_ 04) 978-5009 (FILE F -6 DAB IIIVESTM£NTS LTD IADR/, 48 YALl ST, CIO BAIIIC OF N[\' YORI, 1£\1 YORI:, IY 10015 (212) 530-1784 - 100,000,000 ($5,000,000) DEPOSITARY RECEIPTS Fat C(MDI STOCK_ (FILE 33-74924 - FEB_ 04) (BR. 0) F-6 DRIEFCIITEIN CONSOlIDATED LTl)/ADR/, 48 WALL STREET. CIO BAlI( OF lEV TOIl. !lEW you:. lIT 10286 (000) 000-0000 - 100,000,000 (S5,OOO,OOO) DEPOSITARY RECEIPTS Fat C(MDI STOCt::. (FILE 33-74926 - FEB. 04) (81. 0) F-6 '-ESTERK DEEP LEVELS L m IADR/, 2 RECTORST, CIO SEOJRITY PACIFIC IlATlCIIAl. TRUST CO, !lEW you:. IT 10006 (212) - 100,000.000 os.ooe.oe» DEPOSITARY REa::lPTS Hit aJIQI STca. 33-74928 - FEB. 04) (BR. 0) NEWS DIGEST, February 15, 1994 978-5009 (FILE 5 REGISTRATI~S F-6 COlT. GROOTVlEI PRtPRIETARY MINES lTD/ADR/, 2 RECT(It ST, 11£\1 YOU, IIY 10006 (212) 978-5009 CIO a.p(JlATE TRUST DIVISlIW, 100,000,000 ($5,000,000) DEPOSITARY RECEIPTS F(It aRQI STOIX. 33-74930 - FEB. (4) (FILE F-6 EAST DAGGAF~TEIII MINES LTD INJR/, 2 RECT(It ST, IIE\I YOU, III 10006 (212) 978-5009 - 100,000,000 ($5,000,000) (FILE 33-74932 - FEB_ 04) (SR_ 0) DEPOSITARY RECEIPTS FIJI aRQI STOIX. F-6 EAST RAIl) GOlD & lILUIlJIJ CO LTD/NJR/, 2 RECT(It ST, lEW Y(IlK, III 10006 (212) 978-5009 - 100,000,000 ($5,000,000) DEPOSITARY RECEIPTS Fill aRDt STOIX_ (FILE 33-74934 - FEB. 04) F-6 IIIGHVELD STEEl & VAllADllJIJ C(JlP LTD/NJR/, 2 RECT(It ST, 97 10006 (212) 978-5009 - 100,000,000 ($5,000,000) DEPOSITARY RECEIPTS FIJI aRDt STOIX. (FILE 33-74936 - FEB. 04) F-6 nOOf GOlD MIIIIIIG CO LTD INJR/, NEW YOU, IIY 10286 (212) 495-1727 F-6 FREE STATE DEVELCFMENT& IIIVT C(JlP LTD INJR/, 2 RECTIIl ST, IIE\I YOU, 10006 - 100,000,000 ($5,000,000) DEPOSITARY RECEIPTS Fill a»IIlII STOIX. (FILE 33-74940 - FEB_ (4) (SR_ 0) F-6 IeIIIROSS MIIiES LTD/APR/, 2 RECT(It ST, CIO SECURITY PACIFIC NATL TRUST CO IIY, IIEW YOU, IIY 10006 (212) 100,000,000 ($5,000,000) DEPOSITARY RECEIPTS F(It a»IIlII STOIX. 33-74944 - FEB. (4) (SR. 0) 48 WALL ST, CIO IWII: Of IIE\I YOU, - 100,000,000 ($5,000,000) DEPOSITARY RECEIPTS FIJI aRDt STOIX. (FILE 33-74938 - FEB. 04) 978-5009 (FILE F-6 STILf~TEIIi GOlD MIllING CO LTI NJR/, 2 RECT(It ST, CIO SECURITY PACI FIC NATI<»W. TRUST CO, NEW YIJlIe, NY 10006 (212) 978-5009 (fILE - 100,000,000 ($5,000,000) DEPOSITARY RECEIPTS F(It C!JIIOI STOIX. 33-74946 - FEB_ (4) (SR. 0) F-o SAIlIT HELENA GOlD MINES LTD INJR/, 2 RECTIIl ST, CIO SECURITY PACIFIC NATI<»W. TRUST CO, IIEW YOU, IIY 10006 (212) - 100,000,000 ($5,000,000) DEPOSITARY RECEIPTS Fill aRDt STOIX. 33-74948 - FEB_ (4) (SR_ 9) F-6 SASOL LTD/NJR/, 30 '" BROADWAY,CIO IC(JlGAII WARAMTY ($5,000,000) (FILE 33-74952 DEPOSITARY RECEIPTS FC»I aRQI STOIX. III 978-5009 (FILE TRUST CO Of lEW YOU, NEW YORK, NY 10015 - 100,000,000 F-6 F-6 6 - fEB. 04) (SR. 0) RUSTEIiBURGPUlIlUC HOLDINGS LTD/NJR/, 10 cal£RCE DR, CIO REGISTRAR & TRANSFER CO, CRANFORD, IIJ 07016 (908) 272-8518 100,000,000 ($5,000,000) DEPOSITARY RECEIPTS F(It aRDt STOIX. 33-74954 - FEB. (4) (SR. 0) (FILE lMISEl GOlD MINES LTD INJR/, 2 RECTa! ST, CIO SECURITY PACH IC NATI<»W. TRUST CO, IIEW YOU, IIY 10006 (212) 978-5009 - 100,000,000 ($5,000,000) DEPOSITARY RECEIPTS F(It COIOI STOIX. (FILE 33-74956 - FEB. 04) (SR. 0) NEVS DIGEST, FebrUl~, 15, 1994 REGISTRATIONS aliT. F-6 GOlD FIELDS PROPERTYCO LTU/ADRJ, 30 " BllCW)YAY, C/O tDlGAII GlJARAIHY TRUST CO OF IIE\I '"OU:, IIE\I YOU:, lIT 10015 (000) 000-0000 (FILE - 100,000,000 ($5,000,000) DEPOSITARV RECEIPTS FOR COlD! sroec. 33-74958 - FEB. 04) (RR. 0) F-6 IfI>AlA PLATI .... HOlDIIIGS LTD/ADR/, 2 RECTORST, C/O SEOJIITY PACIFIC NATIONAl TRUST CO, IIE\I YOU:, IIY 10006 (212) - 100,000,000 ($5,000,000) DEPOSITARY RECEIPTS FOR COlD! sroce, 33-74960 - FEB. 04) (RR. 0) 978-5009 (FILE F-6 ~LICIJI GOlD HOlDINGS LTD/ADR/, 60 YAlL ST, C/O tDlGAII QJARAlfTY TRUST CO OF IIE\I YOU:, IIE\I YOU:, 1fT 10260 (212) 648·3200 - 100,000,000 (S5,OOO,000) DEPOSITARY RECEIPTS FOR COlD! srocr. (FILE 33-74962 - FEB. 04) (RR. 0) F-6 DEElICRAAl GOlD MIIIIIIG CO LTD/ADR/, 2 RECTORST, IIE\I YORK, IIY 10006 (212) 978-5009 - 100,000,oor (S5,OOO,OOO) DEPOSITARY RECEIPTS FOR COlD! srocr. (filE 33-74964 - FEB. 04) (81. 0) F-6 BRAcn:1I MIIIES LTD/ADR, 23 YAll ST, C/O tDlGAII QJARAlfTY TRUST CO OF IIEW YORIC, IIEW YORIC, IIY 10015 (212) 483-2323 (FILE - 100,000,000 (S5,OOO,OOO) DEPOSITARY RECEIPTS FOR COlD! sroec. 33-74966 - FEB. 04) F-6 El..AII)SRAJI) GOlD MIIIIIIG CO LTD/ADa/, 2 RECTORST, IIE\I YORK, 1fT 10006 (212) 978-5009 - 100,000,000 (S5,OOO.000) (FILE 33-74968 - FEB. 04) DEPOSITARY RECEIPTS FOR COlD! srocr. F-6 GEllaJI LTD /ADRJ, 48 YAlL ST, C/O BAlIK OF IIE\I YOU:, IIBI YORI(, 1fT 10286 (212) 495·1727 - 100,000,000 ($5,000,000) (fILE 33-74972 - FEB. 04) (81. 0) DEPOSITARY RECEIPTS FOR COlD! srocr, f-6 IXDUIFONTEIII GOlD MIIIIIIG CO LTD/ADa, 2 RECTORST, AHII CORPCRATETRUST DIVISION ADR GR(U>, IIE\I YORJ(, lIT 10006 (212) • 100,000,000 ($5,000,000) DEPOSITARY RECEIPTS FOR COlD! srece. 33-74974 - FEB. 04) 978-5009 (FILE f-6 BUFfELSFONTEl1I GOlD MIIIIIIG CO LTD/ADa/, C/O SEOJIITY PACIFIC TI CO, ($5,000,000) 2 RECTCJIST, IIE\I YORJ(, lIT 10006 - 100,000,000 DEPOSITARY RECEIPTS FOR COlD! sroee. (FILE 33-74976 - FEB. 04) (81. 0) F-6 BEATRIX MIIiES LTD /ADR, 2 RECTORST, C/O SEOJIITY PACIFIC NATIONAl TR co IIY, lEW YORI(, IIY 10006 (212) - 100,000,000 ($5,000,000) DEPOSITARY RECEIPTS FOR COlD! STca. 33-74978 - FEB. 04) 978-5009 (FILE S-1 AMERICAN PUBLISHIIIG COMPANY, 111 115 SOUTHEMMAST, ~ST FRAllCFORT, IL 62PB6 (618) 973-6411 - 6,555,000 (S104,880,OOO) COlD! sroce. (FILE 33-74980 - FEB. 04) (RR_ 11 - IIEW ISSUE) S-1 UIHCII MIIIES IIIC /DE/, 1800 ZIIiC PlAIIT RD, POBOX 1104, a..ARl'SYJlLE, 37041 (615) 552-4200 - 8,625,000 (1224,250,000) COlD! STca. (FILE 33-74984 - fEB_ 04) (RR. 1 - lEW ISSUE) S-1 COlD METAl PROOUCTSIIIC, 8526 SAVE, - 3,185,500 (S41,411,500) COIDI sroce. - lEV ISSUE) S-1 REIIAl TREATMEIIT CEIlERS IIIC /DE/, 1180 ~ST S\EDESFORDRD' BlDG 2, STE 300, BERVYII, PA 19312 (215) 644-4796 - 3,462,474 COlD! sroce, (FILE 33-74994 - FEB. 04) (RR. 5) (S75,308,809.50) NEWS DIGEST, February 15, 1994 TI YlUIGSTCJoII, 011 44514 (216) 1'58-1194 (FILE 33-74986 - FEB. 04) (81. 6 7 RECISTRATlmtS CCIIT S-l IUITSMII CORP, 1975 EAGlE CATE n.R, SAlT lAKE CITY, UT 84111 (810) 355-7600 - 575,000,000 ($57'5,000,000) fDlTCAGf IICJI)S. (FILE 33-74996 - FEB_ 04) (B.L 7 - IIBI ISSUE) SOB a:MDAoEAlTH Of AUSTRAliA, 1601 MSSACIUSETTS AVE .w, C/O AUSTRAliAI' EMBASSY, WASIIIIIGTmt, DC 20036 - 450,000,000 (1450,000,000) F(JtEIGil GOVERNMENT AND AGUCl DEBT. (FILE 33-74998 - FEB. 04) (II. 9) S-3 CARGill FlMAMCIAl saVlCES 55391 - 1,000,000 ($1,000,000) 33-75002 - FEB. 04) (SR. 11) s-3 alRP, 15407 MCGIIiTY R(W) WEST, EQUIPMENT TRUST CERTIFICATES. GREATER CHINA (212) 713-2000 FEB. 04) REGISTRATlmtS lINE Of fUll) IIIC, - 2,818,561 1285 AVE OF THE AMERICAS, IIEW Y(JUC, IIY 10019 ($57,160,417.08) COMMON STOCK. (F!LE 33-75016 (SR. 16) EffECTIVE: ISSUER FILE W.Sll llllUlbll(lL!. />618 .ij-fJ618 33-nlO2 .ij !IIL AMERICAN PAGINc INC AMERICAN PACING INC AMERlCAI PAGIIiC IIiC NERlCAII RESTAlJtANT GROJ> HOlDINGS AMERICAI RESTALIWIT GR(U> IIiC ANti RESIOEIiTIAl PROP~RTIES TRUST AMLI RESIDENTIAl 1~(1)[kllt:S TRUST AMLI RF.SIO£:IITIAl PR~'UI! II S lRlt':;T AMl! R[SIOUIT I'" ''!()I'E II! II S TRUST AMI alRP AMI alRP AMSClJTH BANCORPalAT Ie.! APOGEE ROBOTICS INC ATRIX INTERNAllONAL INC BAKER HUGHES INC BANCTENN ~P BANk S(IJT H CORP BANk S(IJT H CORP BANI( SUIT H CORP BANI( SUIT H CORP BANk S(IJT H CORP BANk SWTH CORP BATTLE MOUNTAIN GOLD CO 8EAR STEARNS COMPANIES INC 8EAR STEARNS COMPANIES INC 110. 33-75028 ]]-43455 ]]-43455 33-43455 33-43455 ]]-43455 ]]-43455 ]]-43455 ]]-75076 \3- 1')032 ABBEY HEAl THCARE CR{U> INC/DE ACTRADE IIiTERMATHIIAl LTD ACTRADE IIiTERMATlmtAl LTD ACTRADE IIiTERNATImtAl LTD ACTIlADE IIiTERNATlmtAl LTD ACTRADE IIHERMATImtAl LTD ACTRADE IIiTERNATlmtAl LTD ACTRADE IIiTERNATImtAl l TO ADAC LA8(JtA T(Jt I ES AlLEIi ETHAM INTERIORS INC AlUEJ) WlSr[ 11I)U".. 11111:. INC 8 .. PLAYERS IIITERNAfHlIAl lilt ItN/, 1 lAKESHORE DR, POBOX 9840, lAKE CHARLES, LA 70601 (318) 433-7500 - 4,025,000 ($103,643,750) CXMOI STOCX. (FILE 33-75006 - FEB. 04) (81. 11> 11-2 AlllU.o ~YlATA, (FILE INC ]]-n702 D-n702 33-74012 33-74010 33-71566 33-71566 l.J-(l566 33-71566 ]]-52121 33-52121 33-52243 33-74206 33-75090 33-52195 3.J-75098 33-51113 33-51113 33-51113 33-51127 33-51127 33-51127 33-51921 33-52053 33-52053 DISPOSITIOII DATE 02/07/94 02/07/94 02/07/94 02/07/94 02/07/94 02/07/94 02/07/94 02/07/94 02/08/94 02/07194 02/07/94 Q:l.J01/94 02/fJ9/94 02/fJ9/94 02/fJ9/94 02/10/94 02/10/94 02/08/94 02/08/94 02/08/94 02/08/94 02/10/94 02/10/94 02/11/94 02/08/94 02/fJ9/94 02/08/94 02/fJ9/94 02/08/94 02/08/94 02/08/94 02/08/94 02/08/94 02/08/94 02/fJ9/94 02/07/94 02/07/94 NEWS DIGEST, February 15, 1994 BIrMEDICAl !.!AS";; SYSTEMS IMC BIOMEDICAl WASTE SYSTEMS IMe BIOMEDICAL WASTE SYSTEMS INC BIOMEDICAl WASTE SYSTEMS INC BIOMEDiCAl WASTE SYSTEMS INC JKCIDEI BURLINGTON ~THERK rAIPIME aJRP CAl P' 11£ CQIU> CAlP' JIf COIU' CB IWICSHARfS INC/HI CB IWICSHARES IMC/HI IIiC CEIiTlitY TECHIIOlOGIES CEPHAlON IIiC CFPMAl 011 'lie CTPaAi £»I J lie CHAMPION IIITfRMATlCJIAl tnlP COl~T1Vf RESEARCH IIIC COMMUNICATIONS l ENTERTAINMENT tnlP CONOJUIEIIT cctl'UTER tnlPIDE CONOJlRUT cctl'UTER tnlP /DE CONSEP IIiC CONSEP IIiC CONSEP INC CONSEP IIiC CONSEP IIIC CONSEP IIIC CONSEP IIiC CYPI«lS PIIARMACEUT I CAl aJRP CYPI«lS PIIARMACEUT I CAl tnlP DEVON GRa..F IIiC ED ITEIC IIiC ENRON OIL l GAS co ER I cssaI LM TELEPHOIIE co ERICSSCJI LM TELEPHOIIE co EXCAlIBUI TECHNOlOGIES tn!P FIDELITY MATIOIIAl FINANCIAl IIiC /DE/ FIRST FINANCIAl IWIICSHARES IIiC FIRST FINANCIAl IWIICSHARES INC FIRST FINANCIAl tn!P /1111 FLEET FINANCIAl GROUP INC IRII FLEET FINANCIAl GROUP INC IRI/ FIWICHISE FIIWlCE tn!P OF MERICA FIWICHISE FIIWlCE tn!P OF MERICA FIWICHISE FIIWlCE tnlP OF MERICA OF MERICA FIWICHISE FIIWlCE tnlP FRUIT OF THE LCXJI IIiC /DEI FRUIT OF THE LCXJI INC /DEI GAMING tnlP OF MERICA GATES FA DISTRIBUTING INC GB HOlDINGS INC GB HOlD IIiGS INC GB HOlDINGS INC GB HOlD INGS INC GB HOlDINGS INC GB PRG'ERTY FU'I>lIIG calP GB PROPERTY FUNDIIiG CORP GB PRG'ERTY FUNDING calP liB PRG'ERTY FUNDING tnlP liB PRG'ERTY FUNDING tn!P GENERAl ELECTRIC CAPITAL tnlP GENERAl ELECTRIC CAPITAl tn!P GENERAl INSTItlJ£NT tn!P /DEI GUBAl MARI ME INC GREATE BAY HOTEL l CASIllO IIiC GREATE BAY HOTEl l CASIllO INC GREATE BAY HOTEL l CASIllO INC NEYS DIGEST. February 15. 1994 33-62744 33-62744 33-62744 33-62744 33-62744 33 - 5 17'05 33-73160 33-73160 :!3-73160 33-72340 33- 72340 33-74854 33- 73896 33-73896 33-74320 33-52123 33-75136 33-75084 33-72548 33-72548 33-71846 33-71846 33-71846 33-71846 33-71846 33-71846 33-71846 33-72JR8 33-72JR8 33- 75060 33-74078 33-52201 33-72630 33-72630 33-74710 33- 72016 33-51861 33-51861 33-74352 33-51745 33-51745 33-65302 33-65302 33-65302 33-65302 33-52023 33-52023 33-75080 33-74430 33-69716-01 33-69716-01 33-69716-01 3~-69716-01 33-69716-01 33-69716 33-69716 33-69716 33-69716 33-69716 33-51629 33-51629 33-52189 33-52203 33-69716-02. 33-69716-02 33-69716-02. 'J2J'R /9/... 02./fY)/94 02./09/94 02./09/94 02./09/94 02.109/94 0:>11)9.'94 02../09;~ 02./09!94 02./08.194 02./08/94 02./07/94 02./09194 02/09_'94 0]/09/94 02.109/94 02./09/94 02./08/94 02./10/94 02./10/94 02./08/94 02./08/94 02./08/94 02./08/94 02./08194 02./08194 02./08/94 02./07/94 02./07194 02./07/94 02./07/94 02./08194 02./08/94 02./08/94 02./09/94 02./08/94 02./08/94 02./08/94 02./10/94 02/08/94 02./08/94 02./10/94 02./10/94 02./10/94 02.110/94 02./07/94 02./07/94 02/08/94 02/09/94 02.109/94 02./09/94 02/09/94 02./09/94 02/09/94 02./09/94 02./09/94 02/09/94 02./09/94 02./f19/94 02.108/94 02./08/94 02./07/94 02./08/94 02./09194 02./09/94 02/09194 9 NAME Of fiLE ISSUER GREATE BAY HOTEl I. CASIllO IIiC IIiC GRWND RaM) RESTAUlWHS IIiC GRWND RaM) RESTAUlWITS HALDAIIE BERMARD ASSOCIATES IIiC INC IIEAlTIIWISE Of NERICA HOOSE HOlD IIITEIUIA Tl C»L\.l IIiC IIiTElLlCORP IIiC IIiTERCH IIiC/DE IIiTERCEL iIiC/DF. IIiTERCH IIICI1>E IIiTERSlSTEMS INC /DEI IliTERSYS1EMS IIiC /DEI IWrE~$YS,[MS IMC /Drj IIiTERSYSTEMS IIiC /DEI IIiTERSYSTEMS IIiC /DEI 11I1(RSYSTEMS IIiC /DEI IIITlRSYST£MS IIiC !DEI ISIS P~CEUTICAlS IIiC ISTITUTO MOBILIARE ITALIANO SPA ISTITUTO MOBILIARE ITALIANO SPA ISTITUTO MOBlliARE ITALIANO SPA IADR! JMC GR(U> IIiC JMC GR(U> IIiC KAISER AllIIIIILIC I. CHEMiCAl CORP KAISER AllI!!'" I. CHEMICAL ~P KINGSTQI BANCSIIARES IIiC KOHLS cau>alATlQI KOHLS ~J>aL\T1Q1 L.AmMARr: BANCSIIARES IIiC L.AmMARr: BANCSIIARES IIiC L.AmMARr: BANCSIIARES IIiC LEVEL QIE CCIMJIIICATlQlS IIiC ICAI LEVEL QIE ClMUiICATlQlS IIiC ICAI LFS BAMCORP IIiC LFS BAM~P IIiC LIFE USA HOlDING IIiC /MN/ 1I FE LISA HOLDIIiC 11K /MN/ liFE l'~\ ItOiJ) IIIC; I~c ,'IU! L.".afa.:. -oS i Ah :. I ~:1l}J~ it. ~i\l :\...4\ L~S COMPANIES Ih~ NARSHALLI~ flMAIICIAl COkP NARSHAll T{AM f1IW1U I\L Ul£RAfllll; U) IU
IIOO\IE ST CORP ~!;T !U<.!' rs- T?632 33- /"'5Q22 33-/5024 33-51909-01 33-51909-01 33-51909 33-51909 33-51909-02 33-51909-02 33-52007 33-74364 33-69778 33-69778 33-69778 33-5201" 33-52015 33-5202~ OISPOSITIQI DATE 02/f19/94 02/f19/94 02/f19/94 02/07/94 02110/94 02/f19/94 02/10/94 02/07/94 02/07194 02/07194 02/f19/94 02109/94 02!09/~ 02/f19/94 02/f19/94 02/f19/94 02/09{94 02/10/94 02/08194 02108/94 02108/94 02107/94 02107/94 02110/94 02/10/94 02/f19/94 02/f19/94 021f19/94 02/f19/94 02/f19/94 02/f19/94 02/08/94 02/08/94 02/f19/94 02/f19/94 02/10/94 02/10/94 02/1Ci9'. c£,U8P;"tt 02/08/94 02/08/94 02/08/94 02/08/94 0211'/94 02/11/94 02/f19/94 02/f19{91. 02/09/94 02/07194 02/07194 02/08/94 02108/94 02/08/94 02/08/94 02/08/94 02/08/94 02/09/94 02110/94 02110/94 02/10/94 02J'O/~ 02109/94 02109/94 ) G2/&9/94 NEWS DIGEST, February 15, 1994 !U SPOS IT I CIt FILE MO. !WE Of ISSUER PACIFIC GULF PR ERTIES IIIC PACIFIC GUlF PR ERTIES IIIC PACIFIC GUlF PR ERTIES IIiC PACIFIC GUlF PR ERTIES IIiC PACIFIC WLF PR ERTIES IIiC PACI FIC GUlF PR ERTIES IIiC PARAMETRIC TECHIIOlOGY aJU> POl lABS IIiC PEPSICO IIiC PEPSICO IIiC PERPETUAl MID\EST FIIWICIAl IIiC PERPETUAl MID\EST FIIWICIAl IIiC PERPETUAl MID\EST FIIWICIAl IIiC PRATT CASIMO aJU> PRATT CASIllO aJU> PRATT CASIllO aJU> PRATT CASIllO aJU> PRATT CASIllO CORP PRIIIS RECYClIIIG aJU> PRIIIS RECYClIliG aJU> PROC£PT IIiC PROC£PT IIiC PROC£PT IIIC PROC£PT IIIC PROC£PT IIIC PROC£PT IIiC PROC£PT IIIC PRT FlMlIIiG CORP PRT FlMlIIiG CORP PRT FlMlIIIG CORP PRT FlMlIIIG CORP PRT FlMlIIiG CORP PUTIIM IIfVESTMEIIT GRADE KJIIICIPAl PUTIIM IIfVESTMEIiT GRADE KJIIICIPAl PUTIIM IIfVESTMEIIT GRADE KJIIICIPAl ROCHESTER TELEPHOIIE CORP ROCHESTER TELEPIQIE aJU> SAJlTA FE EIIERGY RESCU!CES IIIC SAJlTA FE EIIERGY RESCU!CES IIIC SAJlTA FE EIIERGY RESCU!CES IIIC SAJlTA FE EIIERGY RESCU!CES IIIC saclC(II)UCT~ PACXAGIIIG MATERIAlS saclC(II)UCT~ PACXAGIIiG MATERIAlS saclC(II)UCT~ PACXAGIIiG MATERIAlS saclC(II)UCT~ PACXAGIIIG MATERIAlS SIWAIT IlATlCItAl aJU> SIWAIT IlATlCItAl aJU> SHERWIII WILLIAMS CO SIGMATRCIt IIITfRIlATIONAl IIIC SIGMATRtM IIIT£RIlAT1000l IIIC SIGMATRtM IIITERllAlIONAl IIIC SIGMATIH»I llITERIlATlONAl IIiC SIGMATRtM IIITERNATlONAl IIiC SISKCIt GOlD CORP SKY SCI EIITI FI C IIIC SKY SCIEIITIFIC IIiC sonKEY IIiTERIlATlONAl IIiC SOIIIC SOlUTICltS/CAI SOlII C SOlUT I <»IS/CAl SOIIIC SOlUTI<»IS/CAI STORAGE TECHIIOlOGY aJU> Sl.MIIIT PR ERTIES IIIC Sl.MIIIT PR ERTJES IIIC Sl.MIIIT PR ERTJES IIIC SYBASE IIIC TANDY BlWl>S ACCESSORIES IIIC NEWS DIGEST, February 1S, 1994 33-69'382 33-69382 33-69382 33-69382 33-69382 33-69382 D-7S018 33-75108 33-51389 33-51389 33-73242 33-73242 33-73242 D-69768-01 ll-69768-01 33-69768-01 33-69768-01 33-69768-01 33-73316 33-73316 33-57188 33-57188 D-57188 33-57188 33-57188 33-57188 33-57188 D-69768 33-69768 33-69768 33-69768 33-69768 TRUST 33-51667 TRUST 33-51667 TRUST D-51667 33-51601 D-51601 33-51059 33-51059 .13-51059 33-51059 CO 11IC33-70876 CO IIIC33-70876 CO 11103-70876 CO 11IC33-70876 D-51943 D-51943 D-52227 33-72100 33-72100 33-72100 D-72100 33-72100 33-73066 33-74850 D-75094 33-75134 33-72870 33- 72870 D-72870 33-52197 33-72454 D-72454 33-72454 D-74296 33-75114 !lATE 02/10;94 02/10/94 02/10/94 02/10/94 02/10/94 02/10/94 02/fJ7/94. 02/10/94 02/07/94 02/07/94 02/10/94 02/10/94 02/10/94 02109/94 02/09/94 02/09/94 02/09J?4 02/09/94 02/07/94 02/07/94 02/10/94 02/10/94 02/10/94 02/10/94 02/10/94 02/10/94 02/10/94 02/09/94 02/09194 02/09/94 02/09/94 02/09/94 02/07/94 02/07194 02/07/94 02/07/94 02/07/94 02/09/94 02/09/94 02/09/94 02/09/94 02/08/94 02/08J94 02/08/94 02/08/94 02/07194 02/07/94 02/10/94 02/09/94 02/09/94 02/09/94 02/09/94 02/09/94 02/10/94 02/07/94 02/09/94 02/09/94 02/10/94 02/10/94 02/10/94 02108/94 02/08/94 02/08/94 02/08/94 02/10/94 02110/94 11 NAME Of I~R I NSTRl.IEIIITS TUaIl TENCORI NSTRl.IEIIITS TUCOR IIISTRl.IEIITS TENaIl IIISTRl.IENTS TIKRIlBURG JD!TGAGE ASSET a»!P TRIBASA GR(U> TRIDEIIT IIGl HOlDING INC TRIIIITY AMERICAS INC TRISM IIIC /DE/ TRISM IIIC /DE/ TUlTE)( CORP l*IROYAl TECIWOlOGY CORP UIIIROYAl TECHNOlOGYCORP WE8CO INDUSTRIES INC WE8CO INDUSTRIES IIIC WE8COINDUSTRIES IIiC WESTERIINATiONAl CORP I.PL HOlDIIIGS I Ne FILE 110. 33·73586 33-73586 33-73586 33-73586 33-73220 33-74498 33-75044 33-71368 33-73880 33-73880 33-52247 33-74746 33-74748 33-Tl994 33-72994 33-72994 33-70022 33-52215 DISPOSITI(Jt DATE 02/08194 02/08194 02/08/94 02/08/94 02108/94 02/09/94 02/08/94 02/09/94 02/07194 02/07194 02/11/94 02/07194 02/08/94 02/08/94 02/08194 02/08/94 02/08/94 02/09/94. RECENT 8K FILINGS Fo,.. 8-[ I te. Jte. Jte. Ite. Ite. Ite. Ite. Ite. 1. 2. 3. 4. 5. 6. 7. IL is used by c~ies to fi le current reports on the following events: Changes in Control of Registrant. Acquisition or Disposition of Assets. Bankrl4>tcy or Receivership. Changes in Registrant's Certifying Accountant. Other Materially IlIpOrtant Events. Resi~tions of lIegistrant's Directors_ Financial State.ents and Exhibits. Change in Fiscal lear. The c~ies t rs teo ocl~ have tl ied 8-( reports for the date indicatea wrdIor _dEnts to 11-[ reports preotiously filed, responding to the iteaCs) of the fo,.. specified. Copies of the reports Ey be purchased fra. the ec-iBllion's (when ordering, please give the date of the report). An invoice will be included with the Pl.bl ic Reference R~ r~ted _terial when _iled. IIAME OF ISSUER SEARS IU(T~.a: !,L': CO..." ~T PASS TlIIIO C SEIiSORMATIC ElECiROilI(;S a»!P SHRP IIiC SPECIAlTY RETAIL GRCU' IIIC SPECiAlTY REiAIUXi I)lC TEXACO IIiC TRANSNAT!ONAL IMDUSrRIES IIlC TRI ctulTY IWltalP INC UMC ElECT~ICS CO VERDIX CORP VSE aIlP WHIRLPOOl CORP /DE/ WMX TECHNOlOGIES INC ZEIiITH ELECTRONICS LfMP ZIC.S toE REFIIlAlllCE lCWI TRIJST 1993-1 12 STATE SIC ITEJI 110. CODE 1 2 3 4 5 6 7 8 x IX X Fl DE DE DE X 11!30/93NIE1IJ X 02/03194 C2J07J94 02/09/94 02/09194 02/02J94 01/23194 12131/93 12/15/93 02/03194 02/03/94 02/08/94 02/10/94 01125/94 11/22I93NJE.t«> X X X X \IY X X DE DE DE DE DE DE X X X X X X X X X X X X COMMEIIT X X DE DATE X NEWS DIGEST, February 15, 1994
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