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H2020 Programme Guide for Applicants Marie Skłodowska-Curie Actions Individual Fellowships (IF) Version 1.1 29/05/2018 Disclaimer This guide aims to facilitate potential applicants. It is provided for information purposes only and is not intended to replace consultation of any applicable legal sources. Neither the European Commission nor the Research Executive Agency (or any person acting on their behalf) can be held responsible for the use made of this guidance document. HISTORY OF CHANGES Version Publication Date 1.0 12.04.2018 1.1 29.05.2018 Change Page Initial version Clarification in the definition of short stays Clarification in the definition of length of career break 10, 11, 12, 13, 15 for Career Restart Panel 11 Reference to the mandatory system requirements, the 27 operating systems and browsers actively supported by the system Indication to reverse chronological order in the CV 37 Correction in reference to the call IF 2018 38 Correction in the ethics section 43 Note: National Contact Points (NCPs) have been set up across Europe by the national governments to provide information and personalised support to H2020 applicants in their native language. The mission of the NCPs is to raise awareness, inform and advise on H2020 funding opportunities as well as to support potential applicants in the preparation, submission and follow-up of the grant applications. For details on the NCP in your country please consult the National Contact Points page. Additionally, you may also consult the website of the EUfunded Network of MSCA NCPs. Marie Skłodowska-Curie Actions, Guide for Applicants Individual Fellowships (IF) 2018 Page 1 of 60 TABLE OF CONTENTS 1. BUDGET, TIMETABLE, AND HOW TO SUBMIT ________________________________________________ 4 1.1. 1.2. 1.3. 2. INDICATIVE BUDGET ________________________________________________________________ 4 INDICATIVE TIMETABLE ______________________________________________________________ 5 PROPOSAL SUBMISSION _____________________________________________________________ 5 PARTICIPATING ORGANISATIONS __________________________________________________________ 6 2.1. 2.2. 2.3. 2.4. 3. PARTICIPANT IDENTIFICATION CODE ___________________________________________________ 6 BENEFICIARY ______________________________________________________________________ 6 PARTNER ORGANISATION ____________________________________________________________ 7 OBLIGATIONS OF BENEFICIARIES _______________________________________________________ 8 TYPES OF INDIVIDUAL FELLOWSHIPS AND ELIGIBILITY CONDITIONS ______________________________ 9 3.1. 3.2. EUROPEAN FELLOWSHIPS (EF)_________________________________________________________ 9 GLOBAL FELLOWSHIPS (GF) __________________________________________________________ 14 4. WIDENING FELLOWSHIPS (WF) ___________________________________________________________ 15 5. ADDITIONAL INFORMATION ON DURATION OF FELLOWSHIPS, MOBILITY AND SECONDMENTS ______ 16 5.1. 5.2. 5.3. 6. DURATION OF FELLOWSHIPS _________________________________________________________ 16 MOBILITY ________________________________________________________________________ 16 OPTIONAL SECONDMENTS __________________________________________________________ 17 FINANCIAL ASPECTS ____________________________________________________________________ 18 6.1. 6.2. 6.3. 7. RESEARCHER ALLOWANCES__________________________________________________________ 19 INSTITUTIONAL UNIT COSTS _________________________________________________________ 20 BUDGET CALCULATION _____________________________________________________________ 21 THE EVALUATION PROCESS ______________________________________________________________ 22 7.1. 7.2. 7.3. GENERAL ________________________________________________________________________ 22 ELIGIBILITY AND ADMISSIBILITY CHECK _________________________________________________ 23 EVALUATION OF PROPOSALS_________________________________________________________ 24 8. PROPOSAL SUBMISSION FORMS (PART A OF THE PROPOSAL)__________________________________ 27 9. PART B OF THE PROPOSAL_______________________________________________________________ 29 9.1. 9.2. 10. GENERAL INFORMATION AND INSTRUCTIONS ___________________________________________ 29 TEMPLATE OF PART B OF THE PROPOSAL _______________________________________________ 31 MSCA SPECIAL NEEDS ALLOWANCE _____________________________________________________ 44 ANNEX 1 – OVERVIEW OF THE ACTIONS ________________________________________________________ 45 ANNEX 2 – FURTHER INFORMATION AND HELP __________________________________________________ 46 ANNEX 3 – HOW TO COMPLETE THE PROPOSAL SUBMISSION FORMS (PART A) OF THE PROPOSAL _______ 47 ANNEX 4 – LIST OF DESCRIPTORS______________________________________________________________ 53 Marie Skłodowska-Curie Actions, Guide for Applicants Individual Fellowships (IF) 2018 Page 2 of 60 DEFINITIONS Europe: EU Member States (MS) and their overseas departments (including Overseas Countries and Territories (OCT) linked to MS) and Associated Countries (AC). Associated Country (AC) is a third country which is party to an international agreement with the Union, as identified in Article 7 of Regulation (EU) No 1291/2013. The full list is available here. Non-associated Third Countries (TC) are countries which are neither EU Member States (MS), nor associated to Horizon 2020 (AC)1. Action refers to the individual research project proposed for funding. The Academic Sector are public or private higher education establishments awarding academic degrees, public or private non-profit research institutes whose primary mission is to pursue research, and international European interest organisations, as defined in Article 2.1(12) of the Horizon 2020 Rules for Participation Regulation (EU)No. 1290/2013. The Non-Academic Sector encompasses socio-economic actors not included in the academic sector, i.e. nonacademic organisations, from industry to business (including SMEs), government, civil society organisations (NGOs, trusts, foundations, etc.), cultural institutions, museums, hospitals, and international organisations (e.g. the UN or WHO) fulfilling the requirements of the Horizon 2020 Rules for Participation Regulation (EU)No. 1290/2013. The Beneficiary is the legal entity that signs the Grant Agreement and has the complete responsibility for the proper implementation of the action. It contributes directly to the implementation of the research, transfer of knowledge and training activities by recruiting, supervising, hosting or training a MSCA-funded researcher. The Partner Organisation contributes to the implementation of the action, but does not sign the Grant Agreement The Experienced Researcher (ER) must be, at the date of the call deadline, in possession of a doctoral degree or has at least four years of full-time equivalent research experience. Full-Time Equivalent Research Experience is measured from the date when a researcher obtained the degree entitling him/her to embark on a doctorate, either in the country in which the degree was obtained or in the country in which the researcher is recruited, even if a doctorate was never started or envisaged. The Supervisor is the scientist appointed at the beneficiary to supervise the researcher throughout the whole duration of the action. Long-term residence means a period of legal and continuous residence within EU Member States or Horizon 2020 Associated Countries of at least 5 consecutive years. Periods of absence from the territory of the Member State or Horizon 2020 Associated Country shall be taken into account for the calculation of this period where they are shorter than 6 consecutive months and do not exceed in total ten months within this period of five years. The Marie Skłodowska-Curie Actions part of the H2020 Work Programme2 provides the legal basis for this call for proposals. 1 2 The full list of countries eligible for funding can be consulted in the General annex A to the Work Programme. European Commission Decision C(2017)7124 of 27 October 2017 Marie Skłodowska-Curie Actions, Guide for Applicants Individual Fellowships (IF) 2018 Page 3 of 60 1. BUDGET, TIMETABLE, AND HOW TO SUBMIT The Marie Skłodowska-Curie actions (MSCA) aim to support the career development and training of researchers in all scientific disciplines through international and intersectoral mobility. By funding excellent research and providing attractive working conditions, the MSCA offer high quality professional opportunities open to researchers of any age, nationality or discipline. The MSCA have a bottom-up approach, i.e. research fields are chosen freely by the applicants. All domains of research and technological development are eligible for funding (except areas of research covered by the EURATOM Treaty3). The goal of the Individual Fellowships is to enhance the creative and innovative potential of experienced researchers wishing to diversify their individual competence in terms of skill acquisition through advanced training, international and intersectoral mobility. Individual Fellowships provide opportunities to acquire and transfer new knowledge and to work on research and innovation in Europe (EU Member States and Associated Countries) and beyond. The scheme particularly supports the return and (re)integration of European researchers from outside Europe and those who have previously worked here, as well as researchers displaced by conflict outside the EU and Horizon 2020 Associated Countries. It also promotes the career restart of individual researchers who show great potential. This Guide is based on the rules and conditions contained in the legal documents relating to Horizon 2020 (in particular the Horizon 2020 Framework Programme and Specific Programme, Rules for Participation, and the Work Programme), all of which can be consulted via the Participant Portal. 1.1. INDICATIVE BUDGET The indicative budget is EUR 273 million, and is distributed as follows: • • • Global Fellowships: EUR 45 million distributed between the scientific areas based on the number of eligible proposals received in each of these areas. European Fellowships: EUR 220 million distributed between its panels (except for the Society and Enterprise Panel) based on the number of eligible proposals received in each of the panels. Society and Enterprise Panel: EUR 8 million. The distribution of the indicative budget of the call will be proportional to the number of eligible proposals received in each panel, except where a specific budget for a multidisciplinary panel has been fixed in the call. However, there is a higher weighting for the proposals of the IF Career Restart Panel (CAR) and the IF Reintegration Panel (RI). During the budget distribution, the CAR eligible proposals will have a weighting of 3 EURATOM is a complementary research programme for nuclear research and training. Marie Skłodowska-Curie Actions, Guide for Applicants Individual Fellowships (IF) 2018 Page 4 of 60 2 times the weighting of the eligible proposals in the other panels. For RI the weighting will be 1.5 times higher. 1.2. INDICATIVE TIMETABLE Publication of call 27 October 2017 Opening of call 12 April 2018 Deadline for submission of proposals 12 September 2018 at 17:00:00, Brussels local time Evaluation of proposals October - December 2018 Information on the outcome of the February 2019 evaluation Indicative date for the signature of Grant March - May 2019 Agreements Possible start date of the Action 1 March 2019 – 1 September 2020 1.3. PROPOSAL SUBMISSION Proposals must be submitted electronically, using the European Commission's Online Submission Service (SEP) accessible via the Participant Portal. The proposal should be prepared by the researcher in cooperation with the applicant organisation, which is represented by the main supervisor in the framework of the proposal. The experienced researcher and the supervisor must be two different people. Proposals can be submitted by the researcher. However, the submission of the proposal (and other actions that follow this procedure such as withdrawal) falls under the final responsibility of the applicant organisation as represented by the main supervisor. Proposals must be submitted before Thursday 12 September 2018, 17:00:00 Brussels time. To avoid missing the deadline, you should submit your proposal as soon as possible, as it remains possible to reopen, edit and resubmit your proposal as many times as required before the call deadline. Only the last submitted version will be evaluated. Marie Skłodowska-Curie Actions, Guide for Applicants Individual Fellowships (IF) 2018 Page 5 of 60 Any complaint regarding proposal submission failure will only be successful if the IT audit trail shows that there was a technical problem at the EC side which prevented submission.4 Only one proposal per researcher may be submitted to this call. In the event of multiple submissions, the Research Executive Agency (REA) will contact the supervisor and researcher, who will then choose the proposal to be evaluated: - In case no reply is received, the first submitted proposal will be evaluated. - In case of disagreement between supervisor and researcher, the supervisor's opinion prevails. Any other submitted proposals involving the same researcher will not be evaluated. However, note that a supervisor can be involved in more than one proposal. 2. PARTICIPATING ORGANISATIONS 2.1. PARTICIPANT IDENTIFICATION CODE Each beneficiary (and partner organisation for Global Fellowships) has to have a Participant Identification Code (PIC). In case the beneficiary does not yet have a PIC, the researcher should ask the future beneficiary (and partner organisation in the TC if applicable) to register, and under no circumstances register the organisation themselves. 2.2. BENEFICIARY The beneficiary (see Definitions) is the host organisation located in a MS or AC that recruits the experienced researcher and ensures, through appointment of a supervisor, the necessary training of the researcher. The beneficiary signs the Grant Agreement, receives funding, claims costs, and takes complete responsibility for the proper implementation of the action. Where necessary, the beneficiary may call upon entities with which they have a capital or legal link5 to carry out work under the action (i.e. hosting and training the researcher). Their involvement must be clearly described in the Part B of the proposal (in particular, the name of the entity, type of link with the beneficiary and tasks to be carried out) and 4 As mentioned in the Grants Manual - Section on Lodging A Complaint About Failed Submission. 5 ‘Entities with a capital or legal link’ are entities that have a link with the beneficiary, in particular, a legal or capital link, which is neither limited to the action nor established for the sole purpose of its implementation. See also MSCA-IF MGA ARTICLE 8 — RESOURCES TO IMPLEMENT THE ACTION — THIRD PARTIES INVOLVED IN THE ACTION of the Annotated Grant Agreement Marie Skłodowska-Curie Actions, Guide for Applicants Individual Fellowships (IF) 2018 Page 6 of 60 will be assessed as part of the evaluation. However, only the beneficiary can recruit the researcher and remains fully responsible for the correct implementation of the action. Entities with a capital or legal link must fulfil the same conditions for participation and funding as the beneficiary (for instance, be established in an EU Member State or H2020 associated country). Example: A university clinical hospital depends on the regional health system and does not have legal personality of its own. The hospital has a foundation under its control and this foundation recruits researchers working at the university clinic. In this case, the foundation should apply as a beneficiary, describing the set-up and the competence of the university clinical hospital where the research training activities described in the proposal will be implemented. Attention: Research performed at entities with a capital or legal link to the beneficiary is not considered as a secondment (for details on secondments see chapter 5). International Organisations An international organisation located in a MS or AC may be entitled to participate as a beneficiary or partner organisation. The expert evaluators will verify that at least one of the following conditions is fulfilled: - The participation is deemed essential for carrying out the action by the Commission or the relevant funding body Such funding is provided for under a bilateral scientific and technological agreement 6 or any other arrangement between the Union and the international organisation An "International European Interest Organisation" (IEIO) is an international organisation, the majority of whose members are Member States or Associated Countries, and whose principal objective is to promote scientific and technological cooperation in Europe.7 For the purpose of the IF actions, IEIOs are considered as legal entities established in a MS or AC. This rule also applies to the European Commission Joint Research Centre (JRC) or to an 'entity created under Union law'.8 2.3. PARTNER ORGANISATION Partner organisations contribute to the implementation of the action, but do not sign the Grant Agreement. However, beneficiaries are encouraged to sign a partnership agreement with the partner organisations (for the internal relationship between participating organisations). These partnership agreements must comply with the Grant Agreement. 6 The list of bilateral treaties signed by the EU is available in the Treaties Office database. See Article 2.1(12) of the Horizon 2020 Rules for Participation Regulation. 8 See Article 9(2) of the Horizon 2020 Rules for Participation Regulation. 7 Marie Skłodowska-Curie Actions, Guide for Applicants Individual Fellowships (IF) 2018 Page 7 of 60 There are two types of partner organisations: 1. Organisations in MS or AC (for all types of actions) that host the researcher during optional secondments and provide additional training. These partner organisations are not requested to provide any supporting documents (e.g. letter of commitment). 2. Only for Global Fellowships, organisations located in the TC that host the researcher during the compulsory outgoing phase and provide additional training.These partner organisations need to provide a letter of commitment at the proposal stage and may exceptionally sign an additional employment contract with the researcher to ensure equivalent social security coverage during the stay in the TC. Such an additional contract does not increase the total budget for the action. Example: A French experienced researcher is recruited for a Global Fellowship by a German beneficiary and will be hosted during the outgoing phase by an organisation in the USA. The employment contract with the German beneficiary is concluded for the total duration of the action. In addition, the US host organisation concludes an additional employment contract with the researcher for the duration of the outgoing phase to ensure equivalent social security coverage. This may enable the researcher to work under the conditions applicable to local researchers holding a similar position (e.g. regarding medical/social insurance). 2.4. OBLIGATIONS OF BENEFICIARIES9 The European Commission policy towards researchers involves the improvement of their working conditions and the promotion of mobility in order to open up new perspectives for research careers in Europe. The MSCA aim to act as a catalyst in this respect. Beneficiaries are required to ensure certain working conditions for the researcher, as explained in the Information package for MSCA fellows, which should be in line with the principles set out in the European Charter for Researchers and in the Code of Conduct for the Recruitment of Researchers (Charter and Code). The principles of the European Charter for Researchers and Code of Conduct for the Recruitment of Researchers (Charter and Code) promoting open recruitment and attractive working and employment conditions are a cornerstone of the MSCA and all beneficiaries must take all measures to implement them in line with the provisions of the Grant Agreement. 9 For detailed information, see "Article 32 – Recruitment and working conditions for the recruited researcher" of the grant agreement. Marie Skłodowska-Curie Actions, Guide for Applicants Individual Fellowships (IF) 2018 Page 8 of 60 3. TYPES OF INDIVIDUAL FELLOWSHIPS AND ELIGIBILITY CONDITIONS Proposals for IF involve a single beneficiary located in a MS or AC. Applicants have to indicate at submission stage in which of the eight scientific areas their research topic fits best: • • • • • • • • Chemistry (CHE) Social Sciences and Humanities (SOC) Economic Sciences (ECO) Information Science and Engineering (ENG) Environment and Geosciences (ENV) Life Sciences (LIF) Mathematics (MAT) Physics (PHY) Proposals will be evaluated in the selected scientific area, in order to have an optimal expert allocation. In Standard European Fellowships and Global Fellowships, the selection of the scientific area will also determine the list in which the proposal will be ranked. A table summarising the results and funding thresholds for the previous call can be consulted here. For all types of action the beneficiary must check the information regarding the experienced researcher's eligibility at the call deadline (i.e. diploma, research experience, career break, residency, mobility, family status, etc.). In case of doubts about the researcher's eligibility, the submission of documentary evidence may be requested by the REA after the call deadline. 3.1. EUROPEAN FELLOWSHIPS (EF) Standard European Fellowships (EF-ST) The Standard European Fellowships are divided into eight scientific areas and provide financial support to individual researchers undertaking international mobility. 1. The researcher must be an experienced researcher (see Definitions). Periods of inactivity in research (e.g. unemployment, periods of employment outside research, parental or sick leave) do not count towards the time of research experience. 2. The researcher may be of any nationality. No age restrictions apply. 3. The researcher must move or have moved from any country to the MS or AC where the beneficiary is located. Specifically: Marie Skłodowska-Curie Actions, Guide for Applicants Individual Fellowships (IF) 2018 Page 9 of 60 The researcher cannot have resided or carried out his/her main activity (work, studies, etc.) in the country of the beneficiary for more than 12 months in the three years immediately before the call deadline. For beneficiaries that are international European interest organisations (IEIO) or international organisations located in a MS or an AC, the experienced researcher must not have spent more than 12 months in the three years immediately before the call deadline in the same appointing organisation. Compulsory national service, short stays such as holidays and time spent as part of a procedure for obtaining refugee status (under the 1951 Geneva Convention and the 1967 Protocol) are not taken into account. Short stays are characterised by the type of activity rather than by a specific number of days. A period can only be considered as a short stay if the researcher did not reside or did not have their main activity (work, studies, etc.) in the country during that period (such as holidays). After the call deadline, EF-ST proposals not complying with the EF-ST eligibility conditions but complying with the conditions of another panel will be automatically transferred there. Career Restart Panel (EF-CAR) The Career Restart Panel (CAR) is a multidisciplinary panel of the EF which provides financial support to individual researchers who wish to resume research in Europe after a career break (e.g. after parental leave, working outside research, etc.). 1. The researcher must be an experienced researcher (see Definitions). Periods of inactivity in research (e.g. unemployment, periods of employment outside research, parental or sick leave) do not count towards the time of research experience. 2. The researcher may be of any nationality. No age restrictions apply. 3. The researcher must move or have moved from any country to the MS or AC where the beneficiary is located. Specifically: The researcher cannot have resided or carried out the main activity (work, studies, etc.) in the country of the beneficiary for more than three years in the five years immediately before the call deadline. For beneficiaries that are international European interest organisations (IEIO) or international organisations located in a MS or an AC, the experienced researcher must not have spent more than three years in the five years immediately before the call deadline in the same appointing organisation. Marie Skłodowska-Curie Actions, Guide for Applicants Individual Fellowships (IF) 2018 Page 10 of 60 Compulsory national service, short stays such as holidays and time spent as part of a procedure for obtaining refugee status (under the 1951 Geneva Convention and the 1967 Protocol) are not taken into account. Short stays are characterised by the type of activity rather than by a specific number of days. A period can only be considered as a short stay if the researcher did not reside or did not have their main activity (work, studies, etc.) in the country during that period (such as holidays). 4. The experienced researcher must have had a career break in research, i.e. they were not active in research for a continuous period of at least 12 months within the eighteen months immediately prior to the deadline for submission of proposals (i.e. between 13 March 2017 and 12 September 2018). ‘Active in research’ means being employed or holding a scholarship in research. Parental leaves and unpaid leaves of absence will not be counted as periods of active engagement in research, even if a formal employment relationship exists during these periods. Publication activities or mere association to a university (i.e. any other link to the university that is not considered as an employment contract or a fellowship agreement) are not taken into account either. Example of 'mere association': the researcher is allowed to use the facilities of the university; he/she is sent to a conference by or on behalf of the university; or is enrolled in a bachelor's/master's or other nonresearch related degree at the university. The professional status confirming the eligibility of the researcher (e.g. unemployment, periods of employment outside research, parental or sick leave) must be clearly explained in the proposal, both in the Proposal Submission Forms (Part A)10 and Part B11. After the call deadline, EF-CAR proposals not complying with the EF-CAR eligibility conditions but complying with the conditions of another panel (including the maximum duration) will be automatically transferred there. Reintegration Panel (EF-RI) The Reintegration Panel is a multidisciplinary panel of the EF dedicated to researchers who wish to return and reintegrate in a longer term research position in Europe. 1. The researcher must be an experienced researcher (see Definitions). Periods of inactivity in research (e.g. unemployment, periods of employment outside research, parental or sick leave) do not count towards the time of research experience. 11 Section 4 - CV of experienced researcher Marie Skłodowska-Curie Actions, Guide for Applicants Individual Fellowships (IF) 2018 Page 11 of 60 The researcher must be a national or long-term resident of a MS or AC (see Definitions and Example). No age restrictions apply. 2. The researcher must move or have moved directly from a TC to the MS or AC where the beneficiary is located. Specifically: The researcher cannot have resided or carried out the main activity (work, studies, etc.) in the country of the beneficiary for more than three years in the five years immediately before the call deadline. Eligible: the researcher has worked in the United States for the past year. He moved back to Portugal three months ago and submits a proposal with a Portuguese host ('direct mobility'). Eligible: the researcher has worked in the United States for the past year. For the last month, he visited his parents in Portugal without main activity. He now submits a proposal with a German host ('direct mobility' with short stay). Not eligible: the researcher has worked in the United States for the past year. For the last three months, his main activity has been in Portugal, where he has an employment contract. He now submits a proposal with a German host ('indirect mobility'). For beneficiaries that are international European interest organisations (IEIO) or international organisations located in a MS or an AC, the experienced researcher must not have spent more than three years in the five years immediately before the call deadline in the same appointing organisation. Example of 'direct mobility': the researcher has worked in South Africa for the past year. She moved to an IEIO located in France six months ago and submits a proposal with a host, which is the same IEIO. She has not worked in that IEIO for more than 36 months in the last 5 years. The proposal is eligible. Compulsory national service, short stays such as holidays and time spent as part of a procedure for obtaining refugee status (under the 1951 Geneva Convention and the 1967 Protocol) are not taken into account. Short stays are characterised by the type of activity rather than by a specific number of days. A period can only be considered as a short stay if the researcher did not reside or did not have their main activity (work, studies, etc.) in the country during that period (such as holidays). After the call deadline, EF-RI proposals not complying with the RI eligibility conditions but complying with the conditions of another panel will be automatically transferred there. Marie Skłodowska-Curie Actions, Guide for Applicants Individual Fellowships (IF) 2018 Page 12 of 60 Society & Enterprise Panel (EF-SE) The Society & Enterprise Panel is a multidisciplinary panel of the EF dedicated to career opportunities for researchers seeking to work on research and innovation projects in an organisation from the non-academic sector. 1. The researcher must be an experienced researcher (see Definitions). Periods of inactivity in research (e.g. unemployment, periods of employment outside research, parental or sick leave) do not count towards the time of research experience. 2. The researcher may be of any nationality. No age restrictions apply. 3. The researcher must move or have moved from any country to the MS or AC where the beneficiary is located. Specifically: The researcher cannot have resided or carried out the main activity (work, studies, etc.) in the country of the beneficiary for more than three years in the five years immediately before the call deadline. For beneficiaries that are international organisations located in a MS or an AC, the experienced researcher must not have spent more than three years in the five years immediately before the call deadline in the same appointing organisation. Compulsory national service, short stays such as holidays and time spent as part of a procedure for obtaining refugee status (under the 1951 Geneva Convention and the 1967 Protocol) are not taken into account. Short stays are characterised by the type of activity rather than by a specific number of days. A period can only be considered as a short stay if the researcher did not reside or did not have their main activity (work, studies, etc.) in the country during that period (such as holidays). 4. The beneficiary must be an entity from the non-academic sector (see Definitions). After the call deadline, EF-CAR, EF-RI and EF-ST proposals with beneficiaries that have a non-academic status will be transferred to the EF-SE Panel, if they comply with the conditions of the EF-SE Panel and if this would be in their benefit. EF-SE proposals with beneficiaries having an academic status will be transferred to an EF panel under which the academic status is permitted. The status of the organisation and the decision to transfer proposals is ultimately determined by the legal validation of the beneficiary, which takes place if the beneficiary is invited to start the Grant Agreement Preparation. It is therefore important that beneficiaries considering themselves to be non-academic apply directly for the EF-SE Panel. Marie Skłodowska-Curie Actions, Guide for Applicants Individual Fellowships (IF) 2018 Page 13 of 60 If the non-academic status of an EF-SE proposal is not confirmed by the validation services at the moment of the Grant Agreement Preparation, the proposal will be transferred to an EF panel under which the academic status is permitted. This might imply that the invitation for the Grant Agreement Preparation is withdrawn, should the proposal consequently not meet the eligibility requirements for this panel or if the scoring cut-off to receive funding is not reached. 3.2. GLOBAL FELLOWSHIPS (GF) Global Fellowships are based on an outgoing phase during which the researcher undertakes mobility to a partner organisation in a TC for a period of between 12 and 24 months, followed by a mandatory 12-month return period to the beneficiary located in a MS or AC. 1. The researcher must be an experienced researcher (see Definitions). Periods of inactivity in research (e.g. unemployment, periods of employment outside research, parental or sick leave) do not count towards the time of research experience. 2. The researcher must be national or long-term resident of a MS or AC (see Definitions). No age restrictions apply. Example 1 - long term resident: An Indian national resides in Latvia from January 2013 to May 2014, moves back to India from June to September 2014, and resides in Israel from October 2014 to September 2018. Example 2 – not a long term resident: An Indian national resides in Latvia from January 2013 to May 2014, moves back to India from June 2014 to September 2015, and resides in Israel from October 2015 to September 2018. 3. The researcher must move or have moved from any country to the partner organisation located in the TC. Specifically: The researcher cannot have resided or carried out their main activity (work, studies, etc.) in the country of the TC partner organisation where the outgoing phase takes place for more than 12 months in the three years immediately before the call deadline. For international organisations located in a TC, the experienced researcher must not have spent more than 12 months in the three years immediately before the call deadline at the same partner organisation. Marie Skłodowska-Curie Actions, Guide for Applicants Individual Fellowships (IF) 2018 Page 14 of 60 Compulsory national service, short stays such as holidays and time spent as part of a procedure for obtaining refugee status (under the 1951 Geneva Convention and the 1967 Protocol) are not taken into account. Short stays are characterised by the type of activity rather than by a specific number of days. A period can only be considered as a short stay if the researcher did not reside or did not have their main activity (work, studies, etc.) in the country during that period (such as holidays). 4. a. The beneficiary must be located in an MS or AC, and, b. The partner organisation for the outgoing phase must be located in a TC and is the entity where the outgoing phase takes place. The partner organisation has to provide an up-to-date letter of commitment which should be included in Part B of the proposal, to confirm their real and active participation in the proposed action. Their precise role should also be clearly described in the proposal. If the letter of commitment of the partner organisation is not provided, the proposal will be considered incomplete and therefore will be declared inadmissible. The mandatory return phase for the experienced researcher in the European host organisation (the beneficiary) is essential for the successful achievement of the objectives of this action. In case of non-fulfilment of this condition, the REA may ask the beneficiary to reimburse the total amount received for the benefit of the researcher under the Grant Agreement. After the call deadline, GF proposals not complying with the GF eligibility conditions but complying with the conditions of another panel will be automatically transferred there. 4. WIDENING FELLOWSHIPS (WF) The Widening Fellowships aim at providing support to researchers, regardless of their nationality, to undertake their fellowship in a Widening Country,12 in order to help spread excellence and close the research and innovation gap within Europe. A budget (EUR 5 million) has been earmarked under the Work Programme "Spreading Excellence and Widening Participation" to fund proposals with a host organisation located in a Widening Country, submitted to the MSCA-IF-2018 call13 but which failed to receive funding under this call. At submission stage applicants are asked in section 5 (Call Specific Questions) whether or not they wish to be considered for this funding opportunity (see Annex 3). The normal award criteria, scoring and thresholds for MSCA-IF will apply. EF proposals from all scientific areas which cannot be funded under EF and have a chance to be funded under WF will therefore be ranked in one single list according to the scores and evaluation 12 Member States: Bulgaria, Croatia, Cyprus, Czech Republic, Estonia, Hungary, Latvia, Lithuania, Luxembourg, Malta, Poland, Portugal, Romania, Slovakia and Slovenia. Associated Countries: Albania, Armenia, Bosnia and Herzegovina, Faroe Islands, Former Yugoslav Republic of Macedonia, Georgia, Moldova, Montenegro, Serbia, Tunisia, Turkey and Ukraine. 13 This only applies to European Fellowships; the Global Fellowships are excluded from the Widening call. Marie Skłodowska-Curie Actions, Guide for Applicants Individual Fellowships (IF) 2018 Page 15 of 60 procedure (including the prioritisation in case of ex aequo) of the MSCA-IF call. The MSCAIF model Grant Agreement will apply to all Widening Fellowships. The only implementing difference with MSCA-IF is that researchers supported by the Widening Fellowships will not formally be considered as MSCA fellows, and thus will not be entitled to receive the MSCA certificate. Host organisations from Widening Countries will be informed simultaneously about the results of the evaluation for both MSCA-IF-2018 and the Widening Fellowships call, i.e. all applicants eligible for transfer to the WF call will receive a standard IF evaluation result letter and an attached WF evaluation result letter. The Seal of Excellence will be awarded to all IF proposals eligible to receive it. There is no Seal of Excellence for WF proposals. 5. ADDITIONAL INFORMATION ON MOBILITY AND SECONDMENTS DURATION OF FELLOWSHIPS, 5.1. DURATION OF FELLOWSHIPS The duration of Standard, Society & Enterprise and Reintegration European Fellowships is between 12 and 24 months. The duration of Career Restart European Fellowships is between 12 and 36 months. The duration of Global Fellowships is between 24 and 36 months. For the Global Fellowships there is an outgoing phase between 12 and 24 months, and an additional mandatory 12 month return phase. 5.2. MOBILITY The European Commission considers mobility between organisations to be asset for the personal and career development of researchers. Such mobility strengthens intersectoral collaboration, and promotes the acquisition of new skills and knowledge thereby contributing to increased research creativity, efficacy and performance. The mobility of the researcher to another country is an eligibility criterion for receiving MSCA funding, while mobility between the academic and non-academic sector is also encouraged as this would further advance research and innovation. The MSCA mobility rules do not necessarily relate to the location(s) stated in the current or previous employment contract(s) of the researcher. It is the actual location(s) of residence that is taken into account, not the country(ies) of legal residence. The two determining elements are the actual place of residence and the place of main activity. Supporting documents may be requested to confirm the place of residence and the place of main activity, such as employment contracts, work permits, rental contracts, residence certificates etc. Marie Skłodowska-Curie Actions, Guide for Applicants Individual Fellowships (IF) 2018 Page 16 of 60 5.3. OPTIONAL SECONDMENTS During the implementation of the action the experienced researcher may be seconded outside their host organisation to an organisation in a MS or AC. Secondments of the researcher to partner organisations are encouraged, but they should be relevant, feasible, and beneficial for the researcher and in line with the project objectives. Applicants should therefore consider carefully whether the research would be advanced by a secondment, and whether it should take place in the academic or non-academic sector. Any secondment must be clearly specified in Section 5 of Part B of the proposal and justified where relevant in the other sections of Part B. However, no letter of commitment is required. If the partner organisation where the secondment takes place is not identified at the proposal stage, it is essential that Part B of the proposal contains as much information as possible on the sector, place, timing and duration, and its overall purpose. The maximum duration of secondments is defined according to the total duration of the fellowship: Duration of the fellowship Maximum duration of secondment ≤ 18 months 3 months > 18 months 6 months The secondment phase can be a single period or can be divided into shorter mobility periods. It can take place at one or more organisations, which can be located in the same country as the beneficiary. A secondment is allowed during any phase of the project to any entity located in a MS/AC. While secondments can take place within the same sector, inter-sectoral secondments are highly encouraged. Entities with a capital or legal link with the host organisation cannot host secondments. For Global Fellowships, such an optional secondment can also take place at the start of the action at the beneficiary or its entity with a capital or legal link and/ or a partner organisation in a MS or AC for a maximum of 3 months, allowing the researcher to spend time there before moving on to a partner organisation in a Third country. In such cases, the initial secondment will be considered as part of the outgoing phase. The quality and degree of involvement of partner organisations and the impact of the secondments will be assessed by the expert evaluators according to the evaluation criteria. In all cases the secondment must be meaningful and appropriate to the type of fellowship and research field. It is essential for the applicants to clearly distinguish "secondments" from short visits (for example for field work) since they have a different nature and pursue different objectives (see Definitions). A short visit is not a "secondment", and therefore the country where a short visit takes place can be chosen freely. Marie Skłodowska-Curie Actions, Guide for Applicants Individual Fellowships (IF) 2018 Page 17 of 60 • Secondments are planned in advance, and are an integral part of the research proposal. • Secondments imply mobility to a partner organisation in a MS or AC with specific supervision arrangements. Short visits imply mobility to another location outside the physical premises of the beneficiary. However, the work done is supervised directly by the beneficiary. • Short visits can only represent a small part of the action. • When a short visit to a TC takes place, the beneficiary shall ensure compliance with the applicable Horizon 2020 ethical framework and the corresponding provisions of the Grant Agreement. Any secondments not complying with the above criteria will be disregarded by the evaluators. 6. FINANCIAL ASPECTS The financial support for Marie Skłodowska-Curie IF takes the form of a grant covering 100% of the action’s eligible costs. These are not related to the real costs of the action, but are calculated exclusively based on the fixed units set out in the Work Programme. Complete details regarding contractual obligations that bind all beneficiaries can be found in the model Grant Agreement and its annotated version, both of which are available on the Participant Portal. What types of monthly expenses are covered? The European Union contribution and rates under this action are set out in Part 3 of the Work Programme 2018-2020 and cover: • • • Living, mobility and family allowances for the researcher Research, training and networking costs Management and indirect costs Individual Fellowships Researcher unit cost in EUR Institutional unit cost in EUR person/month person/month Living Mobility Family Allowance Allowance Allowance 4,880 600 500 Marie Skłodowska-Curie Actions, Guide for Applicants Individual Fellowships (IF) 2018 Research, training and networking costs Management and indirect costs 800 650 Page 18 of 60 6.1. RESEARCHER ALLOWANCES Living allowance and employment contract The living allowance is the EU contribution to the gross salary costs of the researcher and amounts to EUR 4,880 per month. It can only be used to this end. This amount is adjusted through the application of a country correction coefficient (CCC) for the cost of living according to the country in which the beneficiary is located. For the outgoing phase of the Global Fellowship, the country correction coefficient of the TC partner organisation will be applied. However, the adjusted amount will not change in case of secondments to a partner organisation in another MS or AC. The country correction coefficients that will be applied are indicated in Table 1 in Part 3 of the Work Programme (Marie Skłodowska-Curie actions). During the implementation phase of the action, researchers may opt to work part-time in order to pursue supplementary activities. These might include creating a company, or engaging in advanced studies not related to the MSCA grant. Note, however, that parttime work on these grounds cannot be requested during the outgoing phase of the Global Fellowships. Any supplementary activities carried out part-time in parallel with the MSCA action must be agreed upon by the researcher and the beneficiary and are subject to the prior approval of the REA. Important notice on Living Allowance The living allowance is a gross amount. The net salary results from deducting all compulsory (employer/employee) social security contributions as well as direct taxes (e.g. income tax) from the gross amounts. The host organisation may pay a top-up to the recruited researcher in order to complement this contribution. The rate indicated above is for researchers devoting themselves to the action on a fulltime basis. In case of part-time, costs will be reported as pro-rata of the full-time (30 days/month) unit cost. The beneficiary must appoint the eligible experienced researcher under an employment contract or other direct contract with equivalent benefits, including social security coverage, for the duration of the action. In the case of secondments to partner organisations, the social security provision should also cover the researcher during these periods. The beneficiary implementing the action must recruit the researcher under an employment contract or other direct contract with equivalent benefits, including social security coverage (type A). Fixed amount fellowships (type B) are permitted only in cases when national law prohibits full employment contracts/equivalent direct contracts, and then only with the prior approval of the REA. In this case, the living allowance will be reduced by 50%. The minimum required is that the researcher is covered under a social security scheme providing at least sickness and parental benefits, cover for Marie Skłodowska-Curie Actions, Guide for Applicants Individual Fellowships (IF) 2018 Page 19 of 60 invalidity and accidents at work and occupational diseases, and covering the researcher in every place of implementation of the IF activities. Other cost categories are not affected by this reduction. Mobility allowance In addition to the living allowance, a mobility allowance will be paid to recruited researchers amounting to EUR 600 per month. Family allowance A family allowance will be paid in case the researcher has family obligations. In this context, family is defined as persons linked to the researcher: (i) by marriage (ii) by a relationship with equivalent status to a marriage recognised by the legislation of the country or region where this relationship was formalised (iii) as dependent children who are actually being maintained by the researcher This allowance amounts to EUR 500 per month. The family status of a researcher will be determined at the date of deadline of the call (i.e. 12 September 2018) and will not be revised during the lifetime of the action. Important notice on Mobility and Family allowances The mobility and family allowances are fixed amounts, regardless of the country of recruitment, and are subject to the tax laws of the country of recruitment. 6.2. INSTITUTIONAL UNIT COSTS Research, training and networking costs This amounts to EUR 800 per month and is managed by the beneficiary to contribute to expenses related to: costs for training and networking activities that contribute directly to the researcher’s career development (e.g. participation in conferences, trips related to the work of the action, training, language courses, seminars, lab material, books, library records, publication costs) costs for research expenses costs for visa-related fees and travel expenses additional costs arising from secondments (e.g. travel costs, accommodation costs for optional secondments) Marie Skłodowska-Curie Actions, Guide for Applicants Individual Fellowships (IF) 2018 Page 20 of 60 Research, training and networking unit costs should be used for the research, training and networking activities outlined in Part B of the proposal, but unused amounts may be used for other action-related purposes (e.g. to increase the salary of a researcher or to organise additional training activities). Management and indirect costs This amounts to EUR 650 per month, which is to be used for the management and indirect costs of the action. 6.3. BUDGET CALCULATION The EU contribution will be automatically calculated from the information provided in Part A of the proposal using the rates and coefficients given in Tables 1 and 2 of the Work Programme.14 It is crucial that the information given in Part A about the participating organisations and researcher is correct and up-to date and that it is identical to the information given in Part B. Example - European Fellowship A French researcher without family obligations who obtained his PhD in Chemistry in France on 15 June 2014 applies for an EF-ST jointly with a university in Germany for a 24-month fellowship in the CHE scientific area. During the last 3 years he was in Germany for 5 months. Part B provides for a secondment split in 2 periods of each 2 months at an industrial partner in Ireland. 14 A tool that gives an indication of the EU contribution based on the relevant data (e.g. country of the host institution, duration, etc.) is available in the section 'Topic Conditions and Documents' of the IF-2018 call in the Participant Portal. Marie Skłodowska-Curie Actions, Guide for Applicants Individual Fellowships (IF) 2018 Page 21 of 60 Example - Global Fellowship A married Chinese researcher obtained her PhD in Physics on 15 May 2008 in Sweden and was employed full-time since 16 May 2008 in Poland. The researcher applies for a GF in the PHY scientific area with a 24-month outgoing phase to a university in the USA and a 12-month mandatory return period in Spain. 7. THE EVALUATION PROCESS 7.1. GENERAL Proposals are submitted in a single stage and evaluated in one step. The evaluation of proposals is carried out by the REA with the assistance of independent experts. REA staff ensure that the process is fair and in line with the principles contained in the Commission's rules on Proposal submission and evaluation and the relevant sections of the MSCA Work Programme. Experts perform evaluations on a personal basis, not as representatives of their employer, their country or any other entity. They are required to be independent, impartial and objective, and to behave throughout in a professional manner. They sign an expert contract, including a declaration of confidentiality and absence of conflict of interest, before beginning their work. Confidentiality rules must be adhered to at all times before, during and after the evaluation. In each of the eight scientific areas (panels) a Chairperson ("Chair"), assisted by several Vice-Chairs (depending on the size of the panel) will assist REA staff with the management of the evaluation. Chairs and Vice-Chairs are distinguished members of the scientific community who do not evaluate proposals. Their tasks include the following: Marie Skłodowska-Curie Actions, Guide for Applicants Individual Fellowships (IF) 2018 Page 22 of 60 finalising the assignment of three experts to each proposal, providing guidance to evaluators, checking the quality and consistency of the experts' reports, attending the panel review meetings to endorse the final ranked lists of proposals for funding. In addition, an independent observer will be appointed by the REA to observe and report on the evaluation process. The observer gives feedback and advice to the REA and the European Commission on the conduct and fairness of the evaluation sessions, on the way in which the experts apply the evaluation criteria, and on ways in which the procedures could be improved. The observer does not take part in the evaluation and will not express views on the proposals under examination or on the experts’ opinions on the proposals. Under the terms of their contract, all experts must declare beforehand any known conflicts of interest, and must immediately inform the responsible REA staff member if they detect a conflict of interest during the course of the evaluation. The expert contract also requires experts to maintain strict confidentiality with respect to the whole evaluation process. They must follow any instruction given by the REA to ensure this. Under no circumstance may an expert attempt to contact an applicant on his/her own account, either during the evaluation or afterwards. 7.2. ELIGIBILITY AND ADMISSIBILITY CHECK On 12 September 2018, 17:00:00 Brussels time, all proposals submitted through the electronic submission system of the Participant Portal will be registered in a database. Any documents received via any other means will not be taken into account. Admissibility 15 and eligibility criteria for each proposal are checked by REA staff. Proposals which do not fulfil these criteria will not be evaluated. Applicants will be informed within five months after the call deadline about the outcome of the evaluation or the result of the admissibility and eligibility check. A proposal may be declared ineligible or inadmissible at any stage. To be considered admissible, a proposal must be: (a) submitted in the electronic submission system before the deadline given in the call conditions; (b) readable, accessible and printable; (c) complete and include the requested administrative data, the proposal description, and any obligatory supporting documents specified in the call; (d) include a draft plan for the exploitation and dissemination of the results in Part B-1 Section 2. 15 Horizon 2020 Work Programme: General Annexes Marie Skłodowska-Curie Actions, Guide for Applicants Individual Fellowships (IF) 2018 Page 23 of 60 Applicants should follow the template and instructions for drafting the Part B included in this guide. A proposal will only be considered eligible if its content corresponds to the topics and funding schemes, including the specific eligibility conditions set out in the relevant parts of the Work Programme and if it fulfils all the eligibility criteria (see also section 3 of this guide). 7.3. EVALUATION OF PROPOSALS General Each proposal will be assessed independently by at least three experts. For each proposal one expert will be designated as the "rapporteur" and will assume additional responsibilities in the evaluation phase (drafting of Consensus report, moderation of the remote consensus, implementation of comments from the Vice-Chairs). Operational capacity The operational capacity of the beneficiary relates to whether an applicant organisation has, or will have in due time, the operational resources and capacity to implement the action. This is the purpose of the table in Section 5 of Part B (see chapter 9). A proposal may be rejected on the grounds that it lacks operational capacity. Award criteria The proposals will be evaluated against the MSCA-IF award criteria applying weighting factors, both set out in the Work Programme. Proposals are evaluated remotely. Evaluation scores will be awarded for each of the three criteria (see table below). All of the separate elements of each criterion will be considered by the experts in their assessment. IF - Marie Skłodowska-Curie Individual Fellowships Excellence Impact Quality and efficiency of the implementation Quality and credibility of the research/innovation project; level of novelty, appropriate consideration of inter/multidisciplinary and gender aspects Enhancing the future career prospects of the researcher after the fellowship Coherence and effectiveness of the work plan, including appropriateness of the allocation of tasks and resources Quality and appropriateness of the training and of the two way transfer of knowledge between the researcher and the host Quality of the proposed measures to exploit and disseminate the project results Appropriateness of the management structure and procedures, including risk management Marie Skłodowska-Curie Actions, Guide for Applicants Individual Fellowships (IF) 2018 Page 24 of 60 Quality of the supervision and of the integration in the team/institution Quality of the proposed measures to communicate the project activities to different target audiences Appropriateness of the institutional environment (infrastructure) 30% 20% Potential of the researcher to reach or re-enforce professional maturity/independence during the fellowship 50% Weighing 1 2 3 Priority in case of ex aequo NB: An overall threshold of 70% will be applied to the total weighted score. An example of the evaluation forms that will be used by the experts in this call will be made available in the Participant Portal. Scoring Each criterion will be scored out of 5. Decimal points may be given. The scores indicate the following with respect to the criterion under examination: 0 – Proposal fails to address the criterion or cannot be assessed due to missing or incomplete information. 1 – Poor. The criterion is inadequately addressed, or there are serious inherent weaknesses. 2 – Fair. Proposal broadly addresses the criterion, but there are significant weaknesses. 3 – Good. Proposal addresses the criterion well, but a number of shortcomings are present. 4 – Very Good. Proposal addresses the criterion very well, but a small number of shortcomings are present. 5 – Excellent. Proposal successfully addresses all relevant aspects of the criterion. Any shortcomings are minor. A weighed total score of the scores of the three individual criteria will be calculated and converted into a percentage of the maximum score. Overview of the evaluation process In order to conduct the evaluation of all eligible proposals submitted to a MSCA-IF call, the following actors support the REA (under a contract covering confidentiality and remuneration). Marie Skłodowska-Curie Actions, Guide for Applicants Individual Fellowships (IF) 2018 Page 25 of 60 Actor Role Vice-Chairs Support REA staff in remote monitoring of the evaluation process and perform qualitycontrol in Brussels. Evaluators Remote evaluation of the proposals Ethics experts Ethics review of the proposals likely to be funded Independent Observer Observation of the full process and feedback The evaluation process follows the following steps in chronological order: Evaluation step Eligibility - Admissibility checks Output Actor Ineligible and inadmissible proposals are removed from the evaluation process. Applicants are notified about their ineligibility/inadmissibility. REA However, a proposal may be declared ineligible or inadmissible at any time during the process. Request for Review Assignment of evaluators to eligible proposals Applicants may file a complaint about their ineligibility or inadmissibility. If grounded, the evaluation will resume. Any information not present in the submitted proposal will be discarded. REA A first draft assignment is done automatically by matching the keywords of the proposals with the expertise of the evaluators. Vice-Chairs In Brussels, Vice-Chairs carefully check each assignment against the proposal and evaluators' expertise in order to obtain the best match. Evaluators Individual Evaluation Each proposal is remotely evaluated by three evaluators in an individual and independent manner. Consensus discussion The consensus phase will start as soon as all three Individual Evaluation Reports for a given proposal are submitted in SEP, the goal being to reach a final set of comments that all three experts can agree on. Each proposal is remotely discussed by the three evaluators and the Evaluation Summary Report is agreed on unanimously (comments + scores). The discussion is mostly done through the IT platform SEP, but can also take place via tele/video-conference. Ranking List The consensus score determines the ranking list. The Vice Chairs rank proposals having obtained the same score in each criterion and discuss proposals where full consensus could not be reached. REA + ViceChairs Ethics screening Proposals likely to be funded are subject to an ethics screening and an "Ethics Summary Report" informs the applicants about the potential ethics requirements to be fulfilled. Ethics experts Feedback to applicants All applicants receive the Evaluation Summary Report of their proposal. REA Request for Review Applicants may contest the procedural aspects of the evaluation (not the scientific or technical judgement of the evaluators). REA Review Committee (external to the evaluation team) Marie Skłodowska-Curie Actions, Guide for Applicants Individual Fellowships (IF) 2018 Vice-chairs (support) Evaluators Vice-chairs (quality check) Page 26 of 60 Scientific Misconduct and Research Integrity Issues of scientific misconduct and research integrity are taken very seriously.16 In line with the Horizon 2020 Rules for Participation, appropriate action such as termination of the Grant Agreement Preparation phase or, if the Grant Agreement has been signed, the implementation of liquidated damages and financial penalties, suspension of payments, recoveries and termination of the Grant Agreement, will be taken against any applicants/beneficiaries found to have misrepresented, fabricated or plagiarised any part of their proposal. The applicants will also be required to make a "Declaration on Honour" in Part A of the proposal. 8. PROPOSAL SUBMISSION FORMS (PART A OF THE PROPOSAL) The electronic submission system of the European Commission is a web application. Therefore you will need a working Internet connection to use it. Although the system has been tested with a set of typical reference configurations, it is not guaranteed that the system will be fully functional on your computer. The system provides a diagnostic window that will warn you about some possible incompatibilities. To use the electronic submission system, ensure that your computer configuration complies with the mandatory system requirements, the operating systems and browsers actively supported by the system, as well as the Adobe Reader version required for each configuration. Proposals must be created and submitted electronically through the submission wizard, in which a main contact and contact person(s) should be identified. Once the applicant saves the changes, an automatic invitation is sent to the given contacts' e-mail addresses. The invited persons can access the proposal after logging into the Participant Portal - with the EU Login account linked to the given e-mail address - under the My Proposals menu. By clicking on the 'Edit Form' button at Step 5 of the wizard, the applicant must fill in the administrative forms (Part A) for the proposal, which will be used in the evaluation and further processing of the proposal. Part A is an integral part of the proposal, and has a number of mandatory fields (such as the name of the supervisor(s), researcher, etc.) which, if not completed, will prevent the submission of the proposal. Details of the work intended to be carried out will be described in Part B (see next section). Any data provided in the Proposal Submission Forms (Part A) should correspond to the Part B (CV section). This information will be used to verify eligibility. Annex 3 provides detailed guidance on how to complete the Part A of the proposal. 16 See The European Code of Conduct for Research Integrity. Marie Skłodowska-Curie Actions, Guide for Applicants Individual Fellowships (IF) 2018 Page 27 of 60 Specific attention should be given to the choice of the scientific area and descriptors (keywords) since this will guide the REA in the selection of the most appropriate experts for the proposal evaluation. A full list of descriptors can be found in Annex 4. Please select in order of importance the descriptors (minimum 3, maximum 5), the first being the most important and most relevant for the proposal. The final section 5– CALL SPECIFIC QUESTIONS requests several declarations related to the eligibility. Please be attentive in answering these additional questions, especially for specific cases (e.g. long-term residency). Similar proposals 1) Resubmission of proposals Applicants must disclose in the proposal submission form whether the proposal is a resubmission. Proposals are considered as resubmissions if the supervisor, researcher, host organisation (and for Global Fellowships also the partner organisation) are the same as in the previously submitted proposal, and if the proposal was submitted to the calls MSCA-IF-2016 or MSCA-IF-2017. In such cases, the evaluators will receive a copy of the previous Evaluation Summary Report 17 during the consensus phase (i.e. after the individual evaluation has been carried out). However, please note that the evaluation of the current proposal will take place independently of the previous submission(s). Therefore no reference to the outcome of the previous evaluation(s) should be included in the text of the current proposal. The experts will be strictly instructed to disregard any such references. 2) Similar H2020 IF projects already receiving funding In cases where the proposal does not qualify as a resubmission (see above), but where the beneficiary or another researcher has received funding under any previous Horizon 2020 MSCA-IF call for a similar proposal in terms of research objectives, the applicant must indicate the project number in the submission form. In such cases, evaluators will be instructed to consider this when assessing the originality and novelty of the proposal. 17 See section 4.2 of the Grants Manual - Section on: Proposal submission and evaluation. Marie Skłodowska-Curie Actions, Guide for Applicants Individual Fellowships (IF) 2018 Page 28 of 60 9. PART B OF THE PROPOSAL 9.1. GENERAL INFORMATION AND INSTRUCTIONS The Part B is the core part of the proposal; it contains the details of the proposed research and training activities along with the practical arrangements planned to implement them. The document will be used by the independent experts to undertake their assessment. Therefore, please address each of the award criteria as outlined in the following sections. The explanatory notes below serve to explain the award criteria without being exhaustive. Applicants shall use the template of Part B, available (as a Word version) in the Participant Portal, in order to ensure that: • • • the experts assess the proposal within a familiar structure all core information of Part B is present the 10-page limit is respected (after the call deadline, excess pages above this limit will automatically be made invisible, and will not be taken into consideration by the experts). Proposals must respect the following minimum standards: • • • • • a minimum font size of 11 points, except for the Gantt chart and tables where the minimum font size is 8 points single line spacing A4 page size margins (top, bottom, left, right) of at least 15 mm (not including any footers or headers) a clearly readable font (e.g. Arial or Times New Roman) Tables are for illustrating the core text of the proposal. They cannot be used to contain the core text itself. The page formatting will be systematically checked by the REA. Should a proposal not comply, applicants will be asked to reformat their proposal. This can lead to excess pages which will subsequently be disregarded. Footnotes are to be used exclusively for literature references. Their minimum font size is 8. They will count towards the page limit. Any other information included in a footnote will be disregarded. Please make sure that the Part B of your proposal carries on each page, as a header, the proposal acronym and the fellowship type to which you are applying (i.e. Standard EF, CAR, RI, SE, or GF). All pages should be numbered in a single series on the footer of the page to prevent errors during handling. It is recommended to use the numbering format "Part B - Page X of Y". Marie Skłodowska-Curie Actions, Guide for Applicants Individual Fellowships (IF) 2018 Page 29 of 60 Applicants must submit two separate PDF documents in the Participant Portal as Part B of their proposal: Part B-1: The maximum total length for this document is 10 pages. It should be composed as follows (detailed description below): - Section 1: Excellence - Section 2: Impact - Section 3: Implementation Of the maximum 10 pages applied to sections 1, 2 and 3, applicants are free to decide on the allocation of pages between the sections. However, the overall page limit will be strictly applied: after the call deadline, excess pages will automatically be made invisible, and will not be taken into consideration by the experts. It is the responsibility of the applicant to verify that the submitted PDF documents are readable and are within the page limit. PDF documents can contain colours. Part B-2: Part B-2 must contain sections 4-7 as described below. No overall page limit will be applied to this document, but applicants should respect the instructions given per section (e.g. in section 5, a maximum of one page should be used per beneficiary and one page per partner organisation). - Section 4: CV of the experienced researcher (maximum length: 5 pages) - Section 5: Capacities of the participating organisations (1 page for the overview and 1 page for each participating organisation) - Section 6: Ethical aspects - Section 7: Letter of commitment of the partner organisation (for GF only) Applicants will not be able to submit their proposal in the submission system unless both Parts 1 and 2 are provided in PDF format (Adobe version 3 or higher, with embedded fonts). Marie Skłodowska-Curie Actions, Guide for Applicants Individual Fellowships (IF) 2018 Page 30 of 60 9.2. TEMPLATE OF PART B OF THE PROPOSAL NB: The start page and table of contents are no longer part of the template. START PAGE COUNT – MAX 10 PAGES Part B-1 Sections 1,2,3 – Core of the proposal 1. Excellence18 1.1 Quality and credibility of the research/innovation project; level of novelty, appropriate consideration of inter/multidisciplinary and gender aspects Provide an introduction, discuss the state-of-the-art, specific objectives and give an overview of the action. Discuss the research methodology and approach, highlighting the type of research / innovation activities proposed. Explain the originality and innovative aspects of the planned research as well as the contribution that the action is expected to make to advancements within the research field. Describe any novel concepts, approaches or methods that will be implemented. Discuss the interdisciplinary aspects of the action (if relevant). Discuss the gender dimension in the research content (if relevant).In research activities where human beings are involved as subjects or end-users, gender differences may exist. In these cases the gender dimension in the research content has to be addressed as an integral part of the proposal to ensure the highest level of scientific quality. 1.2 Quality and appropriateness of the training and of the two way transfer of knowledge between the researcher and the host Outline how a two-way transfer of knowledge will occur between the researcher and the host institution(s): o Explain how the experienced researcher will gain new knowledge during the fellowship at the hosting organisation(s). o Outline the previously acquired knowledge and skills that the researcher will transfer to the host organisation(s). For Global Fellowships explain how the newly acquired skills and knowledge in the Third Country will be transferred back to the host institution in Europe (the beneficiary) during the incoming phase. Describe the training that will be offered. Typical training activities in Individual Fellowships may include: 18 Literature should be listed in footnotes, minimum font size 8. All literature references will count towards the page limit. Marie Skłodowska-Curie Actions, Guide for Applicants Individual Fellowships (IF) 2018 Page 31 of 60 o Primarily, training-through-research by the means of an individual personalised project, under the guidance of the supervisor and other members of the research staff of the host organisation(s) o Hands-on training activities for developing scientific skills (new techniques, instruments, research integrity, 'big data'/'open science') and transferable skills (entrepreneurship, proposal preparation, patent applications, management of IPR, project management, task coordination, supervising and monitoring, take up and exploitation of research results) o Inter-sectoral or interdisciplinary transfer of knowledge (e.g. through secondments) o Participation in the research and financial management of the action o Organisation of scientific/training/dissemination events o Communication, outreach activities and horizontal skills o Training dedicated to gender issues A Career Development Plan should not be included in the proposal, but will be part of the action's implementation in line with the European Charter for Researchers. It should aim at achieving a realistic and well-defined objective in terms of career advancement (e.g. attaining a leading independent position) or resuming a research career after a break. The plan should be devised with the final outcome to develop and significantly widen the competences of the experienced researcher, particularly in terms of multi/interdisciplinary expertise, inter-sectoral experience and transferable skills. 1.3 Quality of the supervision and of the integration in the team/institution Describe the qualifications and experience of the supervisor(s). Provide information regarding the supervisors' level of experience on the research topic proposed and their track record of work, including main international collaborations, as well as the level of experience in supervising/training especially at advanced level (PhD, postdoctoral researchers). Information provided should include participation in projects, publications, patents and any other relevant results. Describe the hosting arrangements.19 The application must show that the experienced researcher will be well-integrated within the team/institution so that all parties gain maximum knowledge and skills from the fellowship. The nature and the quality of the research group/environment as a whole should be outlined, together with the measures taken to integrate the researcher in the different areas of expertise, disciplines, and international networking opportunities that the host could offer. For Global Fellowships both phases should be described - for the outgoing phase, specify the practical arrangements in place to host a researcher coming from another country, and for the incoming phase specify the measures planned for the successful (re)integration of the researcher. 19 The hosting arrangements refer to the integration of the researcher to his new environment in the premises of the host. It does not refer to the infrastructure of the host as described in the Quality and efficiency of the implementation criterion. Marie Skłodowska-Curie Actions, Guide for Applicants Individual Fellowships (IF) 2018 Page 32 of 60 1.4 Potential of the researcher to reach maturity/independence during the fellowship or re-enforce professional Researchers should demonstrate how their existing professional experience, talents and the proposed research will contribute to their development as independent/mature researchers, during the fellowship. Explain the new competences and skills that will be acquired and how they relate to the researcher’s existing professional experience. Please keep in mind that the fellowships will be awarded to the most talented researchers as shown by the proposed research and their track record (Curriculum Vitae, section 4), in relation to their level of experience. 2. Impact 2.1 Enhancing the future career prospects of the researcher after the fellowship Explain the expected impact of the planned research and training (i.e. the added value of the fellowship) on the future career prospects of the experienced researcher after the fellowship. Focus on how the new competences and skills (as explained in 1.4) can make the researcher more successful in their long-term career. 2.2 Quality of the proposed measures to exploit and disseminate the project results Describe how the new knowledge generated by the action will be disseminated and exploited, and what the potential impact is expected to be. Discuss the strategy for targeting peers (scientific, industry and other actors, professional organisations, policy makers, etc.) and to the wider community. Also describe potential commercialisation, if applicable, and how intellectual property rights will be dealt with, where relevant. For more details refer to the "Dissemination & exploitation" section of the H2020 Online Manual. Concrete planning for exploitation and dissemination activities must be included in the Gantt chart. 2.3. Quality of the proposed measures to communicate the project activities to different target audiences Demonstrate how the planned public engagement activities contribute to creating awareness of the performed research. Demonstrate how both the research and results will be made known to the public in such a way they can be understood by nonspecialists. The type of outreach activities could range from an Internet presence, press articles and participating in European Researchers' Night events to presenting science, research and innovation activities to students from primary and secondary schools or universities in order to develop their interest in research careers. Marie Skłodowska-Curie Actions, Guide for Applicants Individual Fellowships (IF) 2018 Page 33 of 60 For more details, see the guide on Communicating EU research and innovation guidance for project participants as well as the "communication" section of the H2020 Online Manual. Concrete planning for communication activities must be included in the Gantt chart. 3. Quality and Efficiency of the Implementation 3.1 Coherence and effectiveness of the work plan, including appropriateness of the allocation of tasks and resources Describe how the work planning and the resources mobilised will ensure that the research and training objectives will be reached. Explain why the number of personmonths planned and requested for the project is appropriate in relation to the proposed activities. Additionally, a Gantt chart must be included in the text listing the following: o o o o Work Packages titles (there should be at least 1 WP); Indication of major deliverables, if applicable; Indication of major milestones, if applicable; Secondments, if applicable. The schedule should be in terms of number of months elapsed from the start of the action. Marie Skłodowska-Curie Actions, Guide for Applicants Individual Fellowships (IF) 2018 Page 34 of 60 This is an example Gantt chart only. Notes: - The titles of the WP's indicated here do not have to be stricly followed or included in the Gantt chart for your specific proposal. Adapt as needed. - The number of WPs provided here is an example only. Add or remove WP's as needed. - Remove any columns for a duration longer than that of your proposal. - Add as much detail as needed for your proposal. Work Package Title 1 2 3 4 5 Year 1 6 7 WP1 Management WP2 Data collection M2.1 WP3 Field work M3.1 WP4 Research part x WP5 Research part y WP6 Dissemination and communication WP7 Secondments … Legend 8 9 10 11 12 13 14 15 16 17 Year 2 18 19 20 21 22 D1.1 23 24 25 26 27 28 29 Year 3 30 31 32 33 34 35 36 M2, D1.2 M1.1 D2.1 M3.2 D3.1 M4.1, D4.1 M4.2, D4.2 M5.1, D5.1 D6.1 D6.2 D6.3 D6.4 M7.1 … Milestone Deliverable M D A deliverable is a distinct output of the action, meaningful in terms of the action’s overall objectives and may be a report, a document, a technical diagram, a software, etc. Deliverable numbers should be ordered according to delivery dates. Use the numbering convention. . For example, deliverable 4.2 would be the second deliverable from work package 4. Milestones are control points in the action that help to chart progress. Milestones may correspond to the completion of a key deliverable, allowing the next phase of the work to begin. They may also be needed at intermediary points so that, if problems have arisen, corrective measures can be taken. A milestone may be a critical decision point in the action where, for example, the researcher must decide which of several technologies to adopt for further development. Marie Skłodowska-Curie Actions, Guide for Applicants Individual Fellowships (IF) 2018 Page 35 of 60 3.2 Appropriateness of the management structure and procedures, including risk management Describe the organisation and management structure, as well as the progress monitoring mechanisms put in place, to ensure that objectives are reached. Discuss the research and/or administrative risks that might endanger reaching the action objectives and the contingency plans to be put in place should risk occur. If applicable, discuss any involvement of an entity with a capital or legal link to the beneficiary (in particular, the name of the entity, type of link with the beneficiary and tasks to be carried out). If needed, please indicate here information on the support services provided by the host institution (European offices, HR services…). 3.3 Appropriateness of the institutional environment (infrastructure) The active contribution of the beneficiary to the research and training activities should be described. For Global Fellowships the role of partner organisations in Third Countries for the outgoing phase should also appear. Give a description of the main tasks and commitments of the beneficiary and all partner organisations (if applicable). Describe the infrastructure, logistics, facilities offered insofar as they are necessary for the good implementation of the action. STOP PAGE COUNT – MAX 10 PAGES Marie Skłodowska-Curie Actions, Guide for Applicants Individual Fellowships (IF) 2018 Page 36 of 60 Part B-2 Section 4 - CV of the experienced researcher The CV is intrinsic to the evaluation of the whole proposal and is assessed throughout the three evaluation criteria by the expert evaluators. Ensure that the information provided in Parts A and B is fully consistent. Always mention full dates (dd/mm/yyyy) in your CV. The CV should be limited to a maximum of 5 pages and should include the standard academic and research record. Any research career gaps and/or unconventional paths should be clearly explained so that this can be fairly assessed by the independent evaluators. At a minimum, the CV should contain: a) the name of the researcher b) professional experience (in reverse chronological order, using exact dates) c) education (in reverse chronological order, using exact dates) The CV should also include information on: 1. 2. 3. 4. 5. 6. 7. 8. 9. 10. Publications in peer-reviewed scientific journals, peer-reviewed conference proceedings and/or monographs of their respective research fields, indicating also the number of citations (excluding self-citations) they have attracted. Granted patent(s). Research monographs, chapters in collective volumes and any translations thereof. Invited presentations to peer-reviewed, internationally established conferences and/or international advanced schools. Research expeditions led by the experienced researcher. Organisation of International conferences in your field(s) of research, including membership in the steering and/or programme committee. Examples of participation in industrial innovation. Prizes and Awards. Funding received so far. Supervising and mentoring activities. Marie Skłodowska-Curie Actions, Guide for Applicants Individual Fellowships (IF) 2018 Page 37 of 60 In addition, researchers without a doctorate at the call deadline should clearly detail any period of full-time equivalent research experience in the CV (Part B, section 4). It is essential that the CV clearly explains how the research experience is calculated, following the template below.20 Academic qualifications counting towards the Total Full time postgraduate research experience University degree giving access to PhD21: Other university degree(s)/master(s), if any, obtained after the award of the university degree giving access to PhD: Institution name and country Date of award (a) DD/MM/YYYY Institution name and country Full time research experience Institution name and country From To DD/MM/YYYY DD/MM/YYYY Proportion of research activities as a percentage of the duration of the Master Duration of research activities expressed in months xx % (b)22 = xx% * duration of Master From To (Date of expected Award) DD/MM/YYYY DD/MM/YYYY Doctorate: Duration of research activities expressed in months (c) Full time research experience23 Other research activities counting towards the total full-time postgraduate research experience Institution name and From To Position: country DD/MM/YYYY Full time research experience Total full-time postgraduate research experience: number of months DD/MM/YYYY Duration of research activities expressed in months (d) = (b)+(c)+(d) 20 More entries can be added if needed. This table is beyond the 5-page limit. See Definition of Full-Time Equivalent Research Experience in this Guide for Applicants 22 Please count only time spent in months on research activities. 23 Please count only time spent until the IF 2018 call deadline (12/09/2018) or the end of the PhD, whichever comes first. 21 Marie Skłodowska-Curie Actions, Guide for Applicants Individual Fellowships (IF) 2018 Page 38 of 60 Part B-2 Section 5 - Capacity of the Participating Organisations List of participating organisations (one page) Please provide a list of all participating organisations (the beneficiary and, where applicable, the entity with a capital or legal link to the beneficiary and the partner organisation24) indicating the legal entity name, the department carrying out the work and the supervisor. If a secondment in Europe is planned but the partner organisation is not yet known, as a minimum the type of organisation planned (academic/non-academic) must be stated. Any inter-relationship between the participating organisation(s) or individuals and other entities/persons (e.g. family ties, shared premises or facilities, joint ownership, financial interest, overlapping staff or directors, etc.) must be declared and justified in this part of the proposal. Participating organisations Legal Entity Short Name Country Supervisor Role of partner organisation25 Beneficiary - NAME Entity with a capital or legal link - NAME Partner Organisation - NAME 24 25 All partner organisations should be listed here, including secondments For example hosting secondments, for GF hosting the outgoing phase, etc. Marie Skłodowska-Curie Actions, Guide for Applicants Individual Fellowships (IF) 2018 Page 39 of 60 1 page for each role – choose one of: beneficiary (compulsory) entity with a capital or legal link to the beneficiary (optional) partner organisation for GF (compulsory for GF only) partner organisation for secondment (optional) [Full name + Legal Entity Short Name + Country] General description Academic organisation (Yes / No) delete as appropriate Role and profile of key persons (supervisor) (names, title, qualifications of the main supervisor) Dept./Division / Laboratory Key research facilities, Infrastructure and Equipment Demonstrate that the beneficiary has sufficient facilities and infrastructure to host and/or offer a suitable environment for training and transfer of knowledge to the recruited experienced researcher If applicable, indicate the name of the entity with a capital or legal link to the beneficiary and its role in the action in the following table. Independent research premises? Explain the status of the beneficiary's research facilities – i.e. are they owned by the beneficiary or rented by it? Are its research premises wholly independent from other entities? If applicable, indicate the name of the entity with a capital or legal link to the beneficiary and describe the nature of the link in the following table. Previous and current involvement in research and training programmes Indicate up to 5 relevant EU, national or international research and training actions/projects in which the beneficiary has previously participated and/or is currently participating Relevant publications and/or research/innovation products (Max 5) Only list items (co-)produced by the supervisor Marie Skłodowska-Curie Actions, Guide for Applicants Individual Fellowships (IF) 2018 Page 40 of 60 Part B-2 Section 6 - Ethical Issues Compliance with the relevant ethics provisions is essential from the beginning to the end of the action and is an integral part of research funded by the European Union within Horizon 2020. Applicants submitting research proposals for funding for Marie Skłodowska-Curie actions in Horizon 2020 should demonstrate proactively that they are aware of, and will comply with, European and national legislation and fundamental ethical principles, including those reflected in the Charter of Fundamental Rights of the European Union and the European Convention on Human Rights and its Supplementary Protocols. Please be aware that it is the applicants' responsibility to identify any potential ethical issue, to handle the ethical aspects of the proposal and to detail how these aspects will be addressed. The Ethics Review Procedure in Horizon 2020 All proposals above threshold and considered for funding will be subject to an Ethics Review carried out by independent ethics experts. When submitting a proposal to Horizon 2020, all applicants are required to complete an Ethics Issues Table (EIT) in the Part A of the proposal. Applicants who flag ethical issues in the EIT have to complete also a more in depth Ethics Self-Assessment in Part B. The ethics self-assessment will become part of the Grant Agreement and may thus lead to binding obligations. The Grant Agreement can only be signed if all ethics requirement have been duly addressed. The ethics review result will distinguish between ethics requirements to be addressed before Grant Agreement signature and those that can be cleared at a later stage (e.g. ethics approvals to be submitted before the start of the action task). In the latter case, a separate work package ‘Ethics Requirements’ listing the deliverables will be created automatically. For more details, please refer to the H2020 “How to complete your Ethics SelfAssessment” guide. Ethics Self-Assessment (Part B) The Ethics Self-Assessment must: 1) Describe how the proposal meets the EU and national legal and ethics requirements of the country/countries where the task raising ethical issues is to be carried out. Marie Skłodowska-Curie Actions, Guide for Applicants Individual Fellowships (IF) 2018 Page 41 of 60 For more information on how to deal with Third Countries26 please see Article 34 of the Annotated Model Grant Agreement, as well as the rules for the protection of personal data inside and outside the EU. Please ensure and confirm that the research performed outside the EU is compatible with the Union, National and International legislation and could have been legally conducted in one of the EU Member States. Please list the documents provided with their expiry date. Ensure early compliance of the proposed research with EU and national legislation on ethics in research. Should your proposal be selected for funding, you will be required - if applicable - to confirm that you have obtained the following documents needed for implementing the action tasks in question: (a) any ethics committee opinion required under national law and (b) any notification or authorisation for activities raising ethical issues required under national and/or European law If you have not already applied for/received the ethics approval/required ethics documents when submitting the proposal, please indicate in this section the approximate date when you will obtain the relevant approvals/authorisations and any other ethics documents. Please state explicitly that you will not proceed with any research with ethical implications before obtaining the necessary authorizations/opinions. The documents must be kept on file and be submitted upon request by the beneficiary to the REA (see Article 52). If they are not in English, they must be submitted together with an English summary, which shows that the action tasks in question are covered and includes the conclusions of the committee or authority concerned (if available). If you plan to request these ethics documents specifically for your proposed action, your request must contain an explicit reference to the action's title. 2) Explain in detail how you intend to address the ethical issues flagged, in particular with regard to: • • • • 26 the research objectives (e.g. study of vulnerable populations, cooperation with a Third Country, etc.); the research methodology (e.g. clinical trials, involvement of children and related information and consent/assent procedures, data protection and privacy issues related to data collected, etc.); the potential impact of the research (e.g. dual use issues, environmental damage, malevolent use, etc.); appropriate health and safety procedures - conforming to relevant local/national guidelines/legislation - for the staff involved; In the context of ethics appraisal, Third Country refers to non-EU country; Associated Countries are "ethics" TC Marie Skłodowska-Curie Actions, Guide for Applicants Individual Fellowships (IF) 2018 Page 42 of 60 • possible harm to the environment the research might cause (e.g. environmental risks of nanomaterials), and measures that will be taken to mitigate the risks. In order to facilitate the ethics review of the proposal, you may wish to include in this section one of the following statements (if relevant/applicable). Please delete as appropriate: Humans I confirm that templates of the informed consent forms and information sheets (in language and terms intelligible to the participants) will be kept on Yes ¤ file. Animal I confirm that training certificates/personal licenses of the staff involved in animal experiments have been obtained and will be kept on file. No ¤ Yes ¤ No ¤ Yes ¤ No ¤ Yes ¤ No ¤ Yes ¤ No ¤ Yes ¤ No ¤ I confirm that a Data Protection Officer (DPO) has been appointed and the contact details of the DPO are made available to all data subjects involved in the research. Yes ¤ No ¤ I confirm that data intended to be processed is relevant and limited to the purposes of the research project (in accordance with the 'data minimisation' principle). Yes ¤ No ¤ I confirm that relevant authorisations for further processing of previously collected personal data have been obtained and will be kept on file. Yes ¤ No ¤ I confirm that the data used are publicly available. Yes ¤ No ¤ I confirm that relevant authorisations for animal experiments (covering also the work with genetically modified animals, if applicable) have been obtained, and will be kept on file. Environmental protection and safety I confirm that appropriate health and safety procedures conforming to relevant local/national guidelines/legislation are followed for staff involved in this project. I confirm that authorisations for relevant facilities (e.g. security classification of laboratory, GMO authorisation) have been obtained, and will be kept on file. Third country I confirm that the research performed outside the EU is compatible with the Union, National and International legislation and could have been legally conducted in one of the EU Member States. Data protection Marie Skłodowska-Curie Actions, Guide for Applicants Individual Fellowships (IF) 2018 Page 43 of 60 Part B-2 Section 7 - Letter of commitment (GF only) For Global Fellowship proposals, a letter of commitment of the partner organisations (hosting the outgoing phase in a Third country) must be included in Part B-2 to ensure their real and active participation. Do not attach this letter as a separate PDF file or as an embedded file since this makes them invisible in the proposal.GF Proposals which fail to include a letter of commitment of the partner organisation will be declared inadmissible. Minimum requirements for the letter of commitment: heading or stamp from the institution; up-to-date (may not be dated prior to the call publication); the text must demonstrate the will to actively participate in the (identified) proposed action and the precise role. Please note that no template for this letter is provided, only general indications. 10. MSCA SPECIAL NEEDS ALLOWANCE The MSCA pay particular attention to physical accessibility and inclusion and foresee financial support for the additional costs entailed by recruited researchers with disabilities whose long-term physical, mental, intellectual or sensory impairments27 are as such that their participation in MSCA would not be possible without extra financial support. Therefore, beneficiaries will be able to apply to the Research Executive Agency for a dedicated special needs grant in IF. This grant, which takes the form of a Coordination and Support Action (CSA), will cover the additional costs that researchers with disabilities face due to the increased costs of their mobility. It can also be used to ensure necessary assistance by third persons or for adapting their work environment.28 It cannot cover costs which are already covered by another source, such as social security or health insurance. A request for such an allowance can be made by the beneficiary at any time during action implementation. The request must include an estimated budget and explain the specific participation need(s) of the researcher concerned. The Agency will evaluate the request and decide on the basis of the needs of the researcher and budget availability. The special needs allowance will take the form of a lump sum awarded in the form of a low value grant to an identified beneficiary and will cover up to 100% of eligible costs. It will be limited to a maximum of EUR 60,000 per researcher and will be available as of Q1 2019. Only researchers with disabilities who are eligible researchers under a Horizon 2020 MSCA grant are eligible for the special needs grant. 27 See Article 1 of the UN Convention on the Rights of Persons with Disabilities See Article 5 of the Council Directive 2000/78/EC of 27 November 2000 establishing a general framework for equal treatment in employment and occupation 28 Marie Skłodowska-Curie Actions, Guide for Applicants Individual Fellowships (IF) 2018 Page 44 of 60 Annex 1 – Overview of the actions INDIVIDUAL FELLOWSHIPS PARTICIPANTS EXPERIENCED RESEARCHERS Nationality Mobility Career break in research EUROPEAN (EF) RI ST CAR ANY ANY From ANY country From ANY country to MS or AC to MS or AC ≤ 12 months in the last 3 years ≤ 36 months in the last 5 years ≤ 36 months in the last 5 years ≤ 36 months in the last 5 years ≤ 12 months in the last 3 years - at least 12 months within 18 months prior to call deadline - - - MS, AC or long-term residents From TC directly to MS or AC (location of the host institution) Beneficiary MS or AC MS or AC MS or AC Entity with a capital or legal link MS or AC MS or AC MS or AC Partner Organisation GLOBAL MS or AC MS or AC MS or AC SE GF ANY From ANY country MS, AC or long-term residents From ANY country to TC to MS or AC then to MS/AC MS or AC Nonacademic only MS or AC Nonacademic only MS or AC (both academic and nonacademic) MS or AC MS or AC Outgoing phase (mandatory): TC Secondment (optional): MS or AC DURATION (months) 12 to 24 12 to 36 12 to 24 12 to 24 12 to 24 + 12 SCIENTIFIC AREAS 8 8 8 8 8 8 1 1 1 8 EUR 8 million EUR 45 million NUMBER OF RANKING LISTS BUDGET (total EUR 273 million) EUR 220 million Additionally, a budget of EUR 5 million is reserved for the Widening Fellowships (WF). See dedicated section in this guide for eligibility conditions. Marie Skłodowska-Curie Actions, Guide for Applicants Individual Fellowships (IF) 2018 Page 45 of 60 Annex 2 – Further information and help The Participant Portal call page contains links to other sources that you may find useful in preparing and submitting your proposal. Direct links are also given where applicable. Call Information Participant Portal call page MSCA Work Programme 2018 - 20 General Sources of Help Marie Skłodowska-Curie actions website Information package for MSCA fellows EURAXESS European Commission Horizon 2020 Research Enquiry service National Contact Points Frequently Asked Questions MSCA NCP Net4Mobility project website Specialised and Technical Assistance Submission Service Help Desk (also by email) IPR Help desk Other Useful Reference Documents Horizon 2020 Work Programme 2018-2020: General Introduction Horizon 2020 Work Programme: General Annexes Horizon 2020: Reference Documents in the Participant Portal Horizon 2020: Rules for Participation Horizon 2020: How to Complete Your Ethics Self-Assessment Horizon 2020: Guidelines to the Rules on Open Access to Scientific Publications and Open Access to Research Data in Horizon 2020 Horizon 2020: Guidelines on FAIR Data Management in Horizon 2020 Guide on beneficiary registration, validation and financial viability check European Charter and Code for Researchers List of associated countries Fact Sheet IP management in Horizon 2020 Marie Skłodowska-Curie Actions Proposal evaluation forms (link forthcoming) Model Grant Agreement and its annotated version Grants Manual - Section on: Proposal submission and evaluation Marie Skłodowska-Curie Actions, Guide for Applicants Individual Fellowships (IF) 2018 Page 46 of 60 Annex 3 – How to complete the Proposal Submission Forms (Part A) of the proposal 1 – GENERAL INFORMATION AND DECLARATIONS This section requests information about the proposal. Topic Call identifier [pre-filled] [pre-filled] Type of Action [pre-filled] Make sure you selected the appropriate submission link, i.e. MSCA-IF-EF-ST, MSCA-IF-EF-CAR, MSCA-IF-EFRI, MSCA-IF-EF-SE, MSCA-IF-GF. Deadline ID [pre-filled] Proposal Acronym Proposal title Duration in months Scientific Area Descriptor 1 Descriptor 2 Descriptor 3 Descriptor 4 Descriptor 5 Free keywords Abstract Has a similar proposal in terms of research objectives been submitted to a Horizon 2020 Marie Skłodowska-Curie Individual Fellowship call? Indicate a short title or acronym that will be used to identify your proposal efficiently in this call. It should be of no more than 20 characters (use standard alphabet and numbers only; no symbols or special characters please, except underscore, space, hyphen or dot). Indicate a title, not longer than 200 characters (with spaces) and understandable to the layperson (i.e. someone not a specialist in your field). For technical reasons, the following characters are not accepted and will be removed: < > "& Select the duration of the proposal from the drop down menu. For Global Fellowships (GF), indicate only the duration of the outgoing phase (i.e. excluding the mandatory 12 month return phase that will be automatically added to the proposal). Select from the drop down menu the area of research in which the proposal fits best. This should be considered as the core discipline of the proposal and determines (for EF-ST and GF) the list in which the proposal will be ranked. The eight options are CHE, ECO, ENG, ENV, LIF, MAT, PHY, SOC. Mandatory Select from the drop down menu the descriptor that best characterises the subject of the proposal. This descriptor must be selected within the scientific area selected above. This descriptor should be the most relevant and important for the proposal. Mandatory Select from the drop down menu a second descriptor that characterises the subject of the proposal. This descriptor must be selected within the area of research selected above. Mandatory Select from the drop down menu a third descriptor that characterises the subject of the proposal. This descriptor can be chosen from any of the scientific areas. Optional Select from the drop down menu a descriptor that characterises the subject of the proposal. This descriptor can be chosen from any of the scientific areas. Optional Select from the drop down menu a descriptor that characterises the subject of the proposal. This descriptor can be chosen from any of the scientific areas. Optional In addition, please enter free text keywords that you consider to characterise the scope of your research proposal. There is a limit of 200 characters. Short summary (max. 2,000 characters, with spaces) to clearly explain: • the objectives of the proposal • how they will be achieved • their relevance to the Work Programme. Do not include any confidential information. Use plain typed text, avoiding formulae and other special characters. This short description of the proposal will be used in the evaluation process and in communications with the programme management committees and other interested parties. If the proposal is written in a language other than English, please include an English version of this abstract in the “Technical Annex” section. [Yes/No] – [6-digit proposal number] 1) Resubmission of proposals Applicants must disclose in the proposal submission form whether the proposal is a resubmission. Proposals are considered as resubmissions if the supervisor, researcher, host organisation (and for Global Fellowships also the partner organisation) are the same as in the previously submitted proposal, and if the proposal was submitted to the calls MSCA-IF-2016 or MSCA-IF-2017. In such cases, the evaluators will receive a copy of the previous Evaluation Summary Report. However, please note that the evaluation of the current proposal will take place independently of the previous submission(s). Therefore no reference to the outcome of the previous evaluation(s) should be included in the text of the proposal. The experts will be strictly instructed to disregard any such references. Marie Skłodowska-Curie Actions, Guide for Applicants Individual Fellowships (IF) 2018 Page 47 of 60 2) Similar H2020 IF projects already receiving funding In cases where the proposal does not qualify as a resubmission (see above), but where the beneficiary or another researcher has received funding under any previous Horizon 2020 MSCA-IF call for a similar proposal in terms of research objectives, the applicant must indicate the project number in the submission form. In such cases, evaluators will be instructed to consider this when assessing the originality and novelty of the proposal. Declarations The applicant (future beneficiary) declares to have the explicit consent of all partner organisations (if applicable) on their participation and on the content of this proposal. [tickbox] The information contained in this proposal is correct and complete. [tickbox] This proposal complies with ethical principles (including the highest standards of research integrity — as set out, for instance, in the European Code of Conduct for Research Integrity — and including, in particular, avoiding fabrication, falsification, plagiarism or other research misconduct). [tickbox] The applicant (future beneficiary) hereby declares: - it is fully eligible in accordance with the criteria set out in the specific call for proposals; and [tickbox] - it has the financial and operational capacity to carry out the proposed action. [tickbox] The applicant (future beneficiary) is only responsible for the correctness of the information relating to his/her own organisation. Where the proposal to be retained for EU funding, the applicant (future beneficiary) will be required to present a formal declaration in this respect. 2 –ADMINISTRATIVE DATA OF PARTICIPATING ORGANISATIONS This section will be repeated for the partner organisation of Global Fellowships. The legal data of the proposed host are inserted automatically based on the PIC number you encoded at a previous step. Please do not register an entity yourself and instead ask the participating organisations for their PIC. Participant Identification Code (PIC) Legal Name Short Name Future Host Institution [pre-filled] [pre-filled] [pre-filled] Street Town Postcode Country Webpage [pre-filled] [pre-filled] [pre-filled] [pre-filled] [pre-filled] Public body Non-profit International organisation International organisation of European interest Secondary or Higher education establishment Research organisation Small and Medium-sized Enterprises (SMEs) Academic Sector Legal person [pre-filled] [pre-filled] [pre-filled] [pre-filled] [pre-filled] [pre-filled] [pre-filled] [pre-filled] [pre-filled] Address of the organisation Legal status of your organisation Department(s) carrying out the proposed work Department name If applicable, indicate the name of the main department(s)/institute(s)/ unit(s) that belongs to the same legal entity carrying out the work. Please use Latin characters. Use the 'Add a Department' button to add additional departments or units within the same institution, if necessary. Marie Skłodowska-Curie Actions, Guide for Applicants Individual Fellowships (IF) 2018 Page 48 of 60 Same as organisation address Street Town Postcode Country If the address of the department is the same as the address of the future host institute, tick the box. This will pre-fill the next four lines. If the address of the department is different from the address of the future host institute, please enter the street name and number where the department/faculty/institute/laboratory is located. If the address of the department is different from the address of the future host institute, please enter the town where the department/faculty/institute/laboratory is located. If the address of the department is different from the address of the future host institute, please enter the postcode where the department/faculty/institute/laboratory is located. If the address of the department is different from the address of the future host institute, please enter country where the department/faculty/institute/laboratory is located. Researcher *The name and e-mail of the Researcher is read-only in the administrative form, only additional details can be edited here. To modify, please go back to Step 4 of the submission wizard and save the changes. Researcher Last Name Last Name at Birth First Name(s) Title Gender Country of Residence Nationality Nationality 2 Date of Birth Country of Birth Place of Birth [pre-filled]* Optional Your last name at birth. [pre-filled]* Please choose one of the following: Prof, Dr, Mr, Mrs, or Ms. [Female(F)/Male(M)] This information is required for statistical and mailing purposes. Indicate F or M as appropriate. Please select the country in which you legally reside from the drop down menu. Please select the country from the drop down menu. Optional If you have dual nationality, please select the country from the drop down menu. Please specify your date of birth using the format (DD/MM/YYYY). Please select the country in which you were born from the drop down menu. Indicate the town in which you were born. Contact address Current Organisation name Current Department/Faculty/Institute/ Laboratory name Same as organisation address Street Postcode Town Country Phone Phone2/Mobile E-Mail ORCID ID Researcher ID Other ID Name under which your organisation is registered. Name under which your department/faculty/institute/laboratory is registered. [Yes/No] If the address of the department is the same as the address of the future host institute, tick the box. This will pre-fill the next four lines. If the address of the department is different from the address of the future host institute, please enter the street name and number where the department/faculty/institute/laboratory is located. If the address of the department is different from the address of the future host institute, please enter the postcode where the department/faculty/institute/laboratory is located. If the address of the department is different from the address of the future host institute, please enter the town where the department/faculty/institute/laboratory is located. If the address of the department is different from the address of the future host institute, please enter country where the department/faculty/institute/laboratory is located. Please insert the full phone number including country and city/area code. Example +32-22991111. Optional Please insert the full phone number including country and city/area code. Example +32-22991111. [pre-filled]* If you have an ORCID number please enter it here (an example is 0000-0002-18250097). If you have a Researcher ID number please enter it here (an example is A-4031-2008). If you have a different researcher identifier number, please enter it here. Qualifications Doctorate (award date) Indicate the date of award of the PhD. If you do not have a PhD yet (but it is in progress) Marie Skłodowska-Curie Actions, Guide for Applicants Individual Fellowships (IF) 2018 Page 49 of 60 Doctorate (start date) University Degree giving access to the Doctorate indicate the expected date of award, using the format (DD/MM/YYYY). Indicate the date on which you embarked on the PhD studies, using the format (DD/MM/YYYY). Indicate the date on which you obtained the university degree giving access to PhD studies, using the format (DD/MM/YYYY). Place of activity/place of residence* Period from Period to Duration (days) Country Indicate the start date for the period, using the format (DD/MM/YYYY). Indicate the end date for the period, using the format (DD/MM/YYYY). Automatic This is calculated based on the dates you have encoded. Select the country from the drop down menu. * Indicate the period(s) and the country/countries in which you have legally resided and/or had your main activity (work, studies, etc.) during the last 5 years up until the deadline for the submission of the proposal. Please fill in this section without gaps, until the call deadline. Short stays (see Definitions) should not be listed – researchers should only indicate period(s) in which they have resided and/or had their main activity (work, studies, etc.) in a given country. Provide as many entries as needed. Any data provided should correspond to the Part B (CV section). This information will be used to verify eligibility. Supervisor *The name and e-mail of the Supervisor is read-only in the administrative form, only additional details can be edited here. To modify, please go back to Step 4 of the submission wizard and save the changes. This section will be repeated for the supervisor in the partner organisation of Global Fellowships. Supervisor Title Gender Last Name First Name(s) E-Mail Position in organisation Department Same as organisation address Street Town Postcode Country Website Phone Phone2/Mobile Please choose one of the following: Prof, Dr, Mr, Mrs, or Ms. [Female(F)/Male(M)] This information is required for statistical and mailing purposes. Indicate F or M as appropriate. [pre-filled]* [pre-filled]* [pre-filled]* Indicate the position of the supervisor in the future host organisation. Indicate the name of the department/faculty/institute/laboratory where the supervisor works. [Yes/No] If the address of the department is the same as the address of the future partner organisation, tick the box. This will pre-fill the next four lines. If the address of the department is different from the address of the future partner organisation, please enter the street name and number where the department/faculty/institute/laboratory is located. If the address of the department is different from the address of the future partner organisation, please enter the town where the department/faculty/institute/laboratory is located. If the address of the department is different from the address of the future partner organisation, please enter the postcode where the department/faculty/institute/laboratory is located. If the address of the department is different from the address of the future partner organisation, please enter country where the department/faculty/institute/laboratory is located. Optional Provide a website address. Please insert the full phone number including country and city/area code. Example +32-22991111. Optional Please insert the full phone number including country and city/area code. Example +32-22991111. Other contact persons – optional *The name and e-mail of additional contact persons are read-only in the administrative form, only additional details can be edited here. To modify, please go back to Step 4 of the submission wizard and save the changes. Marie Skłodowska-Curie Actions, Guide for Applicants Individual Fellowships (IF) 2018 Page 50 of 60 This section will be repeated for additional contact persons in the partner organisation of Global Fellowships. Last Name First Name(s) E-Mail Phone [pre-filled]* [pre-filled]* [pre-filled]* Please insert the full phone number including country and city/area code. Example +32-22991111. 3 – BUDGET This section shows information on the total requested EU contribution based on the duration (person-months), the country of the beneficiary (and country of partner organisation for GF) and the family situation of the experienced researcher at the call deadline. Note that Experts will not comment on the budget but will evaluate the planned duration of each element of the fellowship under the Quality and efficiency of the implementation criterion. Is the Researcher eligible for the family allowance? Participant Number Organisation Short Name Country Country Coefficient Number of months Researcher Unit Cost Institutional Unit Cost Total [Yes/No] The family situation of the experienced researcher as determined at the call deadline. [pre-filled] The future host organisation appears as number 1. For Global Fellowships, the partner organisation will appear as number2. [pre-filled] [pre-filled] [pre-filled] [pre-filled] This should correspond to the number of months selected previously, as well as with the data provided in the Part B of the proposal. [pre-filled] The calculation is based on the base amounts as indicated in the Work Programme, number of months encoded, and taking into account the country coefficient for the living allowance. [pre-filled] The calculation is based on the base amounts as indicated in the Work Programme, number of months encoded. [pre-filled] The total budget that you are requesting as grant (in Euros). 4 – ETHICS This section identifies any ethical aspects of the proposed research activities. For details on how to complete the section, see Guidance - How to complete your ethics self-assessment. 5– CALL SPECIFIC QUESTIONS General For communication purposes only, the European Commission REA asks for permission to publish the name of the researcher (future fellow) should the proposal be retained for funding. Does the researcher (future fellow) give this permission? Some national and regional public research funding authorities run schemes to fund MSCA applicants that score highly in the MSCA evaluation but which cannot be funded by the MSCA due to their limited budget. In case this proposal could not be selected for funding by the MSCA, do the researcher and supervisor consent to the European Commission disclosing to such authorities the results of its evaluation (score and ranking range) together with their names and contact details, non-confidential proposal title and abstract, proposal acronym, and host organisation? Is there a secondment in Member States or Associated Countries envisaged in Part B of this proposal? (Note that for Global Fellowships this secondment is different than the outgoing phase in the Third Country and only takes place in Member State / Associate Country). [Yes/No] [Yes/No] [Yes/No] – If Yes, complete the additional boxes Eligibility Were you in the last 5 years in military service? [ONLY FOR EF-CAR] Were you out of research a continuous period of 12 months within the eighteen months immediately prior to the Marie Skłodowska-Curie Actions, Guide for Applicants Individual Fellowships (IF) 2018 [Yes/No] – If Yes, specify the dates [Yes/No] – If Yes, specify the dates Page 51 of 60 deadline for submission of proposals? [ONLY FOR EF-RI and GF] Are you a national of a Member State or Associated Country? [ONLY FOR EF-SE] Do you confirm that the future beneficiary is an entity from the non-academic sector, i.e. it is not: a public or private higher education establishment awarding academic degrees, a public or private non-profit research institute whose primary mission is to pursue research, an International European interest organisation Did you spend time on procedures for obtaining refugee status (according to the 1951 Geneva Refugee Convention and the 1967 Protocol) in a Member State or Associated Country? and reason for career break [Yes/No] – If Yes, select the country [Yes/No] [Yes/No] - If Yes, specify the dates and country Widening – only appears in case the beneficiary (PIC) is from a widening country The country of the selected PIC belongs to the list of widening countries. A dedicated budget (EUR 5 million) has been set aside under Work Programme "Spreading Excellence and Widening Participation" to fund EF proposals submitted to the MSCA-IF-2018 call but which cannot be funded under the EF lists of the MSCA-IF-2018 call due to a lack of budget. EF proposals where the host organisation is located in an eligible widening country will be automatically duplicated into the Widening call, unless you opt out. Your decision to opt out or not will not affect your chances of being funded directly under the MSCA-IF-2018 call. We wish to opt out and not participate to the Widening Fellowships. [Yes/No] Extended Open Research Data Pilot in Horizon 2020 If selected, applicants will by default participate in the Pilot on Open Research Data in Horizon 2020, which aims to improve and maximise access to and re-use of research data generated by actions. However, participation in the Pilot is flexible in the sense that it does not mean that all research data needs to be open. After the action has started, participants will formulate a Data Management Plan (DMP), which should address the relevant aspects of making data FAIR – findable, accessible, interoperable and re-usable, including what data the project will generate, whether and how it will be made accessible for verification and re-use, and how it will be curated and preserved. Through this DMP projects can define certain datasets to remain closed according to the principle "as open as possible, as closed as necessary". A Data Management Plan does not have to be submitted at the proposal stage. Furthermore, applicants also have the possibility to opt out of this Pilot completely at any stage (before or after the grant signature). In this case, applicants must indicate a reason for this choice (see options below). Please note that participation in this Pilot does not constitute part of the evaluation process. Proposals will not be penalised for opting out. We wish to opt out of the Pilot on Open Research Data in Horizon 2020. [Yes/No] Background: Open Science under Horizon 2020 Open Science refers to the Horizon 2020 objective of increasing openness at all stages of the research life cycle and thus ensuring that science serves innovation and growth. Open Science guarantees open access to publicly-funded research results and promotes a range of facilities for knowledge sharing. Moreover, Open Science is an inclusive process aimed at promoting diversity in science across the European Union and opening it to the general public, in order to better address the H2020 societal challenges and ensure that science becomes more responsive both to socio-economic demands and to those of European citizens. As part of Open Science, Open Access aims at providing on-line access to scientific information that is free of charge to the reader, focusing on access to 'scientific information' or 'research results', which refers to two main categories: • Peer-reviewed scientific research articles (primarily published in academic journals) • Research data (data underlying publications, curated data and/or raw data). Applicable provisions in H2020 To improve access to scientific information and to boost the benefits of public investment in research funded under Horizon 2020, the beneficiary must ensure open access to all peer-reviewed scientific publications relating to the results of the action. Horizon 2020 also includes a pilot on Open Access to Research Data (ORD). The goal of the pilot is to improve and maximise access to and re-use of research data generated by Horizon 2020 funded actions. As of the Work Programme 2017, the ORD pilot has been extended to cover all thematic areas of Horizon 2020 by default. However, the Commission recognises that some research data cannot be made open and applies the principle 'as open as possible, as closed as necessary'. It is therefore possible to opt out of the ORD Pilot at any stage - before or after the signature of the Grant Agreement - but reasons must be given: e.g. for intellectual property rights concerns, privacy/data protection concerns, national security concern, if participation would run against the main objective of the action or for other legitimate reasons to be specified. Participation in the Pilot implies that a Data Management Plan (DMP) will have to be submitted as a deliverable within the first six months of the action and updated whenever needed during its implementation. Please note that participation in the Pilot does not mean that all data need to be made accessible. In case a dataset cannot be shared, the reason(s) for this should be mentioned in the DMP. Although applicants are strongly encouraged to participate in the Pilot, whether a proposed project participates in the ORD pilot or chooses to opt out will not affect the evaluation of that proposal. In other words, proposals will not be penalised for opting out. Further information on Open Access, the Data Management Plan and the pilot can be found in the documents section of the Participant Portal. Marie Skłodowska-Curie Actions, Guide for Applicants Individual Fellowships (IF) 2018 Page 52 of 60 Annex 4 – List of descriptors Chemistry (CHE) C1 – Inorganic Chemistry Bioinorganic chemistry Catalytic materials Chemistry of non-metals Inorganic chemistry Radiation and nuclear chemistry Solid state materials C2 – Organic, Polymer and Molecular Chemistry Carbohydrates Chirality Combinatorial chemistry Heterocyclic chemistry Molecular architecture and structure Molecular chemistry Nucleic acid chemistry Organic chemistry Peptide chemistry Polymer chemistry Supramolecular chemistry Synthetic organic chemistry C3 – Physical and Analytical Chemistry Coordination chemistry Organometallic chemistry Click chemistry Macromolecular chemistry Natural product synthesis Organic reaction mechanisms Stereochemistry Chemistry of condensed matter Colloid chemistry Electrochemistry, electro dialysis, microfluidics, sensors Heterogeneous catalysis Mass spectrometry Molecular dynamics Photochemistry Crystallography and X-ray diffraction Corrosion Chemical reactions: mechanisms, dynamics, kinetics and catalytic reactions Chromatography Crystallisation Forensic chemistry Homogeneous catalysis Ionic liquids Method development in chemistry Molecular electronics Physical chemistry Quantum chemistry Separation techniques/extraction Surface chemistry C4 – Applied and Industrial Chemistry Batteries Ceramics Food chemistry Green chemistry Theoretical and computational chemistry Magnetic resonance Microscopy Photocatalysis Physical chemistry of biological systems Spectroscopic and spectrometric techniques Trace analysis Materials for sensors Nano-materials: oxides, alloys, composite, organic-inorganic hybrid, nanoparticles Medicinal chemistry Pharmaceutical processes and production, Regulatory aspects, quality assurance, good manufacturing practice Solar cells Analytical chemistry Porous materials, metal organic framework (MOFs) Surface modification Toxicology Chemical instrumentation and instrumental techniques Biological chemistry, biochemistry Coating Fuel cells Hydrogen production/storage Biomaterials, biomaterial synthesis Enzymology Graphene, carbon nanotubes Intelligent materials, self-assembled materials Nanochemistry Plastics Structural properties of materials Targeted drug delivery/discovery Water splitting Thin films Water treatment/purification Behavioural and experimental economics Economic history Financial econometrics Health economics Labour economics Political economy Statistics and big data Economic geography Economics of education Game theory Industrial economics Macroeconomics theory Public economics Urban and regional economics Economic Sciences (ECO) E1 – Economics Applied research econometrics Economic growth Environment economics Global macroeconomic challenges International trade Monetary economics, international finance Social economics, welfare economics E2 – Economic Development Circular economy Cluster development Key enabling technologies for development Research & Open innovation, competitiveness E3 – Management Natural resources management Marie Skłodowska-Curie Actions, Guide for Applicants Individual Fellowships (IF) 2018 Environment issues in development economics Public administration Page 53 of 60 Corporate governance and management Research and innovation management Value chain and optimisation E4 – Finance Accounting, international accounting standards, reporting, tax issues related to accounting Financial markets, stock markets, fixed income markets, other markets investments, asset pricing, bonds, derivatives, commodities Human resources management Start-up's, new business models in entrepreneurship, social entrepreneurship Industrial organisation Strategy, marketing Banks, insurance companies, financial intermediaries & fund, credit rating agencies Corporate finance, fundamentals analysis, capital budgeting, venture capital, risk assessment Information Science and Engineering (ENG) G1 - Computer science and informatics Algorithms, distributed, parallel and network algorithms, algorithmic game theory Cognitive modelling, cognitive engineering, cognitive sciences Pervasive computing, ubiquitous computing, ambient intelligence, internet of things Parallel/distributed systems, GPGPU, grid, cloud processing systems Intelligent robotics, cybernetics Artificial intelligence, intelligent systems, multi agent systems Complexity and cryptography, electronic security, privacy, biometrics Computer games, computer geometry, multimedia, augmented and virtual reality E-commerce, e-business, computational finance Internet and semantic web, ontologies, database systems and libraries Bioinformatics, e-Health, medical informatics Theorem proving, symbolic, algebraic computations Computer graphics, computer vision, multimedia, computer games E-learning, user modelling, collaborative systems Machine learning, data mining, statistical data processing and applications Modelling engineering, human computer Numerical analysis, simulation, Scientific computing and data interaction, natural language processing optimisation, modelling tools processing Sensor networks, embedded systems, Software engineering, operating systems, Neural networks, connectionist systems, hardware platforms computer languages fuzzy logic Evolutionary computing, biologicallyTheoretical computer science, formal Quantum computing, DNA computing, inspired computing methods photonic computing G2 - Systems and Communication Engineering: Electrical, electronic, communication, optical and systems engineering Control Engineering Diagnostic and implantable devices, Electrical and electronic engineering: environmental monitoring semiconductors, components, systems Electronics, photonics Human-computer-interfaces Nano engineering Networks (communication networks, sensor Optical engineering, photonics, lasers Signal processing networks, networks of robots,etc.) Simulation engineering and modelling Systems engineering, sensorics, actorics, Wireless communications, automation communication, high frequency, mobile technology G3 - Products and Processes Engineering: Product design, process design and control, construction methods, civil engineering, energy processes, material engineering Aerospace engineering Architecture, smart buildings, smart cities, Chemical engineering, technical urban engineering chemistry Civil engineering Computational engineering and computer Energy collection, conversion and aided design storage, renewable energy Energy systems, smart energy, smart grids, Environmental engineering and geotechnics Fluid mechanics, hydraulic-, turbo-, and wireless energy transfer piston engines Industrial bioengineering Industrial design (product design, Lightweight construction, textile ergonomics, man-machine interfaces, etc.) technology Maritime engineering Materials engineering Mechanical and manufacturing engineering (shaping, mounting, joining, separation) Production technology, process engineering Sustainable design (for recycling, for Transport engineering, intelligent environment, eco-design) transport systems Waste treatment Environmental and Geosciences (ENV) V1 - Environment and society Clean technologies, circular economy, life Environmental determinants of health Marie Skłodowska-Curie Actions, Guide for Applicants Individual Fellowships (IF) 2018 Environmental regulations, climate Page 54 of 60 cycle assessment Environmental risk assessment, monitoring Spatial and regional planning (including landscape and land management), GIS V2 - Earth system science Atmospheric chemistry, atmospheric composition, air pollution, indoor air quality Climatology and climate change Mobility and transportation Urbanization and urban planning, cities Biogeochemistry, biogeochemical cycles Natural hazards Cryosphere, dynamics of snow and ice cover, sea ice, permafrost and ice sheets Geochemistry, crystal chemistry, isotope geochemistry Meteorology, atmospheric physics and dynamics Noise pollution Paleoclimatology, paleoecology Physical geography Environmental chemistry, environmental forensics Hydrology, water management Sedimentology, soil science, palaeontology Terrestrial ecology, land cover change V3 - Evolutionary, population and environmental biology Animal behaviour Biogeography, macro-ecology Comparative biology Environmental, marine and freshwater biology Ecology Population biology, population dynamics, population genetics Systems evolution, biological adaptation, phylogenetics, systematics V4 - Food Science, Agriculture, Forestry and Non-Medical Biotechnology Agriculture production systems (animals) Agriculture production systems (crops), including fertilisation and nutrient management Applied biotechnology (non-medical), Aquaculture, fisheries bioreactors, applied microbiology Biomass and biofuels production Biomimetics Environmental biotechnology, Food sciences, safety, traceability, bioremediation, biodegradation authenticity, agroindustry Soil biology, soil functionality, soil management negotiations and citizen science Social and industrial ecology, sustainable development Waste, by-products and residue management (including from agriculture) Clean exploration and exploitation of natural resources Earth observations from space/remote sensing Geology, tectonics, volcanology, physics of earth's interior, seismology Mineralogy, petrology, igneous petrology, metamorphic petrology Oceanography, marine science, coastal engineering Pollution (water, soil, sediment), rehabilitation and reconstruction of polluted areas, clean technologies Biodiversity, conservation biology Ecotoxicology Species interactions (e.g. food-webs, symbiosis, parasitism, mutualism, bioinvasion) Applied plant biology Biohazards, biological containment, biosafety, biosecurity Crop protection, pest and disease control Forestry and forest management, agroforestry Life Sciences (LIF) L1 - Molecular and Structural Biology Biophysics (e.g. transport mechanisms, bioenergetics, fluorescence) DNA synthesis and degradation Molecular metabolism Molecular interactions Lipid synthesis, modification and turnover Carbohydrate synthesis, modification and turnover Structural biology (e.g. crystallography, EM, NMR, PET) L2 - Genetics, Genomics, Bioinformatics and Systems Biology Applied genetic engineering, transgenic Bioinformatics organisms, recombinant proteins, biosensors Biostatistics Computational biology DNA repair and recombination Protein synthesis, folding, modification and turnover RNA synthesis, processing, modification and degradation Biological systems analysis, modelling and simulation Epigenetics and gene regulation Genetic and genomic variation and related disorders Genetic epidemiology Genomics and functional genomics Comparative, evolutionary and population genomics Molecular genetics, reverse genetics and RNAi Chromosome structure organisation and dynamics Metabolomics (including glycomics) Proteomics Quantitative genetics Marie Skłodowska-Curie Actions, Guide for Applicants Individual Fellowships (IF) 2018 Page 55 of 60 Systems biology Genome editing L3 - Cellular and Developmental Biology Transcriptomics Genetic pharmacology Pattern formation and embryology in animal organisms Mechanisms of growth control and cell Cell differentiation, physiology and proliferation dynamics Plant development pattern formation and Organelle biology embryology in plants Stem cells and cellular programming Mechanisms and dynamics of cell migration L4 - Physiology, Pathophysiology and Endocrinology Ageing Cancer and its biological basis Developmental biology and technology Comparative physiology Endocrinology Organ physiology and pathophysiology Reproductive biomedicine (reproductive physiology and endocrinology, infertility and pregnancy research) L5 - Neurosciences and neural disorders Behavioural neuroscience (e.g. sleep, rhythms, speech, handedness) Mechanisms of pain Environmental physiology Physiology of nerves and motor systems Neurological disorders (e.g. Alzheimer's disease, Huntington's disease, Parkinson's disease) Cognitive neuroscience (e.g. learning, memory, emotions, consciousness) Molecular and cellular neuroscience Medicines, psychoactive drugs and pharmacology, poison. Psychiatric disorders and clinical psychology (e.g. schizophrenia, autism, Tourette's syndrome, obsessive compulsive disorder, depression, bipolar disorder, attention deficit hyperactivity disorder, addiction) Plant genetics Molecular transport mechanisms Morphology and functional imaging of cells Molecular mechanisms of signal transduction Cardiovascular diseases Metabolism, biological basis of metabolism related disorders Rare/orphan Diseases Neural development and neuroplasticity Neuroanatomy and excitability Neuroimaging and computational neuroscience Sensory perception (nose and smell, tongue and taste, eyes and vision, ears and hearing, skin, pain, touch and movements) L6 - Immunity and infection Bacteriology Biological basis of cancer immunity Biological basis of immunity related Biological basis of other immunity related inflammatory disorders disorders Immunogenetics Immunological memory and tolerance Microbiology Parasitology Prevention and treatment of infection by Veterinary medicine and infectious diseases pathogens (e.g. vaccination, antibiotics, in animals fungicide) L7 - Diagnostic tools, therapies and public health Diagnostic tools (e.g. genetic, molecular Drug discovery and design (formulation and diagnostic) delivery) Biological basis of autoimmunity/tolerance Cellular and adaptive immunity Immunosignalling Phagocytosis and innate immunity Virology Drug therapy and clinical studies In vivo bio and medical imaging In vitro cell and tissue imaging Gene therapy, cell therapy, regenerative medicine Tissue regeneration and engineering Health services, health care research Medical engineering and technology Pharmacology, pharmacogenomics Surgery Public health and epidemiology Environment and health risks, occupational medicine Immunotherapy (vaccine discovery, genetic vaccines) Personalised medicine (diagnostic/prognostic biomarker, patient-orientated management solutions) Radiation therapy Algebraic number theory Analytic number theory Complex analysis Functional analysis Graph Theory Homological algebra Non commutative Geometry Algebraic topology Category theory and algebraic structures Complex geometry Game Theory Group Theory Low dimensional topology Ordinary Differential Equations and Mathematics (MAT) M1 - Mathematics Algebraic geometry Algorithms and complexity Combinatorics Differential Geometry General topology Harmonic analysis Mathematical logic and set theory Marie Skłodowska-Curie Actions, Guide for Applicants Individual Fellowships (IF) 2018 Page 56 of 60 Partial Differential Equations Set theory M2 – Applied Mathematics Control Theory Mathematical aspects of Computer Science Probability Dynamical Systems Ring theory Data Analysis Mathematical aspects of Economy and Finance Numerical analysis and scientific computing Mathematical aspects of Biology Mathematical aspects of Physics Scientific Computing Statistics Neutrino oscillations Nuclear physics, heavy ions Nuclear physics, nuclear structure Particle physics, theory/phenomenology Quantum field theory P2 – Atomic and molecular physics, optics Atomic physics Laser physics Nano-optics Optical physics Quantum optics P3 - Condensed matter physics Particle accelerators and detectors Supersymmetric particles Particle physics, experiment Quantum chromodynamics Chemical Physics Metrology and measurement Non linear optics Photonics Quantum electrodynamics Cold/Ultra-cold atoms and molecules Molecular physics Interferometry Statistical physics (gases) Condensed matter, thermal properties Condensed matter, transport properties Condensed matter, mechanical and acoustical properties, lattice dynamics Films and Interfaces Fluid dynamics High pressure physics Mathematics in Engineering and other Applied Sciences Optimization Operational Research Physics (PHY) P1 – Particle and Nuclear Physics Fundamental interactions and fields Electronic properties of materials, surfaces, interfaces Gas and plasma physics Magnetism and strongly correlated systems Mesoscopic physics Phase transitions, phase equilibria Soft condensed matter Structure of solids and liquids Surface Physics P4 – Astrophysics, Cosmology, Space science Active Galactic Nucleus (AGN) , QSO Astronomical instrumentation: telescopes, detectors, techniques Clusters of galaxies and large scale structures Polymer physics Spintronics Superconductivity Low-temperature physics Nanophysics: nanoelectronics, nanophotonics, nanomagnetism, nanoelectromechanics, etc. Semiconductors and insulators Statistical mechanics (condensed matter) Superfluids Astrobiology, astrochemistry Astrometry Astrophysical jets, accretion phenomena Big bang nucleosynthesis Cosmic Microwave Background (CMB) Cosmology Dark matter, dark energy Formation and evolution of galaxies Extrasolar planets and exoplanets High energy astrophysics Radio astronomy Solar system and planetary science P5 – Applied physics Acoustics Communication Physics Geophysics Nanotechnology: nanomaterials, tools and techniques, applications of nanotechnology Photodetectors Gravitational lensing Interstellar medium Relativistic astrophysics Space weather Plasmonics Quantum electronics Formation, structure and evolution of stars Gravitational waves Nuclear astrophysics Solar physics Agrophysics Complex systems, Networks Laser applications Biophysics and biophysical techniques Computational Physics Medical Physics Optical engineering Optoelectronics Photonics applications Photovoltaics and solar cells Quantum Technology and Quantum Devices Solid-state devices Social Sciences and Humanities (SOC) Marie Skłodowska-Curie Actions, Guide for Applicants Individual Fellowships (IF) 2018 Page 57 of 60 S1 - Sociology, social anthropology Ageing, health social policies Attitudes and values Fertility, family dynamics, policies Gender studies Inequalities, discrimination, prejudice, aggression and violence, antisocial behaviour Myth, ritual, symbolic representations, religious studies Kinship, cultural dimensions of classification and cognition, identity Qualitative methods, ethnography, case studies Social economy, social entrepreneurship Social influence, power and group behaviour, classroom management Social structure, social mobility Social theory Sociology of education Sociology of knowledge Urban sociology, urban theory, urban studies, global cities, territorialisation S2 - Political science Work, employment, precariousness Comparative politics Development studies EU and European politics Foreign policy International relations, Global governance, International politics and history; geopolitics Political systems and institutions, governance Human, economic and social geography Political economy Politics of gender, Race, Discrimination and inequalities; Identity politics Public administration, Public policies Relations with public interest groups Theories of conflict, violence and security; Negotiation and mediation S3 - Law Business, corporate and securities law Education law Comparative law Employment and labour law, social law Family and juvenile law Health law International law, human and civil rights; Violence, conflict and peacebuilding Public law, immigration law, environmental law S4 - Communication Communication networks, media, including social media, information society Information & communication technology and the world of work Legal systems, constitutions, foundations of law Demography, population issues and policies Globalization, glocalization, antiglobalism Migration, refugees, asylum, interethnic relations, conflicts and integration of migrants Rural population, agriculture, innovation, depopulation Social integration, exclusion, inequalities, participation and prosocial behaviour Social welfare and neoliberalism Transformation of societies, democratization, social movements Youth studies Electoral politics, Political parties, Citizenship and public engagement Game theory, Logic of collective choice Migration policy Political theory, Political thought, Political philosophy; Ideologies Regional and territorial politics Criminal law European law Intellectual property and innovation law; Data protection law, IT law Private law, consumer protection law Sports and entertainment law Crisis communication theory and procedures Digital social research, audiovisual social services Information society and education Institutional communication Lobbying Political communication and strategy Social communication, verbal and non verbal communication Social studies of science and technology S5 - Cognition, psychology, linguistics Biological psychology: mind-body connection, health, stress and disease Ergonomics, human factors, user modelling, and neuroergonomics Cognitive psychology: learning, cognition Neuropsychology and neurolinguistics Typological, historical and comparative linguistics S6 - Philosophy Aesthetics and philosophy of culture and anthropology Ethics and morality, bioethics Phenomenology Evolution of mind and cognitive functions, animal communication Psycholinguistics: acquisition, comprehension , production Use of language: pragmatics, sociolinguistics, discourse analysis, second language teaching and learning, lexicography, terminology Analytic philosophy History of philosophy Philosophy of religion Marie Skłodowska-Curie Actions, Guide for Applicants Individual Fellowships (IF) 2018 Development across the life-span and developmental psychopathology Formal, cognitive, functional and computational linguistics Socio-cultural psychology and social cognition Epistemology, logic, philosophy of science Metaphysics Social and political philosophy Page 58 of 60 S7 - Education Education systems, institutions and policies, sociology of education Lifelong learning, workplace learning and training, heutagogy Educational assessment, feedback Philosophy of education, human development S8 - Literature, arts, music, cultural and comparative studies African literature Classics, ancient Greek and Latin literature and art Computational modelling and digitisation in Contemporary literature the cultural Sphere Cultural studies, cultural diversity History of art and architecture, arts-based research History of books, codicology History of collections History of literature Latin American literature Learning technologies, e-learning, tutoring systems, learning analytics Teaching and learning methodologies, pedagogy, andragogy, psychology of education Comparative literature Cultural memory, intangible cultural heritage History of art criticism Literary theory and comparative literature, literary styles Museums and exhibitions, conservation and restoration Textual philology, palaeography and epigraphy S9 - Archaeology, history and memory American archaeology, art and culture Classical archaeology and art, history of archaeology Medieval literature History of fashion design Library and archival science; Librarianship Modern literature Music and musicology, history of music Oriental and East Asian literature Cultural heritage, cultural memory General archaeology, archaeometry, landscape archaeology Cultural history; History of collective identities and memories Egyptology and ancient near eastern archaeology, art and culture Historiography, theory and methods in history, including the analysis of digital data Industrial archaeology Modern and contemporary archaeology Prehistory, palaeoanthropology, palaeodemography, protohistory Medieval history Modern and contemporary history Social, economic, cultural and political history Early and modern archaeology Visual arts, performing arts, film, design Ancient history Collective memories, identities, lieux de mémoire, oral history Marie Skłodowska-Curie Actions, Guide for Applicants Individual Fellowships (IF) 2018 Asian archaeology, art and culture Colonial and post-colonial history, global and transnational history, entangled histories Diplomatics Gender history History of ideas, intellectual history, history of science, techniques and technologies Military history Numismatics, epigraphy Page 59 of 60
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