Reporting Manual For The Case Service Report (RSA 911) Rsa 911 2016
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REPORTING MANUAL FOR THE CASE SERVICE REPORT (RSA-911) STATE VOCATIONAL REHABILITATION SERVICES AND STATE SUPPORTED EMPLOYMENT SERVICES PROGRAMS U.S. DEPARTMENT OF EDUCATION OFFICE OF SPECIAL EDUCATION AND REHABILITATIVE SERVICES REHABILITATION SERVICES ADMINISTRATION OMB CONTROL NUMBER: 1820-0508 JUNE 2016 R EPORTING M ANUAL FOR THE C ASE S ERVICE R EPORT (RSA-911) TABLE OF CONTENTS I. GENERAL INFORMATION........................................................................................................................... 1 A. Data Reporting Requirements ....................................................................................................................... 1 1. Internal Controls .................................................................................................................................................. 1 2. Supporting Documentation ................................................................................................................................ 2 B. Case Service Records .................................................................................................................................... 2 C. Unique Individuals ........................................................................................................................................ 3 D. Data Elements................................................................................................................................................ 4 E. Data Submission ............................................................................................................................................ 5 F. Edit Checks.................................................................................................................................................... 6 G. WIOA Participant Individual Record Layout (WIOA PIRL) ........................................................................ 6 H. Pre-Employment Transition Services ............................................................................................................ 7 II. REPORTING PERIOD IDENTIFICATION DATA ELEMENTS............................................................... 8 A. Program Year ................................................................................................................................................. 8 B. Program Year Quarter .................................................................................................................................... 8 C. Date Report Submitted .................................................................................................................................. 8 D. Agency Code ................................................................................................................................................. 8 III. UNIQUE IDENTIFIER DATA ELEMENTS ...............................................................................................10 A. Unique Identifier ......................................................................................................................................... 10 B. Social Security Number ............................................................................................................................... 11 IV. DATA ELEMENTS AT APPLICATION ......................................................................................................11 A. Date of Application ..................................................................................................................................... 11 B. Date of Birth ................................................................................................................................................ 12 C. Individual Characteristics ............................................................................................................................ 12 1. Sex ....................................................................................................................................................................... 12 2. American Indian or Alaska Native .................................................................................................................. 13 3. Asian ................................................................................................................................................................... 13 4. Black or African American............................................................................................................................... 14 i R EPORTING M ANUAL FOR THE C ASE S ERVICE R EPORT (RSA-911) 5. 6. 7. 8. 9. Native Hawaiian or Other Pacific Islander .................................................................................................... 14 White ................................................................................................................................................................... 14 Ethnicity - Hispanic or Latino ......................................................................................................................... 15 Veteran ................................................................................................................................................................ 16 Living Arrangement .......................................................................................................................................... 16 D. Location Information ................................................................................................................................... 16 1. State Postal Code of Residence ....................................................................................................................... 16 2. County FIPS Code ............................................................................................................................................. 18 3. Zip Code ............................................................................................................................................................. 18 E. Source of Referral ....................................................................................................................................... 19 F. Student with a Disability ............................................................................................................................. 20 G. Support ........................................................................................................................................................ 20 1. Social Security Disability Insurance (SSDI) at Application........................................................................ 20 2. Supplemental Security Income (SSI) for the Aged, Blind, or Disabled at Application ........................... 21 3. Temporary Assistance for Needy Families (TANF) at Application ........................................................... 21 4. General Assistance (State or local government) at Application .................................................................. 21 5. Veterans' Disability Benefits at Application .................................................................................................. 21 6. Workers' Compensation at Application .......................................................................................................... 21 7. Unemployment Insurance at Application ....................................................................................................... 22 8. Primary Source of Support at Application ..................................................................................................... 22 H. Medical Insurance Coverage ....................................................................................................................... 22 1. Medicaid at Application ................................................................................................................................... 22 2. Medicare at Application ................................................................................................................................... 23 3. State or Federal Affordable Care Act Exchange at Application.................................................................. 23 4. Public Insurance from Other Sources at Application ................................................................................... 23 5. Private Insurance Through Employer at Application ................................................................................... 23 6. Not Yet Eligible for Private Insurance Through Employer at Application................................................ 23 7. Private Insurance Through Other Means at Application .............................................................................. 24 V. ELIGIBILITY DATA ELEMENTS ..............................................................................................................24 A. Date of Eligibility Determination ................................................................................................................ 24 B. Eligibility Determination Extension ............................................................................................................ 24 VI. ORDER OF SELECTION (OOS) DATA ELEMENTS ...............................................................................24 A. Date of Placement on OOS Waiting List ..................................................................................................... 24 B. Date of Exit from OOS Waiting List ........................................................................................................... 25 ii R EPORTING M ANUAL FOR THE C ASE S ERVICE R EPORT (RSA-911) VII. DISABILITY DATA ELEMENTS ..........................................................................................................25 A. Individual with a Disability ......................................................................................................................... 25 B. Primary Disability ....................................................................................................................................... 25 C. Secondary Disability ................................................................................................................................... 27 D. Significance of Disability ............................................................................................................................ 28 VIII. TRIAL WORK EXPERIENCE DATA ELEMENTS ............................................................................29 A. Start Date of Trial Work Experience ........................................................................................................... 29 B. End Date of Trial Work Experience............................................................................................................. 29 IX. INDIVIDUALIZED PLAN FOR EMPLOYMENT (IPE) DATA ELEMENTS........................................29 A. Date of Most Recent or Amended IPE ........................................................................................................ 29 B. Supported Employment Goal on Current IPE ............................................................................................. 30 C. Employment ................................................................................................................................................ 30 1. Employment at IPE ........................................................................................................................................... 30 2. Primary Occupation at IPE............................................................................................................................... 32 3. Hourly Wage at IPE........................................................................................................................................... 33 4. Hours Worked in a Week at IPE ...................................................................................................................... 33 D. WIOA Program Involvement ...................................................................................................................... 34 1. Adult .................................................................................................................................................................... 34 2. Adult Education ................................................................................................................................................. 34 3. Dislocated Worker ............................................................................................................................................. 35 4. Job Corps ............................................................................................................................................................ 36 5. Vocational Rehabilitation ................................................................................................................................. 36 6. Wagner-Peyser Employment Service ............................................................................................................. 36 7. Youth ................................................................................................................................................................... 37 8. YouthBuild ......................................................................................................................................................... 37 E. Barriers to Employment .............................................................................................................................. 37 1. Long-Term Unemployed .................................................................................................................................. 37 2. Exhausting TANF Within Two Years.............................................................................................................. 38 3. Foster Care Youth .............................................................................................................................................. 38 4. Homeless Individual, Homeless Children and Youths, or Runaway Youth .............................................. 38 5. Ex-Offender........................................................................................................................................................ 39 6. Low Income ....................................................................................................................................................... 40 7. English Language Learner ............................................................................................................................... 41 iii R EPORTING M ANUAL FOR THE C ASE S ERVICE R EPORT (RSA-911) 8. 9. 10. 11. 12. Basic Skills Deficient/Low Levels of Literacy ............................................................................................. 41 Cultural Barriers ................................................................................................................................................ 42 Single Parent ...................................................................................................................................................... 42 Displaced Homemaker...................................................................................................................................... 42 Migrant and Seasonal Farmworker ................................................................................................................. 43 F. Education ..................................................................................................................................................... 43 1. State Definition for Age of Students with Disabilities ................................................................................. 43 2. School Status ...................................................................................................................................................... 44 3. Highest Educational Level Completed ........................................................................................................... 44 4. Highest Elementary or Secondary School Grade Completed ..................................................................... 45 5. Enrolled in Secondary Education .................................................................................................................... 45 6. Date Received Special Education Certificate of Completion ..................................................................... 46 7. Enrolled in a State Adult Secondary School at the High Adult Secondary Education (ASE) Level .................................................................................................................................................................... 46 8. Attained Secondary School Diploma.............................................................................................................. 46 9. Date Attained Secondary School Equivalency (GED) ................................................................................. 46 10. Enrolled in Postsecondary Education - Highest Academic Year ................................................................ 47 11. Enrolled in Postsecondary Education ............................................................................................................. 47 12. Date Enrolled During Program Participation in an Education or Training Program Leading to a Recognized Postsecondary Credential or Employment ............................................................................... 48 13. Completed Some Postsecondary Education, No Degree or Certificate ..................................................... 48 14. Date Attained Associate’s Degree ................................................................................................................... 48 15. Date Attained Bachelor's Degree..................................................................................................................... 49 16. Date Attained Master’s Degree........................................................................................................................ 49 17. Date Attained Graduate Degree (e.g., Ph.D., Ed.D., J.D., M.D.) ............................................................... 49 G. Vocational/Technical Credential, License or Certificate ............................................................................. 49 1. Enrolled in a Career or Technical Training Program, Not Leading to a Recognized Postsecondary Credential ................................................................................................................................. 49 2. Enrolled in a Career or Technical Training Program, Leading to a Recognized Postsecondary Credential ........................................................................................................................................................... 50 3. Date Attained Vocational/Technical License ................................................................................................. 50 4. Date Attained Vocational/Technical Certificate ............................................................................................ 50 H. Other Education or Training ........................................................................................................................ 50 1. Date Attained Other Recognized Diploma, Degree, or Certificate ............................................................ 50 X. PRE-EMPLOYMENT TRANSITION SERVICES DATA ELEMENTS ..................................................51 A. Start Date of Pre-Employment Transition Services ..................................................................................... 51 B. Job Exploration Counseling ........................................................................................................................ 55 1. Service Provided by VR Agency Staff (in-house) ........................................................................................ 55 iv R EPORTING M ANUAL FOR THE C ASE S ERVICE R EPORT (RSA-911) 2. Service Provided Through VR Agency Purchase ......................................................................................... 55 2.1 Purchased Service Provider Type ........................................................................................................... 55 2.2 VR Program Expenditure for Purchased Service ................................................................................. 55 3. Service Provided by Comparable Services and Benefits Providers ........................................................... 55 3.1 Comparable Services and Benefits Provider Type ............................................................................... 55 C. Work Based Learning Experiences.............................................................................................................. 55 1. Service Provided by VR Agency Staff (in-house) ........................................................................................ 55 2. Service Provided Through VR Agency Purchase ......................................................................................... 55 2.1 Purchased Service Provider Type ........................................................................................................... 55 2.2 VR Program Expenditure for Purchased Service ................................................................................. 55 3. Service Provided by Comparable Services and Benefits Providers ........................................................... 56 3.1 Comparable Services and Benefits Provider Type ............................................................................... 56 D. Counseling on Enrollment Opportunities .................................................................................................... 56 1. Service Provided by VR Agency Staff (in-house) ........................................................................................ 56 2. Service Provided Through VR Agency Purchase ......................................................................................... 56 2.1 Purchased Service Provider Type ........................................................................................................... 56 2.2 VR Program Expenditure for Purchased Service ................................................................................. 56 3. Service Provided by Comparable Services and Benefits Providers ........................................................... 56 3.1 Comparable Services and Benefits Provider Type ............................................................................... 56 E. Workplace Readiness Training .................................................................................................................... 56 1. Service Provided by VR Agency Staff (in-house) ........................................................................................ 56 2. Service Provided Through VR Agency Purchase ......................................................................................... 56 2.1 Purchased Service Provider Type ........................................................................................................... 57 2.2 VR Program Expenditure for Purchased Service ................................................................................. 57 3. Service Provided by Comparable Services and Benefits Providers ........................................................... 57 3.1 Comparable Services and Benefits Provider Type ............................................................................... 57 F. Instruction in Self Advocacy ....................................................................................................................... 57 1. Service Provided by VR Agency Staff (in-house) ........................................................................................ 57 2. Service Provided Through VR Agency Purchase ......................................................................................... 57 2.1 Purchased Service Provider Type ........................................................................................................... 57 2.2 VR Program Expenditure for Purchased Service ................................................................................. 57 3. Service Provided by Comparable Services and Benefits Providers ........................................................... 57 3.1 Comparable Services and Benefits Provider Type ............................................................................... 57 v R EPORTING M ANUAL FOR THE C ASE S ERVICE R EPORT (RSA-911) XI. VR AND SE SERVICE DATA ELEMENTS (APPLICANTS AND ELIGIBLE INDIVIDUALS) .........58 A. Start Date of Initial VR Service ................................................................................................................... 58 B. Date of Most Recent Career Service ........................................................................................................... 58 XII. TRAINING SERVICES DATA ELEMENTS ........................................................................................61 A. Graduate College or University ................................................................................................................... 61 1. Service Provided by VR Agency Staff (in-house) ........................................................................................ 62 2. Service Provided Through VR Agency Purchase ......................................................................................... 62 2.1 Purchased Service Provider Type ........................................................................................................... 62 2.2 Amount of VR Funds Expended for Service (Title I) ......................................................................... 62 2.3 Amount of SE Funds Expended for Service (Title VI) ....................................................................... 62 3. Service Provided by Comparable Services and Benefits Providers ........................................................... 62 3.1 Comparable Services and Benefits Provider Type ............................................................................... 62 B. Four-Year College or University Training ................................................................................................... 62 1. Service Provided by VR Agency Staff (in-house) ........................................................................................ 62 2. Service Provided Through VR Agency Purchase ......................................................................................... 62 2.1 Purchased Service Provider Type ........................................................................................................... 62 2.2 Amount of VR Funds Expended for Service (Title I) ......................................................................... 63 2.3 Amount of SE Funds Expended for Service (Title VI) ....................................................................... 63 3. Service Provided by Comparable Services and Benefits Providers ........................................................... 63 3.1 Comparable Services and Benefits Provider Type ............................................................................... 63 C. Junior or Community College Training ....................................................................................................... 63 1. Service Provided by VR Agency Staff (in-house) ........................................................................................ 63 2. Service Provided Through VR Agency Purchase ......................................................................................... 63 2.1 Purchased Service Provider Type ........................................................................................................... 63 2.2 Amount of VR Funds Expended for Service (Title I) ......................................................................... 63 2.3 Amount of SE Funds Expended for Service (Title VI) ....................................................................... 63 3. Service Provided by Comparable Services and Benefits Providers ........................................................... 63 3.1 Comparable Services and Benefits Provider Type ............................................................................... 64 D. Occupational or Vocational Training ........................................................................................................... 64 1. Service Provided by VR Agency Staff (in-house) ........................................................................................ 64 2. Service Provided Through VR Agency Purchase ......................................................................................... 64 2.1 Purchased Service Provider Type ........................................................................................................... 64 2.2 Amount of VR Funds Expended for Service (Title I) ......................................................................... 64 2.3 Amount of SE Funds Expended for Service (Title VI) ....................................................................... 64 3. Service Provided by Comparable Services and Benefits Providers ........................................................... 64 3.1 Comparable Services and Benefits Provider Type ............................................................................... 64 vi R EPORTING M ANUAL FOR THE C ASE S ERVICE R EPORT (RSA-911) E. On The Job Training .................................................................................................................................... 65 1. Service Provided by VR Agency Staff (in-house) ........................................................................................ 65 2. Service Provided Through VR Agency Purchase ......................................................................................... 65 2.1 Purchased Service Provider Type ........................................................................................................... 65 2.2 Amount of VR Funds Expended for Service (Title I) ......................................................................... 65 2.3 Amount of SE Funds Expended for Service (Title VI) ....................................................................... 65 3. Service Provided by Comparable Services and Benefits Providers ........................................................... 65 3.1 Comparable Services and Benefits Provider Type ............................................................................... 65 F. Registered Apprenticeship Training ............................................................................................................ 65 1. Service Provided Through VR Agency Purchase ......................................................................................... 66 1.1 Purchased Service Provider Type ........................................................................................................... 66 1.2 Amount of VR Funds Expended for Service (Title I) ......................................................................... 66 1.3 Amount of SE Funds Expended for Service (Title VI) ....................................................................... 66 2. Service Provided by Comparable Services and Benefits Providers ........................................................... 66 2.1 Comparable Services and Benefits Provider Type............................................................................... 66 G. Basic Academic Remedial or Literacy Training .......................................................................................... 66 1. Service Provided by VR Agency Staff (in-house) ........................................................................................ 66 2. Service Provided Through VR Agency Purchase ......................................................................................... 66 2.1 Purchased Service Provider Type ........................................................................................................... 66 2.2 Amount of VR Funds Expended for Service (Title I) ......................................................................... 66 2.3 Amount of SE Funds Expended for Service (Title VI) ....................................................................... 67 3. Service Provided by Comparable Services and Benefits Providers ........................................................... 67 3.1 Comparable Services and Benefits Provider Type ............................................................................... 67 H. Job Readiness Training ................................................................................................................................ 67 1. Service Provided by VR Agency Staff (in-house) ........................................................................................ 67 2. Service Provided Through VR Agency Purchase ......................................................................................... 67 2.1 Purchased Service Provider Type ........................................................................................................... 67 2.2 Amount of VR Funds Expended for Service (Title I) ......................................................................... 67 2.3 Amount of SE Funds Expended for Service (Title VI) ....................................................................... 67 3. Service Provided by Comparable Services and Benefits Providers ........................................................... 67 3.1 Comparable Services and Benefits Provider Type ............................................................................... 67 I. Disability Related Skills Training ............................................................................................................... 68 1. Service Provided by VR Agency Staff (in-house) ........................................................................................ 68 2. Service Provided Through VR Agency Purchase ......................................................................................... 68 2.1 Purchased Service Provider Type ........................................................................................................... 68 2.2 Amount of VR Funds Expended for Service (Title I) ......................................................................... 68 2.3 Amount of SE Funds Expended for Service (Title VI) ....................................................................... 68 vii R EPORTING M ANUAL FOR THE C ASE S ERVICE R EPORT (RSA-911) 3. Service Provided by Comparable Services and Benefits Providers ........................................................... 68 3.1 Comparable Services and Benefits Provider Type ............................................................................... 68 J. Miscellaneous Training ............................................................................................................................... 68 1. Service Provided by VR Agency Staff (in-house) ........................................................................................ 68 2. Service Provided Through VR Agency Purchase ......................................................................................... 69 2.1 Purchased Service Provider Type ........................................................................................................... 69 2.2 Amount of VR Funds Expended for Service (Title I) ......................................................................... 69 2.3 Amount of SE Funds Expended for Service (Title VI) ....................................................................... 69 3. Service Provided by Comparable Services and Benefits Providers ........................................................... 69 3.1 Comparable Services and Benefits Provider Type ............................................................................... 69 K. Randolph-Sheppard Entrepreneurial Training ............................................................................................. 69 1. Service Provided by VR Agency Staff (in-house) ........................................................................................ 69 2. Service Provided Through VR Agency Purchase ......................................................................................... 69 2.1 Purchased Service Provider Type ........................................................................................................... 69 2.2 Amount of VR Funds Expended for Service (Title I) ......................................................................... 69 2.3 Amount of SE Funds Expended for Service (Title VI) ....................................................................... 70 3. Service Provided by Comparable Services and Benefits Providers ........................................................... 70 3.1 Comparable Services and Benefits Provider Type ............................................................................... 70 L. Customized Training ................................................................................................................................... 70 1. Service Provided by VR Agency Staff (in-house) ........................................................................................ 70 2. Service Provided Through VR Agency Purchase ......................................................................................... 70 2.1 Purchased Service Provider Type ........................................................................................................... 70 2.2 Amount of VR Funds Expended for Service (Title I) ......................................................................... 70 2.3 Amount of SE Funds Expended for Service (Title VI) ....................................................................... 70 3. Service Provided by Comparable Services and Benefits Providers ........................................................... 70 3.1 Comparable Services and Benefits Provider Type ............................................................................... 71 XIII. CAREER SERVICES DATA ELEMENTS ............................................................................................71 A. Assessment .................................................................................................................................................. 71 1. Service Provided by VR Agency Staff (in-house) ........................................................................................ 71 2. Service Provided Through VR Agency Purchase ......................................................................................... 71 2.1 Purchased Service Provider Type ........................................................................................................... 71 2.2 Amount of VR Funds Expended for Service (Title I) ......................................................................... 71 2.3 Amount of SE Funds Expended for Service (Title VI) ....................................................................... 71 3. Service Provided by Comparable Services and Benefits Providers ........................................................... 71 3.1 Comparable Services and Benefits Provider Type ............................................................................... 72 B. Diagnosis and Treatment of Impairments.................................................................................................... 72 1. Service Provided by VR Agency Staff (in-house) ........................................................................................ 73 viii R EPORTING M ANUAL FOR THE C ASE S ERVICE R EPORT (RSA-911) 2. Service Provided Through VR Agency Purchase ......................................................................................... 73 2.1 Purchased Service Provider Type ........................................................................................................... 73 2.2 Amount of VR Funds Expended for Service (Title I) ......................................................................... 73 2.3 Amount of SE Funds Expended for Service (Title VI) ....................................................................... 73 3. Service Provided by Comparable Services and Benefits Providers ........................................................... 73 3.1 Comparable Services and Benefits Provider Type ............................................................................... 73 C. Vocational Rehabilitation Counseling and Guidance .................................................................................. 73 1. Service Provided by VR Agency Staff (in-house) ........................................................................................ 73 2. Service Provided Through VR Agency Purchase ......................................................................................... 73 2.1 Purchased Service Provider Type ........................................................................................................... 73 2.2 Amount of VR Funds Expended for Service (Title I) ......................................................................... 74 2.3 Amount of SE Funds Expended for Service (Title VI) ....................................................................... 74 3. Service Provided by Comparable Services and Benefits Providers ........................................................... 74 3.1 Comparable Services and Benefits Provider Type ............................................................................... 74 D. Job Search Assistance .................................................................................................................................. 74 1. Service Provided by VR Agency Staff (in-house) ........................................................................................ 74 2. Service Provided Through VR Agency Purchase ......................................................................................... 74 2.1 Purchased Service Provider Type ........................................................................................................... 74 2.2 Amount of VR Funds Expended for Service (Title I) ......................................................................... 74 2.3 Amount of SE Funds Expended for Service (Title VI) ....................................................................... 74 3. Service Provided by Comparable Services and Benefits Providers ........................................................... 74 3.1 Comparable Services and Benefits Provider Type ............................................................................... 75 E. Job Placement Assistance ............................................................................................................................ 75 1. Service Provided by VR Agency Staff (in-house) ........................................................................................ 75 2. Service Provided Through VR Agency Purchase ......................................................................................... 75 2.1 Purchased Service Provider Type ........................................................................................................... 75 2.2 Amount of VR Funds Expended for Service (Title I) ......................................................................... 75 2.3 Amount of SE Funds Expended for Service (Title VI) ....................................................................... 75 3. Service Provided by Comparable Services and Benefits Providers ........................................................... 75 3.1 Comparable Services and Benefits Provider Type ............................................................................... 75 F. Short Term Job Supports ............................................................................................................................. 75 1. Service Provided by VR Agency Staff (in-house) ........................................................................................ 76 2. Service Provided Through VR Agency Purchase ......................................................................................... 76 2.1 Purchased Service Provider Type ........................................................................................................... 76 2.2 Amount of VR Funds Expended for Service (Title I) ......................................................................... 76 2.3 Amount of SE Funds Expended for Service (Title VI) ....................................................................... 76 3. Service Provided by Comparable Services and Benefits Providers ........................................................... 76 3.1 Comparable Services and Benefits Provider Type ............................................................................... 76 ix R EPORTING M ANUAL FOR THE C ASE S ERVICE R EPORT (RSA-911) G. Supported Employment Services ................................................................................................................ 76 1. Service Provided by VR Agency Staff (in-house) ........................................................................................ 76 2. Service Provided Through VR Agency Purchase ......................................................................................... 77 2.1 Purchased Service Provider Type ........................................................................................................... 77 2.2 Amount of VR Funds Expended for Service (Title I) ......................................................................... 77 2.3 Amount of SE Funds Expended for Service (Title VI) ....................................................................... 77 3. Service Provided by Comparable Services and Benefits Providers ........................................................... 77 3.1 Comparable Services and Benefits Provider Type ............................................................................... 77 H. Information and Referral Services............................................................................................................... 77 1. Service Provided by VR Agency Staff (in-house) ........................................................................................ 77 2. Service Provided Through VR Agency Purchase ......................................................................................... 77 2.1 Purchased Service Provider Type ........................................................................................................... 77 2.2 Amount of VR Funds Expended for Service (Title I) ......................................................................... 77 2.3 Amount of SE Funds Expended for Service (Title VI) ....................................................................... 78 3. Service Provided by Comparable Services and Benefits Providers ........................................................... 78 3.1 Comparable Services and Benefits Provider Type ............................................................................... 78 I. Benefits Counseling .................................................................................................................................... 78 1. Service Provided by VR Agency Staff (in-house) ........................................................................................ 78 2. Service Provided Through VR Agency Purchase ......................................................................................... 78 2.1 Purchased Service Provider Type ........................................................................................................... 78 2.2 Amount of VR Funds Expended for Service (Title I) ......................................................................... 78 2.3 Amount of SE Funds Expended for Service (Title VI) ....................................................................... 78 3. Service Provided by Comparable Services and Benefits Providers ........................................................... 79 3.1 Comparable Services and Benefits Provider Type ............................................................................... 79 J. Customized Employment Services .............................................................................................................. 79 1. Service Provided by VR Agency Staff (in-house) ........................................................................................ 79 2. Service Provided Through VR Agency Purchase ......................................................................................... 79 2.1 Purchased Service Provider Type ........................................................................................................... 79 2.2 Amount of VR Funds Expended for Service (Title I) ......................................................................... 79 2.3 Amount of SE Funds Expended for Service (Title VI) ....................................................................... 79 3. Service Provided by Comparable Services and Benefits Providers ........................................................... 80 3.1 Comparable Services and Benefits Provider Type ............................................................................... 80 K. Extended Services ....................................................................................................................................... 80 1. Service Provided by VR Agency Staff (in-house) ........................................................................................ 80 2. Service Provided Through VR Agency Purchase ......................................................................................... 80 2.1 Purchased Service Provider Type ........................................................................................................... 80 2.2 Amount of VR Funds Expended for Service (Title I) ......................................................................... 80 2.3 Amount of SE Funds Expended for Service (Title VI) ....................................................................... 80 x R EPORTING M ANUAL FOR THE C ASE S ERVICE R EPORT (RSA-911) XIV. OTHER SERVICE DATA ELEMENTS ................................................................................................81 A. Transportation.............................................................................................................................................. 81 1. Service Provided by VR Agency Staff (in-house) ........................................................................................ 81 2. Service Provided Through VR Agency Purchase ......................................................................................... 81 2.1 Purchased Service Provider Type ........................................................................................................... 81 2.2 Amount of VR Funds Expended for Service (Title I) ......................................................................... 81 2.3 Amount of SE Funds Expended for Service (Title VI) ....................................................................... 81 3. Service Provided by Comparable Services and Benefits Providers ........................................................... 82 3.1 Comparable Services and Benefits Provider Type............................................................................... 82 B. Maintenance ................................................................................................................................................ 82 1. Service Provided by VR Agency Staff (in-house) ........................................................................................ 82 2. Service Provided Through VR Agency Purchase ......................................................................................... 82 2.1 Purchased Service Provider Type ........................................................................................................... 82 2.2 Amount of VR Funds Expended for Service (Title I) ......................................................................... 82 2.3 Amount of SE Funds Expended for Service (Title VI) ....................................................................... 83 3. Service Provided by Comparable Services and Benefits Providers ........................................................... 83 3.1 Comparable Services and Benefits Provider Type ............................................................................... 83 C. Rehabilitation Technology ........................................................................................................................... 83 1. Service Provided by VR Agency Staff (in-house) ........................................................................................ 84 2. Service Provided Through VR Agency Purchase ......................................................................................... 84 2.1 Purchased Service Provider Type ........................................................................................................... 84 2.2 Amount of VR Funds Expended for Service (Title I) ......................................................................... 84 2.3 Amount of SE Funds Expended for Service (Title VI) ....................................................................... 84 3. Service Provided by Comparable Services and Benefits Providers ........................................................... 84 3.1 Comparable Services and Benefits Provider Type ............................................................................... 84 D. Personal Assistance Services ....................................................................................................................... 84 1. Service Provided by VR Agency Staff (in-house) ........................................................................................ 85 2. Service Provided Through VR Agency Purchase ......................................................................................... 85 2.1 Purchased Service Provider Type ........................................................................................................... 85 2.2 Amount of VR Funds Expended for Service (Title I) ......................................................................... 85 2.3 Amount of SE Funds Expended for Service (Title VI) ....................................................................... 85 3. Service Provided by Comparable Services and Benefits Providers ........................................................... 85 3.1 Comparable Services and Benefits Provider Type ............................................................................... 85 E. Technical Assistance Services Including Self-Employment........................................................................ 85 1. Service Provided by VR Agency Staff (in-house) ........................................................................................ 86 2. Service Provided Through VR Agency Purchase ......................................................................................... 86 2.1 Purchased Service Provider Type ........................................................................................................... 86 2.2 Amount of VR Funds Expended for Service (Title I) ......................................................................... 86 xi R EPORTING M ANUAL FOR THE C ASE S ERVICE R EPORT (RSA-911) 2.3 Amount of SE Funds Expended for Service (Title VI) ....................................................................... 86 3. Service Provided by Comparable Services and Benefits Providers ........................................................... 86 3.1 Comparable Services and Benefits Provider Type ............................................................................... 86 F. Reader Services ........................................................................................................................................... 86 1. Service Provided by VR Agency Staff (in-house) ........................................................................................ 86 2. Service Provided Through VR Agency Purchase ......................................................................................... 86 2.1 Purchased Service Provider Type ........................................................................................................... 87 2.2 Amount of VR Funds Expended for Service (Title I) ......................................................................... 87 2.3 Amount of SE Funds Expended for Service (Title VI) ....................................................................... 87 3. Service Provided by Comparable Services and Benefits Providers ........................................................... 87 3.1 Comparable Services and Benefits Provider Type ............................................................................... 87 G. Interpreter Services...................................................................................................................................... 87 1. Service Provided by VR Agency Staff (in-house) ........................................................................................ 87 2. Service Provided Through VR Agency Purchase ......................................................................................... 87 2.1 Purchased Service Provider Type ........................................................................................................... 87 2.2 Amount of VR Funds Expended for Service (Title I) ......................................................................... 87 2.3 Amount of SE Funds Expended for Service (Title VI) ....................................................................... 88 3. Service Provided by Comparable Services and Benefits Providers ........................................................... 88 3.1 Comparable Services and Benefits Provider Type ............................................................................... 88 H. Other Services ............................................................................................................................................. 88 1. Service Provided by VR Agency Staff (in-house) ........................................................................................ 88 2. Service Provided Through VR Agency Purchase ......................................................................................... 88 2.1 Purchased Service Provider Type ........................................................................................................... 88 2.2 Amount of VR Funds Expended for Service (Title I) ......................................................................... 88 2.3 Amount of SE Funds Expended for Service (Title VI) ....................................................................... 88 3. Service Provided by Comparable Services and Benefits Providers ........................................................... 88 3.1 Comparable Services and Benefits Provider Type ............................................................................... 88 XV. MEASURABLE SKILL GAIN DATA ELEMENTS (WIOA SECTION 116(B)(2)(A)(I)) .......................89 A. Date of Most Recent Measurable Skill Gain: Educational Functioning Level (EFL) ................................. 89 B. Date of Most Recent Measurable Skill Gain: Secondary ............................................................................ 89 C. Date of Most Recent Measurable Skill Gain: Postsecondary Transcript/Report Card ................................ 89 D. Date of Most Recent Measurable Skill Gain: Training Milestone .............................................................. 90 E. Date of Most Recent Measurable Skill Gain: Skills Progression ................................................................ 90 xii R EPORTING M ANUAL FOR THE C ASE S ERVICE R EPORT (RSA-911) XVI. EMPLOYMENT DATA ELEMENTS ....................................................................................................90 A. Employment Outcome ................................................................................................................................. 90 B. Primary Occupation at Employment Outcome ............................................................................................ 92 C. Start Date of Employment in Primary Occupation...................................................................................... 93 D. Hourly Wage at Employment ...................................................................................................................... 94 E. Hours Worked in a Week at Employment Outcome .................................................................................... 94 XVII. EXIT DATA ELEMENTS ........................................................................................................................94 A. Date of Exit ................................................................................................................................................. 94 B. Type of Exit ................................................................................................................................................. 95 C. Reason for Exit ............................................................................................................................................ 95 D. Employment at Exit ..................................................................................................................................... 97 1. Employment Outcome at Exit ......................................................................................................................... 97 2. Primary Occupation at Exit .............................................................................................................................. 99 3. Start Date of Employment in Primary Occupation at Exit ........................................................................ 100 4. Hourly Wage at Exit ........................................................................................................................................ 101 5. Hours Worked in a Week at Exit ................................................................................................................... 101 E. Support at Exit ........................................................................................................................................... 102 1. Social Security Disability Insurance (SSDI) at Exit ................................................................................... 102 2. Supplemental Security Income (SSI) for the Aged, Blind, or Disabled at Exit ...................................... 102 3. Temporary Assistance for Needy Families (TANF) at Exit....................................................................... 102 4. General Assistance (State or local government) at Exit ............................................................................. 103 5. Veterans' Disability Benefits at Exit ............................................................................................................. 103 6. Workers' Compensation at Exit ..................................................................................................................... 103 7. Other Public Support at Exit .......................................................................................................................... 103 8. Primary Source of Support at Exit ................................................................................................................ 103 F. Medical Insurance Coverage at Exit.......................................................................................................... 104 1. Medicaid at Exit............................................................................................................................................... 104 2. Medicare at Exit............................................................................................................................................... 104 3. State or Federal Affordable Care Act Exchange at Exit ............................................................................. 105 4. Public Insurance from Other Sources at Exit .............................................................................................. 105 5. Private Insurance Through Employer at Exit .............................................................................................. 105 6. Not Yet Eligible for Private Insurance Through Employer at Exit ........................................................... 105 7. Private Insurance Through Other Means at Exit ......................................................................................... 106 xiii R EPORTING M ANUAL FOR THE C ASE S ERVICE R EPORT (RSA-911) XVIII. POST-EXIT DATA ELEMENTS ......................................................................................................... 106 A. Date Enrolled in Post-Exit Education or Training Program Leading to a Recognized Postsecondary Credential .......................................................................................................................... 106 B. Date of Attainment of Post-Exit Recognized Credential ........................................................................... 106 C. Type of Recognized Credential Attained Post-Exit ................................................................................... 107 D. First Quarter After Exit Quarter ................................................................................................................ 107 1. Employment - First Quarter After Exit Quarter .......................................................................................... 108 2. Type of Employment Match – First Quarter After Exit Quarter ............................................................... 108 3. Wages – First Quarter After Exit Quarter .................................................................................................... 109 E. Second Quarter After Exit Quarter ............................................................................................................ 109 1. Employment Related to Training – Second Quarter After Exit Quarter .................................................. 109 2. Employment - Second Quarter After Exit Quarter ..................................................................................... 110 3. Type of Employment Match – Second Quarter After Exit Quarter .......................................................... 110 4. Wages – Second Quarter After Exit Quarter ................................................................................................ 111 F. Third Quarter After Exit Quarter ............................................................................................................... 111 1. Employment - Third Quarter After Exit Quarter......................................................................................... 112 2. Type of Employment Match – Third Quarter After Exit Quarter ............................................................. 112 3. Wages – Third Quarter After Exit Quarter ................................................................................................... 113 G. Fourth Quarter After Exit Quarter ............................................................................................................. 113 1. Employment - Fourth Quarter After Exit Quarter....................................................................................... 113 2. Type of Employment Match – Fourth Quarter After Exit Quarter ........................................................... 113 3. Wages – Fourth Quarter After Exit Quarter ................................................................................................. 114 4. Retention with the Same Employer in the Second Quarter and the Fourth Quarter – Fourth Quarter After Exit Quarter ............................................................................................................................. 115 XIX. INDEX OF DATA ELEMENTS ........................................................................................................... 116 xiv R EPORTING M ANUAL FOR THE C ASE S ERVICE R EPORT (RSA-911) I. General Information A. Data Reporting Requirements The data comprising the Case Service Report (RSA-911) are mandated by the Rehabilitation Act of 1973 (the Act), as amended by title IV of the Workforce Innovation and Opportunity Act (WIOA). Applicable portions of the Act explicitly or implicitly require the collecting and reporting of specific data elements by State Vocational Rehabilitation (VR) agencies to the Rehabilitation Services Administration (RSA) for the VR and Supported Employment (SE) programs. In addition, reporting requirements to support the performance accountability system under section 116 of title I of WIOA are applicable to the VR program, as one of the six core programs of the Workforce Development System. This revised data collection incorporates new reporting requirements in section 116(b) in title I of WIOA and sections 101(a)(10) and 607 of the Act, as amended by WIOA. New requirements under section 101(a)(10) include, for example, the reporting of data on the number of individuals with open service records and the types of services these individuals are receiving (including SE services); students with disabilities receiving preemployment transition services; and individuals referred to the VR program by one-stop operators and individuals referred to such one-stop operators by VR agencies. Section 116 of title I of WIOA requires the reporting of data needed to calculate State performance on the primary indicators of performance for the core programs. In addition, States must report information on barriers to employment for participants under each of the core programs. The data reported by States will be used by both the Departments of Education and Labor to determine State levels of performance on the primary indicators that could form the basis for the imposition of financial sanctions against a State, as described in the WIOA Joint Final Rule. Therefore, it is critical that the data reported be accurate and submitted timely. 1. Internal Controls In accordance with 34 CFR 361.12, VR agencies must implement policies and procedures that ensure the proper and efficient administration of the VR program, including those necessary to carry out all functions for which the State is responsible under this program. These methods must include procedures to ensure accurate data collection and financial accountability. It is incumbent on VR agencies to establish policies and procedures that ensure the accurate collection, retention, and timely reporting of all data. The Uniform Administrative Requirements, Cost Principles, and Audit Requirements for Federal Awards (Uniform Guidance) (2 CFR 200.61) defines internal controls as: a process, implemented by a non-Federal entity, designed to provide reasonable assurance regarding the achievement of objectives in the following categories: 1 R EPORTING M ANUAL FOR THE C ASE S ERVICE R EPORT (RSA-911) (a) Effectiveness and efficiency of operations; (b) Reliability of reporting for internal and external use; and (c) Compliance with applicable laws and regulations. VR agencies must establish and maintain internal control processes necessary to ensure the State’s ability to meet the internal control requirements. The RSA Commissioner (Commissioner) is responsible for the review and monitoring of State VR programs to determine whether a State is complying substantially with the provisions of the VR portion of the Unified or Combined State Plan. The reliability and validity of data reported in the RSA-911 may be subject to desk review, monitoring and/or audits. Sections 107(b) and (c) of the Act specify the remedies available to the Commissioner if a State fails to satisfy Federal requirements governing the VR program, including requirements related to data reporting. States that fail to meet the data reporting requirements may also face potential consequences resulting from audit findings stemming from Inspector General, State, or Single Audits. 2. Supporting Documentation The requirements in 34 CFR 361.47 and 34 CFR 361.56, taken together, require VR agencies to maintain verifying documentation in an individual’s case file, particularly regarding eligibility determinations, development of the individualized plan for employment, services provided, and case closure. It is important to note that the use of an electronic case management system, does not remove the requirement for the agency to maintain either hard copies or scanned copies of required supporting documentation in the individual’s service record. An electronic case management system is merely a data entry process that is susceptible to data entry errors. Requiring staff to note the source of the employment data also does not provide documentation necessary to ensure data validity and reliability. RSA will maintain a table that lists the RSA-911 supporting documentation requirements on RSA’s website at https://rsa.ed.gov. B. Case Service Records The case service record documents the application for and/or provision of VR and SE services to individuals with disabilities, including program outcomes. An individual may have multiple service records resulting from repeated involvement with the VR and SE programs. For example, an individual may receive pre-employment transition services and/or other VR services in secondary school and then years later apply for additional VR services. These two periods of participation in the VR program would constitute separate service records. Opening of Case Service Record: Under this data collection, VR agencies are required to report data on open service records on a quarterly basis. A service record is opened when either an individual applies for VR services (Date of Application (IV.A)) or, in the case of a student with a disability that is solely receiving pre-employment transition services, the 2 R EPORTING M ANUAL FOR THE C ASE S ERVICE R EPORT (RSA-911) Start Date of Pre-Employment Transition Services (X.A). These dates initiate the quarterly reporting requirement for all individuals with an open service record. Closure of the Case Service Record: The case service record is considered closed when the individual has a Date of Exit (XVII.A) and all of the required data elements, including the post-exit data elements when required, have been reported. For a student with a disability who solely received pre-employment transition services and has not applied to receive other VR services, the service record is closed when the student is no longer receiving such services as indicated in the pre-employment transition services data elements (X.B-E). Duplicate individual records will not be accepted. For example, records with the same Social Security Number and Date of Application would be considered a duplicate case service record. If an individual has multiple exits within the same program year, each exit must be reported and cannot overlap. For example, if an individual had more than one Date of Application in a quarter, the Date of Exit (XVII.A) associated with the first application must be a date before the second Date of Application. C. Unique Individuals All service record data submitted for the same reporting period must be associated with a unique individual. Therefore, each individual receiving services must be assigned a Unique Identifier (III.A). This identifier allows RSA to report an unduplicated count of individuals receiving services in accordance with the Joint WIOA Performance Information Collection Request (Joint Performance ICR). The unique identifier will also be used to calculate a count of unique program participants for each State, which will be reported on the State Performance Reporting Template. In addition, the unique identifier provides RSA a means to communicate with agencies regarding an individual’s data elements without the exchange of Personally Identifiable Information (PII). RSA will use the data elements in the table below to identify a unique individual within a data set. Table 1.1: Individual Identification Data Elements Date Element Report Due Date III.A Unique Identifier, and III.B Social Security Number If an individual does not have a Social Security Number (SSN) or chooses not to provide an SSN, only the Unique Identifier is reported. An individual’s SSN is reported only once to RSA with the Unique Identifier. After that, the Unique Identifier is the only unique individual data element reported with each data submission. 3 R EPORTING M ANUAL FOR THE C ASE S ERVICE R EPORT (RSA-911) D. Data Elements Each data element has an associated data element type that serves as a guide for submitting valid values. Table 1.2: RSA-911 Data Element Types Data Type VARCHAR n Description Data can include any letters or numbers with a maximum length defined by “n”. All variable character (VARCHAR) data elements that require numbers use only positive numbers. DATE Data can include dates in the eight-digit format of year, month, (YYYYMMDD) and day. All dates reported on the RSA-911 must be in the format of (YYYYMMDD), where (YYYY) is year, (MM) is month and (DD) is day. For Year (YYYY): Record the calendar year using all four digits of the year (e.g., 2016). For Month (MM): Record the months using two digits (e.g., 01 for January, 02 for February, etc.) Decimal n,x INT n For Day (DD): Record the day of the month using two digits. When the day is a single digit, add a "0" prefix (e.g., 01, 02, 03, etc.). Data can include a decimal number with a total of number of “n” digits, of which “x” can be after the decimal point. Data can include any integer (whole number) with a maximum length of integers as defined by “n”. All integers must be positive. 4 R EPORTING M ANUAL FOR THE C ASE S ERVICE R EPORT (RSA-911) Due to the length of some of the data element descriptions, each data element has been assigned an “Element Number” to make referencing a data element easier. “Element Number” refers to the assigned data element number (e.g., element number 6 refers to Social Security Number). When “data element” is used, the associated reference is to the location in this document where that data element is located (e.g., data element III.B refers to outline section III.B where the data element, Social Security Number is located). The data elements have been categorized to indicate the point in the VR process when the data should be collected. The data elements are designed to collect information at a particular point (e.g., application, eligibility, IPE, etc.). In order to ensure data validity, it is important that VR agencies collect and report the data at the correct time. E. Data Submission RSA-911 data must be submitted to RSA on a quarterly basis, no later than 45 days after the end of each quarter in accordance with the following schedule: Table 1.3: Quarter 1 2 3 4 Reporting Dates Reporting Period July 1 – September 30 October 1 – December 31 January 1 – March 31 April 1 – June 30 Report Due Date November 15 February 15 May 15 August 15 VR agencies will submit a comma delimited data file through an RSA-911 data portal via RSA’s website, https://rsa.ed.gov. Though some elements may be left blank, a comma delimited space must be included for each data element in each submission. The element number refers to the location of the reported response in the comma delimited text string (e.g., the second comma delimited position in the text file would be for Social Security Number). Each VR Director will receive a userid and password necessary to access the RSA-911 upload data webpage. The VR Director will be responsible for ensuring submission and certification of the RSA-911 data on a quarterly basis. The VR Director may formally delegate this responsibility to another individual who is authorized to certify the data on behalf of the VR agency. End users will be required to reset the password periodically for security purposes. When uploading data, the RSA-911 upload webpage will capture the following data elements: 1. Name of Individual Submitting Data – Entered by end user. 2. Title of Individual Submitting Data – Entered by end user. 3. Phone Number for Individual Submitting Data – Entered by end user. 4. Email Address for Individual Submitting Data – Entered by end user. 5 R EPORTING M ANUAL FOR THE C ASE S ERVICE R EPORT (RSA-911) End users will follow the RSA-911 webpage prompts to upload the data file. Prior to the submission of the data, the VR Director, or individual formally delegated the authority to submit the data on behalf of the VR Director, will be required to certify the following statement: By submitting this report, I certify to the best of my knowledge and belief that the report is true, complete, and accurate, and the expenditures reported are for the purposes and objectives set forth in the terms and conditions of the Federal award. I am aware that any false, fictitious, or fraudulent information, or the omission of any material fact, may subject me to criminal, civil or administrative penalties for fraud, false statements, false claims or otherwise. F. Edit Checks RSA will maintain a comprehensive edit check table on RSA’s website, https://www.rsa.ed.gov. The table will detail, by data element, the edit checks required to ensure the integrity of data submissions. Edits describe constraints that should be satisfied by the data. Each data submission will be analyzed to determine whether the data is consistent with the edit checks. Data submissions that fail to pass the edit check will be returned to the VR agency for correction and resubmission. Any corrections made must be consistent with the agency’s electronic case management system and the supporting documentation maintained by the agency. RSA’s data editing process will utilize both hard and soft edits. Hard edits identify records that “fail” based upon erroneous combinations or missing values. Soft edits are constraints that identify (combinations of) values that are suspicious but not necessarily incorrect. Due to the number of data elements, RSA will not be issuing an edit check database application to VR agencies. VR agencies are responsible for ensuring that any data submitted conforms to edit check and data submission requirements. G. WIOA Participant Individual Record Layout (WIOA PIRL) The WIOA PIRL is derived from the Joint Performance ICR and provides a standardized set of data elements, definitions, and reporting instructions that will be used to describe the characteristics, activities, and outcomes of WIOA participants. Under the WIOA PIRL, a “participant” for the purpose of the VR program is an individual who has an approved and signed Individualized Plan for Employment (IPE) and has begun to receive services. VR agencies are required to collect participant information that corresponds with the data elements and descriptions delineated within the WIOA PIRL. Once collected, RSA will then aggregate this information as specified in the WIOA Annual Statewide Performance Report Specifications, which details the common data elements and technical specifications necessary for calculation of the State and Local Area performance report elements that will be used in reporting across all core programs. Where there is a direct correlation between a WIOA PIRL data element and an RSA-911 data element, the WIOA PIRL data element number and name have been included. There 6 R EPORTING M ANUAL FOR THE C ASE S ERVICE R EPORT (RSA-911) are additional WIOA PIRL data elements that must be calculated from other RSA-911 data elements. A list of the calculated WIOA PIRL data elements and the methodology used to calculate them will be posted on RSA’s website, https://www.rsa.ed.gov. H. Pre-Employment Transition Services The data elements in the table below are the only ones required if an individual is receiving pre-employment transition services and has not applied for or been determined eligible for VR services. Table 1.4: Required Data Elements for Individuals Receiving Pre-Employment Transition Services Data Element III.A III.B IV.B IV.C.2 – IV.C.6 IV.C.7 IV.F X.A X.B – X.E Name Unique Identifier Social Security Number (if available) Date of Birth Race – Required if student is in elementary or secondary education. Ethnicity – Required if student is in elementary or secondary education. Student with a Disability Start Date of Pre-Employment Transition Services Pre-Employment Transition Services Note: While these are the only required fields for pre-employment transition services, you must report all comma-delimited fields in accordance with the data submission guidelines in Section E, above. According to the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless such collection displays a valid OMB control number. Public reporting burden for this collection of information is estimated to average 1,604 hours per response, including time for reviewing instructions, searching existing data sources, gathering and maintaining the data needed, and completing and reviewing the collection of information. The obligation to respond to this collection is mandatory as required by the Rehabilitation Act of 1973, as amended. Send comments regarding the burden estimate or any other aspect of this collection of information, including suggestions for reducing this burden, to the U.S. Department of Education, Rehabilitation Services Administration, Data Unit, 400 Maryland Ave., SW, Washington, DC 202022800 or email ICDocketMgr@ed.gov and reference the OMB Control Number 1820-0508. 7 R EPORTING M ANUAL FOR THE C ASE S ERVICE R EPORT (RSA-911) II. Reporting Period Identification Data Elements The information in this section must be submitted quarterly for all data submissions. A. Program Year Data Type: INT 4 Element Number: 1 Change: New Multiple Values Allowed: No Record the calendar year associated with the reporting period. B. Program Year Quarter Data Type: INT 1 Data Element Reference Number: 2 Change: New Multiple Values Allowed: No Record the program year quarter applicable to this data collection reporting period. Quarter 1 2 3 4 C. Period July 1 – September 30 October 1 – December 31 January 1 – March 31 April 1 – June 30 Date Report Submitted Data Type: DATETIME (YYYYMMDD) Data Element Reference Number: 3 Change: New Multiple Values Allowed: No Record the date the report is submitted to RSA through https://rsa.ed.gov. D. Agency Code Data Type: INT 3 Data Element Reference Number: 4 Change: Revised Multiple Values Allowed: No Record the code value assigned to the VR agency submitting the data from the following table. Codes have been pre-assigned to nonexistent agencies for individuals who are blind or visually impaired in the event that these agencies are established in the future. State or Territory Alabama Alaska American Samoa Arizona Arkansas California Colorado Abbreviation AL AK AM AZ AR CA CO 8 General/ Combined Code 001 002 003 004 005 006 007 Blind Code 057 058 059 060 061 062 063 R EPORTING M ANUAL FOR THE C ASE S ERVICE R EPORT (RSA-911) State or Territory Connecticut Delaware District of Columbia Florida Georgia Guam Hawaii Idaho Illinois Indiana Iowa Kansas Kentucky Louisiana Maine Maryland Massachusetts Michigan Minnesota Mississippi Missouri Montana Nebraska Nevada New Hampshire New Jersey New Mexico New York North Carolina North Dakota Northern Marianas Ohio Oklahoma Oregon Pennsylvania Abbreviation CT DE DC FL GA GU HI ID IL IN IA KS KY LA ME MD MA MI MN MS MO MT NE NV NH NJ NM NY NC ND MP OH OK OR PA 9 General/ Combined Code 008 009 010 011 012 013 014 015 016 017 018 019 020 021 022 023 024 025 026 027 028 029 030 031 032 033 034 035 036 037 038 039 040 041 042 Blind Code 064 065 066 067 068 069 070 071 072 073 074 075 076 077 078 079 080 081 082 083 084 085 086 087 088 089 090 091 092 093 094 095 096 097 098 R EPORTING M ANUAL FOR THE C ASE S ERVICE R EPORT (RSA-911) State or Territory Puerto Rico Rhode Island South Carolina South Dakota Tennessee Texas Utah Vermont Virginia Virgin Islands Washington West Virginia Wisconsin Wyoming III. Abbreviation PR RI SC SD TN TX UT VT VA VI WA WV WI WY General/ Combined Code 043 044 045 046 047 048 049 050 051 052 053 054 055 056 Blind Code 099 100 101 102 103 104 105 106 107 108 109 110 111 112 Unique Identifier Data Elements Each individual must be assigned a twelve-digit unique identifier. The Unique Identifier must be submitted quarterly for all applicants and eligible individuals, as well as students with a disability who are solely receiving pre-employment transition services and who have not yet applied for VR services. If an individual does not have an SSN or chooses not to provide an SSN, then only the Unique Identifier is reported. An individual’s SSN is reported only one time to RSA with the Unique Identifier. After that, the Unique Identifier is the only unique individual data element reported with each data submission. Once either of these data elements has been reported, the data elements may ONLY be changed by contacting RSA Data Unit staff to initiate a modification. A. Unique Identifier Report: Each Data Submission Data Type: VARCHAR 12 Element Number: 5 Change: New Multiple Values Allowed: No Data entry is required if individual is receiving pre-employment transition services. WIOA PIRL data element number 100, Unique Individual Identifier. When assigning the identifier, the first two digits are the State’s Postal Code (IV.D.1) followed by a unique ten-digit number that is not associated with the individual’s SSN. The number must not duplicate any other assigned unique identifiers. 10 R EPORTING M ANUAL FOR THE C ASE S ERVICE R EPORT (RSA-911) When assigning a unique identifier, ensure that the same twelve-digit identifier is used in subsequent years for the same individual if additional service records are opened for the individual in the future. When a Blind or General agency in the same State identifies that an individual has been or is being served by the other agency, every effort should be made to ensure the same unique identifier is used for both agencies. This is necessary in order to obtain an unduplicated count of individuals being served in a State. B. Social Security Number Report: When Available Data Type: VARCHAR 9 Element Number: 6 Change: None Multiple Values Allowed: No Must be left blank after initial report. Enter data, if available, for individuals receiving pre-employment transition services. Record the individual’s nine-digit SSN. Please note that if no SSN is provided, the individual’s wage information cannot be verified through unemployment insurance data and would need to be determined through supplemental information. IV. Data Elements at Application The data elements contained in this section are to be reported for each individual who has submitted an application to receive services under the VR program during the quarter. Some of these data elements, as indicated below, must also be reported for students with disabilities who are receiving pre-employment transition services and have not submitted an application to receive VR services consistent with the start date of pre-employment transition services. A. Date of Application Report: Upon Occurrence Data Type: DATETIME (YYYYMMDD) Element Number: 7 Change: Revised Multiple Values Allowed: No Record the date (year, month, and day) that the agency received a completed and signed application form for VR services from the applicant. The date must be verifiable through supporting documentation. If a student with a disability is receiving pre-employment transition services only and has not submitted an application for VR services this data element should be left blank and, as stated above, the Start Date of Pre-Employment Transition Services (X.A) is reported. However, if the individual has submitted an application to receive VR services other than pre-employment transition services, this data element is required. 11 R EPORTING M ANUAL FOR THE C ASE S ERVICE R EPORT (RSA-911) B. Date of Birth Report: Either at Application or Start Date of Pre-Employment Transition Services whichever comes first Data Type: DATETIME (YYYYMMDD) Change: Revised Element Number: 8 Multiple Values Allowed: No Data entry is also required for an individual who is solely receiving pre-employment transition services. WIOA PIRL data element number 200, Date of Birth. Record the individual’s date (year, month, and day) of birth. C. Individual Characteristics 1. Sex Report: At Application Data Type: INT 1 Element Number: 9 Change: Revised Multiple Values Allowed: No WIOA PIRL data element number 201, Sex. Record the applicant’s sex. Code 1 2 9 Description Individual indicates that he is male. Individual indicates that she is female. Individual did not self-identify their sex. Race Reporting (IV.C.2-IV.C.6) General Information: Race information should be recorded for all individuals whose service records were opened in the quarter being reported. For students or youth with disabilities in elementary or secondary education, reporting on race is required. If such students or youth refuses to identify his/her race, the counselor should, at a minimum, notify the individual that if he/she fails to self-identify, an observer-identification method will be used. The counselor or interviewer would then provide the best assessment of the individual's race. This guidance is consistent with the Department of Education's and the Office of Management and Budget’s (OMB's) standards for collecting race data. For individuals not in elementary or secondary education, self-identification is required to the greatest extent possible. It is generally expected that the information recorded will reflect the individual’s own identification of race from the categories provided. Observer identification is not required for individuals with disabilities who are not in elementary or secondary education. When reporting on multi-racial individuals, use more than one race variable indicating the individual is of that race (i.e., more than one code value 1). If the individual is not in 12 R EPORTING M ANUAL FOR THE C ASE S ERVICE R EPORT (RSA-911) elementary or secondary education and refuses to self-identify, record code value 9 to indicate the individual did not self-identify. Agencies may leave the data element blank only for individuals with Type of Exit (XVII.B) code value 0 (Individual exited as an applicant, prior to eligibility determination or trial work). For example, if an individual applies for services via an application form or letter and exits the agency without being seen by agency personnel, this individual's race would not be known and could not be observed and therefore all race codes would be left blank. 2. American Indian or Alaska Native Report: Either at Application or Start Date of Pre-Employment Transition Services whichever comes first. Data Type: INT 1 Change: Revised Element Number: 10 Multiple Values Allowed: No Data entry is required if individual is in elementary or secondary education. WIOA PIRL data element number 211, American Indian/Alaska Native. An individual having origins in any of the original peoples of North and South America (including Central America), and who maintains a tribal affiliation or community attachment. Code 1 0 9 3. Description Individual is American Indian or Alaska Native. Individual is not American Indian or Alaska Native. Individual did not self-identify his/her race. Asian Report: Either at application or Start Date of Pre-Employment Transition Services whichever comes first. Data Type: INT 1 Change: Revised Element Number: 11 Multiple Values Allowed: No Data entry is required if individual is in elementary or secondary education. WIOA PIRL data element number 212, Asian. An individual having origins in any of the original peoples of the Far East, Southeast Asia, or the Indian subcontinent, including for example, Cambodia, China, India, Japan, Korea, Malaysia, Pakistan, the Philippine Islands, Thailand, and Vietnam. Code 1 0 9 Description Individual is Asian. Individual is not Asian. Individual did not self-identify his/her race. 13 R EPORTING M ANUAL FOR THE C ASE S ERVICE R EPORT (RSA-911) 4. Black or African American Report: Either at Application or Start Date of Pre-Employment Transition Services whichever comes first. Data Type: INT 1 Change: Revised Element Number: 12 Multiple Values Allowed: No Data entry is required if individual is in elementary or secondary education. WIOA PIRL data element number 213, Black/African American. An individual having origins in any of the Black racial groups of Africa. Code 1 0 9 5. Description Individual is Black or African American. Individual is not Black or African American. Individual did not self-identify his/her race. Native Hawaiian or Other Pacific Islander Report: Either at Application or Start Date of Pre-Employment Transition Services whichever comes first. Data Type: INT 1 Change: Revised Element Number: 13 Multiple Values Allowed: No Data entry is required if individual is in elementary or secondary education. WIOA PIRL data element number 214, Native Hawaiian/Other Pacific Islander. An individual having origins in any of the original peoples of Hawaii, Guam, Samoa, or other Pacific Islands. Code 1 0 9 6. Description Individual is Native Hawaiian or Other Pacific Islander. Individual is not Native Hawaiian or Other Pacific Islander. Individual did not self-identify his/her race. White Report: Either at Application or Start Date of Pre-Employment Transition Services whichever comes first. Data Type: INT 1 Change: Revised Element Number: 14 Multiple Values Allowed: No Data entry is required if individual is in elementary or secondary education. WIOA PIRL data element number 215, White. An individual having origins in any of the original peoples of Europe, the Middle East or North Africa. Code 1 0 9 Description Individual is White. Individual is not White. Individual did not self-identify his/her race. 14 R EPORTING M ANUAL FOR THE C ASE S ERVICE R EPORT (RSA-911) 7. Ethnicity - Hispanic or Latino Report: Either at Application or Start Date of Pre-Employment Transition Services whichever comes first. Data Type: INT 1 Change: Revised Element Number: 15 Multiple Values Allowed: No Data entry is required if individual is in elementary or secondary education. WIOA PIRL data element number 210, Ethnicity Hispanic/Latino. This data element should be recorded for all individuals whose service records were opened in the quarter being reported. For students or youth with disabilities in secondary education, reporting on ethnicity is required. If such student or youth refuses to identify his/her ethnicity, the counselor should, at a minimum, notify the individual that if he/she fails to self-identify, an observer-identification method will be used. The counselor or interviewer would then provide the best assessment of the individual's ethnicity. This guidance is consistent with the Department of Education’s and OMB’s standards for collecting ethnicity data. If the elementary or secondary student or youth self-identifies as Hispanic or Latino, but refuses or is unable to identify one or more race categories in addition, code the student or youth as Hispanic or Latino for ethnicity and follow the observer-identification method as described above for the race categories. For individuals not in secondary education, self-identification is required to the greatest extent possible. It is generally expected that the information recorded will reflect the individual’s own identification of ethnicity. Observer identification is not required for individuals with disabilities who are not in elementary or secondary education. If the individual is not in secondary education and refused to self-identify, record 9 to indicate that the individual did not self-identify ethnicity. Individuals who identify as Hispanic (an individual of Cuban, Mexican, Puerto Rican, South or Central American, or other Spanish culture or origin, regardless of race) may belong to any race group. Code 1 0 9 Description Individual is Hispanic or Latino. Individual is not Hispanic or Latino. Individual did not self-identify his/her ethnicity. 15 R EPORTING M ANUAL FOR THE C ASE S ERVICE R EPORT (RSA-911) 8. Veteran Report: At Application Data Type: INT 1 Element Number: 16 Change: None Multiple Values Allowed: No Record code value to indicate whether applicant served in the active military, navel or air service, and was discharged or released under conditions other than dishonorable. Code Description 1 Applicant is a veteran. 0 Applicant is not a veteran. 9. Living Arrangement Report: At Application Data Type: INT 2 Element Number: 17 Change: Revised Multiple Values Allowed: No Record the living arrangements of the applicant, either temporarily or permanently, at application, using the following code values: Code 1 2 3 4 5 6 7 8 9 10 D. Description Private Residence (independent, or with family or other person) Community Residential Facility/Group Home Rehabilitation Facility Mental Health Facility Nursing Home Correctional Facility Halfway House Substance Abuse Treatment Center Homeless/Shelter Other Location Information 1. State Postal Code of Residence Report: At Application and Update as Needed Data Type: VARCHAR 2 Change: New Element Number: 18 Multiple Values Allowed: No WIOA PIRL data element number 101, State Code of Residence. Record the two-letter State Postal Code for the State or U.S. Territory corresponding to the location of the individual’s residence. For example, South Dakota would be represented as "SD." 16 R EPORTING M ANUAL FOR THE C ASE S ERVICE R EPORT (RSA-911) For persons on active military duty, VR agencies should record the two-letter Air/Army Post Office (APO) or Fleet Post Office (FPO) as defined by the Military Postal Service Agency. Code FIPS Description AE (ZIPs 09xxx) for Armed Forces Europe which includes Canada, Middle East, and Africa AP (ZIPs 962xx - 966xx) for Armed Forces Pacific AA (ZIPs 340xx) for Armed Forces (Central and South) Americas AL Alabama AK Alaska AS American Samoa AZ Arizona AR Arkansas CA California CO Colorado CT Connecticut DE Delaware DC District of Columbia FL Florida GA Georgia GU Guam HI Hawaii ID Idaho IL Illinois IN Indiana IA Iowa KS Kansas KY Kentucky LA Louisiana ME Maine MD Maryland MA Massachusetts MS Mississippi MO Missouri MT Montana NE Nebraska NV Nevada NH New Hampshire NJ New Jersey NM New Mexico MI Michigan NY New York NC North Carolina MN Minnesota 17 R EPORTING M ANUAL FOR THE C ASE S ERVICE R EPORT (RSA-911) Code ND MP OH OK OR PA PR RI SC SD TN TX UT VT VA VI WA WV WI WY 88 99 XX 2. FIPS Description North Dakota Northern Marianas Ohio Oklahoma Oregon Pennsylvania Puerto Rico Rhode Island South Carolina South Dakota Tennessee Texas Utah Vermont Virginia Virgin Islands Washington West Virginia Wisconsin Wyoming Mexico Canada Other (Not Listed Above) County FIPS Code Report: At Application and Update as Needed Data Type: INT 5 Change: New Element Number: 19 Multiple Values Allowed: No Joint Department of Education and Department of Labor data element. Record the FIPS county code for the individual’s residence. This code is a fivedigit Federal Information Processing Standard (FIPS) that uniquely identifies counties, county equivalents, and certain U.S. territories. The first two digits are the FIPS State code and the last three are the county code within the State or territories. The codes can be located at the U.S. Census Bureau website: https://www.census.gov/geo/reference/codes/cou.html 3. Zip Code Report: At Application and Update as Needed Data Type: INT 5 Change: None Element Number: 20 Multiple Values Allowed: No Record the five-digit numeric U.S. Postal Service Zip Code corresponding to the location where the individual resides. 18 R EPORTING M ANUAL FOR THE C ASE S ERVICE R EPORT (RSA-911) E. Source of Referral Report: At Application Data Type: INT 2 Element Number: 21 Change: Revised Multiple Values Allowed: No Record the individual, agency, or other entity that first referred the applicant to the VR agency by using one of the following code values. If the applicant approached the VR agency on his/her own, record code value 19 (self-referral). Code 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 31 Source of Referral at Application 14(c) Certificate Holders Adult Education and Literacy Programs American Indian VR Services Program Centers for Independent Living Child Protective Services Community Rehabilitation Programs Consumer Organizations or Advocacy Groups Department of Labor Employment and Training Service Programs for Adults, Dislocated Workers, and Youth Educational Institutions (Elementary/Secondary) Educational Institutions (Postsecondary) Employers Extended Employment Providers Faith Based Organizations Family/Friends Intellectual and Developmental Disabilities Providers Medical Health Provider (Public or Private) Mental Health Provider (Public or Private) Public Housing Authority Self-referral Social Security Administration (Disability Determination Service or District office) State Department of Correction/Juvenile Justice Temporary Assistance for Needy Families (TANF) Veteran's Benefits Administration (which includes VA Vocational Rehabilitation) Veteran's Health Administration (the VA hospital system, as well as the VA transitional living, transitional employment, and compensated work therapy programs) Wagner-Peyser Employment Service Program Welfare Agency (State or local government) Worker's Compensation Other One-stop Partner Other Sources Other State Agencies Other VR State Agencies 19 R EPORTING M ANUAL FOR THE C ASE S ERVICE R EPORT (RSA-911) Code 32 F. Source of Referral at Application Other WIOA-funded Programs including Job Corps, YouthBuild, Indian and Native Americans, and Migrant and Seasonal Farmworker Programs Student with a Disability Report: Either at Application or Start Date of Pre-Employment Transition Services whichever comes first. Data Type: INT 1 Change: Revised Element Number: 22 Multiple Values Allowed: No Data entry is required if individual is receiving pre-employment transition services. A student with a disability (34 CFR 361.5(c)(51) means, in general, an individual with a disability in a secondary, postsecondary, or other recognized education program who-(A)(1) Is not younger than the earliest age for the provision of transition services under section 614(d)(1)(A)(i)(VIII) of the Individuals with Disabilities Education Act (20 U.S.C. 1414(d)(1)(A)(i)(VIII)); or (2) If the State involved elects to use a lower minimum age for receipt of preemployment transition services under this Act, is not younger than that minimum age; and (B)(1) Is not older than 21 years of age; or (2) If the State law for the State provides for a higher maximum age for receipt of services under the Individuals with Disabilities Education Act (20 U.S.C. 1400 et seq.), is not older than that maximum age; and (C)(1) Is eligible for, and receiving, special education or related services under Part B of the Individuals with Disabilities Education Act (20 U.S.C. 1411 et seq.); or (2) Is a student who is an individual with a disability, for purposes of section 504. Code Description 1 Individual is a student with a disability and has a section 504 accommodation. 2 Individual is a student with a disability and is receiving transition services under an Individualized Education Program (IEP). 3 Individual is a student with a disability who does not have a section 504 accommodation and is not receiving services under an IEP. 0 Individual is not a student with a disability. G. Support 1. Social Security Disability Insurance (SSDI) at Application Data Type: INT 1 Change: None Element Number: 23 Multiple Values Allowed: No Code Description 1 Applicant receives SSDI. 0 Applicant does not receive SSDI. 20 R EPORTING M ANUAL FOR THE C ASE S ERVICE R EPORT (RSA-911) 2. Supplemental Security Income (SSI) for the Aged, Blind, or Disabled at Application Data Type: INT 1 Change: None Element Number: 24 Multiple Values Allowed: No Code Description 1 Applicant receives SSI for the Aged, Blind, or Disabled program. 0 Applicant does not receive SSI for the Aged, Blind, or Disabled. 3. Temporary Assistance for Needy Families (TANF) at Application Data Type: INT 1 Change: None Element Number: 25 Multiple Values Allowed: No Code Description 1 Applicant receives TANF benefits. 0 Applicant does not receive TANF benefits. 4. General Assistance (State or local government) at Application Data Type: INT 1 Change: None Element Number: 26 Multiple Values Allowed: No Code Description 1 Applicant receives General Assistance. 0 Applicant does not receive General Assistance. 5. Veterans' Disability Benefits at Application Data Type: INT 1 Change: None Element Number: 27 Multiple Values Allowed: No Veterans' Disability Benefits are payments made by the Department of Veterans Affairs for partial or total disability. Code Description 1 Applicant receives Veterans’ Disability Benefits. 0 Applicant does not receive Veterans’ Disability Benefits. 6. Workers' Compensation at Application Data Type: INT 1 Element Number: 28 Change: None Multiple Values Allowed: No Code Description 1 Applicant receives Workers’ Compensation. 0 Applicant does not receive Workers’ Compensation. 21 R EPORTING M ANUAL FOR THE C ASE S ERVICE R EPORT (RSA-911) 7. Unemployment Insurance at Application Data Type: INT 1 Change: None Element Number: 29 Multiple Values Allowed: No Code Description 1 Applicant receives Unemployment Insurance benefits. 0 Applicant does not receive Unemployment Insurance benefits. 8. Primary Source of Support at Application Data Type: INT 1 Change: None Element Number: 30 Multiple Values Allowed: No Record a code value from the table below to indicate the applicant’s largest single source of economic support. Code Description 1 Applicant’s primary source of support is personal income (employment earnings, interest, dividends, rent, or retirement including social security). 2 Applicant’s primary source of support is family and friends. 3 Applicant’s primary source of support is public support (SSI, SSDI, TANF, etc.). 4 Applicant’s primary source of support is from other sources (e.g., private disability insurance and private charities). If the applicant is supported by the earnings of a spouse, or by the spouse's unemployment insurance benefits, record code value 2 (family and friends) as the Primary Source of Support and not code value 1 (personal income). If an applicant is primarily supported by a governmental entity with no cash support – for example, incarcerated individuals – record code value 3 (public support) as the Primary Source of Support only if the applicant is the recipient of the support. If the family receives public support, record code value 2 (family and friends). H. Medical Insurance Coverage 1. Medicaid at Application Data Type: INT 1 Element Number: 31 Change: None Multiple Values Allowed: No Code Description 1 Applicant has Medicaid. 0 Applicant does not have Medicaid. 22 R EPORTING M ANUAL FOR THE C ASE S ERVICE R EPORT (RSA-911) 2. Medicare at Application Data Type: INT 1 Element Number: 32 Change: None Multiple Values Allowed: No Code Description 1 Applicant has Medicare. 0 Applicant does not have Medicare. 3. State or Federal Affordable Care Act Exchange at Application Data Type: INT 1 Change: None Element Number: 33 Multiple Values Allowed: No State or Federal Affordable Care Act Exchange refers to individuals receiving benefits through their enrollment in an Affordable Care Act Exchange. Code Description 1 Applicant is receiving benefits through the State or Federal Affordable Care Act Exchange at the time of application. 0 Applicant is not receiving benefits through the State or Federal Affordable Care Act Exchange at the time of application. 4. Public Insurance from Other Sources at Application Data Type: INT 1 Change: Revised Element Number: 34 Multiple Values Allowed: No Code Description 1 Applicant has public insurance from sources not listed in data elements (IV.H.1-IV.H.3). 0 Applicant does not have public insurance. 5. Private Insurance Through Employer at Application Data Type: INT 1 Change: Revised Element Number: 35 Multiple Values Allowed: No Code Description 1 Applicant has private insurance through employer. 0 Applicant does not have private insurance through employer. 6. Not Yet Eligible for Private Insurance Through Employer at Application Data Type: INT 1 Change: None Element Number: 36 Multiple Values Allowed: No Code Description 1 Applicant is not eligible for private insurance through a current employer, but will be eligible for private insurance after a certain period of employment. 0 Applicant does not meet the conditions described above. 23 R EPORTING M ANUAL FOR THE C ASE S ERVICE R EPORT (RSA-911) 7. Private Insurance Through Other Means at Application Data Type: INT 1 Change: None Element Number: 37 Multiple Values Allowed: No Private insurance through other means refers to applicants who are self-insured or receiving benefits through their parent/family members’ insurance plan. Code Description 1 Applicant has private insurance through other means. 0 Applicant does not have private insurance through other means. V. Eligibility Data Elements A. Date of Eligibility Determination Report: Upon Occurrence Data Type: DATETIME (YYYYMMDD) Element Number: 38 Change: None Multiple Values Allowed: No Record the date that the initial eligibility determination was made. This date will be maintained regardless of whether the individual is later determined ineligible. This situation may occur when an individual acquires additional disabilities or functional limitations during the service delivery process that result in the individual being unable to continue benefitting from VR services. B. Eligibility Determination Extension Report: Upon Occurrence Data Type: INT 1 Element Number: 39 Change: New Multiple Values Allowed: No This data element records whether the applicant and counselor completed a signed extension (of time) for eligibility determination within 60 days of the individual’s application for VR services. Code Description 1 A signed eligibility determination extension was complete. 0 A signed eligibility determination extension was not completed. VI. Order of Selection (OOS) Data Elements A. Date of Placement on OOS Waiting List Report: Upon Occurrence Data Type: DATETIME (YYYYMMDD) Element Number: 40 24 Change: Revised Multiple Values Allowed: No R EPORTING M ANUAL FOR THE C ASE S ERVICE R EPORT (RSA-911) Record the date, if applicable, that the applicant was placed on an OOS waiting list. This date must be equal to or later than both the Date of Application (IV.A) and the Date of Eligibility Determination (V.A). B. Date of Exit from OOS Waiting List Report: Upon Occurrence Data Type: DATETIME (YYYYMMDD) Element Number: 41 Change: Revised Multiple Values Allowed: No Record the date, if applicable, that the applicant exited from an OOS waiting list. This date must be after the Date of Placement on OOS Waiting List (VI.A). Leave blank if the applicant was not placed on an OOS wait list. If the applicant exited the VR program from an OOS waiting list, this data element must contain a valid date and be equal to the Date of Exit (XVII.A) and Type of Exit (XVII.B), must be code 2 (Individual exited after eligibility, but from an order of selection waiting list). VII. Disability Data Elements A. Individual with a Disability Report: At Eligibility Determination and Update as Needed Data Type: INT 1 Change: New Element Number: 42 Multiple Values Allowed: No WIOA PIRL data element number 202, Individual with a Disability. Code Description 1 Individual indicates that he/she has any "disability”, as defined in section 3(2)(a) of the Americans with Disabilities Act of 1990 (42 U.S.C. 12102). Under that definition, a "disability" is a physical or mental impairment that substantially limits one or more of the person's major life activities. 0 Individual indicates that he/she does not have a disability that meets the definition. 9 Individual did not self-identify. B. Primary Disability Report: At Eligibility Determination and Update as Needed Data Type: VARCHAR 5 Change: Revised Element Number: 43 Multiple Values Allowed: Yes Record the code value that best describes the individual's primary physical or mental impairment that causes or results in a substantial impediment to employment. The data reported is a combination of the Type of Impairment code and the Source of Impairment code. The first two digits designate the Type of Impairment (sensory, physical or mental), and the last two digits indicate the cause or Source of Impairment. Use a semi-colon 25 R EPORTING M ANUAL FOR THE C ASE S ERVICE R EPORT (RSA-911) between the Type of Impairment code and the Source of Impairment code. Do not use spaces or commas between the code values. If the individual is found not to have a disability, this item should be coded 0;0. Leave blank if the information is not available for individuals who exited as an applicant prior to eligibility determination or trial work, Type of Exit (XVII.B) code value 0. Code Type of Impairment 0 No Impairment Sensory/Communicative Impairments 1 Blindness 2 Other Visual Impairments 3 Deafness, Primary Communication Visual 4 Deafness, Primary Communication Auditory 5 Hearing Loss, Primary Communication Visual 6 Hearing Loss, Primary Communication Auditory 7 Other Hearing Impairments (Tinnitus, Meniere's Disease, hyperacusis, etc.) 8 Deaf-Blindness 9 Communicative Impairments (expressive/receptive) Physical Impairments 10 Mobility Orthopedic/Neurological Impairments 11 Manipulation/Dexterity Orthopedic/Neurological Impairments 12 Both Mobility and Manipulation/Dexterity Orthopedic/Neurological Impairments 13 Other Orthopedic Impairments (e.g., limited range of motion) 14 Respiratory Impairments 15 General Physical Debilitation (e.g., fatigue, weakness, pain, etc.) 16 Other Physical Impairments (not listed above) Mental Impairments 17 Cognitive Impairments (e.g., impairments involving learning, thinking, processing information and concentration) 18 Psychosocial Impairments (e.g., interpersonal and behavioral impairments, difficulty coping) 19 Other Mental Impairments Code 0 1 2 3 4 5 6 7 8 9 10 Source of Impairment Cause Unknown Accident/Injury (other than TBI or SCI) Alcohol Abuse or Dependence Amputations Anxiety Disorders Arthritis and Rheumatism Asthma and Other Allergies Attention-Deficit Hyperactivity Disorder (ADHD) Autism Blood Disorders Cancer 26 R EPORTING M ANUAL FOR THE C ASE S ERVICE R EPORT (RSA-911) Code 11 12 13 14 15 16 17 18 19 20 21 22 23 23 25 26 27 28 29 30 31 32 33 34 35 36 37 C. Source of Impairment Cardiac and Other Conditions of the Circulatory System Cerebral Palsy Congenital Condition or Birth Injury Cystic Fibrosis Depressive and Other Mood Disorders Diabetes Mellitus Digestive Drug Abuse or Dependence (other than alcohol) Eating Disorders (e.g., anorexia, bulimia, or compulsive overeating) End-Stage Renal Disease and Other Genitourinary System Disorders Epilepsy HIV and AIDS Immune Deficiencies Excluding HIV/AIDS Mental Illness (not listed elsewhere) Mental Retardation Multiple Sclerosis Muscular Dystrophy Parkinson's Disease and Other Neurological Disorders Personality Disorders Physical Disorders/Conditions (not listed elsewhere) Polio Respiratory Disorders Other than Cystic Fibrosis or Asthma Schizophrenia and Other Psychotic Disorders Specific Learning Disabilities Spinal Cord Injury (SCI) Stroke Traumatic Brain Injury (TBI) Secondary Disability Report: At Eligibility Determination and Update as Needed Data Type: VARCHAR 5 Change: Revised Element Number: 44 Multiple Values Allowed: Yes Record the code value that best describes the individual's secondary physical or mental impairment that causes or results in a substantial impediment to employment. Select from the code values listed in the Primary Disability (VII.B.) data element. The number reported is a combination of the Type of Impairment code and the Source of Impairment code. The first two digits designate the Type Impairment (sensory, physical or mental), and the last two digits indicate the cause or Source of Impairment. Use a semi-colon between the Type of Impairment code and the Source of Impairment code. Do not use spaces or commas between the code values. If the individual is found not to have a disability, this item should be coded 0;0. Leave blank if the information is not available for individuals who exited as an applicant prior to eligibility determination or trial work, Type of Exit (XVII.B) code value 0. 27 R EPORTING M ANUAL FOR THE C ASE S ERVICE R EPORT (RSA-911) D. Significance of Disability Report: At Eligibility Determination and Update as Needed Data Type: INT 1 Change: None Element Number: 45 Multiple Values Allowed: No Record the appropriate code value to indicate whether the individual is classified by the agency as an individual with a significant disability or a most significant disability. If an individual is receiving Social Security benefits at application or exit due to their own disabling condition, he/she is presumed eligible and must be classified as an individual with at least a significant disability and may be classified in a more significantly disabled category consistent with the VR agency's approved criteria. An individual with a significant disability is an individual: a) who has a physical or mental impairment that seriously limits one or more functional capacities (such as mobility, communication, self-care, self-direction, interpersonal skills, work tolerance, or work skills) in terms of an employment outcome; AND b) whose VR can be expected to require multiple VR services over an extended period of time; AND c) who has one or more physical or mental disabilities resulting from amputation, arthritis, autism, blindness, burn injury, cancer, cerebral palsy, cystic fibrosis, deafness, head injury, heart disease, hemiplegia, hemophilia, respiratory or pulmonary dysfunction, intellectual disability, mental illness, multiple sclerosis, muscular dystrophy, musculo-skeletal disorders, neurological disorders (including stroke and epilepsy), spinal cord conditions (including paraplegia and quadriplegia), sickle cell anemia, specific learning disability, end-stage renal disease, or another disability or combination of disabilities determined on the basis of an assessment for determining eligibility and VR needs to cause comparable substantial functional limitation. Individuals are to be coded as most significantly disabled if they meet the VR agency's definition of most significantly disabled using criteria consistent with the statutory definition of most significantly disabled described in section 101(a)(5)(c) of the Act as amended. Code 1 2 0 Description Individual has a significant disability. Individual is most significantly disabled. Individual has no significant disability. 28 R EPORTING M ANUAL FOR THE C ASE S ERVICE R EPORT (RSA-911) VIII. Trial Work Experience Data Elements A. Start Date of Trial Work Experience Report: Upon Occurrence Data Type: DATETIME (YYYYMMDD) Element Number: 46 Change: Revised Multiple Values Allowed: No This data element captures the start of assessment activities related to the provision of trial work as part of the initial VR eligibility process. This element may also be used to capture the start dates for subsequent instances of trial work for the purposes of additional assessment in the IPE development or service delivery process, as well as a subsequent determination of whether the individual can continue to benefit from services due to the occurrence of additional disabling condition(s) and/or additional functional limitations. Record the date that the individual’s trial work experience began. If the individual has been placed in more than one trial work experience, the first occurrence of trial work must have an End Date of Trial Work Experience (VIII.B) before another Start Date of Trial Work Experience can be entered. Leave blank if individual did not have a trial work experience. B. End Date of Trial Work Experience Report: Upon Occurrence Data Type: DATETIME (YYYYMMDD) Element Number: 47 Change: None Multiple Values Allowed: No Record the date that the individual’s trial work experience ended. Leave blank if individual did not have a trial work experience. IX. Individualized Plan for Employment (IPE) Data Elements A. Date of Most Recent or Amended IPE Report: At Each IPE and Amendment Data Type: DATETIME (YYYYMMDD) Element Number: 48 Change: Revised Multiple Values Allowed: No Record the date on which the most recent IPE for the individual became effective (date signed by both VR Counselor and individual). Leave blank if individual does not have an IPE. The IPE is effective on the date on which both the VR Counselor and individual reach agreement, as indicated by the signatures and dates on the IPE. If the two signatures bear different dates, the later date should be considered the effective date of the IPE. If the IPE is amended more than once during the same reporting quarter, record the most recent 29 R EPORTING M ANUAL FOR THE C ASE S ERVICE R EPORT (RSA-911) date. If the IPE is amended in subsequent quarters, record the subsequent date in the reporting quarter in which the IPE was amended. B. Supported Employment Goal on Current IPE Report: At Each IPE and Amendment Data Type: INT 1 Element Number: 49 Change: Revised Multiple Values Allowed: No Code Description 1 Individual has a supported employment goal on the current IPE. 0 Individual does not have a supported employment goal on the IPE. The term “supported employment” (34 CFR 361.5(c)(53)) means competitive integrated employment, including customized employment, or employment in an integrated work setting in which an individual with a most significant disability, including a youth with a most significant disability, is working on a short-term basis toward competitive integrated employment that is individualized, and customized, consistent with the unique strengths, abilities, interests, and informed choice of the individual, including with ongoing support services for individual with the most significant disabilities – (A) For whom competitive integrated employment has not historically occurred, or for whom competitive integrated employment has been interrupted or intermittent as a result of a significant disability; and (B) Who, because of the nature and severity of their disabilities, need intensive supported employment services and extended services after the transition from support provided by the designated State unit, in order to perform this work. See 34 CFR 361.5(c)(53) for the complete definition. C. Employment 1. Employment at IPE Data Type: INT 2 Element Number: 50 Change: New Multiple Values Allowed: No WIOA PIRL data element number 400, Employment Status at Program Entry. Record the code value that best describes the employment status of the individual. The first six codes are considered "employment" for purposes of this data element. Individuals not meeting the definitions for code values 1 through 6 below would be classified as "not employed" (code values 7 through 10). If an individual’s employment status can be recorded in two different code values, record the code value that is most descriptive of the individual's employment. Code 1 Description Competitive Integrated Employment - (34 CFR 361.5(c)(9)) refers to work that (i) is performed on a full-time or part-time basis (including self-employment) and for which an individual is compensated at a rate that – (A) Is not less than the higher of the rate specified in section 6(a)(1) of 30 R EPORTING M ANUAL FOR THE C ASE S ERVICE R EPORT (RSA-911) Code Description the Fair Labor Standards Act of 1938 (29 U.S.C. 206(a)(1)) or the rate required under the applicable State or local minimum wage law for the place of employment; (B) Is not less than the customary rate paid by the employer for the same or similar work performed by other employees who are not individuals with disabilities and who are similarly situated in similar occupations by the same employer and who have similar training, experience, and skills; and (C) In the case of an individual who is self-employed, yields an income that is comparable to the income received by other individuals who are not individuals with disabilities and who are self-employed in similar occupations or on similar tasks and who have similar training, experience, and skills; and (D) Is eligible for the level of benefits provided to other employees; and (ii) Is at a location-(A) Typically found in the community; and (B) Where the employee with a disability interacts for the purpose of performing the duties of the position with other employees within the particular work unit and the entire work site, and, as appropriate to the work performed, other persons (e.g., customers and vendors), who are not individuals with disabilities (not including supervisory personnel or individuals who are providing services to such employee) to the same extent that employees who are not individuals with disabilities and who are in comparable positions interact with these persons; and 2 3 (iii) Presents, as appropriate, opportunities for advancement that are similar to those for other employees who are not individuals with disabilities and who have similar positions. Self-Employment (except BEP) - refers to work for profit or fees including operating one's own business, farm, shop, or office. Selfemployment includes sharecroppers, but not wage earners on farms. Business Enterprise Program (BEP) - means Randolph-Sheppard vending facilities and other small businesses operated by individuals with significant disabilities under the management and supervision of a VR agency. Include home industry where the work is done under the management and supervision of a VR agency in the individual's own home or residence for wages, salary, or on a piece-rate. Individuals capable of activity outside the home, as well as homebound individuals, may engage in such. 31 R EPORTING M ANUAL FOR THE C ASE S ERVICE R EPORT (RSA-911) Code 4 5 6 7 8 9 10 2. Description Employed: State Agency-managed Business Enterprise Program (BEP) means Randolph-Sheppard vending facilities and other small businesses operated by individuals with significant disabilities under the management and supervision of a State VR agency. Include home industry where the work is done under the management and supervision of a VR agency in the individual's own home or residence for wages, salary, or on a piece-rate. Individuals capable of activity outside the home, as well as homebound individuals, may engage in such employment. Employed: Extended Employment means work in a non-integrated or sheltered setting for a public or private nonprofit agency or organization that provides compensation in accordance with the Fair Labor Standards Act (34 CFR 361.5(c)(18)). Employed: Meets One of the Following Criteria - (a) has received a notice of termination of employment or the employer has issued a Worker Adjustment and Retraining Notification (WARN) or other notice that the facility or enterprise will close, or (b) is a transitioning service member. Not Employed: Student in Secondary Education, including GED classes and special education classes, with the goal of obtaining a secondary school diploma or GED. Not Employed: All Other Students attending school full or part-time other than students in secondary education (for example, students in postsecondary education, adult education, or vocational training). Not Employed: Trainee, Intern or Volunteer means persons engaging in unpaid work experiences, internships or volunteer work for purposes of increasing their employability. Such individuals may receive a stipend to defray the cost of transportation or other incidental expenses. Not Employed: Other means persons not in any of the other categories (e.g., persons just out of school who are not yet employed; persons unable to retain or obtain work; and persons who have recently left specialized medical facilities). Primary Occupation at IPE Data Type: VARCHAR 6 Element Number: 51 Change: New Multiple Values Allowed: No For an individual who is employed, enter the current Standard Occupational Classification (SOC) code that best describes the individual’s occupation from which he/she derives the majority of their hourly earnings. If the individual is not employed at application, leave blank. 32 R EPORTING M ANUAL FOR THE C ASE S ERVICE R EPORT (RSA-911) 3. Hourly Wage at IPE Data Type: DECIMAL 5, 2 Element Number: 52 Change: New Multiple Values Allowed: No This data element captures cash earnings of the individual expressed as an hourly wage and includes all wages, salaries, tips, profits from self-employment and commissions received as income. These earnings are before payroll deductions of Federal, State and local income taxes and Social Security. Wages for salespersons, consultants, self-employed individuals, and other similar occupations are based on the adjusted gross income. Adjusted gross income is gross income minus unreimbursed business expenses. Do not include estimates of in-kind payments, such as meals and lodging. Estimate profits of farmers, if necessary. Where wages are based on commissions that are irregular (e.g., real estate, automobile sales, etc.), they should be calculated as an average hourly wage over a representative period of time, such as one month or one quarter, to obtain a reportable figure. Commissions are generally not paid when earned, but rather are paid periodically, such as weekly, biweekly, or even monthly. To bring standardization to this data element, wages should be based on the actual receipt of the payment and not on amounts accruing until the next commission payout. Record individual’s hourly wage (rounded to the nearest cent) earned at the time of the IPE. Record 0 if individual had no earnings at the time of application. 4. Hours Worked in a Week at IPE Data Type: INT 2 Element Number: 53 Change: New Multiple Values Allowed: No Record the number of hours the individual worked for earnings in a typical week at the time of the IPE. Record 0 if individual was unemployed and/or generated no earnings. 33 R EPORTING M ANUAL FOR THE C ASE S ERVICE R EPORT (RSA-911) D. WIOA Program Involvement The data elements in this section are completed at each IPE and updated as necessary. They should be reviewed and any changes noted with each subsequent IPE or more frequently if indicated. 1. Adult Report: At Each IPE and Update as Needed Data Type: INT 1 Change: New Element Number: 54 Multiple Values Allowed: No WIOA PIRL data element number 903, Adult. Code Description 1 Individual received services under WIOA section 133(b)(2)(A) [Adult Employment and Training Activities] as an individual who is not less than age 18 at the time of program entry. 2 Individual received services under WIOA section 133(a)(1) [Statewide Workforce Investment Activities]. 3 Individual received services under WIOA sections 133(b)(2)(A) [Adult Employment and Training Activities] and 132(b)(1) [Statewide Workforce Investment Activities]. 0 Individual did not receive services under the WIOA sections listed above. 2. Adult Education Report: At Each IPE and Update as Needed Data Type: INT 1 Change: New Element Number: 55 Multiple Values Allowed: No WIOA PIRL data element number 910, Adult Education. Adult Education is defined under WIOA Title II as: Academic instruction and education services below the postsecondary level that increases an individual’s ability to-(A) read, write, and speak in English and perform mathematics or other activities necessary for the attainment of a secondary school diploma or its recognized equivalent; (B) transition to postsecondary education and training; and (C) obtain employment. Code 1 0 9 Description Individual did not receive Adult Education services. Individual did not receive any Adult Education services. Unable to track enrollment in the program. 34 R EPORTING M ANUAL FOR THE C ASE S ERVICE R EPORT (RSA-911) 3. Dislocated Worker Report: At Each IPE and Update as Needed Data Type: INT 1 Change: New Element Number: 56 Multiple Values Allowed: No WIOA PIRL data element number 904, Dislocated Worker. Code Description 1 Individual received services under section 133(b)(2)(B) of WIOA as a person who— (A)(i) has been terminated or laid off, or who has received a notice of termination or layoff, from employment; (ii)(I) is eligible for or has exhausted entitlement to unemployment compensation; or (II) has been employed for a duration sufficient to demonstrate, to the appropriate entity at a one-stop center referred to in section 121(e), attachment to the workforce, but is not eligible for unemployment compensation due to insufficient earnings or having performed services for an employer that were not covered under a State unemployment compensation law; and (iii) is unlikely to return to a previous industry or occupation; (B)(i) has been terminated or laid off, or has received a notice of termination or layoff, from employment as a result of any permanent closure of, or any substantial layoff at, a plant, facility, or enterprise; (ii) is employed at a facility at which the employer has made a general announcement that such facility will close within 180 days; or (iii) for purposes of eligibility to receive services other than training services described in section 134(c)(3) of WIOA, career services described in section 134(c)(2)(A)(xii) of WIOA, or supportive services, is employed at a facility at which the employer has made a general announcement that such facility will close; (C) was self-employed (including employment as a farmer, a rancher, or a fisherman) but is unemployed as a result of general economic conditions in the community in which the individual resides or because of natural disasters; (D) is a displaced homemaker; or (E)(i) is the spouse of a member of the Armed Forces on active duty (as defined in section 101(d)(1) of title 10, United States Code), and who has experienced a loss of employment as a direct result of relocation to accommodate a permanent change in duty station of such member; or (ii) is the spouse of a member of the Armed Forces on active duty and who meets the criteria described in section 3(16)(B) of WIOA. 2 Individual received services under section 133(a) of WIOA. 3 Individual received services under sections 133(b)(2)(B) and 133(a) of WIOA. 0 Individual did not receive services under the WIOA sections listed above. 35 R EPORTING M ANUAL FOR THE C ASE S ERVICE R EPORT (RSA-911) 4. Job Corps Report: At Each IPE and Update as Needed Data Type: INT 1 Change: New Element Number: 57 Multiple Values Allowed: No WIOA PIRL data element number 911, Job Corps. Code 1 0 9 5. Description Individual received services under WIOA title I Chapter 4, Subtitle C. Individual did not receive services under WIOA title I Chapter 4, Subtitle C. Unable to track enrollment in program. Vocational Rehabilitation Report: At Each IPE and Update as Needed Data Type: INT 1 Change: New Element Number: 58 Multiple Values Allowed: No WIOA PIRL data element number 917, Vocational Rehabilitation. Code Description 1 Individual received services under parts A and B of title I of the Rehabilitation Act of 1973 (29 USC 720 et seq.), WIOA title IV (VR), and Sec. 411(B)(15) defined as transition services for students with disabilities, that facilitate the transition from school to postsecondary life, such as achievement of an employment outcome in competitive integrated employment, or pre-employment transition services. 2 Individual received services from the Department of Veterans Affairs Vocational Rehabilitation and Employment (VR&E) Program authorized by 38 USC Chapter 31. 3 Individual received services from both vocational rehabilitation programs listed above. 0 Individual did not receive any services described above. 9 Unknown 6. Wagner-Peyser Employment Service Report: At Each IPE and Update as Needed Data Type: INT 1 Change: New Element Number: 59 Multiple Values Allowed: No WIOA PIRL data element number 918, Wagner-Peyser Employment Service. Code Description 1 Individual received services under the Wagner-Peyser Act, as amended by title III of WIOA (29 USC 49 et seq.) (Wagner-Peyser Act). 0 Individual did not receive services under the Wagner-Peyser Act. 9 Unable to track enrollment in program. 36 R EPORTING M ANUAL FOR THE C ASE S ERVICE R EPORT (RSA-911) 7. Youth Report: At Each IPE and Updated as Needed Data Type: INT 1 Change: New Element Number: 60 Multiple Values Allowed: No WIOA PIRL data element number 905, Youth. Code 1 2 3 0 8. Description Individual received services under section 128(b) of WIOA. Individual received services under section 128(a) of WIOA. Individual received services under sections 128(b) and 128(a) of WIOA. Individual did not receive services under the WIOA sections listed above. YouthBuild Report: At Each IPE and Updated as Needed Data Type: VARCHAR 14 Change: New Element Number: 61 Multiple Values Allowed: No WIOA PIRL data element number 919, YouthBuild. Record the 14 character grant number if the participant received services under the YouthBuild Program as authorized under WIOA section 171. The grant number should be entered in the following format without dashes: Two alphabetic characters representing the grant program code – five numeric characters – two numeric characters representing the fiscal year when the grant was awarded – two numeric characters identifying the type of grant awarded – one alphabetic character identifying the relevant agency at ETA – two numeric characters identifying the State that received the grant was served under (e.g., AA-12345-1255-A-26). If the individual is being served by the YouthBuild program and the grant number is unknown, enter all 9’s. Leave blank if the individual did not receive services funded by YouthBuild. E. Barriers to Employment 1. Long-Term Unemployed Report: At Initial IPE Data Type: INT 1 Element Number: 62 Change: New Multiple Values Allowed: No WIOA PIRL data element number 402, Long-Term Unemployed at Program Entry. Code Description 1 Individual has been unemployed for 27 or more consecutive weeks. 0 Individual has not been unemployed for 27 or more consecutive weeks. 37 R EPORTING M ANUAL FOR THE C ASE S ERVICE R EPORT (RSA-911) 2. Exhausting TANF Within Two Years Report: At Initial IPE Data Type: INT 1 Element Number: 63 Change: New Multiple Values Allowed: No WIOA PIRL data element number 601, Exhausting TANF Within 2 Years (Part A Title IV of the Social Security Act) at Program Entry. Code Description 1 Individual is within two years of exhausting lifetime eligibility under part A of Title IV of the Social Security Act (42 U.S.C. 601 et seq.), regardless of whether receiving these benefits at the time of the initial IPE. 0 Individual does not meet the condition described above. 9 Individual has never received TANF or the individual has already exhausted lifetime TANF eligibility. 3. Foster Care Youth Report: At Initial IPE Data Type: INT 1 Element Number: 64 Change: New Multiple Values Allowed: No WIOA PIRL data element 704, Foster Care Youth Status at Program Entry. Data element is only applicable to youth. Code Description 1 Individual is currently in foster care or has aged out of the foster care system. 0 Individual is not currently in foster care and has not aged out of the foster care system. 4. Homeless Individual, Homeless Children and Youths, or Runaway Youth Report: At Initial IPE Data Type: INT 1 Change: New Element Number: 65 Multiple Values Allowed: No WIOA PIRL data element number 800, Homeless Individual, Homeless Children and Youths, or Runaway Youth at Program Entry. An individual is considered homeless if he/she: (a) Lacks a fixed, regular, and adequate nighttime residence; this includes an individual who: (i) is sharing the housing of other persons due to loss of housing, economic hardship, or a similar reason; (ii) is living in a motel, hotel, trailer park, or campground due to a lack of alternative adequate accommodations; 38 R EPORTING M ANUAL FOR THE C ASE S ERVICE R EPORT (RSA-911) (iii) is living in an emergency or transitional shelter; (iv) is abandoned in a hospital; or (v) is awaiting foster care placement; (b) Has a primary nighttime residence that is a public or private place not designed for or ordinarily used as a regular sleeping accommodation for human beings, such as a car, park, abandoned building, bus or train station, airport, or camping ground; (c) Is a migratory child who in the preceding 36 months was required to move from one school district to another due to changes in the parent’s or parent’s spouse’s seasonal employment in agriculture, dairy, or fishing work; or (d) Is under 18 years of age and absents himself or herself from home or place of legal residence without the permission of his or her family (i.e., runaway youth). This definition does not include an individual imprisoned or detained under an Act of Congress or State law. An individual who may be sleeping in a temporary accommodation while away from home should not, as a result of that fact alone, be recorded as homeless. Code Description 1 Individual meets the definition of homeless. 0 Individual does not meet the definition of homeless. 5. Ex-Offender Report: At Initial IPE Data Type: INT 1 Element Number: 66 Change: New Multiple Values Allowed: No WIOA PIRL data element number 801, Ex-Offender Status at Program Entry. Individual is considered an ex-offender if he/she is a person who either (a) has been subject to any stage of the criminal justice process for committing a status offense or delinquent act, or (b) requires assistance in overcoming barriers to employment resulting from a record of arrest or conviction. Code 1 0 9 Description Individual meets the definition of an ex-offender. Individual does not meet the definition of ex-offender. Individual did not self-identify. 39 R EPORTING M ANUAL FOR THE C ASE S ERVICE R EPORT (RSA-911) 6. Low Income Report: At Initial IPE Data Type: INT 1 Element Number: 67 Change: New Multiple Values Allowed: No WIOA PIRL data element number 802, Low Income Status at Program Entry. An individual is considered low income if he/she: (a) Receives, or in the 6 months prior to application to the program has received, or is a member of a family that is receiving or in the past 6 months prior to application to the program has received: (i) Assistance through the supplemental nutrition assistance program (SNAP) under the Food and Nutrition Act of 2008 (7 USC 2011 et seq.); (ii) Assistance through the temporary assistance for needy families program under part A of Title IV of the Social Security Act (42 USC 601 et seq.); (iii) Assistance through the supplemental security income program under Title XVI of the Social Security Act (42 USC 1381); or (iv) State or local income-based public assistance. (b) Is in a family with total family income that does not exceed the higher of the poverty line or 70% of the lower living standard income level; (c) Is a youth who receives, or is eligible to receive a free or reduced price lunch under the Richard B. Russell National School Lunch Act (42 USC 1751 et seq.); (d) Is a foster child on behalf of whom State or local government payments are made; (e) Is an individual with a disability whose own income is the poverty line but who is a member of a family whose income does not meet this requirement; (f) Is a homeless individual or a homeless child or youth or runaway youth (B.8.5). Code Description 1 Individual meets the definition of low income 0 Individual does not meet the definition of low income. 40 R EPORTING M ANUAL FOR THE C ASE S ERVICE R EPORT (RSA-911) 7. English Language Learner Report: At Initial IPE Data Type: INT 1 Element Number: 68 Change: New Multiple Values Allowed: No WIOA PIRL data element number 803, English Language Learner at Program Entry. An individual is considered an English language learner if he/she is a person who has limited ability in speaking, reading, writing or understanding the English language and also meets at least one of the following two conditions (a) his or her native language is a language other than English, or (b) he or she lives in a family or community environment where a language other than English is the dominant language. Code Description 1 Individual meets the definition of English language learner. 0 Individual does not meet the definition of English language learner. 8. Basic Skills Deficient/Low Levels of Literacy Report: At Initial IPE Data Type: INT 1 Change: New Element Number: 69 Multiple Values Allowed: No WIOA PIRL data element number 804, Low Levels of Literacy at Program Entry. An individual is considered to be basic skills deficient/low levels of literacy if he/she is: a) a youth, who has English reading, writing, or computing skills at or below the 8th grade level on a generally accepted standardized test; or b) a youth or adult, who is unable to compute and solve problems, or read, write, or speak English at a level necessary to function on the job, in the individual’s family, or in society. Code Description 1 Individual meets the criteria for basic skills deficient/low levels of literacy. 0 Individual does not meet the criteria for basic skills deficient/low levels of literacy. 41 R EPORTING M ANUAL FOR THE C ASE S ERVICE R EPORT (RSA-911) 9. Cultural Barriers Report: At Initial IPE Data Type: INT 1 Element Number: 70 Change: New Multiple Values Allowed: No WIOA PIRL data element number 805, Cultural Barriers at Program Entry. Code Description 1 Individual perceives himself or herself as possessing attitudes, beliefs, customs or practices that influence a way of thinking, acting or working that may serve as a hindrance to employment. 0 Individual does not perceive himself or herself as possessing attitudes, beliefs, customs or practices that influence a way of thinking, acting or working that may serve as a hindrance to employment. 9 Individual did not self-identify. 10. Single Parent Report: At Initial IPE Data Type: INT 1 Element Number: 71 Change: New Multiple Values Allowed: No WIOA PIRL data element number 806, Single Parent at Program Entry. An individual is a single parent if they are single, separated, divorced or widowed and have primary responsibility for one or more dependent children under age 18 (including single pregnant woman). Code 1 0 9 11. Description Individual meets the definition of a single parent. Individual does not meet the definition of single parent. Individual did not self-identify. Displaced Homemaker Report: At Initial IPE Data Type: INT 1 Element Number: 72 Change: New Multiple Values Allowed: No WIOA PIRL data element number 807, Displaced Homemaker at Program Entry. An individual is considered to be a displaced homemaker if he/she has been providing unpaid services to family members in the home and who: (A)(i) has been dependent on the income of another family member but is no longer supported by that income; or (ii) is the dependent spouse of a member of the Armed Forces on active duty (as defined in section 101(d)(1) of title 10, United States Code) and whose family income is significantly reduced because of a deployment (as defined in section 991(b) of title 10, United States Code, or pursuant to paragraph (4) of such section), a call or order to 42 R EPORTING M ANUAL FOR THE C ASE S ERVICE R EPORT (RSA-911) active duty pursuant to a provision of law referred to in section 101(a)(13)(B) of title 10, United States Code, a permanent change of station, or the serviceconnected (as defined in section 101(16) of title 38, United States Code) death or disability of the member; and (B) is unemployed or underemployed and is experiencing difficulty in obtaining or upgrading employment. Code Description 1 Individual meets the definition of a displaced homemaker. 0 Individual does not meet definition of a displaced homemaker. 12. Migrant and Seasonal Farmworker Report: At Initial IPE Data Type: INT 1 Element Number: 73 Change: New Multiple Values Allowed: No WIOA PIRL data element number 808, Migrant and Seasonal Farmworker Status. Code Description 1 Individual is a low-income individual (i) who for 12 consecutive months out of the 24 months prior to application for the program involved, has been primarily employed in agriculture or fish farming labor that is characterized by chronic unemployment or underemployment; and (ii) faces multiple barriers to economic self-sufficiency. 2 Individual is a seasonal farmworker whose agricultural labor requires travel to a job site such that the farmworker is unable to return to a permanent place of residence within the same day. 3 Individual is a dependent (as defined in 20 CFR 685.110) of the individual described as a seasonal or migrant seasonal farmworker above. 0 Individual does not meet any of the migrant or seasonal farmworker conditions listed above. F. Education 1. State Definition for Age of Students with Disabilities Report: At Initial IPE and Updated as Needed Data Type: VARCHAR 5 Change: New Element Number: 74 Multiple Values Allowed: Yes If the State defines age of students with disabilities at the beginning of the reporting quarter to be other than ages 16 to 21, record the two-digit lower limit for the age of the students with disabilities followed by a semi-colon and then the two-digit upper limit for the age of the students with disabilities. For example, if the State defines the ages of students with disabilities to be 14 to 24 instead of 16 to 21, record "14;24," or if the State defines the ages of students with disabilities to be 16 to 24, record "16;24." 43 R EPORTING M ANUAL FOR THE C ASE S ERVICE R EPORT (RSA-911) 2. School Status Report: At Initial IPE Data Type: INT 1 Element Number: 75 Change: New Multiple Values Allowed: No WIOA PIRL data element number 409, School Status at Participation. Code Description 1 Individual has not received a secondary school diploma or its recognized equivalent and is attending any elementary or secondary school (including elementary, intermediate, junior high school, whether full or part-time), or is between school terms and intends to return to school. 2 Individual has not received a secondary school diploma or its recognized equivalent and is attending an alternative secondary school or an alternative course of study approved by the local educational agency whether full or part-time. 3 Individual has received a secondary school diploma or its recognized equivalent and is attending a postsecondary school or program (whether full or part-time), or is between school terms and is enrolled to return to school. 4 Individual is not within the age of compulsory school attendance; and is no longer attending any school and has not received a secondary school diploma or its recognized equivalent. 5 Individual is not attending any school and has either a secondary school diploma or has attained a secondary school equivalency. 6 Individual is within the age of compulsory school attendance, but has not attended school for at least the most recent complete school year calendar quarter and has not received a secondary school diploma or its recognized equivalent. 3. Highest Educational Level Completed Report: At Initial IPE Data Type: INT 1 Element Number: 76 Change: New Multiple Values Allowed: No WIOA PIRL data element number 408, Highest Educational Level Completed at Program Entry. Code 1 2 3 Description Individual attained a secondary school diploma. Individual attained a secondary school equivalency. Individual has a disability and attained a certificate of attendance/completion as a result of successfully completing an Individualized Education Program (IEP). 4 Individual completed one or more years of postsecondary education. 5 Individual attained a postsecondary certification, license, or educational certificate (non-degree). 6 Individual attained an Associate’s Degree. 44 R EPORTING M ANUAL FOR THE C ASE S ERVICE R EPORT (RSA-911) Code 7 8 9 4. Description Individual attained a Bachelor’s Degree. Individual attained a degree beyond a Bachelor’s Degree. No educational level was completed. Highest Elementary or Secondary School Grade Completed Report: At Initial IPE Data Type: INT 2 Change: New Element Number: 77 Multiple Values Allowed: No WIOA PIRL data element number 407, Highest School Grade Completed at Program Entry. Use the appropriate code to report the highest school grade completed by the individual. Record 1-12 for the number of the highest school grade completed by the individual. Record 0 if no school grades were completed. 5. Enrolled in Secondary Education Report: At Initial IPE and Updated as Needed Data Type: INT 1 Change: New Element Number: 78 Multiple Values Allowed: No WIOA PIRL data element number 1401, Enrolled in Secondary Education Program at Program Entry. This data element may be used if the individual was either already enrolled in secondary education at the time of application to the program or became enrolled in a secondary education program at the 9th Grade level at any point while participating in the program. Code Description 1 Individual is enrolled in a secondary education program at or above the 9th grade level. 0 Individual is not enrolled in a secondary education program at or above the 9th grade level. 45 R EPORTING M ANUAL FOR THE C ASE S ERVICE R EPORT (RSA-911) 6. Date Received Special Education Certificate of Completion Report: At Initial IPE or Upon Achievement Data Type: DATETIME (YYYYMMDD) Change: New Element Number: 79 Multiple Values Allowed: No Record date individual attained special education certificate of completion. Leave blank if individual did not attain a special education certificate of completion. 7. Enrolled in a State Adult Secondary School at the High Adult Secondary Education (ASE) Level Report: At Initial IPE and Updated as Needed Data Type: INT 1 Change: New Element Number: 80 Multiple Values Allowed: No Code Description 1 Individual is enrolled in a State Adult Secondary School at the High ASE level. 0 Individual is not currently enrolled in a State Adult Secondary School at the High ASE level. 8. Attained Secondary School Diploma Report: At Initial IPE or Upon Achievement Data Type: INT 1 Change: New Element Number: 81 Multiple Values Allowed: No Code Description 1 Individual completed secondary education and attained secondary school diploma. 0 Individual did not complete secondary education and attain a secondary school diploma. 9. Date Attained Secondary School Equivalency (GED) Report: At Initial IPE or Upon Achievement Data Type: DATETIME (YYYYMMDD) Change: New Element Number: 82 Multiple Values Allowed: No Record date individual attained secondary school equivalency (GED). Leave blank if individual did not attain a secondary school equivalency (GED). 46 R EPORTING M ANUAL FOR THE C ASE S ERVICE R EPORT (RSA-911) 10. Enrolled in Postsecondary Education - Highest Academic Year Report: At Initial IPE and Updated as Needed Data Type: INT 1 Change: New Element Number: 83 Multiple Values Allowed: No Record the highest level of postsecondary education the individual is enrolled in regardless of whether the individual is enrolled on a full-time or part-time basis. Code Description 1 Highest level of postsecondary education the individual is enrolled in is the first academic year (Freshman). 2 Highest level of postsecondary education the individual is enrolled in is the second academic year (Sophomore). 3 Highest level of postsecondary education the individual is enrolled in is the third academic year (Junior). 4 Highest level of postsecondary education the individual is enrolled in is the fourth academic year (Senior). 0 Individual is not enrolled in postsecondary education. 11. Enrolled in Postsecondary Education Report: At Initial IPE or Upon Enrollment Data Type: INT 1 Element Number: 84 Change: New Multiple Values Allowed: No WIOA PIRL data element number 1332, Participated in Postsecondary Education During Program Participation. Do not report code value 1 if the participant was first enrolled in postsecondary education after exiting the program. This data element relates to the credential indicator denominator and individuals reported as code value 1 are included in the credential rate denominator. This element is a subset of the data element Date Enrolled During Program Participation in an Education or Training Program Leading to a Recognized Postsecondary Credential or Employment (IX.F.12). Code Description 1 Individual is in a postsecondary education program that leads to a credential or degree from an accredited postsecondary education institution. 0 Individual is not in a postsecondary education program that leads to a credential or degree from an accredited postsecondary education institution during program participation. 47 R EPORTING M ANUAL FOR THE C ASE S ERVICE R EPORT (RSA-911) 12. Date Enrolled During Program Participation in an Education or Training Program Leading to a Recognized Postsecondary Credential or Employment Report: At Initial IPE or Upon Enrollment Data Type: DATETIME (YYYYMMDD) Change: New Element Number: 85 Multiple Values Allowed: No WIOA PIRL data element number 1811, Date Enrolled During Program Participation in an Education or Training Program Leading to a Recognized Postsecondary Credential or Employment. Record the date the participant was enrolled during program participation in an education or training program that leads to a recognized postsecondary credential or employment as defined by the core program in which the participant participates. States may use this coding value if the individual was either already enrolled in education or training at the time of the initial IPE or became enrolled in education or training at any point while participating in the program. If the individual was enrolled in postsecondary education at the initial IPE, the date in this field should be the Date of Application (IV.A). This includes, but is not limited to, participation in Job Corps, YouthBuild, Adult Education, or secondary education programs. This data element applies to the Measurable Skill Gains Indicator, and will be utilized to calculate the denominator. It encompasses all education and training program enrollment. Leave blank if the data element does not apply to the individual. 13. Completed Some Postsecondary Education, No Degree or Certificate Report: At Initial IPE Data Type: INT 1 Change: New Element Number: 86 Multiple Values Allowed: No Code Description 1 Individual has completed some postsecondary education but, has no degree or certificate. 0 Individual has not completed some postsecondary education and has no degree or certificate. 14. Date Attained Associate’s Degree Report: At Initial IPE or Upon Attainment Data Type: DATETIME (YYYYMMDD) Element Number: 87 Change: New Multiple Values Allowed: No Record date Associate’s Degree was attained. Leave blank if Associate’s Degree was not attained. 48 R EPORTING M ANUAL FOR THE C ASE S ERVICE R EPORT (RSA-911) 15. Date Attained Bachelor's Degree Report: At Initial IPE or Upon Attainment Data Type: DATETIME (YYYYMMDD) Element Number: 88 Change: New Multiple Values Allowed: No Record date Bachelor’s Degree was attained. Leave blank if Bachelor’s Degree was not attained. 16. Date Attained Master’s Degree Report: At Initial IPE or Upon Attainment Data Type: DATETIME (YYYYMMDD) Change: New Element Number: 89 Multiple Values Allowed: No Record date Master’s Degree was attained. Leave blank if Master’s Degree was not attained. 17. Date Attained Graduate Degree (e.g., Ph.D., Ed.D., J.D., M.D.) Report: At Initial IPE or Upon Attainment Data Type: DATETIME (YYYYMMDD) Change: New Element Number: 90 Multiple Values Allowed: No Record date Graduate Degree was attained. Leave blank if no Graduate Degree was attained. G. Vocational/Technical Credential, License or Certificate 1. Enrolled in a Career or Technical Training Program, Not Leading to a Recognized Postsecondary Credential Report: At Each IPE Data Type: INT 1 Change: New Element Number: 91 Multiple Values Allowed: No Code Description 1 Individual is enrolled in a career or technical training program that leads to a recognized postsecondary credential. 0 Individual is not enrolled in a career or technical training program that leads to a recognized postsecondary credential. 49 R EPORTING M ANUAL FOR THE C ASE S ERVICE R EPORT (RSA-911) 2. Enrolled in a Career or Technical Training Program, Leading to a Recognized Postsecondary Credential Report: At Each IPE Data Type: INT 1 Change: New Element Number: 92 Multiple Values Allowed: No Code Description 1 Individual is enrolled in a career or technical training program that leads to a recognized postsecondary credential. 0 Individual is not enrolled in a career or technical training program that leads to a recognized postsecondary credential. 3. Date Attained Vocational/Technical License Report: At Initial IPE or Upon Attainment Data Type: DATETIME (YYYYMMDD) Change: New Element Number: 93 Multiple Values Allowed: No Record date Vocational/Technical License was attained. Leave blank if Vocational/Technical License was not attained. 4. Date Attained Vocational/Technical Certificate Report: At Initial IPE or Upon Attainment Data Type: DATETIME (YYYYMMDD) Change: New Element Number: 94 Multiple Values Allowed: No Record date Vocational/Training Certificate was attained. Leave blank if Vocational/Training Certificate was not attained. H. Other Education or Training 1. Date Attained Other Recognized Diploma, Degree, or Certificate Report: At Initial IPE or Upon Attainment Data Type: DATETIME (YYYYMMDD) Change: New Element Number: 95 Multiple Values Allowed: No Record the date on which the individual attained some other form of recognized diploma, degree, or certificate not listed above. Leave blank if individual did not attain some other form of recognized diploma, degree, or certificate not listed above. 50 R EPORTING M ANUAL FOR THE C ASE S ERVICE R EPORT (RSA-911) X. Pre-Employment Transition Services Data Elements A. Start Date of Pre-Employment Transition Services Report: Upon Occurrence Data Type: DATETIME (YYYYMMDD) Change: New Element Number: 96 Multiple Values Allowed: No Data entry is required if individual is receiving pre-employment transition services, regardless of whether the individual has applied or been determined eligible for VR services. Once this data element has been reported, the data element may ONLY be changed by contacting RSA Data Unit staff to initiate a modification. Students with disabilities receiving only pre-employment transition services are not required to apply for or be determined eligible for the VR program services. However, if a student with a disability receives a VR service other than a pre-employment transition service, a Date of Application (IV.A) is required. Pre-Employment Transition Services Reporting General Information: As described in 34 CFR 361.48, the following exclusive list of pre-employment transition services may be provided: (i) Job exploration counseling; (ii) Work-based learning experiences, which may include in-school or after school opportunities, or experience outside the traditional school setting (including internships), that is provided in an integrated environment in the community to the maximum extent possible; (iii) Counseling on opportunities for enrollment in comprehensive transition or postsecondary educational programs at institutions of higher education; (iv) Workplace readiness training to develop social skills and independent living; and (v) Instruction in self-advocacy (including instruction in person-centered planning), which may include peer mentoring (including peer mentoring from individuals with disabilities working in competitive integrated employment). Record the date that the student with a disability started receiving pre-employment transition services. Leave blank if individual is not receiving pre-employment transition services. For each pre-employment transition service category (i.e., Job Exploration Counseling, Work Based Learning Experiences, Counseling on Enrollment Opportunities, Workplace Readiness Training, and Instruction in Self Advocacy), there are six potential data elements to report. These elements record how the service was provided, the type of service provider and the amount expended for the service. These data elements must be reported for all individuals receiving pre-employment transition services, including 51 R EPORTING M ANUAL FOR THE C ASE S ERVICE R EPORT (RSA-911) applicants and eligible individuals. If any of the categories of service included in this section are being received by an individual, the appropriate code values must be included with each data submission. When reporting that a pre-employment transition service is no longer being provided, code value 2 must be entered in the quarter in which the services are discontinued, regardless of when payment for the services is made. Service Provided by VR Agency Staff (in-house) Data Type: INT 1 Multiple Values Allowed: No Record 1 if service was provided in whole or part by VR agency staff (in-house). Record 2 if service was provided in whole or part by VR agency staff (in-house) and is no longer being provided. Leave blank if service was not provided by VR agency staff (in-house). Service Provided Through VR Agency Purchase Data Type: INT 1 Multiple Values Allowed: No Record 1 if service was provided in whole or part through purchase by the VR agency. Record 2 if service was provided in whole or part through purchase by the VR agency and is no longer being provided. Leave blank if service was not provided through purchase by VR agency. If code value 1 is recorded, the VR agency must also provide responses to the next two data elements, Purchased Service Provider Type and VR Program Expenditure for Purchased Service. If not, Purchased Service Provider Type and VR Program Expenditure for Purchased Service may be left blank. Purchased Service Provider Type Data Type: INT 1 Multiple Values Allowed: No If the pre-employment transition service was purchased in whole or part by the VR agency, the Purchased Service Provider Type must be reported. For each service category, record the code value that best describes the primary service provider. The majority of purchased services were provided directly by: Code Description 1 Community Rehabilitation Programs (CRPs): Public CRPs are programs that are operated by a State, county, municipal or other local government. 2 Private CRP: Private CRPs are programs that are operated as not-forprofit organizations. 3 Public Service Provider: Public service providers are organizations or 52 R EPORTING M ANUAL FOR THE C ASE S ERVICE R EPORT (RSA-911) Code Description agencies of State, county, municipal or other local governments. 4 Other Private Service Provider: Private service providers include private not-for-profit organizations, such as VR providers (other than CRPs), proprietary businesses; such as private hospitals and mental health clinics, and contracted service delivery staff. VR Program Expenditure for Purchased Service Data Type: INT 6 Multiple Values Allowed: No For pre-employment transition services, this data element captures the expenditures (amounts) per quarter for the purchased service. Expenditures may include non-Federal share and VR program Federal funds, including program income, used to purchase the service. Expenditures do not include unliquidated obligations or encumbrances. Do not include costs incurred for program administration, salaries of counselors, and other staff who contribute to the authorization process. Service Provided by Comparable Services and Benefits Providers Data Type: INT 1 Multiple Values Allowed: No Comparable services and benefits are defined at 34 CFR 361.5(c)(8). Record 1 if service was provided in whole or part by comparable services and benefits providers. Record 2 if service was provided in whole or part by comparable services and benefits and is no longer being provided. Leave blank if service was not provided by comparable services and benefits providers. Comparable Services and Benefits Provider Type Data Type: VARCHAR 8 Multiple Values Allowed: Yes For each of the service categories, record up to three codes, separated by semicolons, that best describe the service providers who provided the individual with a comparable service or benefit. Make sure to use semi-colons between the codes. Do not use commas or spaces. 53 R EPORTING M ANUAL FOR THE C ASE S ERVICE R EPORT (RSA-911) Examples: If the individual received comparable services or benefits from the Veteran’s Benefits Administration and Federal Student Aid, record “21;12”. If the individual received comparable services or benefits from a public Community Rehabilitation Program as well as from a developmental disability agency, record “6;13”. If comparable services or benefits were received by an individual from an elementary or secondary educational institution only, then record “8”. Code 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 Comparable Services and Benefits Provider Type Adult education and Literacy program administered by the Department of Education Adult, Dislocated Worker and Youth program administered by Department of Labor (DOL) American Indian VR Services Program Public Centers for Independent Living Child Protective Service Public Rehabilitation Program Employer Provided Benefits Public Educational Institution (elementary/secondary) Public Educational Institution (postsecondary) Public Employment Network (not otherwise listed) Federal Student Aid (e.g., Pell grants, Supplemental Educational Opportunity Grant, work study, etc.) Intellectual and Developmental Disabilities Agency (Public) Medical Health Provider (Public) Mental Health Provider (Public) One-stop Partner (not listed separately) Public Housing Authority Social Security Administration (Disability Determination Service or District office) State Department of Correction/Juvenile Justice State Employment Service Agency Veteran's Benefits Administration (which includes VA Vocational Rehabilitation) Veteran's Health Administration (the VA hospital system, as well as the VA transitional living, transitional employment, and compensated work therapy programs) Wagner-Peyser Employment Service Program Welfare Agency (State or local government) 54 R EPORTING M ANUAL FOR THE C ASE S ERVICE R EPORT (RSA-911) B. Job Exploration Counseling Change: New 1. Service Provided by VR Agency Staff (in-house) Data Type: INT 1 Element Number: 97 Multiple Values Allowed: No 2. Service Provided Through VR Agency Purchase Data Type: INT 1 Element Number: 98 Multiple Values Allowed: No 3. 2.1 Purchased Service Provider Type Data Type: INT 1 Element Number: 99 Multiple Values Allowed: No 2.2 VR Program Expenditure for Purchased Service Data Type: INT 6 Element Number: 100 Multiple Values Allowed: No Service Provided by Comparable Services and Benefits Providers Data Type: INT 1 Element Number: 101 Multiple Values Allowed: No 3.1 C. Comparable Services and Benefits Provider Type Data Type: VARCHAR 8 Element Number: 102 Multiple Values Allowed: Yes Work Based Learning Experiences Change: New 1. Service Provided by VR Agency Staff (in-house) Data Type: INT 1 Element Number: 103 Multiple Values Allowed: No 2. Service Provided Through VR Agency Purchase Data Type: INT 1 Element Number: 104 Multiple Values Allowed: No 2.1 Purchased Service Provider Type Data Type: INT 1 Element Number: 105 Multiple Values Allowed: No 2.2 VR Program Expenditure for Purchased Service Data Type: INT 6 Element Number: 106 Multiple Values Allowed: No 55 R EPORTING M ANUAL FOR THE C ASE S ERVICE R EPORT (RSA-911) 3. Service Provided by Comparable Services and Benefits Providers Data Type: INT 1 Element Number: 107 Multiple Values Allowed: No 3.1 Comparable Services and Benefits Provider Type Data Type: VARCHAR 8 Element Number: 108 Multiple Values Allowed: Yes D. Counseling on Enrollment Opportunities Change: New 1. Service Provided by VR Agency Staff (in-house) Data Type: INT 1 Element Number: 109 Multiple Values Allowed: No 2. Service Provided Through VR Agency Purchase Data Type: INT 1 Element Number: 110 Multiple Values Allowed: No 3. 2.1 Purchased Service Provider Type Data Type: INT1 Element Number: 111 Multiple Values Allowed: No 2.2 VR Program Expenditure for Purchased Service Data Type: INT 6 Element Number: 112 Multiple Values Allowed: No Service Provided by Comparable Services and Benefits Providers Data Type: INT 1 Element Number: 113 Multiple Values Allowed: No 3.1 E. Comparable Services and Benefits Provider Type Data Type: VARCHAR 8 Element Number: 114 Multiple Values Allowed: Yes Workplace Readiness Training Change: New 1. Service Provided by VR Agency Staff (in-house) Data Type: INT 1 Element Number: 115 Multiple Values Allowed: No 2. Service Provided Through VR Agency Purchase Data Type: INT 1 Element Number: 116 Multiple Values Allowed: No 56 R EPORTING M ANUAL FOR THE C ASE S ERVICE R EPORT (RSA-911) 3. 2.1 Purchased Service Provider Type Data Type: INT1 Element Number: 117 Multiple Values Allowed: No 2.2 VR Program Expenditure for Purchased Service Data Type: INT 6 Element Number: 118 Multiple Values Allowed: No Service Provided by Comparable Services and Benefits Providers Data Type: INT 1 Element Number: 119 Multiple Values Allowed: No 3.1 F. Comparable Services and Benefits Provider Type Data Type: VARCHAR 8 Element Number: 120 Multiple Values Allowed: Yes Instruction in Self Advocacy Change: New 1. Service Provided by VR Agency Staff (in-house) Data Type: INT 1 Element Number: 121 Multiple Values Allowed: No 2. Service Provided Through VR Agency Purchase Data Type: INT 1 Element Number: 122 Multiple Values Allowed: No 3. 2.1 Purchased Service Provider Type Data Type: INT1 Element Number: 123 Multiple Values Allowed: No 2.2 VR Program Expenditure for Purchased Service Data Type: INT 6 Element Number: 124 Multiple Values Allowed: No Service Provided by Comparable Services and Benefits Providers Data Type: INT 1 Element Number: 125 Multiple Values Allowed: No 3.1 Comparable Services and Benefits Provider Type Data Type: VARCHAR 8 Element Number: 126 Multiple Values Allowed: Yes 57 R EPORTING M ANUAL FOR THE C ASE S ERVICE R EPORT (RSA-911) XI. VR and SE Service Data Elements (Applicants and Eligible Individuals) A. Start Date of Initial VR Service Report: Upon Start Date of Initial VR Service Data Type: DATETIME (YYYYMMDD) Element Number: 127 Change: New Multiple Values Allowed: No Record the date on which the initial VR service, service listed in Sections XII, XIII or XIV, began after the IPE for the individual became effective. Leave blank if individual has not received an initial VR service after the IPE for the individual became effective. B. Date of Most Recent Career Service Data Type: DATETIME (YYYYMMDD) Element Number: 128 Change: New Multiple Values Allowed: No WIOA PIRL data element number1004, Date of Most Recent Career Service. Career services refer to the services described in WIOA Sec 134(c)(2)(A)(xii). For VR purposes, these services are the ones identified in Sections XIII of this manual. Record the date on which career services were last received (excluding information services or activities or follow-up services). Leave blank if the individual did not receive career services. VR and SE Services Reporting General Information: For each service category, there are seven potential reporting data elements. These data elements record how the service was provided, the type of service provider, the amount expended for the service, etc. Service Provided by VR Agency Staff (in-house) Data Type: INT 1 Multiple Values Allowed: No Record 1 if service was provided in whole or part by VR agency staff (in-house). Leave blank if service was not provided by VR agency staff (in-house). Service Provided Through VR Agency Purchase Data Type: INT 1 Multiple Values Allowed: No Record 1 if service was provided in whole or part through purchase by the VR agency. Leave blank if service was not provided through purchase by VR agency. 58 R EPORTING M ANUAL FOR THE C ASE S ERVICE R EPORT (RSA-911) If code value 1 is recorded, the VR agency must also provide responses to the next data element, Purchased Service Provider Type. If not, Purchased Service Provider Type may be left blank. Purchased Service Provider Type Data Type: INT 1 Multiple Values Allowed: No If the service was provided in whole or part through purchase by the VR agency, the Purchased Service Provider Type must be reported. For each service category, record the code value that best describes the primary service provider. The majority of purchased services were provided directly by: Code Description 1 Public Community Rehabilitation Program (CRP): Public CRPs are programs that are operated by a State, county, municipal or other local government. 2 Private CRP: Private CRPs are programs that are operated as not-forprofit organizations. 3 Other Public Service Provider: Public service providers are organizations or agencies of State, county, municipal or other local governments. 4 Other Private Service Provider: Private service providers include private not-for-profit organizations, such as VR providers (other than CRPs), proprietary businesses; such as private hospitals and mental health clinics, and contracted service delivery staff. Once the service provider type has been reported, the VR agency must record the source of funds and the quarterly amount of payment for each purchased service. Amount of VR Funds Expended for Service (Title I) Data Type: INT 6 Multiple Values Allowed: No This data element captures the quarterly VR program expenditures for the purchased service. Expenditures may include non-Federal share and VR program Federal funds, including program income, used to purchase the service. Expenditures do not include unliquidated obligations or encumbrances. Do not include administrative costs, salaries of counselors, and other staff who contribute to the authorization process. Amount of SE Funds Expended for Service (Title VI) Data Type: INT 6 Multiple Values Allowed: No This data element captures the quarterly Supported Employment Services program expenditures for the purchased service. Recipients of these funds must have a supported employment goal in their IPEs and have already been placed in an employment setting. Individuals with a supported employment goal stated in their IPEs may receive any category of services depending on their particular 59 R EPORTING M ANUAL FOR THE C ASE S ERVICE R EPORT (RSA-911) needs. Therefore, to identify the use of these funds, each service category includes this data element. Expenditures may include outlays of non-Federal share and Supported Employment Services program Federal funds, including program income, used to purchase the service. Expenditures do not include unliquidated obligations or encumbrances, or projections/budgets for expenditures. Do not include administrative costs, salaries of counselors, and other staff who contribute to the authorization process. Service Provided by Comparable Services and Benefits Providers Data Type: INT 1 Multiple Values Allowed: No Comparable services and benefits are defined at 34 CFR 361.5(c)(8). Record 1 if service was provided in whole or part by comparable services and benefits providers. Leave blank if service was not provided by comparable services and benefits providers. If code 1 is recorded, the VR agency must also provide responses to data element Comparable Services and Benefits Provider Type. If not, Comparable Services and Benefits Provider Type may be left blank. Comparable Services and Benefits Provider Type Data Type: VARCHAR 8 Multiple Values Allowed: Yes For each of the service categories, record up to three codes, separated by semicolons, that best describes the service providers who provided the individual with a comparable service or benefit. Make sure to use semi-colons between the codes. Do not use commas or spaces. Examples: If the individual received comparable services/benefits from an employer, the Veteran’s Benefits Administration and Federal Student Aid, record “7;21;12”. If the individual received comparable services or benefits from a public Community Rehabilitation Program as well as from a developmental disability agency, record “6;13”. If comparable services or benefits were received by an individual from an elementary or secondary educational institution only, then record “8”. Code 1 2 3 4 Comparable Services and Benefits Provider Type Adult education and Literacy program administered by the Department of Education Adult, Dislocated Worker and Youth program administered by Department of Labor (DOL) American Indian VR Services Program Public Centers for Independent Living 60 R EPORTING M ANUAL FOR THE C ASE S ERVICE R EPORT (RSA-911) Code 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 XII. Comparable Services and Benefits Provider Type Child Protective Service Public Rehabilitation Program Employer Provided Benefits Public Educational Institution (elementary/secondary) Public Educational Institution (postsecondary) Public Employment Network (not otherwise listed) Federal Student Aid (e.g., Pell grants, Supplemental Educational Opportunity Grant, work study, etc.) Intellectual and Developmental Disabilities Agency (Public) Medical Health Provider (Public) Mental Health Provider (Public) One-stop Partner (not listed separately) Public Housing Authority Social Security Administration (Disability Determination Service or District office) State Department of Correction/Juvenile Justice State Employment Service Agency Veteran's Benefits Administration (which includes VA Vocational Rehabilitation) Veteran's Health Administration (the VA hospital system, as well as the VA transitional living, transitional employment, and compensated work therapy programs) Wagner-Peyser Employment Service Program Welfare Agency (State or local government) Training Services Data Elements Training services are defined in WIOA Sec 134(c)(3). For VR purposes, these training services are designed to help the individual improve educationally or vocationally or to adjust to the functional limitations of his or her impairment. If the individual receives more than one type of training, each type should be recorded. For individuals not seeking a degree or certificate and attending a course in a college or university, code this type of training under Miscellaneous Training. The costs associated with training are for tuition, fees and books only. Costs associated with housing or meals during periods of training are to be recorded under Maintenance (XIV.B). A. Graduate College or University Change: Revised Full-time or part-time academic training leading to a degree recognized as beyond a Baccalaureate Degree, such as a Master of Science, Arts (M.S. or M.A.) or Doctor of Philosophy (Ph.D.) or Doctor of Jurisprudence (J.D.). Such training would be provided by a college or university. 61 R EPORTING M ANUAL FOR THE C ASE S ERVICE R EPORT (RSA-911) 1. Service Provided by VR Agency Staff (in-house) Data Type: INT 1 Element Number: 129 Multiple Values Allowed: No 2. Service Provided Through VR Agency Purchase Data Type: INT 1 Element Number: 130 Multiple Values Allowed: No 3. 2.1 Purchased Service Provider Type Data Type: INT 1 Element Number: 131 Multiple Values Allowed: No 2.2 Amount of VR Funds Expended for Service (Title I) Data Type: INT 6 Element Number: 132 Multiple Values Allowed: No 2.3 Amount of SE Funds Expended for Service (Title VI) Data Type: INT 6 Element Number: 133 Multiple Values Allowed: No Service Provided by Comparable Services and Benefits Providers Data Type: INT 1 Element Number: 134 Multiple Values Allowed: No 3.1 B. Comparable Services and Benefits Provider Type Data Type: VARCHAR 8 Element Number: 135 Multiple Values Allowed: Yes Four-Year College or University Training Change: Revised Full-time or part-time academic training leading to a baccalaureate degree, a certificate, or other recognized educational credential. Such training may be provided by a four-year college or university or technical college. 1. 2. Service Provided by VR Agency Staff (in-house) Data Type: INT 1 Element Number: 136 Multiple Values Allowed: No Service Provided Through VR Agency Purchase Data Type: INT 1 Element Number: 137 Multiple Values Allowed: No 2.1 Purchased Service Provider Type Data Type: INT 1 Element Number: 138 Multiple Values Allowed: No 62 R EPORTING M ANUAL FOR THE C ASE S ERVICE R EPORT (RSA-911) 3. 2.2 Amount of VR Funds Expended for Service (Title I) Data Type: INT 6 Element Number: 139 Multiple Values Allowed: No 2.3 Amount of SE Funds Expended for Service (Title VI) Data Type: INT 6 Element Number: 140 Multiple Values Allowed: No Service Provided by Comparable Services and Benefits Providers Data Type: INT 1 Element Number: 141 Multiple Values Allowed: No 3.1 C. Comparable Services and Benefits Provider Type Data Type: VARCHAR 8 Element Number: 142 Multiple Values Allowed: Yes Junior or Community College Training Change: Revised Full-time or part-time academic training above the secondary school level leading to an Associate’s Degree, a certificate, or other recognized educational credential. Such training may be provided by a community college, junior college, or technical college. 1. Service Provided by VR Agency Staff (in-house) Data Type: INT 1 Element Number: 143 Multiple Values Allowed: No 2. Service Provided Through VR Agency Purchase Data Type: INT 1 Element Number: 144 Multiple Values Allowed: No 3. 2.1 Purchased Service Provider Type Data Type: INT 1 Element Number: 145 Multiple Values Allowed: No 2.2 Amount of VR Funds Expended for Service (Title I) Data Type: INT 6 Element Number: 146 Multiple Values Allowed: No 2.3 Amount of SE Funds Expended for Service (Title VI) Data Type: INT 6 Element Number: 147 Multiple Values Allowed: No Service Provided by Comparable Services and Benefits Providers Data Type: INT 1 Element Number: 148 Multiple Values Allowed: No 63 R EPORTING M ANUAL FOR THE C ASE S ERVICE R EPORT (RSA-911) 3.1 D. Comparable Services and Benefits Provider Type Data Type: VARCHAR 8 Element Number: 149 Multiple Values Allowed: Yes Occupational or Vocational Training Change: Revised Occupational, vocational, or job skill training provided by a community college and/or business, vocational/trade or technical school to prepare students for gainful employment in a recognized occupation, not leading to an academic degree. This would include selected courses or programs of study at a community college, four-year college, university, technical college or proprietary school or program. 1. Service Provided by VR Agency Staff (in-house) Data Type: INT 1 Element Number: 150 Multiple Values Allowed: No 2. Service Provided Through VR Agency Purchase Data Type: INT 1 Element Number: 151 Multiple Values Allowed: No 3. 2.1 Purchased Service Provider Type Data Type: INT 1 Element Number: 152 Multiple Values Allowed: No 2.2 Amount of VR Funds Expended for Service (Title I) Data Type: INT 6 Element Number: 153 Multiple Values Allowed: No 2.3 Amount of SE Funds Expended for Service (Title VI) Data Type: INT 6 Element Number: 154 Multiple Values Allowed: No Service Provided by Comparable Services and Benefits Providers Data Type: INT 1 Element Number: 155 Multiple Values Allowed: No 3.1 Comparable Services and Benefits Provider Type Data Type: VARCHAR 8 Element Number: 156 Multiple Values Allowed: Yes 64 R EPORTING M ANUAL FOR THE C ASE S ERVICE R EPORT (RSA-911) E. On The Job Training Change: Revised Training in specific job skills by a prospective employer. Generally, the trainee is paid during this training and will remain in the same or a similar job upon successful completion. 1. Service Provided by VR Agency Staff (in-house) Data Type: INT 1 Element Number: 157 Multiple Values Allowed: No 2. Service Provided Through VR Agency Purchase Data Type: INT 1 Element Number: 158 Multiple Values Allowed: No 3. 2.1 Purchased Service Provider Type Data Type: INT 1 Element Number: 159 Multiple Values Allowed: No 2.2 Amount of VR Funds Expended for Service (Title I) Data Type: INT 6 Element Number: 160 Multiple Values Allowed: No 2.3 Amount of SE Funds Expended for Service (Title VI) Data Type: INT 6 Element Number: 161 Multiple Values Allowed: No Service Provided by Comparable Services and Benefits Providers Data Type: INT 1 Element Number: 162 Multiple Values Allowed: No 3.1 F. Comparable Services and Benefits Provider Type Data Type: VARCHAR 8 Element Number: 163 Multiple Values Allowed: Yes Registered Apprenticeship Training Change: Revised A work-based employment and training program that combines hands-on, on-the-job work experience in a skilled occupation with related classroom instruction. Structured apprenticeship programs generally have minimum requirements for the duration of on-the job work experience and classroom instruction, and/or could utilize competency-based elements but should have mechanisms in place to ensure quality and consistency of skills acquisition. The following elements distinguish apprenticeship programs from other work-based efforts including co-op education, on-the-job training, and internships: supervision and structured mentoring; providing for wage increases as an apprentice's skills increase; based on an employer-employee relationship; and providing an industry recognized certificate of completion of the program. 65 R EPORTING M ANUAL FOR THE C ASE S ERVICE R EPORT (RSA-911) 1. 2. Service Provided Through VR Agency Purchase Data Type: INT 1 Element Number: 164 Multiple Values Allowed: No 1.1 Purchased Service Provider Type Data Type: INT 1 Element Number: 165 Multiple Values Allowed: No 1.2 Amount of VR Funds Expended for Service (Title I) Data Type: INT 6 Element Number: 166 Multiple Values Allowed: No 1.3 Amount of SE Funds Expended for Service (Title VI) Data Type: INT 6 Element Number: 167 Multiple Values Allowed: No Service Provided by Comparable Services and Benefits Providers Data Type: INT 1 Element Number: 168 Multiple Values Allowed: No 2.1 G. Comparable Services and Benefits Provider Type Data Type: VARCHAR 8 Element Number: 169 Multiple Values Allowed: Yes Basic Academic Remedial or Literacy Training Change: Revised Literacy training or training provided to remediate basic academic skills that are needed to function on the job in the competitive labor market. 1. Service Provided by VR Agency Staff (in-house) Data Type: INT 1 Element Number: 170 Multiple Values Allowed: No 2. Service Provided Through VR Agency Purchase Data Type: INT 1 Element Number: 171 Multiple Values Allowed: No 2.1 Purchased Service Provider Type Data Type: INT 1 Element Number: 172 Multiple Values Allowed: No 2.2 Amount of VR Funds Expended for Service (Title I) Data Type: INT 6 Element Number: 173 Multiple Values Allowed: No 66 R EPORTING M ANUAL FOR THE C ASE S ERVICE R EPORT (RSA-911) 2.3 3. Service Provided by Comparable Services and Benefits Providers Data Type: INT 1 Element Number: 175 Multiple Values Allowed: No 3.1 H. Amount of SE Funds Expended for Service (Title VI) Data Type: INT 6 Element Number: 174 Multiple Values Allowed: No Comparable Services and Benefits Provider Type Data Type: VARCHAR 8 Element Number: 176 Multiple Values Allowed: Yes Job Readiness Training Change: Revised Training provided to prepare an individual for work (e.g., work behaviors, getting to work on time, dress and grooming, increasing productivity, etc.). 1. Service Provided by VR Agency Staff (in-house) Data Type: INT 1 Element Number: 177 Multiple Values Allowed: No 2. Service Provided Through VR Agency Purchase Data Type: INT 1 Element Number: 178 Multiple Values Allowed: No 3. 2.1 Purchased Service Provider Type Data Type: INT 1 Element Number: 179 Multiple Values Allowed: No 2.2 Amount of VR Funds Expended for Service (Title I) Data Type: INT 6 Element Number: 180 Multiple Values Allowed: No 2.3 Amount of SE Funds Expended for Service (Title VI) Data Type: INT 6 Element Number: 181 Multiple Values Allowed: No Service Provided by Comparable Services and Benefits Providers Data Type: INT 1 Element Number: 182 Multiple Values Allowed: No 3.1 Comparable Services and Benefits Provider Type Data Type: VARCHAR 8 Element Number: 183 Multiple Values Allowed: Yes 67 R EPORTING M ANUAL FOR THE C ASE S ERVICE R EPORT (RSA-911) I. Disability Related Skills Training Change: Revised Disability-related augmentative skills training includes but is not limited to: orientation and mobility; rehabilitation teaching; training in the use of low vision aids; Braille; speech reading; sign language; and cognitive training/retraining. 1. Service Provided by VR Agency Staff (in-house) Data Type: INT 1 Element Number: 184 Multiple Values Allowed: No 2. Service Provided Through VR Agency Purchase Data Type: INT 1 Element Number: 185 Multiple Values Allowed: No 3. 2.1 Purchased Service Provider Type Data Type: INT 1 Element Number: 186 Multiple Values Allowed: No 2.2 Amount of VR Funds Expended for Service (Title I) Data Type: INT 6 Element Number: 187 Multiple Values Allowed: No 2.3 Amount of SE Funds Expended for Service (Title VI) Data Type: INT 6 Element Number: 188 Multiple Values Allowed: No Service Provided by Comparable Services and Benefits Providers Data Type: INT 1 Element Number: 189 Multiple Values Allowed: No 3.1 J. Comparable Services and Benefits Provider Type Data Type: VARCHAR 8 Element Number: 190 Multiple Values Allowed: Yes Miscellaneous Training Change: Revised Any training not recorded in one of the other categories listed, including GED or secondary school training leading to a diploma, or courses taken at four-year, junior or community colleges not leading to a certificate or diploma. 1. Service Provided by VR Agency Staff (in-house) Data Type: INT 1 Element Number: 191 Multiple Values Allowed: No 68 R EPORTING M ANUAL FOR THE C ASE S ERVICE R EPORT (RSA-911) 2. 3. Service Provided Through VR Agency Purchase Data Type: INT 1 Element Number: 192 Multiple Values Allowed: No 2.1 Purchased Service Provider Type Data Type: INT 1 Element Number: 193 Multiple Values Allowed: No 2.2 Amount of VR Funds Expended for Service (Title I) Data Type: INT 6 Element Number: 194 Multiple Values Allowed: No 2.3 Amount of SE Funds Expended for Service (Title VI) Data Type: INT 6 Element Number: 195 Multiple Values Allowed: No Service Provided by Comparable Services and Benefits Providers Data Type: INT 1 Element Number: 196 Multiple Values Allowed: No 3.1 K. Comparable Services and Benefits Provider Type Data Type: VARCHAR 8 Element Number: 197 Multiple Values Allowed: Yes Randolph-Sheppard Entrepreneurial Training Change: Revised Training for establishing a small business or individualized training through RandolphSheppard program and identified on an IPE. 1. Service Provided by VR Agency Staff (in-house) Data Type: INT 1 Element Number: 198 Multiple Values Allowed: No 2. Service Provided Through VR Agency Purchase Data Type: INT 1 Element Number: 199 Multiple Values Allowed: No 2.1 Purchased Service Provider Type Data Type: INT 1 Element Number: 200 Multiple Values Allowed: No 2.2 Amount of VR Funds Expended for Service (Title I) Data Type: INT 6 Element Number: 201 Multiple Values Allowed: No 69 R EPORTING M ANUAL FOR THE C ASE S ERVICE R EPORT (RSA-911) 2.3 3. Service Provided by Comparable Services and Benefits Providers Data Type: INT 1 Element Number: 203 Multiple Values Allowed: No 3.1 L. Amount of SE Funds Expended for Service (Title VI) Data Type: INT 6 Element Number: 202 Multiple Values Allowed: No Comparable Services and Benefits Provider Type Data Type: VARCHAR 8 Element Number: 204 Multiple Values Allowed: Yes Customized Training Change: Revised A training program designed to meet the special requirements of an employer who has entered into an agreement with a service delivery area to hire individuals who are trained to the employer's specifications. The training may occur at the employer's site or provided by a training vender able to meet the employer's requirements. Such training usually requires a commitment from the employer to hire a specified number of trainees who satisfactorily complete the training. 1. Service Provided by VR Agency Staff (in-house) Data Type: INT 1 Element Number: 205 Multiple Values Allowed: No 2. Service Provided Through VR Agency Purchase Data Type: INT 1 Element Number: 206 Multiple Values Allowed: No 3. 2.1 Purchased Service Provider Type Data Type: INT 1 Element Number: 207 Multiple Values Allowed: No 2.2 Amount of VR Funds Expended for Service (Title I) Data Type: INT 6 Element Number: 208 Multiple Values Allowed: No 2.3 Amount of SE Funds Expended for Service (Title VI) Data Type: INT 6 Element Number: 209 Multiple Values Allowed: No Service Provided by Comparable Services and Benefits Providers Data Type: INT 1 Element Number: 210 Multiple Values Allowed: No 70 R EPORTING M ANUAL FOR THE C ASE S ERVICE R EPORT (RSA-911) 3.1 Comparable Services and Benefits Provider Type Data Type: VARCHAR 8 Element Number: 211 Multiple Values Allowed: Yes XIII. Career Services Data Elements A. Assessment Change: Revised Assessment means services provided and activities performed to determine an individual’s eligibility for VR services, to assign an individual to a priority category of a VR program that operates under an order of selection, and/or to determine the nature and scope of VR services to be included in the IPE. It also includes trial work experiences. Assessments to determine eligibility, assignment of a priority category or the nature or scope of services to be included on the IPE include, but are not limited to psychological assessments, audio logical evaluations, dental and medical exams and other assessments of personality, interests, interpersonal skills, intelligence and related functional capacities, educational achievements, work experience, vocational aptitudes, personal and social adjustments, and employment opportunities of the individual and the medical, psychiatric, psychological, and other pertinent vocational, educational, cultural, social, recreational, and environmental factors that affect the employment and rehabilitation needs of the individual. 1. Service Provided by VR Agency Staff (in-house) Data Type: INT 1 Element Number: 212 Multiple Values Allowed: No 2. Service Provided Through VR Agency Purchase Data Type: INT 1 Element Number: 213 Multiple Values Allowed: No 3. 2.1 Purchased Service Provider Type Data Type: INT 1 Element Number: 214 Multiple Values Allowed: No 2.2 Amount of VR Funds Expended for Service (Title I) Data Type: INT 6 Element Number: 215 Multiple Values Allowed: No 2.3 Amount of SE Funds Expended for Service (Title VI) Data Type: INT 6 Element Number: 216 Multiple Values Allowed: No Service Provided by Comparable Services and Benefits Providers Data Type: INT 1 Element Number: 217 Multiple Values Allowed: No 71 R EPORTING M ANUAL FOR THE C ASE S ERVICE R EPORT (RSA-911) 3.1 B. Comparable Services and Benefits Provider Type Data Type: VARCHAR 8 Element Number: 218 Multiple Values Allowed: Yes Diagnosis and Treatment of Impairments Change: Revised Diagnosis and treatment of impairments includes: a) Corrective surgery or therapeutic treatment that is likely, within a reasonable period of time, to correct or modify substantially a physical or mental impairment that constitutes a substantial impediment to employment; b) Diagnosis and treatment for mental and emotional disorders by qualified personnel who meet State licensure laws; c) Dentistry: d) Nursing services; e) Necessary hospitalization (either inpatient or outpatient care) in connection with surgery or treatment; f) Drugs and supplies; g) Prescription of prosthetics and/or orthotics related to the individual’s diagnosed disability and is necessary for the achievement of the employment outcome; h) Prescription of eyeglasses and visual services, including visual training, related to the individual’s diagnosed disability and necessary for the achievement of the employment outcome; i) Podiatry; j) Physical therapy; k) Occupational therapy; l) Speech or hearing therapy; m) Mental health services; n) Treatment of either acute or chronic medical complications and emergencies that are associated with or arise out of the provision of physical and mental restoration services or that are inherent in the condition under treatment (34 CFR 365.1(c)(39)); o) Special services for the treatment of individuals with end-stage renal disease, including transplantation, dialysis, artificial kidneys, and supplies; p) Other medical or medically related rehabilitation services; and q) Medical care for acute conditions arising during rehabilitation and constituting a barrier to the achievement of an employment outcome. 72 R EPORTING M ANUAL FOR THE C ASE S ERVICE R EPORT (RSA-911) 1. Service Provided by VR Agency Staff (in-house) Data Type: INT 1 Element Number: 219 Multiple Values Allowed: No 2. Service Provided Through VR Agency Purchase Data Type: INT 1 Element Number: 220 Multiple Values Allowed: No 3. 2.1 Purchased Service Provider Type Data Type: INT 1 Element Number: 221 Multiple Values Allowed: No 2.2 Amount of VR Funds Expended for Service (Title I) Data Type: INT 6 Element Number: 222 Multiple Values Allowed: No 2.3 Amount of SE Funds Expended for Service (Title VI) Data Type: INT 6 Element Number: 223 Multiple Values Allowed: No Service Provided by Comparable Services and Benefits Providers Data Type: INT 1 Element Number: 224 Multiple Values Allowed: No 3.1 C. Comparable Services and Benefits Provider Type Data Type: VARCHAR 8 Element Number: 225 Multiple Values Allowed: Yes Vocational Rehabilitation Counseling and Guidance Change: Revised Vocational rehabilitation counseling and guidance includes information and support services to assist an individual in exercising informed choice and is distinct from the case management relationship that exists between the counselor and the individual during the VR process. 1. Service Provided by VR Agency Staff (in-house) Data Type: INT 1 Element Number: 226 Multiple Values Allowed: No 2. Service Provided Through VR Agency Purchase Data Type: INT 1 Element Number: 227 Multiple Values Allowed: No 2.1 Purchased Service Provider Type Data Type: INT 1 Element Number: 228 Multiple Values Allowed: No 73 R EPORTING M ANUAL FOR THE C ASE S ERVICE R EPORT (RSA-911) 3. 2.2 Amount of VR Funds Expended for Service (Title I) Data Type: INT 6 Element Number: 229 Multiple Values Allowed: No 2.3 Amount of SE Funds Expended for Service (Title VI) Data Type: INT 6 Element Number: 230 Multiple Values Allowed: No Service Provided by Comparable Services and Benefits Providers Data Type: INT 1 Element Number: 231 Multiple Values Allowed: No 3.1 D. Comparable Services and Benefits Provider Type Data Type: VARCHAR 8 Element Number: 232 Multiple Values Allowed: Yes Job Search Assistance Change: Revised Job search activities support and assist an individual in searching for an appropriate job. Job search assistance may include help in resume preparation, identifying appropriate job opportunities, developing interview skills, and making contacts with companies on behalf of the consumer. 1. Service Provided by VR Agency Staff (in-house) Data Type: INT 1 Element Number: 233 Multiple Values Allowed: No 2. Service Provided Through VR Agency Purchase Data Type: INT 1 Element Number: 234 Multiple Values Allowed: No 3. 2.1 Purchased Service Provider Type Data Type: INT 1 Element Number: 235 Multiple Values Allowed: No 2.2 Amount of VR Funds Expended for Service (Title I) Data Type: INT 6 Element Number: 236 Multiple Values Allowed: No 2.3 Amount of SE Funds Expended for Service (Title VI) Data Type: INT 6 Element Number: 237 Multiple Values Allowed: No Service Provided by Comparable Services and Benefits Providers Data Type: INT 1 Element Number: 238 Multiple Values Allowed: No 74 R EPORTING M ANUAL FOR THE C ASE S ERVICE R EPORT (RSA-911) 3.1 E. Comparable Services and Benefits Provider Type Data Type: VARCHAR 8 Element Number: 239 Multiple Values Allowed: Yes Job Placement Assistance Change: Revised Job placement assistance is a referral to a specific job resulting in an interview, regardless of whether or not the individual obtained the job. 1. Service Provided by VR Agency Staff (in-house) Data Type: INT 1 Element Number: 240 Multiple Values Allowed: No 2. Service Provided Through VR Agency Purchase Data Type: INT 1 Element Number: 241 Multiple Values Allowed: No 3. 2.1 Purchased Service Provider Type Data Type: INT 1 Element Number: 242 Multiple Values Allowed: No 2.2 Amount of VR Funds Expended for Service (Title I) Data Type: INT 6 Element Number: 243 Multiple Values Allowed: No 2.3 Amount of SE Funds Expended for Service (Title VI) Data Type: INT 6 Element Number: 244 Multiple Values Allowed: No Service Provided by Comparable Services and Benefits Providers Data Type: INT 1 Element Number: 245 Multiple Values Allowed: No 3.1 F. Comparable Services and Benefits Provider Type Data Type: VARCHAR 8 Element Number: 246 Multiple Values Allowed: Yes Short Term Job Supports Change: Revised Support services provided to an individual who has been placed in employment in order to stabilize the placement and enhance job retention. Such services include short-term job coaching for persons who do not have a supported employment goal consistent with the employment goal on the IPE. 75 R EPORTING M ANUAL FOR THE C ASE S ERVICE R EPORT (RSA-911) 1. Service Provided by VR Agency Staff (in-house) Data Type: INT 1 Element Number: 247 Multiple Values Allowed: No 2. Service Provided Through VR Agency Purchase Data Type: INT 1 Element Number: 248 Multiple Values Allowed: No 3. 2.1 Purchased Service Provider Type Data Type: INT 1 Element Number: 249 Multiple Values Allowed: No 2.2 Amount of VR Funds Expended for Service (Title I) Data Type: INT 6 Element Number: 250 Multiple Values Allowed: No 2.3 Amount of SE Funds Expended for Service (Title VI) Data Type: INT 6 Element Number: 251 Multiple Values Allowed: No Service Provided by Comparable Services and Benefits Providers Data Type: INT 1 Element Number: 252 Multiple Values Allowed: No 3.1 G. Comparable Services and Benefits Provider Type Data Type: VARCHAR 8 Element Number: 253 Multiple Values Allowed: Yes Supported Employment Services Change: New Supported employment services (34 CFR 361.5(c)(54)) means ongoing support services, including customized employment, and other appropriate services needed to support and maintain an individual with a most significant disability, including a youth with a most significant disability in supported employment that are – (i) Organized and made available, singly or in combination, in such a way as to assist an eligible individual to achieve competitive integrated employment; (ii) Based on a determination of the needs of an eligible individual, as specified in an individualized plan for employment; (iii) Provided by the designated State unit for a period of time not to exceed 24 months, unless under special circumstances the eligible individual and the rehabilitation counselor jointly agree to extend the time to achieve the employment outcome identified in the individualized plan for employment; and (iv) Following transition, as post-employment services that are unavailable from an extended services provider and that are necessary to maintain or regain the job placement or advance in employment. 1. Service Provided by VR Agency Staff (in-house) Data Type: INT 1 Element Number: 254 Multiple Values Allowed: No 76 R EPORTING M ANUAL FOR THE C ASE S ERVICE R EPORT (RSA-911) 2. 3. Service Provided Through VR Agency Purchase Data Type: INT 1 Element Number: 255 Multiple Values Allowed: No 2.1 Purchased Service Provider Type Data Type: INT 1 Element Number: 256 Multiple Values Allowed: No 2.2 Amount of VR Funds Expended for Service (Title I) Data Type: INT 6 Element Number: 257 Multiple Values Allowed: No 2.3 Amount of SE Funds Expended for Service (Title VI) Data Type: INT 6 Element Number: 258 Multiple Values Allowed: No Service Provided by Comparable Services and Benefits Providers Data Type: INT 1 Element Number: 259 Multiple Values Allowed: No 3.1 H. Comparable Services and Benefits Provider Type Data Type: VARCHAR 8 Element Number: 260 Multiple Values Allowed: Yes Information and Referral Services Change: Revised Information and referral services are provided to individuals who need services from other agencies (e.g., cooperative agreements). 1. Service Provided by VR Agency Staff (in-house) Data Type: INT 1 Element Number: 261 Multiple Values Allowed: No 2. Service Provided Through VR Agency Purchase Data Type: INT 1 Element Number: 262 Multiple Values Allowed: No 2.1 Purchased Service Provider Type Data Type: INT 1 Element Number: 263 Multiple Values Allowed: No 2.2 Amount of VR Funds Expended for Service (Title I) Data Type: INT 6 Element Number: 264 Multiple Values Allowed: No 77 R EPORTING M ANUAL FOR THE C ASE S ERVICE R EPORT (RSA-911) 2.3 3. Service Provided by Comparable Services and Benefits Providers Data Type: INT 1 Element Number: 266 Multiple Values Allowed: No 3.1 I. Amount of SE Funds Expended for Service (Title VI) Data Type: INT 6 Element Number: 265 Multiple Values Allowed: No Comparable Services and Benefits Provider Type Data Type: VARCHAR 8 Element Number: 267 Multiple Values Allowed: Yes Benefits Counseling Change: Revised Assistance provided to an individual who is interested in becoming employed, but is uncertain of the impact work income may have on any disability benefits and entitlements being received, and/or is not aware of benefits, such as access to healthcare, that might be available to support employment efforts. This typically involves an analysis of an individual’s current benefits, such as SSDI and SSI, the individual’s financial situation, and the effect different income levels from work will have on the individual’s future financial situation. This assistance is intended to provide the individual an opportunity to make an informed choice regarding the pursuit of employment. Ongoing assistance may also be provided as the individual decides on employment goals, searches for jobs, and becomes employed. 1. Service Provided by VR Agency Staff (in-house) Data Type: INT 1 Element Number: 268 Multiple Values Allowed: No 2. Service Provided Through VR Agency Purchase Data Type: INT 1 Element Number: 269 Multiple Values Allowed: No 2.1 Purchased Service Provider Type Data Type: INT 1 Element Number: 270 Multiple Values Allowed: No 2.2 Amount of VR Funds Expended for Service (Title I) Data Type: INT 6 Element Number: 271 Multiple Values Allowed: No 2.3 Amount of SE Funds Expended for Service (Title VI) Data Type: INT 6 Element Number: 272 Multiple Values Allowed: No 78 R EPORTING M ANUAL FOR THE C ASE S ERVICE R EPORT (RSA-911) 3. Service Provided by Comparable Services and Benefits Providers Data Type: INT 1 Element Number: 273 Multiple Values Allowed: No 3.1 J. Comparable Services and Benefits Provider Type Data Type: VARCHAR 8 Element Number: 274 Multiple Values Allowed: Yes Customized Employment Services Change: Revised Customized employment (34 CFR 361.5(c)(11)) means competitive integrated employment for an individual with a significant disability that is - based on an individualized determination of the unique strengths, needs, and interests of the individual with a significant disability; designed to meet the specific abilities of the individual with a significant disability and the business needs of the employer; and carried out through flexible strategies. Flexible strategies include job exploration by the individual and working with an employer to facilitate placement, including: a) customizing a job description based on current employer needs or on previously unidentified and unmet employer needs; b) developing a set of job duties, a work schedule and job arrangement, and specifics of supervision (including performance evaluation and review), and determining a job location; c) using a professional representative chosen by the individual, or if elected selfrepresentation, to work with an employer to facilitate placement; and d) providing services and supports at the job location. 1. Service Provided by VR Agency Staff (in-house) Data Type: INT 1 Element Number: 275 Multiple Values Allowed: No 2. Service Provided Through VR Agency Purchase Data Type: INT 1 Element Number: 276 Multiple Values Allowed: No 2.1 Purchased Service Provider Type Data Type: INT 1 Element Number: 277 Multiple Values Allowed: No 2.2 Amount of VR Funds Expended for Service (Title I) Data Type: INT 6 Element Number: 278 Multiple Values Allowed: No 2.3 Amount of SE Funds Expended for Service (Title VI) Data Type: INT 6 Element Number: 279 Multiple Values Allowed: No 79 R EPORTING M ANUAL FOR THE C ASE S ERVICE R EPORT (RSA-911) 3. Service Provided by Comparable Services and Benefits Providers Data Type: INT 1 Element Number: 280 Multiple Values Allowed: No 3.1 K. Comparable Services and Benefits Provider Type Data Type: VARCHAR 8 Element Number: 281 Multiple Values Allowed: Yes Extended Services Change: New Extended services (34 CFR 361.5(c)(19)) are ongoing support services and other appropriate services that are needed to support and maintain an individual with a most significant disability including a youth with a most significant disability , in supported employment. See 34 CFR 361.5(c)(19) for the complete definition. Agencies are to only report data for youth who have achieved a supported employment outcome and are receiving extended services provided with VR and/or SE funds for a period not to exceed four years. The service records for these individuals remain open until these services are terminated. VR agencies are not to report data for individuals, including youth, who have achieved a supported employment outcome and are receiving extended services provided through other sources following record closure. 1. Service Provided by VR Agency Staff (in-house) Data Type: INT 1 Element Number: 282 Multiple Values Allowed: No 2. Service Provided Through VR Agency Purchase Data Type: INT 1 Element Number: 283 Multiple Values Allowed: No 2.1 Purchased Service Provider Type Data Type: INT 1 Element Number: 284 Multiple Values Allowed: No 2.2 Amount of VR Funds Expended for Service (Title I) Data Type: INT 6 Element Number: 285 Multiple Values Allowed: No 2.3 Amount of SE Funds Expended for Service (Title VI) Data Type: INT 6 Element Number: 286 Multiple Values Allowed: No 80 R EPORTING M ANUAL FOR THE C ASE S ERVICE R EPORT (RSA-911) XIV. Other Service Data Elements A. Transportation Change: Revised Transportation (34 CFR 361.5(c)(56)) means travel and related expenses that are necessary to enable an applicant or eligible individual to participate in a VR service, including expenses for training in the use of public transportation vehicles and systems. Examples of transportation services include, but are not limited to: a) travel and related expenses for a personal care attendant or aide if the services of that person are necessary to enable the applicant or eligible individual to travel to participate in any vocational rehabilitation service; b) purchase and repair of vehicles, including vans, but not the modification of these vehicles as modification would be considered a rehabilitation technology service; c) relocation expenses incurred by an eligible individual in connection with a job placement that is a significant distance from the eligible individual’s current residence; or d) purchase of a bus pass for an individual to get to training or work. This specifically excludes the modification of vehicles, which is to be reported in rehabilitation technology. If a vehicle is purchased with modifications, the pro-rata cost of the vehicle is reported here and the pro-rata cost of the modifications will be reported in Rehabilitation Technology. 1. Service Provided by VR Agency Staff (in-house) Data Type: INT 1 Element Number: 287 Multiple Values Allowed: No 2. Service Provided Through VR Agency Purchase Data Type: INT 1 Element Number: 288 Multiple Values Allowed: No 2.1 Purchased Service Provider Type Data Type: INT 1 Element Number: 289 Multiple Values Allowed: No 2.2 Amount of VR Funds Expended for Service (Title I) Data Type: INT 6 Element Number: 290 Multiple Values Allowed: No 2.3 Amount of SE Funds Expended for Service (Title VI) Data Type: INT 6 Element Number: 291 Multiple Values Allowed: No 81 R EPORTING M ANUAL FOR THE C ASE S ERVICE R EPORT (RSA-911) 3. Service Provided by Comparable Services and Benefits Providers Data Type: INT 1 Element Number: 292 Multiple Values Allowed: No 3.1 B. Comparable Services and Benefits Provider Type Data Type: VARCHAR 8 Element Number: 293 Multiple Values Allowed: Yes Maintenance Change: Revised Maintenance (34 CFR 361.5(c)(34)) means monetary support provided for expenses such as food, shelter and clothing that are in excess of the normal expenses of the individual, and that are necessitated by the individual’s participation in an assessment for determining eligibility and VR needs or while receiving services under an IPE. Examples of maintenance expenses include, but are not limited to: a) cost of uniforms or other suitable clothing required for an individual's job placement or job seeking activities; b) cost of short-term expenses, such as food and shelter, that is required in order for an individual to participate in assessment or vocational training at a site that is not within commuting distance of an individual's home; c) cost of food and lodging expenses while an individual is participating in four-year or graduate college or university; d) initial one-time costs, such as security deposits or charges for the initiation of utilities, that are required in order for an individual to relocate for a job placement; and e) cost of an individual’s participation in enrichment activities related to that individual's training program. 1. Service Provided by VR Agency Staff (in-house) Data Type: INT 1 Element Number: 294 Multiple Values Allowed: No 2. Service Provided Through VR Agency Purchase Data Type: INT 1 Element Number: 295 Multiple Values Allowed: No 2.1 Purchased Service Provider Type Data Type: INT 1 Element Number: 296 Multiple Values Allowed: No 2.2 Amount of VR Funds Expended for Service (Title I) Data Type: INT 6 Element Number: 297 Multiple Values Allowed: No 82 R EPORTING M ANUAL FOR THE C ASE S ERVICE R EPORT (RSA-911) 2.3 3. Service Provided by Comparable Services and Benefits Providers Data Type: INT 1 Element Number: 299 Multiple Values Allowed: No 3.1 C. Amount of SE Funds Expended for Service (Title VI) Data Type: INT 6 Element Number: 298 Multiple Values Allowed: No Comparable Services and Benefits Provider Type Data Type: VARCHAR 8 Element Number: 300 Multiple Values Allowed: Yes Rehabilitation Technology Change: Revised Rehabilitation technology (34 CFR 361.5(c)(45)) means the systematic application of technologies, engineering methodologies, or scientific principles to meet the needs of, and address the barriers confronted by, individuals with disabilities in areas that include education, rehabilitation, employment, transportation, independent living, recreation, home and vehicular modification, other assistive devices including, but not limited to hearing aids, low vision aids and wheelchairs. This includes the hardware portion of neuroprosthetic devices, such as cochlear implants, visual prosthetics, and motor prosthetic devices, but does not include medical and surgical procedures required for implantation of neuroprosthetic devices which should be coded as diagnosis and treatment of impairments. Rehabilitation technology includes rehabilitation engineering, assistive technology devices, and assistive technology services. The term includes the following: a) Rehabilitation Engineering Services are the systematic application of engineering sciences to design, develop, test, evaluate, apply, and distribute technological solutions to problems confronted by VR individuals in functional areas such as mobility, communications, hearing, vision, and cognition, and in activities associated with employment, independent living, education, and integration into the community. b) Assistive Technology Devices are any items, piece of equipment, or product system, whether acquired commercially off the shelf, modified or customized, that is used to increase, maintain, or improve the functional capabilities of a VR customer. c) Assistive Technology Services (34 CFR 361.5(c)(6)) are any services that directly assist an individual with a disability in the selection, acquisition, or use of an assistive technology device. Services may include: 1. the evaluation of the needs of an individual, including a functional evaluation of the individual in his/her customary environment; 2. purchasing, leasing, or otherwise providing for the acquisition by an individual of an assistive technology device; 3. selecting, designing, fitting, customizing, adapting, applying, maintaining, repairing, or replacing assistive technology devices; 83 R EPORTING M ANUAL FOR THE C ASE S ERVICE R EPORT (RSA-911) 4. coordinating and using other therapies, interventions, or services with assistive technology devices, such as those associated with existing education and rehabilitation plans and programs; 5. training or providing technical assistance for an individual or, if appropriate, the family members, guardians, advocates, or authorized representatives of the individual; and 6. training or providing technical assistance for professionals (including individuals providing education and rehabilitation services), employers, or others who provide services to, employ, or are otherwise substantially involved in the major life functions of individuals with disabilities, to the extent that training or technical assistance is necessary to the achievement of an employment outcome. 1. Service Provided by VR Agency Staff (in-house) Data Type: INT 1 Element Number: 301 Multiple Values Allowed: No 2. Service Provided Through VR Agency Purchase Data Type: INT 1 Element Number: 302 Multiple Values Allowed: No 3. 2.1 Purchased Service Provider Type Data Type: INT 1 Element Number: 303 Multiple Values Allowed: No 2.2 Amount of VR Funds Expended for Service (Title I) Data Type: INT 6 Element Number: 304 Multiple Values Allowed: No 2.3 Amount of SE Funds Expended for Service (Title VI) Data Type: INT 6 Element Number: 305 Multiple Values Allowed: No Service Provided by Comparable Services and Benefits Providers Data Type: INT 1 Element Number: 306 Multiple Values Allowed: No 3.1 D. Comparable Services and Benefits Provider Type Data Type: VARCHAR 8 Element Number: 307 Multiple Values Allowed: Yes Personal Assistance Services Change: Revised Personal assistance services (34 CFR 361.5(c)(38)) means a range of services, including, among other things, training in managing, supervising, and directing personal assistance services, provided by one or more persons, that are – 84 R EPORTING M ANUAL FOR THE C ASE S ERVICE R EPORT (RSA-911) (i) Designed to assist an individual with a disability to perform daily living activities on or off the job that the individual would typically perform without assistance if the individual did not have a disability; (ii) Designed to increase the individual's control in life and ability to perform everyday activities on or off the job; (iii) Necessary to the achievement of an employment outcome; and (iv) Provided only while the individual is receiving other vocational rehabilitation services. The services may include training in managing, supervising, and directing personal assistance services. 1. Service Provided by VR Agency Staff (in-house) Data Type: INT 1 Element Number: 308 Multiple Values Allowed: No 2. Service Provided Through VR Agency Purchase Data Type: INT 1 Element Number: 309 Multiple Values Allowed: No 3. 2.1 Purchased Service Provider Type Data Type: INT 1 Element Number: 310 Multiple Values Allowed: No 2.2 Amount of VR Funds Expended for Service (Title I) Data Type: INT 6 Element Number: 311 Multiple Values Allowed: No 2.3 Amount of SE Funds Expended for Service (Title VI) Data Type: INT 6 Element Number: 312 Multiple Values Allowed: No Service Provided by Comparable Services and Benefits Providers Data Type: INT 1 Element Number: 313 Multiple Values Allowed: No 3.1 E. Comparable Services and Benefits Provider Type Data Type: VARCHAR 8 Element Number: 314 Multiple Values Allowed: Yes Technical Assistance Services Including Self-Employment Change: Revised Technical assistance includes consultation and other services provided to conduct market analyses, to develop business plans, and to provide resources to individuals in the pursuit of self-employment, telecommuting and small business operation outcomes. 85 R EPORTING M ANUAL FOR THE C ASE S ERVICE R EPORT (RSA-911) 1. Service Provided by VR Agency Staff (in-house) Data Type: INT 1 Element Number: 315 Multiple Values Allowed: No 2. Service Provided Through VR Agency Purchase Data Type: INT 1 Element Number: 316 Multiple Values Allowed: No 3. 2.1 Purchased Service Provider Type Data Type: INT 1 Element Number: 317 Multiple Values Allowed: No 2.2 Amount of VR Funds Expended for Service (Title I) Data Type: INT 6 Element Number: 318 Multiple Values Allowed: No 2.3 Amount of SE Funds Expended for Service (Title VI) Data Type: INT 6 Element Number: 319 Multiple Values Allowed: No Service Provided by Comparable Services and Benefits Providers Data Type: INT 1 Element Number: 320 Multiple Values Allowed: No 3.1 F. Comparable Services and Benefits Provider Type Data Type: VARCHAR 8 Element Number: 321 Multiple Values Allowed: Yes Reader Services Change: Revised Reader services are for individuals who cannot read print because of blindness or other disabilities. Reader services include, in addition to reading aloud, transcription of printed information into Braille or sound recordings if the individual requests such transcription. Reader services are generally for individuals who are blind or deaf-blind, but may also include individuals unable to read because of serious neurological disorders, specific learning disabilities, or other physical or mental impairments. 1. Service Provided by VR Agency Staff (in-house) Data Type: INT 1 Element Number: 322 Multiple Values Allowed: No 2. Service Provided Through VR Agency Purchase Data Type: INT 1 Element Number: 323 Multiple Values Allowed: No 86 R EPORTING M ANUAL FOR THE C ASE S ERVICE R EPORT (RSA-911) 3. 2.1 Purchased Service Provider Type Data Type: INT 1 Element Number: 324 Multiple Values Allowed: No 2.2 Amount of VR Funds Expended for Service (Title I) Data Type: INT 6 Element Number: 325 Multiple Values Allowed: No 2.3 Amount of SE Funds Expended for Service (Title VI) Data Type: INT 6 Element Number: 326 Multiple Values Allowed: No Service Provided by Comparable Services and Benefits Providers Data Type: INT 1 Element Number: 327 Multiple Values Allowed: No 3.1 G. Comparable Services and Benefits Provider Type Data Type: VARCHAR 8 Element Number: 328 Multiple Values Allowed: Yes Interpreter Services Change: Revised Interpreter services are sign language or oral interpretation services for individuals who are deaf or hard of hearing and tactile interpretation services for individuals who are deafblind. Specially trained individuals perform sign language or oral interpretation. Interpreter services also include real-time captioning services for persons who are deaf or hard of hearing. Do not include language interpretation in this category, but in Other Services (XIV.H). 1. Service Provided by VR Agency Staff (in-house) Data Type: INT 1 Element Number: 329 Multiple Values Allowed: No 2. Service Provided Through VR Agency Purchase Data Type: INT 1 Element Number: 330 Multiple Values Allowed: No 2.1 Purchased Service Provider Type Data Type: INT 1 Element Number: 331 Multiple Values Allowed: No 2.2 Amount of VR Funds Expended for Service (Title I) Data Type: INT 6 Element Number: 332 Multiple Values Allowed: No 87 R EPORTING M ANUAL FOR THE C ASE S ERVICE R EPORT (RSA-911) 2.3 3. Service Provided by Comparable Services and Benefits Providers Data Type: INT 1 Element Number: 334 Multiple Values Allowed: No 3.1 H. Amount of SE Funds Expended for Service (Title VI) Data Type: INT 6 Element Number: 333 Multiple Values Allowed: No Comparable Services and Benefits Provider Type Data Type: VARCHAR 8 Element Number: 335 Multiple Values Allowed: Yes Other Services Change: Revised Use this category ONLY for other VR services that cannot be recorded elsewhere. Include in this category such services as the provision of funds for occupational licenses, tools and equipment, initial stocks and supplies. 1. Service Provided by VR Agency Staff (in-house) Data Type: INT 1 Element Number: 336 Multiple Values Allowed: No 2. Service Provided Through VR Agency Purchase Data Type: INT 1 Element Number: 337 Multiple Values Allowed: No 3. 2.1 Purchased Service Provider Type Data Type: INT 1 Element Number: 338 Multiple Values Allowed: No 2.2 Amount of VR Funds Expended for Service (Title I) Data Type: INT 6 Element Number: 339 Multiple Values Allowed: No 2.3 Amount of SE Funds Expended for Service (Title VI) Data Type: INT 6 Element Number: 340 Multiple Values Allowed: No Service Provided by Comparable Services and Benefits Providers Data Type: INT 1 Element Number: 341 Multiple Values Allowed: No 3.1 Comparable Services and Benefits Provider Type Data Type: VARCHAR 8 Element Number: 342 Multiple Values Allowed: Yes 88 R EPORTING M ANUAL FOR THE C ASE S ERVICE R EPORT (RSA-911) XV. Measurable Skill Gain Data Elements (WIOA section 116(b)(2)(A)(i)) A. Date of Most Recent Measurable Skill Gain: Educational Functioning Level (EFL) Report: Upon Occurrence Data Type: DATETIME (YYYYMMDD) Change: New Element Number: 343 Multiple Values Allowed: No WIOA PIRL data element 1806, Date of Most Recent Measurable Skill Gains: Educational Attainment. Record the most recent date the participant, who received instruction below the postsecondary education level, achieved at least one EFL. EFL gain may be documented in one of three ways: 1) by comparing a participant’s initial EFL, as measured by a pretest, with the participant’s EFL as measured by the participant’s post-test; or 2) for States that offer postsecondary programs that lead to a secondary school diploma or its recognized equivalent, an EFL gain may be measured through the awarding of credits or Carnegie units; or 3) States may report an EFL gain for participants who exit the program and enroll in postsecondary education or training during the program year. Leave blank if this data element does not apply to the participant. B. Date of Most Recent Measurable Skill Gain: Secondary Report: Upon Occurrence Data Type: DATETIME (YYYYMMDD) Change: New Element Number: 344 Multiple Values Allowed: No WIOA PIRL data element number 1808, Date of Most Recent Measurable Skill Gains: Secondary Transcript/Report Card. Record the most recent date of the individual’s transcript or report card for secondary education for one semester demonstrating that the individual is achieving the VR program’s policies for academic standards. Leave blank if this data element does not apply to individual. C. Date of Most Recent Measurable Skill Gain: Postsecondary Transcript/Report Card Report: Upon Occurrence Data Type: DATETIME (YYYYMMDD) Change: New Element Number: 345 Multiple Values Allowed: No WIOA PIRL data element number 1807, Date of Most Recent Measurable Skill Gains: Postsecondary Transcript/Report Card. Record the most recent date of the individual’s transcript or report card for postsecondary education students who complete a minimum of 12 hours per semester, or for part time students, a total of at least 12 credit hours over the course of two completed consecutive semesters during the program year, that demonstrates the individual is achieving the VR program’s policies for academic standards. Leave blank if this data element does not apply to the individual. 89 R EPORTING M ANUAL FOR THE C ASE S ERVICE R EPORT (RSA-911) D. Date of Most Recent Measurable Skill Gain: Training Milestone Report: Upon Occurrence Data Type: DATETIME (YYYYMMDD) Change: New Element Number: 346 Multiple Values Allowed: No WIOA PIRL data element number 1809, Date of Most Recent Measurable Skill Gains: Training Milestone. Record the most recent date that the individual achieved a satisfactory or better progress report toward established milestones from an employer/training provider who is providing training (e.g., completion of on-the-job training (OJT), completion of one year of a registered apprenticeship program, etc.). Leave blank if this data element does not apply to the individual. E. Date of Most Recent Measurable Skill Gain: Skills Progression Report: Upon Occurrence Data Type: DATETIME (YYYYMMDD) Change: New Element Number: 347 Multiple Values Allowed: No WIOA PIRL data element number 1810, Date of Most Recent Measurable Skill Gains: Skills Progression. Record the most recent date the individual successfully completed an exam that is required for a particular occupation, or progress in attaining technical or occupational skills as evidenced by trade-related benchmarks such as knowledge-based exams. Leave blank if this data element does not apply to the individual. XVI. Employment Data Elements A. Employment Outcome Report: Upon Achievement Data Type: INT 1 Element Number: 348 Change: New Multiple Values Allowed: No For an individual who achieved employment, record the applicable code value that describes the employment of the individual when the employment is achieved. If classifying the individual into two different employment statuses from code values 1-6 is possible, record the code value designating the principal status. Code Description 1 Competitive Integrated Employment: (34 CFR 361.5(c)(9)) Refers to work that (i) is performed on a full-time or part-time basis (including self-employment) and for which an individual is compensated at a rate that - (A) Is not less than the higher of the rate specified in section 6(a)(1) of the Fair Labor Standards Act of 1938 (29 U.S.C. 206(a)(1)) or the rate required under the applicable State or local minimum wage law for the 90 R EPORTING M ANUAL FOR THE C ASE S ERVICE R EPORT (RSA-911) Code Description place of employment; (B) Is not less than the customary rate paid by the employer for the same or similar work performed by other employees who are not individuals with disabilities and who are similarly situated in similar occupations by the same employer and who have similar training, experience, and skills; and (C) In the case of an individual who is self-employed, yields an income that is comparable to the income received by other individuals who are not individuals with disabilities and who are self-employed in similar occupations or on similar tasks and who have similar training, experience, and skills; and (D) Is eligible for the level of benefits provided to other employees; and (ii) Is at a location-(A) Typically found in the community; and (B) Where the employee with a disability interacts for the purpose of performing the duties of the position with other employees within the particular work unit and the entire work site, and, as appropriate to the work performed, other persons (e.g., customers and vendors), who are not individuals with disabilities (not including supervisory personnel or individuals who are providing services to such employee) to the same extent that employees who are not individuals with disabilities and who are in comparable positions interact with these persons; and 2 3 4 5 (iii) Presents, as appropriate, opportunities for advancement that are similar to those for other employees who are not individuals with disabilities and who have similar positions. Self-Employment (except BEP): Refers to work for profit or fees including operating one's own business, farm, shop, or office. Selfemployment includes sharecroppers, but not wage earners on farms. Business Enterprise Program (BEP): Refers to Randolph-Sheppard vending facilities and other small businesses operated by individuals with significant disabilities under the management and supervision of a VR agency. Include home industry where the work is done under the management and supervision of a VR agency in the individual's own home or residence for wages, salary, or on a piece-rate. Individuals capable of activity outside the home, as well as homebound individuals, may engage in such. Supported Employment in Competitive Integrated Employment: Refers to competitive integrated employment as defined in code 1 above with ongoing support services for individuals with significant disabilities (supported employment). Supported Employment on Short-term Basis: Refers to a supported 91 R EPORTING M ANUAL FOR THE C ASE S ERVICE R EPORT (RSA-911) Code Description employment outcome while working toward competitive integrated employment on a short-term basis. 6 Uncompensated Employment: Refers to uncompensated employment outcomes for Homemakers and Unpaid Family Workers only, during the transition period. This code value can only be used when the Primary Occupation at Employment Outcome (XVI.B) code value is 599999 (Homemaker) or 799999 (Unpaid Family Worker). Note: A VR agency may only continue services to individuals with uncompensated employment goals (e.g., homemaker and unpaid family workers) on their approved individualized plans for employment prior to the effective date of the final regulations until June 30, 2017, unless a longer period of time is required based on the needs of the individual with the disability. 7 Termination Notice, WARN, or Transitioning Service Member: Individual attained employment outcome and (a) has received a notice of termination of employment or the employer has issued a Worker Adjustment and Retraining Notification (WARN) or other notice that the facility or enterprise will close, or (b) is a transitioning service member. B. Primary Occupation at Employment Outcome Data Type: VARCHAR 6 Element Number: 349 Change: New Multiple Values Allowed: No For an individual who is employed, enter the current Standard Occupational Classification (SOC) code that best describes the individual’s occupation that is consistent with the employment goal on the individual's IPE. If the individual is not employed, leave blank. For individuals with multiple jobs, this data element should be populated with the code for the occupation consistent with the employment goal on an individual's IPE and primary SOC codes from which the exiting individual derives the majority of their weekly earnings. The following procedures should be followed to determine which occupation code to use: a. If the earnings amounts of the multiple jobs are reported at the time of entering the occupation code, enter the occupation consistent with the employment goal specified on the IPE that encompasses the majority of the earnings per week at closure. b. If the earnings amounts of the various jobs are not reported at the time of entry, the occupation code should be populated with the code for the occupation consistent with the employment goal specified on the IPE that encompasses the majority of the hours worked per week at closure. c. If neither hours nor wages per occupation are known, then individual self-reporting of the primary occupation consistent with the employment goal specified on the IPE should be used to determine the appropriate occupation code. 92 R EPORTING M ANUAL FOR THE C ASE S ERVICE R EPORT (RSA-911) For the employment situations unique to the VR program, use the special codes indicated below. Special Codes Special Code Descriptions 599999 Homemaker (own home): Refers to men and women whose activity is keeping house for their families, or themselves if they live alone. Note: A VR agency may only continue services to individuals with uncompensated employment goals (e.g., homemaker and unpaid family workers) on their approved individualized plans for employment prior to the effective date of the final regulations until June 30, 2017, unless a longer period of time is required based on the needs of the individual with the disability. 799999 Unpaid Family Worker (own family): Use only if the type of unpaid family work cannot be classified according to any of the occupations. Note: A VR agency may only continue services to individuals with uncompensated employment goals (e.g., homemaker and unpaid family workers) on their approved individualized plans for employment prior to the effective date of the final regulations until June 30, 2017, unless a longer period of time is required based on the needs of the individual with the disability. 899999 Randolph-Sheppard Vending Facility Clerk: Refers to persons employed as clerks, sales persons, or helpers in a vending facility operated under the Randolph-Sheppard Vending Facility Program. Use this special code even though these occupations are classifiable under SOCs. Do not include vending facility operators (999999), or individuals employed in vending facilities outside the Vending Facility Program (use their occupation code). 999999 Randolph-Sheppard Vending Facility Operator: Refers to individuals employed as operators or managers of vending facilities operated under the Vending Facility Program. Use this special code even though these occupations are classifiable. Do not include vending facility clerks (899999), or individuals employed as vending facility operators outside the Randolph-Sheppard Vending Facility Program (use their occupation code). C. Start Date of Employment in Primary Occupation Data Type: DATETIME (YYYYMMDD) Change: New Element Number: 350 Multiple Values Allowed: No Record the date when the individual began the job coded in data element Primary Occupation at Employment (XVI.C). Note: For individuals who were employed at the initial IPE, Employment Status (IX.C.1), this date may be prior to the Date of Application (IV.A). 93 R EPORTING M ANUAL FOR THE C ASE S ERVICE R EPORT (RSA-911) D. Hourly Wage at Employment Data Type: DECIMAL 5,2 Element Number: 351 Change: New Multiple Values Allowed: No Record the hourly wage including cents earned after achieving employment consistent with the employment goal on an individual’s IPE. If the individual is employed in more than one job that is consistent with the employment goal on the individual’s IPE, record the hourly wage for the primary source of income. This data element captures cash earnings of the individual at the time employment was achieved as an hourly wage and includes all wages, salaries, tips, profits from selfemployment and commissions received as income. These earnings are before payroll deductions of Federal, State and local income taxes and Social Security payroll tax are taken. Wages for salespersons, consultants, self-employed individuals, and other similar occupations are based on the adjusted gross income. Adjusted gross income is gross income minus unreimbursed business expenses. Do not include estimates of payments inkind, such as meals and lodging. Estimate profits of farmers, if necessary. Where wages are based on commissions that are irregular (e.g., real estate, automobile sales, etc.), they should be calculated as an hourly wage average over a representative period of time such as one month or one quarter to obtain a meaningful figure. Commissions are generally not paid when earned, but rather are paid periodically, such as weekly, biweekly, or even monthly. To bring standardization to this data element, wages should be based on the actual receipt of the payment and not on amounts accruing until the next commission payout. If the individual was unemployed and/or generated no earnings or did not achieve an employment outcome, record 0. E. Hours Worked in a Week at Employment Outcome Data Type: INT 3 Change: New Element Number: 352 Multiple Values Allowed: No For an individual who achieved an employment outcome, record the number of hours worked for the Primary Occupation at Employment (XVI.E) consistent with the employment goal on the individual’s IPE. XVII. Exit Data Elements A. Date of Exit Report: Upon Occurrence Data Type: DATETIME (YYYYMMDD) Element Number: 353 Change: Revised Multiple Values Allowed: No WIOA PIRL data element number 901, Date of Program Exit. 94 R EPORTING M ANUAL FOR THE C ASE S ERVICE R EPORT (RSA-911) Record the last date the individual exited from the VR or SE program consistent with the requirements in the regulations. Leave blank if this data element does not apply to the individual. B. Type of Exit Report: At Exit Data Type: INT 1 Element Number: 354 Change: Revised Multiple Values Allowed: No Record a code value from the following table to indicate when in the VR process an individual exited the program. Code 1 2 3 4 5 Description Individual exited during or after a trial work experience. Individual exited after eligibility, but from an order of selection waiting list. Individual exited after eligibility, but prior to a signed IPE. Individual exited after an IPE without an employment outcome. Individual exited after an IPE in noncompetitive and/or nonintegrated employment. 6 Individual exited after an IPE in competitive and integrated employment or supported employment. 0 Individual exited as an applicant, prior to eligibility determination or trial work. C. Reason for Exit Report: At Exit Data Type: INT 2 Element Number: 355 Change: Revised Multiple Values Allowed: No WIOA PIRL data element number 923, Other Reasons for Exit. Record the code that identifies the reason the individual exited. Data are reported in the same quarter as the Date of Exit (XVII.A) occurs. Code Reason for Exit Description 1 Institutionalized: Individual exits the program because he or she has become incarcerated in a correctional institution or has become a resident of an institution or facility providing 24-hour support such as a hospital or treatment center during the course of receiving services as an individual. 2 Health/Medical: Individual is receiving medical treatment that is expected to last longer than 90 days and precludes entry into unsubsidized employment or continued participation in the program. 3 Death of Individual 4 Reserve Forces Called to Active Duty: Individual is a member of the National Guard or other reserve military unit of the armed forces and is called to active duty for at least 90 days. 95 R EPORTING M ANUAL FOR THE C ASE S ERVICE R EPORT (RSA-911) Code Reason for Exit Description 5 Foster Care: Individual is in the foster care system as defined in 45 CFR 1355.20(a), and has moved from the area as part of such a program or system (youth individuals only). 6 Ineligible: After the individual was determined to be eligible, is later determined not to have met eligibility criteria. 7 Criminal Offender: Individual is in a correctional institution under section 225 of WIOA. 8 No Disabling Condition: Individual is no longer eligible for VR services because no physical or mental impairment exists, such as when the reported disability is an acute condition with no residual impairment, e.g., a broken bone that heals. 9 No Impediment to Employment: Individual is not eligible for VR services because their physical or mental impairment does not constitute a substantial impediment to employment. 10 Does Not Require VR Service: Individual no longer requires VR services to prepare for, enter into, engage in, or retain gainful employment consistent with their strengths, resources, priorities, concerns, abilities, capabilities, and informed choice. 11 Disability Too Significant to Benefit from Services: - Individual whose mental and/or physical disability and resulting functional limitations are so significant that the individual cannot benefit from VR services. Also use this code for eligible individuals who later acquire additional disabilities and/or functional limitations that are so significant that the individual cannot continue to benefit from VR services. 12 No Long Term Source of Extended Services Available: Individual who would have benefited from the provision of VR and supported employment services but was determined ineligible because a long term source of extended services is not available, AND is not anticipated to be available. 13 Transferred to Another Agency: Individual needs services that are more appropriately obtained elsewhere. Transfer to another agency indicates that appropriate referral information is forwarded to the other agency so that agency may provide services more effectively. Include individuals transferred to other VR agencies. 14 Achieved Competitive Integrated Employment Outcome: Applicable only to Type of Exit (XVII.B) code value 6 (Individual exited after an IPE in competitive and integrated employment, or supported employment). 15 Extended Employment: Individuals who received services and were placed in a non-integrated or sheltered setting for a public or private nonprofit agency or organization that provides compensation in accordance with the Fair Labor Standards Act (34 CFR 361.5(c)(18)). 16 Extended Services Not Available: Individual has received VR services but requires long term extended services for which no long term source of funding is available. 96 R EPORTING M ANUAL FOR THE C ASE S ERVICE R EPORT (RSA-911) Code Reason for Exit Description 17 Unable to Locate or Contact: Individual has relocated or left the State without a forwarding address, or when the individual has not responded to repeated attempts to contact the individual by mail, telephone, text or email. 18 No Longer Interested in Receiving Services or Further Services: Individuals who choose not to participate or continue in their VR program at this time. Also use this code to indicate when an individual’s actions (or non-actions) make it impossible to begin or continue a VR program. Examples would include repeated failures to keep appointments for assessment, counseling, or other services. 19 Individual is No Longer Available for Services Due to Residence in an Institutional Setting Other Than a Prison or Jail: Individual has entered an institution other than a prison or jail, and will be unavailable to participate in a VR program for an indefinite or considerable period of time. This category of institution includes hospitals, nursing homes, and residential treatment centers. 20 All Other Reasons: This code is used for all other reasons not included in code values 1 through 19. D. Employment at Exit 1. Employment Outcome at Exit Data Type: INT 1 Element Number: 356 Change: Revised Multiple Values Allowed: No For an individual who achieved an employment outcome, record the applicable code value that describes the employment outcome of the individual at exit. If classifying the individual into two different employment statuses from code values 1-6 is possible, record the code value designating the principal status. Data are reported in the same quarter as the Date of Exit (XVII.A) occurs. Code Description 1 Competitive Integrated Employment: (34 CFR 361.5(c)(9)) Refers to work that (i) is performed on a full-time or part-time basis (including selfemployment) and for which an individual is compensated at a rate that – (A) Is not less than the higher of the rate specified in section 6(a)(1) of the Fair Labor Standards Act of 1938 (29 U.S.C. 206(a)(1)) or the rate required under the applicable State or local minimum wage law for the place of employment; (B) Is not less than the customary rate paid by the employer for the same or similar work performed by other employees who are not individuals with disabilities and who are similarly situated in similar occupations by the same employer and who have similar training, experience, and skills; and (C) In the case of an individual who is self-employed, yields an income 97 R EPORTING M ANUAL FOR THE C ASE S ERVICE R EPORT (RSA-911) Code Description that is comparable to the income received by other individuals who are not individuals with disabilities and who are self-employed in similar occupations or on similar tasks and who have similar training, experience, and skills; and (D) Is eligible for the level of benefits provided to other employees; and (ii) Is at a location-(A) Typically found in the community; and (B) Where the employee with a disability interacts for the purpose of performing the duties of the position with other employees within the particular work unit and the entire work site, and, as appropriate to the work performed, other persons (e.g., customers and vendors), who are not individuals with disabilities (not including supervisory personnel or individuals who are providing services to such employee) to the same extent that employees who are not individuals with disabilities and who are in comparable positions interact with these persons; and 2 3 4 5 6 (iii) Presents, as appropriate, opportunities for advancement that are similar to those for other employees who are not individuals with disabilities and who have similar positions. Self-Employment (except BEP): Refers to work for profit or fees including operating one's own business, farm, shop, or office. Selfemployment includes sharecroppers, but not wage earners on farms. Business Enterprise Program (BEP): Refers to Randolph-Sheppard vending facilities and other small businesses operated by individuals with significant disabilities under the management and supervision of a VR agency. Include home industry where the work is done under the management and supervision of a VR agency in the individual's own home or residence for wages, salary, or on a piece-rate. Individuals capable of activity outside the home, as well as homebound individuals, may engage in such. Supported Employment in Competitive Integrated Employment: Refers to competitive integrated employment as defined in code 1 above with ongoing support services for individuals with significant disabilities (supported employment). Supported Employment on Short-term Basis: Refers to supported employment outcome while working toward competitive integrated employment on a short-term basis. Uncompensated Employment: Refers to uncompensated employment outcomes for Homemakers and Unpaid Family Workers only, during the transition period. This code value can only be used when the Primary Occupation at Exit (XVII.D.2) code value is 599999 (Homemaker) or 799999 (Unpaid Family Worker). Note: A VR agency may only continue services to individuals with uncompensated employment goals (e.g., homemaker and unpaid family workers) on their approved individualized 98 R EPORTING M ANUAL FOR THE C ASE S ERVICE R EPORT (RSA-911) Code Description plans for employment prior to the effective date of the final regulations until June 30, 2017, unless a longer period of time is required based on the needs of the individual with the disability. 7 Termination Notice, WARN, or Transitioning Service Member: Individual attained employment outcome and (a) has received a notice of termination of employment or the employer has issued a Worker Adjustment and Retraining Notification (WARN) or other notice that the facility or enterprise will close, or (b) is a transitioning service member. 2. Primary Occupation at Exit Data Type: VARCHAR 6 Element Number: 357 Change: Revised Multiple Values Allowed: No For an individual who is employed, enter the current Standard Occupational Classification (SOC) code that best describes the individual’s occupation that is consistent with the employment goal on the individual's IPE. If the individual is not employed, leave blank. For individuals with multiple jobs, this data element should be populated with the code for the occupation consistent with the employment goal on an individual's IPE and primary SOC codes from which the exiting individual derives the majority of their weekly earnings. The following procedures should be followed to determine which occupation code to use: a. If the earnings amounts of the multiple jobs are reported at the time of entering the occupation code, enter the occupation consistent with the employment goal specified on the IPE that encompasses the majority of the earnings per week at closure. b. If the earnings amounts of the various jobs are not reported at the time of entry, the occupation code should be populated with the code for the occupation consistent with the employment goal specified on the IPE that encompasses the majority of the hours worked per week at closure. c. If neither hours nor wages per occupation are known, then individual selfreporting of the primary occupation consistent with the employment goal specified on the IPE should be used to determine the appropriate occupation code. 99 R EPORTING M ANUAL FOR THE C ASE S ERVICE R EPORT (RSA-911) For the employment situations unique to the VR program, use the special codes indicated below. Special Codes Special Code Descriptions 599999 Homemaker (own home): Refers to men and women whose activity is keeping house for their families, or themselves if they live alone. Note: A VR agency may only continue services to individuals with uncompensated employment goals (e.g., homemaker and unpaid family workers) on their approved individualized plans for employment prior to the effective date of the final regulations until June 30, 2017, unless a longer period of time is required based on the needs of the individual with the disability. 799999 Unpaid Family Worker (own family): Use only if the type of unpaid family work cannot be classified according to any of the occupations. Note: A VR agency may only continue services to individuals with uncompensated employment goals (e.g., homemaker and unpaid family workers) on their approved individualized plans for employment prior to the effective date of the final regulations until June 30, 2017, unless a longer period of time is required based on the needs of the individual with the disability. 899999 Randolph-Sheppard Vending Facility Clerk: Refers to persons employed as clerks, sales persons, or helpers in a vending facility operated under the Randolph-Sheppard Vending Facility Program. Use this special code even though these occupations are classifiable. Do not include vending facility operators (999999), or individuals employed in vending facilities outside the Vending Facility Program (use their occupation code). 999999 Randolph-Sheppard Vending Facility Operator: Refers to individuals employed as operators or managers of vending facilities operated under the Vending Facility Program. Use this special code even though these occupations are classifiable. Do not include vending facility clerks (899999), or individuals employed as vending facility operators outside the RandolphSheppard Vending Facility Program (use their occupation code). 3. Start Date of Employment in Primary Occupation at Exit Data Type: DATETIME (YYYYMMDD) Change: Revised Element Number: 358 Multiple Values Allowed: No Record the date when the individual began the job coded in data element Primary Occupation at Exit (XVII.D.2). Note: For individuals who were employed at the initial IPE, Employment Status (IX.C.1), this date may be prior to the Date of Application (IV.A). 100 R EPORTING M ANUAL FOR THE C ASE S ERVICE R EPORT (RSA-911) 4. Hourly Wage at Exit Data Type: DECIMAL 5,2 Element Number: 359 Change: Revised Multiple Values Allowed: No Record the hourly wage including cents earned after achieving an employment outcome consistent with the employment goal on an individual’s IPE, at the time the individual exited the program. If the individual is employed in more than one job that is consistent with the employment goal on the individual’s IPE, record the hourly wage for the primary source of income. This data element captures cash earnings of the individual at the time of exit as an hourly wage and includes all wages, salaries, tips, profits from self-employment and commissions received as income. These earnings are before payroll deductions of Federal, State and local income taxes and Social Security payroll tax are taken. Wages for salespersons, consultants, self-employed individuals, and other similar occupations are based on the adjusted gross income. Adjusted gross income is gross income minus unreimbursed business expenses. Do not include estimates of in-kind payments, such as meals and lodging. Estimate profits of farmers, if necessary. Where wages are based on commissions that are irregular (e.g., real estate, automobile sales, etc.), they should be calculated as an average hourly wage over a representative period of time such as one month or one quarter to obtain a meaningful figure. Commissions are generally not paid when earned, but rather are paid periodically, such as weekly, biweekly, or even monthly. To bring standardization to this data element, wages should be based on the actual receipt of the payment and not on amounts accruing until the next commission payout. If the individual was unemployed and/or generated no earnings or did not achieve an employment outcome, record 0. 5. Hours Worked in a Week at Exit Data Type: INT 2 Element Number: 360 Change: Revised Multiple Values Allowed: No For an individual who achieved an employment outcome, record the number of hours worked on the Primary Occupation at Exit (XVII.D.2) consistent with the employment goal on the individual’s IPE at the date of exit. Data are reported in the same quarter as the Date of Exit (XVII.A) occurs. 101 R EPORTING M ANUAL FOR THE C ASE S ERVICE R EPORT (RSA-911) E. Support at Exit Monthly Public Support Amount General Information: Public support means cash payments made by Federal, State and/or local governments for any reason, including an individual’s disability, age, or economic status. Include payments to a family unit precipitated by the individual’s disability or when the individual’s presence is taken into account in the computation of the family benefit. Record the monthly amount (to the nearest dollar) of public support currently received by the individual from each of the following sources. Also include any payments that are sent directly to an individual in an institution or to dependents on his/her behalf. Exclude any non-cash support payments such as Medicaid, Medicare, food stamps and rental subsidies 1. Social Security Disability Insurance (SSDI) at Exit Data Type: INT 5 Change: None Element Number: 361 Multiple Values Allowed: No Record the monthly amount of SSDI received by the individual. Record 0 if individual does not receive SSDI. 2. Supplemental Security Income (SSI) for the Aged, Blind, or Disabled at Exit Data Type: INT 5 Change: None Element Number: 362 Multiple Values Allowed: No Record only the individual’s portion of the monthly payment under the SSI for the Aged, Blind, or Disabled program. Record 0 if individual does not receive SSI for the Aged, Blind, or Disabled. 3. Temporary Assistance for Needy Families (TANF) at Exit Data Type: INT 5 Change: None Element Number: 363 Multiple Values Allowed: No Record individual’s monthly amount of cash public assistance payments received through TANF. Record 0 if individual does not receive TANF. If the TANF payment is made to the family unit, use the local disbursing agency's procedure to estimate the individual’s portion of the payment. 102 R EPORTING M ANUAL FOR THE C ASE S ERVICE R EPORT (RSA-911) 4. General Assistance (State or local government) at Exit Data Type: INT 5 Change: None Element Number: 364 Multiple Values Allowed: No Record individual’s monthly amount of General Assistance received. Record 0 if individual does not receive General Assistance. 5. Veterans' Disability Benefits at Exit Data Type: INT 5 Element Number: 365 Change: None Multiple Values Allowed: No Veterans' Disability Benefits are payments made by the Department of Veterans Affairs for partial or total disability. Record individual’s monthly amount of Veterans’ Benefits received. Record 0 if individual does not receive Veterans’ Benefits. 6. Workers' Compensation at Exit Data Type: INT 5 Element Number: 366 Change: None Multiple Values Allowed: No Record individual’s monthly amount of Workers’ Compensation received. Record 0 if individual does not receive Workers’ Compensation. 7. Other Public Support at Exit Data Type: INT 5 Element Number: 367 Change: None Multiple Values Allowed: No Other Public Support payments are cash payments to individuals beyond those otherwise listed. Include payments made by Federal, State and local governments for retirement or survivor benefits to the individual as well as unemployment insurance benefits and other temporary payments. Record individual’s monthly amount of public support received from all other sources of public support not listed. Record 0 if individual does not receive any other public support. 8. Primary Source of Support at Exit Data Type: INT 1 Element Number: 368 Change: None Multiple Values Allowed: No Record a code value from the table below to indicate the individual’s largest single source of economic support at the time the individual exited, even if it 103 R EPORTING M ANUAL FOR THE C ASE S ERVICE R EPORT (RSA-911) accounts for less than one-half of the individual's total support. Data are reported in the same quarter as the Date of Exit (XVII.A) occurs. If an individual is supported by the earnings of a spouse, or by the spouse's unemployment insurance benefits, record code value 2 (family and friends) as the Primary Source of Support and not code value 1 (personal income). If an individual is primarily supported by a governmental entity with no cash support – for example, incarcerated individuals – record code value 3 (public support) as the primary source of support only if the individual is the recipient of the support. If the family receives public support, record code value 2 (family and friends). Code Description 1 Primary source of support at exit is personal income (e.g., employment earnings, interest, dividends, rent, retirement including social security). 2 Primary source of support at exit is family and friends. 3 Primary source of support at exit is public support (e.g., SSI, SSDI, TANF, etc.). 4 Primary source of support at exit is from other sources (e.g., private disability insurance and private charities. F. Medical Insurance Coverage at Exit Record whether an individual had medical insurance coverage at the time of exit. Data are reported in the same quarter as the Date of Exit (XVII.A) occurs. 1. Medicaid at Exit Data Type: INT 1 Element Number: 369 Change: None Multiple Values Allowed: No Code Description 1 Individual has Medicaid. 0 Individual does not have Medicaid. 2. Medicare at Exit Data Type: INT 1 Element Number: 370 Change: None Multiple Values Allowed: No Code Description 1 Individual has Medicare. 0 Individual does not have Medicare. 104 R EPORTING M ANUAL FOR THE C ASE S ERVICE R EPORT (RSA-911) 3. State or Federal Affordable Care Act Exchange at Exit Data Type: INT 1 Change: None Element Number: 371 Multiple Values Allowed: No State or Federal Affordable Care Act Exchange refers to individuals receiving benefits through their enrollment in an Affordable Care Act Exchange. Code Description 1 Individual is receiving benefits through the State or Federal Affordable Care Act Exchange at exit. 0 Individual is not receiving benefits through the State or Federal Affordable Care Act Exchange at exit. 4. Public Insurance from Other Sources at Exit Data Type: INT 1 Change: Revised Element Number: 372 Multiple Values Allowed: No Code Description 1 Individual has public insurance from sources not listed in data elements (XVII.F.1-XVII.F.3). 0 Individual does not have public insurance. 5. Private Insurance Through Employer at Exit Data Type: INT 1 Change: None Element Number: 373 Multiple Values Allowed: No Code Description 1 Individual has private insurance through employer. 0 Individual does not have private insurance through employer. 6. Not Yet Eligible for Private Insurance Through Employer at Exit Data Type: INT 1 Change: None Element Number: 374 Multiple Values Allowed: No Code Description 1 Individual is not eligible for private insurance through a current employer, but will be eligible for private insurance after a certain period of employment. 0 Individual does not meet the conditions described above. 105 R EPORTING M ANUAL FOR THE C ASE S ERVICE R EPORT (RSA-911) 7. Private Insurance Through Other Means at Exit Data Type: INT 1 Change: None Element Number: 375 Multiple Values Allowed: No Private insurance through other means refers to individuals who are self-insured or receiving benefits through their parent/family members’ insurance plan. Code Description 1 Individual has private insurance through other means. 0 Individual does not have private insurance through other means. XVIII. Post-Exit Data Elements These data elements are used to report information for the WIOA primary indicators of performance. These data elements are required for individuals with disabilities who received VR services under an IPE and, thereby, met the definition of “participant” for purposes of WIOA. A. Date Enrolled in Post-Exit Education or Training Program Leading to a Recognized Postsecondary Credential Report: Upon Occurrence Data Type: DATETIME (YYYYMMDD) Change: New Element Number: 376 Multiple Values Allowed: No WIOA PIRL data element 1406, Date Enrolled in Post Exit Education or Training Program Leading to a Recognized Postsecondary Credential. This element only applies to participants who exited secondary education and obtained a secondary school diploma or its equivalency per sec 116(b)(2)(A)(iii). This data element applies to the Credential Rate numerator. This element is not to be confused with the data element Date Enrolled During Program Participation in an Education or Training Program Leading to a Recognized Postsecondary Credential or Employment (IX.F.12), which encompasses all education and training program enrollment and captures those enrolled during program participation, not post-exit. Record the date the individual enrolled in an education or training program that leads to a recognized postsecondary credential after program exit. Leave blank if this data element does not apply to individual. B. Date of Attainment of Post-Exit Recognized Credential Report: Upon Occurrence Data Type: DATETIME (YYYYMMDD) Change: New Element Number: 377 Multiple Values Allowed: No Record the post-exit date on which the individual attained a recognized credential. Leave blank if this data element does not apply to individual. 106 R EPORTING M ANUAL FOR THE C ASE S ERVICE R EPORT (RSA-911) C. Type of Recognized Credential Attained Post-Exit Report: Upon Occurrence Data Type: INT 1 Change: New Element Number: 378 Multiple Values Allowed: No Use the appropriate code to record the type of recognized diploma, degree, or credential consisting of an industry-recognized certificate or certification, a certification of completion of a Registered Apprenticeship, a license recognized by the State involved or Federal Government, or an Associate’s, Bachelor’s, or Master’s Degree attained by the participant who received education or training services. Diplomas, degrees, licenses or certificates must be attained either during participation or within one year of exit. This data element applies to both the Credential Rate measure and the Measurable Skills Gain measure. Record 0 if the participant received education or training services post-exit, but did not attain a recognized diploma, degree, license or certificate. Leave blank if data element does not apply to the participant. Code 1 2 3 4 5 6 7 8 D. Description Postsecondary Diploma or Equivalency AA or AS Diploma/Degree BA or BS Diploma/Degree Graduate/Post Graduate Degree/Diploma Occupational Licensure Occupational Certificate Occupational Certification Other Recognized Diploma, Degree, or Certificate First Quarter After Exit Quarter The employment data for the first completed quarter after exit is ONLY required when necessary to document credential measure attainment for students who attained a secondary education credential. The collection of first quarter after exit employment and wage information is integral in the calculation a credential rate component. Specifically, the number of participants who exited that were in a secondary education program and who obtained a secondary school diploma or its equivalent during the program or within one year after exit AND who were also employed or enrolled in an education or training program leading to a recognized postsecondary credential within one year after exit. 107 R EPORTING M ANUAL FOR THE C ASE S ERVICE R EPORT (RSA-911) 1. Employment - First Quarter After Exit Quarter Data Type: INT 1 Change: New Element Number: 379 Multiple Values Allowed: No WIOA PIRL data element number 1600, Employed in 1st Quarter After Exit Quarter. Code Description 1 Individual is in unsubsidized employment, not including Registered Apprenticeship, the military, or competitive integrated employment under VR. 2 Individual is in a Registered Apprenticeship. 3 Individual is in the military. 4 Individual is in competitive integrated employment (VR only). 9 Individual has exited but employment information is not yet available. 0 Individual not employed in the first quarter after exit quarter. 2. Type of Employment Match – First Quarter After Exit Quarter Data Type: INT 1 Change: New Element Number: 380 Multiple Values Allowed: No WIOA PIRL data element number 1601, Type of Employment Match 1st Quarter After Exit Quarter. Use the appropriate code value to identify the method used in determining the individual's employment status in the first quarter following the exit quarter. Wage records will be the primary data source for tracking employment after the exit quarter. If the individual is found in more than one source of employment using wage records, record the data source from the employment outcome consistent with the employment goal on the individual’s IPE at the time the individual exited the program. If individuals do not have employment covered by wage records, VR agencies may then use supplemental data sources. Code Description 1 Method used in determining individual’s employment status was UI wage data. 2 Method used in determining individual’s employment status was Federal employment records (e.g., OPM, USPS). 3 Method used in determining individual’s employment status was military employment records. 4 Method used in determining individual’s employment status was non-UI wage verification. 5 Information not yet available. 0 Individual is not employed. 108 R EPORTING M ANUAL FOR THE C ASE S ERVICE R EPORT (RSA-911) 3. Wages – First Quarter After Exit Quarter Data Type: Decimal 8,2 Change: New Element Number: 381 Multiple Values Allowed: No WIOA PIRL data element number 1703, Wages 1st Quarter After Exit Quarter. Record the total wages, including cents, earned, from the employment outcome consistent with the employment goal on the individual’s IPE at the time the individual exited, during the first quarter after the quarter of exit. These earnings are before payroll deductions of Federal, State and local income taxes and Social Security payroll tax. Wages for salespersons, consultants, self-employed individuals, and other similar occupations are based on the adjusted gross income. Adjusted gross income is gross income minus unreimbursed business expenses. Do not include estimates of in-kind payments, such as meals and lodging. Estimate profits of farmers, if necessary. If the individual was unemployed and/or generated no earnings, record 0. E. Second Quarter After Exit Quarter 1. Employment Related to Training – Second Quarter After Exit Quarter Data Type: INT 1 Change: New Element Number: 382 Multiple Values Allowed: No WIOA PIRL data element number 1608, Employment Related to Training (2nd Quarter After Exit). Training services mean the services listed in Section XII of this manual. Code Description 1 Individual received training services and obtained employment directly related to the training services received. 0 Individual received training services and did not obtain employment directly related to the training services received. Leave blank if the data is not available. 109 R EPORTING M ANUAL FOR THE C ASE S ERVICE R EPORT (RSA-911) 2. Employment - Second Quarter After Exit Quarter Data Type: INT 1 Change: New Element Number: 383 Multiple Values Allowed: No WIOA PIRL data element number 1602, Employed in 2nd Quarter After Exit Quarter. Code Description 1 Individual is in unsubsidized employment, not including Registered Apprenticeship, the military, or competitive integrated employment under VR. 2 Individual is in a Registered Apprenticeship. 3 Individual is in the military. 4 Individual is in competitive integrated employment (VR only). 9 Individual has exited but employment information is not yet available. 0 Individual not employed. 3. Type of Employment Match – Second Quarter After Exit Quarter Data Type: INT 1 Change: New Element Number: 384 Multiple Values Allowed: No WIOA PIRL data element number 1603, Type of Employment Match 2nd Quarter After Exit Quarter. Use the appropriate code value to identify the method used in determining the individual's employment status in the second quarter following the exit quarter. Wage records will be the primary data source for tracking employment after the exit quarter. If the individual is found in more than one source of employment using wage records, record the data source from the employment outcome consistent with the employment goal on the individual’s IPE at the time the individual exited. If individuals do not have employment covered by wage records, VR agencies may then use supplemental data sources. Code Description 1 Method used in determining individual’s employment status was UI wage data. 2 Method used in determining individual’s employment status was Federal employment records (e.g., OPM, USPS). 3 Method used in determining individual’s employment status was military employment records. 4 Method used in determining individual’s employment status was non-UI wage verification. 5 Information not yet available. 0 Individual is not employed. 110 R EPORTING M ANUAL FOR THE C ASE S ERVICE R EPORT (RSA-911) 4. Wages – Second Quarter After Exit Quarter Data Type: Decimal 8,2 Change: New Element Number: 385 Multiple Values Allowed: No WIOA PIRL data element number 1704, Wages 2nd Quarter After Exit Quarter. Record the total wages, including cents, earned, from the employment outcome consistent with the employment goal on an individual’s IPE at the time the individual exited, during the second quarter after the quarter of exit. These earnings are before payroll deductions of Federal, State and local income taxes and Social Security payroll tax. Wages for salespersons, consultants, self-employed individuals, and other similar occupations are based on the adjusted gross income. Adjusted gross income is gross income minus unreimbursed business expenses. Do not include estimates of in-kind payments, such as meals and lodging. Estimate profits of farmers, if necessary. If the individual was unemployed and/or generated no earnings, record 0. F. Third Quarter After Exit Quarter The employment data for the third completed quarter after exit is ONLY required when necessary to document credential measure attainment for students who attained a secondary education credential. The collection of first quarter after exit employment and wage information is integral in the calculation a credential rate component. Specifically, the number of participants who exited that were in a secondary education program and who obtained a secondary school diploma or its equivalent during the program or within one year after exit AND who were also employed or enrolled in an education or training program leading to a recognized postsecondary credential within one year after exit. 111 R EPORTING M ANUAL FOR THE C ASE S ERVICE R EPORT (RSA-911) 1. Employment - Third Quarter After Exit Quarter Data Type: INT 1 Change: New Element Number: 386 Multiple Values Allowed: No WIOA PIRL data element 1604, Employed in 3rd Quarter After Exit Quarter. Code Description 1 Individual is in unsubsidized employment, not including Registered Apprenticeship, the military, or competitive integrated employment under VR. 2 Individual is in a Registered Apprenticeship. 3 Individual is in the military. 4 Individual is in competitive integrated employment (VR only). 9 Individual has exited but employment information is not yet available. 0 Individual not employed. 2. Type of Employment Match – Third Quarter After Exit Quarter Data Type: INT 1 Change: New Element Number: 387 Multiple Values Allowed: No WIOA PIRL data element number 1605, Type of Employment Match 3rd Quarter After Exit Quarter. Use the appropriate code value to identify the method used in determining the individual's employment status in the third quarter following the exit quarter. Wage records will be the primary data source for tracking employment after the exit quarter. If the individual is found in more than one source of employment using wage records, record the data source from the employment outcome consistent with the employment goal on the individual’s IPE at the time the individual exited. If individuals do not have employment covered by wage records, VR agencies may then use supplemental data sources. Code Description 1 Method used in determining individual’s employment status was UI wage data. 2 Method used in determining individual’s employment status was Federal employment records (e.g., OPM, USPS). 3 Method used in determining individual’s employment status was military employment records. 4 Method used in determining individual’s employment status was non-UI wage verification. 5 Information not yet available. 0 Individual is not employed. 112 R EPORTING M ANUAL FOR THE C ASE S ERVICE R EPORT (RSA-911) 3. Wages – Third Quarter After Exit Quarter Data Type: Decimal 8,2 Change: New Element Number: 388 Multiple Values Allowed: No WIOA PIRL data element number 1705, Wages 3rd Quarter After Exit Quarter. Record the total wages, including cents earned, from the employment outcome consistent with the employment goal on an individual’s IPE at the time the individual exited, during the third quarter after the quarter of exit. These earnings are before payroll deductions of Federal, State and local income taxes and Social Security payroll tax. Wages for salespersons, consultants, self-employed individuals, and other similar occupations are based on the adjusted gross income. Adjusted gross income is gross income minus unreimbursed business expenses. Do not include estimates of in-kind payments, such as meals and lodging. Estimate profits of farmers, if necessary. If the individual was unemployed and/or generated no earnings, record 0. G. Fourth Quarter After Exit Quarter 1. Employment - Fourth Quarter After Exit Quarter Data Type: INT 1 Change: New Element Number: 389 Multiple Values Allowed: No WIOA PIRL data element number 1606, Type of Employment Match 4th Quarter After Exit Quarter. Code Description 1 Individual is in unsubsidized employment, not including Registered Apprenticeship, the military, or competitive integrated employment under VR. 2 Individual is in a Registered Apprenticeship. 3 Individual is in the military. 4 Individual is in competitive integrated employment (VR only). 9 Individual has exited but employment information is not yet available. 0 Individual not employed. 2. Type of Employment Match – Fourth Quarter After Exit Quarter Data Type: INT 1 Change: New Element Number: 390 Multiple Values Allowed: No WIOA PIRL data element number 1607, Type of Employment Match 4th Quarter After Exit Quarter. Use the appropriate code value to identify the method used in determining the individual's employment status in the fourth quarter following the exit quarter. Wage records will be the primary data source for tracking employment after the 113 R EPORTING M ANUAL FOR THE C ASE S ERVICE R EPORT (RSA-911) exit quarter. If the individual is found in more than one source of employment using wage records, record the data source from the employment outcome consistent with the employment goal on an individual’s IPE at the time the individual exited. If individuals do not have employment covered by wage records, VR agencies may then use supplemental data sources. Code Description 1 Method used in determining individual’s employment status was UI wage data. 2 Method used in determining individual’s employment status was Federal employment records (e.g., OPM, USPS). 3 Method used in determining individual’s employment status was military employment records. 4 Method used in determining individual’s employment status was non-UI wage verification. 5 Information not yet available. 0 Individual is not employed. 3. Wages – Fourth Quarter After Exit Quarter Data Type: Decimal 8,2 Change: New Element Number: 391 Multiple Values Allowed: No WIOA PIRL data element number 1706, Wages 4th Quarter After Exit Quarter. Record the total wages, including cents, earned, from the employment outcome consistent with the employment goal on an individual’s IPE at the time the individual exited, during the fourth quarter after the quarter of exit. These earnings are before payroll deductions of Federal, State and local income taxes and Social Security payroll tax. Wages for salespersons, consultants, self-employed individuals, and other similar occupations are based on the adjusted gross income. Adjusted gross income is gross income minus unreimbursed business expenses. Do not include estimates of in-kind payments, such as meals and lodging. Estimate profits of farmers, if necessary. If the individual was unemployed and/or generated no earnings, record 0. 114 R EPORTING M ANUAL FOR THE C ASE S ERVICE R EPORT (RSA-911) 4. Retention with the Same Employer in the Second Quarter and the Fourth Quarter – Fourth Quarter After Exit Quarter Data Type: INT 1 Change: New Element Number: 392 Multiple Values Allowed: No WIOA PIRL data element number 1618, Retention with the same employer in the 2nd Quarter and the 4th Quarter. Code Description 1 Individual’s employer in the second quarter after exit matches the employer in the fourth quarter after exit. 0 Individual is not employed in the second or fourth quarters after exit, or the employer in the second quarter after exit does not match the employer in the fourth quarter after exit. 115 R EPORTING M ANUAL FOR THE C ASE S ERVICE R EPORT (RSA-911) XIX. Index of Data Elements A Adult ................................................................................................................................................................................... 34 Adult Education .................................................................................................................................................................. 34 Agency Code ......................................................................................................................................................................... 8 American Indian or Alaska Native ....................................................................................................................................... 13 Asian ................................................................................................................................................................................... 13 Assessment ......................................................................................................................................................................... 71 Attained Secondary School Diploma................................................................................................................................... 46 B Basic Academic Remedial or Literacy Training .................................................................................................................... 66 Basic Skills Deficient/Low Levels of Literacy ....................................................................................................................... 41 Benefits Counseling ............................................................................................................................................................ 78 Black or African American................................................................................................................................................... 14 C Completed Some Postsecondary Education, No Degree or Certificate .............................................................................. 48 Counseling on Enrollment Opportunities ........................................................................................................................... 56 County FIPS Code ................................................................................................................................................................ 18 Cultural Barriers .................................................................................................................................................................. 42 Customized Employment Services ...................................................................................................................................... 79 Customized Training............................................................................................................................................................ 70 D Date Attained Associate’s Degree ....................................................................................................................................... 48 Date Attained Bachelor's Degree ........................................................................................................................................ 49 Date Attained Graduate Degree (e.g., Ph.D., Ed.D., J.D., M.D.)........................................................................................... 49 Date Attained Master’s Degree........................................................................................................................................... 49 Date Attained Other Recognized Diploma, Degree, or Certificate ...................................................................................... 50 Date Attained Secondary School Equivalency (GED) .......................................................................................................... 46 Date Attained Vocational/Technical Certificate .................................................................................................................. 50 Date Attained Vocational/Technical License ....................................................................................................................... 50 116 R EPORTING M ANUAL FOR THE C ASE S ERVICE R EPORT (RSA-911) Date Enrolled During Program Participation in an Education or Training Program Leading to a Recognized Postsecondary Credential or Employment .................................................................................................................... 48 Date Enrolled in Post-Exit Education or Training Program Leading to a Recognized Postsecondary Credential .............. 106 Date of Application ............................................................................................................................................................. 11 Date of Attainment of Post-Exit Recognized Credential ................................................................................................... 106 Date of Birth ....................................................................................................................................................................... 12 Date of Eligibility Determination ........................................................................................................................................ 24 Date of Exit ......................................................................................................................................................................... 94 Date of Exit from OOS Waiting List ..................................................................................................................................... 25 Date of Most Recent Career Service ................................................................................................................................... 58 Date of Most Recent Measurable Skill Gain: Educational Functioning Level (EFL) ............................................................. 89 Date of Most Recent Measurable Skill Gain: Postsecondary Transcript/Report Card ........................................................ 89 Date of Most Recent Measurable Skill Gain: Secondary ..................................................................................................... 89 Date of Most Recent Measurable Skill Gain: Skills Progression .......................................................................................... 90 Date of Most Recent Measurable Skill Gain: Training Milestone ........................................................................................ 90 Date of Most Recent or Amended IPE ................................................................................................................................ 29 Date of Placement on OOS Waiting List .............................................................................................................................. 24 Date Received Special Education Certificate of Completion ............................................................................................... 46 Date Report Submitted ......................................................................................................................................................... 8 Diagnosis and Treatment of Impairments .......................................................................................................................... 72 Disability Related Skills Training .......................................................................................................................................... 68 Dislocated Worker .............................................................................................................................................................. 35 Displaced Homemaker Status ............................................................................................................................................. 42 E Eligibility Determination Extension..................................................................................................................................... 24 Employment Outcome ........................................................................................................................................................ 90 Employment Outcome at Exit ............................................................................................................................................. 97 Employment Related to Training – Second Quarter After Exit Quarter ............................................................................ 109 Employment Status - First Quarter After Exit Quarter ...................................................................................................... 108 Employment Status - Fourth Quarter After Exit Quarter .................................................................................................. 113 Employment Status - Second Quarter After Exit Quarter ................................................................................................. 110 Employment Status - Third Quarter After Exit Quarter .................................................................................................... 112 Employment Status at IPE ................................................................................................................................................... 30 End Date of Trial Work Experience ..................................................................................................................................... 29 117 R EPORTING M ANUAL FOR THE C ASE S ERVICE R EPORT (RSA-911) English Language Learner ................................................................................................................................................... 41 Enrolled in a Career or Technical Training Program, Leading to a Recognized Postsecondary Credential .......................... 50 Enrolled in a Career or Technical Training Program, Not Leading to a Recognized Postsecondary Credential ................... 49 Enrolled in a State Adult Secondary School at the High Adult Secondary Education (ASE) Level ....................................... 46 Enrolled in Postsecondary Education .................................................................................................................................. 47 Enrolled in Postsecondary Education - Highest Academic Year .......................................................................................... 47 Enrolled in Secondary Education ........................................................................................................................................ 45 Ethnicity - Hispanic or Latino .............................................................................................................................................. 15 Exhausting TANF Within Two Years ..................................................................................................................................... 38 Ex-Offender ......................................................................................................................................................................... 39 Extended Services ............................................................................................................................................................... 80 F Foster Care Youth ................................................................................................................................................................ 38 Four-Year College or University Training ............................................................................................................................. 62 G General Assistance (State or local government) at Application .......................................................................................... 21 General Assistance (State or local government) at Exit .................................................................................................... 103 Graduate College or University ........................................................................................................................................... 61 H Highest Educational Level Completed ................................................................................................................................ 44 Highest Elementary or Secondary School Grade Completed .............................................................................................. 45 Homeless Individual, Homeless Children and Youths, or Runaway Youth .......................................................................... 38 Hourly Wage at Employment .............................................................................................................................................. 94 Hourly Wage at Exit .......................................................................................................................................................... 101 Hourly Wage at IPE ............................................................................................................................................................. 33 Hours Worked in a Week at Employment Outcome ........................................................................................................... 94 Hours Worked in a Week at Exit ....................................................................................................................................... 101 Hours Worked in a Week at IPE .......................................................................................................................................... 33 118 R EPORTING M ANUAL FOR THE C ASE S ERVICE R EPORT (RSA-911) I Individual with a Disability .................................................................................................................................................. 25 Information and Referral Services ...................................................................................................................................... 77 Instruction in Self Advocacy ................................................................................................................................................ 57 Interpreter Services ............................................................................................................................................................ 87 J Job Corps ............................................................................................................................................................................ 36 Job Exploration Counseling ................................................................................................................................................. 55 Job Placement Assistance ................................................................................................................................................... 75 Job Readiness Training ........................................................................................................................................................ 67 Job Search Assistance ......................................................................................................................................................... 74 Junior or Community College Training ................................................................................................................................ 63 L Living Arrangement............................................................................................................................................................. 16 Long-Term Unemployed ..................................................................................................................................................... 37 Low Income......................................................................................................................................................................... 40 M Maintenance ....................................................................................................................................................................... 82 Medicaid at Application ...................................................................................................................................................... 22 Medicaid at Exit ................................................................................................................................................................ 104 Medicare at Application...................................................................................................................................................... 23 Medicare at Exit ................................................................................................................................................................ 104 Migrant and Seasonal Farmworker Status .......................................................................................................................... 43 Miscellaneous Training ....................................................................................................................................................... 68 N Native Hawaiian or Other Pacific Islander .......................................................................................................................... 14 Not Yet Eligible for Private Insurance Through Employer at Application ............................................................................ 23 Not Yet Eligible for Private Insurance Through Employer at Exit ...................................................................................... 105 119 R EPORTING M ANUAL FOR THE C ASE S ERVICE R EPORT (RSA-911) O Occupational or Vocational Training ................................................................................................................................... 64 On The Job Training ............................................................................................................................................................ 65 Other Public Support at Exit ............................................................................................................................................. 103 Other Services..................................................................................................................................................................... 88 P Personal Assistance Services .............................................................................................................................................. 84 Primary Disability ................................................................................................................................................................ 25 Primary Occupation at Employment Outcome ................................................................................................................... 92 Primary Occupation at Exit ................................................................................................................................................. 99 Primary Occupation at IPE .................................................................................................................................................. 32 Primary Source of Support at Application .......................................................................................................................... 22 Primary Source of Support at Exit..................................................................................................................................... 103 Private Insurance Through Employer at Application .......................................................................................................... 23 Private Insurance Through Employer at Exit ..................................................................................................................... 105 Private Insurance Through Other Means at Application..................................................................................................... 24 Private Insurance Through Other Means at Exit ............................................................................................................... 106 Program Year ........................................................................................................................................................................ 8 Program Year Quarter ........................................................................................................................................................... 8 Public Insurance from Other Sources at Application .......................................................................................................... 23 Public Insurance from Other Sources at Exit .................................................................................................................... 105 R Randolph-Sheppard Entrepreneurial Training .................................................................................................................... 69 Reader Services................................................................................................................................................................... 86 Reason for Exit .................................................................................................................................................................... 95 Registered Apprenticeship Training .................................................................................................................................... 65 Rehabilitation Technology .................................................................................................................................................. 83 Retention with the Same Employer in the Second Quarter and the Fourth Quarter – Fourth Quarter After Exit Quarter ............................................................................................................................... 115 S School Status ...................................................................................................................................................................... 44 Secondary Disability............................................................................................................................................................ 27 120 R EPORTING M ANUAL FOR THE C ASE S ERVICE R EPORT (RSA-911) Sex ...................................................................................................................................................................................... 12 Short Term Job Supports..................................................................................................................................................... 75 Significance of Disability ..................................................................................................................................................... 28 Single Parent Status ............................................................................................................................................................ 42 Social Security Disability Insurance (SSDI) at Application ................................................................................................... 20 Social Security Disability Insurance (SSDI) at Exit ............................................................................................................. 102 Social Security Number ....................................................................................................................................................... 11 Source of Referral ............................................................................................................................................................... 19 Start Date of Employment in Primary Occupation ............................................................................................................. 93 Start Date of Employment in Primary Occupation at Exit ................................................................................................. 100 Start Date of Initial VR Service ............................................................................................................................................ 58 Start Date of Pre-Employment Transition Services ............................................................................................................. 51 Start Date of Trial Work Experience .................................................................................................................................... 29 State Definition for Age of Students with Disabilities ......................................................................................................... 43 State or Federal Affordable Care Act Exchange at Application ........................................................................................... 23 State or Federal Affordable Care Act Exchange at Exit ..................................................................................................... 105 State Postal Code of Residence........................................................................................................................................... 16 Student with a Disability ..................................................................................................................................................... 20 Supplemental Security Income (SSI) for the Aged, Blind, or Disabled at Application ......................................................... 21 Supplemental Security Income (SSI) for the Aged, Blind, or Disabled at Exit ................................................................... 102 Supported Employment Goal on Current IPE ..................................................................................................................... 30 Supported Employment Services ........................................................................................................................................ 76 T Technical Assistance Services Including Self-Employment ................................................................................................. 85 Temporary Assistance for Needy Families (TANF) at Application ....................................................................................... 21 Temporary Assistance for Needy Families (TANF) at Exit .................................................................................................. 102 Transportation .................................................................................................................................................................... 81 Type of Employment Match – First Quarter After Exit Quarter ........................................................................................ 108 Type of Employment Match – Fourth Quarter After Exit Quarter .................................................................................... 113 Type of Employment Match – Second Quarter After Exit Quarter ................................................................................... 110 Type of Employment Match – Third Quarter After Exit Quarter ...................................................................................... 112 Type of Exit ......................................................................................................................................................................... 95 Type of Recognized Credential Attained Post-Exit ............................................................................................................ 107 121 R EPORTING M ANUAL FOR THE C ASE S ERVICE R EPORT (RSA-911) U Unemployment Insurance at Application ........................................................................................................................... 22 Unique Identifier................................................................................................................................................................. 10 V Veteran ............................................................................................................................................................................... 16 Veterans' Disability Benefits at Application ........................................................................................................................ 21 Veterans' Disability Benefits at Exit .................................................................................................................................. 103 Vocational Rehabilitation .................................................................................................................................................... 36 Vocational Rehabilitation Counseling and Guidance .......................................................................................................... 73 W Wages – First Quarter After Exit Quarter .......................................................................................................................... 109 Wages – Fourth Quarter After Exit Quarter ...................................................................................................................... 114 Wages – Second Quarter After Exit Quarter ..................................................................................................................... 111 Wages – Third Quarter After Exit Quarter ........................................................................................................................ 113 Wagner-Peyser Employment Service .................................................................................................................................. 36 White .................................................................................................................................................................................. 14 Work Based Learning Experiences ...................................................................................................................................... 55 Workers' Compensation at Application .............................................................................................................................. 21 Workers' Compensation at Exit......................................................................................................................................... 103 Workplace Readiness Training ............................................................................................................................................ 56 Y Youth ................................................................................................................................................................................... 37 YouthBuild........................................................................................................................................................................... 37 Z Zip Code .............................................................................................................................................................................. 18 122
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File Type : PDF File Type Extension : pdf MIME Type : application/pdf PDF Version : 1.5 Linearized : No Language : en Tagged PDF : Yes XMP Toolkit : Adobe XMP Core 5.4-c005 78.147326, 2012/08/23-13:03:03 Create Date : 2016:06:29 20:26:04-04:00 Creator Tool : Microsoft® Word 2010 Modify Date : 2016:06:29 20:29:45-04:00 Metadata Date : 2016:06:29 20:29:45-04:00 Producer : Microsoft® Word 2010 Format : application/pdf Title : Reporting Manual for the Case Service Report (RSA-911) Description : Case Service Report Creator : U.S. Department of Education Subject : RSA-911 Document ID : uuid:9b14bf5e-e29c-481c-8df6-0eb4c21dc7cf Instance ID : uuid:6f759c5f-5c92-460d-a7f2-1b12ed21f91f Page Layout : TwoPageRight Page Count : 137 Author : U.S. Department of Education Keywords : RSA-911 Warning : [Minor] Ignored duplicate Info dictionaryEXIF Metadata provided by EXIF.tools