Humax HAMT2001 Car Audio User Manual DM N3000D Eng Draft 140916H

Humax Automotive Co., Ltd. Car Audio DM N3000D Eng Draft 140916H

User Manual

(QJOLVK
$XGLR9LGHR1DYLJDWLRQ6\VWHP
'01'
7LୱQJ9L୹W
SEEK
TRACK
PHONE MEDIA DISP SETUP
FM/AM
AUX
MAP
NAVI
TUNE
VOLUME
RESET
$XGLR9LGHR1DYLJDWLRQ6\VWHP'01'
2ZQHUV0DQXDO
3OHDVHUHDGWKLVPDQXDOFDUHIXOO\EHIRUHRSHUDWLQJ\RXUVHWDQGUHWDLQLWIRUIXWXUHUHIHUHQFH
'HVLJQVDQGVSHFLILFDWLRQVDUHVXEMHFWWRFKDQJHZLWKRXWSULRUQRWLFH
(QJOLVK
$XGLR9LGHR1DYLJDWLRQ6\VWHP'01'
(QJOLVK
&RQWHQWV
*HQHUDO,QIRUPDWLRQ
6DIHW\ZDUQLQJV
3UHFDXWLRQ
2YHUYLHZ
$9V\VWHP
6WHHULQJZKHHOUHPRWHFRQWURO
*HWWLQJ6WDUWHG
0XOWLPHGLDSOD\HU
5DGLR
86%L3RG0XVLFSOD\HU
86%9LGHRSOD\HU
86%,PDJHSOD\HU
$X[LOLDU\GHYLFH
%OXHWRRWK$XGLRSOD\HU
%OXHWRRWK3KRQH
%OXHWRRWKZLUHOHVVWHFKQRORJ\
%OXHWRRWKRSHUDWLRQ
&RQQHFWLQJWKH%OXHWRRWK
3KRQHPHQX
&DOOOLVW3KRQHERRN
%OXHWRRWK6HWXS
'9'SOD\HU
'9'9&'&'
1DYLJDWLRQ
*HWWLQJVWDUWHGZLWK1DYLJDWLRQ
6HWWLQJV
6HWWLQJWKH6RXQG
6HWWLQJWKH'LVSOD\
6HWWLQJWKH6\VWHP
&OLPDWH6\VWHP
*HWWLQJVWDUWHGZLWK&OLPDWH6\VWHP
$SSHQGL[
7URXEOHVKRRWLQJ
6SHFLILFDWLRQV
/LPLWHG:DUUDQW\
6DIHW\ZDUQLQJV
Ҹ6DIHW\QRWHV
&$87,21725('8&(7+(5,6.2)
(/(&75,&6+2&.'21275(029(7+(
&29(525%$&.1286(5
6(59,&($%/(3$576,16,'(5()(5
6(59,&,1*7248$/,),('6(59,&(
3(56211(/
7KHOLJKWQLQJIODVKZLWKWKHDUURZKHDG
V\PEROZLWKLQDQHTXLODWHUDOWULDQJOHLV
LQWHQGHGWRDOHUWWKHXVHUDERXWWKH
SUHVHQFHRIXQLQVXODWHGGDQJHURXV
YROWDJHZLWKLQWKHSURGXFWVHQFORVXUH
WKDWPD\EHRIVXIILFLHQWPDJQLWXGHWR
FRQVWLWXWHDULVNRIHOHFWULFVKRFN
7KHH[FODPDWLRQSRLQWZLWKLQDQ
HTXLODWHUDOWULDQJOHLVLQWHQGHGWRDOHUW
WKHXVHUWRWKHSUHVHQFHRILPSRUWDQW
RSHUDWLQJDQGPDLQWHQDQFHVHUYLFLQJ
LQVWUXFWLRQVLQWKHOLWHUDWXUH
DFFRPSDQ\LQJWKHDSSOLDQFH
(QJOLVK
$XGLR9LGHR1DYLJDWLRQ6\VWHP'01'
*HQHUDO,QIRUPDWLRQ
$OZD\VRSHUDWHWKHYHKLFOHLQDVDIH
PDQQHU'RQRWEHFRPHGLVWUDFWHGE\
WKHYHKLFOHZKLOHGULYLQJDQGDOZD\VEH
IXOO\DZDUHRIDOOGULYLQJFRQGLWLRQV
'RQRWFKDQJHVHWWLQJVRUDQ\
IXQFWLRQV
3XOORYHULQDVDIHDQGOHJDOPDQQHU
EHIRUHDWWHPSWLQJVXFKRSHUDWLRQV
7RSURPRWHVDIHW\FHUWDLQIXQFWLRQV
DUHGLVDEOHGXQOHVVWKHKDQGEUHDNLV
RQ
'RQRWXVHIRUPDQ\KRXUVDW
H[WUHPHO\ORZRUKLJKWHPSHUDWXUH
r&WRr&
7RUHGXFHWKHULVNRIHOHFWULFVKRFNGR
QRWUHPRYHWKHFRYHURUEDFNRIWKLV
SURGXFW7KHUHDUHQRXVHUVHUYLFHDEOH
SDUWVLQVLGH5HIHUVHUYLFLQJWRTXDOLILHG
VHUYLFHSHUVRQQHO
7RUHGXFHWKHULVNRIILUHRUHOHFWULF
VKRFNGRQRWH[SRVHWKLVSURGXFWWR
GULSSLQJRUVSODVKLQJZDWHUUDLQRU
PRLVWXUH
7KHWHPSHUDWXUHRIXQLWVRXWVLGHFDQ
EHH[WUHPHO\KLJKSOHDVHXVHWKHXQLW
DIWHUSURSHULQVWDOODWLRQLQ\RXUYHKLFOH
:KLOHGULYLQJNHHSWKHVRXQGYROXPHDW
DSURSHUOHYHO
'RQRWGURSLWDQGDYRLGKHDY\LPSDFWV
DWDQ\WLPH
7KHGULYHUPXVWQRWZDWFKWKHPRQLWRU
ZKLOHGULYLQJ,IWKHGULYHUZDWFKHVWKH
PRQLWRUZKLOHGULYLQJLWPD\OHDGWR
FDUHOHVVQHVVDQGFDXVHDQDFFLGHQW
7KLVXQLWLVIRUYHKLFOHVZLWKD9
EDWWHU\DQGQHJDWLYHJURXQGLQJ%HIRUH
LQVWDOOLQJLWLQDUHFUHDWLRQDOYHKLFOH
ORUU\RUEXVFKHFNWKHEDWWHU\YROWDJH
&$87,21
5,6.2)(/(&75,&6+2&.
'212723(1
*HQHUDO,QIRUPDWLRQ
6DIHW\ZDUQLQJV
$XGLR9LGHR1DYLJDWLRQ6\VWHP'01'
(QJOLVK
7RDYRLGVKRUWVLQWKHHOHFWULFDOV\VWHP
EHVXUHWRGLVFRQQHFWWKHEDWWHU\
FDEOHEHIRUHEHJLQQLQJWKHLQVWDOODWLRQ
Ҹ&$87,21
&/$66/$6(535428&7
./$66(/$6(5352'8.7
/82.$1,O$6(5/$,7(
./$66/$6(5$33$$$7
&O$66(35228,7/$6(5
7KLVSURGXFWXVHVD/DVHU6\VWHP
7RHQVXUHSURSHUXVHRIWKLVSURGXFW
SOHDVHUHDGWKLVRZQHUVPDQXDOFDUHIXOO\
DQGUHWDLQLWIRUIXWXUHUHIHUHQFH
6KRXOGWKHXQLWUHTXLUHPDLQWHQDQFH
FRQWDFWDQDXWKRUL]HGVHUYLFHFHQWHU
3HUIRUPLQJFRQWUROVDGMXVWPHQWVRU
FDUU\LQJRXWSURFHGXUHVRWKHUWKDQWKRVH
VSHFLILHGKHUHLQPD\UHVXOWLQKD]DUGRXV
UDGLDWLRQH[SRVXUH
7RSUHYHQWGLUHFWH[SRVXUHWRODVHUEHDP
GRQRWWU\WRRSHQWKHHQFORVXUH9LVLEOH
ODVHUUDGLDWLRQZKHQRSHQ'212767$5(
,172%($0
&$87,21
&/$6609,6,%/($1',19,6,%/(
/$6(55$',$7,21:+(123(1'2
1279,(:',5(&7/<:,7+237,&$/
,167580(176
&$87,21
Ӄ'RQRWNHHSWKHQDYLJDWLRQV\VWHP
UXQQLQJZLWKWKHHQJLQHVWRSSHG'RLQJ
VRPD\GLVFKDUJHWKHYHKLFOHEDWWHU\
:KHQ\RXXVHWKHQDYLJDWLRQV\VWHP
DOZD\VNHHSWKHHQJLQHUXQQLQJ
Ӄ:KHQWKHGULYHUZDQWVWRRSHUDWHWKH
QDYLJDWLRQV\VWHPILUVWSDUNWKHYHKLFOH
LQDVDIHORFDWLRQDQGVHWWKHSDUNLQJ
EUDNH2SHUDWLQJWKHV\VWHPZKLOH
GULYLQJFDQGLVWUDFWWKHGULYHUDQGPD\
UHVXOWLQDVHULRXVDFFLGHQW
Ӄ'RQRWGLVDVVHPEOHRUPRGLI\WKLV
V\VWHP,I\RXGRLWPD\UHVXOWLQ
DFFLGHQWVILUHRUHOHFWULFDOVKRFN
Ӄ6RPHFRXQWU\PD\KDYHODZVOLPLWLQJ
WKHXVHRIYLGHRVFUHHQVZKLOHGULYLQJ
8VHWKHV\VWHPRQO\ZKHUHLWLVOHJDOWR
GRVR'RQWXVH\RXUSKRQHZKHQ\RX
DUHGULYLQJ<RXPXVWVWRSDWDVDIH
SODFHWRXVH\RXUSKRQH
Ӄ:KHQGULYLQJ\RXUYHKLFOHEHVXUHWR
NHHSWKHYROXPHRIWKHXQLWORZHQRXJK
WRDOORZ\RXWRKHDUVRXQGVFRPLQJ
IURPWKHRXWVLGH
Hereby, Humax Automotive Co.,Ltd Declares that
this HAMT2001 is in compliance with the essential requirements and other relevant provisions of directive 1999/5/EC.
Ҹ7\SHVRI3OD\DEOH'LVFV
7KLVXQLWSOD\V&'5RU&'5:FRQWDLQLQJ
DXGLRWLWOHV03RU:0$ILOHV'HSHQGLQJ
RQWKHFRQGLWLRQVRIWKHUHFRUGLQJ
HTXLSPHQWRUWKH&'55:GLVFLWVHOI
VRPH&'55:GLVFVFDQQRWEHSOD\HGRQ
WKHXQLW
Ӄ'RQRWDWWDFKDQ\VHDORUODEHOWRHLWKHU
VLGHWKHODEHOHGVLGHRUWKHUHFRUGHG
VLGHRIDGLVF
Ӄ'RQRWXVHLUUHJXODUO\VKDSHG&'VHJ
KHDUWVKDSHGRURFWDJRQDO,WPD\
UHVXOWLQPDOIXQFWLRQV
*HQHUDO,QIRUPDWLRQ
3UHFDXWLRQ
$XGLR9LGHR1DYLJDWLRQ6\VWHP'01'
(QJOLVK
Ӄ$GHIHFWLYHRUVRLOHGGLVF
LQVHUWHGLQWRWKHXQLWFDQ
FDXVHVRXQGWRGURSGXULQJ
SOD\EDFN
Ӄ+DQGOHWKHGLVFE\KROGLQJLWV
LQQHURXWHUHGJHV
Ӄ'RQRWWRXFKWKHVXUIDFHRI
WKHXQODEHOHGVLGHRIWKH
GLVF
'RQRWVWLFNSDSHURUWDSHHWF
RQWKHVXUIDFH
'RQRWH[SRVHWKHGLVFWR
GLUHFWVXQOLJKWRUH[FHVVLYH
KHDW
7KLVXQLWFDQQRWSOD\FPGLVF
XVHFPGLVFRQO\
Ӄ&OHDQWKHGLVFEHIRUH
SOD\EDFN:LSHWKHGLVFIURP
WKHFHQWHURXWZDUGZLWKD
FOHDQLQJFORWK
Ӄ1HYHUXVHVROYHQWVVXFKDV
EHQ]HQHRUDOFRKROWRFOHDQ
WKHGLVF
Ҹ3UHFDXWLRQVRIKDQGOLQJGLVFVDQGSOD\HU
*HQHUDO,QIRUPDWLRQ
3UHFDXWLRQ
$XGLR9LGHR1DYLJDWLRQ6\VWHP'01'
(QJOLVK
Ҹ127(621&23<5,*+76
,WLVIRUELGGHQE\ODZWRFRS\EURDGFDVW
VKRZEURDGFDVWYLDFDEOHSOD\LQSXEOLF
RUUHQWFRS\ULJKWHGPDWHULDOZLWKRXW
SHUPLVVLRQ
7KLVSURGXFWIHDWXUHVWKHFRS\SURWHFWLRQ
IXQFWLRQGHYHORSHGE\0DFURYLVLRQ
&RS\SURWHFWLRQVLJQDOVDUHUHFRUGHGRQ
VRPHGLVFV:KHQSOD\LQJWKHSLFWXUHVRI
WKHVHGLVFVRQDXQLWSLFWXUHQRLVHZLOO
DSSHDU7KLVSURGXFWLQFRUSRUDWHV
FRS\ULJKWSURWHFWLRQWHFKQRORJ\WKDWLV
SURWHFWHGE\PHWKRGFODLPVRIFHUWDLQ86
SDWHQWVDQGRWKHULQWHOOHFWXDOSURSHUW\
ULJKWVRZQHGE\0DFURYLVLRQ&RUSRUDWLRQ
DQGRWKHUULJKWVRZQHUV
8VHRIWKLVFRS\ULJKWSURWHFWLRQ
WHFKQRORJ\PXVWEHDXWKRUL]HGE\
0DFURYLVLRQ&RUSRUDWLRQDQGLVLQWHQGHG
IRUKRPHDQGRWKHUOLPLWHGYLHZLQJXVHV
RQO\XQOHVVRWKHUZLVHDXWKRUL]HGE\
0DFURYLVLRQ&RUSRUDWLRQ5HYHUVH
HQJLQHHULQJRUGLVDVVHPEO\LVSURKLELWHG
Ҹ'LVSRVDORI\RXUROGDSSOLDQFH
:KHQWKLVFURVVHGRXWZKHHOHGELQ
V\PEROLVDWWDFKHGWRDSURGXFWLW
PHDQVWKHSURGXFWLVFRYHUHGE\WKH
(XURSHDQ'LUHFWLYH(&
$OOHOHFWULFDODQGHOHFWURQLFSURGXFWV
VKRXOGEHGLVSRVHGRIVHSDUDWHO\IURP
WKHPXQLFLSDOZDVWHVWUHDPYLD
GHVLJQDWHGFROOHFWLRQIDFLOLWLHV
DSSRLQWHGE\WKHJRYHUQPHQWRUWKH
ORFDODXWKRULWLHV
7KHFRUUHFWGLVSRVDORI\RXUROG
DSSOLDQFHZLOOKHOSSUHYHQWSRWHQWLDO
QHJDWLYHFRQVHTXHQFHVIRUWKH
HQYLURQPHQWDQGKXPDQKHDOWK
)RUPRUHGHWDLOHGLQIRUPDWLRQDERXW
GLVSRVDORI\RXUROGDSSOLDQFHSOHDVH
FRQWDFW\RXUFLW\RIILFHZDVWHGLVSRVDO
VHUYLFHRUWKHVKRSZKHUH\RX
SXUFKDVHGWKHSURGXFW
L3RGLVDWUDGPDUNRI$SSOH,QFUHJLVWHUHG
LQ86DQGRWKHFRQWULHV0DGHIRUL3RG
PHDQVWKDWDQHOHFWURQLFDFFHVVRU\KDV
EHHQGHVLJQHGWRFRQQHFWVSHFLILFDOO\WR
L3RGDQGKDVEHHQFHUWLILHGE\GHYHORSHU
WRPHHW$SSOHSHUIRUPDQFHVWDQGDUGV
7KH%OXHWRRWKZRUGPDUNDQGORJRVDUH
RZQHGE\WKH%OXHWRRWK6,*,QFDQGDQ\
XVHRIVXFKPDUNVE\+XPD[$XWRPRWLYH
LVXQGHUOLFHQVH2WKHUWUDGHPDUNVDQG
WUDGHQDPHVDUHWKRVHRIWKHLUUHVSHFWLYH
RZQHUV
'ROE\DQGWKHGRXEOH' V\PEROVDUH
WUDGHPDUNVRI'ROE\/DERUDWRULHV
0DQXIDFWXUHGXQGHUOLFHQVHIURP'ROE\
/DERUDWRULHV
2YHUYLHZ
$96\VWHP
$XGLR9LGHR1DYLJDWLRQ6\VWHP'01'
(QJOLVK
(-(&7> @EXWWRQ
(MHFWDGLVF
5(6(7EXWWRQIRUV\VWHPUHERRWLQJ
,IWKHXQLWIDLOVWRRSHUDWHSURSHUO\SUHVVWKLVEXWWRQZLWKDSHQWLSRUDQRWKHU
SRLQWHGLQVWUXPHQW
&/2&.> @EXWWRQ
6KRZWKHFORFNLQSRZHURQRURIIVWDWXV
SEEK
TRACK
PHONE MEDIA DISP SETUP
FM/AM
AUX
MAP
NAVI
TUNE
VOLUME
RESET
ₛ ₜ
3+21(EXWWRQ
(QWHUWKH%OXHWRRWK3KRQHPHQX
0(',$EXWWRQ
6ZLWFKWKHPRGHEHWZHHQWKH0HGLDPHQXDQGSUHYLRXVIXQFWLRQ
VFUHHQ
',63EXWWRQ
7XUQWKHGLVSOD\RIIRQ
6(783EXWWRQ
6ZLWFKWKHPRGHEHWZHHQWKH6\VWHPVHWWLQJVDQGSUHYLRXV
IXQFWLRQVFUHHQ
6((.75$&. EXWWRQV
6HHNDVWDWLRQRUVNLSDWUDFNSUHVVDIWHUIDVWIRUZDUGUHYHUVHD
VWDWLRQVHHNDVWDWLRQSUHVVDQGKROG
)0$0EXWWRQ
(QWHUWKHUDGLRPRGHRUVZLWFKEHWZHHQWKH)0)0$0EDQGV
$8;EXWWRQ
(QWHUWKHFRQQHFWHG$8;PRGH
32:(5> @EXWWRQZLWK92/80(GLDO
7XUQWKHSRZHURQDQGPXWHIXQFWLRQRQRIISUHVVWXUQWKH
SRZHURIISUHVVDQGKROGDGMXVWWKHYROXPHURWDWH
0$3EXWWRQ
(QWHUWKHFXUUHQWORFDWLRQPDSVFUHHQ
1$9,EXWWRQ
(QWHUWKHGHVWLQDWLRQPHQX9DULRXVPHWKRGVIRUHQWHULQJD
GHVWLQDWLRQDUHDYDLODEOH
781( EXWWRQV
)LQGDVWDWLRQPDQXDOO\IDVWIRUZDUGUHYHUVHWKHFXUUHQWSOD\EDFN
SRVLWLRQIRU0HGLDRUIDVWIRUZDUGUHYHUVHDFKDSWHUIRU'9'
$XGLR9LGHR1DYLJDWLRQ6\VWHP'01'
(QJOLVK
2YHUYLHZ
6WHHULQJZKHHOUHPRWHFRQWURO
9ROXPH>92/@MRJ
$GMXVWWKHYROXPHOHYHOSXVKRUSXOO
6NLSϽϾEXWWRQ
6NLSWKHSUHYLRXVQH[WSUHVHWVWDWLRQ
RUILOHWUDFNSUHVVVHDUFKWKH
DYDLODEOHVWDWLRQVDXWRPDWLFDOO\SUHVV
DQGKROG
087(EXWWRQ
7XUQWKHPXWHIXQFWLRQRQRIISUHVV
:KHQWKHPXWHIXQFWLRQLVDFWLYDWHG
WKH087(LFRQZLOODSSHDUDWWKHWRS
RIWKHVFUHHQ
02'(EXWWRQ
7XUQWKHSRZHURQRUFKDQJHWKH$9
PRGHDVEHORZ)0Ϧ)0Ϧ$0Ϧ
86%0XVLFϦ9LGHRL3RGϦ'9'
9&'&'Ϧ%OXHWRRWK$XGLRϦ$8;
Ϧ)0SUHVVWXUQWKHSRZHURII
SUHVVDQGKROG
&DOO> @EXWWRQ
(QWHUWKH%OXHWRRWK3KRQHPRGHRU
UHFHLYHDQLQFRPLQJFDOOSUHVVPDNH
DFDOOYLDODVWFDOOSUHVVDQGKROG
(QG> @EXWWRQ
5HMHFWVRUHQGVDFDOO
VOL
VOL
MUTE
MODE
HORN
VOL
VOL
MUTE
MODE
(QJOLVK
$XGLR9LGHR1DYLJDWLRQ6\VWHP'01'
2YHUYLHZ
*HWWLQJVWDUWHG
Ҹ7XUQLQJRQRIIWKHXQLW
3UHVVWKHVPDUWLJQLWLRQ>(1*,1(67$57
6723@EXWWRQWRWXUQWKHXQLWRQ
7KHGULYHVDIHW\PHVVDJHVFUHHQLV
GLVSOD\HG
:KHQ\RXWXUQWKHXQLWRIISUHVVWKH
32:(5> @EXWWRQRU02'(EXWWRQRQ
WKHVWHHULQJZKHHOUHPRWHFRQWUROWR
WXUQWKHXQLWRQ
Ҿ7RWXUQWKHSRZHURQGLUHFWO\
%\LQVHUWLQJDGLVFFRQQHFWLQJWKH86%
GHYLFHRUSUHVVLQJWKH)0$00(',$
3+21(EXWWRQZKLOHWKH86%$8;
%OXHWRRWK3KRQHLVFRQQHFWHG\RXFDQ
DOVRWXUQWKHSRZHURQDQGWKHXQLWSOD\V
7DSWKH$JUHH
7KHSUHYLRXVO\VHOHFWHGVWDWLRQLV
UHFHLYHGRUWKHILOHWUDFNFKDSWHULV
SOD\HG
7RWXUQWKHXQLWRIISUHVVDQGKROGWKH
32:(5> @EXWWRQRU02'(EXWWRQRQ
WKHVWHHULQJZKHHOUHPRWHFRQWURO
:KHQWKHXQLWLVWXUQHGRIIWKHFORFN
DQGGDWHDUHDSSHDURQWKHVFUHHQ
<RXFDQWXUQWKHGLVSOD\RII5HIHUWR
SDJH6(783!'LVSOD\!3LFWXUH
)UDPH
Ҹ$GMXVWLQJWKH9ROXPHOHYHO
5RWDWHWKH92/80(GLDORUSXVKIXOO
9ROXPH>92/@MRJRQWKHVWHHULQJ
ZKHHOUHPRWHFRQWUROWRLQFUHDVH
GHFUHDVHWKHYROXPHOHYHO
7KHYROXPHOHYHOZLOOEHVKRZQRQWKH
GLVSOD\$XGLRPRGHWR&DOO
PRGHWR
Ҹ0XWLQJWKH6RXQGTXLFNO\
3UHVVWKH32:(5> @EXWWRQRU087(
EXWWRQRQWKHVWHHULQJZKHHOUHPRWH
FRQWUROWRVHWPXWHRQ
087(PHVVDJHLVGLVSOD\HG
$XGLR9LGHR1DYLJDWLRQ6\VWHP'01'
(QJOLVK
2YHUYLHZ
*HWWLQJVWDUWHG
Ҹ5HDUYLHZFDPHUDVFUHHQ
5HDUYLHZPRGHDOVRDOORZV\RXWRFKHFN
ZKDWLVEHKLQG\RXZKLOHGULYLQJ
:LWKDUHDUYLHZFDPHUDDXWRPDWLF
VZLWFKLQJWRYLGHRIURPDUHDUYLHZ
FDPHUDLVSRVVLEOHZKHQWKHJHDUVKLIWLV
PRYHGWR5(9(56(5SRVLWLRQ
:KHQWKHXQLWLVERRWHGFRPSOHWHO\WKH
JXLGHOLQHLVGLVSOD\HGRQWKHVFUHHQ
1RWH
ҭ7KHUHDUYLHZFDPHUDIXQFWLRQLVLQXVH
E\SURGXFWDVDQDLGWRNHHSDQH\H
RQWUDLOHUVRUZKHQEDFNLQJLQWRWLJKW
SDUNLQJVSRW'RQRWXVHWKLVIXQFWLRQ
IRUHQWHUWDLQPHQWSXUSRVH
ҭ2EMHFWLQUHDUYLHZPD\DSSHDUFORVHU
RUPRUHGLVWDQWWKDQLQUHDOLW\
7RUHVWRUHWKHVRXQGSUHVVWKH32:(5
>@EXWWRQRU087(EXWWRQRQWKH
VWHHULQJZKHHOUHPRWHFRQWURORUURWDWH
WKH92/80(GLDO
ҭ3OHDVHQRWHWKDWWKHHGJHVRIWKHUHDU
YLHZFDPHUDLPDJHVPD\GLIIHUVOLJKWO\
DFFRUGLQJWRZKHWKHUIXOOVFUHHQLPDJHV
DUHGLVSOD\HGZKHQEDFNLQJ
Ҹ0HGLDPHQXVFUHHQ
3UHVVWKH0(',$EXWWRQWRHQWHUWKH
0HGLDPHQXVFUHHQ
<RXFDQFKRRVHWKHPRGHRIPHGLDRQ
WKLVVFUHHQ
ǭ Ǯ
ǯǰ DZ
Ǭ
Ǭ86%0XVLF
6HOHFWWKH0XVLFSOD\HUYLDDFRQQHFWHG
86%GHYLFH
ǭ86%9LGHR
6HOHFWWKH9LGHRSOD\HUYLDDFRQQHFWHG
86%GHYLFH
Ǯ86%,PDJH
6HOHFWWKH,PDJHSOD\HUYLDDFRQQHFWHG
86%GHYLFH
ǯL3RG
6HOHFWWKH0XVLFSOD\HUFRQQHFWHG
ǰ%OXHWRRWK$XGLR
6HOHFWWKH$XGLRSOD\HUYLDD%OXHWRRWK
GHYLFH
DZ'9'9&'&'
6HOHFWWKH'LVFSOD\HUYLDDORDGHGGLVF
PHGLD
(QJOLVK
$XGLR9LGHR1DYLJDWLRQ6\VWHP'01'
0XOWLPHGLDSOD\HU
5DGLR
Ҹ/LVWHQLQJWRWKHUDGLRVWDWLRQV
3UHVVWKH)0$0EXWWRQWRHQWHUWKH
5DGLRIXQFWLRQ7KHSUHYLRXVO\VHOHFWHG
VWDWLRQLVUHFHLYHG
Ǭ>)0)0$0@6KRZWKHFXUUHQW
IUHTXHQF\EDQGZLGWK
ǭ3UHVHWVWDWLRQVKRUWFXW5HFDOOWKH
,QGLFDWHGVWDWLRQWDSVWRUHWKHFXUUHQW
VWDWLRQWDSDQGKROG
Ǯ>1HZV@&DWHJRU\QDPH6KRZWKH
FDWHJRU\QDPHRIFXUUHQWVWDWLRQRQO\
IRU5%'6VWDWLRQ
ǯ6WHUHR,QGLFDWHIRU)0VWHUHR
UHFHSWLRQ
ǰ>@6KRZWKHIUHTXHQF\RIFXUUHQW
VWDWLRQ
DZ,QGLFDWHWKHVWDWLRQVHDUFKLQJ
PRGH
Dz>65:(@3URJUDP6HUYLFHQDPH6KRZV
WKH3URJUDP6HUYLFHQDPHRIFXUUHQWO\
VWDWLRQRQO\IRU5%'6VWDWLRQ
dz)UHTXHQF\JDXJHEDU6KRZVWKH
SRVLWLRQRIFXUUHQWIUHTXHQF\ZLWK
EDQGZLGWKUDQJH
Ǵ,
ҼҼҸҸ
,6HHNXSGRZQIUHTXHQFLHVIRU
VWDWLRQVZLWKJRRGUHFHSWLRQ
ǵҼҼҸҸ7XQHXSGRZQWKHIUHTXHQF\
SUHVVIDVWWXQHXSGRZQWKH
IUHTXHQF\SUHVVDQGKROG
Ƕ35(6(72SHQWKHSUHVHWVWDWLRQOLVW
VFUHHQ
3UHVVWKH)0$0EXWWRQWRVHOHFWWKH
GHVLUHGEDQG7KHEDQGVZLWFKHVDV
IROORZV
)0Ϧ)0Ϧ$0Ϧ)0Ϧ
7RVHDUFKDVWDWLRQDXWRPDWLFDOO\WDS
WKHǴ,
ҼҼҸҸ
,
:KHQDVWDWLRQLVUHFHLYHGWKH
VHDUFKLQJVWRSV
7RWXQHDGHVLUHGIUHTXHQF\PDQXDOO\
WDSWKHǵҼҼҸҸ
7RRSHQWKH3UHVHWOLVWVFUHHQWDSWKH
Ƕ35(6(7DQGVHOHFWWKHGHVLUHG
RSWLRQDVIROORZV
Ƿ3UHVHWVWDWLRQOLVW6KRZWKHSUHVHW
VWDWLRQOLVW
ǸҸ1RZSOD\LQJ5HWXUQWRWKH1RZ
SOD\LQJVFUHHQ
ǹ$XWR6WRUH$XWRPDWLFDOO\VWRUHWKH
VWURQJEURDGFDVWIUHTXHQFLHV
Ҹ6WRULQJUHFDOOLQJWKHSUHVHWVWDWLRQ
<RXFDQHDVLO\VWRUHXSWRSUHVHW
VWDWLRQVIRUHDFKEDQG)0)0DQG
$0
6HOHFWWKHEDQG)0)0RU$0DQG
GHVLUHGIUHTXHQF\\RXZDQWWRVWRUHD
VWDWLRQLQWR
7DSDQGKROGRQHRIWKHǭ3UHVHW
VWDWLRQVKRUWFXWRUǷ3UHVHWVWDWLRQOLVW
RQSUHVHWOLVWVFUHHQ
7KHVHOHFWHGSUHVHWVWDWLRQKDVEHHQ
VWRUHGLQPHPRU\
5HSHDWVWHSaWRSUHVHWRWKHU
VWDWLRQV
1RWH,I\RXWU\WRVWRUHDQRWKHUVWDWLRQ
XVLQJWKHVDPHSUHVHWQXPEHUWKH
SUHYLRXVO\VWRUHGVWDWLRQZLOOEHHUDVHG
1H[WWLPHLI\RXWDSWKHǭ3UHVHW
VWDWLRQVKRUWFXWRUǷ3UHVHWVWDWLRQOLVW
RQSUHVHWOLVWVFUHHQWKHVWDWLRQLV
UHFDOOHGIURPWKHPHPRU\
Ǵ ǵ Ƕ
ǭ
Ǯǯ
ǰDZ
Dz
dz
Ǭ
Ƿ
Ǹ ǹ
$XGLR9LGHR1DYLJDWLRQ6\VWHP'01' 
(QJOLVK
0XOWLPHGLDSOD\HU
5DGLR
Ҹ6WRULQJWKHVWDWLRQVDXWRPDWLFDOO\
7KLVIXQFWLRQOHWV\RXDXWRPDWLFDOO\VWRUH
WKHVWURQJEURDGFDVWIUHTXHQFLHV
3UHVVWKH)0$0EXWWRQWRVHOHFWWKH
EDQG)0)0RU$0
7DSWKHǶ35(6(7WRRSHQWKH3UHVHW
VWDWLRQOLVWVFUHHQ
7DSWKHǹ$XWR6WRUH
/RFDOVWDWLRQVZLWKWKHVWURQJVLJQDODUH
VHDUFKHGDQGVWRUHGDXWRPDWLFDOO\
$QGWKHQWKHOLVWPHQXDSSHDUVRQWKH
VFUHHQ
(QJOLVK
$XGLR9LGHR1DYLJDWLRQ6\VWHP'01'
0XOWLPHGLDSOD\HU
86%L3RG0XVLFSOD\HU
Ҹ3OD\LQJWKH86%RUL3RGPXVLFILOHV
<RXFDQSOD\WKH03:0$RU:$9ILOHV
VWRUHGLQD86%GHYLFHRUL3RG
&RQQHFWD86%GHYLFHRUL3RGWRWKH
86%SRUW
86%L3RG0XVLFSOD\EDFNVWDUWVZLWK
DXWRPDWLFDOO\DIWHUUHFRJQL]LQJWKHGDWD
RIWKH86%GHYLFHRUL3RG
:KHQWKH86%GHYLFHRUL3RGLVFRQQHFWHG
DOUHDG\SUHVVWKH0(',$!WDSWKH86%
0XVLFRUL3RGRQWKH0HGLDPHQXVFUHHQ
6HOHFWWKHGHVLUHGRSWLRQDVIROORZV
Ǭ3URJUHVVEDU6KRZWKHSURJUHVVEDU
ZLWKHODSVHGWLPHUXQQLQJWLPHIRU
FXUUHQWO\VRQJ
ǭ7KXPEQDLO6KRZWKHFXUUHQWO\$OEXP
DUW
Ǯ6RQJVLQIRUPDWLRQ6KRZWKH$OEXP
$UWLVW6RQJ)LOHQDPH
ǯ,
ҼҼҸҸ
,6NLSWRSUHYLRXVRUQH[WILOH
ǰ  3DXVHUHVXPHSOD\EDFN
DZ537 5'0&KDQJHSOD\EDFN
PRGH
Dz/LVW(QWHUWKHVRQJVOLVWPHQX
VFUHHQ
7RSDXVHSOD\EDFNWDSWKHǰ 
7RUHVXPHSOD\EDFNWDSWKHǰ
7RVNLSWRWKHSUHYLRXVRUQH[WILOHWDS
WKHǯ,
ҼҼҸҸ
,UHSHDWHGO\
Ҹ&KDQJLQJWKH3OD\EDFNPRGH
7RVHOHFWWKHSOD\EDFNPRGHWDSWKHDZ
537RU 5'0
Н3OD\VWKHFXUUHQWILOHRQDORRS
Н5HSHDWSOD\DOOILOHVZLWKLQWKH
FXUUHQWIROGHURQO\IRU86%
Н5HSHDWSOD\DOOILOHVZLWKLQWKH86%
RUL3RG
Н3OD\VUDQGRPO\DOOILOHVZLWKLQWKH
86%RUL3RG
Ҹ8VLQJWKH/LVWPRGH
7DSWKHDz /LVW
)RUL3RGVWKHQVHOHFWWKHGHVLUHGǬ
&DWHJRU\
DZ
Ǯ
ǯ ǯǰ Dz
ǭ
Ǭ
Ǭ
)LOHOLVWLVGLVSOD\HG
6HOHFWWKHGHVLUHGRSWLRQDVIROORZV
Ǯǯ
ǰ DZ Dz dz
ǭ
Ǭ&DWHJRU\OLVW6KRZWKHFDWHJRU\ZLWKLQ
L3RG
ǭ0XVLF9LGHR,PDJH6KRZWKHSOD\DEOH
PHGLDW\SH
Ǯ)LOH/LVW6KRZWKHILOHOLVW
&XUUHQWO\SOD\LQJILOH
ǯҶҺ0RYHWRWKHSUHYLRXVQH[WOLVW
SDJH
$XGLR9LGHR1DYLJDWLRQ6\VWHP'01' 
(QJOLVK
0XOWLPHGLDSOD\HU
86%L3RG0XVLFSOD\HU
3UHFDXWLRQVIRU+DQGOLQJ86%L3RG
:KHQXVLQJDQH[WHUQDO86%GHYLFHPDNH
VXUHWRNHHSWKHGHYLFHGLVFRQQHFWHGDQG
FRQQHFWRQO\VRPHWLPHDIWHUWXUQLQJRQ
WKHYHKLFOHLJQLWLRQ7KH86%GHYLFHPD\
EHGDPDJHGLIWKH86%GHYLFHLVDOUHDG\
FRQQHFWHGZKHQWKHLJQLWLRQLVWXUQHGRQ
86%GHYLFHLVQRWDQHOHFWURQLF
DXWRPRWLYHFRPSRQHQW
6RPH86%GHYLFHVPD\QRWRSHUDWH
SURSHUO\EHFDXVHRIFRPSDWLELOLW\LVVXHV
&KHFNWKDWWKHH[WHUQDOGHYLFHLV
VXSSRUWHGE\WKHGHYLFHEHIRUHVWDUWLQJ
XVH
7KHGHYLFHZLOORQO\UHFRJQL]H86%GHYLFHV
IRUPDWWHGLQ)$7RU)$717)6
IRUPDWLVQRWVXSSRUWHG:KHQ\RX
IRUPDWWKHH[WHUQDO86%GHYLFHWKLVXQLW
PD\QRWSURSHUO\UHFRJQL]HD%\WH6HFWRU
VHOHFWLRQRWKHUWKDQ%\WHRU
%\WH
$YRLGFRQWDFWRIERG\SDUWVDQGIRUHLJQ
VXEVWDQFHVZLWKWKH86%FRQQHFWRU
5HSHDWHGO\FRQQHFWLQJGLVFRQQHFWLQJWKH
86%LQDVKRUWSHULRGRIWLPHPD\FDXVH
GDPDJHWRWKHGHYLFH
:KHQGLVFRQQHFWLQJWKH86%DQDEQRUPDO
VRXQGPD\RFFXURFFDVLRQDOO\
$EUXSWO\GLVFRQQHFWLQJWKHH[WHUQDO86%
GHYLFHZKLOHWKH86%LVRSHUDWLQJPD\
FDXVHWKHGHYLFHWREHGDPDJHGRU
IXQFWLRQDEQRUPDOO\
0DNHVXUHWRGLVFRQQHFWWKH86%GHYLFH
RQO\DIWHUWKHDXGLRSRZHULVWXUQHGRIIRU
ZKHQWKHDXGLRLVRSHUDWLQJLQDGLIIHUHQW
PRGH
7KHDPRXQWRIWLPHUHTXLUHGWRUHFRJQL]H
WKHH[WHUQDO86%GHYLFHPD\GLIIHU
GHSHQGLQJRQWKHW\SHVL]HRUILOH
IRUPDWVVWRUHGRQWKH86%6XFK
GLIIHUHQFHVLQWKHUHTXLUHGWLPHDUHQRW
LQGLFDWLRQVRIPDOIXQFWLRQ3OHDVHZDLWWKH
SHULRGRIWLPHUHTXLUHGWRUHFRJQL]HWKH
GHYLFH
7KHGHYLFHVXSSRUWVRQO\86%GHYLFHV
XVHGWRSOD\PXVLFYLGHRLPDJHILOHV
'RQRWXVHWKH86%,)WRFKDUJHEDWWHULHV
RU86%DFFHVVRULHVZKLFKJHQHUDWHKHDW
6XFKDFWVPD\OHDGWRGHWHULRUDWHG
SHUIRUPDQFHRUGDPDJHWRWKHGHYLFH
:KLOHWKHVPDUWSKRQHFKDUJLQJYLD86%
SRUWVRPHPRGHOVPD\QRWEHFKDUJHG
GXHWRFRPSDWLELOLW\LVVXHV
7KHGHYLFHPD\QRWUHFRJQL]HWKH86%
GHYLFHLIVHSDUDWHO\SXUFKDVHG86%KXEV
DQGH[WHQVLRQFDEOHVDUHXVHG
,QWKHFDVHRIKLJKFDSDFLW\86%GHYLFHV
WKHUHDUHLQVWDQFHVZKHUHWKHORJLFDO
GULYHVDUHSDUWLWLRQHGIRUXVHU
FRQYHQLHQFH,QWKLVFDVHLWZLOORQO\EH
SRVVLEOHWRSOD\WKH86%PXVLFLQWKHWRS
OHYHOGULYH
ǰҸ3OD\HU5HWXUQWRWKH0XVLFSOD\LQJ
PRGHVFUHHQ
DZ1RZ/LVW5HWXUQWRWKHOLVWRI
FXUUHQWSOD\LQJILOH
Dz 8S)ROGHU0RYHVWRXSSHUIROGHU
dz5RRW)ROGHU0RYHVWRURRWIROGHU
7DSWKHGHVLUHGILOHOLVWWRSOD\LQJVWDUW
,QFDVHRIL3RGWRVHDUFKWKHVRQJILOH
WDSWKHGHVLUHGILOHOLVWDIWHUVHOHFWWKH
Ǭ&DWHJRU\OLVWRQWKHFDWHJRU\OLVW
VFUHHQ
α,3RG,QVWUXFWLRQV0DQXDO
7RXVHWKHWRXFKVFUHHQ\RXVKRXOG
QHFHVVDULO\XVHWKHJHQXLQHFDEOHV
IXUQLVKHGZLWK\RXU$SSOHGHYLFH
<RXUL3RGZLOORQO\FKDUJHZLWKWKH
LJQLWLRQNH\LQWKHSRVLWLRQ$&&21
XWLOL]LQJWKHJHQXLQHFDEOHVIXUQLVKHG
DORQJZLWK\RXU$SSOHGHYLFH
:DUQLQJ1RQJHQXLQHFDEOHVPD\FDXVH
WKHFRQQHFWLRQWRIDLODVZHOODVGDPDJH
WKHV\VWHPβ
(QJOLVK
$XGLR9LGHR1DYLJDWLRQ6\VWHP'01'
0XOWLPHGLDSOD\HU
86%L3RG0XVLFSOD\HU
:KHQXVLQJSDUWLWLRQHGGULYHVVDYHWKH
VRQJV\RXZLVKWRSOD\RQWKHGHYLFHRQO\
LQWKHWRSOHYHOORJLFDOGULYH,QDGGLWLRQ
FHUWDLQ86%GHYLFHVDUHFRQILJXUHGZLWKD
VHSDUDWHGULYHXVHGWRLQVWDOODSSOLFDWLRQ
SURJUDPVDQGLWPD\QRWEHSRVVLEOHWR
SOD\VRQJVIURPVXFKGULYHVIRUWKH
UHDVRQVGHVFULEHGDERYH
7KHGHYLFHPD\QRWVXSSRUWQRUPDO
RSHUDWLRQZKHQXVLQJIRUPDWVVXFKDV
+''7\SH&)RU6'0HPRU\
7KHGHYLFHZLOOQRWVXSSRUWILOHVORFNHGE\
'50'LJLWDO5LJKWV0DQDJHPHQW
L3RGLVDUHJLVWHUHGWUDGHPDUNRI$SSOH
&RUSRUDWLRQLQWKH8QLWHG6WDWHVDQGRU
RWKHUFRXQWULHV
7KLVSURGXFWFRQQHFWVL3RGPRGHOVZKLFK
VXSSRUWWKHIROORZLQJDQGRWKHUGHYLFHV
DUHQRWVXSSRUWHG
L3RG1DQRL3RGL3RG7RXFKL3KRQH
PRGHOV
6RPHL3RGL3KRQHPRGHOVPD\QRWEH
VXSSRUWHGFRQQHFWHG
2QO\FRQQHFWWKHL3RGWRWKLVSURGXFWZLWK
FRQQHFWLRQFDEOHVVXSSRUWHGE\L3RG
SURGXFWV2WKHUFRQQHFWLRQFDEOHVFDQQRW
EHXVHG
,QVRPHFDVHVWKHL3RGSURGXFWPD\EH
GDPDJHGLIWKHLJQLWLRQLVWXUQHGRIIZKLOH
LWLVFRQQHFWHGWRWKHSURGXFW:KHQWKH
L3RGSURGXFWLVQRWEHLQJXVHGNHHSLW
VHSDUDWHIURPWKLVSURGXFWZLWKWKHFDU
LJQLWLRQWXUQHGRII
7KHSOD\EDFNIXQFWLRQVDQGWKH
LQIRUPDWLRQGLVSOD\LWHPVRIWKHL3RG
SOD\HUXVHGZLWKWKLVSURGXFWPD\GLIIHU
IURPWKHL3RGLQWHUPVRISOD\RUGHU
PHWKRGDQGWKHLQIRUPDWLRQGLVSOD\HG
$XGLR9LGHR1DYLJDWLRQ6\VWHP'01' 
(QJOLVK
0XOWLPHGLDSOD\HU
86%9LGHRSOD\HU
Ҹ3OD\LQJWKH86%YLGHRILOHV
<RXFDQSOD\WKHYLGHRILOHVVWRUHGLQD86%
GHYLFH
&RQQHFWD86%GHYLFHWRWKH86%SRUW
86%9LGHRSOD\EDFNVWDUWVDXWRPDWLFDOO\
DIWHUUHFRJQL]LQJWKHGDWDRIWKH86%
PHPRU\
:KHQWKH86%VWRUDJHGHYLFHLVDOUHDG\
FRQQHFWHGSUHVVWKH0(',$EXWWRQWKHQ
WDSWKH86%9LGHRRQWKH0HGLDPHQX
VFUHHQ
&DXWLRQ:KLOHGULYLQJ\RXFDQQRWZDWFKWKH
YLGHR
7RVKRZWKHFRQWUROSDQHOVFUHHQWDS
WKH3OD\LQJVFUHHQDQGVHOHFWWKH
GHVLUHGRSWLRQDVIROORZV
Ǭ0XVLF9LGHR,PDJH6KRZWKHSOD\DEOH
PHGLDW\SHZLWKLQ86%
ǭ)LOH/LVW6KRZVWKHILOHOLVW
&XUUHQWO\SOD\LQJILOH
ǮҶҺ0RYHWRWKHSUHYLRXVQH[WOLVW
SDJH
ǯҸ3OD\HU5HWXUQWRWKH9LGHRSOD\LQJ
PRGHVFUHHQ
ǰ 1RZ/LVW5HWXUQWRWKHOLVWRI
FXUUHQWSOD\LQJILOH
DZ8S)ROGHU0RYHVWRXSSHUIROGHU
Dz5RRW)ROGHU0RYHVWRURRWIROGHU
7DSWKHGHVLUHGILOHOLVWWRSOD\LQJVWDUW
Ǭ3URJUHVVEDU6KRZWKHSURJUHVVEDU
ZLWKHODSVHGWLPHUXQQLQJWLPHIRU
FXUUHQWO\SOD\LQJILOH
ǭ)LOHQDPH6KRZVWKHFXUUHQWO\SOD\LQJ
ILOHQDPH
Ǯ,
ҼҼҸҸ
,6NLSWRSUHYLRXVRUQH[WILOH
ǯ 3DXVHUHVXPHWKHSOD\EDFN
ǰ537&KDQJHWKH5HSHDWSOD\EDFN
PRGH
Н3OD\VWKHFXUUHQWILOHRQDORRS
Н5HSHDWSOD\DOOILOHVZLWKLQWKH
FXUUHQWIROGHU
Н5HSHDWSOD\DOOILOHVZLWKLQWKH86%
DZ6XE$FWLYDWHGHDFWLYDWHWKHVXEWLWOH
GLVSOD\LQJPRGH
Dz/LVW(QWHUWKHILOHOLVWPHQXVFUHHQ
7RUHWXUQWRWKHIXOOVFUHHQZLWKRXW
FRQWUROSDQHOWDSWKH3OD\LQJVFUHHQ
DJDLQ
7RSDXVHSOD\EDFNWDSWKHǯ 
7RUHVXPHWKHSOD\EDFNWDSWKHǯ
7RVNLSWRWKHSUHYLRXVRUQH[WILOHWDS
WKHǮ,
ҼҼҸҸ
,UHSHDWHGO\
7RVKRZKLGHWKHVXEWLWOHWDSWKHDZ 
6XE
ǯ
ǭ
Ǯ Ǯ ǰ DzDZ
Ǭ
Ҹ8VLQJWKH/LVWPRGH
7DSWKHDz /LVWWRHQWHUWKH)LOHOLVW
PHQXVFUHHQDQGVHOHFWWKHGHVLUHG
RSWLRQDVIROORZV
DZ
Ǯ
ǯ ǰ Dz
ǭ
Ǭ
(QJOLVK
$XGLR9LGHR1DYLJDWLRQ6\VWHP'01'
86%,PDJHSOD\HU
0XOWLPHGLDSOD\HU
Ҹ3OD\LQJWKH86%LPDJHILOHV
<RXFDQSOD\WKHLPDJHILOHVVWRUHGLQD86%
GHYLFH
&RQQHFWD86%GHYLFHWRWKH86%SRUW
86%,PDJHSOD\EDFNVWDUWVZLWK
DXWRPDWLFDOO\DIWHUUHFRJQL]LQJWKHGDWD
RIWKH86%PHPRU\
:KHQWKH86%VWRUDJHGHYLFHLVDOUHDG\
FRQQHFWHGSUHVVWKH0(',$EXWWRQWKHQ
WDSWKH86%,PDJHRQWKH0HGLDPHQX
VFUHHQ
7RVKRZWKHFRQWUROSDQHOVFUHHQWDS
WKHSOD\LQJVFUHHQDQGVHOHFWWKH
GHVLUHGRSWLRQDVIROORZV
Ǭ0XVLF9LGHR,PDJH6KRZWKHSOD\DEOH
PHGLDW\SHZLWKLQ86%
ǭ)LOHOLVW6KRZWKHILOHOLVW
&XUUHQWO\SOD\LQJILOH
ǮҶҺ0RYHWRWKHSUHYLRXVQH[WOLVW
SDJH
ǯҸ3OD\HU5HWXUQWRWKH,PDJHSOD\LQJ
PRGHVFUHHQ
ǰ 1RZ/LVW5HWXUQWRWKHOLVWRIFXUUHQW
SOD\LQJILOH
DZ 8S)ROGHU0RYHVWRXSSHUIROGHU
Dz5RRW)ROGHU0RYHVWRURRWIROGHU
7DSWKHGHVLUHGILOHOLVWWRSOD\LQJVWDUW
Ǭ6OLGHVKRZLQWHUYDO6HOHFWVWKHVOLGHVKRZ
LQWHUYDOWLPH
ǭ 6NLSWRSUHYLRXVRUQH[WILOH
Ǯ)LOHQDPH6KRZWKHFXUUHQWO\SOD\LQJ
ILOHQDPH
ǯ6OLGHVKRZ(QWHUWKHVOLGHVKRZIRU
IXOOVFUHHQPRGH
ǰ5RWDWHWKHLPDJHWRDQWLFORFNZLVH
RUFORFNZLVH
DZ/LVW(QWHUWKHILOHOLVWPHQXVFUHHQ
7RUHWXUQWRWKHIXOOVFUHHQZLWKRXW
FRQWUROSDQHOWDSWKH3OD\LQJVFUHHQ
DJDLQ
7RVNLSWRWKHSUHYLRXVRUQH[WILOHWDS
WKHǭUHSHDWHGO\
7RURWDWHWKHLPDJHWDSWKHǰ  
5RWDWLRQ
7RHQWHUWKHVOLGHVKRZWDSWKHǯ 
6OLGHVKRZ
&DXWLRQ:KLOHGULYLQJ\RXFDQQRWZDWFKWKH
VOLGHVKRZ
DZǯ
Ǯ
ǰ
ǭ ǭ
Ǭ
Ҹ8VLQJWKH/LVWPRGH
7DSWKHDZ /LVWWRHQWHUWKH)LOHOLVW
PHQXVFUHHQDQGVHOHFWWKHGHVLUHG
RSWLRQDVIROORZV
DZǯ
Ǯ
ǰ
ǭ
Dz
Ǭ
$XGLR9LGHR1DYLJDWLRQ6\VWHP'01' 
(QJOLVK
0XOWLPHGLDSOD\HU
$X[LOLDU\GHYLFH
Ҹ8VLQJDQ$X[LOLDU\DXGLRYLGHRHTXLSPHQW
%\FRQQHFWLQJDQRSWLRQDOSRUWDEOH$9GHYLFHWRWKH$8;LQSXWMDFNRQWKHPHGLDKXEDQGWKHQVLPSO\VHOHFWLQJWKHVRXUFH\RXFDQOLVWHQRQ\RXUFDU
VSHDNHUVDQGWKLVXQLW7KHYROXPHOHYHOLVDGMXVWDEOHIRUDQ\GLIIHUHQFHEHWZHHQWKHXQLWDQGWKHSRUWDEOHDXGLRGHYLFH
7XUQGRZQWKHYROXPHRQWKHXQLW
7XUQRIIWKHH[WHUQDODXGLRHTXLSPHQW
&RQQHFWWKHDXGLRRXWSXWRIWKHH[WHUQDO
DXGLRHTXLSPHQWWRWKH$8;LQSXWWHUPLQDO
RQ0HGLDKXE
%HVXUHWRDGMXVWWKHYROXPHIRUHDFK
FRQQHFWHGDXGLRGHYLFHEHIRUHSOD\EDFN
:KHQH[WHUQDODXGLRHTXLSPHQWLVDOUHDG\
FRQQHFWHGSUHVVWKH$8;EXWWRQ
6WDUWSOD\EDFNRIWKHH[WHUQDODXGLR
HTXLSPHQWDWDPRGHUDWHYROXPH
6HW\RXUXVXDOOLVWHQLQJYROXPHOHYHORQ
WKHXQLW
&DXWLRQ:KLOHGULYLQJ\RXFDQQRWZDWFKWKH
$8;YLGHR
$8;$XGLRVFUHHQ!
$8;9LGHRVFUHHQ!
6RPHDX[LOLDU\GHYLFHWKDWGRQWKDYHWKH
YLGHRVRXUFHPD\QRWRXWSXWWKHYLGHR
VFUHHQ
,QFDVHRIVRPHL3RGGHYLFHV8VHWKHL3RG
FDEOHIRUH[FOXVLYHXVHRIL3RGIRUYLGHR
SOD\EDFNZKHQFRQQHFWLQJL3RGWRWKH$8;
FRQQHFWRU
9LGHRLVQRWDYDLODEOHZKLOHGULYLQJ%DVHG
RQGULYLQJUHJXODWLRQ$X[9LGHRLVRQO\
DYDLODEOHZKHQHYHUYHKLFOHLVVWRSSHG
(QJOLVK
$XGLR9LGHR1DYLJDWLRQ6\VWHP'01'
0XOWLPHGLDSOD\HU
%OXHWRRWK$XGLRSOD\HU
Ҹ/LVWHQLQJWR0XVLFIURPD%OXHWRRWK
'HYLFH
7KLVXQLWVXSSRUWVWKH%OXHWRRWKSURILOH
$'3$GYDQFHG$XGLR'LVWULEXWLRQ3URILOH
,I\RXUPRELOHSKRQHRUPXVLFSOD\HU
VXSSRUWVWKLVSURILOHWKHQLWLVSRVVLEOHWR
OLVWHQWRPXVLFWUDFNVORFDWHGRQ\RXU
%OXHWRRWKGHYLFHWKURXJKWKLVXQLWDQGFDU
VSHDNHUV
$GGLWLRQDOO\WKLVXQLWVXSSRUWVWKH$95&3
$XGLR9LGHR5HPRWH&RQWURO3URILOH,I\RXU
%OXHWRRWKPRELOHSKRQHRUPXVLFSOD\HU
VXSSRUWVWKLVSURILOHWKHQLWLVSRVVLEOHWR
DGYDQFHWRWKHQH[WWUDFNRUUHSOD\SUHYLRXV
WUDFNVRQXVLQJWKHEXWWRQVRQWKHIURQWRI
WKLVXQLWRUVWHHULQJZKHHOUHPRWHFRQWUROVLI
ILWWHGRQ\RXUYHKLFOH
6ZLWFKWR%OXHWRRWKVLJQDORQ\RXU
PRELOHSKRQHPXVLFGHYLFH
6WHUHR+HDGVHWDSSHDUVZKHQWKH
FRQQHFWLRQLVPDGH
3UHVVWKH0(',$EXWWRQWRHQWHUWKH
0HGLDPHQXVFUHHQWKHQWDSWKH
%OXHWRRWK$XGLR
%OXHWRRWK$XGLRSOD\LQJVFUHHQDSSHDUV
DQGVWDUWSOD\EDFN
Ǭ,QGLFDWRUWKH%OXHWRRWKGHYLFH
FRQQHFWLRQ
ǭ,QIRUPDWLRQ6KRZWKH'HYLFH$UWLVW
6RQJQDPH
Ǯ 5HVXPHSDXVHWKHSOD\EDFN
ǯ,
ҼҼҸҸ
,6NLSWRSUHYLRXVRUQH[WILOH
7RSDXVHUHVXPHSOD\EDFNWDSWKH
Ǯ 
7RVNLSWRWKHSUHYLRXVRUQH[WILOHWDS
WKHǯ,
ҼҼҸҸ
,UHSHDWHGO\
ǭ
Ǯ ǯǯ
Ǭ
$XGLR9LGHR1DYLJDWLRQ6\VWHP'01' 
(QJOLVK
%OXHWRRWK3KRQH
%OXHWRRWKZLUHOHVVWHFKQRORJ\
%OXHWRRWKRSHUDWLRQ
7RXVHWKH%OXHWRRWKIXQFWLRQWKHIROORZLQJSURFHGXUHLVQHFHVVDU\
Ҹ8QGHUVWDQGLQJ%OXHWRRWK:LUHOHVV7HFKQRORJ\
7KH%OXHWRRWKZLUHOHVVWHFKQRORJ\HVWDEOLVKHVDZLUHOHVVFRQQHFWLRQEHWZHHQWZRGHYLFHVVXFKDV\RXUSKRQHDQGPHGLDFHQWHURIWKHFDU
7KHILUVWWLPH\RXXVHWZRGHYLFHVWRJHWKHU\RXPXVWFRQQHFWWKHPE\HVWDEOLVKLQJSDLULQJYLDD3DVVNH\
$IWHUWKHLQLWLDOFRQQHFWLRQWKHWZRGHYLFHVFDQFRQQHFWDXWRPDWLFDOO\
1RWH
7KHUHPD\EHUHVWULFWLRQVRQXVLQJ%OXHWRRWKWHFKQRORJ\LQVRPHORFDWLRQV
%HFDXVHRIWKHYDULHW\RI%OXHWRRWKGHYLFHVDQGWKHLUILUPZDUHYHUVLRQV\RXUXQLWPD\UHVSRQGGLIIHUHQWO\ZKHQXVHGYLD
%OXHWRRWK
3DLULQJ
:KHQFRQQHFWLQJ%OXHWRRWKGHYLFHV
IRUWKHILUVWWLPHPXWXDOUHJLVWUDWLRQLV
UHTXLUHG
7KLVLVFDOOHGSDLULQJ7KLVUHJLVWUDWLRQ
SDLULQJLVUHTXLUHGRQO\IRUWKHILUVWWLPH
DVWKLVXQLWDQGWKHRWKHUGHYLFHVZLOO
UHFRJQL]HHDFKRWKHUDXWRPDWLFDOO\IURP
WKHQH[WWLPH'HSHQGLQJRQWKHGHYLFH
\RXPD\QHHGWRLQSXWDSDVVFRGHIRU
HDFKFRQQHFWLRQ
&RQQHFWLRQ
6RPHWLPHVSDLULQJDOORZVDXWRPDWLF
FRQQHFWLRQ7RXVHWKHGHYLFHDIWHUSDLULQJ
LVPDGHVWDUWWKHFRQQHFWLRQ
+DQGVIUHHWDON0XVLFVWUHDPLQJ
<RXFDQFDOODPRELOHSKRQHDQGOLVWHQWR
PXVLFZKHQWKHFRQQHFWLRQLVPDGH
6RPH%OXHWRRWKGHYLFHVPD\QRWVXSSRUW
VSHFLILFIXQFWLRQV
(QJOLVK
$XGLR9LGHR1DYLJDWLRQ6\VWHP'01'
%OXHWRRWK3KRQH
&RQQHFWLQJWKH%OXHWRRWK
3UHVVWKH3+21(EXWWRQWRHQWHUWKH
3KRQHPHQXVFUHHQDQGWKHQWDSWKH
Ǭ6HWXS
6HOHFWWKH6HDUFK2Q'HYLFHWRHQWHU
WKH3DLULQJUHDG\VFUHHQ
7KH3DVVNH\1DPH'01'
DSSHDUVLQWKHGLVSOD\
1RZVHW\RXU%OXHWRRWKGHYLFHWR
VHDUFKIRUDQGSDLUZLWKWKLVXQLW
$OLVWRIGHWHFWHGGHYLFHVDSSHDUVLQWKH
GLVSOD\RIWKHFRQQHFWLQJGHYLFH7KLVXQLW
LVGLVSOD\HGDV'01'RQWKH
FRQQHFWLQJGHYLFH
&RQILUPWKLVE\SUHVVLQJ<(6RU2.RQ
\RXUSKRQH
,I3DVVNH\LQSXWLVUHTXLUHGRQWKH
GLVSOD\RIDFRQQHFWLQJGHYLFHLQSXW
GLJLW
:KHQD%OXHWRRWKGHYLFHLVQRWFRQQHFWHG
FRQQHFWLQJPHVVDJHDSSHDUV7DSWKH<(6
DQGWKHQVNLSQH[WVWHSa
7KLVXQLWDQG%OXHWRRWKGHYLFHUHPHPEHU
HDFKRWKHUΰVLQIRUPDWLRQDQGZKHQ
SDLULQJLVPDGHWKLVXQLWLVUHDG\IRU
FRQQHFWLRQWRWKHGHYLFH
%OXHWRRWKGHYLFHPRGHOQDPHDQG
&RQQHFWHGZLWK LQGLFDWRUDSSHDUV
DIWHUSDLULQJLVFRPSOHWHG
6RPH%OXHWRRWKGHYLFHVDVN\RXWR
DFFHSWWKH%7OLQNRU&RQQHFW(QWHU
<HVRU2.
3DVVNH\PD\EHFDOOHGSDVVFRGH3,1
QXPEHURU3DVVZRUGHWFGHSHQGLQJ
RQWKHGHYLFH
6HWWKH%OXHWRRWKGHYLFHWRFRQQHFWWR
WKLVXQLW
,ISDLULQJLVVXFFHVVIXOWKHQWKHSKUDVHV
&RQQHFWHGDQG+DQGVIUHHGHYLFH
QDPHZLOOEHGLVSOD\HGRQWKHVFUHHQ
,IWKHSDLUHG%OXHWRRWKGHYLFHVXSSRUWV
%OXHWRRWKDXGLRWKHQ%7DXGLRGHYLFH
QDPHZLOODOVREHGLVSOD\HG
<RXU%OXHWRRWKGHYLFHLVQRZUHDG\IRU
XVHZLWKWKLVXQLW
1RWHV:KHQWKH3DLULQJ%OXHWRRWKGHYLFHV
7KLVXQLWDOORZVDPD[LPXPRI%OXHWRRWK
GHYLFHVWREHSDLUHG2QFHSDLUHGWKH
GHYLFHLVUHWDLQHGLQPHPRU\DQGSDLULQJLV
QRWUHTXLUHGDJDLQXQOHVVWKHGHYLFHLV
GHOHWHGIURPWKHFDUUDGLR
2QO\RQH%OXHWRRWKSKRQHPD\EH
Ǭ
7DSWKHǭ3DLULQJWRHQWHU3DLULQJ
6HWWLQJVPHQXVFUHHQ
ǭ
$XGLR9LGHR1DYLJDWLRQ6\VWHP'01' 
(QJOLVK
%OXHWRRWK3KRQH
&RQQHFWLQJWKH%OXHWRRWK
FRQQHFWHGWRWKLVXQLWDWRQHWLPHIRU
KDQGVIUHHWHOHSKRQHRSHUDWLRQ
,ID%OXHWRRWKPXVLFSOD\HULVWREH
FRQQHFWHGWRJHWKHUZLWKDPRELOHSKRQH
UHIHUWRSDJHί%OXHWRRWK$XGLR3OD\HUΰ
%OXHWRRWKFRQQHFWLRQEHWZHHQWKLVXQLW
DQGPRELOHSKRQHLVQRUPDOO\HVWDEOLVKHG
XVLQJWKH+DQGV)UHH3URILOH+)3
+RZHYHUVRPHPRELOHSKRQHVPD\RQO\
DOORZWKHFRQQHFWLRQWREHHVWDEOLVKHGLQ
+HDG6HW3URILOH+63DQGWKHUHIRUH
VRPHIXQFWLRQVPD\QRWEHDYDLODEOH
Ҹ&RQQHFWLQJD%OXHWRRWKSKRQH
'HYLFHVDUHUHJLVWHUHGRQFHSDLUHGDQG
FRQQHFWHGZLWKWKLVXQLW<RXFDQVHOHFW
WKHUHJLVWHUHGGHYLFHDQGFRQQHFW
GLVFRQQHFWGHOHWHLW
,ISDLULQJKDVDOUHDG\EHHQDFKLHYHGVWDUW
RSHUDWLRQIURPKHUH
'HSHQGLQJRQWKHGHYLFHFRQQHFWLRQPD\
VWDUWDXWRPDWLFDOO\DIWHUSDLULQJ
&RQQHFWWRWKLVXQLWXVLQJ\RXUPRELOH
SKRQHV%OXHWRRWKVHWWLQJV
7KH%OXHWRRWKGHYLFHLVFRQQHFWHG
ZLWK LFRQDUHDSSHDUHGDQG
%OXHWRRWKVLJQDOLVVZLWFKHGWRRQ
Ҹ'LVFRQQHFWLQJ&RQQHFWLQJDJDLQWKH
%OXHWRRWKSKRQH
,IGLVFRQQHFWLRQFRQQHFWLRQRIWKH
%OXHWRRWKGHYLFHZLWKWKLVXQLWLVUHTXLUHG
IROORZWKHVWHSVEHORZ
3UHVVWKH3+21(EXWWRQ!WDSWKH 
6HWXS!3DLULQJWRHQWHU3DLULQJ
6HWWLQJVPHQXVFUHHQ
7DSWKHFRQQHFWHGSKRQHOLVWDQG
VHOHFWWKHGHVLUHGRSWLRQDVIROORZV
Ǭ5HWXUQWRWKHSUHYLRXVVFUHHQ
ǭҶҺ0RYHWRWKHSUHYLRXVQH[WOLVW
SDJH
Ǯ6HDUFKLQJPHWKRG6HDUFKIURP
%OXHWRRWKGHYLFHRUWKLVXQLWIRU
SDLULQJFRQQHFWLQJ
ǯ&RQQHFW 'LVFRQQHFW&RQQHFW
GLVFRQQHFWWKHVHOHFWHGGHYLFH
ǰ'HOHWH'HOHWHWKHVHOHFWHGGHYLFH
DZ0RUH,QIR6KRZWKHLQIRUPDWLRQRI
VHOHFWHGGHYLFH
Ǯ
Ǭ
ǭ
ǯ ǰ DZ
3KRQHPHQX
Ҹ2SHUDWLQJWKHEDVLFSKRQHPHQX
3UHVVWKH3+21(EXWWRQWRHQWHUWKH
3KRQHPHQXVFUHHQDQGVHOHFWWKH
GHVLUHGRSWLRQDVIROORZV
Ǭ3KRQHQDPH6KRZWKHFRQQHFWHG
%OXHWRRWKSKRQHQDPH
ǭ3KRQHFRQGLWLRQ6KRZWKHFRQQHFWHG
SKRQHVEDWWHU\DQGQHWZRUNFRQGLWLRQ
Ǯ.H\SDG,QSXWWKHSKRQHQXPEHU
ǯ6HQG6WDUWWKHGLDOLQJHQWHUHG
QXPEHU
ǰ (QG(QGDFDOO
DZ 'HOHWHVHQWHUHGDQXPEHU
Dz&RQWDFWV2SHQWKHFRQWDFWVOLVW
dz3ULYDWH+DQGVIUHH6ZLWFKWKHWDON
SDWKGXULQJDFDOO
Ǵ6HWXS(QWHUWKH%OXHWRRWK6HWXS
PHQXVFUHHQ
Ǭ ǭ
ǯǰDZ
Ǯ
Dz dz Ǵ
(QJOLVK
$XGLR9LGHR1DYLJDWLRQ6\VWHP'01'
%OXHWRRWK3KRQH
Ҹ$QVZHULQJDFDOO
:KHQ\RXUHFHLYHDFDOO\RXUSKRQHULQJV
DQGWKH,QFRPLQJFDOOSRSXSVFUHHQLV
GLVSOD\HGRQWKHVFUHHQ
7RDQVZHUWKHFDOOSUHVVWKH&DOO> @
EXWWRQRQWKH6WHHULQJZKHHOUHPRWH
FRQWURORUWDSWKHǬ$FFHSWRQWKH
VFUHHQ
7KHEXLOWLQPLFURSKRQHRIWKLVXQLWZLOO
SLFNXS\RXUYRLFH
7RUHMHFWDQLQFRPLQJFDOOSUHVVWKH(QG
>@EXWWRQRQWKH6WHHULQJZKHHOUHPRWH
FRQWURORUWDSWKHǭ5HMHFWRQWKHVFUHHQ
Ҹ5HGLDOLQJWKH/DVW&DOO
3UHVVDQGKROGWKH&DOO> @EXWWRQRQ
WKH6WHHULQJZKHHOUHPRWHFRQWUROWR
VWDUWWKHODVWFDOOUHGLDOLQJ
ҭ6RPHPRELOHSKRQHVPD\UHTXLUHDQ
DGGLWLRQDOSUHVVRIWKHEXWWRQZKHQ
VWDUWLQJODVWQXPEHUUHGLDO
Ҹ0DNLQJDFDOOE\HQWHULQJSKRQH
QXPEHU
3UHVVWKH&DOO> @EXWWRQRQWKH
6WHHULQJZKHHOUHPRWHFRQWUROWR
GLVSOD\WKH3KRQHPHQXVFUHHQ
,QSXWWKHSKRQHQXPEHU\RXZDQWWR
FDOOE\XVLQJWKHǬ.H\SDGDQGWKHQ
WDSWKHǭ6HQG
Ǭ ǭ
Ǭ
ǭ
<RXFDQXVHWKHSKRQHERRNHQWULHV
VWRUHGRQWKHPHPRU\RISKRQH
VXSSRUWLQJ3%$33KRQH%RRN$FFHVV
3URILOHSURILOH
$IWHUFRQQHFWLQJ\RXUXQLWDQG%OXHWRRWK
SKRQHYLD%OXHWRRWKZLUHOHVVWHFKQRORJ\
WKHQXPEHUVLQ\RXUSKRQHVSKRQHERRN
LVWUDQVIHUUHGDXWRPDWLFDOO\LQWRWKH
SKRQHERRN
Ҹ(QGLQJSKRQHFDOOV
7DSWKH(QG> @RQVFUHHQRUSUHVV
WKH(QG> @EXWWRQRQWKH6WHHULQJ
ZKHHOUHPRWHFRQWURO
&DOOOLVW3KRQHERRN
Ҹ&DOOLQJDQXPEHULQWKHFDOOOLVW
$IWHUFRQQHFWLQJWKLVXQLWDQG\RXU
%OXHWRRWKSKRQHYLD%OXHWRRWKZLUHOHVV
WHFKQRORJ\WKHQXPEHUVLQ\RXUSKRQHV
'LDOHGFDOO5HFHLYHGFDOODQG0LVVHGFDOO
OLVWDUHWUDQVIHUUHGDXWRPDWLFDOO\LQWRWKH
FDOOOLVW
7DSWKH 6HQGRQWKH3KRQHPHQX
VFUHHQ
6HOHFWWKHGHVLUHGFDOOOLVWDQGRSWLRQDV
IROORZV
Ǭ5HWXUQWRWKHSUHYLRXVVFUHHQ
ǭҶҺ0RYHWRWKHSUHYLRXVQH[WSDJH
LQWKHOLVW
Ǯ&DOOOLVWW\SH6HOHFWWKHW\SHRIFDOOOLVW
ǯ'RZQORDG'RZQORDGFDOOOLVWIURP\RXU
SKRQH
ǰ&DOO6WDUWWKHFDOOLQJVHOHFWHGFDOOOLVW
DZ'HOHWH'HOHWHVHOHFWHGDOLVW
Dz'HO$OO'HOHWHDOOOLVW
7RPDNHDFDOOWKHVHOHFWHGFRQWDFWOLVW
WDSWKHǰ &DOO
Ǭ
ǭ
ǯ
Ǯ
ǰ DZ Dz
3KRQHPHQX
$XGLR9LGHR1DYLJDWLRQ6\VWHP'01' 
(QJOLVK
%OXHWRRWK3KRQH
&DOOOLVW3KRQHERRN
Ҹ8VLQJ\RXU3KRQHERRN
$IWHUILQGLQJWKHHQWU\LQWKHSKRQHERRN
\RXZDQWWRFDOO\RXFDQVHOHFWWKH
QXPEHUDQGPDNHDFDOO
7DSWKH &RQWDFWVRQWKH3KRQHPHQX
VFUHHQ
6HOHFWWKHGHVLUHGFRQWDFWOLVWDQGRU
RSWLRQDVIROORZV
Ǭ5HWXUQWRWKHSUHYLRXVVFUHHQ
ǭҶҺ0RYHWRWKHSUHYLRXVQH[WSDJH
LQWKHOLVW
Ǯ6HDUFKLQJPHWKRG6HDUFKPHWKRGE\
QDPHRUQXPEHU
ǯ'RZQORDG'RZQORDGSKRQHERRNIURP
\RXUSKRQH
ǰ &DOO6WDUWWKHFDOOLQJVHOHFWHGFRQWDFW
OLVW
DZ0RUH,QIR6KRZWKHLQIRUPDWLRQRI
VHOHFWHGFRQWDFW
7RPDNHDFDOOWKHVHOHFWHGFRQWDFWOLVW
WDSǰ &DOO
Ǭ
ǭ
ǯ
Ǯ
ǰ DZ
%OXHWRRWK6HWXS
7RHQWHUWKH%OXHWRRWK6HWXSPHQX
VFUHHQSUHVVWKH3+21(EXWWRQ!WDS
WKHǬ 6HWXS
6HOHFWWKHGHVLUHGVHWWLQJPHQXDV
IROORZLQJV
Ǭ3DLULQJ(QWHUWKH3DLULQJVHWWLQJV
PHQXVFUHHQUHIHUWRSDJHa
&RQQHFWLQJWKH%OXHWRRWKSKRQH
VHFWLRQ
ǭ'HYLFH(QWHUWKH'HYLFHVHWWLQJV
PHQXVFUHHQ
Ǯ'DWD0DQDJHPHQW(QWHUWKH'DWD
0DQDJHPHQWPHQXVFUHHQ
Ǭ
ǬǭǮ
Ҹ'HYLFH6HWWLQJV
7DSWKH'HYLFHRQWKH%OXHWRRWK6HWXS
PHQXVFUHHQDQGVHOHFWWKHGHVLUHG
'HYLFHVHWWLQJPHQXDVIROORZV
Ǭ 5HWXUQWRWKHSUHYLRXVVFUHHQ
ǭ9ROXPH$GMXVWWKHOHYHORIWKH
KDQGVIUHHWDONYROXPH
Ǯ&KDQJH3DVVNH\&KDQJHWKH3DVVNH\
IRU%OXHWRRWKSDLULQJ
ǯ$XWR&RQQHFWLRQ6HWWKH$XWR
&RQQHFWLRQPHWKRG
7RVHWWKHYROXPHOHYHORIWKHKDQGV
IUHHWDONWDSWKH9ROXPHWKHQVHOHFW
WKHGHVLUHGVHWWLQJRSWLRQDVIROORZV
Ǭ
ǭ Ǯ ǯ
Ǭ
ǭ
Ǯ ǯ
(QJOLVK
$XGLR9LGHR1DYLJDWLRQ6\VWHP'01'
%OXHWRRWK3KRQH
Ǭ 5HWXUQWRWKHSUHYLRXVVFUHHQ
ǭ9RO$GMXVWWKHOHYHORIWKHWDON
YROXPH
Ǯ2.&RQILUP\RXUVHOHFWLRQ
ǯ 'HIDXOWYDOXH,QLWLDOL]HVHWWLQJVWRWKH
GHIDXOW
%OXHWRRWK6HWXS
Ǭ
ǭ
Ǯ ǯ
Ǭ
ǭ
Ǯ ǯ
Ҹ&KDQJLQJWKH3DVVNH\
7RFKDQJHWKH3DVVNH\IRU%OXHWRRWK
SDLULQJWDSWKH&KDQJH3DVVNH\DQG
WKHQVHOHFWWKHGHVLUHGVHWWLQJRSWLRQ
DVIROORZV
Ҹ6HWWLQJWKH$XWR&RQQHFWLRQ
7RDFWLYDWHGHDFWLYDWHWKHDXWR
FRQQHFWLRQWDSWKH$XWR&RQQHFWLRQ
DQGWKHQVHOHFWWKHGHVLUHGVHWWLQJ
Ǭ5HWXUQWRWKHSUHYLRXVVFUHHQ
ǭ.H\SDG,QSXWWKHQXPEHU
Ǯ2.&RQILUP\RXUVHOHFWLRQ
ǯ'HIDXOWYDOXH,QLWLDOL]HVHWWLQJVWRWKH
GHIDXOW
RSWLRQDVIROORZV
Ǭ
ǭ Ǯ
Ҹ'DWD0DQDJHPHQW
7RHQWHUWKH'DWD0DQDJHPHQWPHQX
VFUHHQSUHVVWKH3+21(EXWWRQ!WDS
WKHǬ 6HWXS!ǭ'DWD0DQDJHPHQW
6HOHFWWKHGHVLUHG0DQDJLQJPHQXDV
IROORZV
Ǭ5HWXUQWRWKHSUHYLRXVVFUHHQ
ǭ'HOHWH&DOO+LVWRU\'HOHWHWKHFDOO
KLVWRU\
Ǯ'HOHWH3KRQHERRN'HOHWHWKH
3KRQHERRN
,QFDVHRI'HOHWH&DOO+LVWRU\
3KRQHERRNDGHOHWHPHVVDJHZLOO
DSSHDU7DSWKH<HVWRDFFHSWRU1RWR
FDQFHOLW
Ǭ5HWXUQWRWKHSUHYLRXVVFUHHQ
ǭ$XWRFRQQHFWLRQPHWKRG6HOHFWWKH
DXWRFRQQHFWLRQPHWKRGRU2II
Ǯ2.&RQILUP\RXUVHOHFWLRQ
ǯ'HIDXOWYDOXH,QLWLDOL]HVHWWLQJVWRWKH
GHIDXOW
Ǭ
ǭ
$XGLR9LGHR1DYLJDWLRQ6\VWHP'01' 
(QJOLVK
'9'SOD\HU
'9'9&'&'
Ҹ3OD\LQJ'9'9LGHR&'$XGLR&'
,QVHUWD'9'9LGHR&'RU$XGLR&'LQWR
WKHGLVFVORW
3OD\EDFNPD\DXWRPDWLFDOO\VWDUW
GHSHQGLQJRQWKHGLVF,WPD\WDNHVRPH
WLPHWRVWDUWSOD\LQJ
$OOWUDFNVZLOOEHSOD\HGXQWLO\RXFKDQJH
WKHVRXUFHRUHMHFWWKHGLVF
'LVFLVDOUHDG\LQVHUWHGSUHVVWKH0(',$
EXWWRQDQGWKHQWDSWKH'9'9&'$XGLR
&'RQWKH0HGLDPHQXVFUHHQ
1RWH'9'UHJLRQQXPEHUV
7KH6\VWHPZLOOUHIXVHWRSOD\GLVFVWKDWDUH
QRWFRGHGIRULWVUHJLRQ&RQILUPWKHUHJLRQ
QXPEHUIRUWKLVPDFKLQHEHIRUHLQVHUWLQJ
GLVF
7KHIXQFWLRQVRIWKH$XGLR&'SOD\HU
DUHRSHUDWHGVLPLODUO\WR86%0XVLF
SOD\EDFN
,IDWLWOHPHQXDSSHDUVRQVFUHHQWKH
'9'YLGHRKDVDWLWOHPHQXRUWKH
9LGHR&'SOD\EDFNVFUHHQ!
Ǭ3URJUHVVEDU6KRZWKHSURJUHVVEDU
ZLWKHODSVHGWLPHUXQQLQJWLPHIRU
FXUUHQWO\SOD\LQJWUDFN
ǭ7UDFNQXPEHU6KRZVWKHFXUUHQWWUDFN
QXPEHU
Ǯ,QGLFDWRUWKH3%&VWDWXV
ǯ,
ҼҼҸҸ
,6NLSWRSUHYLRXVQH[WWUDFN
ǰ3DXVHUHVXPHWKHSOD\EDFN
DZ 3%&6KRZVWKH3%&0HQX
Dz537&KDQJHWKH5HSHDWSOD\EDFN
PRGH
Н5HSHDWSOD\VWKHFXUUHQWWUDFN
Н5HSHDWSOD\VDOOWUDFNVZLWKLQWKH
GLVF
dz/LVW(QWHUWKHWUDFNOLVWPHQXVFUHHQ
7RUHWXUQWRWKHIXOOVFUHHQZLWKRXW
FRQWUROSDQHOWDSWKH3OD\LQJVFUHHQ
DJDLQ
Ǭ
ǭ ǭǮ ǯ ǰ
9,'(2&'LVHTXLSSHGZLWKWKH3%&
3OD\EDFN&RQWUROIXQFWLRQ)ROORZQH[W
SDJH8VLQJWKH'9'7LWOH0HQXRU
8VLQJWKH3%&PHQXRQ9&'VHFWLRQ
&DXWLRQ:KLOHGULYLQJ\RXFDQQRWZDWFKWKH
'9'9&'YLGHR
,QFDVHRI'9'9LGHR&'WRVKRZWKH
FRQWUROSDQHOVFUHHQWDSWKHSOD\LQJ
VFUHHQDQGVHOHFWWKHGHVLUHGRSWLRQDV
IROORZV
'9'SOD\EDFNVFUHHQ!
Ǭ3OD\LQJLQIRUPDWLRQ6KRZVWKH
FXUUHQWO\SOD\LQJLQIRUPDWLRQ
ǭ,
ҼҼҸҸ
,6NLSWRSUHYLRXVRUQH[WWLWOH
Ǯ3DXVHUHVXPHWKHSOD\EDFN
ǯ0HQX6KRZWKH'9'0HQXVFUHHQ
ǰ/LVW(QWHUWKHFKDSWHUWLWOHOLVWPHQX
VFUHHQ
Ǭ
ǭǮ
ǯ ǯ DZǰDz dz
(QJOLVK
$XGLR9LGHR1DYLJDWLRQ6\VWHP'01'
'9'9&'&'
'9'SOD\HU
7RSDXVHUHVXPHSOD\EDFNWDSWKH  
7RVNLSWRWKHSUHYLRXVRUQH[WWUDFN
FKDSWHUWDSWKH,
ҼҼҸҸ
,UHSHDWHGO\
7RIDVWVHDUFKIRU'9'WDSWKH 
781(EXWWRQUHSHDWHGO\(DFKWLPH
WKHSOD\EDFNVSHHGFKDQJHVDVIROORZV
[Ϧ[Ϧ[Ϧ[ϦQRUPDOϦ[
Ϧ
7RRSHQWKH'9'PHQXWDSWKH 0(18
DQGVHOHFWWKHGHVLUHGRSWLRQIURP'9'
FRQWHQWVDVIROORZV
Ǭ'9'7LWOH6KRZWKH'9'7LWOH
ǭ'9'0HQX6KRZWKH'9'0HQX
Ǯ &KDQJH9RLFH&KDQJHWKH9RLFH
FRQWHQWV
ǯ&KDQJH6XEWLWOH&KDQJHWKH6XEWLWOH
ǰ &KDQJH$QJOH7DSLWUHSHDWHGO\WR
FKDQJHWKHPXOWLDQJOHYLGHRFRQWHQWV
7RRSHQWKH9&'3%&PHQXWDSWKH 
3%&DQGVHOHFWWKHGHVLUHGRSWLRQDV
IROORZV
Ǭ3%&2II2Q$FWLYDWHGHDFWLYDWHWKH
3%&)XQFWLRQ
ǭ3%&0HQX6KRZVWKH3%&0HQX
Ҹ8VLQJWKH'9'WLWOHPHQX
7DSWKH '9'7LWOHRU '9'0HQXWR
RSHQWKH'9'7LWOHRUPHQXVFUHHQDQG
VHOHFWWKHGHVLUHGRSWLRQDVIROORZV
Ǭ
ǭ
Ǯ
ǯ
ǰ
Ǭ
ǭ
Ǭ
ǭ
Ǯǯ
Ǭ
ǭ
ǯǰDZ
Ǯ Ǯ
Ǭ0LQ 0D[0LQLPL]H0D[LPL]HWKH
PHQXFRQWUROVFUHHQ
ǭ   2.0RYHDQGVHOHFWWKHLWHP
ǮÅ0RYHÆ0RYHWROHIWULJKWWKHPHQX
FRQWUROVFUHHQ
ǯ2ULJLQDO'9'WLWOHPHQXVFUHHQ
7RHQWHUWKH'9'WLWOHPHQXLWHPVHOHFW
WKHGHVLUHGWLWOHPHQXLWHPE\XVLQJWKH
 DQGWDSWKH2.
Ҹ8VLQJWKH3%&PHQXRQWKH9&'
7DSWKH 3%&! 3%&2QDQG 3%&
0HQXWRRSHQWKH9&'3%&PHQX
6HOHFWWKHGHVLUHGRSWLRQDVIROORZV
Ǭ3UHYLHZVFUHHQ6KRZVWKHVHOHFWHG
WUDFNVSUHYLHZYLGHR
ǭ.H\SDG(QWHUWKHWUDFNQXPEHU
Ǯ3UH1H[W0RYHWRSUHYLRXVRUQH[W
WUDFN
ǯ3%&2II'LVDEOHWKH3%&)XQFWLRQ
3OD\EDFNPD\DXWRPDWLFDOO\VWDUW
ǰ5RRW*RWRWKH5RRW
DZ'RQH6KRZVWKHVHOHFWHGWUDFNVYLGHR
$XGLR9LGHR1DYLJDWLRQ6\VWHP'01' 
(QJOLVK
'9'SOD\HU
'9'9&'&'
Ҹ3OD\DEOHGLVFV
ҭ&'&'5&'5:FRQWDLQLQJ$XGLRWUDFNV
RU03>:0$@ILOHV
ҭ9LGHR&'9LGHR&'3%&'9'
'9'5RU'9'5:
ҭ0L[HG'LVF
&''$9&'5HFRJQL]HGDV9&'
&''$035HFRJQL]HGDV&''$
3OD\DEOHFRPSDWLEOHVRXQGPRGH
ҭ3&0'2/%<'761RUPDO6WHUHR/&+5
&+/50L[0RQR'76&'03(*
Ǭ
ǭ
Ǯ
ǯ
Ҹ8VLQJWKH/LVWPRGH
7DSWKH /LVWWRHQWHUWKH/LVWVFUHHQ
DQGVHOHFWWKHGHVLUHGRSWLRQDVIROORZV
Ǭ7LWOH&KDSWHU7UDFN6HOHFWWRVKRZWKH
OLVWW\SH
ǭ3UHYLHZVFUHHQ3UHYLHZWKHFXUUHQWO\
SOD\LQJ7UDFNFKDSWHUWUDFN7RVWDUW
SOD\EDFNIRUIXOOVFUHHQWDSLW
Ǯ/LVW6KRZWKH7LWOH&KDSWHU7UDFNOLVW
ǯҶҺ0RYHWRWKHSUHYLRXVQH[WOLVW
SDJH
Ҹ(MHFWLQJDGLVF
7RHQGSOD\EDFNSUHVVWKH(-(&7> @
EXWWRQWRWDNHRXWWKHGLVF
:KHQWKHGLVFFRPHVRXWLWDXWRPDWLFDOO\
VZLWFKHVWRWKHSUHYLRXVO\XVHGIXQFWLRQ
RUWKH)0UDGLR
7KHGLVFZLOODXWRPDWLFDOO\EHLQVHUWHGEDFN
DJDLQLILWLVQRWWDNHQRXWIRUVRPHWLPH
Ҹ'LVFKDQGOLQJSUHFDXWLRQV
ҭ+DQGOHGLVFVE\WKHHGJHVWRDYRLG
LQDGYHUWHQWVFUDWFKHVRUILQJHUSULQWVRQ
WKHGLVF
ҭ'RQRWDWWDFKODEHOVRUVWLFNHUVWRGLVFV
7KLVPD\FDXVHGLVFZDUSLQJUHQGHULQJLW
XQXVDEOH
ҭ'RQRWZULWHRQWKHODEHOVLGHZLWKDEDOO
SRLQWSHQRURWKHUZULWLQJLQVWUXPHQW
ҭ'RQRWXVHUHFRUGFOHDQLQJVSUD\V
EHQ]HQHWKLQQHUVWDWLFHOHFWULFLW\
SUHYHQWLRQOLTXLGVRUDQ\RWKHUVROYHQW
ҭ'RQRWXVHVFUDWFKSURRISURWHFWRUVRU
FRYHUV
ҭ'RQRWXVHWKHIROORZLQJGLVFV
'LVFVZLWKH[SRVHGDGKHVLYHIURP
UHPRYHGVWLFNHUVRUODEHOVUHQWHGGLVFV
HWF
'LVFVWKRVHDUHEDGO\ZDUSHGRUFUDFNHG
,UUHJXODUO\VKDSHGGLVFVVXFKDVKHDUW
VKDSHV
(QJOLVK
$XGLR9LGHR1DYLJDWLRQ6\VWHP'01'
1DYLJDWLRQ
*HWWLQJVWDUWHGZLWK1DYLJDWLRQ
Ҹ:KDWLV*36"
7KH*OREDO3RVLWLRQLQJ6\VWHP*36LVD
VDWHOOLWHEDVHGQDYLJDWLRQV\VWHPPDGH
XSRIDQHWZRUNRIVDWHOOLWHVSODFHG
LQWRRUELWE\WKH86'HSDUWPHQWRI
'HIHQVH
*36ZDVRULJLQDOO\LQWHQGHGIRUPLOLWDU\
DSSOLFDWLRQVEXWLQWKHVWKH
JRYHUQPHQWPDGHWKHV\VWHPDYDLODEOHIRU
FLYLOLDQXVH
*36ZRUNVLQDQ\ZHDWKHUFRQGLWLRQV
DQ\ZKHUHLQWKHZRUOGKRXUVDGD\
7KHUHDUHQRVXEVFULSWLRQIHHVRUVHWXS
FKDUJHVWRXVH*36
Ҹ$ERXWVDWHOOLWHVLJQDOV
<RXUXQLWPXVWDFTXLUHVDWHOOLWHVLJQDOVWR
RSHUDWH,I\RXDUHLQGRRUVQHDUWDOO
EXLOGLQJVRUWUHHVRULQDSDUNLQJJDUDJH
WKHXQLWFDQQRWDFTXLUHVDWHOOLWHV
Ҹ$FTXLULQJVDWHOOLWHVLJQDOV
%HIRUHWKHXQLWFDQILQG\RXUFXUUHQW
ORFDWLRQDQGQDYLJDWHDURXWH\RXPXVW
GRWKHIROORZLQJVWHSV
*RRXWVLGHWRDQDUHDIUHHIURPWDOO
REVWUXFWLRQV
7XUQRQWKHXQLW
$FTXLULQJVDWHOOLWHVLJQDOVFDQWDNHD
IHZPLQXWHV
Ҹ,QLWLDOQDYLJDWLRQVFUHHQ
$IWHUWKHLJQLWLRQVZLWFKLVSODFHGLQWKH
$&&RU21SRVLWLRQZKHQ\RXHQWHUD
QDYLJDWLRQPRGHIRUWKHILUVWWLPHWKH
FDXWLRQVFUHHQLVGLVSOD\HGRQWKHVFUHHQ
5HDGWKHFDXWLRQFDUHIXOO\DQGWKHQWRXFK
>$JUHH@
Ҹ&DQQRWLGHQWLI\WKHFXUUHQWORFDWLRQ
*36QRWUHFHLYLQJ
*36FDQQRWEHXVHGLQGRRUVDQGPXVWEH
FRQQHFWHGWRDSRZHUVRXUFHZLWK$&&LQ
DYHKLFOHLQDORFDWLRQZKHUHWKHVLJQDO
IURPWKHVN\FDQEHUHFHLYHGHDVLO\
:KHQLQLWLDOO\FRQQHFWLQJWKH*36LW
XVXDOO\WDNHVDERXWPLQXWHVWREH
ZRUNLQJQRUPDOO\EXWWKHFRQQHFWLRQ
VSHHGFDQGLIIHUGHSHQGLQJRQWKH
ZHDWKHUFRQGLWLRQDQGVXUURXQGLQJ
REVWDFOHV
,IWKH*36FRQQHFWLRQLVXQVWDEOHIRUD
ORQJSHULRGRIWLPHWU\WKHIROORZLQJ
ҭ&KHFNLIWKHSURGXFWLVFRQQHFWHGWRD
SRZHUVRXUFH
ҭ&KHFNLIWKHEDFNRIWKH*36SURGXFWLVLQ
DORFDWLRQZKHUHWKHVN\FDQEHVHHQZHOO
ҭ,IWKHUHDUHKLJKEXLOGLQJVRULI\RXDUH
XQGHUDWUHHPRYHWRDORFDWLRQZKHUH
WKHUHDUHQWDQ\REVWDFOHV
Ҹ&DQQRWKHDUWKHYRLFHJXLGH
7KHYROXPHLVQRWVHWFRUUHFWO\RULWLV
WXUQHGRII$GMXVWWKHYROXPHRIYRLFH
JXLGDQFH
7KHUHLVDGLIIHUHQFHEHWZHHQWKHGULYLQJ
URDGDQGWKHURDGRQWKHPDSLQWKH
SURGXFW
(YHQWKRXJK*36LVXVXDOO\YHU\DFFXUDWH
WKHUHLVDVPDOOPDUJLQIRUHUURU
:KHQWKH*36UHFHLYHULVLQVWDOOHGWKHUH
FDQEHDQHUURURIDERXWP%XWIRU
1DYLJDWLRQ
*HWWLQJVWDUWHGZLWK1DYLJDWLRQ
$XGLR9LGHR1DYLJDWLRQ6\VWHP'01' 
(QJOLVK
QHZO\EXLOWURDGVWKHSUREOHPFRXOGFRPH
IURPWKHGDWDXSGDWHWRWKHPDS
Ҹ&DQQRWVHHWKHPDS
3HUKDSV\RXFDQQRWVHHWKHPDSHYHQ
ZKHQ\RXKDYHH[HFXWHGWKHQDYLJDWLRQ
PHQX
7KLVKDSSHQVZKHQWKHGDWDZLWKLQWKH
PHPRU\LVGDPDJHG'HOHWHDOOWKHGDWDLQ
WKHPHPRU\DQGLQVWDOOWKHGDWDDJDLQ
,IWKHLVVXHSHUVLVWVDIWHULQVWDOODWLRQ
FRQWDFWWKH$6FHQWHU
Ҹ7KHSDWKJXLGHFDQEHGLIIHUHQWIURP
WKHDFWXDOSDWK3DWKJXLGHHUURU
ҭ:KHQWKHURDGLVFORVHO\SDUDOOHO
ҭ:KHQWKHVSOLWWLQJURDGDQJOHLVYHU\VPDOO
ҭ:KHQWKHUHLVDQDGMDFHQWURDGZKHQ
WXUQLQJ
ҭ:KHQGULYLQJRQDURDGWKDWLVQDUURZLQJ
IDVW
ҭ:KHQGULYLQJWKURXJKWKHPRXQWDLQRU
ZKHUHWKHURDGLVWRRFXUY\
ҭ:KHQWKHVWDUWLQJSDVVLQJDQGDUULYLQJ
ORFDWLRQVDUHWRRFORVHZLWKLQNP
ҭ:KHQ\RXKDYHVHWWKHVWDUWLQJSDVVLQJRU
DUULYLQJORFDWLRQPRUHWKDQNPDZD\
IURPWKHURDG
ҭ:KHQGULYLQJWKURXJKWKHWXQQHO
Ҹ0DSPDWFKLQJ
$VPHQWLRQHGWKH*36V\VWHPVXVHGE\
WKLV1DYLJDWLRQ6\VWHPDUHVXVFHSWLEOHWR
FHUWDLQHUURUV7KHLUFDOFXODWLRQVPD\RQ
RFFDVLRQSODFH\RXLQDORFDWLRQWKHPDS
ZKHUHQRURDGH[LVWV,QWKLVVLWXDWLRQWKH
SURFHVVLQJV\VWHPXQGHUVWDQGVWKDW
YHKLFOHVWUDYHORQO\RQURDGVDQGLVDEOH
WRFRUUHFW\RXUSRVLWLRQE\DGMXVWLQJLWWR
DQHDUE\URDG7KLVLVFDOOHGPDS
PDWFKLQJ
:LWKPDSPDWFKLQJ!
:LWKQRPDSPDWFKLQJ!
1DYLJDWLRQ
$XGLR9LGHR1DYLJDWLRQ6\VWHP'01'

(QJOLVK
*HWWLQJVWDUWHGZLWK1DYLJDWLRQ
:KHQWKH1DYLJDWLRQPRGHLVGLVSOD\HG
WKHUHOHYDQWSUHYLRXVO\XVHGUDGLRRU
PHGLDSOD\EDFNZLOOUHPDLQZLWKRXW
YLVLEOHRQWKHVFUHHQ
7KLVIHDWXUHLVGLVSOD\HGRQWKHVFUHHQRU
FKDQJHVRWKHUIHDWXUHVWRWKHIHDWXUH
EXWWRQ
:KHQWKH1DYLJDWLRQPRGHLVGLVSOD\HG
\RXFDQFRQWUROSOD\EDFNIRU
EDFNJURXQGUDGLRRUPHGLDSOD\LQJ
PRGHE\XVLQJWKHEXWWRQVGLDOVRQ
VWHHULQJZKHHOUHPRWHFRQWURODQGXQLW
)RUPRUHLQIRUPDWLRQDERXWKRZWR
XVHWKH1DYLJDWLRQV\VWHPUHIHUWRLWV
LQVWUXFWLRQPDQXDO
7RHQWHUWKH1DYLJDWLRQPRGHSUHVVWKH
FRUUHVSRQGLQJEXWWRQDVEHORZ
0$3'LVSOD\WKHFXUUHQWORFDWLRQPDS
VFUHHQ
1$9,(QWHUWKH1DYLJDWLRQ0HQXVFUHHQ
$XGLR9LGHR1DYLJDWLRQ6\VWHP'01' 
(QJOLVK
6HWWLQJV
6HWWLQJWKH6RXQG
3UHVVWKH6(783EXWWRQWRHQWHUWKH
6(783PHQXVFUHHQDQGVHOHFWWKH
GHVLUHGRSWLRQDVIROORZV
Ǭ6RXQG6HWVWKHVRXQGVWDWH
ǭ'LVSOD\6HWVWKHVFUHHQVWDWH
Ǯ6\VWHP6KRZVWKHV\VWHPLQIRUPDWLRQ
RIWKHSURGXFWDQGVKRXOGXSGDWH
7DSWKH6RXQGWRHQWHUWKH6RXQG
6HWWLQJVPHQXVFUHHQDQGVHOHFWWKH
GHVLUHGRSWLRQDVIROORZV
Ǭ5HWXUQWRWKHSUHYLRXVVFUHHQ
ǭ%$/)$'(56HWWKH%DODQFH)DGHUIRU
OLVWHQLQJSRVLWLRQRU7UHEOH0LG%DVV
%HHSOHYHO
Ǯ(46HWWKH(4VW\OH
ǯ1$9,0L[6HWWKHPHGLDYROXPHZKHQ
YRLFHJXLGDQFHLQVWUXFWVWKHGLUHFWLRQ
Ҹ$GMXVWLQJWKHVRXQG%DODQFH)DGHU
DQG7UHEOH0LG%DVV%HHSOHYHO
7DSWKH%$/)$'(5RQ6RXQG6HWWLQJV
PHQXVFUHHQDQGVHOHFWWKHGHVLUHG
RSWLRQDVIROORZV
Ǭ5HWXUQWRWKHSUHYLRXVVFUHHQ
ǭҶҺҼҸ$GMXVWWKHVRXQGEDODQFH
RUIDGHUIRUOLVWHQLQJSRVLWLRQ
Ǯ&HQWHU5HWXUQWRFHQWHUIRUOLVWHQLQJ
SRVLWLRQ
ǯ$GMXVWWKHOHYHORI7UHEOH0LG%DVV
%HHSVRXQG
ǰ2.&RQILUP\RXUVHOHFWLRQ
DZ'HIDXOW9DOXH,QLWLDOL]HVHWWLQJVWRWKH
GHIDXOW
Ҹ6HOHFWLQJWKH(4VW\OHDQG/RXGQHVV
IXQFWLRQ
7DSWKH(4RQWKH6RXQG6HWWLQJVPHQX
VFUHHQDQGVHOHFWWKHGHVLUHG(4RSWLRQ
DVIROORZV
ǮǭǬ
Ǯ ǯǭ
Ǭ
Ǯ
ǯ
ǰ DZ
ǭ
ǬǬ5HWXUQWRWKHSUHYLRXVVFUHHQ
ǭҶҺ$GMXVWHDFKOHYHORIIUHTXHQF\
EDQGIRUFXVWRPVRXQGVW\OH
Ǯ(4VW\OHV6HOHFWWKH(4(TXDOL]HU
VW\OHRUFXVWRPL]HWKH\RXURSWLRQ
ǯ/RXGQHVVRQ;$FWLYDWHGHDFWLYDWH
WKHORXGQHVVPRGH
ǰ2.&RQILUP\RXUVHOHFWLRQ
DZ'HIDXOW9DOXH,QLWLDOL]HVHWWLQJVWRWKH
GHIDXOW
Ҹ6HWWLQJWKH1$9,0L[IXQFWLRQ
7DSWKH1$9,0L[RQWKH6RXQG6HWWLQJV
PHQXVFUHHQDQGVHOHFWWKHGHVLUHG
RSWLRQDVIROORZV
Ǯ
ǯ
DZǰ
ǭ
Ǭ
Ǯ
ǭ
Ǭ
(QJOLVK
$XGLR9LGHR1DYLJDWLRQ6\VWHP'01'
6HWWLQJV
6HWWLQJWKH6RXQG 6HWWLQJWKH'LVSOD\
Ǭ5HWXUQWRWKHSUHYLRXVVFUHHQ
ǭa6HOHFWWKHOHYHORIPHGLDYROXPH
IRUYRLFHJXLGDQFHLQVWUXFWV
Ǯ2.&RQILUP\RXUVHOHFWLRQ
7DSWKH'LVSOD\RQWKH6(783PHQX
VFUHHQDQGVHOHFWWKHGHVLUHGRSWLRQDV
IROORZV
Ǭ5HWXUQWRWKHSUHYLRXVVFUHHQ
ǭ%ULJKWQHVV&RORU6HWWKH%ULJKWQHVV
&RORURIWKHVFUHHQ
Ǯ3LFWXUH)UDPH6HWWKHIUDPHRISRZHU
RIIVWDQGE\PRGH
Ҹ$GMXVWLQJWKHEULJKWQHVVDQGFRORURI
WKHVFUHHQ
7DSWKH%ULJKWQHVV&RORURQ'LVSOD\
6HWWLQJVPHQXVFUHHQDQGVHOHFWWKH
GHVLUHGRSWLRQDVIROORZV
Ǭ5HWXUQWRWKHSUHYLRXVVFUHHQ
ǭ/RZ+LJK$GMXVWWKHOHYHORIWKH
EULJKWQHVVDQGFRORUIRU9LGHRVFUHHQ
Ǯ2.&RQILUP\RXUVHOHFWLRQ
ǯ'HIDXOW9DOXH,QLWLDOL]HVHWWLQJVWRWKH
GHIDXOW
Ҹ6HWWLQJWKH3LFWXUH)UDPHW\SHIRU
SRZHURIIVWDQGE\PRGH
7DSWKH3LFWXUH)UDPHRQWKH'LVSOD\
6HWWLQJVPHQXVFUHHQDQGVHOHFWWKH
GHVLUHGRSWLRQDVIROORZV
Ǭ5HWXUQWRWKHSUHYLRXVVFUHHQ
ǭ&ORFN1R,PDJHVHOHFWWKHGHVLUHG
IUDPHW\SHRIVWDQGE\PRGHVFUHHQ
Ǯ2.&RQILUP\RXUVHOHFWLRQ
Ǯǭ
Ǭ
Ǯ ǯ
ǭ
Ǭ
Ǯ
ǭ
Ǭ
$XGLR9LGHR1DYLJDWLRQ6\VWHP'01' 
(QJOLVK
6HWWLQJV
6HWWLQJWKH6\VWHP
7DSWKH6\VWHPRQWKH6(783PHQX
VFUHHQDQGVHOHFWWKHGHVLUHGRSWLRQDV
IROORZV
Ǭ5HWXUQWRWKHSUHYLRXVVFUHHQ
ǭ'HYLFH,QIRUPDWLRQ&KHFNWKH
LQIRUPDWLRQRIWKLV$9V\VWHPXSGDWH
WKHVRIWZDUHRUUHVWRUHDOOVHWWLQJVWR
GHIDXOWVHWWLQJV
Ǯ/DQJXDJH6HOHFWWKHODQJXDJHWREH
GLVSOD\HGRQWKHVFUHHQ
ǯ7LPH6HWWKHWLPHIRUPDWDQGFXUUHQW
WLPH
ǰ'9'6HWWKH'9'SOD\HUSHUIRUPDQFH
Ҹ&KHFNLQJ8SGDWLQJ,QLWLDOL]LQJWKLV
XQLW
7DSWKH'HYLFH,QIRUPDWLRQRQWKH
6\VWHP6HWWLQJVPHQXVFUHHQDQG
VHOHFWWKHGHVLUHGRSWLRQDVIROORZV
Ǯǭ
Ǭ
ǯ ǰ
Ǯ
ǭ
Ǭ
Ǭ5HWXUQWRWKHSUHYLRXVVFUHHQ
ǭ'HYLFHLQIRUPDWLRQ6KRZVWKHV\VWHP
VRIWZDUHYHUVLRQRIWKLVXQLW
Ǯ6RIWZDUH8SGDWH8SGDWHWKHV\VWHP
VRIWZDUHE\GRZQORDGLQJQHZILUPZDUH
ILOHVLQD86%GHYLFH
ǯ6\VWHP'HIDXOW,QLWLDOL]HDOOWKHVHWWLQJV
WRWKHGHIDXOW
ǰ7RXFK&DOLEUDWLRQ,IWRXFKSRLQWGRHV
QRWILWZHOOLWFDQEHFDOLEUDWHGVRWKDW
LWVSRVLWLRQLVPRUHDSSURSULDWH
DZ2.&RQILUP\RXUVHOHFWLRQ
Ǯ
DZ
ǯ
ǭ
Ǭ
ǰ
Ҹ6HOHFWLQJWKH/DQJXDJH
7DSWKH/DQJXDJHRQWKH6\VWHP
6HWWLQJVPHQXVFUHHQDQGVHOHFWWKH
GHVLUHGRSWLRQDVIROORZV
Ǭ5HWXUQWRWKHSUHYLRXVVFUHHQ
ǭ/DQJXDJH6HOHFWWKHODQJXDJHIRU
GLVSOD\LQJRQWKHVFUHHQ
Ǯ2.&RQILUP\RXUVHOHFWLRQ
DZ
ǯ
ǰ
Ǭ
(QJOLVK
$XGLR9LGHR1DYLJDWLRQ6\VWHP'01'
6HWWLQJWKH6\VWHP
6HWWLQJV
ǯ
Ǯ
ǭ
Ǭ
ǰ DZ
Ǭ5HWXUQWRWKHSUHYLRXVVFUHHQ
ǭ7LPH)RUPDW6HWWKHWLPHIRUPDW
EHWZHHQWKH+URU+U
Ǯ*36$XWR7LPH6HW$FWLYDWH2Q
GHDFWLYDWH2IIWKHFXUUHQWWLPHVHWWLQJ
YLD*36VLJQDO
ǯ$030$GMXVWWKH+RXU0LQXWH
$030RU'D\0RQWK<HDU
ǰ2.&RQILUP\RXUVHOHFWLRQ
DZ'DWH7LPH(QWHUWKH'DWH7LPH
6HWWLQJVVFUHHQ
ǭ
Ǯ
ǯ
Ǭ
Ҹ6HWWLQJWKH'9'3OD\HU
7DSWKH'9'RQWKH6\VWHP6HWWLQJV
PHQXVFUHHQDQGVHOHFWWKHGHVLUHG
RSWLRQDVIROORZV
Ǭ5HWXUQWRWKHSUHYLRXVVFUHHQ
ǭ/DQJXDJHOLVW6HWWKHODQJXDJHIRU'9'
SOD\HUVSHUIRUPDQFH
Ǯ2WKHU2SHQWKHRWKHUODQJXDJHLQSXW
VFUHHQ
ǯ1R&DSWLRQ'LVDEOHWKHFDSWLRQ
GLVSOD\LQJ
ǰ2.&RQILUP\RXUVHOHFWLRQ
,QFDVHRIǮ2WKHUVVHOHFWLQJHQWHUWKH
GHVLUHG/DQJXDJH&RGHE\XVLQJWKHDZ
.H\SDGDQGWDSWKHdz2.5HIHUWR
/DQJXDJHFRGHWDEOHLQQH[WSDJH
Ǭ5HWXUQWRWKHSUHYLRXVVFUHHQ
ǭ9RLFH6HWWKH9RLFHODQJXDJHIRU'9'
SOD\HUVSHUIRUPDQFH
Ǯ&DSWLRQ6HWWKH&DSWLRQODQJXDJH
ǯ0HQX6HWWKH0HQXODQJXDJH
7DSWKHǭ9RLFHǮ&DSWLRQRUǯ0HQX
RQWKH'9'VHWWLQJVPHQXVFUHHQDQG
VHOHFWWKHGHVLUHGRSWLRQDVIROORZV
Ҹ6HWWLQJWKH7LPHDQG'DWH
7DSWKH7LPHRQWKH6\VWHP6HWWLQJV
PHQXVFUHHQDQGVHOHFWWKHGHVLUHG
RSWLRQDVIROORZV
Ǭ
ǭ
Ǯ
ǰ
DZ
Dz dz
ǯ
ǰ
ǭ
Ǯ
Ǭ
DZ.H\SDG(QWHUWKHQXPEHU
Dz'HOHWH'HOHWHWKHLQSXWQXPEHU
dz2.&RQILUP\RXUVHOHFWLRQ
$XGLR9LGHR1DYLJDWLRQ6\VWHP'01' 
(QJOLVK
6HWWLQJV
6HWWLQJWKH6\VWHP
Ҹ/DQJXDJHFRGHWDEOH
/DQJXDJH &RGH
$IDU 
$ENKD]LDQ 
$IULNDDQV 
$PKDULF 
$UDELF 
$VVDPHVH 
$\PDUD 
$]HUEDLMDQL 
%DVKNLU 
%\HORUXVVLDQ 
%XOJDULDQ 
%LKDUL 
%LVODPD 
%HQJDOL 
7LEHWDQ 
%UHWRQ 
&DWDODQ 
&RUVLFDQ 
&]HFK 
:HOVK 
'DQLVK 
*HUPDQ 
%KXWDQL 
/DQJXDJH &RGH
*UHHN 
(QJOLVK 
(VSHUDQWR 
6SDQLVK 
(VWRQLDQ 
%DVTXH 
3HUVLDQ 
)LQQLVK 
)LML 
)DHURHVH 
)UHQFK 
)ULVLDQ 
,ULVK 
6FRWV*DHOLF 
*DOLFLDQ 
*XDUDQL 
*XMDUDWL 
+DXVD 
+LQGL 
&URDWLDQ 
+XQJDULDQ 
$UPHQLDQ 
,QWHUOLQJXD 
/DQJXDJH &RGH
,QWHUOLQJXH 
,QXSLDN 
,QGRQHVLDQ 
,FHODQGLF 
,WDOLDQ 
+HEUHZ 
-DSDQHVH 
<LGGLVK 
-DYDQHVH 
*HRUJLDQ 
.D]DNK 
*UHHQODQGLF 
&DPERGLDQ 
.DQQDGD 
.RUHDQ 
.DVKPLUL 
.XUGLVK 
.LUJKL] 
/DWLQ 
/LQJDOD 
/DRWKLDQ 
/LWKXDQLDQ 
/DWYLDQ 
/DQJXDJH &RGH
0DODJDV\ 
0DRUL 
0DFHGRQLDQ 
0DOD\DODP 
0RQJROLDQ 
0ROGDYLDQ 
0DUDWKL 
0DOD\ 
0DOWHVH 
%XUPHVH 
1DXUX 
1HSDOL 
'XWFK 
1RUZHJLDQ 
2FFLWDQ 
$IDQ2URPR 
2UL\D 
3XQMDEL 
3ROLVK 
3DVKWR 
3RUWXJXHVH 
4XHFKXD 
5KDHWR5RPDQFH

/DQJXDJH &RGH
.LUXQGL 
5RPDQLDQ 
5XVVLDQ 
.LQ\DUZDQGD 
6DQVNULW 
6LQGKL 
6DQJUR 
6HUER&URDWLDQ
6LQJKDOHVH 
6ORYDN 
6ORYHQLDQ 
6DPRDQ 
6KRQD 
6RPDOL 
$OEDQLDQ 
6HUELDQ 
6LVZDWL 
6HVRWKR 
6XGDQHVH 
6ZHGLVK 
6ZDKLOL 
7DPLO 
7HOXJX 
/DQJXDJH &RGH
7DMLN 
7KDL 
7LJULQ\D 
7XUNPHQ 
7DJDORJ 
6HWVZDQD 
7RQJD 
7XUNLVK 
7VRQJD 
7DWDU 
7ZL 
8NUDLQLDQ 
8UGX 
8]EHN 
9LHWQDPHVH 
9RODSXN 
:RORI 
;KRVD 
<RUXED 
6&KLQHVH 
=XOX 
&OLPDWH6\VWHP
*HWWLQJVWDUWHGZLWK&OLPDWH6\VWHP
$XGLR9LGHR1DYLJDWLRQ6\VWHP'01'
(QJOLVK
)5217> @EXWWRQ
5HPRYHVKXPLGLW\DQGIURVWE\EORZLQJIDQWRZDUGVWKHIURQWZLQGRZ
5($5> @EXWWRQ
7KHVLGHPLUURUDQGUHDUZLQGRZGHIURVWHULVWXUQHGRQRII
$&EXWWRQ
7XUQVWKHDLUFRQGLWLRQHURQRII
&/,0$7(EXWWRQ
'LVSOD\VWKHFOLPDWHKRPHVFUHHQ
DUALCLIMATE
TEMP AUTO
OFF
TEMP
MODE
A/C
FRONT
REAR
REAR
ₚ ₛ
02'( EXWWRQ
6HWVWKHIDQGLUHFWLRQ
'8$/EXWWRQ
7XUQV'8$/PRGHRQRII
8SRQWXUQLQJRQ'8$/WKHGULYHUVLGHDQGSDVVHQJHUVLGH
WHPSHUDWXUHFDQEHRSHUDWHGLQGHSHQGHQWO\
5HFLUFXODWHGDLUSRVLWLRQ> @EXWWRQ
6ZLWFKHVWKHDLULQWDNHPRGHWRUHFLUFXODWLRQ
2XWVLGHIUHVKDLUSRVLWLRQ> @EXWWRQ
6ZLWFKHVWKHDLULQWDNHPRGHWRRXWVLGH
UGDLUFRQGLWLRQLQJ212))> @EXWWRQ
7XUQVWKHUGDLUFRQGLWLRQHURQRII
7(03 EXWWRQV
&RQWUROVWKHGULYHUVLGHWHPSHUDWXUH
)$1> @'LDO
6HWVWKHIDQVSHHG
$872EXWWRQ
2SHUDWHVDXWRWHPSHUDWXUHPRGHWRPDLQWDLQFDELQWHPSHUDWXUH
DWVXLWDEOHOHYHOVUHODWLYHWRRXWVLGHWHPSHUDWXUH
2))EXWWRQ
7XUQVWKHFOLPDWHV\VWHPRII
7(03 EXWWRQV
&RQWUROVWKHSDVVHQJHUVLGHWHPSHUDWXUH
1RWHV7KHDFWXDOIHDWXUHLQWKHYHKLFOHPD\GLIIHUIURPWKH
LOOXVWUDWLRQ
Ҹ&OLPDWHFRQWURO
&OLPDWH6\VWHP
*HWWLQJVWDUWHGZLWK&OLPDWH6\VWHP
$XGLR9LGHR1DYLJDWLRQ6\VWHP'01' 
(QJOLVK
Ҹ&RQWUROOLQJWKH&OLPDWH
3UHVVWKH&/,0$7(EXWWRQWRGLVSOD\
WKH&OLPDWH+RPHVFUHHQ
:KHQRSHUDWLQJLQ0XOWLPHGLDRU
1DYLJDWLRQPRGHSUHVVLQJD&OLPDWH
UHODWHGEXWWRQVXFKDV$872$&ZLOO
GLVSOD\WKH&OLPDWHVWDWXVEDUDWWKHWRS
RIVFUHHQ
:KHQWKH&OLPDWH+RPHLVGLVSOD\HG
WKHUHOHYDQWSUHYLRXVO\XVHGUDGLRRU
PHGLDSOD\EDFNZLOOUHPDLQZLWKRXW
YLVLEOHRQWKHVFUHHQ
7KLVIHDWXUHLVGLVSOD\HGRQWKHVFUHHQRU
FKDQJHVRWKHUIHDWXUHVWRWKHIHDWXUH
EXWWRQ
:KHQWKH&OLPDWHKRPHLVGLVSOD\HG
\RXFDQFRQWUROSOD\EDFNIRU
EDFNJURXQGUDGLRRUPHGLDSOD\LQJ
PRGHE\XVLQJWKHEXWWRQVGLDOVRQ
VWHHULQJZKHHOUHPRWHFRQWURODQGXQLW
Ҹ%DVLF0RGH6FUHHQ
7RGLVSOD\WKH&OLPDWHLQIRUPDWLRQ
HQWHUWKH&/,0$7(KRPHVFUHHQRU
SUHVVD&OLPDWHUHODWHGEXWWRQLQ
0XOWLPHGLDRU1DYLJDWLRQPRGH
Ǭ'ULYHUVLGH7HPSHUDWXUH'LVSOD\VWKH
GULYHUVLGHWHPSHUDWXUH
ǭ$872'LVSOD\'LVSOD\VZKHWKHUWKH
KHDWLQJFRROLQJDXWRIXQFWLRQLVRQRII
Ǯ$&'LVSOD\'LVSOD\VZKHWKHUWKH$LU
FRQGLWLRQHULVRQRII
ǯ)DQ6SHHG'LVSOD\'LVSOD\VWKHFXUUHQW
IDQVSHHG
&OLPDWH6\VWHP
*HWWLQJVWDUWHGZLWK&OLPDWH6\VWHP
$XGLR9LGHR1DYLJDWLRQ6\VWHP'01'
(QJOLVK 3RUWXJX¬V (VSD³RO
ǰ'8$/PRGH(QDEOHVWKHGULYHU
SDVVHQJHUWHPSHUDWXUHWREHVHW
LQGHSHQGHQWO\
DZ)DQGLUHFWLRQ'LVSOD\VWKHVHWIDQ
GLUHFWLRQ
Dz3DVVHQJHUVLGH7HPSHUDWXUH'LVSOD\V
WKHSDVVHQJHUVLGHWHPSHUDWXUH
Ҹ&RQWUROOLQJ'ULYHU3DVVHQJHU
7HPSHUDWXUH6LPXOWDQHRXVO\RU
,QGHSHQGHQWO\
3UHVVWKH7LPHEXWWRQWRWXUQWKH'8$/
PRGHRII
:KHQ'8$/PRGHLVGLVDEOHGWKH
GULYHUVLGHDQGSDVVHQJHUVLGH
WHPSHUDWXUHVDUHFRQWUROOHG
VLPXOWDQHRXVO\
3UHVVWKH'8$/EXWWRQWRWXUQWKH
'8$/PRGHRII
:KHQ'8$/PRGHLVHQDEOHGWKH
GULYHUVLGHDQGSDVVHQJHUVLGH
WHPSHUDWXUHVFDQEHFRQWUROOHG
LQGHSHQGHQWO\
1RWHV
ҭ7KHFDELQWHPSHUDWXUHFDQEHDGMXVWHG
LQςXQLWVZLWKLQDUDQJHRIς
aς
ҭ7KHWHPSHUDWXUHZLOOEHGLVSOD\HGDV/2:
RQFHLWLVDGMXVWHGEHORZςDQG+,*+
RQFHLWLVDGMXVWHGDERYHς
ҭ:KHQVHWWLQJWKHGULYHUVLGHWHPSHUDWXUH
ZLWK'8$/RQ'8$/ZLOOWXUQRIIRQFHWKH
GULYHUVLGHWHPSHUDWXUHLVVHWWR/2:RU
+,*+
̈
Ҹ6HWWLQJ)DQ'LUHFWLRQ
3UHVVWKH02'(EXWWRQUHSHDWHGO\
(DFKWLPHWKH'LUHFWLRQ0RGHRIWKH
DLUIORZFKDQJHVDVIROORZV
Ҹ6HWWLQJ)DQ6SHHG
7RFKDQJHWKHIDQVSHHGWXUQWKH)$1
GLDOWRWKHULJKWIRUKLJKHUVSHHGRUOHIW
IRUORZHUVSHHG
1RWHV
ҭ,IWKHIDQVSHHGLVFKDQJHGZKLOHLQ$872
PRGH$872PRGHZLOOWXUQRII
Ǭ)DFH'LUHFWLRQ$LUIORZLVGLUHFWHG
WRZDUGWKHXSSHUERG\DQGIDFH
ǭ%L'LUHFWLRQ$LUIORZLVGLUHFWHGWRZDUGV
WKHIDFHDQGWKHIORRU
Ǯ)ORRU'LUHFWLRQ0RVWRIWKHDLUIORZLV
GLUHFWHGWRWKHIORRUZLWKDVPDOO
DPRXQWRIWKHDLUEHLQJGLUHFWHGWRWKH
ZLQGVKLHOGVLGHZLQGRZGHIURVWHUVDQG
VLGHYHQWV
ǯ)ORRU'HIURVW'LUHFWLRQ0RVWRIWKHDLU
IORZLVGLUHFWHGWRWKHIORRUDQGWKH
ZLQGVKLHOGZLWKDVPDOODPRXQWGLUHFWHG
WRWKHVLGHZLQGRZGHIURVWHUVDQGVLGH
YHQWV
J
)RUPRUHLQIRUPDWLRQDERXWKRZWR
XVHWKH&/,0$7(6\VWHPUHIHUWRLWV
LQVWUXFWLRQPDQXDO
ₘ ₙ
$SSHQGL[
7URXEOHVKRRWLQJ
$XGLR9LGHR1DYLJDWLRQ6\VWHP'01' 
(QJOLVK 3RUWXJX¬V (VSD³RO
6\PSWRQ
3RZHUGRHVQRWWXUQRQ
7KHXQLWGRHVQRWRSHUDWH
86%SOD\EDFNLVQRWSRVVLEOH
'LVFGRHVQRWVWDUWSOD\EDFN
1RVRXQG
&DXVH
7KHLJQLWLRQVZLWFKLV127WXUQHG21
7KHLJQLWLRQVZLWFKLV127VHWWR$&&
7KHSRZHURIXQLWLVWXUQHG2))
1RLVHDQGRWKHUIDFWRUVDUHFDXVLQJWKHEXLOW
LQPLFURSURFHVVRUWRRSHUDWHLQFRUUHFWO\
7KHW\SHRI86%ORDGHGFDQQRWEHSOD\HGE\
WKLVXQLW
7KHILOHVRQWKH86%DUHDQLUUHJXODUILOH
IRUPDW
7KHUHJLRQQXPEHURIWKH'9'GLVFLV
XQPDWFKHGWRWKHXQLW
$QXQSOD\DEOHGLVFLVLQVHUWHG
7KHGLVFLVGLUW\
7KHYROXPHOHYHOLVORZ92/087(
7KHPXWHLVRQ
&RUUHFWLRQ
7XUQWKHLJQLWLRQVZLWFKWR21
6HWWKHLJQLWLRQVZLWFKWR$&&
7XUQWKHXQLWRQE\SUHVVLQJ32:(5EXWWRQ
RQWKHIURQWSDQHO
7XUQWKHXQLWRIIDQGWKHQRQ
&KHFNWKHW\SHRI86%PHPRU\
&KHFNWKHILOHIRUPDW
2QO\'9'GLVFVZLWKWKH8QLWΰVSOD\DEOHUHJLRQ
FRGHRU$OORUZLWKQRUHJLRQQXPEHUFDQEH
SOD\HGE\WKHXQLW
&KHFNWKHSOD\DEOHGLVFV
(MHFWWKHGLVFDQGFOHDQLW
,QFUHDVHWKHYROXPH
7XUQWKHPXWHRII
(QJOLVK
$XGLR9LGHR1DYLJDWLRQ6\VWHP'01'
$SSHQGL[
6SHFLILFDWLRQV
)0$05DGLR
86%3OD\HU
'LVFSOD\HU
%OXHWRRWK
$8;
Ҹ1RWH
7KLVHTXLSPHQWRSHUDWHVRQDVHFRQGDU\EDVLVLHQRWHQWLWOHGWRSURWHFWLRQIURPKDUPIXOLQWHUIHUHQFHHYHQIURPVWDWLRQVRIWKHVDPHW\SH
DQGFDQQRWFDXVHLQWHUIHUHQFHWRV\VWHPVRSHUDWHGRQDSULPDU\EDVLV
)0a0+]N+]6WHSV
$0aN+]N+]6WHSV
)0ٟ$0ٟ
G%
0XVLF03aNESVaNESV:0$aNESV
9LGHR03:0903(*
,PDJH-3*[%0331*[
,62OHYHO-ROLHW
036DPSOLQJUDWHN+]%LWUDWHa.%VZLWK9%5
,'Y,'Y
&'&'5&'5:FRQWDLQLQJ$XGLRWUDFNVRU03>:0$@ILOHV
9LGHR&'9LGHR&'3%&
'9''9'5RU'9'5:
&''$9&'0L[HG'LVF5HFRJQL]HGDV9&'
&''$030L[HG'LVF5HFRJQL]HGDV&''$
3&0'2/%<'761RUPDO6WHUHR/&+5&+/50L[0RQR
'76&'03(*
9HUVLRQ
G%P0D[
$GYDQFHG$XGLR'LVWULEXWLRQ3URILOH$XGLR5HPRWH&RQWURO3URILOH
+DQGV)UHH3URILOH+HDG6HW3URILOH
99ROXPH6WHSP9#.RKPV
ҭ5DQJHRIWXQLQJ
ҭ6HQVLWLYLW\
ҭ'LYLVLRQVWHUHR)0
ҭ8VDEOHPHGLDILOHIRUPDW
ҭ)RUPDWORJLFDOILOH
ҭ,'7DJV
ҭ3OD\DEOHGLVFV
ҭ3OD\DEOHVRXQGPRGH
ҭ9HUVLRQ
ҭ2XWSXW3RZHU
ҭ3URILOH
ҭ,QSXWVHQVLWLYLW\
$XGLR9LGHR1DYLJDWLRQ6\VWHP'01' 
(QJOLVK
$SSHQGL[
/LPLWHG:DUUDQW\
Ҹ:+$77+,6:$55$17<&29(56
9HKLFOH'HDOHU6KRS'HDOHUJXDUDQWHHV\RXWKDWWKH
+DUGZDUHZLOOEHIUHHIURPGHIHFWVLQZRUNPDQVKLSDQG
PDWHULDOVXQGHUQRUPDOXVH'HIHFWVIRUDSHULRGRIWKUHH
\HDUVNPIURPWKHGDWHWKDWWKH+DUGZDUHZDV
ILUVWLQVWDOOHGE\'($/(5:DUUDQW\3HULRG'XULQJWKH
:DUUDQW\3HULRGWKH+DUGZDUHZLOOEHUHSDLUHGRUUHSODFHG
DW'($/(5VFKRLFH/LPLWHG:DUUDQW\ZLWKRXWFKDUJHWR
\RXIRUHLWKHUSDUWVRUODERU7KLV/LPLWHG:DUUDQW\FRYHUV
WKHUHSODFHPHQWRIWKHKHDGXQLWLQFOXGLQJRIWKH+DUGZDUH
RQO\
Ҹ:+$77+,6:$55$17<'2(6127&29(5
7KH/LPLWHG:DUUDQW\GRHVQRWDSSO\WRQRUPDOZHDUDQG
WHDUGRHVQRWDSSO\ZKHQWKH+DUGZDUHLVRSHQHGRU
UHSDLUHGE\VRPHRQHQRWDXWKRUL]HGE\'($/(5DQGGRHV
QRWFRYHUUHSDLURUUHSODFHPHQWRIDQ\+DUGZDUHRUSDUW
WKHUHRIGDPDJHGE\PLVXVHPRLVWXUHOLTXLGVSUR[LPLW\RU
H[SRVXUHWRKHDWDQGDFFLGHQWDEXVHQRQFRPSOLDQFHZLWK
WKHLQVWUXFWLRQVVXSSOLHGZLWKWKH+DUGZDUHQHJOHFWRU
PLVDSSOLFDWLRQ7KH/LPLWHG:DUUDQW\GRHVQRWFRYHU
SK\VLFDOGDPDJHWRWKHVXUIDFHRIWKH+DUGZDUH7KLV
/LPLWHG:DUUDQW\GRHVQRWFRYHUDQ\VRIWZDUHWKDWPD\
DFFRPSDQ\RUEHLQVWDOOHGRQWKH+DUGZDUH
7KH/LPLWHG:DUUDQW\GRHVQRWFRYHUWKHLQVWDOODWLRQ
UHPRYDORUPDLQWHQDQFHRIWKH+DUGZDUHRUDQ\FRVWV
UHODWHGKHUHZLWK
Ҹ+2:720$.($:$55$17<&/$,0
,QRUGHUWRPDNHDFODLPRID'HIHFW\RXPXVWFRQWDFW
'($/(5,IDGHIHFWDULVHVDQGDYDOLGFODLPXQGHUWKLV
/LPLWHG:DUUDQW\LVUHFHLYHGE\'($/(5DIWHUWKHILUVW
\HDUVNPRIWKH:DUUDQW\3HULRG'($/(5LVHQWLWOHG
WRFKDUJH\RXIRUDQ\UHDVRQDEOHVKLSSLQJDQGKDQGOLQJ
FRVWVPDGHLQFRQQHFWLRQZLWKWKHUHSDLURUUHSODFHPHQWRI
WKH+DUGZDUH
<RXPXVWFRPSO\ZLWKDQ\RWKHUUHWXUQSURFHGXUHV
VWLSXODWHGE\'($/(5LIDQ\
Ҹ'($/(5/,0,7(':$55$17<
<285/(*$/5,*+76
6RPHFRXQWULHVPD\QRWDOORZWKHH[FOXVLRQRUOLPLWDWLRQRI
GDPDJHV,IDQ\SDUWRIWKLV/LPLWHG:DUUDQW\LVKHOGWREH
LQYDOLGRUXQHQIRUFHDEOHWKHUHPDLQGHURIWKH/LPLWHG
:DUUDQW\VKDOOQRQHWKHOHVVUHPDLQLQIXOOIRUFHDQGHIIHFW
7KLV/LPLWHG:DUUDQW\LVWKHRQO\H[SUHVVZDUUDQW\PDGHWR
25,*,1$/1$9,*$7,21+($'81,76833/,('%<9(+,&/('($/(5
3URGXFW
3URGXFW1R
(QJOLVK
$XGLR9LGHR1DYLJDWLRQ6\VWHP'01'
$SSHQGL[
/LPLWHG:DUUDQW\
\RXDQGLVSURYLGHGLQSODFHRIDQ\RWKHUH[SUHVVZDUUDQWLHV
RUVLPLODUREOLJDWLRQVLIDQ\FUHDWHGE\DQ\DGYHUWLVLQJ
GRFXPHQWDWLRQSDFNDJLQJRURWKHUFRPPXQLFDWLRQV
([FHSWIRUWKH/LPLWHG:DUUDQW\DQGWRWKHPD[LPXPH[WHQW
SHUPLWWHGE\DSSOLFDEOHODZ'($/(5DQGLWVVXSSOLHUV
SURYLGHWKH+DUGZDUH$6,6$1':,7+$//)$8/76DQG
KHUHE\GLVFODLPDOORWKHUZDUUDQWLHVDQGFRQGLWLRQVZKHWKHU
H[SUHVVLPSOLHGRUVWDWXWRU\LQFOXGLQJEXWQRWOLPLWHGWR
DQ\LIDQ\LPSOLHGZDUUDQWLHVGXWLHVRUFRQGLWLRQVRI
VDWLVIDFWRU\TXDOLW\RUILWQHVVIRUDSDUWLFXODUSXUSRVHRI
UHOLDELOLW\RUDYDLODELOLW\RIDFFXUDF\RUFRPSOHWHQHVVRI
UHVSRQVHVRIUHVXOWVRIZRUNPDQOLNHHIIRUWRIODFNRI
YLUXVHVDQGRIUHDVRQDEOHFDUHDQGVNLOODOOZLWKUHJDUGWR
WKH+DUGZDUHDQGWKHSURYLVLRQRIRUIDLOXUHWRSURYLGH
VXSSRUWRURWKHUVHUYLFHVLQIRUPDWLRQVRIWZDUHDQGUHODWHG
FRQWHQWWKURXJKWKH+DUGZDUHRURWKHUZLVHDULVLQJRXWRI
WKHXVHRIWKH+DUGZDUH$OVRWKHUHLVQRZDUUDQW\RU
FRQGLWLRQRITXLHWHQMR\PHQWTXLHWSRVVHVVLRQRUQRQ
LQIULQJHPHQWZLWKUHJDUGWRWKH+DUGZDUH
7KLV/LPLWHG:DUUDQW\GRHVQRWDIIHFWDQ\OHJDOULJKWVXQGHU
DSSOLFDEOHQDWLRQDOOHJLVODWLRQJRYHUQLQJWKHVDOHRI
FRQVXPHUJRRGV
7KLV/LPLWHG:DUUDQW\FDQQRWEHWUDQVIHUUHGWRDQ\RWKHU
SHUVRQ
Ҹ/,0,7$7,212)/,$%,/,7<
1HLWKHU'($/(5QRULWVVXSSOLHUVVKDOOEHOLDEOHWR\RXRUWR
DQ\WKLUGSDUW\IRUDQ\GDPDJHVHLWKHUGLUHFWLQFLGHQWDO
FRQVHTXHQWLDORURWKHUZLVHLQFOXGLQJLQHDFKFDVHEXWQRW
OLPLWHGWRGDPDJHVIRUWKHLQDELOLW\WRXVHWKHHTXLSPHQWRU
DFFHVVGDWDORVVRIGDWDORVVRIEXVLQHVVORVVRISURILWV
EXVLQHVVLQWHUUXSWLRQRUWKHOLNHDULVLQJRXWRIWKHXVHRIRU
LQDELOLW\WRXVHWKH+DUGZDUHHYHQLI'($/(5KDVEHHQ
DGYLVHGRIWKHSRVVLELOLW\RIVXFKGDPDJHV
1RWZLWKVWDQGLQJDQ\GDPDJHVWKDW\RXPLJKWLQFXUIRUDQ\
UHDVRQZKDWVRHYHUWKHHQWLUHOLDELOLW\RI'($/(5DQGDQ\
RILWVVXSSOLHUVVKDOOEHOLPLWHGWRWKHDPRXQWDFWXDOO\SDLG
E\\RXIRUWKH+DUGZDUH
'($/(5VKDOOQRWEHOLDEOHIRU
DQ\IUDXGRQWKHSDUWRILWVHPSOR\HHVDQGRUDJHQWVRU
DQ\IUDXGXOHQWPLVUHSUHVHQWDWLRQRQWKHSDUWRILWV
HPSOR\HHVDQGRUDJHQWV
1RWZLWKVWDQGLQJWKHDERYHQHLWKHUSDUW\VOLDELOLW\IRUGHDWK
RUSHUVRQDOLQMXU\UHVXOWLQJIURPLWVRZQQHJOLJHQFHVKDOOEH
OLPLWHG
$XGLR9LGHR1DYLJDWLRQ6\VWHP'01' 
(QJOLVK
FCC Information to User
This device complies with Part 15 of the FCC Rules. Operation is subject to the following two conditions:
(1) This device may not cause harmful interference, and
(2) this device mustaccept any interference received, including interference that may cause undesired operation
This equipment has been tested and found to comply with the limits for a Class B digital device, pursuant to Part 15 of the FCC Rules. These limits are designed to provide
reasonable protection against harmful interference in a residential installation. This equipment generates, uses and can radiate radio frequency energy and, if not installed
and used in accordance with the instructions, may cause harmful interference to radio communications. However, there is no guarantee that interference will not occur in
a particular installation. If this equipment does cause harmful interference to radio or television reception, which can be determined by turning the equipment off and on,
the user is encouraged to try to correct the interference by one of the following measures:
-Reorient or relocate the receiving antenna.
-Increase the separation between the equipment and receiver.
-Connect the equipment into an outlet on a circuit different from that to which the receiver is connected.
-Consult the dealer or an experienced radio/TV technician for help.
FCC RF exposure requirements
The antenna used with this module must be installed to provide a separation ditance of at least 20cm from all persons, and must not transmit simultaneously with any other
antenna or transmiter except in accordance with FCC multi-transmter product procedures.
Caution
Modifications not expressly approved by the party responsible for compliance could void the user’s authority to operate the equipment.
FCC Compliance Information :
This device complies with Part 15 of the FCC Rules. Operation is subject to the following two conditions:
(1) This device may not cause harmful interference, and
(2) this device must accept any interference received, including interference that may cause undesired operation
DM-N3000D Rev. 1.0
SUPPORT - HOTLINE

Navigation menu