Inventec TPC-T011-34 All in One PC User Manual TPC T011 34

Inventec Corporation All in One PC TPC T011 34

User Manual

$Color Side 1:BLACK +PMS 2925CFlat size:13.937” x 13.5”(340.2 x 342.9 mm)Fold 16-panelaccordion:Color Side 2:BLACK +PMS 2925CFolded size:13.937” x 2.25”(340.2 x 57.15 mm)17015 SEVEN PINES DR.,BLDG. #1Spring, TX 77379832.717.4331Quick setupQuick tourSetup InstructionsYour computer is protected by a free subscription to M/LYH6DIHvVHUYLFHIRUDOLPLWHGWLPHIURPWKHƬUVWthe computer. You will have the option to purchLiveSafe service upon expiration of the subsLiveSafe service helps protect your identity, yodevices with a single subscription.*Computer color, features, feature locations, and amay vary.11133Find more informationWindows®productsTo learn more about Windows and to access help topics,select theStart button , and then select the Get started app.To access the user guides, select theStart button ,selectAll apps(required on some products), select HPHelp and Support,and then select HP Documentation.- or -To access the user guides, select theStart button , selectAll apps (required on some products), select HP, and thenPPPselect HP Documentation.LinuxproductsDouble-click theHP Documents icon on the desktop. FreeDOSproductsOn the Boot Menu, select HP Documents.You do not need to connect to the Internet to access the user guides. To view theuser guides on the Web, go to http://www.hp.com/support. Select Find your product, and then follow the on-screen instructions.AUser Guides disc is included with some products.sContact supportTo resolve a hardware or software problem, go to http://www.hp.com/support. Use this site to get more information aboutour product, including links to discussion forums and instructions onWURXEOHVKRRWLQJ<RXFDQDOVRƬQGLQIRUPDWLRQRQKRZWRFRQWDFW+3DQGopen a support case. Go wirelessSelect the network icon in the right corner of the taskbar, and then connectto one of the available networks.To set up a WLAN and connect to the Internet, you need a broadband modem (either DSL or cable) (purchased separately), high-speed Internet service purchasedfrom an Internet service provider, and a wireless router (purchased separately).5HJXODWRU\0RGHO1XPEHUDQG6LPSOLƬHGDeclaration of ConformityThe Regulatory Model Number (RMN) for this equipment is TPC-T011-34. The RMN is located on the bottom of the base.Hereby, HP declares that this product is in compliance with the essential requirements and other relevantprovisions of Directive 1999/5/EC. To view the Declaration of Conformity for this equipment, go to ZZZKSHXFHUWLƬFDWHVDQGVHDUFKXVLQJWKLVHTXLSPHQWoV501Software termsBy installing, copying, downloading, or otherwise using any software product preinstalled on this computer,you agree to be bound by the terms of the HP End User License Agreement (EULA). If you do not accept theselicense terms, your sole remedy is to return the entire unused product (hardware and software) within 14 daysfor a full refund subject to the refund policy of your seller.For any further information or to request a full refund of the price of the computer, please contact your seller.Limited Warranty<RXFDQƬQG\RXU+3/LPLWHG:DUUDQW\ORFDWHGZLWKWKHXVHUJXLGHVRQ\RXUSURGXFWDQGRURQWKH&'RUDVD provided in the box. In some countries or regions, HP may provide a printed warranty in the box. Forcountries or regions where the warranty is not provided in printed format, you can request a copy from KWWSZZZKSFRPJRRUGHUGRFXPHQWV)RUSURGXFWVSXUFKDVHGLQ$VLD3DFLƬF\RXFDQZULWHWR+3DW32'32%R[.LWFKHQHU5RDG3RVW2ƫLFH6LQJDSRUH,QFOXGH\RXUSURGXFWQDPHDQG\RXUQDPHSKRQHnumber, and postal address.Front1Pop-up cameras and lights2,QWHUQDOPLFURSKRQHV3Infrared camera4Infrared camera light5Camera light6Speakers7CameraRight8Audio-out (headphone)/Audio-in (microphone) combo jack9Memory card readerUSB Type-C connectorBackPower lightUSB ports (3)USB charging port*HDMI-out portHDMI-in portHDMI display m(switches display modes to showHDMI-in cRJ-45Pondas phonesvice face upWireless charging light (locateddirectly beneath the display).*Select products only.89eaker volume.p to play or pause the audio or video.Swipe right to play the next track ofaudio or video.Swipe left to play the previous track ofaudio or video.*Select products only. This feature charges a device when the computer is on.**Does not require the operating system to be running.LightStatus2ƫ2ƫSolid white Charge completeBlinking white Firmware updateSolid amber ChargingBlinking amber Error62126347513Turn on the wireless keyboard and mouse.They automatically connect to the computer after you turn it on.911314-001*911314-001*Replace this box with PI statement as per spec.2DRAFo McAfee o McAVWWLPH\RXXVHVWWLPH\RXrchase McAfee ase McAfee bscription. McAfee n. McAfee your data, and your , and your nd accessoriesoriesDDDDDDDhttyouWy mode buttony mode buttondisplay modes to show display modes to show n content on the screen)n content on the screen)******-45 (network) jack-45 (nePower connectorPowerAC adapter lightAC Security cable slotSecRARARARAPower buttonPowBaseBaseWireless charging area for Qi- andWireless PMA-enabled devices, such as MA-enand tablets. Place the deviceand ton the area to charge.on*Touch controlRRRRRRChange speaRRRRRRRTap toRRRRRRRRRRRRRARARARRRR RRRRRRRRRRRRRRRRRRRRRRRDRRRDRDRDDDDDProduct Name: TPC-T011-34Model: TPC-T011-34$

$Color Side 1:BLACK +PMS 2925CFlat size:13.937” x 13.5”(340.2 x 342.9 mm)Fold 16-panelaccordion:Color Side 2:BLACK +PMS 2925CFolded size:13.937” x 2.25”(340.2 x 57.15 mm)17015 SEVEN PINES DR.,BLDG. #1Spring, TX 77379832.717.4331WARNING:To reduce the risk of electric shock or damage to the equipment:rPlug the power cord into an AC outlet that is easily accessible at all times.rDisconnect power from the computer by unplugging the power cord from the AC outlet.rIf provided with a 3-pin attachment plug on the power cord, plug the cord into agrounded (earthed) 3-pin outlet. Do not disable the power cord grounding pin, forH[DPSOHE\DWWDFKLQJDSLQDGDSWHU7KHJURXQGLQJSLQLVDQLPSRUWDQWVDIHW\IHDWXUHFor more safety and regulatory information, and for battery disposal information, refer totheRegulatory, Safety and Environmental Noticesprovided with your user guides. To locatesthe user guides for your computer, see the “Find more information” section of this poster.WARNING:To reduce the risk of serious injury, read theSafety & Comfort Guideprovided witheyour user guides. It describes proper workstation setup, and proper posture, health, andwork habits for computer users. TheSafety & Comfort Guidealso provides importanteelectrical and mechanical safety information. TheSafety & Comfort Guideis also availableeon the Web at http://www.hp.com/ergo.WARNING:To reduce the possibility of heat-related injuries or of overheating the computer,do not place the computer directly on your lap or obstruct the computer air vents. Use theFRPSXWHURQO\RQDKDUGƮDWVXUIDFH'RQRWDOORZDQRWKHUKDUGVXUIDFHVXFKDVDQadjoining optional printer, or a soft surface, such as pillows or rugs or clothing, to blockDLUƮRZ$OVRGRQRWDOORZWKH$&DGDSWHUWRFRQWDFWWKHVNLQRUDVRIWVXUIDFHVXFKDVpillows or rugs or clothing, during operation. The computer and the AC adapter complyZLWKWKHXVHUDFFHVVLEOHVXUIDFHWHPSHUDWXUHOLPLWVGHƬQHGE\WKH,QWHUQDWLRQDO6WDQGDUGfor Safety of Information Technology Equipment (IEC 60950-1 and its latest version oramendment).&RS\ULJKW+3'HYHORSPHQW&RPSDQ\/3McAfee LiveSafe is a trademark of McAfee, Inc. in the United States and other countries.Windows is either a registered trademark or trademark of Microsoft Corporation in theUnited States and/or other countries.Not all features are available in all editions of Windows. This computer may requireupgraded and/or separately purchased hardware, drivers, and/or software to take fulladvantage of Windows functionality. See http://www.microsoft.com for details.The information contained herein is subject to change without notice. The onlywarranties for HP products and services are set forth in the express warranty statementsaccompanying such products and services. Nothing herein should be construed asconstituting an additional warranty. HP shall not be liable for technical or editorial errors oromissions contained herein.)LUVW(GLWLRQ2FWREHUNavigating the Windows Start screenThe Windows Start screen provides a central location where you can access your information and email, browse the Web, stream videos, view photos, and accessyour social media websites. Depending on your computer model, you can use a keyboard and mouse, or a touch screen to navigate the Windows Start screen.Shut down your computerSelect theStart button , select thePower icon, and thenselectShut down.List your appsSelect theStart button , and then selectAll apps (requiredon some products).Display the Start menuSelect theStartbutton in the lower-left corner of the taskbar.SearchIn the taskbar search box, begin typing the name of an app,VHWWLQJƬOHRU,QWHUQHWWRSLFSwitch between open appsSelect theTask view icon in the taskbar.The features and appearance of the Windows screen may vary. Feedback on this doTo help us improve this dcomments, or errors to doc.feedback@hp.com. Include the document partnumber (located neProducThis product is an All-in-One desktop computer, desktop computer, thinclient computer, or retail system and might feature a thin-panel display,te drive and internalding on your computer9DFs9DFDFs+]RU+]$$$RU$7KH9DFs+]$$$$$$$$$$\RXKDYHDZLUHOHVVNH\ERDUGPRXVHDQG5)HDUDWLQJRI9GF9GF9GFRU9GFP$P$P$P$P$P$.atest user guide, go to http://www.hp.com/support, our country. SelectFind your product, and then follow then instructions.Touch gestures for touch screenUse these common touch gestures with a touch screen (select products only).Tap or double-tap to select7ZRƬQJHUSLQFK]RRP2QHƬQJHUslide6RPHFRPSXWHUVDSSVDQGƬOHVGRQRWVXSSRUWDOOWRXFKJHVWXUHVLocate system informationThe product number, serial number, and warranty periobottom of the base.DRAFDRRAdocumentcumens document, please send any suggestions, please ses to doc.feedback@hp.com. Include the document part k@hp.comnear the bar code) when submitting your feedback.when submduct descriptionuct descriptionis product is an All-in-One desktop computer, desktop codesktclient computer, or retail system and might feature a thTouchPad, processor, RAM, hard drive or solid-state dpower supply, and external AC adapter. DependinPRGHOWKHSURGXFWVKDYHDUDWLQJRIss9DFRUss9DF$$$$$$$$$$&DGDSWHUKDVDUDWLQJRIs9$&DGDSW$$$$$$$$$$$RU$,I\RX$UHPRWHFRQWUROWKH\KDYHDP$P$P$300 mA, or 100 mA. To access the lateand select youon-screen iriod are located on the n the$

$&RS\ULJKW+3'HYHORSPHQW&RPSDQ\/30LFURVRIWDQG:LQGRZVDUHWUDGHPDUNVRIWKH0LFURVRIWJURXSRIFRPSDQLHV)RU'76SDWHQWVVHHKWWSSDWHQWVGWVFRP0DQXIDFWXUHGXQGHUOLFHQVHIURP'76/LFHQVLQJ/LPLWHG'76WKH6\PERO'76DQGWKH6\PEROWRJHWKHUDUHUHJLVWHUHGWUDGHPDUNVDQG'766WXGLR6RXQGLVDWUDGHPDUNRI'76,QF'76,QF$OO5LJKWV5HVHUYHG 7KHLQIRUPDWLRQFRQWDLQHGKHUHLQLVVXEMHFWWRFKDQJHZLWKRXWQRWLFH7KHRQO\ZDUUDQWLHVIRU+3SURGXFWVDQGVHUYLFHVDUHVHWIRUWKLQWKHH[SUHVVZDUUDQW\VWDWHPHQWVDFFRPSDQ\LQJVXFKSURGXFWVDQGVHUYLFHV1RWKLQJKHUHLQVKRXOGEHFRQVWUXHGDVFRQVWLWXWLQJDQDGGLWLRQDOZDUUDQW\+3VKDOOQRWEHOLDEOHIRUWHFKQLFDORUHGLWRULDOHUURUVRURPLVVLRQVFRQWDLQHGKHUHLQ)LUVW(GLWLRQ$XJXVW'RFXPHQW3DUW1XPEHU3URGXFWQRWLFH7KLVJXLGHGHVFULEHVIHDWXUHVWKDWDUHFRPPRQWRPRVWPRGHOV6RPHIHDWXUHVPD\QRWEHDYDLODEOHRQ\RXUFRPSXWHU1RWDOOIHDWXUHVDUHDYDLODEOHLQDOOHGLWLRQVRI:LQGRZV7KLVFRPSXWHUPD\UHTXLUHXSJUDGHGDQGRUVHSDUDWHO\SXUFKDVHGKDUGZDUHGULYHUVDQGRUVRIWZDUHWRWDNHIXOODGYDQWDJHRI:LQGRZVIXQFWLRQDOLW\*RWRKWWSZZZPLFURVRIWFRPIRUGHWDLOV7RDFFHVVWKHODWHVWXVHUJXLGHJRWRKWWSZZZKSFRPVXSSRUWDQGVHOHFW\RXUFRXQWU\6HOHFW'ULYHUV'RZQORDGVDQGWKHQIROORZWKHRQVFUHHQLQVWUXFWLRQV6RIWZDUHWHUPV%\LQVWDOOLQJFRS\LQJGRZQORDGLQJRURWKHUZLVHXVLQJDQ\VRIWZDUHSURGXFWSUHLQVWDOOHGRQWKLVFRPSXWHU\RXDJUHHWREHERXQGE\WKHWHUPVRIWKH+3(QG8VHU/LFHQVH$JUHHPHQW(8/$,I\RXGRQRWDFFHSWWKHVHOLFHQVHWHUPV\RXUVROHUHPHG\LVWRUHWXUQWKHHQWLUHXQXVHGSURGXFWKDUGZDUHDQGVRIWZDUHZLWKLQGD\VIRUDIXOOUHIXQGVXEMHFWWRWKHUHIXQGSROLF\RI\RXUVHOOHU)RUDQ\IXUWKHULQIRUPDWLRQRUWRUHTXHVWDIXOOUHIXQGRIWKHSULFHRIWKHFRPSXWHUSOHDVHFRQWDFW\RXUVHOOHU$

7DEOHRIFRQWHQWV*HWWLQJLQIRUPDWLRQ6HWWLQJXS\RXUFRPSXWHU &RQQHFWLQJWRWKH,QWHUQHWVHOHFWSURGXFWVRQO\ 1DYLJDWLQJWKHVFUHHQ8VLQJWRXFKJHVWXUHV 8VLQJWKHNH\ERDUGDQGPRXVH3URWHFWLQJ\RXUFRPSXWHU &RPSXWHUVHFXULW\IHDWXUHV7URXEOHVKRRWLQJ &RPSXWHUGRHVQRWVWDUW 3RZHU 'LVSOD\PRQLWRUVHOHFWSURGXFWVRQO\ .H\ERDUGDQGPRXVHZLWKFDEOH.H\ERDUGDQGPRXVHZLUHOHVV6SHDNHUVDQGVRXQG ,QWHUQHWDFFHVV 6RIWZDUHWURXEOHVKRRWLQJ%DFNLQJXSUHVWRULQJDQGUHFRYHULQJ &UHDWLQJUHFRYHU\PHGLDDQGEDFNXSV 8VLQJ:LQGRZVWRROV 5HVWRUHDQGUHFRYHU\ 0DLQWHQDQFH 6FKHGXOHVDQGWDVNV &OHDQLQJ\RXUFRPSXWHU 8VLQJ+33&+DUGZDUH'LDJQRVWLFV8(), 'RZQORDGLQJ+33&+DUGZDUH'LDJQRVWLFV8(),WRD86%GHYLFH LLL

$6SHFLILFDWLRQV 2SHUDWLQJVSHFLILFDWLRQV(OHFWURVWDWLF'LVFKDUJH $FFHVVLELOLW\6XSSRUWHGDVVLVWLYHWHFKQRORJLHV&RQWDFWLQJVXSSRUW6XSSRUWLQIRUPDWLRQ +RZWRJHWKHOS:KHUHWRJHWKHOS &XVWRPHUVXSSRUWIRUUHSDLUV%HIRUHXSJUDGLQJ\RXUKDUGZDUH,QGH[ LY$

$ *HWWLQJLQIRUPDWLRQ7DVNV ,QVWUXFWLRQVł6HWXS\RXUFRPSXWHU 6HWXS,QVWUXFWLRQVRU4XLFN6HWXSSRVWHUsRUs6HH6HWWLQJXS\RXUFRPSXWHURQSDJHł&RQQHFWWRWKH,QWHUQHW 6HH&RQQHFWLQJWRWKH,QWHUQHWVHOHFWSURGXFWVRQO\RQSDJHł5HFRYHUIDFWRU\VHWWLQJV 6HH%DFNLQJXSUHVWRULQJDQGUHFRYHULQJRQSDJHł6HHKRZWRYLGHRVDERXWXVLQJWKHIHDWXUHVRI\RXUFRPSXWHU*RWRKWWSZZZKSFRPVXSSRUWYLGHRV(QJOLVKRQO\ł/HDUQKRZWRXVHWKH:LQGRZVRSHUDWLQJV\VWHPł)LQG:LQGRZVSDVVZRUGLQIRUPDWLRQł)LQGOLQNVWRGULYHUXSGDWHVł5HDGIUHTXHQWO\DVNHGTXHVWLRQV*HWVWDUWHGDSS6HOHFWWKH6WDUWEXWWRQDQGWKHQVHOHFWWKH*HWVWDUWHGDSSł7URXEOHVKRRWWKHPRVWFRPPRQFRPSXWHUKDUGZDUHDQGVRIWZDUHLVVXHV6HH7URXEOHVKRRWLQJRQSDJHł)LQGHOHFWURQLFXVHUJXLGHVDQGVSHFLILFDWLRQVIRU\RXUFRPSXWHUPRGHOł2UGHUSDUWVDQGILQGDGGLWLRQDOWURXEOHVKRRWLQJKHOS*RWRKWWSZHOFRPHKSFRPFRXQWU\XVHQZZFRQWDFWBXVKWPOł8SJUDGHRUUHSODFHFRPSRQHQWVRI\RXUFRPSXWHU*RWRKWWSZHOFRPHKSFRPFRXQWU\XVHQZZFRQWDFWBXVKWPOł)LQGFRPSXWHUZDUUDQW\LQIRUPDWLRQ +3:RUOGZLGH/LPLWHG:DUUDQW\DQG7HFKQLFDO6XSSRUWJXLGH 7\SHVXSSRUWLQWKHWDVNEDUVHDUFKER[DQGWKHQVHOHFWWKH+36XSSRUW$VVLVWDQWDSS˱RUs&OLFNWKHTXHVWLRQPDUNLFRQLQWKHWDVNEDU 6HOHFW0\3&DQGWKHQVHOHFW:DUUDQW\DQGVHUYLFHV˱RUs*RWRKWWSZZZKSFRPJRRUGHUGRFXPHQWVł*HWXSWRGDWHLQIRUPDWLRQDQGKHOSIURPWKH:LQGRZVFRPPXQLW\*RWRKWWSZZZKSFRPVXSSRUWFRQVXPHUIRUXPł&RQQHFWWRD79VHOHFWSURGXFWVRQO\ *RWRKWWSZHOFRPHKSFRPFRXQWU\XVHQZZFRQWDFWBXVKWPOł0DLQWDLQ\RXUFRPSXWHU +36XSSRUW$VVLVWDQWPDLQWDLQV\RXUFRPSXWHUSHUIRUPDQFHDQGUHVROYHVSUREOHPVTXLFNO\E\XVLQJDXWRPDWHGXSGDWHVGLDJQRVWLFWRROVDQGJXLGHGDVVLVWDQFHŸ7\SHVXSSRUWLQWKHWDVNEDUVHDUFKER[DQGWKHQVHOHFWWKH+36XSSRUW$VVLVWDQWDSS˱RUs&OLFNWKHTXHVWLRQPDUNLFRQLQWKHWDVNEDU$

$7DVNV ,QVWUXFWLRQVsRUs6HH0DLQWHQDQFHRQSDJHł)LQGVDIHW\DQGUHJXODWRU\QRWLFHV 5HJXODWRU\6DIHW\DQG(QYLURQPHQWDO1RWLFHV7RDFFHVVWKLVGRFXPHQW 7\SHVXSSRUWLQWKHWDVNEDUVHDUFKER[DQGWKHQVHOHFWWKH+36XSSRUW$VVLVWDQWDSS˱RUs&OLFNWKHTXHVWLRQPDUNLFRQLQWKHWDVNEDU 6HOHFW0\3&VHOHFWWKH6SHFLILFDWLRQVWDEDQGWKHQVHOHFW8VHU*XLGHVsRUs*RWRKWWSZHOFRPHKSFRPFRXQWU\XVHQZZFRQWDFWBXVKWPOł)LQGHUJRQRPLFLQIRUPDWLRQ 6DIHW\&RPIRUW*XLGH 6HOHFW0\3&VHOHFWWKH6SHFLILFDWLRQVWDEDQGWKHQVHOHFW8VHU*XLGHV7\SHVXSSRUWLQWKHWDVNEDUVHDUFKER[DQGWKHQVHOHFWWKH+36XSSRUW$VVLVWDQWDSS˱RUs&OLFNWKHTXHVWLRQPDUNLFRQLQWKHWDVNEDU 6HOHFW0\3&VHOHFWWKH6SHFLILFDWLRQVWDEDQGWKHQVHOHFW8VHU*XLGHVsRUs*RWRKWWSZZZKSFRPHUJR &KDSWHU*HWWLQJLQIRUPDWLRQ$

$ 6HWWLQJXS\RXUFRPSXWHU:$51,1* 7RUHGXFHWKHULVNRIHOHFWULFDOVKRFNRUGDPDJHWR\RXUHTXLSPHQWł3ODFHWKHFRPSXWHULQDORFDWLRQDZD\IURPZDWHUGXVWPRLVWXUHDQGVRRW7KHVHHQYLURQPHQWDOIDFWRUVFDQLQFUHDVHWKHWHPSHUDWXUHLQVLGH\RXUFRPSXWHURUFDXVHILUHRUHOHFWURFXWLRQł'RQRWGLVDEOHWKHSRZHUFRUGJURXQGLQJSLQ7KHJURXQGLQJSLQLVDQLPSRUWDQWVDIHW\IHDWXUHł3OXJWKHSRZHUFRUGLQWRDQ$&RXWOHWWKDWLVHDVLO\DFFHVVLEOHDWDOOWLPHVł'LVFRQQHFWSRZHUIURPWKHHTXLSPHQWE\XQSOXJJLQJWKHSRZHUFRUGIURPWKH$&RXWOHW7RSUHYHQWGLUHFWH[SRVXUHWRWKHODVHUEHDPGRQRWWU\WRRSHQWKHHQFORVXUHRIWKH&'RU'9'GULYHł7KHSRZHUVXSSO\LVSUHVHWIRUWKHFRXQWU\RUUHJLRQLQZKLFK\RXSXUFKDVHG\RXUFRPSXWHU,I\RXPRYHFKHFNWKHYROWDJHUHTXLUHPHQWVIRU\RXUQHZORFDWLRQEHIRUHSOXJJLQJWKHFRPSXWHULQWRDQ$&RXWOHW7RUHGXFHWKHULVNRIVHULRXVLQMXU\UHDGWKH6DIHW\&RPIRUW*XLGH7RDFFHVVWKLVJXLGHJRWRKWWSZZZKSFRPHUJR 3ODFHWKHFRPSXWHUVRWKDWDOOYHQWLODWLRQRSHQLQJVDUHXQREVWUXFWHGDQGFDEOLQJLVQRWLQDZDONZD\RUZKHUHLWFDQEHVWHSSHGRQRUGDPDJHGE\SODFLQJIXUQLWXUHRQLW :KHQFRQQHFWLQJDOOSRZHUFRUGVIURPWKHPRQLWRUFRPSXWHUDQGDFFHVVRULHVWRDQXQLQWHUUXSWLEOHSRZHUVXSSO\836LWLVUHFRPPHQGHGWKDW\RXXVHDSRZHUVXUJHSURWHFWLRQGHWHFWLRQGHYLFH,IWKHFRPSXWHUKDVDWHOHYLVLRQWXQHURUDPRGHPRUWHOHSKRQHFRQQHFWLRQSURWHFWWKHFRPSXWHUE\XVLQJVXUJHSURWHFWLRQZLWKWKHVHVLJQDOLQSXWVDVZHOO&RQQHFWWKHWHOHYLVLRQFDEOHRUWKHWHOHSKRQHOLQHFRUGWRWKHVXUJHSURWHFWLRQGHYLFHDQGWKHQFRQQHFWWKHGHYLFHWRWKHFRPSXWHU 'RZQORDGDQGLQVWDOORSHUDWLQJV\VWHPXSGDWHVD )LQGRXWZKDWRSHUDWLQJV\VWHPDQGYHUVLRQ\RXUFRPSXWHULVFXUUHQWO\UXQQLQJ6HOHFWWKH6WDUWEXWWRQVHOHFW6HWWLQJVVHOHFW6\VWHPDQGWKHQFOLFN$ERXWE 2SHQ\RXULQWHUQHWEURZVHUDQGWKHQJRWRKWWSZHOFRPHKSFRPFRXQWU\XVHQZZFRQWDFWBXVKWPOF ,IQHFHVVDU\FOLFN\RXUFRXQWU\DQGODQJXDJHFOLFN6XSSRUWDQGWKHQFOLFN'RZQORDGGULYHUVG (QWHU\RXUFRPSXWHUPRGHOQDPHDQGQXPEHULQWKH)LQGE\SURGXFWILHOGDQGWKHQFOLFN*RH ,IQHFHVVDU\VHOHFW\RXUFRPSXWHUPRGHOIURP3URGXFWVHDUFKUHVXOWVI 6HOHFW\RXUFRPSXWHURSHUDWLQJV\VWHPJ &OLFN'RZQORDGQH[WWRHDFKXSGDWH\RXZLVKWRGRZQORDGK )ROORZWKHRQVFUHHQLQVWUXFWLRQVWRLQVWDOOHDFKGRZQORDGHGXSGDWH /RRNLQWKHFRPSXWHUER[IRUDGGLWLRQDOSULQWHGGHWDLOVRUXSGDWHV$IWHU\RXFRPSOHWHWKHLQLWLDOFRPSXWHUVHWXS\RXPLJKWZDQWWRLQVWDOODGGLWLRQDOKDUGZDUHGHYLFHVRUVRIWZDUH&KHFNWKHRSHUDWLQJV\VWHPPHPRU\DQGRWKHUUHTXLUHPHQWVOLVWHGIRUWKHVHLWHPVEHIRUHSXUFKDVLQJWKHPIRU\RXUFRPSXWHU)ROORZWKHVRIWZDUHPDQXIDFWXUHUVGLUHFWLRQVWRLQVWDOOWKHQHZVRIWZDUH$

$127( 8VHRQO\OLFHQVHGRULJLQDOVRIWZDUH,QVWDOOLQJFRSLHGVRIWZDUHFRXOGUHVXOWLQDQXQVWDEOHLQVWDOODWLRQLQIHFWWKHFRPSXWHUZLWKDYLUXVRUEHLOOHJDO127( $VHFXULW\VROXWLRQLVGHVLJQHGDVDGHWHUUHQWEXWLWPLJKWQRWEHDEOHWRSUHYHQWWKHIWPLVKDQGOLQJRUVRIWZDUHDWWDFNV&RQQHFWLQJWRWKH,QWHUQHWVHOHFWSURGXFWVRQO\7RFRQQHFWWRDZLUHOHVVQHWZRUN127( 7RVHWXSDZLUHOHVVORFDODUHDQHWZRUN:/$1DQGFRQQHFWWRWKH,QWHUQHW\RXQHHGDEURDGEDQGPRGHPHLWKHU'6/RUFDEOHSXUFKDVHGVHSDUDWHO\KLJKVSHHG,QWHUQHWVHUYLFHSXUFKDVHGIURPDQ,QWHUQHWVHUYLFHSURYLGHUDQGDZLUHOHVVURXWHUSXUFKDVHGVHSDUDWHO\ %HVXUHWKDWWKH:/$1GHYLFHLVRQ 6HOHFWWKHQHWZRUNVWDWXVLFRQLQWKHWDVNEDUDQGWKHQFRQQHFWWRRQHRIWKHDYDLODEOHQHWZRUNV,IWKH:/$1LVDVHFXULW\HQDEOHG:/$1\RXDUHSURPSWHGWRHQWHUDVHFXULW\FRGH(QWHUWKHFRGHDQGWKHQVHOHFW1H[WWRFRPSOHWHWKHFRQQHFWLRQ127( ,IQR:/$1VDUHOLVWHG\RXPD\EHRXWRIUDQJHRIDZLUHOHVVURXWHURUDFFHVVSRLQW127( ,I\RXGRQRWVHHWKH:/$1\RXZDQWWRFRQQHFWWRULJKWFOLFNWKHQHWZRUNVWDWXVLFRQLQWKHWDVNEDUDQGWKHQVHOHFW2SHQ1HWZRUNDQG6KDULQJ&HQWHU6HOHFW6HWXSDQHZFRQQHFWLRQRUQHWZRUN$OLVWRIRSWLRQVLVGLVSOD\HGDOORZLQJ\RXWRPDQXDOO\VHDUFKIRUDQGFRQQHFWWRDQHWZRUNRUWRFUHDWHDQHZQHWZRUNFRQQHFWLRQ )ROORZWKHRQVFUHHQLQVWUXFWLRQVWRFRPSOHWHWKHFRQQHFWLRQ$IWHUWKHFRQQHFWLRQLVPDGHVHOHFWWKHQHWZRUNVWDWXVLFRQLQWKHQRWLILFDWLRQDUHDDWWKHIDUULJKWRIWKHWDVNEDUWRYHULI\WKHQDPHDQGVWDWXVRIWKHFRQQHFWLRQ)RUPRUHLQIRUPDWLRQDERXWZLUHOHVVWHFKQRORJ\VHHWKHLQIRUPDWLRQDQG:HEVLWHOLQNVSURYLGHGLQWKH*HWVWDUWHGDSS6HOHFWWKH6WDUWEXWWRQDQGWKHQVHOHFWWKH*HWVWDUWHGDSS7RFRQQHFWWRDZLUHGQHWZRUN 3OXJDQSLQ5-QHWZRUNFDEOHLQWRWKHQHWZRUNMDFNRQWKHFRPSXWHU 3OXJWKHRWKHUHQGRIWKHQHWZRUNFDEOHLQWRDQHWZRUNZDOOMDFNRUURXWHU127( ,IWKHQHWZRUNFDEOHFRQWDLQVQRLVHVXSSUHVVLRQFLUFXLWU\ZKLFKSUHYHQWVLQWHUIHUHQFHIURP79DQGUDGLRUHFHSWLRQRULHQWWKHFLUFXLWU\HQGRIWKHFDEOHWRZDUGWKHFRPSXWHU,I\RXKDYHLVVXHVFRQQHFWLQJWRWKH,QWHUQHWVHH,QWHUQHWDFFHVVRQSDJH &KDSWHU6HWWLQJXS\RXUFRPSXWHU$

$ 1DYLJDWLQJWKHVFUHHQ<RXFDQQDYLJDWHWKHFRPSXWHUVFUHHQLQWKHIROORZLQJZD\Vł8VLQJWRXFKJHVWXUHVVHOHFWSURGXFWVRQO\ł8VLQJWKHNH\ERDUGDQGPRXVH6HOHFWFRPSXWHUPRGHOVKDYHVSHFLDODFWLRQNH\VRUKRWNH\IXQFWLRQVRQWKHNH\ERDUGWRSHUIRUPURXWLQHWDVNV8VLQJWRXFKJHVWXUHV<RXFDQFXVWRPL]HWKHWRXFKJHVWXUHVE\FKDQJLQJVHWWLQJVEXWWRQFRQILJXUDWLRQVFOLFNVSHHGDQGSRLQWHURSWLRQV7\SHFRQWUROSDQHOLQWKHWDVNEDUVHDUFKER[DQGWKHQVHOHFW&RQWURO3DQHO6HOHFW+DUGZDUHDQG6RXQG8QGHU'HYLFHVDQG3ULQWHUVVHOHFW0RXVH127( 7RXFKJHVWXUHVDUHQRWVXSSRUWHGLQDOODSSV8VLQJWKHNH\ERDUGDQGPRXVH7KHNH\ERDUGDQGPRXVHDOORZ\RXWRW\SHVHOHFWLWHPVVFUROODQGWRSHUIRUPWKHVDPHIXQFWLRQVDV\RXGRXVLQJWRXFKJHVWXUHV7KHNH\ERDUGDOVRDOORZV\RXWRXVHDFWLRQNH\VDQGKRWNH\VWRSHUIRUPVSHFLILFIXQFWLRQV7,3 7KH:LQGRZVNH\ RQWKHNH\ERDUGDOORZV\RXWRTXLFNO\UHWXUQWRWKH6WDUWVFUHHQIURPDQRSHQDSSRUWKH:LQGRZVGHVNWRS3UHVVWKHNH\DJDLQWRUHWXUQWRWKHSUHYLRXVVFUHHQ127( 'HSHQGLQJRQWKHFRXQWU\RUUHJLRQWKHNH\VDQGNH\ERDUGIXQFWLRQVRI\RXUNH\ERDUGPD\EHGLIIHUHQWIURPWKRVHGLVFXVVHGLQWKLVVHFWLRQ8VLQJWKHDFWLRQNH\VRUKRWNH\V<RXFDQTXLFNO\DFFHVVLQIRUPDWLRQRUSHUIRUPIXQFWLRQVE\XVLQJFHUWDLQNH\VDQGNH\FRPELQDWLRQVł$FWLRQNH\Vt3HUIRUPDQDVVLJQHGIXQFWLRQ7KHLFRQVRQWKHIXQFWLRQNH\VDWWKHWRSRIWKHNH\ERDUGLOOXVWUDWHWKHDVVLJQHGIXQFWLRQIRUWKDWNH\7RXVHDQDFWLRQNH\IXQFWLRQSUHVVDQGKROGWKHNH\ł+RWNH\Vt$FRPELQDWLRQRIWKHIQNH\DQGWKHHVFNH\WKHVSDFHEDURUWKHDSSURSULDWHDFWLRQNH\7RXVHDKRWNH\EULHIO\SUHVVWKHIQNH\DQGWKHQEULHIO\SUHVVWKHVHFRQGNH\RIWKHFRPELQDWLRQ'HSHQGLQJRQWKHFRPSXWHUPRGHO\RXUNH\ERDUGPD\VXSSRUWWKHIROORZLQJNH\V,FRQ 'HVFULSWLRQ/LVWVRSHQDSSV8VLQJWRXFKJHVWXUHV $

$,FRQ 'HVFULSWLRQ6QDSVRSHQDSSV6ZLWFKHVEHWZHHQRSHQDSSV6KRZVWKHDYDLODEOHFRPPDQGVLQDQRSHQDSS6KRZVRUKLGHVWKHGHVNWRS2SHQVWKH6HDUFKFKDUP2SHQVWKH6KDUHFKDUP2SHQVWKH'HYLFHVFKDUP2SHQVWKH6HWWLQJVFKDUP3OD\VWKHSUHYLRXVWUDFNRIDQDXGLR&'RUWKHSUHYLRXVVHFWLRQRID'9'RUD%'%HJLQVSDXVHVRUUHVXPHVSOD\EDFNRIDQDXGLR&'D'9'RUD%'3OD\VWKHQH[WWUDFNRIDQDXGLR&'RUWKHQH[WVHFWLRQRID'9'RUD%'6WRSVDXGLRRUYLGHRSOD\EDFNRIDQDXGLR&'D'9'RUD%'2SHQVWKH3ULQW2SWLRQVZLQGRZ3DVWHVWKHFRQWHQWVRIWKH&OLSERDUG,QLWLDWHV6OHHSZKLFKVDYHV\RXULQIRUPDWLRQLQV\VWHPPHPRU\7KHGLVSOD\DQGRWKHUV\VWHPFRPSRQHQWVWXUQRIIDQGSRZHULVFRQVHUYHG7RH[LW6OHHSEULHIO\SUHVVWKHSRZHUEXWWRQ&$87,21 7RUHGXFHWKHULVNRILQIRUPDWLRQORVVVDYH\RXUZRUNEHIRUHLQLWLDWLQJ6OHHS0XWHVRUUHVWRUHVVSHDNHUVRXQG &KDSWHU1DYLJDWLQJWKHVFUHHQ$

$,FRQ 'HVFULSWLRQ'HFUHDVHVVSHDNHUYROXPHLQFUHPHQWDOO\DVORQJDV\RXKROGGRZQWKHNH\,QFUHDVHVVSHDNHUYROXPHLQFUHPHQWDOO\DVORQJDV\RXKROGGRZQWKHNH\'LVSOD\VRSWLRQVIRUDVHOHFWHGREMHFW8VLQJWKHNH\ERDUGDQGPRXVH $

$ 3URWHFWLQJ\RXUFRPSXWHU<RXUFRPSXWHULQFOXGHVIHDWXUHVWKDWKHOSSURWHFWWKHLQWHJULW\RI\RXUV\VWHPDQGLWVGDWDIURPXQDXWKRUL]HGDFFHVV5HYLHZWKHVHIHDWXUHVWRHQVXUHSURSHUXVH&RPSXWHUVHFXULW\IHDWXUHV&RPSXWHUULVN &RPSXWHUIHDWXUH8QDXWKRUL]HGXVHRIWKHFRPSXWHURUXVHUDFFRXQW8VHUSDVVZRUG$SDVVZRUGLVDJURXSRIFKDUDFWHUVWKDW\RXFKRRVH7KHVHFKDUDFWHUVPXVWEHHQWHUHGWRDXWKRUL]HDFFHVVWR\RXUFRPSXWHULQIRUPDWLRQ8QDXWKRUL]HGDFFHVVWR6HWXS8WLOLW\%,26VHWWLQJVDQGRWKHUV\VWHPLGHQWLILFDWLRQLQIRUPDWLRQ$GPLQLVWUDWRUSDVVZRUG&RPSXWHUYLUXVHV $QWLYLUXVVRIWZDUH7KHIUHHWULDODQWLYLUXVVRIWZDUHWKDWLVSUHLQVWDOOHGRQ\RXUFRPSXWHUFDQGHWHFWPRVWYLUXVHVUHPRYHWKHPDQGLQPRVWFDVHVUHSDLUGDPDJHFDXVHGE\YLUXVHV)RUSURWHFWLRQDJDLQVWQHZYLUXVHVEH\RQGWKHWULDOSHULRGSXUFKDVHDQH[WHQGHGVHUYLFH8QDXWKRUL]HGDFFHVVWRGDWDDQGRQJRLQJWKUHDWVWRWKHFRPSXWHU)LUHZDOOVRIWZDUHł:LQGRZVLQFOXGHVILUHZDOOVRIWZDUHSUHLQVWDOOHGRQWKHFRPSXWHUł7KHDQWLYLUXVVRIWZDUHZKLFKLVSUHLQVWDOOHGRQWKHFRPSXWHULQFOXGHVILUHZDOOVRIWZDUH:LQGRZVFULWLFDOVHFXULW\XSGDWHV8SGDWHVWRWKH:LQGRZVRSHUDWLQJV\VWHP &KDSWHU3URWHFWLQJ\RXUFRPSXWHU$

$ 7URXEOHVKRRWLQJ,I\RXKDYHSUREOHPVXVLQJDQ\SHULSKHUDOGHYLFHVVXFKDVDPRQLWRURUDSULQWHUZLWK\RXUFRPSXWHUIRUPRUHH[WHQVLYHWURXEOHVKRRWLQJUHIHUWRWKHGRFXPHQWDWLRQSURYLGHGE\WKHSURGXFWPDQXIDFWXUHU7KHIROORZLQJWDEOHVSUHVHQWVRPHLVVXHV\RXPLJKWHQFRXQWHUZKLOHLQVWDOOLQJVWDUWLQJXSRUXVLQJ\RXUFRPSXWHUDQGVXJJHVWSRVVLEOHVROXWLRQV)RUPRUHLQIRUPDWLRQRUIRUDGGLWLRQDOWURXEOHVKRRWLQJRSWLRQVJRWRKWWSZHOFRPHKSFRPFRXQWU\XVHQZZFRQWDFWBXVKWPODQGWKHQVHDUFKIRU\RXUFRPSXWHUPRGHO&RPSXWHUGRHVQRWVWDUW6\PSWRP 3RVVLEOHVROXWLRQ(UURUPHVVDJHKDUGGULYHHUURU 5HVWDUWWKHFRPSXWHUD 3UHVVFWUODOWGHOHWHE 6HOHFWWKH3RZHULFRQLQWKHORZHUULJKWFRUQHURIWKHVFUHHQDQGWKHQVHOHFW5HVWDUWsRUs3UHVVDQGKROGWKHSRZHUEXWWRQRQWKHFRPSXWHUIRURUPRUHVHFRQGVWRWXUQRIIWKHFRPSXWHUDQGWKHQSUHVVWKHEXWWRQWRWXUQRQWKHFRPSXWHU ,I:LQGRZVRSHQVLPPHGLDWHO\EDFNXSDOOLPSRUWDQWGDWDWRDEDFNXSKDUGGULYH &RQWDFWVXSSRUWUHJDUGOHVVRIZKHWKHU:LQGRZVVWDUWHGRUQRW&RPSXWHUZLOOQRWWXUQRQRUVWDUW%HVXUHWKDWWKHFDEOHVFRQQHFWLQJWKHFRPSXWHUWRWKH$&RXWOHWDUHSOXJJHGLQSURSHUO\7KHJUHHQSRZHUVXSSO\OLJKWRQWKHFRPSXWHUVKRXOGEHRQ,ILWLVQRWWU\DGLIIHUHQW$&RXWOHW,I\RXDUHVWLOOKDYLQJWURXEOHFRQWDFWVXSSRUW%HVXUHWKDWWKHRSHUDWLQJYROWDJHRIWKHHOHFWULFDORXWOHWLVDSSURSULDWHIRUWKHHOHFWULFDOYROWDJHRIWKHFRPSXWHU7HVWWKH$&RXWOHWE\SOXJJLQJDGLIIHUHQWHOHFWULFDOGHYLFHLQWRLW,ISRVVLEOHUHPRYHDQ\RXWOHWILOWHUVDQGVWDELOL]HUVWKHQLQVHUWWKHSRZHUSOXJGLUHFWO\LQWRWKHHOHFWULFDORXWOHW 'LVFRQQHFWDOOSHULSKHUDOGHYLFHVWKHQSUHVVDQGKROGWKHSRZHUEXWWRQGRZQIRUDWOHDVWVHFRQGV3UHVVWKHSRZHUEXWWRQWRWXUQRQWKHFRPSXWHU,IWKHGLVSOD\PRQLWRULVEODQNWKHPRQLWRUPLJKWQRWEHSURSHUO\FRQQHFWHG&RQQHFWWKHPRQLWRUWRWKHFRPSXWHUSOXJWKHSRZHUFRUGLQWRDQ$&RXWOHWDQGWKHQWXUQWKHPRQLWRURQ6HH'LVSOD\PRQLWRUVHOHFWSURGXFWVRQO\RQSDJH&RPSXWHULVQRWUHVSRQGLQJ 3UHVVFWUODOWGHOHWH 6HOHFW7DVN0DQDJHU 6HOHFWDQ\SURJUDPVWKDWDUHQRWUHVSRQGLQJDQGWKHQFOLFN(QGWDVN,IFORVLQJSURJUDPVGRHVQRWUHVROYHWKHSUREOHPUHVWDUWWKHFRPSXWHU 3UHVVFWUODOWGHOHWH 6HOHFWWKH3RZHULFRQLQWKHORZHUULJKWFRUQHURIWKHVFUHHQDQGWKHQVHOHFW5HVWDUWsRUs&RPSXWHUGRHVQRWVWDUW $

$6\PSWRP 3RVVLEOHVROXWLRQ3UHVVDQGKROGWKHSRZHUEXWWRQRQWKHFRPSXWHUIRURUPRUHVHFRQGVWRWXUQRIIWKHFRPSXWHUDQGWKHQSUHVVWKHSRZHUEXWWRQWRWXUQRQWKHFRPSXWHU(UURUPHVVDJH,QYDOLGV\VWHPGLVNRU1RQ6\VWHPGLVNRU'LVNHUURU:KHQGULYHDFWLYLW\VWRSVUHPRYHWKHRSWLFDOGLVFLQVLGHWKHRSWLFDOGULYHDQGWKHQSUHVVWKHVSDFHEDURQWKHNH\ERDUG3RZHU6\PSWRP 3RVVLEOHVROXWLRQ&RPSXWHUGRHVQRWWXUQRIIZKHQWKHSRZHUEXWWRQLVSUHVVHG3UHVVDQGKROGWKHSRZHUEXWWRQXQWLOWKHFRPSXWHUWXUQVRII7KHQWXUQWKHFRPSXWHURQDJDLQ&RPSXWHUVKXWVGRZQDXWRPDWLFDOO\ł7KHFRPSXWHUPLJKWEHLQDQH[FHHGLQJO\KRWHQYLURQPHQW/HWLWFRROGRZQł%HVXUHWKDWFRPSXWHUDLUYHQWVDUHQRWEORFNHG6HH&OHDQLQJ\RXUFRPSXWHURQSDJH127( ,I\RXUFRPSXWHUKDVDQLQWHUQDOIDQEHVXUHWKDWWKHLQWHUQDOIDQLVUXQQLQJ'LVSOD\PRQLWRUVHOHFWSURGXFWVRQO\6\PSWRP 3RVVLEOHVROXWLRQ6FUHHQLVEODQNDQGPRQLWRUSRZHUOLJKWLVQRWOLW5HFRQQHFWWKHSRZHUFDEOHWRWKHEDFNRIWKHPRQLWRUDQGWRWKH$&RXWOHW3UHVVWKHSRZHUEXWWRQRQWKHPRQLWRU6FUHHQLVEODQN 3UHVVWKHVSDFHEDURQWKHNH\ERDUGRUPRYHWKHPRXVHWRUHGLVSOD\WKHVFUHHQLPDJH3UHVVWKH6OHHSEXWWRQVHOHFWSURGXFWVRQO\RUHVFWRUHVXPHIURP6OHHSPRGH3UHVVWKHSRZHUEXWWRQWRWXUQRQWKHFRPSXWHU,QVSHFWWKHPRQLWRUFDEOHIRUEHQWSLQVł,IDQ\RIWKHSLQVDUHEHQWUHSODFHWKHPRQLWRUFDEOHł,IQRSLQVDUHEHQWUHFRQQHFWWKHPRQLWRUFDEOHWRWKHFRPSXWHU,PDJHVRQWKHVFUHHQDUHWRRODUJHRUWRRVPDOORUWKHLPDJHVDUHIX]]\$GMXVWWKHPRQLWRUUHVROXWLRQVHWWLQJLQ:LQGRZV 5LJKWFOLFNDQHPSW\DUHDRIWKHGHVNWRSDQGWKHQFOLFN6FUHHQUHVROXWLRQ 6HOHFWDGLIIHUHQWUHVROXWLRQIURPWKHGURSGRZQPHQX &OLFN$SSO\DQGWKHQFOLFN.HHSFKDQJHV127( ,QDGGLWLRQWRWKHLQIRUPDWLRQOLVWHGKHUHDOVRUHIHUWRWKHGRFXPHQWDWLRQWKDWFDPHZLWK\RXUPRQLWRU &KDSWHU7URXEOHVKRRWLQJ$

$.H\ERDUGDQGPRXVHZLWKFDEOH6\PSWRP 3RVVLEOHVROXWLRQ.H\ERDUGFRPPDQGVDQGW\SLQJDUHQRWUHFRJQL]HGE\WKHFRPSXWHU8VHWKHPRXVHWRWXUQRIIWKHFRPSXWHU'LVFRQQHFWDQGUHFRQQHFWWKHNH\ERDUGWRWKHEDFNRI\RXUFRPSXWHUDQGWKHQUHVWDUW\RXUFRPSXWHU0RXVHZLWKFDEOHGRHVQRWZRUNRULVQRWGHWHFWHG'LVFRQQHFWDQGUHFRQQHFWWKHPRXVHFDEOHWR\RXUFRPSXWHU,IWKHPRXVHLVVWLOOQRWGHWHFWHGWXUQRIIWKHFRPSXWHUGLVFRQQHFWDQGUHFRQQHFWWKHPRXVHFDEOHDQGWKHQUHVWDUWWKHFRPSXWHU&XUVRUGRHVQRWUHVSRQGWRWKHDUURZNH\VRQWKHQXPEHUNH\SDG3UHVVQXPORFNRQWKHNH\ERDUGWRWXUQRIIQXPORFNVRWKDWWKHDUURZNH\VRQWKHQXPEHUNH\SDGFDQEHXVHG&XUVRUGRHVQRWUHVSRQGWRPRXVHPRYHPHQW 3UHVVDOWWDEWRQDYLJDWHWRDQRSHQSURJUDP 3UHVVFWUOVWRVDYH\RXUFKDQJHVLQWKHVHOHFWHGSURJUDPFWUOVLVWKHNH\ERDUGVKRUWFXWIRUWKH6DYHFRPPDQGRQPRVWtQRWDOOtSURJUDPV 5HSHDWVWHSDQGVWHSWRVDYHFKDQJHVLQDOORSHQSURJUDPV 3UHVVWKHSRZHUEXWWRQWRWXUQRIIWKHFRPSXWHU $IWHUWKHVKXWGRZQLVFRPSOHWHGLVFRQQHFWDQGUHFRQQHFWWKHPRXVHFDEOHWRWKHEDFNRI\RXUFRPSXWHUDQGWKHQUHVWDUW\RXUFRPSXWHU.H\ERDUGDQGPRXVHZLUHOHVV6\PSWRP 3RVVLEOHVROXWLRQ:LUHOHVVNH\ERDUGRUPRXVHGRHVQRWZRUNRULVQRWGHWHFWHGł%HVXUHWKDW\RXDUHXVLQJWKHZLUHOHVVNH\ERDUGRUZLUHOHVVPRXVHZLWKLQUDQJHRIWKHWUDQVFHLYHUDSSUR[LPDWHO\PHWHUVIHHWIRUQRUPDOXVHDQGZLWKLQFPLQFKHVGXULQJLQLWLDOVHWXSRUIRUUHV\QFKURQL]DWLRQł%HVXUHWKDWWKHPRXVHLVQRWLQ6XVSHQGPRGHZKLFKRFFXUVDIWHUPLQXWHVRILQDFWLYLW\&OLFNWKHOHIWPRXVHEXWWRQWRUHDFWLYDWHWKHPRXVHł5HSODFHWKHEDWWHULHVLQWKHNH\ERDUGDQGRUPRXVH6SHDNHUVDQGVRXQG6\PSWRP 3RVVLEOHVROXWLRQ9ROXPHLVYHU\ORZRUXQVDWLVIDFWRU\%HVXUHWKDW\RXFRQQHFWHGWKHVSHDNHUVWRWKHDXGLRRXWEODFNMDFNRQWKHEDFNRIWKHFRPSXWHU$GGLWLRQDODXGLRMDFNVDUHXVHGIRUPXOWLSOHFKDQQHOVSHDNHUV'HWDFKHGQRQSRZHUHGVSHDNHUVVSHDNHUVZLWKRXWDVHSDUDWHSRZHUVRXUFHVXFKDVEDWWHULHVRUDSRZHUFRUGGRQRWSURGXFHVDWLVIDFWRU\VRXQG5HSODFHWKHQRQSRZHUHGVSHDNHUVZLWKSRZHUHGVSHDNHUV1RVRXQGLVSURGXFHG  7\SHFRQWUROSDQHOLQWKHWDVNEDUVHDUFKER[DQGWKHQVHOHFW&RQWURO3DQHO6HOHFW6\VWHPDQG6HFXULW\ 8QGHU6HFXULW\DQG0DLQWHQDQFHVHOHFW7URXEOHVKRRWFRPPRQFRPSXWHUSUREOHPVDQGWKHQVHOHFW7URXEOHVKRRWDXGLRSOD\EDFN%HVXUHWKDW\RXFRQQHFWHGSRZHUHGVSHDNHUVDQGWKDWWKH\DUHWXUQHGRQ7XUQRII\RXUFRPSXWHUDQGWKHQGLVFRQQHFWDQGUHFRQQHFWWKHVSHDNHUV%HVXUHWKDWWKHVSHDNHUVDUHFRQQHFWHGWRDQDXGLRMDFNQRWDPLFURSKRQHRUKHDGSKRQHMDFN.H\ERDUGDQGPRXVHZLWKFDEOH $

$6\PSWRP 3RVVLEOHVROXWLRQ7RUHVXPHIURP6OHHSPRGHSUHVVWKH6OHHSEXWWRQVHOHFWSURGXFWVRQO\RUSUHVVHVF8QSOXJKHDGSKRQHVLIWKH\DUHFRQQHFWHGWR\RXUFRPSXWHURUVSHDNHUV\VWHP,QWHUQHWDFFHVV6\PSWRP 3RVVLEOHVROXWLRQ&DQQRWFRQQHFWWRWKH,QWHUQHW 7\SHFRQWUROSDQHOLQWKHWDVNEDUVHDUFKER[DQGWKHQVHOHFW&RQWURO3DQHO 8QGHU1HWZRUNDQG6KDULQJ&HQWHUVHOHFW&RQQHFWWRDQHWZRUN9HULI\WKDW\RXDUHXVLQJWKHSURSHUFDEOHVIRU\RXU,QWHUQHWFRQQHFWLRQW\SH<RXUFRPSXWHUPLJKWKDYHDGLDOXSPRGHPDQGDQ(WKHUQHWQHWZRUNDGDSWHUDOVRFDOOHGDQHWZRUNLQWHUIDFHFDUGRU1,&$PRGHPXVHVDVWDQGDUGWHOHSKRQHFDEOHZKHUHDVWKHQHWZRUNDGDSWHUXVHVDQHWZRUNFDEOHWRFRQQHFWWRDORFDODUHDQHWZRUN/$1'RQRWFRQQHFWDWHOHSKRQHFDEOHWRWKHQHWZRUNDGDSWHUDQGGRQRWFRQQHFWDQHWZRUNFDEOHWRDWHOHSKRQHOLQHGRLQJVRPLJKWGDPDJHWKHQHWZRUNDGDSWHU5XQWKHZLUHOHVVVHWXSZL]DUG 7\SHFRQWUROSDQHOLQWKHWDVNEDUVHDUFKER[DQGWKHQVHOHFW&RQWURO3DQHO6HOHFW1HWZRUNDQG,QWHUQHWDQGWKHQVHOHFW1HWZRUNDQG6KDULQJ&HQWHU ,QWKH1HWZRUNDQG6KDULQJ&HQWHUZLQGRZVHOHFW6HWXSDQHZFRQQHFWLRQRUQHWZRUNWRRSHQWKHZL]DUGDQGWKHQIROORZWKHRQVFUHHQLQVWUXFWLRQV,I\RXUV\VWHPKDVDQH[WHUQDODQWHQQDWU\PRYLQJWKHDQWHQQDWRDEHWWHUSRVLWLRQ,IWKHDQWHQQDLVLQWHUQDOWU\PRYLQJWKHFRPSXWHU7U\WRFRQQHFWDJDLQODWHURUFRQWDFW\RXU,63IRUDVVLVWDQFH&DQQRWFRQQHFWWRWKH,QWHUQHWEXWWKHUHLVQRHUURUPHVVDJH 5LJKWFOLFNWKHQHWZRUNVWDWXVLFRQLQWKHQRWLILFDWLRQDUHDDWWKHIDUULJKWRIWKHWDVNEDU 6HOHFW7URXEOHVKRRWSUREOHPV1RQHWZRUNFRQQHFWLRQLFRQLQWKHQRWLILFDWLRQDUHD 7\SHUHSDLULQWKHWDVNEDUVHDUFKER[DQGWKHQ6HOHFW,GHQWLI\DQGUHSDLUQHWZRUNSUREOHPV )ROORZWKHRQVFUHHQLQVWUXFWLRQV &KDSWHU7URXEOHVKRRWLQJ$

$6RIWZDUHWURXEOHVKRRWLQJ6\PSWRP 3RVVLEOHVROXWLRQ7RUHVROYHVRIWZDUHSUREOHPVWU\WKHVHPHWKRGVł7XUQWKHFRPSXWHURIIFRPSOHWHO\DQGWKHQWXUQLWRQDJDLQł8SGDWHWKHGULYHUV6HHp8SGDWLQJGHYLFHGULYHUVqLQWKHQH[WHQWU\ł5HVWRUH\RXUFRPSXWHUWRDFRQILJXUDWLRQWKDWZDVLQXVHEHIRUHWKHVRIWZDUHZDVLQVWDOOHG6HH0LFURVRIW6\VWHP5HVWRUHLQWKLVWDEOHł5HLQVWDOOWKHVRIWZDUHSURJUDPRUKDUGZDUHGULYHU6HHp6RIWZDUHSURJUDPDQGKDUGZDUHGULYHUUHLQVWDOODWLRQqLQWKLVWDEOHł(UDVHDQGUHIRUPDWWKHKDUGGULYHDQGWKHQUHLQVWDOOWKHRSHUDWLQJV\VWHPSURJUDPVDQGGULYHUV7KLVSURFHVVHUDVHVDOOWKHGDWDILOHVWKDW\RXKDYHFUHDWHG6HH%DFNLQJXSUHVWRULQJDQGUHFRYHULQJRQSDJH6RIWZDUHSURJUDPVDUHVORZWRUHVSRQGł&ORVHXQQHFHVVDU\VRIWZDUHSURJUDPVł5XQYLUXVVFDQVDQGRWKHUV\VWHPWRROVZKHQWKHFRPSXWHULVQRWLQXVH6WRSVWDUWXSDSSOLFDWLRQVVXFKDVPHVVDJLQJVRIWZDUHDQGPXOWLPHGLDDSSOLFDWLRQVIURPORDGLQJ 7\SHPVFRQILJLQWKHWDVNEDUVHDUFKER[DQGWKHQVHOHFWPVFRQILJ127( ,I\RXDUHSURPSWHGIRUDQDGPLQLVWUDWRUSDVVZRUGRUFRQILUPDWLRQW\SHWKHSDVVZRUGRUSURYLGHFRQILUPDWLRQ )URPWKH*HQHUDOWDEVHOHFW6HOHFWLYHVWDUWXS &OLFNWKH6WDUWXSWDEDQGWKHQFOLFN2SHQ7DVN0DQDJHU 6HOHFWWKHVWDUWXSLWHPVWKDW\RXZDQWWRSUHYHQWIURPORDGLQJDQGWKHQFOLFN'LVDEOH127( ,I\RXDUHXQVXUHDERXWDQLWHPGRQRWGLVDEOHLW ,ISURPSWHGFOLFN5HVWDUWWRUHVWDUWWKHFRPSXWHU127( 7RHQDEOHDSURJUDPWRORDGDWVWDUWXSUHVWDUWWKHFRPSXWHUDQGUHYHUVHWKHVHVWHSV'LVDEOHQRQHVVHQWLDOJUDSKLFVFDSDELOLWLHV 7\SHILOHH[SORUHULQWKHWDVNEDUVHDUFKER[DQGWKHQVHOHFW)LOH([SORUHU &OLFNWKH&RPSXWHUPHQXDQGWKHQVHOHFW3URSHUWLHV &OLFN$GYDQFHGV\VWHPVHWWLQJV127( ,I\RXDUHSURPSWHGIRUDQDGPLQLVWUDWRUSDVVZRUGRUFRQILUPDWLRQW\SHWKHSDVVZRUGRUSURYLGHFRQILUPDWLRQ 8QGHU3HUIRUPDQFHFOLFN6HWWLQJV )URPWKH9LVXDO(IIHFWVWDEVHOHFW$GMXVWIRUEHVWSHUIRUPDQFHDQGWKHQFOLFN2.8SGDWLQJGHYLFHGULYHUV&RPSOHWHWKHIROORZLQJSURFHGXUHWRXSGDWHDGULYHURUWRUHYHUWWRDQHDUOLHUYHUVLRQRIWKHGULYHULIWKHQHZRQHGRHVQRWVROYH\RXUSUREOHP 7\SHGHYLFHPDQDJHULQWKHWDVNEDUVHDUFKER[DQGWKHQVHOHFW'HYLFH0DQDJHU 6HOHFWWKHDUURZWRH[SDQGWKHOLVWRIWKHW\SHRIGHYLFH\RXZDQWWRXSGDWHRUUROOEDFNIRUH[DPSOH'9'&'520GULYHV 'RXEOHFOLFNWKHVSHFLILFLWHPIRUH[DPSOH+3'9':ULWHUE 6HOHFWWKH'ULYHUWDE 7RXSGDWHDGULYHUVHOHFW8SGDWH'ULYHUDQGWKHQIROORZWKHRQVFUHHQLQVWUXFWLRQVsRUs7RUHYHUWWRDQHDUOLHUYHUVLRQRIDGULYHUVHOHFW5ROO%DFN'ULYHUDQGWKHQIROORZWKHRQVFUHHQLQVWUXFWLRQV6RIWZDUHWURXEOHVKRRWLQJ $

$6\PSWRP 3RVVLEOHVROXWLRQ0LFURVRIW6\VWHP5HVWRUH,I\RXKDYHDSUREOHPWKDWPLJKWEHFDXVHGE\VRIWZDUHWKDW\RXKDYHLQVWDOOHGRQ\RXUFRPSXWHUXVH6\VWHP5HVWRUHWRUHWXUQWKHFRPSXWHUWRDSUHYLRXVUHVWRUHSRLQW<RXFDQDOVRVHWUHVWRUHSRLQWVPDQXDOO\,03257$17 $OZD\VXVHWKLV6\VWHP5HVWRUHSURFHGXUHEHIRUH\RXXVHWKH6\VWHP5HFRYHU\SURJUDP)RUPRUHLQIRUPDWLRQDQGVWHSVVHHWKH*HWVWDUWHGDSSŸ6HOHFWWKH6WDUWEXWWRQDQGWKHQVHOHFWWKH*HWVWDUWHGDSS6RIWZDUHSURJUDPDQGKDUGZDUHGULYHUUHLQVWDOODWLRQ,IDQ\RI\RXUIDFWRU\LQVWDOOHGVRIWZDUHSURJUDPVRUKDUGZDUHGULYHUVDUHGDPDJHG\RXFDQUHLQVWDOOWKHPE\XVLQJ+35HFRYHU\0DQDJHUVHOHFWSURGXFWVRQO\127( 'RQRWXVH+35HFRYHU\0DQDJHUWRUHLQVWDOOVRIWZDUHSURJUDPVSURYLGHGRQ&'VRU'9'VLQFOXGHGLQWKHFRPSXWHUER[5HLQVWDOOWKHVHSURJUDPVGLUHFWO\IURPWKH&'VRU'9'V%HIRUH\RXXQLQVWDOODSURJUDPEHVXUHWKDW\RXKDYHDZD\WRUHLQVWDOOLW&RQILUPWKDWLWLVVWLOODYDLODEOHIURPWKHRULJLQDOVRXUFHIRUH[DPSOHGLVFVRUWKH,QWHUQHW2UFRQILUPWKDWWKHSURJUDPLVLQWKHOLVWRISURJUDPV\RXFDQUHLQVWDOOIURP+35HFRYHU\0DQDJHUVHHWKHVWHSVGLUHFWO\EHORZ127( 6RPHIHDWXUHVPLJKWQRWEHDYDLODEOHRQV\VWHPVWKDWDUHVKLSSHGZLWKRXWDYHUVLRQRI0LFURVRIW:LQGRZV7RFKHFNWKHOLVWRILQVWDOODEOHSURJUDPVRUWRUHLQVWDOODSURJUDPLQ+35HFRYHU\0DQDJHUŸ7\SHUHFRYHU\LQWKHWDVNEDUVHDUFKER[VHOHFW+35HFRYHU\0DQDJHUVHOHFW5HLQVWDOOGULYHUVDQGRUDSSOLFDWLRQVDQGWKHQIROORZWKHRQVFUHHQLQVWUXFWLRQV)RULQIRUPDWLRQDQGVWHSVWRXQLQVWDOODSURJUDPVHHWKH*HWVWDUWHGDSSŸ6HOHFWWKH6WDUWEXWWRQDQGWKHQVHOHFWWKH*HWVWDUWHGDSS &KDSWHU7URXEOHVKRRWLQJ$

$ %DFNLQJXSUHVWRULQJDQGUHFRYHULQJ7KLVFKDSWHUSURYLGHVLQIRUPDWLRQDERXWWKHIROORZLQJSURFHVVHV7KHLQIRUPDWLRQLQWKHFKDSWHULVVWDQGDUGSURFHGXUHIRUPRVWSURGXFWVł&UHDWLQJUHFRYHU\PHGLDDQGEDFNXSVł5HVWRULQJDQGUHFRYHULQJ\RXUV\VWHP)RUDGGLWLRQDOLQIRUPDWLRQUHIHUWRWKH+3VXSSRUWDVVLVWDQWDSSŸ7\SHVXSSRUWLQWKHWDVNEDUVHDUFKER[DQGWKHQVHOHFWWKH+36XSSRUW$VVLVWDQWDSS˱RUs&OLFNWKHTXHVWLRQPDUNLFRQLQWKHWDVNEDU,03257$17 ,I\RXZLOOEHSHUIRUPLQJUHFRYHU\SURFHGXUHVRQDWDEOHWWKHWDEOHWEDWWHU\PXVWEHDWOHDVWFKDUJHGEHIRUH\RXVWDUWWKHUHFRYHU\SURFHVV,03257$17 )RUDWDEOHWZLWKDGHWDFKDEOHNH\ERDUGFRQQHFWWKHNH\ERDUGWRWKHNH\ERDUGGRFNEHIRUHEHJLQQLQJDQ\UHFRYHU\SURFHVV&UHDWLQJUHFRYHU\PHGLDDQGEDFNXSV7KHIROORZLQJPHWKRGVRIFUHDWLQJUHFRYHU\PHGLDDQGEDFNXSVDUHDYDLODEOHRQVHOHFWSURGXFWVRQO\&KRRVHWKHDYDLODEOHPHWKRGDFFRUGLQJWR\RXUFRPSXWHUPRGHOł8VH+35HFRYHU\0DQDJHUWRFUHDWH+35HFRYHU\PHGLDDIWHU\RXVXFFHVVIXOO\VHWXSWKHFRPSXWHU7KLVVWHSFUHDWHVDEDFNXSRIWKH+35HFRYHU\SDUWLWLRQRQWKHFRPSXWHU7KHEDFNXSFDQEHXVHGWRUHLQVWDOOWKHRULJLQDORSHUDWLQJV\VWHPLQFDVHVZKHUHWKHKDUGGULYHLVFRUUXSWHGRUKDVEHHQUHSODFHG)RULQIRUPDWLRQRQFUHDWLQJUHFRYHU\PHGLDVHH&UHDWLQJ+35HFRYHU\PHGLDVHOHFWSURGXFWVRQO\RQSDJH)RULQIRUPDWLRQRQWKHUHFRYHU\RSWLRQVWKDWDUHDYDLODEOHXVLQJWKHUHFRYHU\PHGLDVHH8VLQJ:LQGRZVWRROVRQSDJHł8VH:LQGRZVWRROVWRFUHDWHV\VWHPUHVWRUHSRLQWVDQGFUHDWHEDFNXSVRISHUVRQDOLQIRUPDWLRQ)RUPRUHLQIRUPDWLRQVHH5HFRYHULQJXVLQJ+35HFRYHU\0DQDJHURQSDJH127( ,IVWRUDJHLV*%RUOHVV0LFURVRIW6\VWHP5HVWRUHLVGLVDEOHGE\GHIDXOW&UHDWLQJ+35HFRYHU\PHGLDVHOHFWSURGXFWVRQO\,ISRVVLEOHFKHFNIRUWKHSUHVHQFHRIWKH5HFRYHU\SDUWLWLRQDQGWKH:LQGRZVSDUWLWLRQ)URPWKH6WDUWPHQXVHOHFW)LOH([SORUHUDQGWKHQVHOHFW0\FRPSXWHUł,I\RXUFRPSXWHUGRHVQRWOLVWWKH:LQGRZVSDUWLWLRQDQGWKH5HFRYHU\SDUWLWLRQ\RXFDQREWDLQUHFRYHU\PHGLDIRU\RXUV\VWHPIURPVXSSRUW6HHWKH:RUOGZLGH7HOHSKRQH1XPEHUVERRNOHWLQFOXGHGZLWKWKHFRPSXWHU<RXFDQDOVRILQGFRQWDFWLQIRUPDWLRQRQWKH+3ZHEVLWH*RWRKWWSZZZKSFRPVXSSRUWVHOHFW\RXUFRXQWU\RUUHJLRQDQGIROORZWKHRQVFUHHQLQVWUXFWLRQV&UHDWLQJUHFRYHU\PHGLDDQGEDFNXSV $

$<RXFDQXVH:LQGRZVWRROVWRFUHDWHV\VWHPUHVWRUHSRLQWVDQGFUHDWHEDFNXSVRISHUVRQDOLQIRUPDWLRQVHH8VLQJ:LQGRZVWRROVRQSDJHł,I\RXUFRPSXWHUGRHVOLVWWKH5HFRYHU\SDUWLWLRQDQGWKH:LQGRZVSDUWLWLRQ\RXFDQXVH+35HFRYHU\0DQDJHUWRFUHDWHUHFRYHU\PHGLDDIWHU\RXVXFFHVVIXOO\VHWXSWKHFRPSXWHU+35HFRYHU\PHGLDFDQEHXVHGWRSHUIRUPV\VWHPUHFRYHU\LIWKHKDUGGULYHEHFRPHVFRUUXSWHG6\VWHPUHFRYHU\UHLQVWDOOVWKHRULJLQDORSHUDWLQJV\VWHPDQGVRIWZDUHSURJUDPVWKDWZHUHLQVWDOOHGDWWKHIDFWRU\DQGWKHQFRQILJXUHVWKHVHWWLQJVIRUWKHSURJUDPV+35HFRYHU\PHGLDFDQDOVREHXVHGWRFXVWRPL]HWKHV\VWHPRUUHVWRUHWKHIDFWRU\LPDJHLI\RXUHSODFHWKHKDUGGULYHŃ2QO\RQHVHWRIUHFRYHU\PHGLDFDQEHFUHDWHG+DQGOHWKHVHUHFRYHU\WRROVFDUHIXOO\DQGNHHSWKHPLQDVDIHSODFHŃ+35HFRYHU\0DQDJHUH[DPLQHVWKHFRPSXWHUDQGGHWHUPLQHVWKHUHTXLUHGVWRUDJHFDSDFLW\IRUWKHPHGLDWKDWZLOOEHUHTXLUHGŃ7RFUHDWHUHFRYHU\GLVFV\RXUFRPSXWHUPXVWKDYHDQRSWLFDOGULYHZLWK'9'ZULWHUFDSDELOLW\DQG\RXPXVWXVHRQO\KLJKTXDOLW\EODQN'9'5'9'5'9'5'/RU'9'5'/GLVFV'RQRWXVHUHZULWDEOHGLVFVVXFKDV&'5:'9'5:GRXEOHOD\HU'9'5:RU%'5(UHZULWDEOH%OXUD\GLVFVWKH\DUHQRWFRPSDWLEOHZLWK+35HFRYHU\0DQDJHUVRIWZDUH2ULQVWHDG\RXFDQXVHDKLJKTXDOLW\EODQN86%IODVKGULYHŃ,I\RXUFRPSXWHUGRHVQRWLQFOXGHDQLQWHJUDWHGRSWLFDOGULYHZLWK'9'ZULWHUFDSDELOLW\EXW\RXZRXOGOLNHWRFUHDWH'9'UHFRYHU\PHGLD\RXFDQXVHDQH[WHUQDORSWLFDOGULYHSXUFKDVHGVHSDUDWHO\WRFUHDWHUHFRYHU\GLVFV,I\RXXVHDQH[WHUQDORSWLFDOGULYHLWPXVWEHFRQQHFWHGGLUHFWO\WRD86%SRUWRQWKHFRPSXWHUWKHGULYHFDQQRWEHFRQQHFWHGWRD86%SRUWRQDQH[WHUQDOGHYLFHVXFKDVD86%KXE,I\RXFDQQRWFUHDWH'9'PHGLD\RXUVHOI\RXFDQREWDLQUHFRYHU\GLVFVIRU\RXUFRPSXWHUIURP+36HHWKH:RUOGZLGH7HOHSKRQH1XPEHUVERRNOHWLQFOXGHGZLWKWKHFRPSXWHU<RXFDQDOVRILQGFRQWDFWLQIRUPDWLRQRQWKH+3ZHEVLWH*RWRKWWSZZZKSFRPVXSSRUWVHOHFW\RXUFRXQWU\RUUHJLRQDQGIROORZWKHRQVFUHHQLQVWUXFWLRQVŃ%HVXUHWKDWWKHFRPSXWHULVFRQQHFWHGWR$&SRZHUEHIRUH\RXEHJLQFUHDWLQJWKHUHFRYHU\PHGLDŃ7KHFUHDWLRQSURFHVVFDQWDNHDQKRXURUPRUH'RQRWLQWHUUXSWWKHFUHDWLRQSURFHVVŃ,IQHFHVVDU\\RXFDQH[LWWKHSURJUDPEHIRUH\RXKDYHILQLVKHGFUHDWLQJDOORIWKHUHFRYHU\'9'V+35HFRYHU\0DQDJHUZLOOILQLVKEXUQLQJWKHFXUUHQW'9'7KHQH[WWLPH\RXVWDUW+35HFRYHU\0DQDJHU\RXZLOOEHSURPSWHGWRFRQWLQXH7RFUHDWH+35HFRYHU\PHGLD,03257$17 )RUDWDEOHWZLWKDGHWDFKDEOHNH\ERDUGFRQQHFWWKHNH\ERDUGWRWKHNH\ERDUGGRFNEHIRUHEHJLQQLQJWKHVHVWHSV 7\SHUHFRYHU\LQWKHWDVNEDUVHDUFKER[DQGWKHQVHOHFW+35HFRYHU\0DQDJHU 6HOHFW&UHDWHUHFRYHU\PHGLDDQGWKHQIROORZWKHRQVFUHHQLQVWUXFWLRQV,I\RXHYHUQHHGWRUHFRYHUWKHV\VWHPVHH5HFRYHULQJXVLQJ+35HFRYHU\0DQDJHURQSDJH8VLQJ:LQGRZVWRROV<RXFDQFUHDWHUHFRYHU\PHGLDV\VWHPUHVWRUHSRLQWVDQGEDFNXSVRISHUVRQDOLQIRUPDWLRQXVLQJ:LQGRZVWRROV127( ,IVWRUDJHLV*%RUOHVV0LFURVRIW6\VWHP5HVWRUHLVGLVDEOHGE\GHIDXOW)RUPRUHLQIRUPDWLRQDQGVWHSVVHHWKH*HWVWDUWHGDSSŸ6HOHFWWKH6WDUWEXWWRQDQGWKHQVHOHFWWKH*HWVWDUWHGDSS &KDSWHU%DFNLQJXSUHVWRULQJDQGUHFRYHULQJ$

$5HVWRUHDQGUHFRYHU\7KHUHDUHVHYHUDORSWLRQVIRUUHFRYHULQJ\RXUV\VWHP&KRRVHWKHPHWKRGWKDWEHVWPDWFKHV\RXUVLWXDWLRQDQGOHYHORIH[SHUWLVH,03257$17 1RWDOOPHWKRGVDUHDYDLODEOHRQDOOSURGXFWVł:LQGRZVRIIHUVVHYHUDORSWLRQVIRUUHVWRULQJIURPEDFNXSUHIUHVKLQJWKHFRPSXWHUDQGUHVHWWLQJWKHFRPSXWHUWRLWVRULJLQDOVWDWH)RUPRUHLQIRUPDWLRQVHHWKH*HWVWDUWHGDSSŸ6HOHFWWKH6WDUWEXWWRQDQGWKHQVHOHFWWKH*HWVWDUWHGDSSł,I\RXQHHGWRFRUUHFWDSUREOHPZLWKDSUHLQVWDOOHGDSSOLFDWLRQRUGULYHUXVHWKH5HLQVWDOOGULYHUVDQGRUDSSOLFDWLRQVRSWLRQVHOHFWSURGXFWVRQO\RI+35HFRYHU\0DQDJHUWRUHLQVWDOOWKHLQGLYLGXDODSSOLFDWLRQRUGULYHUŸ7\SHUHFRYHU\LQWKHWDVNEDUVHDUFKER[VHOHFW+35HFRYHU\0DQDJHUVHOHFW5HLQVWDOOGULYHUVDQGRUDSSOLFDWLRQVDQGWKHQIROORZWKHRQVFUHHQLQVWUXFWLRQVł,I\RXZDQWWRUHFRYHUWKH:LQGRZVSDUWLWLRQWRRULJLQDOIDFWRU\FRQWHQW\RXFDQFKRRVHWKH6\VWHP5HFRYHU\RSWLRQIURPWKH+35HFRYHU\SDUWLWLRQVHOHFWSURGXFWVRQO\RUXVHWKH+35HFRYHU\PHGLD)RUPRUHLQIRUPDWLRQVHH5HFRYHULQJXVLQJ+35HFRYHU\0DQDJHURQSDJH,I\RXKDYHQRWDOUHDG\FUHDWHGUHFRYHU\PHGLDVHH&UHDWLQJ+35HFRYHU\PHGLDVHOHFWSURGXFWVRQO\RQSDJHł2QVHOHFWSURGXFWVLI\RXZDQWWRUHFRYHUWKHFRPSXWHUVRULJLQDOIDFWRU\SDUWLWLRQDQGFRQWHQWRULI\RXKDYHUHSODFHGWKHKDUGGULYH\RXFDQXVHWKH)DFWRU\5HVHWRSWLRQRI+35HFRYHU\PHGLD)RUPRUHLQIRUPDWLRQVHH5HFRYHULQJXVLQJ+35HFRYHU\0DQDJHURQSDJHł2QVHOHFWSURGXFWVLI\RXZDQWWRUHPRYHWKHUHFRYHU\SDUWLWLRQWRUHFODLPKDUGGULYHVSDFH+35HFRYHU\0DQDJHURIIHUVWKH5HPRYH5HFRYHU\3DUWLWLRQRSWLRQ)RUPRUHLQIRUPDWLRQVHH5HPRYLQJWKH+35HFRYHU\SDUWLWLRQVHOHFWSURGXFWVRQO\RQSDJH5HFRYHULQJXVLQJ+35HFRYHU\0DQDJHU+35HFRYHU\0DQDJHUVRIWZDUHDOORZV\RXWRUHFRYHUWKHFRPSXWHUWRLWVRULJLQDOIDFWRU\VWDWHE\XVLQJWKH+35HFRYHU\PHGLDWKDW\RXHLWKHUFUHDWHGRUWKDW\RXREWDLQHGIURP+3RUE\XVLQJWKH+35HFRYHU\SDUWLWLRQVHOHFWSURGXFWVRQO\,I\RXKDYHQRWDOUHDG\FUHDWHGUHFRYHU\PHGLDVHH&UHDWLQJ+35HFRYHU\PHGLDVHOHFWSURGXFWVRQO\RQSDJH:KDW\RXQHHGWRNQRZEHIRUH\RXJHWVWDUWHGł+35HFRYHU\0DQDJHUUHFRYHUVRQO\VRIWZDUHWKDWZDVLQVWDOOHGDWWKHIDFWRU\)RUVRIWZDUHQRWSURYLGHGZLWKWKLVFRPSXWHU\RXPXVWHLWKHUGRZQORDGWKHVRIWZDUHIURPWKHPDQXIDFWXUHUVZHEVLWHRUUHLQVWDOOWKHVRIWZDUHIURPWKHPHGLDSURYLGHGE\WKHPDQXIDFWXUHU,03257$17 5HFRYHU\WKURXJK+35HFRYHU\0DQDJHUVKRXOGEHXVHGDVDILQDODWWHPSWWRFRUUHFWFRPSXWHULVVXHVł+35HFRYHU\PHGLDPXVWEHXVHGLIWKHFRPSXWHUKDUGGULYHIDLOV,I\RXKDYHQRWDOUHDG\FUHDWHGUHFRYHU\PHGLDVHH&UHDWLQJ+35HFRYHU\PHGLDVHOHFWSURGXFWVRQO\RQSDJHł7RXVHWKH)DFWRU\5HVHWRSWLRQVHOHFWSURGXFWVRQO\\RXPXVWXVH+35HFRYHU\PHGLD,I\RXKDYHQRWDOUHDG\FUHDWHGUHFRYHU\PHGLDVHH&UHDWLQJ+35HFRYHU\PHGLDVHOHFWSURGXFWVRQO\RQSDJHł,I\RXUFRPSXWHUGRHVQRWDOORZWKHFUHDWLRQRI+35HFRYHU\PHGLDRULIWKH+35HFRYHU\PHGLDGRHVQRWZRUN\RXFDQREWDLQUHFRYHU\PHGLDIRU\RXUV\VWHPIURPVXSSRUW6HHWKH:RUOGZLGH7HOHSKRQH1XPEHUVERRNOHWLQFOXGHGZLWKWKHFRPSXWHU<RXFDQDOVRILQGFRQWDFWLQIRUPDWLRQIURPWKH+35HVWRUHDQGUHFRYHU\ $

$ZHEVLWH*RWRKWWSZZZKSFRPVXSSRUWVHOHFW\RXUFRXQWU\RUUHJLRQDQGIROORZWKHRQVFUHHQLQVWUXFWLRQV,03257$17 +35HFRYHU\0DQDJHUGRHVQRWDXWRPDWLFDOO\SURYLGHEDFNXSVRI\RXUSHUVRQDOGDWD%HIRUHEHJLQQLQJUHFRYHU\EDFNXSDQ\SHUVRQDOGDWD\RXZDQWWRUHWDLQ8VLQJ+35HFRYHU\PHGLD\RXFDQFKRRVHIURPRQHRIWKHIROORZLQJUHFRYHU\RSWLRQV127( 2QO\WKHRSWLRQVDYDLODEOHIRU\RXUFRPSXWHUGLVSOD\ZKHQ\RXVWDUWWKHUHFRYHU\SURFHVVł6\VWHP5HFRYHU\t5HLQVWDOOVWKHRULJLQDORSHUDWLQJV\VWHPDQGWKHQFRQILJXUHVWKHVHWWLQJVIRUWKHSURJUDPVWKDWZHUHLQVWDOOHGDWWKHIDFWRU\ł)DFWRU\5HVHWt5HVWRUHVWKHFRPSXWHUWRLWVRULJLQDOIDFWRU\VWDWHE\GHOHWLQJDOOLQIRUPDWLRQIURPWKHKDUGGULYHDQGUHFUHDWLQJWKHSDUWLWLRQV7KHQLWUHLQVWDOOVWKHRSHUDWLQJV\VWHPDQGWKHVRIWZDUHWKDWZDVLQVWDOOHGDWWKHIDFWRU\7KH+35HFRYHU\SDUWLWLRQVHOHFWSURGXFWVRQO\DOORZV6\VWHP5HFRYHU\RQO\8VLQJWKH+35HFRYHU\SDUWLWLRQVHOHFWSURGXFWVRQO\7KH+35HFRYHU\SDUWLWLRQDOORZV\RXWRSHUIRUPDV\VWHPUHFRYHU\ZLWKRXWWKHQHHGIRUUHFRYHU\GLVFVRUDUHFRYHU\86%IODVKGULYH7KLVW\SHRIUHFRYHU\FDQEHXVHGRQO\LIWKHKDUGGULYHLVVWLOOZRUNLQJ7RVWDUW+35HFRYHU\0DQDJHUIURPWKH+35HFRYHU\SDUWLWLRQ,03257$17 )RUDWDEOHWZLWKDGHWDFKDEOHNH\ERDUGFRQQHFWWKHNH\ERDUGWRWKHNH\ERDUGGRFNEHIRUHEHJLQQLQJWKHVHVWHSVVHOHFWSURGXFWVRQO\ 7\SHUHFRYHU\LQWKHWDVNEDUVHDUFKER[VHOHFW5HFRYHU\0DQDJHUDQGWKHQVHOHFW+35HFRYHU\(QYLURQPHQWRU)RUFRPSXWHUVRUWDEOHWVZLWKNH\ERDUGVDWWDFKHGSUHVVIZKLOHWKHFRPSXWHUERRWVRUSUHVVDQGKROGIDV\RXSUHVVWKHSRZHUEXWWRQ)RUWDEOHWVZLWKRXWNH\ERDUGV7XUQRQRUUHVWDUWWKHWDEOHWDQGWKHQTXLFNO\KROGGRZQWKHYROXPHGRZQEXWWRQWKHQVHOHFWIRU7XUQRQRUUHVWDUWWKHWDEOHWDQGWKHQTXLFNO\KROGGRZQWKH:LQGRZVEXWWRQWKHQVHOHFWI 6HOHFW7URXEOHVKRRWIURPWKHERRWRSWLRQVPHQX 6HOHFW5HFRYHU\0DQDJHUDQGWKHQIROORZWKHRQVFUHHQLQVWUXFWLRQV8VLQJ+35HFRYHU\PHGLDWRUHFRYHU<RXFDQXVH+35HFRYHU\PHGLDWRUHFRYHUWKHRULJLQDOV\VWHP7KLVPHWKRGFDQEHXVHGLI\RXUV\VWHPGRHVQRWKDYHDQ+35HFRYHU\SDUWLWLRQRULIWKHKDUGGULYHLVQRWZRUNLQJSURSHUO\ ,ISRVVLEOHEDFNXSDOOSHUVRQDOILOHV ,QVHUWWKH+35HFRYHU\PHGLDDQGWKHQUHVWDUWWKHFRPSXWHU127( ,IWKHFRPSXWHUGRHVQRWDXWRPDWLFDOO\UHVWDUWLQ+35HFRYHU\0DQDJHUFKDQJHWKHFRPSXWHUERRWRUGHU6HH&KDQJLQJWKHFRPSXWHUERRWRUGHURQSDJH )ROORZWKHRQVFUHHQLQVWUXFWLRQV &KDSWHU%DFNLQJXSUHVWRULQJDQGUHFRYHULQJ$

$&KDQJLQJWKHFRPSXWHUERRWRUGHU,I\RXUFRPSXWHUGRHVQRWUHVWDUWLQ+35HFRYHU\0DQDJHU\RXFDQFKDQJHWKHFRPSXWHUERRWRUGHUZKLFKLVWKHRUGHURIGHYLFHVOLVWHGLQ%,26ZKHUHWKHFRPSXWHUORRNVIRUVWDUWXSLQIRUPDWLRQ<RXFDQFKDQJHWKHVHOHFWLRQWRDQRSWLFDOGULYHRUD86%IODVKGULYH7RFKDQJHWKHERRWRUGHU,03257$17 )RUDWDEOHWZLWKDGHWDFKDEOHNH\ERDUGFRQQHFWWKHNH\ERDUGWRWKHNH\ERDUGGRFNEHIRUHEHJLQQLQJWKHVHVWHSV ,QVHUWWKH+35HFRYHU\PHGLD $FFHVV%,26)RUFRPSXWHUVRUWDEOHWVZLWKNH\ERDUGVDWWDFKHGŸ7XUQRQRUUHVWDUWWKHFRPSXWHURUWDEOHWTXLFNO\SUHVVHVFDQGWKHQSUHVVIIRUERRWRSWLRQV)RUWDEOHWVZLWKRXWNH\ERDUGVŸ7XUQRQRUUHVWDUWWKHWDEOHWDQGWKHQTXLFNO\KROGGRZQWKHYROXPHGRZQEXWWRQWKHQVHOHFWIRU7XUQRQRUUHVWDUWWKHWDEOHWDQGWKHQTXLFNO\KROGGRZQWKH:LQGRZVEXWWRQWKHQVHOHFWI 6HOHFWWKHRSWLFDOGULYHRU86%IODVKGULYHIURPZKLFK\RXZDQWWRERRW )ROORZWKHRQVFUHHQLQVWUXFWLRQV5HVWRUHDQGUHFRYHU\ $

$5HPRYLQJWKH+35HFRYHU\SDUWLWLRQVHOHFWSURGXFWVRQO\+35HFRYHU\0DQDJHUVRIWZDUHDOORZV\RXWRUHPRYHWKH+35HFRYHU\SDUWLWLRQWRIUHHXSKDUGGULYHVSDFH,03257$17 $IWHU\RXUHPRYHWKH+35HFRYHU\SDUWLWLRQ\RXZLOOQRWEHDEOHWRSHUIRUP6\VWHP5HFRYHU\RUFUHDWH+3UHFRYHU\PHGLDIURPWKH+35HFRYHU\SDUWLWLRQ6REHIRUH\RXUHPRYHWKH5HFRYHU\SDUWLWLRQFUHDWH+35HFRYHU\PHGLDVHH&UHDWLQJ+35HFRYHU\PHGLDVHOHFWSURGXFWVRQO\RQSDJH127( 7KH5HPRYH5HFRYHU\3DUWLWLRQRSWLRQLVRQO\DYDLODEOHRQSURGXFWVWKDWVXSSRUWWKLVIXQFWLRQ)ROORZWKHVHVWHSVWRUHPRYHWKH+35HFRYHU\SDUWLWLRQ 7\SHUHFRYHU\LQWKHWDVNEDUVHDUFKER[DQGWKHQVHOHFW+35HFRYHU\0DQDJHU 6HOHFW5HPRYH5HFRYHU\3DUWLWLRQDQGWKHQIROORZWKHRQVFUHHQLQVWUXFWLRQV &KDSWHU%DFNLQJXSUHVWRULQJDQGUHFRYHULQJ$

$ 0DLQWHQDQFH,WLVLPSRUWDQWWKDW\RXSHUIRUPVLPSOHPDLQWHQDQFHRI\RXUFRPSXWHUWREHVXUHWKDWLWZRUNVDWSHDNSHUIRUPDQFH6FKHGXOHVDQGWDVNV)ROORZWKHVHLQVWUXFWLRQVDWWKHUHFRPPHQGHGLQWHUYDOVIRUSURSHUPDLQWHQDQFH:HHNO\ 6RIWZDUHFOHDQXS 8VH'LVN&OHDQXSRUVDIHWKLUGSDUW\FOHDQLQJWRROVWRUHPRYHMXQNILOHVDQGWHPSRUDU\ILOHVWKDWDFFXPXODWHDQGVORZGRZQ\RXUV\VWHP$OVRFKHFNIRUSURJUDPV\RXQRORQJHUQHHGDQGXQLQVWDOOWKHP7RUXQ'LVN&OHDQXS 7\SHGLVNLQWKHWDVNEDUVHDUFKER[DQGWKHQVHOHFW)UHHXSGLVNVSDFHE\GHOHWLQJXQQHFHVVDU\ILOHVRU8QLQVWDOODSSVWRIUHHXSGLVNVSDFH )ROORZWKHRQVFUHHQLQVWUXFWLRQV'HIUDJPHQWLQJDQGRSWLPL]LQJ8VH'LVN'HIUDJPHQWHUWRGHIUDJPHQWDQGRSWLPL]H\RXUKDUGGULYHWRNHHS\RXUKDUGGLVNLQJRRGFRQGLWLRQDQGLPSURYHV\VWHPSHUIRUPDQFH)UHTXHQWO\SHUIRUPLQJWKLVWDVNGRHVQRWKDUP\RXUV\VWHP7RUXQ'LVN'HIUDJPHQWHU &RQQHFWWKHFRPSXWHUWR$&SRZHU 7\SHGHIUDJPHQWLQWKHWDVNEDUVHDUFKER[DQGWKHQVHOHFW'HIUDJPHQWDQGRSWLPL]H\RXUGULYHV )ROORZWKHRQVFUHHQLQVWUXFWLRQV9LUXVVFDQ 3HUIRUPDIXOOYLUXVVFDQHYHU\ZHHNWRFDWFKYLUXVHVWKDWPLJKWKDYHVOLSSHGWKURXJKXQQRWLFHG0RVWDQWLYLUXVSURGXFWVKDYHDVFKHGXOLQJIHDWXUHWRNHHSWUDFNRIWKLVDXWRPDWLFDOO\0RQWKO\ +DUGZDUHFOHDQLQJ 7KRURXJKO\FOHDQWKHRXWVLGHRI\RXUFRPSXWHU6RIWZDUHXSGDWHV 8VH:LQGRZV8SGDWHWRIL[RSHUDWLQJV\VWHPEXJVDQGLPSURYHSHUIRUPDQFH$OVREHVXUHWRFKHFNIRUGULYHUXSGDWHVIRU\RXUKDUGZDUHDQGQHZYHUVLRQVRI\RXUIDYRULWHSURJUDPV:LQGRZV8SGDWH 5XQ:LQGRZV8SGDWHWRLQVWDOOXSGDWHV<HDUO\ 6\VWHP5HFRYHU\ ,QWLPH\RXUV\VWHPPLJKWVWLOOVORZGRZQGHSHQGLQJRQWKHFRPSXWHUXVDJH8VH6\VWHP5HFRYHU\WRZLSH\RXU:LQGRZVRSHUDWLQJV\VWHPLQVWDOODWLRQFOHDQUHVWRULQJLWWRWKHRULJLQDOFRQILJXUDWLRQZKHQ\RXILUVWVWDUWHG\RXUV\VWHP0DNHDEDFNXSRILPSRUWDQWGDWDILOHVEHIRUHSURFHHGLQJZLWKD6\VWHP5HFRYHU\6HH%DFNLQJXSUHVWRULQJDQGUHFRYHULQJRQSDJHIRUIXUWKHUGHWDLOV$VQHHGHG %DFNLQJXS\RXUGDWD 8VH&'RU'9'UHFRUGLQJVRIWZDUHWKDWLVLQVWDOOHGRQ\RXUFRPSXWHUWRFUHDWHRUpEXUQqEDFNXSGLVFVRILPSRUWDQWLQIRUPDWLRQLQFOXGLQJSHUVRQDOILOHVHPDLOPHVVDJHVDQG:HEVLWHERRNPDUNV<RXFDQDOVRPRYHGDWDWRDQH[WHUQDOKDUGGULYH6FKHGXOHVDQGWDVNV $

$&OHDQLQJ\RXUFRPSXWHU8VHWKHIROORZLQJSURGXFWVWRVDIHO\FOHDQ\RXUFRPSXWHUł'LPHWK\OEHQ]\ODPPRQLXPFKORULGHSHUFHQWPD[LPXPFRQFHQWUDWLRQIRUH[DPSOHGLVSRVDEOHZLSHVZKLFKFRPHLQDYDULHW\RIEUDQGVł$OFRKROIUHHJODVVFOHDQLQJIOXLGł:DWHUZLWKPLOGVRDSVROXWLRQł'U\PLFURILEHUFOHDQLQJFORWKRUDFKDPRLVVWDWLFIUHHFORWKZLWKRXWRLOł6WDWLFIUHHFORWKZLSHV&$87,21 $YRLGVWURQJFOHDQLQJVROYHQWVWKDWFDQSHUPDQHQWO\GDPDJH\RXUFRPSXWHU,I\RXDUHQRWVXUHWKDWDFOHDQLQJSURGXFWLVVDIHIRU\RXUFRPSXWHUFKHFNWKHSURGXFWFRQWHQWVWRPDNHVXUHWKDWLQJUHGLHQWVVXFKDVDOFRKRODFHWRQHDPPRQLXPFKORULGHPHWK\OHQHFKORULGHDQGK\GURFDUERQVDUHQRWLQFOXGHGLQWKHSURGXFW)LEURXVPDWHULDOVVXFKDVSDSHUWRZHOVFDQVFUDWFKWKHFRPSXWHU2YHUWLPHGLUWSDUWLFOHVDQGFOHDQLQJDJHQWVFDQJHWWUDSSHGLQWKHVFUDWFKHV&OHDQLQJSURFHGXUHV)ROORZWKHSURFHGXUHVLQWKLVVHFWLRQWRVDIHO\FOHDQ\RXUFRPSXWHU:$51,1* 7RSUHYHQWHOHFWULFVKRFNRUGDPDJHWRFRPSRQHQWVGRQRWDWWHPSWWRFOHDQ\RXUFRPSXWHUZKLOHLWLVWXUQHGRQł7XUQRIIWKHFRPSXWHUł'LVFRQQHFW$&SRZHUł'LVFRQQHFWDOOSRZHUHGH[WHUQDOGHYLFHV&$87,21 7RSUHYHQWGDPDJHWRLQWHUQDOFRPSRQHQWVGRQRWVSUD\FOHDQLQJDJHQWVRUOLTXLGVGLUHFWO\RQDQ\FRPSXWHUVXUIDFH/LTXLGVGULSSHGRQWKHVXUIDFHFDQSHUPDQHQWO\GDPDJHLQWHUQDOFRPSRQHQWV&OHDQLQJWKHGLVSOD\&$87,21 'RQRWVSUD\RUSODFHWKHFOHDQHUGLUHFWO\RQWKHVFUHHQ*HQWO\ZLSHWKHVLGHVDQGWKHVXUIDFHRIWKHGLVSOD\XVLQJDVRIWOLQWIUHHFORWKPRLVWHQHGZLWKDQDOFRKROIUHHJODVVFOHDQHU&OHDQLQJWKHFRPSXWHUYHQWV$LUYHQWVNHHSWKHFRPSXWHUFRRO.HHSWKHVHYHQWVFOHDQE\XVLQJDVPDOOEDWWHU\SRZHUHGYDFXXPFOHDQHU$EDWWHU\SRZHUHGYDFXXPFOHDQHUHOLPLQDWHVWKHULVNRIHOHFWULFVKRFN 9DFXXPWKHYHQWVRQWKHFRPSXWHUFDVH 5HPRYHDQ\GHEULVWKDWKDVDFFXPXODWHGLQDQGDURXQGWKHFRPSXWHUFRQQHFWRUVIRUH[DPSOHWKH(WKHUQHWDQG86%FRQQHFWRUV &KDSWHU0DLQWHQDQFH$

$&OHDQLQJWKHNH\ERDUGRUPRXVH:$51,1* 7RUHGXFHWKHULVNRIHOHFWULFVKRFNRUGDPDJHWRLQWHUQDOFRPSRQHQWVGRQRWXVHDYDFXXPFOHDQHUDWWDFKPHQWWRFOHDQWKHNH\ERDUG$YDFXXPFOHDQHUFDQGHSRVLWKRXVHKROGGHEULVRQWKHNH\ERDUGVXUIDFH&$87,21 7RSUHYHQWGDPDJHWRLQWHUQDOFRPSRQHQWVGRQRWDOORZOLTXLGVWRGULSEHWZHHQWKHNH\Vł7RFOHDQWKHNH\ERDUGRUPRXVHXVHDVRIWPLFURILEHUFORWKRUDFKDPRLVPRLVWHQHGZLWKRQHRIWKHFOHDQLQJVROXWLRQVOLVWHGSUHYLRXVO\RUXVHDQDFFHSWDEOHGLVSRVDEOHZLSHł7RSUHYHQWNH\VIURPVWLFNLQJDQGWRUHPRYHGXVWOLQWDQGSDUWLFOHVIURPWKHNH\ERDUGXVHDFDQRIFRPSUHVVHGDLUZLWKDVWUDZH[WHQVLRQ,I\RXKDYHDUROOHUEDOOPRXVHFOHDQWKHEDOODQGUROOHUVLQVLGH 7XUQWKHPRXVHXSVLGHGRZQDQGURWDWHWKHEDOOFRYHUULQJFRXQWHUFORFNZLVHWRUHPRYHWKHULQJDQGUHOHDVHWKHUROOHUEDOO 5LQVHWKHUROOHUEDOOZLWKVRDSDQGZDUPZDWHU &OHDQWKHUROOHUVLQVLGHWKHPRXVHZLWKDFRWWRQVZDEGDPSHQHGZLWKLVRSURS\OUXEELQJDOFRKRO $IWHUWKHUROOHUEDOODQGUROOHUVDUHFRPSOHWHO\GU\UHSODFHWKHEDOODQGEDOOFRYHUULQJ&OHDQLQJ\RXUFRPSXWHU $

$ 8VLQJ+33&+DUGZDUH'LDJQRVWLFV8(),+33&+DUGZDUH'LDJQRVWLFVLVD8QLILHG([WHQVLEOH)LUPZDUH,QWHUIDFH8(),WKDWDOORZV\RXWRUXQGLDJQRVWLFWHVWVWRGHWHUPLQHZKHWKHUWKHFRPSXWHUKDUGZDUHLVIXQFWLRQLQJSURSHUO\7KHWRROUXQVRXWVLGHWKHRSHUDWLQJV\VWHPVRWKDWLWFDQLVRODWHKDUGZDUHIDLOXUHVIURPLVVXHVWKDWDUHFDXVHGE\WKHRSHUDWLQJV\VWHPRURWKHUVRIWZDUHFRPSRQHQWV127( 7RVWDUW%,26RQDFRQYHUWLEOHFRPSXWHU\RXUFRPSXWHUPXVWEHLQQRWHERRNPRGHDQG\RXPXVWXVHWKHNH\ERDUGDWWDFKHGWR\RXUWDEOHW7KHRQVFUHHQNH\ERDUGZKLFKGLVSOD\VLQWDEOHWPRGHFDQQRWDFFHVV%,267RVWDUW+33&+DUGZDUH'LDJQRVWLFV8(), 6WDUW%,26ł&RPSXWHUVRUWDEOHWVZLWKNH\ERDUGVŸ7XUQRQRUUHVWDUWWKHFRPSXWHUTXLFNO\SUHVVHVFł7DEOHWVZLWKRXWNH\ERDUGVŸ7XUQRQRUUHVWDUWWKHWDEOHWDQGWKHQTXLFNO\KROGGRZQWKHYROXPHGRZQEXWWRQRU7XUQRQRUUHVWDUWWKHWDEOHWDQGWKHQTXLFNO\KROGGRZQWKH:LQGRZVEXWWRQ 3UHVVRUWDSI7KH%,26VHDUFKHVWKUHHSODFHVIRUWKHGLDJQRVWLFWRROVLQWKHIROORZLQJRUGHUD &RQQHFWHG86%GULYH127( 7RGRZQORDGWKH+33&+DUGZDUH'LDJQRVWLFV8(),WRROWRD86%GULYHVHH'RZQORDGLQJ+33&+DUGZDUH'LDJQRVWLFV8(),WRD86%GHYLFHRQSDJHE +DUGGULYHF %,26 :KHQWKHGLDJQRVWLFWRRORSHQVVHOHFWWKHW\SHRIGLDJQRVWLFWHVW\RXZDQWWRUXQDQGWKHQIROORZWKHRQVFUHHQLQVWUXFWLRQV2QDWDEOHWSUHVVWKHYROXPHGRZQEXWWRQWRVWRSDGLDJQRVWLFWHVW127( ,I\RXQHHGWRVWRSDGLDJQRVWLFWHVWRQFRPSXWHUVRUWDEOHWVZLWKDNH\ERDUGSUHVVHVF'RZQORDGLQJ+33&+DUGZDUH'LDJQRVWLFV8(),WRD86%GHYLFH7KHUHDUHWZRRSWLRQVWRGRZQORDG+33&+DUGZDUH'LDJQRVWLFVWRD86%GHYLFH'RZQORDGWKHODWHVW8(),YHUVLRQ *RWRKWWSZZZKSFRPJRWHFKFHQWHUSFGLDJV7KH+33&'LDJQRVWLFVKRPHSDJHLVGLVSOD\HG ,QWKH+33&+DUGZDUH'LDJQRVWLFVVHFWLRQFOLFNWKH'RZQORDGOLQNDQGWKHQVHOHFW5XQ &KDSWHU8VLQJ+33&+DUGZDUH'LDJQRVWLFV8(),$

$'RZQORDGDQ\YHUVLRQRI8(),IRUDVSHFLILFSURGXFW *RWRKWWSZZZKSFRPVXSSRUWDQGWKHQVHOHFW\RXUFRXQWU\7KH+36XSSRUWSDJHLVGLVSOD\HG &OLFN'ULYHUV'RZQORDGV ,QWKHWH[WER[HQWHUWKHSURGXFWQDPHDQGWKHQFOLFN*RsRUs&OLFN)LQG1RZWROHW+3DXWRPDWLFDOO\GHWHFW\RXUSURGXFW 6HOHFW\RXUFRPSXWHUDQGWKHQVHOHFW\RXURSHUDWLQJV\VWHP ,QWKH'LDJQRVWLFVHFWLRQIROORZWKHRQVFUHHQLQVWUXFWLRQVWRVHOHFWDQGGRZQORDGWKH8(),YHUVLRQ\RXZDQW'RZQORDGLQJ+33&+DUGZDUH'LDJQRVWLFV8(),WRD86%GHYLFH $

$ 6SHFLILFDWLRQV2SHUDWLQJVSHFLILFDWLRQV127( 7RGHWHUPLQHWKHH[DFWHOHFWULFDOUDWLQJVRI\RXUFRPSXWHUUHIHUWRWKHFRPSXWHUUDWLQJVODEHOORFDWHGRQWKHRXWVLGHRIWKHFRPSXWHU)DFWRU 0HWULF 862SHUDWLQJWHPSHUDWXUH &WR& )WR)6WRUDJHWHPSHUDWXUH &WR& s)WR)2SHUDWLQJKXPLGLW\ WR#& WR#)2SHUDWLQJDOWLWXGH PWRP IWWRIW6WRUDJHDOWLWXGH PWRP IWWRIW &KDSWHU6SHFLILFDWLRQV$

$ (OHFWURVWDWLF'LVFKDUJH(OHFWURVWDWLFGLVFKDUJHLVWKHUHOHDVHRIVWDWLFHOHFWULFLW\ZKHQWZRREMHFWVFRPHLQWRFRQWDFWtIRUH[DPSOHWKHVKRFN\RXUHFHLYHZKHQ\RXZDONDFURVVWKHFDUSHWDQGWRXFKDPHWDOGRRUNQRE$GLVFKDUJHRIVWDWLFHOHFWULFLW\IURPILQJHUVRURWKHUHOHFWURVWDWLFFRQGXFWRUVPD\GDPDJHHOHFWURQLFFRPSRQHQWV7RSUHYHQWGDPDJHWRWKHFRPSXWHUGDPDJHWRDGULYHRUORVVRILQIRUPDWLRQREVHUYHWKHVHSUHFDXWLRQVł,IUHPRYDORULQVWDOODWLRQLQVWUXFWLRQVGLUHFW\RXWRXQSOXJWKHFRPSXWHUILUVWEHVXUHWKDWLWLVSURSHUO\JURXQGHGł.HHSFRPSRQHQWVLQWKHLUHOHFWURVWDWLFVDIHFRQWDLQHUVXQWLO\RXDUHUHDG\WRLQVWDOOWKHPł$YRLGWRXFKLQJSLQVOHDGVDQGFLUFXLWU\+DQGOHHOHFWURQLFFRPSRQHQWVDVOLWWOHDVSRVVLEOHł8VHQRQPDJQHWLFWRROVł%HIRUHKDQGOLQJFRPSRQHQWVGLVFKDUJHVWDWLFHOHFWULFLW\E\WRXFKLQJDQXQSDLQWHGPHWDOVXUIDFHł,I\RXUHPRYHDFRPSRQHQWSODFHLWLQDQHOHFWURVWDWLFVDIHFRQWDLQHU$

$ $FFHVVLELOLW\+3GHVLJQVSURGXFHVDQGPDUNHWVSURGXFWVDQGVHUYLFHVWKDWFDQEHXVHGE\HYHU\RQHLQFOXGLQJSHRSOHZLWKGLVDELOLWLHVHLWKHURQDVWDQGDORQHEDVLVRUZLWKDSSURSULDWHDVVLVWLYHGHYLFHV6XSSRUWHGDVVLVWLYHWHFKQRORJLHV+3SURGXFWVVXSSRUWDZLGHYDULHW\RIRSHUDWLQJV\VWHPDVVLVWLYHWHFKQRORJLHVDQGFDQEHFRQILJXUHGWRZRUNZLWKDGGLWLRQDODVVLVWLYHWHFKQRORJLHV8VHWKH6HDUFKIHDWXUHRQ\RXUGHYLFHWRORFDWHPRUHLQIRUPDWLRQDERXWDVVLVWLYHIHDWXUHV127( )RUDGGLWLRQDOLQIRUPDWLRQDERXWDSDUWLFXODUDVVLVWLYHWHFKQRORJ\SURGXFWFRQWDFWFXVWRPHUVXSSRUWIRUWKDWSURGXFW&RQWDFWLQJVXSSRUW:HDUHFRQVWDQWO\UHILQLQJWKHDFFHVVLELOLW\RIRXUSURGXFWVDQGVHUYLFHVDQGZHOFRPHIHHGEDFNIURPXVHUV,I\RXKDYHDQLVVXHZLWKDSURGXFWRUZRXOGOLNHWRWHOOXVDERXWDFFHVVLELOLW\IHDWXUHVWKDWKDYHKHOSHG\RXSOHDVHFRQWDFWXVDW0RQGD\WKURXJK)ULGD\DPWRSP1RUWK$PHULFDQ0RXQWDLQ7LPH,I\RXDUHGHDIRUKDUGRIKHDULQJDQGXVH756956:HE&DS7HOFRQWDFWXVLI\RXUHTXLUHWHFKQLFDOVXSSRUWRUKDYHDFFHVVLELOLW\TXHVWLRQVE\FDOOLQJ0RQGD\WKURXJK)ULGD\DPWRSP1RUWK$PHULFDQ0RXQWDLQ7LPH127( 6XSSRUWLVLQ(QJOLVKRQO\ &KDSWHU$FFHVVLELOLW\$

$ 6XSSRUWLQIRUPDWLRQ+RZWRJHWKHOS+3VXSSRUWFDQKHOS\RXJHWWKHPRVWIURP\RXUFRPSXWHU<RXZLOOILQGZKDW\RXQHHGZLWKWRROVORFDWHGRQ\RXUFRPSXWHUDQGZLWKLQIRUPDWLRQDYDLODEOHRQWKH:HEE\SKRQHRUWKURXJK\RXUORFDOUHWDLOHU%HIRUHFRQWDFWLQJ+3VXSSRUWLWoVLPSRUWDQWWRKDYHWKHIROORZLQJLQIRUPDWLRQKDQG\ł0RGHOQXPEHUł3URGXFWQXPEHUł6HULDOQXPEHUł6RIWZDUHEXLOGQXPEHUł2SHUDWLQJV\VWHPł3XUFKDVHGDWH3OHDVHWDNHDPRPHQWWRZULWHGRZQ\RXUSURGXFWLQIRUPDWLRQIRUIXWXUHUHIHUHQFH7KHILUVWIRXULWHPVRQWKHOLVWPRGHOQXPEHUSURGXFWQXPEHUVHULDOQXPEHUDQGVRIWZDUHEXLOGQXPEHUFDQEHYLHZHGE\XVLQJ+36XSSRUW,QIRUPDWLRQ7\SHVXSSRUWLQWKHWDVNEDUVHDUFKER[DQGWKHQVHOHFW+36XSSRUW,QIRUPDWLRQ'RQoWIRUJHWWRUHJLVWHUDWKWWSZZZKSFRPDSDFUHJLVWHU:KHUHWRJHWKHOSł8VHWKH*HWVWDUWHGDSSIRUKHOSZLWKKDUGZDUHDQGVRIWZDUHTXHVWLRQV6HOHFWWKH6WDUWEXWWRQDQGWKHQVHOHFWWKH*HWVWDUWHGDSSł8VH+36XSSRUW$VVLVWDQW7\SHVXSSRUWLQWKHWDVNEDUVHDUFKER[DQGWKHQVHOHFWWKH+36XSSRUW$VVLVWDQWDSS˱RUs&OLFNWKHTXHVWLRQPDUNLFRQLQWKHWDVNEDU+36XSSRUW$VVLVWDQWSURYLGHVXVHIXOWURXEOHVKRRWLQJDQGGLDJQRVWLFVLQIRUPDWLRQDQGLQFOXGHVWKHIROORZLQJŃ2QOLQHFKDWZLWKDQ+3WHFKQLFLDQŃ6XSSRUWWHOHSKRQHQXPEHUVŃ+3VHUYLFHFHQWHUORFDWLRQVł)RUKHOSRQOLQHJRWRKWWSZHOFRPHKSFRPFRXQWU\XVHQZZFRQWDFWBXVKWPO7HOHSKRQHDVVLVWDQFHWRJHW\RXXSDQGUXQQLQJLVFRYHUHGIRUWKLUW\GD\VIURPWKHWLPH\RXSXUFKDVH\RXUFRPSXWHU$IWHUWKLUW\GD\VWKHUHPD\EHDFKDUJHEXWWKHKHOSIXOVXSSRUWLVVWLOODYDLODEOH+RZWRJHWKHOS $

$&XVWRPHUVXSSRUWIRUUHSDLUV,I\RXUFRPSXWHUQHHGVWREHUHSDLUHGRUWRKDYHSDUWVUHSODFHG\RXKDYHWZRFKRLFHVł<RXFDQHDVLO\UHSODFHPDQ\RI\RXUFRPSXWHUSDUWVWKDWDUHFRQVLGHUHGFRQVXPHUUHSODFHDEOH7KLVLVWKHIDVWHVWPHWKRGRIUHSDLUEHFDXVHPDQ\WLPHVZHFDQVHQGWKHSDUWGLUHFWO\WR\RXUKRPHRUEXVLQHVVLQDIHZGD\V7KLVRSWLRQPD\QRWEHDYDLODEOHLQDOOFRXQWULHVRUUHJLRQVł,IDUHSDLULVQHFHVVDU\+3VXSSRUWZLOOPDNHDUUDQJHPHQWVWRUHSDLU\RXUFRPSXWHU7KHVHVHUYLFHVDUHFRYHUHGGXULQJWKHZDUUDQW\SHULRG7KHUHDUHVRPHOLPLWDWLRQVDQGH[FOXVLRQVWRWKHZDUUDQW\DVZHOODVVRPHLPSRUWDQWGHWDLOVZKLFKDUHGHVFULEHGLQWKH+3:RUOGZLGH/LPLWHG:DUUDQW\DQG7HFKQLFDO6XSSRUWJXLGH%HIRUHXSJUDGLQJ\RXUKDUGZDUH,I\RXLQWHQGWRXSJUDGHDQ\RI\RXUKDUGZDUHGRLWRQO\DIWHU\RXVHWXS\RXUQHZFRPSXWHU)RULQVWUXFWLRQVRQVHWWLQJXS\RXUFRPSXWHUVHHWKH6HWXS,QVWUXFWLRQVRU4XLFN6HWXSSRVWHURU6HWWLQJXS\RXUFRPSXWHURQSDJH,I\RXKDYHDQ\SUREOHPVVHWWLQJXS\RXUV\VWHPDQGWXUQLQJLWRQLPPHGLDWHO\FRQWDFW+3VXSSRUWXVLQJWKHSURFHGXUHVJLYHQHDUOLHULQWKLVFKDSWHU7KLVPXVWEHGRQHILUVWEHIRUHDWWHPSWLQJWRXSJUDGH\RXUV\VWHP%\EUHDNLQJWKHVHFXULW\VHDORQWKHEDFNRIWKHFRPSXWHU\RXFRQILUPWKDWWKHFRPSXWHUZDVZRUNLQJSURSHUO\EHIRUH\RXDWWHPSWHGWRXSJUDGH\RXUV\VWHP$IWHUWKHVHFXULW\VHDOKDVEHHQEURNHQ\RXUFRPSXWHULVWKHQWRWKHH[WHQWDOORZHGE\ORFDOODZFRYHUHGXQGHUWKHWHUPVDQGFRQGLWLRQVOLVWHGLQWKH+3:RUOGZLGH/LPLWHG:DUUDQW\DQG7HFKQLFDO6XSSRUWJXLGH &KDSWHU6XSSRUWLQIRUPDWLRQ$

$,QGH[$DFFHVVLELOLW\ DFWLRQNH\V %EDFNXSV ERRWRUGHUFKDQJLQJ &FDULQJIRU\RXUFRPSXWHU FOHDQLQJ\RXUFRPSXWHU FRPSXWHUVHFXULW\IHDWXUHV WURXEOHVKRRWLQJ (HOHFWURVWDWLFGLVFKDUJH )IQNH\ +KHOSDQGVXSSRUW KRWNH\V +33&+DUGZDUH'LDJQRVWLFV8(),XVLQJ +35HFRYHU\0DQDJHUFRUUHFWLQJERRWSUREOHPV VWDUWLQJ +35HFRYHU\PHGLDFUHDWLQJ UHFRYHU\ +35HFRYHU\SDUWLWLRQUHFRYHU\ UHPRYLQJ ,LQWHUQHWFRQQHFWLQJ 0PDLQWHQDQFHVFKHGXOHVDQGWDVNVPLQLPL]HGLPDJHUHFRYHU\ PLQLPL]HGLPDJHFUHDWLQJ 2RSHUDWLQJVSHFLILFDWLRQV RULJLQDOV\VWHPUHFRYHU\ 5UHFRYHURSWLRQV UHFRYHU\GLVFV +35HFRYHU\0DQDJHU PHGLD VWDUWLQJ VXSSRUWHGGLVFV V\VWHP 86%IODVKGULYH XVLQJ+35HFRYHU\PHGLD UHFRYHU\PHGLDFUHDWLQJ FUHDWLQJXVLQJ+35HFRYHU\0DQDJHU UHFRYHU\SDUWLWLRQUHPRYLQJ 6VHFXULW\IHDWXUHV VXSSRUW VXSSRUWHGGLVFVUHFRYHU\ V\VWHPUHFRYHU\ V\VWHPUHVWRUHSRLQWFUHDWLQJ V\VWHPUHVWRUHSRLQWFUHDWLQJ 7WURXEOHVKRRWLQJFRPSXWHUGRHVQRWVWDUW GLVSOD\PRQLWRU ,QWHUQHWDFFHVV NH\ERDUGDQGPRXVHZLUHOHVVNH\ERDUGDQGPRXVHZLWKFDEOH SRZHU VRIWZDUH VSHDNHUVDQGVRXQG ::LQGRZVV\VWHPUHVWRUHSRLQW :LQGRZVWRROVXVLQJ ,QGH[ $

Operating Specifications Electrical ratings: Refer to your computer’s ratings label located on the outside of the computer to determine exact electrical rating. Operating temperature: 5° to 35° C Storage temperature: –30° to 65° C Operating humidity: 15 to 80% @ 26° C Operating altitude: 0–2000 m Storage altitude: 0–4572 m Betriebsdaten Netzanschluss: Die genauen Spannungs- und Stromwerte sind dem Typenschild Ihres Computers auf dessen Rückseite zu entnehmen. Betriebstemperatur: 5° bis 35° C Lagertemperatur: –30° bis 65° C Luftfeuchtigkeit (Betrieb): 15 bis 80 % bei 26° C Höhe über Meeresspiegel (Betrieb): 0–2.000 m Höhe über Meeresspiegel (Lagerung): 0–4.572 m Fiche technique Capacités électriques : Reportez-vous à l’étiquette signalétique de votre ordinateur, à l’extérieur de celui-ci, pour connaître la puissance nominale exacte. Température de fonctionnement : 5 ° à 35 °C Température de stockage : –30 ° à 65 °C Humidité de fonctionnement : 15 à 80 % à 26 °C Altitude de fonctionnement : 0-2 000 m Altitude de stockage : 0-4 572 m Especificaciones de funcionamiento Rangos eléctricos: Consulte la etiqueta de rangos que se encuentra en la parte trasera de su equipo para determinar el rango eléctrico exacto. Temperatura de funcionamiento: 5° a 35° C Temperatura de almacenamiento:–30° a 65° C Humedad de funcionamiento: entre 15 y 80% a 26° CAltitud de funcionamiento: 0 a 2000 m Altitud de almacenamiento:0 a 4572 m Bedrijfsspecificaties Elektrische gegevens: Raadpleeg het label met de specificaties van uw computer op de computerbehuizing voor de exacte elektrische specificaties. Bedrijfstemperatuur: 5° à 35° C Opslagtemperatuur: –30° à 65° C Vochtigheid tijdens bedrijf: 15% à 80% bij 26° CToegestane hoogte voor bedrijf: 0–2.000 m Toegestane hoogte voor opslag: 0–4.572 m

2 Especificações de Operação Valores elétricos nominais: Veja a etiqueta de especificações nominais de seu computador, localizada na parte externa do mesmo, para determinar as especificações elétricas exatas. Temperatura de operação: 5° a 35°C Temperatura de armazenamento: –30° a 65° C Umidade em operação: 15 a 80% @ 26°C Altitude de operação: 0 a 2.000 m Altitude de armazenamento: 0 a 4.572 m Especificações de Funcionamento Classificações eléctricas: Consulte o rótulo de especificações do seu computador visível no exterior do mesmo para determinar as classificações eléctricas precisas. Temperatura de funcionamento: 5° a 35° C Temperatura de armazenamento: –30° a 65° C Humidade de funcionamento: 15 a 80% @ 26° C Altitude de funcionamento: 0–2000 m Altitude de armazenamento: 0–4572 m Specifiche operative Specifiche elettriche: Vedere l’etichetta con le specifiche elettriche, apposta sul computer, per determinare le specifiche elettriche esatte del computer. Temperatura operativa: da 5° a 35 °C Temperatura di magazzinaggio:da –30° a 65° C Umidità operativa: dal 15 all’80% a 26°CAltitudine operativa: da 0 a 2000 m Altitudine in magazzinaggio:da 0 a 4572 m Driftsspecifikationer Elektriske data: På computerens typemærkat, som sidder uden på computeren, kan du finde oplysninger om de nøjagtige elektriske data. Driftstemperatur: 5 ° til 35 °C Opbevarings-temperatur: -30 ° til 65 °C Luftfugtighed, driftsmiljø: 15 til 80 % ved 26° CDriftshøjde: 0-2.000 m Opbevaringshøjde: 0-4.572 m Driftsspesifikasjoner Elektriske spesifikasjoner: Du finner de nøyaktige elektriske spesifikasjonene på etiketten på utsiden av datamaskinen. Driftstemperatur: 5 til 35 °C Lagringstemperatur: –30 til 65 °C Driftsfuktighet: 15 til 80 % ved 26 °CDriftshøyde: 0–2 000 m Lagringshøyde: 0–4 572 m

3 Specifikationer Elektriska märkdata: Exakta elektriska märkdata finns på etiketten på datorns utsida. Driftstemperatur: 5 till 35 °C Förvaringstemperatur: –30 till 65 °C Relativ luftfuktighet under drift: 15 till 80 % vid 26°C Höjd över havet under drift: 0–2 000 m Höjd över havet under förvaring: 0–4 572 m Käyttöä koskevat tekniset tiedot Tehot: Tietokoneen kuoressa oleva arvokilpi osoittaa tarkat sähkötehot. Käyttölämpötila: 5° – 35° CVarastointilämpötila: –30° – 65 °C Käyttökosteus: 15 – 80 % 26 °C:ssa Käyttökorkeus: 0–2 000 m Varastointikorkeus: 0–4 572 m Parametry podczas pracy Parametry elektryczne: Szczegółowe parametry zasilania znajdują się na tabliczce znamionowej produktu umieszczonej na zewnętrznej części komputera. Temperatura pracy: od 5° do 35°C Temperatura przechowywania: od –30° do 65°C Wilgotność podczas pracy: od 15% do 80% przy 26°CWysokość bezwzględna podczas pracy: 0–2 000 m Wysokość bezwzględna podczas przechowywania: 0–4 572 m Експлуатаційні характеристики Електричніпараметри: Щоб визначити точні електричніпараметри комп’ютера, перегляньте наклейку на корпусі комп’ютера. Робочатемпература: від 5° до 35°C Температуразберігання: від – 30° до 65°C Робочавологість: від 15 до 80% при 26°CЕксплуатаційнависота над рівнем моря: від 0 до 2 000 м Зберігання нависоті: від 0 до 4 572 м Эксплуатационные характеристики Электрические параметры: Для определения точных электрических характеристик обратитесь к этикетке с рабочими параметрами вашего компьютера, расположенной на внешней стороне корпуса компьютера. Рабочаятемпература: от 5° до 35° C Температура хранения: от –30° до 65° C Рабочаявлажность: от 15 до 80% при 26° CРабочая высота над уровнем моря: 0 – 2000 м Высота хранения над уровнем моря: 0 – 4572 м

4 Provozní specifikace Napájení: Přesné jmenovité hodnoty napájení naleznete na štítku umístěném na vnější straně počítače. Provozní teplota: 5 až 35 °C Skladovací teplota: –30 až 65 °C Provozní vlhkost: 15 až 80 % při 26 °C Provozní nadmořská výška: 0 – 2 000 m Skladovací nadmořská výška: 0 – 4 572 m Prevádzkové špecifikácie Napájanie: Presné menovité hodnoty napájania nájdete na štítku umiestnenom na vonkajšej strane počítača. Prevádzková teplota: 5 až 35 °C Skladovacia teplota: –30 až 65 °C Prevádzková vlhkost’: 15 až 80 % pri 26 °C Prevádzková nadmorská výška: 0–2000 m Skladovacia nadmorská výška: 0–4572 m Üzemeltetési előírások Elektromos jellemzők: A pontos elektromos jellemzők megállapításához tekintse meg a számítógép külsején található besorolási címkét. Üzemi hőmérséklet: 5–35 °C Tárolási hőmérséklet: -30–65 °C Működtetési páratartalom: 15–80% 26 °C-on Működtetési magasság: 0–2000 m Tárolási magasság: 0–4572 m Specificaţii de operare Clasificări electrice: Consultaţi eticheta cu clasificări a computerului dumneavoastră aflată în partea exterioară a computerului pentru a determina clasificarea exactă. Temperatura de operare: între 5° şi 35° C Temperatura de depozitare: între -30° şi 65° C Umiditatea de operare: între 15 şi 80% la 26° CAltitudinea de operare: 0–2000 m Altitudinea de depozitare: 0–4.572 m

5 Работни спецификации Електрически характеристики: Вижте етикета с номиналнитехарактеристики на компютъра, който се намира върху външната страна на компютъра, за да определите точните електрически характеристики. Температура при работа: 5° до 35° C Температура при съхранение: –30° до 65° C Влажност при работа: 15 до 80% при 26° C Надморска височина при работа: 0–2000 м Надморска височина при съхранение: 0–4572 м   µ :    µ µ         µ  ,      µ  . µ : 5°  35° C µ : -30°  65° C  : 15  80% @ 26° C !µ : 0–2.000 m !µ : 0–4.572 m İşletim Özellikleri Elektrik değerleri: Elektrik değerlerini tam olarak belirlemek için bilgisayarınızın dış tarafındaki bilgisayar değerleri etiketine bakın. İşletim sıcaklığı: 5° – 35°C Depolama sıcaklığı: –30° – 65°C İşletim nemi: %15 – 80 @ 26°C İşletim yüksekliği: 0–2.000 m Depolama yüksekliği: 0–4.572 m Spesifikasi Operasi Ukuran listrik: Lihat label ukuran listrik komputer yang terletak di bagian belakang komputer untuk memastikan ukuran listrik. Temperatur Operasi: 5° hingga 35° C Temperatur penyimpanan: –30° hingga 65° CKelembaban operasi: 15 hingga 80% @ 26° CKetinggian operasi: 0–2000 m Ketinggian penyimpanan: 0–4572 m 動作仕様定格電源：正確な定格電源については、コンピューターに貼付されている定格ラベルを参照してください。温度（動作時）： 5∼35°C 温度（非動作時）： -30∼65°C 動作保証湿度： 15∼80%（26°C の場合）標高（動作時）： 0∼2000 m標高（非動作時）： 0∼4572 m

6 ܂ᄐ๵௑ ሽ௛ᠰࡳଖΚ! ᓮ೶ەሽᆰ؆ຝऱሽᆰᠰࡳଖᑑ᧘Δא൓वإᒔऱሽ௛ᠰࡳଖΖ!܂ᄐᄵ৫Κ! ᥊ּ!5!৫ࠩ!35!৫!ᚏژᄵ৫Κ! ᥊ּ!–30!৫ࠩ!65!৫!܂ᄐᄳ৫Κ! ᥊ּ!26!৫ழΔ15%!ࠩ!80%!܂ᄐ೏৫Κ! 0!ࠩ!2000!ֆ֡!ᚏژ೏৫Κ! 0!ࠩ!4572!ֆ֡!᪡԰㾘㣗乱ᅮ⬉⑤˖ 䇋খ㗗ԡѢ⬉㛥໪໇Ϟⱘ乱ᅮ⬉⑤ᷛㅒˈҹ֓⹂ᅮ㊒⹂ⱘ乱ᅮ⬉ ⑤᭄᥂Ǆ ᪡԰⏽ᑺ˖ 5° C ࠄ 35° C ټᄬ⏽ᑺ˖ –30° C ࠄ 65° C᪡԰⑓ᑺ˖ 26° C ᯊЎ 15% ࠄ 80% ᪡԰⍋ᢨ催ᑺ˖ 0–2000 ㉇ ټᄬ⍋ᢨ催ᑺ˖ 0–4572 ㉇ ⱻᣃ ▖⩻ ⢮໚ ⢿൓:⢿㛿㘆 ⢮໚ ⢿൓⟮ 㛿⠢㘂ᣎᬞ ⅖❓⦻⠢ ⾞㖒㇚ Ჾ༏⭧♺ ⠲ጾ ⢮໚ ⢿൓ ᢲ⠞Ế⟮ Ⳣ⤚㘂⎗⎆⛎. ⠻ᒃ ⛒ᑮ: 5 ° ~ 35 ° C ᶞඪ ⛒ᑮ: –30 ° ~ 65 ° C ⠻ᒃ ⍟ᑮ:26° C♺⇆ 15 ~ 80% ⠻ᒃ ඊᑮ: 0 ~ 2000 m ᶞඪ ඊᑮ: 0 ~ 4572 m Експлоатационни характеристики Разчетни електрически параметри Направете справка с етикета за параметрите на вашия компютър, разположен от външната страна на компютъра, за да определите точните електрически параметри. Работна температура: 5° до 35° C Температура на съхранение: -30° до 65° C Работна влажност: 15 до 80% @ 26° CРаботна надм. височина: 0–2.000 м Надм. височина на съхранение: 0–4.572 м

7 Radne specifikacije Podaci o napajanju: Provjerite oznaku s tehničkim podacima na vanjskoj strani vašeg računala kako biste odredili točne podatke o napajanju. Radna temperatura: 5° do 35° C Temperatura okoline: -30° do 65° C Prihvatljiva vlažnost zraka: 15 do 80% pri 26° C Radna nadmorska visina: 0–2.000 m Nadmorska visina za pohranjivanje: 0–4.572 m Kasutusandmed Elektriandmed Täpsed elektriandmed leiate oma arvuti korpusel asuvalt elektriandmete sildilt. Kasutustem- peratuur 5 kuni 35 °C Hoiustamistem- peratuur -30 kuni 65 °C Kasutusniiskus 15 kuni 80% temperatuuril 26 °CKasutuskõrgus 0–2.000 m Hoiustamiskõrgus 0–4.572 m Ekspluatācijas specifikācijas Elektriskie parametri: Lai noteiktu precīzus datora parametrus, skatiet sava datora parametru plāksnīti, kas novietota datora ārpusē. Ekspluatācijas temperatūra: 5°līdz 35° C Uzglabāšanas temperatūra: -30°līdz 35° C Ekspluatācijas mitrums: 15 līdz 80% @ 26°CEkspluatācijas augstums: 0–2.000 m Uzglabāšanas augstums: 0–4.572 m Eksploatavimo specifikacijos Vardiniai elektros parametrai: Tikslius vardinius elektros parametrus žr. savo kompiuterio vardinių parametrų etiketėje, kuri yra jo išorėje. Eksploatavimo temperatūra: nuo 5° iki 35° C Laikymo temperatūra: nuo -30° iki 65° C Eksploatavimo drėgmė: nuo 15 iki 80 % esant 26°CEksploatavimo aukštis: 0–2.000 m Sandėliavimo aukštis: 0–4.572 m

8 Specifikacije radnih uslova Nominalne vrednosti napona: Pogledajte oznaku za nominalnu vrednost napona koja se nalazi na kućištu računara da biste utvrdili tačan nominalni napon. Radna temperatura: 5° do 35° C Temperatura za skladištenje: –30° do 65° C Operativna vlažnost: 15 do 80% na 26° C Operativna visina: 0–2.000 m Visina za skladištenje: 0–4.572 m Tehnični podatki Podatki o električnih lastnostih: Nazivne vrednosti računalnika poiščite na nalepki na ohišju računalnika in preverite električne lastnosti. Temperatura pri delovanju: 5 do 35 °C Temperatura skladiščenja: –30 do 65 °C Vlažnost zraka pri delovanju: 15 do 80 % pri 26 °C Nadmorska višina pri delovanju: 0–2.000 m Nadmorska višina pri skladiščenju: 0–4.572 m ɉɚɣɞɚɥɚɧɭ ɫɢɩɚɬɬɚɦɚɥɚɪɵɗɥɟɤɬɪɩɚɪɚɦɟɬɪɥɟɪɿ:ɗɥɟɤɬɪ ɫɢɩɚɬɬɚɦɚɥɚɪɵɧ ɞԥɥɚɧɵԕɬɚɭ ԛɲɿɧ ɤɨɦɩɶɸɬɟɪɤɨɪɩɭɫɵɧɵԙ ɫɵɪɬԕɵ ɠɚԑɵɧɞɚɨɪɧɚɥɚɫԕɚɧ ɤɨɦɩɶɸɬɟɪɞɿԙ ɠԝɦɵɫɩɚɪɚɦɟɬɪɥɟɪɿ ɛɚɪ ɠɚɩɫɵɪɦɚɧɵԕɚɪɚԙɵɡ.ɀԝɦɵɫɬɟɦɩɟɪɚɬɭɪɚɫɵ:5° - 35° C ɋɚԕɬɚɭɬɟɦɩɟɪɚɬɭɪɚɫɵ:–30° - 65° C ɀԝɦɵɫɵɥԑɚɥɞɵɥɵԑɵ:26° C ɤɟɡɿɧɞɟ 15 - 80% Ɍɟԙɿɡɞɟԙɝɟɣɿɧɟɧɠԝɦɵɫ ɛɢɿɤɬɿɝɿ:0–2000 ɦɌɟԙɿɡɞɟԙɝɟɣɿɧɟɧɫɚԕɬɚɭ ɛɢɿɤɬɿɝɿ:0–4572 ɦ © Copyright 2011 Hewlett-Packard Development Company, L.P. The information contained herein is subject to change without notice. Printed in

$5HJXODWRU\6DIHW\DQG(QYLURQPHQWDO1RWLFHV8VHU*XLGH$

$&RS\ULJKW+3'HYHORSPHQW&RPSDQ\/3%OXHWRRWKLVDWUDGHPDUNRZQHGE\LWVSURSULHWRUDQGXVHGE\+3,QFXQGHUOLFHQVH(1(5*<67$5DQGWKH(1(5*<67$5PDUNDUHUHJLVWHUHG86PDUNV-DYDLVDUHJLVWHUHGWUDGHPDUNRI2UDFOHDQGRULWVDƫLOLDWHV7KHLQIRUPDWLRQFRQWDLQHGKHUHLQLVVXEMHFWWRFKDQJHZLWKRXWQRWLFH7KHRQO\ZDUUDQWLHVIRU+3SURGXFWVDQGVHUYLFHVDUHVHWIRUWKLQWKHH[SUHVVZDUUDQW\VWDWHPHQWVDFFRPSDQ\LQJVXFKSURGXFWVDQGVHUYLFHV1RWKLQJKHUHLQVKRXOGEHFRQVWUXHGDVFRQVWLWXWLQJDQDGGLWLRQDOZDUUDQW\+3VKDOOQRWEHOLDEOHIRUWHFKQLFDORUHGLWRULDOHUURUVRURPLVVLRQVFRQWDLQHGKHUHLQ)RXUWK(GLWLRQ0DUFK)LUVW(GLWLRQ$XJXVW'RFXPHQW3DUW1XPEHU$

$$ERXW7KLV*XLGH7KLVJXLGHSURYLGHVUHJXODWRU\VDIHW\DQGHQYLURQPHQWDOLQIRUPDWLRQWKDWLVFRPSOLDQWZLWK86&DQDGLDQDQGLQWHUQDWLRQDOUHJXODWLRQVIRUQRWHERRNFRPSXWHUVGHVNWRSVWKLQFOLHQWVDQGSHUVRQDOZRUNVWDWLRQV:$51,1* 7H[WVHWRƫLQWKLVPDQQHULQGLFDWHVWKDWIDLOXUHWRIROORZGLUHFWLRQVFRXOGUHVXOWLQERGLO\KDUPRUORVVRIOLIH&$87,21 7H[WVHWRƫLQWKLVPDQQHULQGLFDWHVWKDWIDLOXUHWRIROORZGLUHFWLRQVFRXOGUHVXOWLQGDPDJHWRHTXLSPHQWRUORVVRILQIRUPDWLRQ127( 7H[WVHWRƫLQWKLVPDQQHUSURYLGHVLPSRUWDQWVXSSOHPHQWDOLQIRUPDWLRQLLL$

7DEOHRIFRQWHQWV5HJXODWRU\QRWLFHVIRUQRWHERRNFRPSXWHUV $FFHVVLQJUHJXODWRU\ODEHOV)HGHUDO&RPPXQLFDWLRQV&RPPLVVLRQQRWLFH 0RGLƬFDWLRQV &DEOHV 3URGXFWVZLWKZLUHOHVV/$1GHYLFHVRU+30RELOH%URDGEDQG0RGXOHV %UD]LOQRWLFH &DQDGDQRWLFHV(XURSHDQ8QLRQUHJXODWRU\QRWLFHV'HFODUDWLRQRI&RQIRUPLW\3URGXFWVZLWKUDGLRIXQFWLRQDOLW\(0) 5HVWULFWLRQVIRUSURGXFWVZLWKUDGLRIXQFWLRQDOLW\ (XURSHDQWHOHSKRQHQHWZRUNGHFODUDWLRQ0RGHP)D[ (UJRQRPLFVQRWLFH*HUPDQ\(QJOLVKWH[W*HUPDQ\'HXWVFKHUWH[W $XVWUDOLDDQG1HZ=HDODQGQRWLFH &KLQD::$1QRWLFH-DSDQQRWLFH :LUHOHVV/$1:LUHOHVV:$1DQG%OXHWRRWKFHUWLƬFDWLRQPDUNLQJV 0H[LFRQRWLFH 5XVVLDUHJXODWRU\QRWLFHV ͳΔΒΌ΋ΆΒΈΌΖΉΏΠΌΈ΄Ζ΄ΓΔΒΌ΋ΆΒΈΕΖΆ΄ЙΑΈΪΔΗΜΪΊ˃ΑΉКΑΈΪΔΗΐΉΔ΋ΪΐΪͰΉΕΖΑΟΉΓΔΉΈΕΖ΄ΆΌΖΉΏΌͪΉΔ·ΪΏΪΎΖΪКΎΪΏΈΪΎΖΉΔΪ 6LQJDSRUHZLUHOHVVQRWLFH6RXWK.RUHDQRWLFHV 7KDLODQG::$1ZLUHOHVVQRWLFH 7DLZDQ1&&QRWLFHV :LUHOHVV/$1DGHYLFHV :LUHOHVV/$1GHYLFHV%OXHWRRWKGHYLFHV6KRUWUDQJHGHYLFHV$LUOLQHWUDYHOQRWLFH8VHUUHSODFHDEOHEDWWHU\QRWLFHV )DFWRU\VHDOHGEDWWHU\QRWLFHV /DVHUFRPSOLDQFH Y

0RGHPQRWLFHV7HOHFRPPXQLFDWLRQVGHYLFHDSSURYDOV86PRGHPVWDWHPHQWV86PRGHPGHFODUDWLRQV &DQDGDPRGHPVWDWHPHQWV-DSDQPRGHPVWDWHPHQWV 1HZ=HDODQGPRGHPVWDWHPHQWV9RLFHVXSSRUW 3RZHUFRUGQRWLFH -DSDQSRZHUFRUGQRWLFH '&SOXJRIH[WHUQDO+3SRZHUVXSSO\0DFURYLVLRQ&RUSRUDWLRQQRWLFH5HJXODWRU\QRWLFHVIRUGHVNWRSVWKLQFOLHQWVDQGSHUVRQDOZRUNVWDWLRQV0RGHPQRWLFHV7HOHFRPPXQLFDWLRQVGHYLFHDSSURYDOV86PRGHPVWDWHPHQWV&DQDGLDQPRGHPVWDWHPHQWV-DSDQHVHPRGHPVWDWHPHQWV1HZ=HDODQGPRGHPVWDWHPHQWV9RLFHVXSSRUW (OHFWURPDJQHWLFFRPSDWLELOLW\QRWLFHV)HGHUDO&RPPXQLFDWLRQV&RPPLVVLRQQRWLFH0RGLƬFDWLRQV&DEOHV3URGXFWVZLWKZLUHOHVV/$1GHYLFHV $XVWUDOLDWHOHFRPVWDWHPHQW %UD]LOQRWLFH&DQDGLDQQRWLFH (XURSHDQ8QLRQUHJXODWRU\QRWLFHV 'HFODUDWLRQRI&RQIRUPLW\ 3URGXFWVZLWKUDGLRIXQFWLRQDOLW\(0) 5HVWULFWLRQVIRUSURGXFWVZLWKUDGLRIXQFWLRQDOLW\(XURSHDQWHOHSKRQHQHWZRUNGHFODUDWLRQ0RGHP)D[ (UJRQRPLFVQRWLFH -DSDQQRWLFH:LUHOHVV/$1DQG%OXHWRRWKFHUWLƬFDWLRQPDUNLQJV0H[LFRQRWLFH5XVVLDUHJXODWRU\QRWLFHVͳΔΒΌ΋ΆΒΈΌΖΉΏΠΌΈ΄Ζ΄ΓΔΒΌ΋ΆΒΈΕΖΆ΄ ЙΑΈΪΔΗΜΪΊ˃ΑΉКΑΈΪΔΗΐΉΔ΋ΪΐΪ YL

ͰΉΕΖΑΟΉΓΔΉΈΕΖ΄ΆΌΖΉΏΌ ͪΉΔ·ΪΏΪΎΖΪКΎΪΏΈΪΎΖΉΔΪ6RXWK.RUHDQRWLFHV 7DLZDQ1&&QRWLFHV:LUHOHVV/$1DGHYLFHV:LUHOHVV/$1GHYLFHV%OXHWRRWKGHYLFHV6KRUWUDQJHGHYLFHV 6DIHW\QRWLFHVIRUQRWHERRNFRPSXWHUV +HDWUHODWHGVDIHW\ZDUQLQJQRWLFH 3RWHQWLDOVDIHW\FRQGLWLRQVQRWLFH8VHUUHSODFHDEOHEDWWHU\QRWLFHV+HDGVHWDQGHDUSKRQHYROXPHOHYHOQRWLFH3RZHUFRUGQRWLFHV %UD]LOQRWLFH&OHDQLQJWKHNH\ERDUG 7UDYHOQRWLFH &KLQDVDIHW\QRWLFHV&KLQD$OWLWXGHQRWLFH &KLQD7URSLFDOZDUQLQJQRWLFH 1RUZD\DQG6ZHGHQ&DEOHJURXQGLQJQRWLFHIRUSURGXFWVZLWKD79WXQHU ౑⏝㐣ᗘᜍയᐖどຊ 6DIHW\QRWLFHVIRUGHVNWRSVWKLQFOLHQWVDQGSHUVRQDOZRUNVWDWLRQV,PSRUWDQWVDIHW\LQIRUPDWLRQ ,QVWDOODWLRQFRQGLWLRQV%DWWHU\UHSODFHPHQWQRWLFH+HDGVHWDQGHDUSKRQHYROXPHOHYHOQRWLFH/DVHUVDIHW\ 3RZHUVXSSO\DQGSRZHUFRUGVHWUHTXLUHPHQWV 3RZHUVXSSO\FODVV,JURXQGLQJUHTXLUHPHQWV%UD]LOQRWLFH 'HQPDUN)LQODQG1RUZD\ 6ZHGHQ3RZHUVXSSO\UHTXLUHPHQWV )RUXVHLQ1RUZD\ 3RZHUFRUGVHWUHTXLUHPHQWV-DSDQSRZHUFRUGUHTXLUHPHQWV 3LQFKKD]DUG 79DQWHQQDFRQQHFWRUVSURWHFWLRQYLL

([WHUQDOWHOHYLVLRQDQWHQQDJURXQGLQJ /LJKWQLQJSURWHFWLRQ1RWHWR&$79V\VWHPLQVWDOOHU&KLQDVDIHW\QRWLFHV&KLQD$OWLWXGHQRWLFH &KLQD7URSLFDOZDUQLQJQRWLFH *HUPDQ\DFRXVWLFVQRWLFH౑⏝㐣ᗘᜍയᐖどຊ (QYLURQPHQWDOQRWLFHVIRUQRWHERRNFRPSXWHUV(OHFWURQLFKDUGZDUHSDFNDJLQJDQGEDWWHU\UHF\FOLQJ'LVSRVDORIZDVWHHTXLSPHQWE\XVHUV %UD]LODONDOLQHEDWWHU\GLVSRVDO%UD]LOKDUGZDUHUHF\FOLQJLQIRUPDWLRQ(1(5*<67$5&HUWLƬFDWLRQVHOHFWPRGHOVRQO\&KHPLFDOVXEVWDQFHV &KLQDHQYLURQPHQWDOQRWLFHV&KLQD3&HQHUJ\ODEHO &KLQDUHVWULFWLRQRIKD]DUGRXVVXEVWDQFHV5R+6 7KH7DEOHRI+D]DUGRXV6XEVWDQFHV(OHPHQWVDQGWKHLU&RQWHQW,QGLDUHVWULFWLRQRIKD]DUGRXVVXEVWDQFHV5R+6 ,QIRUPDWLRQIRU(XURSHDQ8QLRQ&RPPLVVLRQ5HJXODWLRQ ,7(&2GHFODUDWLRQV -DSDQUHVWULFWLRQRIKD]DUGRXVVXEVWDQFHV5R+6 0H[LFR6XVWDLQDEOH(QHUJ\8VH/DZ 7XUNH\(((UHJXODWLRQ8NUDLQHUHVWULFWLRQRIKD]DUGRXVVXEVWDQFHV5R+6 3HUFKORUDWHPDWHULDOtVSHFLDOKDQGOLQJPD\DSSO\ (QYLURQPHQWDOQRWLFHVIRUGHVNWRSVWKLQFOLHQWVDQGSHUVRQDOZRUNVWDWLRQV (OHFWURQLFKDUGZDUHSDFNDJLQJDQGEDWWHU\UHF\FOLQJ'LVSRVDORIZDVWHHTXLSPHQWE\XVHUV %UD]LODONDOLQHEDWWHU\GLVSRVDO%UD]LOKDUGZDUHUHF\FOLQJLQIRUPDWLRQ(1(5*<67$5&HUWLƬFDWLRQVHOHFWPRGHOVRQO\&KHPLFDOVXEVWDQFHV 0HUFXU\VWDWHPHQW 3HUFKORUDWHPDWHULDOsVSHFLDOKDQGOLQJPD\DSSO\ &KLQDHQYLURQPHQWDOQRWLFHV&KLQD3&HQHUJ\ODEHO &KLQDUHVWULFWLRQRIKD]DUGVXEVWDQFHV52+6YLLL

$7KH7DEOHRI+D]DUGRXV6XEVWDQFHV(OHPHQWVDQGWKHLU&RQWHQW,QGLDUHVWULFWLRQRIKD]DUGRXVVXEVWDQFHV5R+6 ,QIRUPDWLRQIRU(XURSHDQ8QLRQ&RPPLVVLRQ5HJXODWLRQ ,7(&2GHFODUDWLRQV -DSDQUHVWULFWLRQRIKD]DUGRXVVXEVWDQFHV5R+6 0HKLwNL]DNRQRXSRUDELWUDMQRVWQHHQHUJLMH 7XUNH\(((UHJXODWLRQ2PHMHYDQMHXSRUDEHQHNDWHULKQHYDUQLKVQRYL5R+6]D8NUDMLQR 7&2&HUWLƬHG(GJH&HUWLƬFDWLRQ,QGH[ L[$

$ 5HJXODWRU\QRWLFHVIRUQRWHERRNFRPSXWHUV7KLVFKDSWHUSURYLGHVFRXQWU\DQGUHJLRQVSHFLƬFQRQZLUHOHVVDQGZLUHOHVVUHJXODWRU\QRWLFHVDQGFRPSOLDQFHLQIRUPDWLRQIRUWKHFRPSXWHUSURGXFW6RPHRIWKHVHQRWLFHVPD\QRWDSSO\WR\RXUSURGXFW2QHRUPRUHLQWHJUDWHGZLUHOHVVGHYLFHVPD\EHLQVWDOOHG,QVRPHHQYLURQPHQWVWKHXVHRIZLUHOHVVGHYLFHVPD\EHUHVWULFWHG6XFKUHVWULFWLRQVPD\DSSO\RQERDUGDLUSODQHVLQKRVSLWDOVQHDUH[SORVLYHVLQKD]DUGRXVORFDWLRQVDQGVRRQ,I\RXDUHXQFHUWDLQRIWKHSROLF\WKDWDSSOLHVWRWKHXVHRIWKLVSURGXFWDVNIRUDXWKRUL]DWLRQWRXVHLWEHIRUH\RXWXUQLWRQ$FFHVVLQJUHJXODWRU\ODEHOV5HJXODWRU\ODEHOVZKLFKSURYLGHFRXQWU\RUUHJLRQDOUHJXODWRU\LQIRUPDWLRQIRUH[DPSOH)&&,'PD\EHSK\VLFDOO\ORFDWHGRQWKHERWWRPRIWKHFRPSXWHULQVLGHWKHEDWWHU\ED\VHOHFWPRGHOVRQO\XQGHUWKHUHPRYDEOHVHUYLFHGRRUVHOHFWPRGHOVRQO\RQWKHEDFNRIWKHGLVSOD\RURQWKHZLUHOHVVRUPRGHPPRGXOH6RPHSURGXFWVPD\DOVRSURYLGHHOHFWURQLFUHJXODWRU\ODEHOVHODEHOVWKDWFDQEHDFFHVVHGWKURXJKWKHV\VWHP%,26127( (OHFWURQLFODEHOVDUHQRWDYDLODEOHRQDOOSURGXFWV127( 'HYLFHVQRWIRUVDOHRUXVHLQWKH8QLWHG6WDWHVPD\QRWFRQWDLQD)&&,'7RYLHZHOHFWURQLFUHJXODWRU\ODEHOV 7XUQRQRUUHVWDUWWKHFRPSXWHUDQGWKHQSUHVVHVFZKLOHWKHp3UHVVWKH(6&NH\IRU6WDUWXS0HQXqPHVVDJHLVGLVSOD\HGDWWKHERWWRPRIWKHVFUHHQ 3UHVVIWRHQWHU&RPSXWHU6HWXS 8VHDSRLQWLQJGHYLFHRUWKHDUURZNH\VWRVHOHFW$GYDQFHGVHOHFW(OHFWURQLF/DEHOVDQGWKHQSUHVVHQWHU 7RYLHZDQHOHFWURQLFODEHOXVHDSRLQWLQJGHYLFHRUWKHDUURZNH\VWRVHOHFWRQHRIWKHOLVWHGLWHPVDQGWKHQSUHVV2.127( 7KHOLVWRIDYDLODEOHHOHFWURQLFODEHOLWHPVYDULHVGHSHQGLQJRQWKHFRPSXWHUPRGHODQGLQVWDOOHGGHYLFHV 7RH[LW&RPSXWHU6HWXSPHQXVZLWKRXWVDYLQJ\RXUFKDQJHV6HOHFWWKH([LWLFRQLQWKHORZHUULJKWFRUQHURIWKHVFUHHQDQGWKHQIROORZWKHRQVFUHHQLQVWUXFWLRQVsRUs8VHWKHDUURZNH\VWRVHOHFW0DLQVHOHFW,JQRUH&KDQJHVDQG([LWDQGWKHQSUHVVHQWHU)HGHUDO&RPPXQLFDWLRQV&RPPLVVLRQQRWLFH7KLVHTXLSPHQWKDVEHHQWHVWHGDQGIRXQGWRFRPSO\ZLWKWKHOLPLWVIRUD&ODVV%GLJLWDOGHYLFHSXUVXDQWWR3DUWRIWKH)&&5XOHV7KHVHOLPLWVDUHGHVLJQHGWRSURYLGHUHDVRQDEOHSURWHFWLRQDJDLQVWKDUPIXOLQWHUIHUHQFHLQDUHVLGHQWLDOLQVWDOODWLRQ7KLVHTXLSPHQWJHQHUDWHVXVHVDQGFDQUDGLDWHUDGLRIUHTXHQF\HQHUJ\DQGLIQRWLQVWDOOHGDQGXVHGLQDFFRUGDQFHZLWKWKHLQVWUXFWLRQVPD\FDXVHKDUPIXOLQWHUIHUHQFHWRUDGLRFRPPXQLFDWLRQV+RZHYHUWKHUHLVQRJXDUDQWHHWKDWLQWHUIHUHQFHZLOOQRWRFFXULQDSDUWLFXODULQVWDOODWLRQ$FFHVVLQJUHJXODWRU\ODEHOV $

$,IWKLVHTXLSPHQWGRHVFDXVHKDUPIXOLQWHUIHUHQFHWRUDGLRRUWHOHYLVLRQUHFHSWLRQZKLFKFDQEHGHWHUPLQHGE\WXUQLQJWKHHTXLSPHQWRƫDQGRQWKHXVHULVHQFRXUDJHGWRWU\WRFRUUHFWWKHLQWHUIHUHQFHE\RQHRUPRUHRIWKHIROORZLQJPHDVXUHVƔ5HRULHQWRUUHORFDWHWKHUHFHLYLQJDQWHQQDƔ,QFUHDVHWKHVHSDUDWLRQEHWZHHQWKHHTXLSPHQWDQGUHFHLYHUƔ&RQQHFWWKHHTXLSPHQWWRDQRXWOHWRQDFLUFXLWGLƫHUHQWIURPWKDWWRZKLFKWKHUHFHLYHULVFRQQHFWHGƔ&RQVXOWWKHGHDOHURUDQH[SHULHQFHGUDGLRRUWHOHYLVLRQWHFKQLFLDQIRUKHOS7KLVGHYLFHFRPSOLHVZLWK3DUWRIWKH)&&5XOHV2SHUDWLRQLVVXEMHFWWRWKHIROORZLQJWZRFRQGLWLRQV 7KLVGHYLFHPD\QRWFDXVHKDUPIXOLQWHUIHUHQFHDQG 7KLVGHYLFHPXVWDFFHSWDQ\LQWHUIHUHQFHUHFHLYHGLQFOXGLQJLQWHUIHUHQFHWKDWPD\FDXVHXQGHVLUHGRSHUDWLRQ)RUTXHVWLRQVUHJDUGLQJWKLVSURGXFWZULWHWR+3,QF3DJH0LOO5RDG3DOR$OWR&$RUFDOO+3DW7RLGHQWLI\WKLVSURGXFWUHIHUWRWKHSDUWVHULHVRUPRGHOQXPEHUIRXQGRQWKHSURGXFW0RGLƬFDWLRQV7KH)&&UHTXLUHVWKHXVHUWREHQRWLƬHGWKDWDQ\FKDQJHVRUPRGLƬFDWLRQVPDGHWRWKLVGHYLFHWKDWDUHQRWH[SUHVVO\DSSURYHGE\+3PD\YRLGWKHXVHUVDXWKRULW\WRRSHUDWHWKHHTXLSPHQW&DEOHV7RPDLQWDLQFRPSOLDQFHZLWK)&&5XOHVDQG5HJXODWLRQVFRQQHFWLRQVWRWKLVGHYLFHPXVWEHPDGHZLWKVKLHOGHGFDEOHVKDYLQJPHWDOOLF5),(0,FRQQHFWRUKRRGV3URGXFWVZLWKZLUHOHVV/$1GHYLFHVRU+30RELOH%URDGEDQG0RGXOHV7KLVGHYLFHPXVWQRWEHFRORFDWHGRURSHUDWLQJLQFRQMXQFWLRQZLWKDQ\RWKHUDQWHQQDRUWUDQVPLWWHU:$51,1* ([SRVXUHWR5DGLR)UHTXHQF\5DGLDWLRQ7KHUDGLDWHGRXWSXWSRZHURIWKLVGHYLFHLVEHORZWKH)&&UDGLRIUHTXHQF\H[SRVXUHOLPLWV1HYHUWKHOHVVWKHGHYLFHVKRXOGEHXVHGLQVXFKDPDQQHUWKDWWKHSRWHQWLDOIRUKXPDQFRQWDFWLVPLQLPL]HGGXULQJQRUPDORSHUDWLRQRIWDEOHW3&VDQGQRWHERRNFRPSXWHUV'XULQJQRUPDORSHUDWLRQRIWDEOHW3&VDQGQRWHERRNFRPSXWHUVZLWKGLVSOD\VHTXDOWRRUOHVVWKDQFPLQFKHV7RDYRLGWKHSRVVLELOLW\RIH[FHHGLQJWKH)&&UDGLRIUHTXHQF\H[SRVXUHOLPLWVKXPDQSUR[LPLW\WRWKHDQWHQQDVVKRXOGQRWEHOHVVWKDQFPLQFK7RLGHQWLI\WKHORFDWLRQRIWKHZLUHOHVVDQWHQQDVUHIHUWRWKHFRPSXWHUXVHUJXLGHVLQFOXGHGZLWK\RXUFRPSXWHU'XULQJQRUPDORSHUDWLRQRIQRWHERRNFRPSXWHUVZLWKGLVSOD\VJUHDWHUWKDQFPLQFKHV7RDYRLGWKHSRVVLELOLW\RIH[FHHGLQJWKH)&&UDGLRIUHTXHQF\H[SRVXUHOLPLWVKXPDQSUR[LPLW\WRWKHDQWHQQDVVKRXOGQRWEHOHVVWKDQFPLQFKHVLQFOXGLQJZKHQWKHFRPSXWHUGLVSOD\LVFORVHG7RLGHQWLI\WKHORFDWLRQRIWKHZLUHOHVVDQWHQQDVUHIHUWRWKHFRPSXWHUXVHUJXLGHVLQFOXGHGZLWK\RXUFRPSXWHU &KDSWHU5HJXODWRU\QRWLFHVIRUQRWHERRNFRPSXWHUV$

$%UD]LOQRWLFH(VWHHTXLSDPHQWRRSHUDHPFDU¼WHUVHFXQG¼ULRLVWRÄQ¾RWHPGLUHLWRDSURWHÂ¾RFRQWUDLQWHUIHUÅQFLDSUHMXGLFLDOPHVPRGHHVWDÂÐHVGRPHVPRWLSRHQ¾RSRGHFDXVDULQWHUIHUÅQFLDDVLVWHPDVRSHUDQGRHPFDU¼WHUSULP¼ULR(VWHHTXLSDPHQWRDWHQGHDRVOLPLWHVGH7D[DGH$EVRUÂ¾R(VSHFÈƬFDUHIHUHQWH»H[SRVLÂ¾RDFDPSRVHOÄWULFRVPDJQÄWLFRVHHOHWURPDJQÄWLFRVGHUDGLRIUHT×ÅQFLDVDGRWDGRVSHOD$1$7(/$RRSHUDURGLVSRVLWLYRDXPDGLVW½QFLDPXLWRSUÎ[LPDGRVHXFRUSRXWLOL]HXPDFHVVÎULRGHDUPD]HQDPHQWRQ¾RPHW¼OLFRSDUDSRVLFLRQDURGLVSRVLWLYRDXPDGLVW½QFLDPÈQLPDGHFPGRFRUSR&DQDGDQRWLFHV7KLV&ODVV%GLJLWDODSSDUDWXVPHHWVDOOUHTXLUHPHQWVRIWKH&DQDGLDQ,QWHUIHUHQFH&DXVLQJ(TXLSPHQW5HJXODWLRQV&$1,&(6%10%%,IWKLVGHYLFHKDV:/$1RU%OXHWRRWKFDSDELOLW\WKHGHYLFHFRPSOLHVZLWK,QGXVWU\&DQDGDOLFHQFHH[HPSW566VWDQGDUGV2SHUDWLRQLVVXEMHFWWRWKHIROORZLQJWZRFRQGLWLRQVWKLVGHYLFHPD\QRWFDXVHLQWHUIHUHQFHDQGWKLVGHYLFHPXVWDFFHSWDQ\LQWHUIHUHQFHLQFOXGLQJLQWHUIHUHQFHWKDWPD\FDXVHXQGHVLUHGRSHUDWLRQRIWKHGHYLFH:$51,1* ([SRVXUHWR5DGLR)UHTXHQF\5DGLDWLRQ7KHUDGLDWHGRXWSXWSRZHURIWKLVGHYLFHLVEHORZWKH,QGXVWU\&DQDGDUDGLRIUHTXHQF\H[SRVXUHOLPLWV1HYHUWKHOHVVWKHGHYLFHVKRXOGEHXVHGLQVXFKDPDQQHUWKDWWKHSRWHQWLDOIRUKXPDQFRQWDFWLVPLQLPL]HGGXULQJQRUPDORSHUDWLRQ'XULQJQRUPDORSHUDWLRQRIWDEOHW3&VDQGQRWHERRNFRPSXWHUVZLWKGLVSOD\VHTXDOWRRUOHVVWKDQFPLQFKHV7RDYRLGWKHSRVVLELOLW\RIH[FHHGLQJWKH,QGXVWU\&DQDGDUDGLRIUHTXHQF\H[SRVXUHOLPLWVKXPDQSUR[LPLW\WRWKHDQWHQQDVVKRXOGQRWEHOHVVWKDQFPLQFK7RLGHQWLI\WKHORFDWLRQRIWKHZLUHOHVVDQWHQQDVUHIHUWRWKHFRPSXWHUXVHUJXLGHVLQFOXGHGZLWK\RXUFRPSXWHU'XULQJQRUPDORSHUDWLRQRIQRWHERRNFRPSXWHUVZLWKGLVSOD\VJUHDWHUWKDQFPLQFKHV7RDYRLGWKHSRVVLELOLW\RIH[FHHGLQJWKH,QGXVWU\&DQDGDUDGLRIUHTXHQF\H[SRVXUHOLPLWVKXPDQSUR[LPLW\WRWKHDQWHQQDVVKRXOGQRWEHOHVVWKDQFPLQFKHVLQFOXGLQJZKHQWKHFRPSXWHUGLVSOD\LVFORVHG7RLGHQWLI\WKHORFDWLRQRIWKHZLUHOHVVDQWHQQDVUHIHUWRWKHFRPSXWHUXVHUJXLGHVLQFOXGHGZLWK\RXUFRPSXWHU&$87,21 :KHQXVLQJ,(((DZLUHOHVV/$1WKLVSURGXFWLVUHVWULFWHGWRLQGRRUXVHGXHWRLWVRSHUDWLRQLQWKHWR*+]IUHTXHQF\UDQJH,QGXVWU\&DQDGDUHTXLUHVWKLVSURGXFWWREHXVHGLQGRRUVIRUWKHIUHTXHQF\UDQJHRI*+]WR*+]WRUHGXFHWKHSRWHQWLDOIRUKDUPIXOLQWHUIHUHQFHWRFRFKDQQHOPRELOHVDWHOOLWHV\VWHPV+LJKSRZHUUDGDULVDOORFDWHGDVWKHSULPDU\XVHURIWKHWR*+]DQGWR*+]EDQGV7KHVHUDGDUVWDWLRQVFDQFDXVHLQWHUIHUHQFHZLWKDQGRUGDPDJHWRWKLVGHYLFH7KHDQWHQQDVIRUWKLVGHYLFHDUHQRWUHSODFHDEOH$Q\DWWHPSWDWXVHUDFFHVVZLOOGDPDJH\RXUFRPSXWHU(XURSHDQ8QLRQUHJXODWRU\QRWLFHV'HFODUDWLRQRI&RQIRUPLW\3URGXFWVEHDULQJWKH&(PDUNLQJFRPSO\ZLWKRQHRUPRUHRIWKHIROORZLQJ(8'LUHFWLYHVDVPD\EHDSSOLFDEOH577('LUHFWLYH(&UHSODFHGLQE\5('(8/RZ9ROWDJH'LUHFWLYH(&UHSODFHGLQ$SULOE\(8(0&'LUHFWLYH(&UHSODFHGLQ$SULOE\(8(FRGHVLJQ'LUHFWLYH(&5R+6'LUHFWLYH(8&RPSOLDQFHZLWKWKHVHGLUHFWLYHVLVDVVHVVHGXVLQJDSSOLFDEOH(XURSHDQ+DUPRQLVHG6WDQGDUGV%UD]LOQRWLFH $

$7KHIXOO'HFODUDWLRQRI&RQIRUPLW\FDQEHIRXQGDWWKHIROORZLQJZHEVLWHKWWSZZZKSHXFHUWLƬFDWHV6HDUFKZLWKWKHSURGXFWPRGHOQDPHRULWV5HJXODWRU\0RGHO1XPEHU501ZKLFKPD\EHIRXQGRQWKHUHJXODWRU\ODEHO7KHSRLQWRIFRQWDFWIRUUHJXODWRU\PDWWHUVLV+3'HXWVFKODQG*PE++475(%RHEOLQJHQ*HUPDQ\3URGXFWVZLWKUDGLRIXQFWLRQDOLW\(0)7KLVSURGXFWLQFRUSRUDWHVDUDGLRWUDQVPLWWLQJDQGUHFHLYLQJGHYLFH)RUQRWHERRNFRPSXWHUVLQQRUPDOXVHDVHSDUDWLRQGLVWDQFHRIFPHQVXUHVWKDWUDGLRIUHTXHQF\H[SRVXUHOHYHOVFRPSO\ZLWK(8UHTXLUHPHQWV3URGXFWVGHVLJQHGWREHRSHUDWHGDWFORVHUSUR[LPLWLHVVXFKDVWDEOHWFRPSXWHUVFRPSO\ZLWKDSSOLFDEOH(8UHTXLUHPHQWVLQW\SLFDORSHUDWLQJSRVLWLRQV3URGXFWVFDQEHRSHUDWHGZLWKRXWPDLQWDLQLQJDVHSDUDWLRQGLVWDQFHXQOHVVRWKHUZLVHLQGLFDWHGLQLQVWUXFWLRQVVSHFLƬFWRWKHSURGXFW5HVWULFWLRQVIRUSURGXFWVZLWKUDGLRIXQFWLRQDOLW\:KHQRSHUDWLQJLQWKHIUHTXHQF\EDQGWR0+]WKLVSURGXFWLVUHVWULFWHGWRLQGRRUXVHRQO\(XURSHDQWHOHSKRQHQHWZRUNGHFODUDWLRQ0RGHP)D[7KHSURGXFWKHUHZLWKFRPSOLHVZLWKWKHUHTXLUHPHQWVRIWKHDSSOLFDEOH'LUHFWLYHDQGFDUULHVWKH&(PDUNLQJDFFRUGLQJO\+RZHYHUGXHWRGLƫHUHQFHVEHWZHHQWKHLQGLYLGXDO3671VSURYLGHGLQGLƫHUHQWFRXQWULHVUHJLRQVWKHDSSURYDOGRHVQRWRILWVHOIJLYHDQXQFRQGLWLRQDODVVXUDQFHRIVXFFHVVIXORSHUDWLRQRQHYHU\3671QHWZRUNWHUPLQDWLRQSRLQW,QWKHHYHQWRISUREOHPV\RXVKRXOGFRQWDFW\RXUHTXLSPHQWVXSSOLHULQWKHƬUVWLQVWDQFH(UJRQRPLFVQRWLFH*HUPDQ\(QJOLVKWH[W:KHQDPRELOHFRPSXWHULVXVHGDWWKHRƫLFHZRUNVWDWLRQIRUGLVSOD\ZRUNWDVNVZKHUHWKH9LVXDO'LVSOD\8QLW9'8'LUHFWLYH((&LVDSSOLFDEOHDQDGHTXDWHH[WHUQDONH\ERDUGLVUHTXLUHG'HSHQGLQJRQWKHDSSOLFDWLRQDQGWDVNDQDGHTXDWHH[WHUQDOPRQLWRUPD\DOVREHQHFHVVDU\WRDWWDLQZRUNLQJFRQGLWLRQVFRPSDUDEOHWRDZRUNVWDWLRQVHWXS5HI(.,7%YROXQWDU\*6FHUWLƬFDWLRQ0RELOHFRPSXWHUVEHDULQJWKH*6DSSURYDOPDUNPHHWWKHDSSOLFDEOHHUJRQRPLFUHTXLUHPHQWV:LWKRXWH[WHUQDONH\ERDUGVWKH\DUHVXLWDEOHRQO\IRUVKRUWWLPHXVHRI9'8WDVNV'XULQJPRELOHXVHZLWKGLVDGYDQWDJHRXVLOOXPLQDWLRQFRQGLWLRQVHJGLUHFWVXQOLJKWUHƮHFWLRQVPD\RFFXUZKLFKUHVXOWLQUHGXFHGUHDGDELOLW\*HUPDQ\'HXWVFKHUWH[W:LUGHLQPRELOHU&RPSXWHUI×U%LOGVFKLUPDUEHLWVDXIJDEHQYHUZHQGHWZRGLH5LFKWOLQLH((*%LOGVFKLUPDUEHLWVULFKWOLQLHDQ]XZHQGHQLVWZLUGHLQHJHHLJQHWHH[WHUQH7DVWDWXUQRWZHQGLJ$EK¿QJLJYRQGHU$QZHQGXQJXQGGHU$XIJDEHNDQQHLQJHHLJQHWHUH[WHUQHU0RQLWRUHUIRUGHUOLFKVHLQXPYHUJOHLFKEDUH$UEHLWVEHGLQJXQJHQ]XHLQHPVWDWLRQ¿UHQ$UEHLWVSODW]]XHUUHLFKHQ5HI(.,7%IUHLZLOOLJH*6=HUWLƬ]LHUXQJ0RELOH&RPSXWHUZHOFKHGDV*6=HLFKHQWUDJHQHQWVSUHFKHQGHQHUJRQRPLVFKHQ$QIRUGHUXQJHQXQGVLQGQXUI×UNXU]]HLWLJH%HQXW]XQJYRQ%LOGVFKLUPDUEHLWVDXIJDEHQJHHLJQHW%HLPRELOHU1XW]XQJPLWXQJ×QVWLJHQ/LFKWYHUK¿OWQLVVHQ]%GLUHNWH6RQQHQHLQVWUDKOXQJNDQQHV]X5HƮH[LRQHQXQGGDPLW]X(LQVFKU¿QNXQJHQGHU/HVEDUNHLWGHUGDUJHVWHOOWHQ=HLFKHQNRPPHQ &KDSWHU5HJXODWRU\QRWLFHVIRUQRWHERRNFRPSXWHUV$

$$XVWUDOLDDQG1HZ=HDODQGQRWLFH7KLVHTXLSPHQWLQFRUSRUDWHVDUDGLRWUDQVPLWWLQJDQGUHFHLYLQJGHYLFH,QQRUPDOXVHDVHSDUDWLRQGLVWDQFHRIFPHQVXUHVWKDWUDGLRIUHTXHQF\H[SRVXUHOHYHOVFRPSO\ZLWKWKH$XVWUDOLDQDQG1HZ=HDODQG6WDQGDUGV&KLQD::$1QRWLFH-DSDQQRWLFH:LUHOHVV/$1:LUHOHVV:$1DQG%OXHWRRWKFHUWLƬFDWLRQPDUNLQJV7KLVSURGXFWFRQWDLQVFHUWLƬHGUDGLRHTXLSPHQW0H[LFRQRWLFH'HFODUDFLÎQSDUD0Ä[LFR/DRSHUDFLÎQGHHVWHHTXLSRHVW¼VXMHWDDODVVLJXLHQWHVGRVFRQGLFLRQHVHVSRVLEOHTXHHVWHHTXLSRRGLVSRVLWLYRQRFDXVHLQWHUIHUHQFLDSHUMXGLFLDO\HVWHHTXLSRRGLVSRVLWLYRGHEHDFHSWDUFXDOTXLHULQWHUIHUHQFLDLQFOX\HQGRODTXHSXHGDFDXVDUVXRSHUDFLÎQQRGHVHDGD7KHUHJXODWRU\PRGHOQXPEHUIRUWKLVSURGXFWLVRQWKHUHJXODWRU\ODEHO,I\RXUSURGXFWLVSURYLGHGZLWKZLUHOHVVDFFHVVRULHVVXFKDVDNH\ERDUGRUPRXVHDQG\RXQHHGWRLGHQWLI\WKHPRGHORIWKHDFFHVVRU\UHIHUWRWKHODEHOLQFOXGHGRQWKDWDFFHVVRU\7KHUHJXODWRU\PRGHOQXPEHUIRUWKLVSURGXFWLVRQWKHUHJXODWRU\ODEHO$XVWUDOLDDQG1HZ=HDODQGQRWLFH $

$5XVVLDUHJXODWRU\QRWLFHVͳΔΒΌ΋ΆΒΈΌΖΉΏΠΌΈ΄Ζ΄ΓΔΒΌ΋ΆΒΈΕΖΆ΄+3,QFͤΈΔΉΕ3DJH0LOO5RDG3DOR$OWR&DOLIRUQLD86ͨ΄Ζ΄ΓΔΒΌ΋ΆΒΈΕΖΆ΄΋΄ΜΌΘΔΒΆ΄Α΄Ά΋Α΄ΛΑΒΐΕΉΔΌ΍ΑΒΐΑΒΐΉΔΉΔ΄ΕΓΒΏΒΊΉΑΑΒΐΑ΄Α΄ΎΏΉ΍ΎΉΕΒΕΏΗΊΉ΅ΑΒ΍ΌΑΘΒΔΐ΄ΚΌΉ΍Ό΋ΈΉΏΌΣΣΣΌΣΚΌΘΔΟΒ΅Β΋Α΄Λ΄΢Ζ·ΒΈΌΑΉΈΉΏ΢ΓΔΒΌ΋ΆΒΈΕΖΆ΄ΣΚΌΘΔ΄Β΅Β΋Α΄Λ΄ΉΖ·ΒΈΑ΄ΓΔΌΐΉΔΒ΅Β΋Α΄Λ΄ΉΖΛΖΒΌ΋ΈΉΏΌΉΓΔΒΌ΋ΆΉΈΉΑΒΆ·ΒΈΗΣΌΣΚΌΘΔΟΒ΅Β΋Α΄Λ΄΢ΖΑΒΐΉΔΑΉΈΉΏΌΆ·ΒΈΗΓΔΒΌ΋ΆΒΈΕΖΆ΄Α΄ΓΔΌΐΉΔΒ΅Β΋Α΄Λ΄ΉΖ΢ΑΉΈΉΏ΢ЙΑΈΪΔΗΜΪΊ˃ΑΉКΑΈΪΔΗΐΉΔ΋ΪΐΪ+3,QFͰΉΎΉΑΊ΄΍Ο3DJH0LOO5RDG3DOR$OWR&DOLIRUQLD86ЙΑΪΐΑΪϔΊ΄Ε΄ΏΗΐΉΔ΋ΪΐΪΑΖ΄΅ΗϠΜΪΑКΑΪΐΑΪϔόΟ΋ΐΉΖΎКΔΕΉΖΗΊ΄ΓΕΟΔΐ΄ΕΟΑΈ΄τΟΖ΄ϔ΅΄Έ΄ΑΖϢΔ΄ΖΟΑΕΉΔΌΣΏΟόΑКΐΪΔΪΑό΄Δ΄ϔΟ΋ΜΪΜΪΊ˃ΑΉΜΟΕ΄ΑΈ΄ΔКΑΪΐΑΪϔΊ΄Ε΄Ώτ΄ΑΊΟΏΟΐΉΑ΄ΓΖ΄ΕΟΑΎКΔΕΉΖΉΈΪΜΪΕ΄ΑΊΟΏΟΑΎКΔΕΉΖΉΈΪΐΟΕ΄ΏΟΕ΄ΑΟΈΉ·ΉΑΈΪ΅ΪΏΈΪΔΉΈΪΜΪΊ˃ΑΉΜΟΕ΄ΑΈ΄ΔΟ΅ΉΔΪΏ·ΉΑΊΟΏΈΟϔό΄΍΄ΓΖ΄ΕΟΑΈ΄Ί΄Ε΄Ώτ΄ΑΟΑΎКΔΕΉΖΉΈΪΐΟΕ΄ΏΟΕ΄ΑΟΜΪ΄ΓΖ΄ΈΉ·ΉΑΈΪ΅ΪΏΈΪΔΉΈΪͰΉΕΖΑΟΉΓΔΉΈΕΖ΄ΆΌΖΉΏΌʹΒΕΕΌΣͫͤͲ͹Π΢ΏΉΖΖͳ΄ΎΎ΄ΔΈͤͲʹΒΕΕΌ΍ΕΎ΄Σ͸ΉΈΉΔ΄ΚΌΣ·ͰΒΕΎΆ΄ͯΉΑΌΑ·Δ΄ΈΕΎΒΉΜΒΕΕΉͤΕΖΔͶΉΏΉΘΒΑΘ΄ΎΕͮ΄΋΄ΙΕΖ΄Α͸ΌΏΌ΄ΏΎΒΐΓ΄ΑΌΌ΁΍ΛͳΌͧΏΒ΅΄ΏͶΔΡ΍ΈΌΑ·ͥΌͦΌʹΉΕΓΗ΅ΏΌΎ΄ͮ΄΋΄ΙΕΖ΄Α·ͤΏΐ΄ΖΟͥΒΕΖ΄ΑΈΟΎΕΎΌ΍Δ΄΍ΒΑΓΔΒΕΓΉΎΖͤΏΠ͸΄Δ΄΅ΌͶΉΏΉΘΒΑΘ΄ΎΕͪΉΔ·ΪΏΪΎΖΪКΎΪΏΈΪΎΖΉΔΪʹΉΕΉ΍ͫͤͲp͹Π΢ΏΉΖΖͳ΄ΎΎ΄ΔΈ$2qʹΉΕΉ΍͸ΉΈΉΔ΄ΚΌΣΕΟͰЊΕΎΉΗͯΉΑΌΑ·Δ΄ΈΜΒΕΕΉΕΪ$΅ΏΒΎͶΉΏΉΘΒΑΘ΄ΎΕϋ΄΋΄όΕΖ΄Α΁΍ΛͳΌͧΏΒ΅΄ΏͶΔΡ΍ΈΌΑ·ͥΌͦΌΎΒΐΓ΄ΑΌΣΕΟΑΟΑϋ΄΋΄όΕΖ΄ΑΈ΄τΟΘΌΏΌ΄ΏΟϋ΄΋΄όΕΖ΄ΑʹΉΕΓΗ΅ΏΌΎ΄ΕΟͤΏΐ΄ΖΟΎͥΒΕΖ΄ΑΈΟΎ΄ΗΈ΄ΑΟЉΏ͸΄Δ΄΅ΌΈ΄ϔτΟΏΟͶΉΏΉΘΒΑΘ΄ΎΕ &KDSWHU5HJXODWRU\QRWLFHVIRUQRWHERRNFRPSXWHUV$

$6LQJDSRUHZLUHOHVVQRWLFH7XUQRƫDQ\::$1GHYLFHVZKLOH\RXDUHRQERDUGDLUFUDIW7KHXVHRIWKHVHGHYLFHVRQERDUGDLUFUDIWLVLOOHJDOPD\EHGDQJHURXVWRWKHRSHUDWLRQRIWKHDLUFUDIWDQGPD\GLVUXSWWKHFHOOXODUQHWZRUN)DLOXUHWRREVHUYHWKLVLQVWUXFWLRQPD\OHDGWRVXVSHQVLRQRUGHQLDORIFHOOXODUVHUYLFHVWRWKHRƫHQGHURUOHJDODFWLRQRUERWK8VHUVDUHUHPLQGHGWRUHVWULFWWKHXVHRIUDGLRHTXLSPHQWLQIXHOGHSRWVFKHPLFDOSODQWVDQGZKHUHEODVWLQJRSHUDWLRQVDUHLQSURJUHVV$VZLWKRWKHUPRELOHUDGLRWUDQVPLWWLQJHTXLSPHQWXVHUVDUHDGYLVHGWKDWIRUVDWLVIDFWRU\RSHUDWLRQRIWKHHTXLSPHQWDQGIRUWKHVDIHW\RISHUVRQQHOQRSDUWRIWKHKXPDQERG\VKRXOGEHDOORZHGWRFRPHWRRFORVHWRWKHDQWHQQDVGXULQJRSHUDWLRQRIWKHHTXLSPHQW7KLVGHYLFHKDVEHHQGHVLJQHGWRFRPSO\ZLWKDSSOLFDEOHUHTXLUHPHQWVIRUH[SRVXUHWRUDGLRZDYHVEDVHGRQVFLHQWLƬFJXLGHOLQHVWKDWLQFOXGHPDUJLQVLQWHQGHGWRDVVXUHWKHVDIHW\RIDOOSHRSOHUHJDUGOHVVRIKHDOWKDQGDJH7KHVHUDGLRZDYHH[SRVXUHJXLGHOLQHVHPSOR\DXQLWRIPHDVXUHPHQWNQRZQDVWKHVSHFLƬFDEVRUSWLRQUDWH6$57HVWVIRU6$5DUHFRQGXFWHGXVLQJVWDQGDUGL]HGPHWKRGVZLWKWKHSKRQHWUDQVPLWWLQJDWLWVKLJKHVWFHUWLƬHGSRZHUOHYHOLQDOOXVHGIUHTXHQF\EDQGV7KH6$5GDWDLQIRUPDWLRQLVEDVHGRQ&(1(/(&VVWDQGDUGV(1DQG(1ZKLFKXVHWKHOLPLWRIZDWWVSHUNLORJUDPDYHUDJHGRYHUJUDPVRIWLVVXH6RXWK.RUHDQRWLFHV7KDLODQG::$1ZLUHOHVVQRWLFH7KLVWHOHFRPHTXLSPHQWKDVFRPSOLHGZLWK17&UHJXODWLRQV7DLZDQ1&&QRWLFHV:LUHOHVV/$1DGHYLFHV6LQJDSRUHZLUHOHVVQRWLFH $

$:LUHOHVV/$1GHYLFHV%OXHWRRWKGHYLFHV6KRUWUDQJHGHYLFHV$LUOLQHWUDYHOQRWLFH8VHRIHOHFWURQLFHTXLSPHQWRQERDUGFRPPHUFLDODLUFUDIWLVDWWKHGLVFUHWLRQRIWKHDLUOLQH8VHUUHSODFHDEOHEDWWHU\QRWLFHV:KHQDEDWWHU\KDVUHDFKHGWKHHQGRILWVXVHIXOOLIHGRQRWGLVSRVHRIWKHEDWWHU\LQJHQHUDOKRXVHKROGZDVWH)ROORZWKHORFDOODZVDQGUHJXODWLRQVLQ\RXUDUHDIRUFRPSXWHUEDWWHU\GLVSRVDO+3HQFRXUDJHVFXVWRPHUVWRUHF\FOHXVHGHOHFWURQLFKDUGZDUH+3RULJLQDOSULQWFDUWULGJHVDQGUHFKDUJHDEOHEDWWHULHV)RUPRUHLQIRUPDWLRQDERXWUHF\FOLQJSURJUDPVUHIHUWRWKH+3:HEVLWHDWKWWSZZZKSFRPUHF\FOH)RULQIRUPDWLRQDERXWUHPRYLQJDXVHUUHSODFHDEOHEDWWHU\UHIHUWRWKHXVHUJXLGHLQFOXGHGZLWKWKHSURGXFW)DFWRU\VHDOHGEDWWHU\QRWLFHV7KHEDWWHU\>LHV@LQWKLVSURGXFWFDQQRWEHHDVLO\UHSODFHGE\XVHUVWKHPVHOYHV5HPRYLQJRUUHSODFLQJWKHEDWWHU\FRXOGDƫHFW\RXUZDUUDQW\FRYHUDJH,IDEDWWHU\LVQRORQJHUKROGLQJDFKDUJHFRQWDFWVXSSRUW:KHQDEDWWHU\KDVUHDFKHGWKHHQGRILWVXVHIXOOLIHGRQRWGLVSRVHRIWKHEDWWHU\LQJHQHUDOKRXVHKROGZDVWH)ROORZWKHORFDOODZVDQGUHJXODWLRQVLQ\RXUDUHDIRUEDWWHU\GLVSRVDO/DVHUFRPSOLDQFH:$51,1* 8VHRIFRQWUROVRUDGMXVWPHQWVRUSHUIRUPDQFHRISURFHGXUHVRWKHUWKDQWKRVHVSHFLƬHGLQWKHODVHUSURGXFWLQVWDOODWLRQJXLGHPD\UHVXOWLQKD]DUGRXVUDGLDWLRQH[SRVXUH7RUHGXFHWKHULVNRIH[SRVXUHWRKD]DUGRXVUDGLDWLRQƔ'RQRWWU\WRRSHQWKHPRGXOHHQFORVXUH7KHUHDUHQRXVHUVHUYLFHDEOHFRPSRQHQWVLQVLGHƔ'RQRWRSHUDWHFRQWUROVPDNHDGMXVWPHQWVRUSHUIRUPSURFHGXUHVWRWKHODVHUGHYLFHRWKHUWKDQWKRVHVSHFLƬHGLQWKHODVHUSURGXFWLQVWDOODWLRQJXLGHƔ$OORZRQO\DXWKRUL]HGVHUYLFHSURYLGHUVWRUHSDLUWKHXQLW &KDSWHU5HJXODWRU\QRWLFHVIRUQRWHERRNFRPSXWHUV$

$7KLVSURGXFWPD\EHSURYLGHGZLWKDQRSWLFDOVWRUDJHGHYLFHIRUH[DPSOHD&'RU'9'GULYHDQGRUDƬEHURSWLFWUDQVFHLYHU(DFKRIWKHVHGHYLFHVWKDWFRQWDLQDODVHULVFODVVLƬHGDVD&ODVV/DVHU3URGXFWLQDFFRUGDQFHZLWK,(&(1DQGPHHWVWKHUHTXLUHPHQWVIRUVDIHW\RIWKDWVWDQGDUG(DFKODVHUSURGXFWFRPSOLHVZLWK86)'$UHJXODWLRQVRI&)5DQGRUFRPSOLHVZLWKWKRVHUHJXODWLRQVH[FHSWIRUGHYLDWLRQVSXUVXDQWWR/DVHU1RWLFH1RGDWHG-XQH0RGHPQRWLFHV:$51,1* 7RUHGXFHWKHULVNRIƬUHHOHFWULFVKRFNDQGLQMXU\WRSHUVRQVZKHQXVLQJWKLVGHYLFHDOZD\VIROORZEDVLFVDIHW\SUHFDXWLRQVLQFOXGLQJWKHIROORZLQJƔ'RQRWXVHWKLVSURGXFWQHDUZDWHUtIRUH[DPSOHQHDUDEDWKWXEZDVKERZONLWFKHQVLQNRUODXQGU\WXELQDZHWEDVHPHQWRUQHDUDVZLPPLQJSRROƔ$YRLGXVLQJWKLVSURGXFWGXULQJDQHOHFWULFDOVWRUP7KHUHLVDUHPRWHULVNRIHOHFWULFVKRFNIURPOLJKWQLQJƔ'RQRWXVHWKLVSURGXFWWRUHSRUWDJDVOHDNZKLOHLQWKHYLFLQLW\RIWKHOHDNƔ$OZD\VGLVFRQQHFWWKHPRGHPFDEOHEHIRUHRSHQLQJWKHHTXLSPHQWHQFORVXUHRUWRXFKLQJDQXQLQVXODWHGPRGHPFDEOHMDFNRULQWHUQDOFRPSRQHQWƔ,IWKLVSURGXFWZDVQRWSURYLGHGZLWKDWHOHSKRQHOLQHFRUGXVHRQO\1R$:*RUODUJHUWHOHFRPPXQLFDWLRQOLQHFRUGƔ'RQRWSOXJDPRGHPRUWHOHSKRQHFDEOHLQWRWKH5-QHWZRUNMDFN6$9(7+(6(,16758&7,2167HOHFRPPXQLFDWLRQVGHYLFHDSSURYDOV7KHWHOHFRPPXQLFDWLRQVGHYLFHLQWKHFRPSXWHULVDSSURYHGIRUFRQQHFWLRQWRWKHWHOHSKRQHQHWZRUNLQWKHFRXQWULHVDQGUHJLRQVZKRVHDSSURYDOPDUNLQJVDUHLQGLFDWHGRQWKHSURGXFWODEHOORFDWHGRQWKHERWWRPRIWKHFRPSXWHURURQWKHPRGHP5HIHUWRWKHXVHUJXLGHLQFOXGHGZLWKWKHSURGXFWWRHQVXUHWKDWWKHSURGXFWLVFRQƬJXUHGIRUWKHFRXQWU\RUUHJLRQLQZKLFKWKHSURGXFWLVORFDWHG6HOHFWLQJDFRXQWU\RUUHJLRQRWKHUWKDQWKHRQHLQZKLFKLWLVORFDWHGPD\FDXVHWKHPRGHPWREHFRQƬJXUHGLQDZD\WKDWYLRODWHVWKHWHOHFRPPXQLFDWLRQUHJXODWLRQVODZVRIWKDWFRXQWU\RUUHJLRQ,QDGGLWLRQWKHPRGHPPD\QRWIXQFWLRQSURSHUO\LIWKHFRUUHFWFRXQWU\RUUHJLRQVHOHFWLRQLVQRWPDGH,IZKHQ\RXVHOHFWDFRXQWU\RUUHJLRQDPHVVDJHDSSHDUVWKDWVWDWHVWKDWWKHFRXQWU\RUUHJLRQLVQRWVXSSRUWHGWKLVPHDQVWKDWWKHPRGHPKDVQRWEHHQDSSURYHGIRUXVHLQWKLVFRXQWU\RUUHJLRQDQGWKXVVKRXOGQRWEHXVHG86PRGHPVWDWHPHQWV7KLVHTXLSPHQWFRPSOLHVZLWK3DUWRIWKH)&&5XOHVDQGWKHUHTXLUHPHQWVDGRSWHGE\WKH$&7$2QWKHERWWRPRIWKHFRPSXWHURURQWKHPRGHPLVDODEHOWKDWFRQWDLQVDPRQJRWKHULQIRUPDWLRQDSURGXFWLGHQWLƬHULQWKHIRUPDW86$$$(47;;;;3URYLGHWKLVLQIRUPDWLRQWRWKHWHOHSKRQHFRPSDQ\LI\RXDUHUHTXHVWHGWRGRVR0RGHPQRWLFHV $

$$SSOLFDEOHFHUWLƬFDWLRQMDFN862& 5-&$SOXJDQGMDFNXVHGWRFRQQHFWWKLVHTXLSPHQWWRWKHSUHPLVHVZLULQJDQGWHOHSKRQHQHWZRUNPXVWFRPSO\ZLWKWKHDSSOLFDEOH)&&3DUWUXOHVDQGUHTXLUHPHQWVDGRSWHGE\WKH$&7$$FRPSOLDQWWHOHSKRQHFRUGDQGPRGXODUSOXJLVSURYLGHGZLWKWKLVSURGXFW,WLVGHVLJQHGWREHFRQQHFWHGWRDFRPSDWLEOHPRGXODUMDFNWKDWLVDOVRFRPSOLDQW6HHLQVWDOODWLRQLQVWUXFWLRQVIRUGHWDLOV7KH5(1LVXVHGWRGHWHUPLQHWKHQXPEHURIGHYLFHVWKDWPD\EHFRQQHFWHGWRDWHOHSKRQHOLQH([FHVVLYH5(1VRQDWHOHSKRQHOLQHPD\UHVXOWLQWKHGHYLFHVQRWULQJLQJLQUHVSRQVHWRDQLQFRPLQJFDOO,QPRVWEXWQRWDOOORFDWLRQVWKHVXPRI5(1VVKRXOGQRWH[FHHGƬYH7REHFHUWDLQRIWKHQXPEHURIGHYLFHVWKDWPD\EHFRQQHFWHGWRDOLQHDVGHWHUPLQHGE\WKHWRWDO5(1VFRQWDFWWKHORFDOWHOHSKRQHFRPSDQ\)RUSURGXFWVDSSURYHGDIWHU-XO\WKH5(1IRUWKLVSURGXFWLVSDUWRIWKHSURGXFWLGHQWLƬHUWKDWKDVWKHIRUPDW86$$$(47;;;;7KHGLJLWVUHSUHVHQWHGE\DUHWKH5(1ZLWKRXWDGHFLPDOSRLQWHJLVD5(1RI)RUHDUOLHUSURGXFWVWKH5(1LVVHSDUDWHO\VKRZQRQWKHODEHO,IWKLV+3HTXLSPHQWFDXVHVKDUPWRWKHWHOHSKRQHQHWZRUNWKHWHOHSKRQHFRPSDQ\ZLOOQRWLI\\RXLQDGYDQFHWKDWWHPSRUDU\GLVFRQWLQXDQFHRIVHUYLFHPD\EHUHTXLUHG%XWLIDGYDQFHQRWLFHLVQWSUDFWLFDOWKHWHOHSKRQHFRPSDQ\ZLOOQRWLI\\RXDVVRRQDVSRVVLEOH$OVR\RXZLOOEHDGYLVHGRI\RXUULJKWWRƬOHDFRPSODLQWZLWKWKH)&&LI\RXEHOLHYHLWLVQHFHVVDU\7KHWHOHSKRQHFRPSDQ\PD\PDNHFKDQJHVWRLWVIDFLOLWLHVHTXLSPHQWRSHUDWLRQVRUSURFHGXUHVWKDWFRXOGDƫHFWWKHRSHUDWLRQRIWKHHTXLSPHQW,IWKLVKDSSHQVWKHWHOHSKRQHFRPSDQ\ZLOOSURYLGHDGYDQFHQRWLFHLQRUGHUIRU\RXWRPDNHQHFHVVDU\PRGLƬFDWLRQVWRPDLQWDLQXQLQWHUUXSWHGWHOHSKRQHVHUYLFH,IWURXEOHLVH[SHULHQFHGZLWKWKLVHTXLSPHQWFDOOWHFKQLFDOVXSSRUW,IWKHHTXLSPHQWLVFDXVLQJKDUPWRWKHWHOHSKRQHQHWZRUNWKHWHOHSKRQHFRPSDQ\PD\UHTXHVWWKDW\RXGLVFRQQHFWWKHHTXLSPHQWXQWLOWKHSUREOHPLVUHVROYHG<RXVKRXOGSHUIRUPUHSDLUVRQO\WRWKHHTXLSPHQWVSHFLƬFDOO\GLVFXVVHGLQWKHp7URXEOHVKRRWLQJqVHFWLRQRIWKHXVHUJXLGHLIRQHLVSURYLGHG&RQQHFWLRQWRSDUW\OLQHVHUYLFHLVVXEMHFWWRVWDWHWDULƫV&RQWDFWWKHVWDWHSXEOLFXWLOLW\FRPPLVVLRQSXEOLFVHUYLFHFRPPLVVLRQRUFRUSRUDWLRQFRPPLVVLRQIRULQIRUPDWLRQ,I\RXUKRPHKDVVSHFLDOO\ZLUHGDODUPHTXLSPHQWFRQQHFWHGWRWKHWHOHSKRQHOLQHHQVXUHWKDWWKHLQVWDOODWLRQRIWKLV+3HTXLSPHQWGRHVQRWGLVDEOH\RXUDODUPHTXLSPHQW,I\RXKDYHTXHVWLRQVDERXWZKDWZLOOGLVDEOHDODUPHTXLSPHQWFRQVXOW\RXUWHOHSKRQHFRPSDQ\RUDTXDOLƬHGLQVWDOOHU7KH7HOHSKRQH&RQVXPHU3URWHFWLRQ$FWRIPDNHVLWXQODZIXOIRUDQ\SHUVRQWRXVHDFRPSXWHURURWKHUHOHFWURQLFGHYLFHLQFOXGLQJDID[PDFKLQHWRVHQGDQ\PHVVDJHXQOHVVVXFKPHVVDJHFOHDUO\FRQWDLQVLQDPDUJLQDWWKHWRSRUERWWRPRIHDFKWUDQVPLWWHGSDJHRURQWKHƬUVWSDJHRIWKHWUDQVPLVVLRQWKHGDWHDQGWLPHLWLVVHQWDQGDQLGHQWLƬFDWLRQRIWKHEXVLQHVVRWKHUHQWLW\RURWKHULQGLYLGXDOVHQGLQJWKHPHVVDJHDQGWKHWHOHSKRQHQXPEHURIWKHVHQGLQJPDFKLQHRUVXFKEXVLQHVVRWKHUHQWLW\RULQGLYLGXDO7KHWHOHSKRQHQXPEHUSURYLGHGPD\QRWEHDQXPEHURUDQ\RWKHUQXPEHUIRUZKLFKFKDUJHVH[FHHGORFDORUORQJGLVWDQFHWUDQVPLVVLRQFKDUJHV,QRUGHUWRSURJUDPWKLVLQIRUPDWLRQLQWR\RXUID[PDFKLQH\RXVKRXOGFRPSOHWHWKHVWHSVRXWOLQHGLQWKHID[LQJVRIWZDUHLQVWUXFWLRQV86PRGHPGHFODUDWLRQV5HIHUWRWKHIROORZLQJPRGHPYHQGRUGHFODUDWLRQVIRUWKHPRGHPGHYLFHLQVWDOOHGLQ\RXUFRPSXWHU &KDSWHU5HJXODWRU\QRWLFHVIRUQRWHERRNFRPSXWHUV$

$&DQDGDPRGHPVWDWHPHQWV7KLVHTXLSPHQWPHHWVWKHDSSOLFDEOH,QGXVWU\&DQDGDWHFKQLFDOVSHFLƬFDWLRQV7KH5LQJHU(TXLYDOHQFH1XPEHU5(1LVDQLQGLFDWLRQRIWKHPD[LPXPQXPEHURIGHYLFHVDOORZHGWREHFRQQHFWHGWRDWHOHSKRQHLQWHUIDFH7KHWHUPLQDWLRQRQDQLQWHUIDFHPD\FRQVLVWRIDQ\FRPELQDWLRQRIGHYLFHVVXEMHFWRQO\WRWKHUHTXLUHPHQWWKDWWKHVXPRIWKH5(1VRIDOOGHYLFHVGRHVQRWH[FHHG7KH5(1IRUWKLVWHUPLQDOHTXLSPHQWLV-DSDQPRGHPVWDWHPHQWV,IWKHFRPSXWHUGRHVQRWKDYHWKH-DSDQHVHFHUWLƬFDWLRQPDUNRQWKHERWWRPRIWKHFRPSXWHUUHIHUWRWKHDSSURSULDWHFHUWLƬFDWLRQPDUNLQJEHORZ7KH-DSDQHVHFHUWLƬFDWLRQPDUNIRUWKH9.'DWD)D[0RGHPLVEHORZ1HZ=HDODQGPRGHPVWDWHPHQWV7KHJUDQWRID7HOHSHUPLWIRUDQ\LWHPRIWHUPLQDOHTXLSPHQWLQGLFDWHVRQO\WKDW7HOHFRPKDVDFFHSWHGWKDWWKHLWHPFRPSOLHVZLWKPLQLPXPFRQGLWLRQVIRUFRQQHFWLRQWRLWVQHWZRUN,WLQGLFDWHVQRHQGRUVHPHQWRIWKHSURGXFWE\7HOHFRPQRUGRHVLWSURYLGHDQ\VRUWRIZDUUDQW\$ERYHDOOLWSURYLGHVQRDVVXUDQFHWKDWDQ\LWHPZLOOZRUNFRUUHFWO\LQDOOUHVSHFWVZLWKDQRWKHULWHPRI7HOHSHUPLWWHGHTXLSPHQWRIDGLƫHUHQWPDNHRUPRGHOQRUGRHVLWLPSO\WKDWDQ\SURGXFWLVFRPSDWLEOHZLWKDOORI7HOHFRPVQHWZRUNVHUYLFHV7KLVHTXLSPHQWLVQRWFDSDEOHXQGHUDOORSHUDWLQJFRQGLWLRQVRIFRUUHFWRSHUDWLRQDWWKHKLJKHUVSHHGVIRUZKLFKLWLVGHVLJQHG7HOHFRPZLOODFFHSWQRUHVSRQVLELOLW\VKRXOGGLƫLFXOWLHVDULVHLQVXFKFLUFXPVWDQFHV,IWKLVGHYLFHLVHTXLSSHGZLWKSXOVHGLDOLQJQRWHWKDWWKHUHLVQRJXDUDQWHHWKDW7HOHFRPOLQHVZLOODOZD\VFRQWLQXHWRVXSSRUWSXOVHGLDOLQJ8VHRISXOVHGLDOLQJZKHQWKLVHTXLSPHQWLVFRQQHFWHGWRWKHVDPHOLQHDVRWKHUHTXLSPHQWPD\JLYHULVHWREHOOWLQNOHRUQRLVHDQGPD\DOVRFDXVHDIDOVHDQVZHUFRQGLWLRQ6KRXOGVXFKSUREOHPVRFFXUWKHXVHUVKRXOGQRWFRQWDFWWKH7HOHFRP)DXOWV6HUYLFH6RPHSDUDPHWHUVUHTXLUHGIRUFRPSOLDQFHZLWK7HOHFRPV7HOHSHUPLWUHTXLUHPHQWVDUHGHSHQGHQWRQWKHHTXLSPHQW3&DVVRFLDWHGZLWKWKLVGHYLFH7KHDVVRFLDWHGHTXLSPHQWVKDOOEHVHWWRRSHUDWHZLWKLQWKHIROORZLQJOLPLWVIRUFRPSOLDQFHZLWK7HOHFRPV6SHFLƬFDWLRQVD 7KHUHVKDOOEHQRPRUHWKDQFDOODWWHPSWVWRWKHVDPHQXPEHUZLWKLQDQ\PLQXWHSHULRGIRUDQ\VLQJOHPDQXDOFDOOLQLWLDWLRQE 7KHHTXLSPHQWVKDOOJRRQKRRNIRUDSHULRGRIQRWOHVVWKDQVHFRQGVEHWZHHQWKHHQGRIRQHDWWHPSWDQGWKHEHJLQQLQJRIWKHQH[WDWWHPSWF :KHUHDXWRPDWLFFDOOVDUHPDGHWRGLƫHUHQWQXPEHUVWKHHTXLSPHQWVKDOOEHVHWWRJRRQKRRNIRUDSHULRGRIQRWOHVVWKDQVHFRQGVEHWZHHQWKHHQGRIRQHDWWHPSWDQGWKHEHJLQQLQJRIWKHQH[WDWWHPSWG 7KHHTXLSPHQWVKDOOEHVHWWRHQVXUHWKDWFDOOVDUHDQVZHUHGEHWZHHQDQGVHFRQGVRIUHFHLSWRIULQJLQJ6RVHWEHWZHHQDQG &KDSWHU5HJXODWRU\QRWLFHVIRUQRWHERRNFRPSXWHUV$

$9RLFHVXSSRUW$OOSHUVRQVXVLQJWKLVGHYLFHIRUUHFRUGLQJWHOHSKRQHFRQYHUVDWLRQVVKDOOFRPSO\ZLWK1HZ=HDODQGODZ7KLVUHTXLUHVWKDWDWOHDVWRQHSDUW\WRWKHFRQYHUVDWLRQLVDZDUHWKDWLWLVEHLQJUHFRUGHG,QDGGLWLRQWKH3ULQFLSOHVHQXPHUDWHGLQWKH3ULYDF\$FWVKDOOEHFRPSOLHGZLWKLQUHVSHFWWRWKHQDWXUHRIWKHSHUVRQDOLQIRUPDWLRQFROOHFWHGWKHSXUSRVHIRULWVFROOHFWLRQKRZLWLVWREHXVHGDQGZKDWLVGLVFORVHGWRDQ\RWKHUSDUW\7KLVHTXLSPHQWVKDOOQRWEHVHWWRPDNHDXWRPDWLFFDOOVWRWKH7HOHFRPn(PHUJHQF\6HUYLFH3RZHUFRUGQRWLFH,I\RXZHUHQRWSURYLGHGZLWKDSRZHUFRUGIRUWKHFRPSXWHURUIRUDQH[WHUQDOSRZHUDFFHVVRU\LQWHQGHGIRUXVHZLWKWKHFRPSXWHU\RXVKRXOGSXUFKDVHDSRZHUFRUGWKDWLVDSSURYHGIRUXVHLQ\RXUFRXQWU\RUUHJLRQ7KHSRZHUFRUGPXVWEHUDWHGIRUWKHSURGXFWDQGIRUWKHYROWDJHDQGFXUUHQWPDUNHGRQWKHSURGXFWVHOHFWULFDOUDWLQJVODEHO7KHYROWDJHDQGFXUUHQWUDWLQJRIWKHFRUGVKRXOGEHJUHDWHUWKDQWKHYROWDJHDQGFXUUHQWUDWLQJPDUNHGRQWKHSURGXFW,QDGGLWLRQWKHGLDPHWHURIWKHZLUHPXVWEHDPLQLPXPRIPP$:*DQGWKHOHQJWKRIWKHFRUGPXVWEHEHWZHHQPIWDQGPIW,I\RXKDYHTXHVWLRQVDERXWWKHW\SHRISRZHUFRUGWRXVHFRQWDFW\RXUDXWKRUL]HGVHUYLFHSURYLGHU$SRZHUFRUGVKRXOGEHURXWHGVRWKDWLWLVQRWOLNHO\WREHZDONHGRQRUSLQFKHGE\LWHPVSODFHGXSRQLWRUDJDLQVWLW3DUWLFXODUDWWHQWLRQVKRXOGEHSDLGWRWKHSOXJHOHFWULFDORXWOHWDQGWKHSRLQWZKHUHWKHFRUGH[LWVIURPWKHSURGXFW-DSDQSRZHUFRUGQRWLFH'&SOXJRIH[WHUQDO+3SRZHUVXSSO\0DFURYLVLRQ&RUSRUDWLRQQRWLFH7KLVSURGXFWLQFRUSRUDWHVFRS\ULJKWSURWHFWLRQWHFKQRORJ\WKDWLVSURWHFWHGE\PHWKRGFODLPVRIFHUWDLQ86SDWHQWVDQGRWKHULQWHOOHFWXDOSURSHUW\ULJKWVRZQHGE\0DFURYLVLRQ&RUSRUDWLRQDQGRWKHUULJKWVRZQHUV8VHRIWKLVFRS\ULJKWSURWHFWLRQWHFKQRORJ\PXVWEHDXWKRUL]HGE\0DFURYLVLRQ&RUSRUDWLRQDQGLVLQWHQGHGIRUKRPHDQGRWKHUOLPLWHGYLHZLQJXVHVRQO\XQOHVVRWKHUZLVHDXWKRUL]HGE\0DFURYLVLRQ&RUSRUDWLRQ5HYHUVHHQJLQHHULQJRUGLVDVVHPEO\LVSURKLELWHG3RZHUFRUGQRWLFH $

$ 5HJXODWRU\QRWLFHVIRUGHVNWRSVWKLQFOLHQWVDQGSHUVRQDOZRUNVWDWLRQV0RGHPQRWLFHV:$51,1* 7RUHGXFHWKHULVNRIƬUHHOHFWULFVKRFNDQGLQMXU\WRSHUVRQVZKHQXVLQJWKLVGHYLFHDOZD\VIROORZEDVLFVDIHW\SUHFDXWLRQVLQFOXGLQJWKHIROORZLQJƔ'RQRWXVHWKLVSURGXFWQHDUZDWHUtIRUH[DPSOHQHDUDEDWKWXEZDVKERZONLWFKHQVLQNRUODXQGU\WXELQDZHWEDVHPHQWRUQHDUDVZLPPLQJSRROƔ$YRLGXVLQJWKLVSURGXFWGXULQJDQHOHFWULFDOVWRUP7KHUHLVDUHPRWHULVNRIHOHFWULFVKRFNIURPOLJKWQLQJƔ'RQRWXVHWKLVSURGXFWWRUHSRUWDJDVOHDNZKLOHLQWKHYLFLQLW\RIWKHOHDNƔ$OZD\VGLVFRQQHFWWKHPRGHPFDEOHEHIRUHRSHQLQJWKHHTXLSPHQWHQFORVXUHRUWRXFKLQJDQXQLQVXODWHGPRGHPFDEOHMDFNRULQWHUQDOFRPSRQHQWƔ,IWKLVSURGXFWZDVQRWSURYLGHGZLWKDWHOHSKRQHOLQHFRUGXVHRQO\1R$:*RUODUJHUWHOHFRPPXQLFDWLRQOLQHFRUGƔ'RQRWSOXJDPRGHPRUWHOHSKRQHFDEOHLQWRWKH5-(WKHUQHWQHWZRUNMDFN6$9(7+(6(,16758&7,2167HOHFRPPXQLFDWLRQVGHYLFHDSSURYDOV7KHWHOHFRPPXQLFDWLRQVGHYLFHLQWKHFRPSXWHULVDSSURYHGIRUFRQQHFWLRQWRWKHWHOHSKRQHQHWZRUNLQWKHFRXQWULHVDQGUHJLRQVZKRVHDSSURYDOPDUNLQJVDUHLQGLFDWHGRQWKHSURGXFWODEHOORFDWHGRQWKHERWWRPRIWKHFRPSXWHURURQWKHPRGHP5HIHUWRWKHXVHUJXLGHLQFOXGHGZLWKWKHSURGXFWWRHQVXUHWKDWWKHSURGXFWLVFRQƬJXUHGIRUWKHFRXQWU\RUUHJLRQLQZKLFKWKHSURGXFWLVORFDWHG6HOHFWLQJDFRXQWU\RUUHJLRQRWKHUWKDQWKHRQHLQZKLFKLWLVORFDWHGPD\FDXVHWKHPRGHPWREHFRQƬJXUHGLQDZD\WKDWYLRODWHVWKHWHOHFRPPXQLFDWLRQUHJXODWLRQVODZVRIWKDWFRXQWU\RUUHJLRQ,QDGGLWLRQWKHPRGHPPD\QRWIXQFWLRQSURSHUO\LIWKHFRUUHFWFRXQWU\RUUHJLRQVHOHFWLRQLVQRWPDGH,IZKHQ\RXVHOHFWDFRXQWU\RUUHJLRQDPHVVDJHDSSHDUVWKDWVWDWHVWKDWWKHFRXQWU\RUUHJLRQLVQRWVXSSRUWHGWKLVPHDQVWKDWWKHPRGHPKDVQRWEHHQDSSURYHGIRUXVHLQWKLVFRXQWU\RUUHJLRQDQGWKXVVKRXOGQRWEHXVHG86PRGHPVWDWHPHQWV7KLVHTXLSPHQWFRPSOLHVZLWK3DUWRIWKH)&&5XOHVDQGWKHUHTXLUHPHQWVDGRSWHGE\WKH$&7$2QWKHERWWRPRIWKHFRPSXWHURURQWKHPRGHPLVDODEHOWKDWFRQWDLQVDPRQJRWKHULQIRUPDWLRQDSURGXFWLGHQWLƬHULQWKHIRUPDW86$$$(47;;;;3URYLGHWKLVLQIRUPDWLRQWRWKHWHOHSKRQHFRPSDQ\LI\RXDUHUHTXHVWHGWRGRVR$SSOLFDEOHFHUWLƬFDWLRQMDFN862& 5-&$SOXJDQGMDFNXVHGWRFRQQHFWWKLVHTXLSPHQWWRWKHSUHPLVHVZLULQJDQGWHOHSKRQHQHWZRUNPXVWFRPSO\ZLWKWKHDSSOLFDEOH)&&3DUWUXOHVDQGUHTXLUHPHQWVDGRSWHGE\WKH$&7$$FRPSOLDQWWHOHSKRQHFRUGDQGPRGXODUSOXJLVSURYLGHGZLWKWKLVSURGXFW,WLVGHVLJQHGWREHFRQQHFWHGWRDFRPSDWLEOHPRGXODUMDFNWKDWLVDOVRFRPSOLDQW6HHLQVWDOODWLRQLQVWUXFWLRQVIRUGHWDLOV &KDSWHU5HJXODWRU\QRWLFHVIRUGHVNWRSVWKLQFOLHQWVDQGSHUVRQDOZRUNVWDWLRQV$

$7KH5(1LVXVHGWRGHWHUPLQHWKHQXPEHURIGHYLFHVWKDWPD\EHFRQQHFWHGWRDWHOHSKRQHOLQH([FHVVLYH5(1VRQDWHOHSKRQHOLQHPD\UHVXOWLQWKHGHYLFHVQRWULQJLQJLQUHVSRQVHWRDQLQFRPLQJFDOO,QPRVWEXWQRWDOOORFDWLRQVWKHVXPRI5(1VVKRXOGQRWH[FHHGƬYH7REHFHUWDLQRIWKHQXPEHURIGHYLFHVWKDWPD\EHFRQQHFWHGWRDOLQHDVGHWHUPLQHGE\WKHWRWDO5(1VFRQWDFWWKHORFDOWHOHSKRQHFRPSDQ\)RUSURGXFWVDSSURYHGDIWHU-XO\WKH5(1IRUWKLVSURGXFWLVSDUWRIWKHSURGXFWLGHQWLƬHUWKDWKDVWKHIRUPDW86$$$(47;;;;7KHGLJLWVUHSUHVHQWHGE\DUHWKH5(1ZLWKRXWDGHFLPDOSRLQWHJLVD5(1RI)RUHDUOLHUSURGXFWVWKH5(1LVVHSDUDWHO\VKRZQRQWKHODEHO,IWKLV+3HTXLSPHQWFDXVHVKDUPWRWKHWHOHSKRQHQHWZRUNWKHWHOHSKRQHFRPSDQ\ZLOOQRWLI\\RXLQDGYDQFHWKDWWHPSRUDU\GLVFRQWLQXDQFHRIVHUYLFHPD\EHUHTXLUHG%XWLIDGYDQFHQRWLFHLVQWSUDFWLFDOWKHWHOHSKRQHFRPSDQ\ZLOOQRWLI\\RXDVVRRQDVSRVVLEOH$OVR\RXZLOOEHDGYLVHGRI\RXUULJKWWRƬOHDFRPSODLQWZLWKWKH)&&LI\RXEHOLHYHLWLVQHFHVVDU\7KHWHOHSKRQHFRPSDQ\PD\PDNHFKDQJHVWRLWVIDFLOLWLHVHTXLSPHQWRSHUDWLRQVRUSURFHGXUHVWKDWFRXOGDƫHFWWKHRSHUDWLRQRIWKHHTXLSPHQW,IWKLVKDSSHQVWKHWHOHSKRQHFRPSDQ\ZLOOSURYLGHDGYDQFHQRWLFHLQRUGHUIRU\RXWRPDNHQHFHVVDU\PRGLƬFDWLRQVWRPDLQWDLQXQLQWHUUXSWHGWHOHSKRQHVHUYLFH,IWURXEOHLVH[SHULHQFHGZLWKWKLVHTXLSPHQWFDOOWHFKQLFDOVXSSRUW,IWKHHTXLSPHQWLVFDXVLQJKDUPWRWKHWHOHSKRQHQHWZRUNWKHWHOHSKRQHFRPSDQ\PD\UHTXHVWWKDW\RXGLVFRQQHFWWKHHTXLSPHQWXQWLOWKHSUREOHPLVUHVROYHG<RXVKRXOGSHUIRUPUHSDLUVRQO\WRWKHHTXLSPHQWVSHFLƬFDOO\GLVFXVVHGLQWKHp7URXEOHVKRRWLQJqVHFWLRQRIWKHXVHUJXLGHLIRQHLVSURYLGHG&RQQHFWLRQWRSDUW\OLQHVHUYLFHLVVXEMHFWWRVWDWHWDULƫV&RQWDFWWKHVWDWHSXEOLFXWLOLW\FRPPLVVLRQSXEOLFVHUYLFHFRPPLVVLRQRUFRUSRUDWLRQFRPPLVVLRQIRULQIRUPDWLRQ,I\RXUKRPHKDVVSHFLDOO\ZLUHGDODUPHTXLSPHQWFRQQHFWHGWRWKHWHOHSKRQHOLQHHQVXUHWKDWWKHLQVWDOODWLRQRIWKLV+3HTXLSPHQWGRHVQRWGLVDEOH\RXUDODUPHTXLSPHQW,I\RXKDYHTXHVWLRQVDERXWZKDWZLOOGLVDEOHDODUPHTXLSPHQWFRQVXOW\RXUWHOHSKRQHFRPSDQ\RUDTXDOLƬHGLQVWDOOHU7KH7HOHSKRQH&RQVXPHU3URWHFWLRQ$FWRIPDNHVLWXQODZIXOIRUDQ\SHUVRQWRXVHDFRPSXWHURURWKHUHOHFWURQLFGHYLFHLQFOXGLQJDID[PDFKLQHWRVHQGDQ\PHVVDJHXQOHVVVXFKPHVVDJHFOHDUO\FRQWDLQVLQDPDUJLQDWWKHWRSRUERWWRPRIHDFKWUDQVPLWWHGSDJHRURQWKHƬUVWSDJHRIWKHWUDQVPLVVLRQWKHGDWHDQGWLPHLWLVVHQWDQGDQLGHQWLƬFDWLRQRIWKHEXVLQHVVRWKHUHQWLW\RURWKHULQGLYLGXDOVHQGLQJWKHPHVVDJHDQGWKHWHOHSKRQHQXPEHURIWKHVHQGLQJPDFKLQHRUVXFKEXVLQHVVRWKHUHQWLW\RULQGLYLGXDO7KHWHOHSKRQHQXPEHUSURYLGHGPD\QRWEHDQXPEHURUDQ\RWKHUQXPEHUIRUZKLFKFKDUJHVH[FHHGORFDORUORQJGLVWDQFHWUDQVPLVVLRQFKDUJHV,QRUGHUWRSURJUDPWKLVLQIRUPDWLRQLQWR\RXUID[PDFKLQH\RXVKRXOGFRPSOHWHWKHVWHSVRXWOLQHGLQWKHID[LQJVRIWZDUHLQVWUXFWLRQV&DQDGLDQPRGHPVWDWHPHQWV7KLVHTXLSPHQWPHHWVWKHDSSOLFDEOH,QGXVWU\&DQDGDWHFKQLFDOVSHFLƬFDWLRQV7KH5LQJHU(TXLYDOHQFH1XPEHU5(1LVDQLQGLFDWLRQRIWKHPD[LPXPQXPEHURIGHYLFHVDOORZHGWREHFRQQHFWHGWRDWHOHSKRQHLQWHUIDFH7KHWHUPLQDWLRQRQDQLQWHUIDFHPD\FRQVLVWRIDQ\FRPELQDWLRQRIGHYLFHVVXEMHFWRQO\WRWKHUHTXLUHPHQWWKDWWKHVXPRIWKH5(1VRIDOOGHYLFHVGRHVQRWH[FHHG7KH5(1IRUWKLVWHUPLQDOHTXLSPHQWLV-DSDQHVHPRGHPVWDWHPHQWV,IWKHFRPSXWHUGRHVQRWKDYHWKH-DSDQHVHFHUWLƬFDWLRQPDUNRQWKHERWWRPRIWKHFRPSXWHUUHIHUWRWKHDSSURSULDWHFHUWLƬFDWLRQPDUNLQJEHORZ7KH-DSDQHVHFHUWLƬFDWLRQPDUNIRUWKH/6,&RUSRUDWLRQ3&,69(;6RIWPRGHPLVEHORZ0RGHPQRWLFHV $

$1HZ=HDODQGPRGHPVWDWHPHQWV7KHJUDQWRID7HOHSHUPLWIRUDQ\LWHPRIWHUPLQDOHTXLSPHQWLQGLFDWHVRQO\WKDW7HOHFRPKDVDFFHSWHGWKDWWKHLWHPFRPSOLHVZLWKPLQLPXPFRQGLWLRQVIRUFRQQHFWLRQWRLWVQHWZRUN,WLQGLFDWHVQRHQGRUVHPHQWRIWKHSURGXFWE\7HOHFRPQRUGRHVLWSURYLGHDQ\VRUWRIZDUUDQW\$ERYHDOOLWSURYLGHVQRDVVXUDQFHWKDWDQ\LWHPZLOOZRUNFRUUHFWO\LQDOOUHVSHFWVZLWKDQRWKHULWHPRI7HOHSHUPLWWHGHTXLSPHQWRIDGLƫHUHQWPDNHRUPRGHOQRUGRHVLWLPSO\WKDWDQ\SURGXFWLVFRPSDWLEOHZLWKDOORI7HOHFRPVQHWZRUNVHUYLFHV7KLVHTXLSPHQWLVQRWFDSDEOHXQGHUDOORSHUDWLQJFRQGLWLRQVRIFRUUHFWRSHUDWLRQDWWKHKLJKHUVSHHGVIRUZKLFKLWLVGHVLJQHG7HOHFRPZLOODFFHSWQRUHVSRQVLELOLW\VKRXOGGLƫLFXOWLHVDULVHLQVXFKFLUFXPVWDQFHV,IWKLVGHYLFHLVHTXLSSHGZLWKSXOVHGLDOLQJQRWHWKDWWKHUHLVQRJXDUDQWHHWKDW7HOHFRPOLQHVZLOODOZD\VFRQWLQXHWRVXSSRUWSXOVHGLDOLQJ8VHRISXOVHGLDOLQJZKHQWKLVHTXLSPHQWLVFRQQHFWHGWRWKHVDPHOLQHDVRWKHUHTXLSPHQWPD\JLYHULVHWREHOOWLQNOHRUQRLVHDQGPD\DOVRFDXVHDIDOVHDQVZHUFRQGLWLRQ6KRXOGVXFKSUREOHPVRFFXUWKHXVHUVKRXOGQRWFRQWDFWWKH7HOHFRP)DXOWV6HUYLFH6RPHSDUDPHWHUVUHTXLUHGIRUFRPSOLDQFHZLWK7HOHFRPV7HOHSHUPLWUHTXLUHPHQWVDUHGHSHQGHQWRQWKHHTXLSPHQW3&DVVRFLDWHGZLWKWKLVGHYLFH7KHDVVRFLDWHGHTXLSPHQWVKDOOEHVHWWRRSHUDWHZLWKLQWKHIROORZLQJOLPLWVIRUFRPSOLDQFHZLWK7HOHFRPV6SHFLƬFDWLRQVD 7KHUHVKDOOEHQRPRUHWKDQFDOODWWHPSWVWRWKHVDPHQXPEHUZLWKLQDQ\PLQXWHSHULRGIRUDQ\VLQJOHPDQXDOFDOOLQLWLDWLRQE 7KHHTXLSPHQWVKDOOJRRQKRRNIRUDSHULRGRIQRWOHVVWKDQVHFRQGVEHWZHHQWKHHQGRIRQHDWWHPSWDQGWKHEHJLQQLQJRIWKHQH[WDWWHPSWF :KHUHDXWRPDWLFFDOOVDUHPDGHWRGLƫHUHQWQXPEHUVWKHHTXLSPHQWVKDOOEHVHWWRJRRQKRRNIRUDSHULRGRIQRWOHVVWKDQVHFRQGVEHWZHHQWKHHQGRIRQHDWWHPSWDQGWKHEHJLQQLQJRIWKHQH[WDWWHPSWG 7KHHTXLSPHQWVKDOOEHVHWWRHQVXUHWKDWFDOOVDUHDQVZHUHGEHWZHHQDQGVHFRQGVRIUHFHLSWRIULQJLQJ6RVHWEHWZHHQDQG9RLFHVXSSRUW$OOSHUVRQVXVLQJWKLVGHYLFHIRUUHFRUGLQJWHOHSKRQHFRQYHUVDWLRQVVKDOOFRPSO\ZLWK1HZ=HDODQGODZ7KLVUHTXLUHVWKDWDWOHDVWRQHSDUW\WRWKHFRQYHUVDWLRQLVDZDUHWKDWLWLVEHLQJUHFRUGHG,QDGGLWLRQWKH3ULQFLSOHVHQXPHUDWHGLQWKH3ULYDF\$FWVKDOOEHFRPSOLHGZLWKLQUHVSHFWWRWKHQDWXUHRIWKHSHUVRQDOLQIRUPDWLRQFROOHFWHGWKHSXUSRVHIRULWVFROOHFWLRQKRZLWLVWREHXVHGDQGZKDWLVGLVFORVHGWRDQ\RWKHUSDUW\7KLVHTXLSPHQWVKDOOQRWEHVHWWRPDNHDXWRPDWLFFDOOVWRWKH7HOHFRPn(PHUJHQF\6HUYLFH(OHFWURPDJQHWLFFRPSDWLELOLW\QRWLFHV7KLVJXLGHSURYLGHVFRXQWU\DQGUHJLRQVSHFLƬFQRQZLUHOHVVDQGZLUHOHVVUHJXODWRU\QRWLFHVDQGFRPSOLDQFHLQIRUPDWLRQIRUWKHFRPSXWHUSURGXFW6RPHRIWKHVHQRWLFHVPD\QRWDSSO\WR\RXUSURGXFW2QHRUPRUHLQWHJUDWHGZLUHOHVVGHYLFHVPD\EHLQVWDOOHG,QVRPHHQYLURQPHQWVWKHXVHRIZLUHOHVVGHYLFHVPD\EHUHVWULFWHG6XFKUHVWULFWLRQVPD\DSSO\RQERDUGDLUSODQHVLQKRVSLWDOVQHDUH[SORVLYHVLQKD]DUGRXV &KDSWHU5HJXODWRU\QRWLFHVIRUGHVNWRSVWKLQFOLHQWVDQGSHUVRQDOZRUNVWDWLRQV$

$ORFDWLRQVDQGVRRQ,I\RXDUHXQFHUWDLQRIWKHSROLF\WKDWDSSOLHVWRWKHXVHRIWKLVSURGXFWDVNIRUDXWKRUL]DWLRQWRXVHLWEHIRUH\RXWXUQLWRQ)HGHUDO&RPPXQLFDWLRQV&RPPLVVLRQQRWLFH7KLVHTXLSPHQWKDVEHHQWHVWHGDQGIRXQGWRFRPSO\ZLWKWKHOLPLWVIRUD&ODVV%GLJLWDOGHYLFHSXUVXDQWWR3DUWRIWKH)&&5XOHV7KHVHOLPLWVDUHGHVLJQHGWRSURYLGHUHDVRQDEOHSURWHFWLRQDJDLQVWKDUPIXOLQWHUIHUHQFHLQDUHVLGHQWLDOLQVWDOODWLRQ7KLVHTXLSPHQWJHQHUDWHVXVHVDQGFDQUDGLDWHUDGLRIUHTXHQF\HQHUJ\DQGLIQRWLQVWDOOHGDQGXVHGLQDFFRUGDQFHZLWKWKHLQVWUXFWLRQVPD\FDXVHKDUPIXOLQWHUIHUHQFHWRUDGLRFRPPXQLFDWLRQV+RZHYHUWKHUHLVQRJXDUDQWHHWKDWLQWHUIHUHQFHZLOOQRWRFFXULQDSDUWLFXODULQVWDOODWLRQ,IWKLVHTXLSPHQWGRHVFDXVHKDUPIXOLQWHUIHUHQFHWRUDGLRRUWHOHYLVLRQUHFHSWLRQZKLFKFDQEHGHWHUPLQHGE\WXUQLQJWKHHTXLSPHQWRƫDQGRQWKHXVHULVHQFRXUDJHGWRWU\WRFRUUHFWWKHLQWHUIHUHQFHE\RQHRUPRUHRIWKHIROORZLQJPHDVXUHVƔ5HRULHQWRUUHORFDWHWKHUHFHLYLQJDQWHQQDƔ,QFUHDVHWKHVHSDUDWLRQEHWZHHQWKHHTXLSPHQWDQGWKHUHFHLYHUƔ&RQQHFWWKHHTXLSPHQWLQWRDQRXWOHWRQDFLUFXLWGLƫHUHQWIURPWKDWWRZKLFKWKHUHFHLYHULVFRQQHFWHGƔ&RQVXOWWKHGHDOHURUDQH[SHULHQFHGUDGLRRUWHOHYLVLRQWHFKQLFLDQIRUKHOS7KLVGHYLFHFRPSOLHVZLWK3DUWRIWKH)&&5XOHV2SHUDWLRQLVVXEMHFWWRWKHIROORZLQJWZRFRQGLWLRQV 7KLVGHYLFHPD\QRWFDXVHKDUPIXOLQWHUIHUHQFHDQG 7KLVGHYLFHPXVWDFFHSWDQ\LQWHUIHUHQFHUHFHLYHGLQFOXGLQJLQWHUIHUHQFHWKDWPD\FDXVHXQGHVLUHGRSHUDWLRQ)RUTXHVWLRQVUHJDUGLQJWKLVSURGXFWZULWHWR+3,QF3DJH0LOO5RDG3DOR$OWR&$RUFDOO+3DW7RLGHQWLI\WKLVSURGXFWUHIHUWRWKHSDUWVHULHVRUPRGHOQXPEHUIRXQGRQWKHSURGXFW0RGLƬFDWLRQV7KH)&&UHTXLUHVWKHXVHUWREHQRWLƬHGWKDWDQ\FKDQJHVRUPRGLƬFDWLRQVPDGHWRWKLVGHYLFHWKDWDUHQRWH[SUHVVO\DSSURYHGE\+3,QFPD\YRLGWKHXVHUVDXWKRULW\WRRSHUDWHWKHHTXLSPHQW&DEOHV&RQQHFWLRQVWRWKLVGHYLFHPXVWEHPDGHZLWKVKLHOGHGFDEOHVZLWKPHWDOOLF5),(0,FRQQHFWRUKRRGVLQRUGHUWRPDLQWDLQFRPSOLDQFHZLWK)&&5XOHVDQG5HJXODWLRQV3URGXFWVZLWKZLUHOHVV/$1GHYLFHV7KLVSURGXFWPD\EHHTXLSSHGZLWKDZLUHOHVV/$1GHYLFH7KLVGHYLFHPXVWQRWEHFRORFDWHGRURSHUDWLQJLQFRQMXQFWLRQZLWKDQ\RWKHUDQWHQQDRUWUDQVPLWWHU(OHFWURPDJQHWLFFRPSDWLELOLW\QRWLFHV $

$:$51,1* ([SRVXUHWR5DGLR)UHTXHQF\5DGLDWLRQ7KHUDGLDWHGRXWSXWSRZHURIWKLVGHYLFHLVEHORZWKH)&&UDGLRIUHTXHQF\H[SRVXUHOLPLWV1HYHUWKHOHVVWKHGHYLFHVKRXOGEHXVHGLQVXFKDPDQQHUWKDWWKHSRWHQWLDOIRUKXPDQFRQWDFWLVPLQLPL]HGGXULQJQRUPDORSHUDWLRQ'XULQJQRUPDORSHUDWLRQ7RDYRLGWKHSRVVLELOLW\RIH[FHHGLQJWKH)&&UDGLRIUHTXHQF\H[SRVXUHOLPLWVKXPDQSUR[LPLW\WRWKHDQWHQQDHVKRXOGQRWEHOHVVWKDQFPLQFKHV7RLGHQWLI\WKHORFDWLRQRIWKHZLUHOHVVDQWHQQDHUHIHUWRWKHGRFXPHQWDWLRQLQFOXGHGZLWKWKHFRPSXWHU$XVWUDOLDWHOHFRPVWDWHPHQW7KHFRPSXWHUPXVWEHFRQQHFWHGWRWKH7HOHFRPPXQLFDWLRQ1HWZRUNWKURXJKDOLQHFRUGWKDWPHHWVWKHUHTXLUHPHQWVRI$6&$6:$51,1* 0RGHPVZLWKRXWLQWHJUDO5-FRQQHFWRUWKDWDUHVKLSSHGZLWKWKLVFRPSXWHUVKRXOGQRWEHLQVWDOOHGLQDQ\RWKHUGHYLFH7KLVHTXLSPHQWLQFRUSRUDWHVDUDGLRWUDQVPLWWLQJDQGUHFHLYLQJGHYLFH,QQRUPDOXVHDVHSDUDWLRQGLVWDQFHRIFPHQVXUHVWKDWUDGLRIUHTXHQF\H[SRVXUHOHYHOVFRPSO\ZLWKWKH$XVWUDOLDQDQG1HZ=HDODQG6WDQGDUGV &KDSWHU5HJXODWRU\QRWLFHVIRUGHVNWRSVWKLQFOLHQWVDQGSHUVRQDOZRUNVWDWLRQV$

$%UD]LOQRWLFH(VWHHTXLSDPHQWRRSHUDHPFDU¼WHUVHFXQG¼ULRLVWRÄQ¾RWHPGLUHLWRDSURWHÂ¾RFRQWUDLQWHUIHUÅQFLDSUHMXGLFLDOPHVPRGHHVWDÂÐHVGRPHVPRWLSRHQ¾RSRGHFDXVDULQWHUIHUÅQFLDDVLVWHPDVRSHUDQGRHPFDU¼WHUSULP¼ULR&$87,21 $DOLPHQWDÂ¾RGHHQHUJLDÄSUHGHƬQLGDSDUD9Y6HYRFÅSRVVXLUWRPDGDHOÄWULFDGH9YSRUIDYRUDOWHUHDFKDYHQDSDUWHWUDVHLUDGRVHXFRPSXWDGRUSDUDDWHQV¾RFRUUHWD&DQDGLDQQRWLFH7KLV&ODVV%GLJLWDODSSDUDWXVPHHWVDOOUHTXLUHPHQWVRIWKH&DQDGLDQ,QWHUIHUHQFH&DXVLQJ(TXLSPHQW5HJXODWLRQV&$1,&(6%10%%,IWKLVGHYLFHKDV:/$1RU%OXHWRRWKFDSDELOLW\WKLVGHYLFHFRPSOLHVZLWK,QGXVWU\&DQDGDOLFHQVHH[HPSW566VWDQGDUGV2SHUDWLRQLVVXEMHFWWRWKHIROORZLQJWZRFRQGLWLRQVWKLVGHYLFHPD\QRWFDXVHLQWHUIHUHQFHDQGWKLVGHYLFHPXVWDFFHSWDQ\LQWHUIHUHQFHLQFOXGLQJLQWHUIHUHQFHWKDWPD\FDXVHXQGHVLUHGRSHUDWLRQRIWKHGHYLFH:$51,1* ([SRVXUHWR5DGLR)UHTXHQF\5DGLDWLRQ7KHUDGLDWHGRXWSXWSRZHURIWKLVGHYLFHLVEHORZWKH,QGXVWU\&DQDGDUDGLRIUHTXHQF\H[SRVXUHOLPLWV1HYHUWKHOHVVWKHGHYLFHVKRXOGEHXVHGLQVXFKDPDQQHUWKDWWKHSRWHQWLDOIRUKXPDQFRQWDFWLVPLQLPL]HGGXULQJQRUPDORSHUDWLRQ'XULQJQRUPDORSHUDWLRQ7RDYRLGWKHSRVVLELOLW\RIH[FHHGLQJWKH,QGXVWU\&DQDGDUDGLRIUHTXHQF\H[SRVXUHOLPLWVKXPDQSUR[LPLW\WRWKHDQWHQQDHVKRXOGQRWEHOHVVWKDQFPLQFKHV7RLGHQWLI\WKHORFDWLRQRIWKHZLUHOHVVDQWHQQDHUHIHUWRWKHGRFXPHQWDWLRQLQFOXGHGZLWKWKHFRPSXWHU&$87,21 :KHQXVLQJ,(((DZLUHOHVV/$1WKLVSURGXFWLVUHVWULFWHGWRLQGRRUXVHGXHWRLWVRSHUDWLRQLQWKHWR*+]IUHTXHQF\UDQJH,QGXVWU\&DQDGDUHTXLUHVWKLVSURGXFWWREHXVHGLQGRRUVIRUWKHIUHTXHQF\UDQJHRI*+]WR*+]WRUHGXFHWKHSRWHQWLDOIRUKDUPIXOLQWHUIHUHQFHWRFRFKDQQHOPRELOHVDWHOOLWHV\VWHPV+LJKSRZHUUDGDULVDOORFDWHGDVWKHSULPDU\XVHURIWKHWR*+]DQGWR*+]EDQGV7KHVHUDGDUVWDWLRQVFDQFDXVHLQWHUIHUHQFHZLWKDQGRUGDPDJHWRWKLVGHYLFH7KHDQWHQQDIRUWKLVGHYLFHLVQRWUHSODFHDEOH$Q\DWWHPSWDWXVHUPRGLƬFDWLRQPD\GDPDJH\RXUFRPSXWHU(XURSHDQ8QLRQUHJXODWRU\QRWLFHV'HFODUDWLRQRI&RQIRUPLW\3URGXFWVEHDULQJWKH&(PDUNLQJFRPSO\ZLWKRQHRUPRUHRIWKHIROORZLQJ(8'LUHFWLYHVDVPD\EHDSSOLFDEOH577('LUHFWLYH(&UHSODFHGLQE\5('(8/RZ9ROWDJH'LUHFWLYH(&UHSODFHGLQ$SULOE\(8(0&'LUHFWLYH(&UHSODFHGLQ$SULOE\(8(FRGHVLJQ'LUHFWLYH(&5R+6'LUHFWLYH(8&RPSOLDQFHZLWKWKHVHGLUHFWLYHVLVDVVHVVHGXVLQJDSSOLFDEOH(XURSHDQ+DUPRQLVHG6WDQGDUGV7KHIXOO'HFODUDWLRQRI&RQIRUPLW\FDQEHIRXQGDWWKHIROORZLQJZHEVLWHKWWSZZZKSHXFHUWLƬFDWHV6HDUFKZLWKWKHSURGXFWPRGHOQDPHRULWV5HJXODWRU\0RGHO1XPEHU501ZKLFKPD\EHIRXQGRQWKHUHJXODWRU\ODEHO7KHSRLQWRIFRQWDFWIRUUHJXODWRU\PDWWHUVLV+3'HXWVFKODQG*PE++475(%RHEOLQJHQ*HUPDQ\3URGXFWVZLWKUDGLRIXQFWLRQDOLW\(0)7KLVSURGXFWPD\LQFRUSRUDWHDUDGLRWUDQVPLWWLQJDQGUHFHLYLQJGHYLFH)RUGHVNWRSFRPSXWHUVLQQRUPDOXVHDVHSDUDWLRQGLVWDQFHRIFPHQVXUHVWKDWUDGLRIUHTXHQF\H[SRVXUHOHYHOVFRPSO\ZLWK(8UHTXLUHPHQWV(OHFWURPDJQHWLFFRPSDWLELOLW\QRWLFHV $

$5HVWULFWLRQVIRUSURGXFWVZLWKUDGLRIXQFWLRQDOLW\:KHQRSHUDWLQJLQWKHIUHTXHQF\EDQGWR0+]WKLVSURGXFWLVUHVWULFWHGWRLQGRRUXVHRQO\(XURSHDQWHOHSKRQHQHWZRUNGHFODUDWLRQ0RGHP)D[7KHSURGXFWKHUHZLWKFRPSOLHVZLWKWKHUHTXLUHPHQWVRIWKHDSSOLFDEOH'LUHFWLYHDQGFDUULHVWKH&(PDUNLQJDFFRUGLQJO\+RZHYHUGXHWRGLƫHUHQFHVEHWZHHQWKHLQGLYLGXDO3671VSURYLGHGLQGLƫHUHQWFRXQWULHVUHJLRQVWKHDSSURYDOGRHVQRWRILWVHOIJLYHDQXQFRQGLWLRQDODVVXUDQFHRIVXFFHVVIXORSHUDWLRQRQHYHU\3671QHWZRUNWHUPLQDWLRQSRLQW,QWKHHYHQWRISUREOHPV\RXVKRXOGFRQWDFW\RXUHTXLSPHQWVXSSOLHULQWKHƬUVWLQVWDQFH7KLVHTXLSPHQWKDVEHHQGHVLJQHGWRZRUNZLWKDQDORJXH'70)1HWZRUNV7KLVHTXLSPHQWPD\KDYHLQWHUQHWZRUNLQJGLƫLFXOWLHVLQ3671QHWZRUNVWKDWRQO\VXSSRUW3XOVH'LDOLQJ3OHDVHFRQVXOWZLWK\RXUQHWZRUNRSHUDWRUIRUIXUWKHUDVVLVWDQFH(UJRQRPLFVQRWLFH*HUPDQ\(QJOLVKWH[W$FRPSXWHUV\VWHPFRPSULVLQJ+3EUDQGSURGXFWVPHHWVWKHDSSOLFDEOHHUJRQRPLFUHTXLUHPHQWVLIDOODƫHFWHGFRQVWLWXHQWSURGXFWVEHDUWKH*6DSSURYDOPDUNIRUH[DPSOH%XVLQHVV'HVNWRS3&NH\ERDUG3&PRXVHDQGPRQLWRU*HUPDQ\'HXWVFKHUWH[W(LQDXV+33URGXNWHQEHVWHKHQGHV&RPSXWHUV\VWHPHUI×OOWGLHDQZHQGEDUHQHUJRQRPLVFKHQ$QIRUGHUXQJHQZHQQDOOHYHUZHQGHWHQ.RPSRQHQWHQGDVe*6p=HLFKHQWUDJHQZLH]%%XVLQHVV'HVNWRS3&7DVWDWXU3&0DXVXQG%LOGVFKLUP-DSDQQRWLFH:LUHOHVV/$1DQG%OXHWRRWKFHUWLƬFDWLRQPDUNLQJV,IWKLVGHYLFHFRQWDLQVUDGLRHTXLSPHQWLWLVFHUWLƬHGUDGLRHTXLSPHQW0H[LFRQRWLFH'HFODUDFLÎQSDUD0Ä[LFR &KDSWHU5HJXODWRU\QRWLFHVIRUGHVNWRSVWKLQFOLHQWVDQGSHUVRQDOZRUNVWDWLRQV$

$/DRSHUDFLÎQGHHVWHHTXLSRHVW¼VXMHWDDODVVLJXLHQWHVGRVFRQGLFLRQHVHVSRVLEOHTXHHVWHHTXLSRRGLVSRVLWLYRQRFDXVHLQWHUIHUHQFLDSHUMXGLFLDO\HVWHHTXLSRRGLVSRVLWLYRGHEHDFHSWDUFXDOTXLHULQWHUIHUHQFLDLQFOX\HQGRODTXHSXHGDFDXVDUVXRSHUDFLÎQQRGHVHDGD,I\RXUSURGXFWLVSURYLGHGZLWKZLUHOHVVDFFHVVRULHVVXFKDVDNH\ERDUGRUPRXVHDQG\RXQHHGWRLGHQWLI\WKHPRGHORIWKHDFFHVVRU\UHIHUWRWKHODEHOLQFOXGHGRQWKDWDFFHVVRU\5XVVLDUHJXODWRU\QRWLFHVͳΔΒΌ΋ΆΒΈΌΖΉΏΠΌΈ΄Ζ΄ΓΔΒΌ΋ΆΒΈΕΖΆ΄+3,QFͤΈΔΉΕ3DJH0LOO5RDG3DOR$OWR&DOLIRUQLD86ͨ΄Ζ΄ΓΔΒΌ΋ΆΒΈΕΖΆ΄΋΄ΜΌΘΔΒΆ΄Α΄Ά΋Α΄ΛΑΒΐΕΉΔΌ΍ΑΒΐΑΒΐΉΔΉΔ΄ΕΓΒΏΒΊΉΑΑΒΐΑ΄Α΄ΎΏΉ΍ΎΉΕΒΕΏΗΊΉ΅ΑΒ΍ΌΑΘΒΔΐ΄ΚΌΉ΍Ό΋ΈΉΏΌΣΣΣΌΣΚΌΘΔΟΒ΅Β΋Α΄Λ΄΢Ζ·ΒΈΌΑΉΈΉΏ΢ΓΔΒΌ΋ΆΒΈΕΖΆ΄ΣΚΌΘΔ΄Β΅Β΋Α΄Λ΄ΉΖ·ΒΈΑ΄ΓΔΌΐΉΔΒ΅Β΋Α΄Λ΄ΉΖΛΖΒΌ΋ΈΉΏΌΉΓΔΒΌ΋ΆΉΈΉΑΒΆ·ΒΈΗΣΌΣΚΌΘΔΟΒ΅Β΋Α΄Λ΄΢ΖΑΒΐΉΔΑΉΈΉΏΌΆ·ΒΈΗΓΔΒΌ΋ΆΒΈΕΖΆ΄Α΄ΓΔΌΐΉΔΒ΅Β΋Α΄Λ΄ΉΖ΢ΑΉΈΉΏ΢ЙΑΈΪΔΗΜΪΊ˃ΑΉКΑΈΪΔΗΐΉΔ΋ΪΐΪ+3,QFͰΉΎΉΑΊ΄΍Ο3DJH0LOO5RDG3DOR$OWR&DOLIRUQLD86ЙΑΪΐΑΪϔΊ΄Ε΄ΏΗΐΉΔ΋ΪΐΪΑΖ΄΅ΗϠΜΪΑКΑΪΐΑΪϔόΟ΋ΐΉΖΎКΔΕΉΖΗΊ΄ΓΕΟΔΐ΄ΕΟΑΈ΄τΟΖ΄ϔ΅΄Έ΄ΑΖϢΔ΄ΖΟΑΕΉΔΌΣΏΟόΑКΐΪΔΪΑό΄Δ΄ϔΟ΋ΜΪΜΪΊ˃ΑΉΜΟΕ΄ΑΈ΄ΔКΑΪΐΑΪϔΊ΄Ε΄Ώτ΄ΑΊΟΏΟΐΉΑ΄ΓΖ΄ΕΟΑΎКΔΕΉΖΉΈΪΜΪΕ΄ΑΊΟΏΟΑΎКΔΕΉΖΉΈΪΐΟΕ΄ΏΟΕ΄ΑΟΈΉ·ΉΑΈΪ΅ΪΏΈΪΔΉΈΪΜΪΊ˃ΑΉΜΟΕ΄ΑΈ΄ΔΟ΅ΉΔΪΏ·ΉΑΊΟΏΈΟϔό΄΍΄ΓΖ΄ΕΟΑΈ΄Ί΄Ε΄Ώτ΄ΑΟΑΎКΔΕΉΖΉΈΪΐΟΕ΄ΏΟΕ΄ΑΟΜΪ΄ΓΖ΄ΈΉ·ΉΑΈΪ΅ΪΏΈΪΔΉΈΪͰΉΕΖΑΟΉΓΔΉΈΕΖ΄ΆΌΖΉΏΌʹΒΕΕΌΣͫͤͲ͹Π΢ΏΉΖΖͳ΄ΎΎ΄ΔΈͤͲʹΒΕΕΌ΍ΕΎ΄Σ͸ΉΈΉΔ΄ΚΌΣ·ͰΒΕΎΆ΄ͯΉΑΌΑ·Δ΄ΈΕΎΒΉΜΒΕΕΉͤΕΖΔͶΉΏΉΘΒΑΘ΄ΎΕͮ΄΋΄ΙΕΖ΄Α͸ΌΏΌ΄ΏΎΒΐΓ΄ΑΌΌ΁΍ΛͳΌͧΏΒ΅΄ΏͶΔΡ΍ΈΌΑ·ͥΌͦΌʹΉΕΓΗ΅ΏΌΎ΄ͮ΄΋΄ΙΕΖ΄Α·ͤΏΐ΄ΖΟͥΒΕΖ΄ΑΈΟΎΕΎΌ΍Δ΄΍ΒΑΓΔΒΕΓΉΎΖͤΏΠ͸΄Δ΄΅ΌͶΉΏΉΘΒΑΘ΄ΎΕͪΉΔ·ΪΏΪΎΖΪКΎΪΏΈΪΎΖΉΔΪʹΉΕΉ΍ͫͤͲp͹Π΢ΏΉΖΖͳ΄ΎΎ΄ΔΈ$2qʹΉΕΉ΍͸ΉΈΉΔ΄ΚΌΣΕΟͰЊΕΎΉΗͯΉΑΌΑ·Δ΄ΈΜΒΕΕΉΕΪ$΅ΏΒΎͶΉΏΉΘΒΑΘ΄ΎΕϋ΄΋΄όΕΖ΄Α΁΍ΛͳΌͧΏΒ΅΄ΏͶΔΡ΍ΈΌΑ·ͥΌͦΌΎΒΐΓ΄ΑΌΣΕΟΑΟΑϋ΄΋΄όΕΖ΄ΑΈ΄τΟΘΌΏΌ΄ΏΟϋ΄΋΄όΕΖ΄ΑʹΉΕΓΗ΅ΏΌΎ΄ΕΟͤΏΐ΄ΖΟΎͥΒΕΖ΄ΑΈΟΎ΄ΗΈ΄ΑΟЉΏ͸΄Δ΄΅ΌΈ΄ϔτΟΏΟ(OHFWURPDJQHWLFFRPSDWLELOLW\QRWLFHV $

$ͶΉΏΉΘΒΑΘ΄ΎΕ6RXWK.RUHDQRWLFHV7DLZDQ1&&QRWLFHV:LUHOHVV/$1DGHYLFHV:LUHOHVV/$1GHYLFHV%OXHWRRWKGHYLFHV6KRUWUDQJHGHYLFHV &KDSWHU5HJXODWRU\QRWLFHVIRUGHVNWRSVWKLQFOLHQWVDQGSHUVRQDOZRUNVWDWLRQV$

$ 6DIHW\QRWLFHVIRUQRWHERRNFRPSXWHUV:$51,1* 7RUHGXFHWKHULVNRIVHULRXVLQMXU\UHDGWKH6DIHW\&RPIRUW*XLGH,WGHVFULEHVSURSHUZRUNVWDWLRQVHWXSSRVWXUHDQGKHDOWKDQGZRUNKDELWVIRUFRPSXWHUXVHUVDQGSURYLGHVLPSRUWDQWHOHFWULFDODQGPHFKDQLFDOVDIHW\LQIRUPDWLRQ7KLVJXLGHLVORFDWHGRQWKH:HEDWKWWSZZZKSFRPHUJRDQGRQWKH'RFXPHQWDWLRQ&'WKDWLVLQFOXGHGZLWKWKHSURGXFW+HDWUHODWHGVDIHW\ZDUQLQJQRWLFH:$51,1* 7RUHGXFHWKHSRVVLELOLW\RIKHDWUHODWHGLQMXULHVRURIRYHUKHDWLQJWKHFRPSXWHUGRQRWSODFHWKHFRPSXWHUGLUHFWO\RQ\RXUODSRUREVWUXFWWKHFRPSXWHUDLUYHQWV8VHWKHFRPSXWHURQO\RQDKDUGƮDWVXUIDFH'RQRWDOORZDQRWKHUKDUGVXUIDFHVXFKDVDQDGMRLQLQJRSWLRQDOSULQWHURUDVRIWVXUIDFHVXFKDVSLOORZVRUUXJVRUFORWKLQJWREORFNDLUƮRZ$OVRGRQRWDOORZWKH$&DGDSWHUWRFRQWDFWWKHVNLQRUDVRIWVXUIDFHVXFKDVSLOORZVRUUXJVRUFORWKLQJGXULQJRSHUDWLRQ7KHFRPSXWHUDQGWKH$&DGDSWHUFRPSO\ZLWKWKHXVHUDFFHVVLEOHVXUIDFHWHPSHUDWXUHOLPLWVGHƬQHGE\WKH,QWHUQDWLRQDO6WDQGDUGIRU6DIHW\RI,QIRUPDWLRQ7HFKQRORJ\(TXLSPHQW,(&(13RWHQWLDOVDIHW\FRQGLWLRQVQRWLFH,I\RXQRWLFHDQ\RIWKHIROORZLQJFRQGLWLRQVRULI\RXKDYHRWKHUVDIHW\FRQFHUQVGRQRWXVHWKHFRPSXWHUFUDFNOLQJKLVVLQJRUSRSSLQJVRXQGRUDVWURQJRGRURUVPRNHFRPLQJIURPWKHFRPSXWHU,WLVQRUPDOIRUWKHVHFRQGLWLRQVWRDSSHDUZKHQDQLQWHUQDOHOHFWURQLFFRPSRQHQWIDLOVLQDVDIHDQGFRQWUROOHGPDQQHU+RZHYHUWKHVHFRQGLWLRQVPD\DOVRLQGLFDWHDSRWHQWLDOVDIHW\LVVXH'RQRWDVVXPHLWLVDVDIHIDLOXUH7XUQRƫWKHFRPSXWHUGLVFRQQHFWLWIURPLWVSRZHUVRXUFHDQGFRQWDFWWHFKQLFDOVXSSRUWIRUDVVLVWDQFH8VHUUHSODFHDEOHEDWWHU\QRWLFHV:$51,1* 5LVNRIH[SORVLRQLIEDWWHU\LVUHSODFHGE\DQLQFRUUHFWW\SH'LVSRVHRIXVHGEDWWHULHVDFFRUGLQJWRWKHLQVWUXFWLRQV:$51,1* 7RUHGXFHWKHULVNRIƬUHRUEXUQVGRQRWGLVDVVHPEOHFUXVKRUSXQFWXUHGRQRWVKRUWH[WHUQDOFRQWDFWVGRQRWGLVSRVHRILQƬUHRUZDWHU:$51,1* .HHSWKHEDWWHU\DZD\IURPFKLOGUHQ:$51,1* 7RUHGXFHSRWHQWLDOVDIHW\LVVXHVRQO\WKHEDWWHU\SURYLGHGZLWKWKHFRPSXWHUDUHSODFHPHQWEDWWHU\SURYLGHGE\+3RUDFRPSDWLEOHEDWWHU\SXUFKDVHGDVDQDFFHVVRU\IURP+3VKRXOGEHXVHGZLWKWKHFRPSXWHU+HDGVHWDQGHDUSKRQHYROXPHOHYHOQRWLFH:$51,1* 7RSUHYHQWSRVVLEOHKHDULQJGDPDJHGRQRWOLVWHQDWKLJKYROXPHOHYHOVIRUORQJSHULRGV+HDWUHODWHGVDIHW\ZDUQLQJQRWLFH $

$3RZHUFRUGQRWLFHV:$51,1* 7RUHGXFHWKHULVNRIHOHFWULFVKRFNRUGDPDJHWRWKHHTXLSPHQWƔ3OXJWKHSRZHUFRUGLQWRDQ$&RXWOHWWKDWLVHDVLO\DFFHVVLEOHDWDOOWLPHVƔ'LVFRQQHFWSRZHUIURPWKHFRPSXWHUE\XQSOXJJLQJWKHSRZHUFRUGIURPWKH$&RXWOHWƔ,ISURYLGHGZLWKDSLQDWWDFKPHQWSOXJRQWKHSRZHUFRUGSOXJWKHFRUGLQWRDJURXQGHGHDUWKHGSLQRXWOHW'RQRWGLVDEOHWKHSRZHUFRUGJURXQGLQJSLQIRUH[DPSOHE\DWWDFKLQJDSLQDGDSWHU7KHJURXQGLQJSLQLVDQLPSRUWDQWVDIHW\IHDWXUH:$51,1* 7RUHGXFHSRWHQWLDOVDIHW\LVVXHVRQO\WKH$&DGDSWHUSURYLGHGZLWKWKHFRPSXWHUDUHSODFHPHQW$&DGDSWHUSURYLGHGE\+3RUDQ$&DGDSWHUSXUFKDVHGDVDQDFFHVVRU\IURP+3VKRXOGEHXVHGZLWKWKHFRPSXWHU%UD]LOQRWLFH(VWHHTXLSDPHQWRGHYHVHUFRQHFWDGRREULJDWRULDPHQWHHPWRPDGDGHUHGHGHHQHUJLDHOÄWULFDTXHSRVVXDDWHUUDPHQWRWUÅVSLQRVFRQIRUPHDQRUPDQEUDEQWYLVDQGRDVHJXUDQÂDGRVXVX¼ULRVFRQWUDFKRTXHVHOÄWULFRV&OHDQLQJWKHNH\ERDUG:$51,1* 7RUHGXFHWKHULVNRIHOHFWULFVKRFNRUGDPDJHWRLQWHUQDOFRPSRQHQWVGRQRWXVHDYDFXXPFOHDQHUDWWDFKPHQWWRFOHDQWKHNH\ERDUG$YDFXXPFOHDQHUFDQGHSRVLWKRXVHKROGGHEULVRQWKHNH\ERDUGVXUIDFH&OHDQWKHNH\ERDUGUHJXODUO\WRSUHYHQWNH\VIURPVWLFNLQJDQGWRUHPRYHGXVWOLQWDQGSDUWLFOHVWKDWFDQEHFRPHWUDSSHGEHQHDWKWKHNH\V$FDQRIFRPSUHVVHGDLUZLWKDVWUDZH[WHQVLRQFDQEHXVHGWREORZDLUDURXQGDQGXQGHUWKHNH\VWRORRVHQDQGUHPRYHGHEULV7UDYHOQRWLFH:$51,1* 7RUHGXFHWKHULVNRIHOHFWULFVKRFNƬUHRUGDPDJHWRWKHHTXLSPHQWGRQRWDWWHPSWWRSRZHUWKHFRPSXWHUZLWKDYROWDJHFRQYHUWHUNLWVROGIRUDSSOLDQFHV&KLQDVDIHW\QRWLFHV&KLQD$OWLWXGHQRWLFH$OWLWXGHZDUQLQJIRUSURGXFWVQRWFHUWLƬHGIRUXVHLQ!P,FRQ 'HVFULSWLRQ&KLQD7URSLFDOZDUQLQJQRWLFH7URSLFDOZDUQLQJIRUSURGXFWVQRWFHUWLƬHGIRUXVHLQWURSLFDOUHJLRQV &KDSWHU6DIHW\QRWLFHVIRUQRWHERRNFRPSXWHUV$

$,FRQ 'HVFULSWLRQ1RUZD\DQG6ZHGHQ&DEOHJURXQGLQJQRWLFHIRUSURGXFWVZLWKD79WXQHU&$87,21 7RUHGXFHSRWHQWLDOVDIHW\LVVXHVXVHDJDOYDQLFLVRODWRUZKHQFRQQHFWLQJWRDFDEOHGLVWULEXWLRQV\VWHP౑౑⏝㐣ᗘᜍയᐖどຊὀព஦㡯౑⏝  ศ㚝ㄳఇᜥ  ศ㚝ࠋ㸁௨ୗᗂඤ୙┳⼯ᖥ㸪㸁௨ୖẗኳ┳⼯ᖥ୙せ㉸㐣 ᑠ᫬ࠋ1RUZD\DQG6ZHGHQ&DEOHJURXQGLQJQRWLFHIRUSURGXFWVZLWKD79WXQHU $

$ 6DIHW\QRWLFHVIRUGHVNWRSVWKLQFOLHQWVDQGSHUVRQDOZRUNVWDWLRQV,PSRUWDQWVDIHW\LQIRUPDWLRQ:$51,1* 7RUHGXFHWKHULVNRIVHULRXVLQMXU\UHDGWKH6DIHW\&RPIRUW*XLGH,WGHVFULEHVSURSHUZRUNVWDWLRQVHWXSSRVWXUHDQGKHDOWKDQGZRUNKDELWVIRUFRPSXWHUXVHUVDQGSURYLGHVLPSRUWDQWHOHFWULFDODQGPHFKDQLFDOVDIHW\LQIRUPDWLRQ7KLVJXLGHLVORFDWHGRQWKH:HEDWKWWSZZZKSFRPHUJRDQGRQWKH'RFXPHQWDWLRQ&'WKDWLVLQFOXGHGZLWKWKHSURGXFW7RUHGXFHWKHULVNRIHOHFWULFVKRFNRUGDPDJHWRWKHHTXLSPHQWƔ3OXJWKHSRZHUFRUGLQWRDQ$&RXWOHWWKDWLVHDVLO\DFFHVVLEOHDWDOOWLPHVƔ'LVFRQQHFWSRZHUIURPWKHFRPSXWHUE\XQSOXJJLQJWKHSRZHUFRUGIURPWKH$&RXWOHWƔ,ISURYLGHGZLWKDSLQDWWDFKPHQWSOXJRQWKHSRZHUFRUGSOXJWKHFRUGLQWRDJURXQGHGHDUWKHGSLQRXWOHW'RQRWGLVDEOHWKHSRZHUFRUGJURXQGLQJSLQIRUH[DPSOHE\DWWDFKLQJDSLQDGDSWHU7KHJURXQGLQJSLQLVDQLPSRUWDQWVDIHW\IHDWXUH7KHFRPSXWHUPD\EHKHDY\EHVXUHWRXVHHUJRQRPLFDOO\FRUUHFWOLIWLQJSURFHGXUHVZKHQPRYLQJLW,QVWDOOWKHFRPSXWHUQHDUDQ$&RXWOHW7KH$&SRZHUFRUGLV\RXUFRPSXWHUoVPDLQ$&GLVFRQQHFWLQJGHYLFHDQGPXVWEHHDVLO\DFFHVVLEOHDWDOOWLPHV)RU\RXUVDIHW\WKHSRZHUFRUGSURYLGHGZLWK\RXUFRPSXWHUKDVDJURXQGHGSOXJ$OZD\VXVHWKHSRZHUFRUGZLWKDSURSHUO\JURXQGHGZDOORXWOHWWRDYRLGWKHULVNRIHOHFWULFDOVKRFN7RUHGXFHWKHSRVVLELOLW\RIDQHOHFWULFVKRFNIURPWKHWHOHSKRQHQHWZRUNSOXJ\RXUFRPSXWHULQWRWKH$&RXWOHWEHIRUHFRQQHFWLQJLWWRWKHWHOHSKRQHOLQH$OVRGLVFRQQHFWWKHWHOHSKRQHOLQHEHIRUHXQSOXJJLQJ\RXUFRPSXWHUIURPWKH$&SRZHURXWOHW$OZD\VGLVFRQQHFWWKHPRGHPFRUGIURPWKHWHOHSKRQHV\VWHPEHIRUHLQVWDOOLQJRUUHPRYLQJ\RXUFRPSXWHUFRYHU'RQRWRSHUDWHWKHFRPSXWHUZLWKWKHFRYHUUHPRYHG)RU\RXUVDIHW\DOZD\VXQSOXJWKHFRPSXWHUIURPLWVSRZHUVRXUFHDQGIURPDQ\WHOHFRPPXQLFDWLRQVV\VWHPVVXFKDVWHOHSKRQHOLQHVQHWZRUNVRUPRGHPVEHIRUHSHUIRUPLQJDQ\VHUYLFHSURFHGXUHV)DLOXUHWRGRVRPD\UHVXOWLQSHUVRQDOLQMXU\RUHTXLSPHQWGDPDJH+D]DUGRXVYROWDJHOHYHOVDUHLQVLGHWKHSRZHUVXSSO\DQGPRGHPRIWKLVSURGXFW&$87,21 ,I\RXUFRPSXWHULVSURYLGHGZLWKDYROWDJHVHOHFWVZLWFKIRUXVHLQDRU9SRZHUV\VWHPWKHYROWDJHVHOHFWVZLWFKKDVEHHQSUHVHWWRWKHFRUUHFWYROWDJHVHWWLQJIRUXVHLQWKHSDUWLFXODUFRXQWU\UHJLRQZKHUHLWZDVLQLWLDOO\VROG&KDQJLQJWKHYROWDJHVHOHFWVZLWFKWRWKHLQFRUUHFWSRVLWLRQFDQGDPDJH\RXUFRPSXWHUDQGYRLGDQ\LPSOLHGZDUUDQW\7KLVSURGXFWKDVQRWEHHQHYDOXDWHGIRUFRQQHFWLRQWRDQp,7qSRZHUV\VWHPDQ$&GLVWULEXWLRQV\VWHPZLWKQRGLUHFWFRQQHFWLRQWRHDUWKDFFRUGLQJWR,(&(1,QVWDOODWLRQFRQGLWLRQV6HHLQVWDOODWLRQLQVWUXFWLRQVEHIRUHFRQQHFWLQJWKLVHTXLSPHQWWRWKHLQSXWVXSSO\ &KDSWHU6DIHW\QRWLFHVIRUGHVNWRSVWKLQFOLHQWVDQGSHUVRQDOZRUNVWDWLRQV$

$:$51,1* 7KHHTXLSPHQWPXVWEHSURYLGHGZLWKDSURSHU$&SURWHFWLYHHDUWK3(JURXQGFRQQHFWLRQ(QHUJL]HGDQGPRYLQJSDUWVPD\EHLQVLGHWKHFRPSXWHU'LVFRQQHFWSRZHUWRWKHHTXLSPHQWEHIRUHUHPRYLQJWKHHQFORVXUH5HSODFHDQGVHFXUHWKHHQFORVXUHEHIRUHUHHQHUJL]LQJWKHHTXLSPHQW%DWWHU\UHSODFHPHQWQRWLFH:$51,1* 7KHSURGXFWPD\FRQWDLQDQLQWHUQDOOLWKLXPPDQJDQHVHGLR[LGHYDQDGLXPSHQWR[LGHRUDONDOLQHEDWWHU\RUEDWWHU\SDFN7KHUHLVULVNRIƬUHDQGEXUQVLIWKHEDWWHU\SDFNLVQRWKDQGOHGSURSHUO\7RUHGXFHWKHULVNRISHUVRQDOLQMXU\Ɣ'RQRWDWWHPSWWRUHFKDUJHWKHEDWWHU\Ɣ'RQRWH[SRVHWRWHPSHUDWXUHVKLJKHUWKDQ&)Ɣ'RQRWGLVDVVHPEOHFUXVKSXQFWXUHVKRUWH[WHUQDOFRQWDFWVRUGLVSRVHRILQƬUHRUZDWHUƔ5LVNRIH[SORVLRQLIEDWWHU\LVUHSODFHGE\DQLQFRUUHFWW\SH'LVSRVHRIXVHGEDWWHULHVDFFRUGLQJWRWKHLQVWUXFWLRQVƔ5HSODFHRQO\ZLWKWKH+3VSDUHGHVLJQDWHGIRUWKLVSURGXFW)RULQIRUPDWLRQDERXWUHPRYLQJDEDWWHU\UHIHUWR\RXUFRPSXWHUGRFXPHQWDWLRQ,FRQ 'HVFULSWLRQ%DWWHULHVEDWWHU\SDFNVDQGDFFXPXODWRUVVKRXOGQRWEHGLVSRVHGRIWRJHWKHUZLWKWKHJHQHUDOKRXVHKROGZDVWH,QRUGHUWRIRUZDUGWKHPWRUHF\FOLQJRUSURSHUGLVSRVDOSOHDVHXVHWKHSXEOLFFROOHFWLRQV\VWHPRUUHWXUQWKHPWR+3DQDXWKRUL]HG+3SDUWQHURUWKHLUDJHQWV,FRQ 'HVFULSWLRQ7KH7DLZDQ(3$UHTXLUHVGU\EDWWHU\PDQXIDFWXULQJRULPSRUWLQJƬUPVLQDFFRUGDQFHZLWK$UWLFOHRIWKH:DVWH'LVSRVDO$FWWRLQGLFDWHWKHUHFRYHU\PDUNVRQWKHEDWWHULHVXVHGLQVDOHVJLYHDZD\VRUSURPRWLRQV&RQWDFWDTXDOLƬHG7DLZDQHVHUHF\FOHUIRUSURSHUEDWWHU\GLVSRVDO+HDGVHWDQGHDUSKRQHYROXPHOHYHOQRWLFH:$51,1* 7RSUHYHQWSRVVLEOHKHDULQJGDPDJHGRQRWOLVWHQDWKLJKYROXPHOHYHOVIRUORQJSHULRGV/DVHUVDIHW\)RUSURGXFWVHTXLSSHGZLWKRSWLFDOGULYHVRUƬEHURSWLFWUDQVFHLYHUV7KLVSURGXFWPD\EHSURYLGHGZLWKDQRSWLFDOVWRUDJHGHYLFHLH&'RU'9'GULYHDQGRUƬEHURSWLFWUDQVFHLYHU7KHVHFRQWDLQODVHUVDQGDUHFODVVLƬHGDV&ODVV/DVHU3URGXFWVLQDFFRUGDQFHZLWKWKHVWDQGDUG,(&(1DQGFRPSO\ZLWKLWVUHTXLUHPHQWV(DFKODVHUSURGXFWFRPSOLHVZLWK86)'$5HJXODWLRQVRI&)5DQGRUFRPSOLHVZLWKWKRVHUHJXODWLRQVH[FHSWIRUGHYLDWLRQVSXUVXDQWWR/DVHU1RWLFH1RGDWHG-XQH%DWWHU\UHSODFHPHQWQRWLFH $

$:$51,1* 8VHRIFRQWUROVRUDGMXVWPHQWVRUSHUIRUPDQFHRISURFHGXUHVRWKHUWKDQWKRVHVSHFLƬHGKHUHLQRULQWKHODVHUSURGXFWoVLQVWDOODWLRQJXLGHPD\UHVXOWLQKD]DUGRXVUDGLDWLRQH[SRVXUH7RUHGXFHWKHULVNRIH[SRVXUHWRKD]DUGRXVUDGLDWLRQƔ'RQRWWU\WRRSHQWKHPRGXOHHQFORVXUH7KHUHDUHQRXVHUVHUYLFHDEOHFRPSRQHQWVLQVLGHƔ'RQRWRSHUDWHFRQWUROVPDNHDGMXVWPHQWVRUSHUIRUPSURFHGXUHVWRWKHODVHUGHYLFHRWKHUWKDQWKRVHVSHFLƬHGKHUHLQƔ$OORZRQO\+3$XWKRUL]HG6HUYLFHWHFKQLFLDQVWRUHSDLUWKHXQLW3RZHUVXSSO\DQGSRZHUFRUGVHWUHTXLUHPHQWV3RZHUVXSSO\FODVV,JURXQGLQJUHTXLUHPHQWV)RUSURWHFWLRQIURPIDXOWFXUUHQWVWKHHTXLSPHQWVKDOOEHFRQQHFWHGWRDJURXQGLQJWHUPLQDO3OXJWKHV\VWHPSRZHUFRUGLQWRDQ$&RXWOHWWKDWSURYLGHVDJURXQGFRQQHFWLRQ6XEVWLWXWHFRUGVPD\QRWSURYLGHDGHTXDWHIDXOWSURWHFWLRQ2QO\XVHWKHSRZHUFRUGVXSSOLHGZLWKWKLVSURGXFWRUDQ+3,QFDXWKRUL]HGUHSODFHPHQW%UD]LOQRWLFH(VWHHTXLSDPHQWRGHYHVHUFRQHFWDGRREULJDWRULDPHQWHHPWRPDGDGHUHGHGHHQHUJLDHOÄWULFDTXHSRVVXDDWHUUDPHQWRWUÅVSLQRVFRQIRUPHDQRUPDQEUDEQWYLVDQGRDVHJXUDQÂDGRVXVX¼ULRVFRQWUDFKRTXHVHOÄWULFRV'HQPDUN$SSDUDWHWVVWLNSURSVNDOWLOVOXWWHVHQVWLNNRQWDNWPHGMRUGVRPJLYHUIRUELQGHOVHWLOVWLNSURSSHQVMRUG)LQODQG/DLWHRQOLLWHWW¿Y¿VXRMDNRVNHWWLPLOODYDUXVWHWWXXQSLVWRUDVLDDQ1RUZD\$SSDUDWHWPÀWLONRSOHVMRUGHWVWLNNRQWDNW6ZHGHQ$SSDUDWHQVNDOODQVOXWDVWLOOMRUGDWXWWDJ3RZHUVXSSO\UHTXLUHPHQWV7KHSRZHUVXSSOLHVRQVRPHSURGXFWVKDYHH[WHUQDOSRZHUVZLWFKHV7KHYROWDJHVHOHFWVZLWFKIHDWXUHRQWKHSURGXFWSHUPLWVLWWRRSHUDWHIURPDQ\OLQHYROWDJHEHWZHHQRUYROWV$&3RZHUVXSSOLHVRQWKRVHSURGXFWVWKDWGRQRWKDYHH[WHUQDOSRZHUVZLWFKHVDUHHTXLSSHGZLWKLQWHUQDOFLUFXLWVWKDWVHQVHWKHLQFRPLQJYROWDJHDQGDXWRPDWLFDOO\VZLWFKWRWKHSURSHUYROWDJH)RUVDIHW\UHDVRQVXVHRQO\WKH$&DGDSWHUSURYLGHGZLWKWKHXQLWRUDQDXWKRUL]HGUHSODFHPHQWDGDSWHUIURP+3,QF5HSODFHPHQWSDUWQXPEHUVPD\EHIRXQGDWKWWSZZZKSFRPFJLELQKSVXSSRUWLQGH[SO)RUXVHLQ1RUZD\7KLVSURGXFWLVDOVRGHVLJQHGIRUDQ,7SRZHUV\VWHPZLWKSKDVHWRSKDVHYROWDJH9 &KDSWHU6DIHW\QRWLFHVIRUGHVNWRSVWKLQFOLHQWVDQGSHUVRQDOZRUNVWDWLRQV$

$3RZHUFRUGVHWUHTXLUHPHQWV7KHSRZHUFRUGVHWUHFHLYHGZLWKWKHSURGXFWPHHWVWKHUHTXLUHPHQWVIRUXVHLQWKHFRXQWU\ZKHUHWKHHTXLSPHQWZDVRULJLQDOO\SXUFKDVHG8VHRQO\WKHSRZHUFRUGSURYLGHGZLWKWKHXQLWRUDQDXWKRUL]HGUHSODFHPHQWSRZHUFRUGIURP+3,QFRUDQDSSURYHG+3,QFVRXUFH5HSODFHPHQWSDUWQXPEHUVPD\EHIRXQGDWKWWSZZZKSFRPFJLELQKSVXSSRUWLQGH[SO3RZHUFRUGVHWVIRUXVHLQRWKHUFRXQWULHVPXVWPHHWWKHUHTXLUHPHQWVRIWKHFRXQWU\ZKHUH\RXXVHWKHSURGXFW)RUPRUHLQIRUPDWLRQRQSRZHUFRUGVHWUHTXLUHPHQWVFRQWDFW\RXUDXWKRUL]HG+3GHDOHUUHVHOOHURUVHUYLFHSURYLGHU:$51,1* 'RQRWXVHSRZHUFRUGVIURPRWKHUSURGXFWV0LVPDWFKHGSRZHUFRUGVPD\UHVXOWLQDVKRFNDQGƬUHKD]DUG7KHUHTXLUHPHQWVOLVWHGEHORZDUHDSSOLFDEOHWRDOOFRXQWULHV 7KHSRZHUFRUGPXVWEHDSSURYHGE\DQDFFHSWDEOHDFFUHGLWHGDJHQF\UHVSRQVLEOHIRUHYDOXDWLRQLQWKHFRXQWU\ZKHUHWKHSRZHUFRUGVHWZLOOEHLQVWDOOHG 7KHOHQJWKRIWKHSRZHUFRUGPXVWEHEHWZHHQPIHHWDQGPIHHW)RUDSRZHUFRUGPIHHWRUOHVVWKHGLDPHWHURIWKHZLUHPXVWEHDPLQLPXPRIPPRU$:*,IWKHSRZHUFRUGLVORQJHUWKDQPIHHWWKHGLDPHWHURIWKHZLUHPXVWEHDPLQLPXPRIPPRU$:*7KHSRZHUFRUGVKRXOGEHURXWHGVRWKDWLWLVQRWOLNHO\WREHZDONHGRQRUSLQFKHGE\LWHPVSODFHGXSRQLWRUDJDLQVWLW3DUWLFXODUDWWHQWLRQVKRXOGEHSDLGWRWKHSOXJHOHFWULFDORXWOHWDQGWKHSRLQWZKHUHWKHFRUGH[LWVIURPWKHSURGXFW:$51,1* 'RQRWRSHUDWHWKLVSURGXFWZLWKDGDPDJHGSRZHUFRUGVHW,IWKHSRZHUFRUGVHWLVGDPDJHGLQDQ\PDQQHUUHSODFHLWLPPHGLDWHO\'DPDJHGFRUGVPD\UHVXOWLQXVHUH[SRVXUHWRKD]DUGV-DSDQSRZHUFRUGUHTXLUHPHQWV)RUXVHLQ-DSDQXVHRQO\WKHSRZHUFRUGUHFHLYHGZLWKWKLVSURGXFW&$87,21 'RQRWXVHWKHSRZHUFRUGUHFHLYHGZLWKWKLVSURGXFWRQDQ\RWKHUSURGXFWV3LQFKKD]DUG:$51,1* 2EVHUYHSLQFKKD]DUGDUHDV.HHSƬQJHUVDZD\IURPFORVLQJSDUWV79DQWHQQDFRQQHFWRUVSURWHFWLRQ([WHUQDOWHOHYLVLRQDQWHQQDJURXQGLQJ,IDQRXWVLGHDQWHQQDRUFDEOHV\VWHPLVFRQQHFWHGWRWKHSURGXFWEHVXUHWKHDQWHQQDRUFDEOHV\VWHPLVHOHFWULFDOO\JURXQGHGVRDVWRSURYLGHVRPHSURWHFWLRQDJDLQVWYROWDJHVXUJHVDQGEXLOWXSVWDWLFFKDUJHV$UWLFOHRIWKH1DWLRQDO(OHFWULFDO&RGH$16,1)3$SURYLGHVLQIRUPDWLRQZLWKUHJDUGWRSURSHUHOHFWULFDOJURXQGLQJRIWKHPDVWDQGVXSSRUWLQJVWUXFWXUHJURXQGLQJRIWKHOHDGLQZLUHWRDQDQWHQQDGLVFKDUJHXQLWVL]HRIJURXQGLQJFRQGXFWRUVORFDWLRQRIDQWHQQDGLVFKDUJHXQLWFRQQHFWLRQWRJURXQGLQJHOHFWURGHVDQGUHTXLUHPHQWVIRUWKHJURXQGLQJHOHFWURGH3LQFKKD]DUG $

$/LJKWQLQJSURWHFWLRQ)RUDGGHGSURWHFWLRQRIDQ\SURGXFWGXULQJDOLJKWQLQJVWRUPRUZKHQLWLVOHIWXQDWWHQGHGDQGXQXVHGIRUORQJSHULRGVRIWLPHXQSOXJWKHSURGXFWIURPWKHZDOORXWOHWDQGGLVFRQQHFWWKHDQWHQQDRUFDEOHV\VWHP7KLVZLOOSUHYHQWGDPDJHWRWKHSURGXFWIURPOLJKWQLQJDQGSRZHUOLQHVXUJHV7DEOH$QWHQQD*URXQGLQJ5HIHUHQFH *URXQGLQJ&RPSRQHQW (OHFWULF6HUYLFH(TXLSPHQW 3RZHU6HUYLFH*URXQGLQJ(OHFWURGH6\VWHP1(&$UW3DUW,,, *URXQG&ODPSV *URXQGLQJ&RQGXFWRUV1(&6HFWLRQ $QWHQQD'LVFKDUJH8QLW1(&6HFWLRQ *URXQG&ODPS $QWHQQD/HDGLQ:LUH1RWHWR&$79V\VWHPLQVWDOOHU7KLVUHPLQGHULVSURYLGHGWRFDOOWKH&$79V\VWHPVLQVWDOOHUoVDWWHQWLRQWRVHFWLRQRIWKH1DWLRQDO(OHFWULF&RGHZKLFKSURYLGHVJXLGHOLQHVIRUSURSHUJURXQGLQJDQGLQSDUWLFXODUVSHFLI\WKDWWKH&RD[LDOFDEOHVKLHOGVKDOOEHFRQQHFWHGWRJURXQGLQJV\VWHPRIWKHEXLOGLQJDVFORVHWRWKHSRLQWRIFDEOHHQWU\DVSUDFWLFDO &KDSWHU6DIHW\QRWLFHVIRUGHVNWRSVWKLQFOLHQWVDQGSHUVRQDOZRUNVWDWLRQV$

$&KLQDVDIHW\QRWLFHV&KLQD$OWLWXGHQRWLFH$OWLWXGHZDUQLQJIRUSURGXFWVQRWFHUWLƬHGIRUXVHLQ!P,FRQ 'HVFULSWLRQ&KLQD7URSLFDOZDUQLQJQRWLFH7URSLFDOZDUQLQJIRUSURGXFWVQRWFHUWLƬHGIRUXVHLQWURSLFDOUHJLRQV,FRQ 'HVFULSWLRQ&KLQDVDIHW\QRWLFHV $

$*HUPDQ\DFRXVWLFVQRWLFH6RXQGSUHVVXUHOHYHO/S$LVIDUEHORZG%$RSHUDWRUSRVLWLRQQRUPDORSHUDWLRQDFFRUGLQJWR,623URGXFWQRLVHHPLVVLRQGDWDFDQEHIRXQGLQWKHSURGXFWUHODWHGp,7(&2'HFODUDWLRQVqDW,QWHUQHWDGGUHVVKWWSZZZKSFRPJRWHG6FKDOOGUXFNSHJHO/S$LVWZHLWXQWHUKDOEG%$%HQXW]HUSRVLWLRQQRUPDOHU%HWULHEQDFK,62'LH6FKDOOHPLVVLRQVZHUWHGHU3URGXNWHNÑQQHQLQGHQSURGXNWEH]RJHQHQp,7(&2'HFODUDWLRQVqDXIIROJHQGHU,QWHUQHW$GUHVVHJHIXQGHQZHUGHQKWWSZZZKSFRPJRWHG౑౑⏝㐣ᗘᜍയᐖどຊὀព஦㡯౑⏝  ศ㚝ㄳఇᜥ  ศ㚝ࠋ㸁௨ୗᗂඤ୙┳⼯ᖥ㸪㸁௨ୖẗኳ┳⼯ᖥ୙せ㉸㐣 ᑠ᫬ࠋ &KDSWHU6DIHW\QRWLFHVIRUGHVNWRSVWKLQFOLHQWVDQGSHUVRQDOZRUNVWDWLRQV$

$ (QYLURQPHQWDOQRWLFHVIRUQRWHERRNFRPSXWHUV7KLVFKDSWHUSURYLGHVFRXQWU\DQGUHJLRQVSHFLƬFHQYLURQPHQWDOQRWLFHVDQGFRPSOLDQFHLQIRUPDWLRQ6RPHRIWKHVHQRWLFHVPD\QRWDSSO\WR\RXUSURGXFW(OHFWURQLFKDUGZDUHSDFNDJLQJDQGEDWWHU\UHF\FOLQJ+3HQFRXUDJHVFXVWRPHUVWRUHF\FOHXVHGHOHFWURQLFKDUGZDUH+3RULJLQDOSULQWFDUWULGJHVSDFNDJLQJDQGUHFKDUJHDEOHEDWWHULHV)RUPRUHLQIRUPDWLRQDERXWUHF\FOLQJSURJUDPVJRWRKWWSZZZKSFRPUHF\FOH)RULQIRUPDWLRQDERXWUHF\FOLQJWKHSURGXFWLQ-DSDQUHIHUWRKWWSZZZKSFRPMSKDUGZDUHUHF\FOH'LVSRVDORIZDVWHHTXLSPHQWE\XVHUV7KLVV\PEROPHDQVGRQRWGLVSRVHRI\RXUSURGXFWZLWK\RXURWKHUKRXVHKROGZDVWH,QVWHDG\RXVKRXOGSURWHFWKXPDQKHDOWKDQGWKHHQYLURQPHQWE\KDQGLQJRYHU\RXUZDVWHHTXLSPHQWWRDGHVLJQDWHGFROOHFWLRQSRLQWIRUWKHUHF\FOLQJRIZDVWHHOHFWULFDODQGHOHFWURQLFHTXLSPHQW)RUPRUHLQIRUPDWLRQSOHDVHFRQWDFW\RXUKRXVHKROGZDVWHGLVSRVDOVHUYLFHRUJRWRKWWSZZZKSFRPUHF\FOH%UD]LODONDOLQHEDWWHU\GLVSRVDO,FRQ 'HVFULSWLRQ1¾RGHVFDUWHRSURGXWRHOHWUÏQLFRHPOL[RFRPXP(VWHSURGXWRHOHWURHOHWUÏQLFRHVHXVFRPSRQHQWHVQ¾RGHYHPVHUGHVFDUWDGRVQROL[RFRPXPSRLVHPERUDHVWHMDPHPFRQIRUPLGDGHFRPSDGUÐHVPXQGLDLVGHUHVWULÂ¾RDVXEVW½QFLDVQRFLYDVSRGHPFRQWHUDLQGDTXHHPTXDQWLGDGHVPÈQLPDVVXEVW½QFLDVLPSDFWDQWHVDRPHLRDPELHQWH$RƬQDOGDYLGDÕWLOGHVWHSURGXWRRXVX¼ULRGHYHU¼HQWUHJ¼OR»+3$Q¾RREVHUY½QFLDGHVVDRULHQWDÂ¾RVXMHLWDU¼RLQIUDWRU»VVDQÂÐHVSUHYLVWDVHPOHL$SÎVRXVRDVSLOKDVHRXEDWHULDVGRVSURGXWRV+3GHYHU¾RVHUHQWUHJXHVDRHVWDEHOHFLPHQWRFRPHUFLDORXUHGHGHDVVLVWÅQFLDWÄFQLFDDXWRUL]DGDSHOD+33DUDPDLRUHVLQIRUPDÂÐHVLQFOXVLYHVREUHRVSRQWRVGHUHFHELPHQWRDFHVVHKWWSZZZKSFRPEUUHFLFODU%UD]LOKDUGZDUHUHF\FOLQJLQIRUPDWLRQ,FRQ 'HVFULSWLRQ(VWHSURGXWRHOHWURHOHWUÏQLFRHVHXVFRPSRQHQWHVQ¾RGHYHPVHUGHVFDUWDGRVQROL[RFRPXPSRLVHPERUDHVWHMDPHPFRQIRUPLGDGHFRPSDGUÐHVPXQGLDLVGHUHVWULÂ¾RDVXEVW½QFLDVQRFLYDVSRGHPFRQWHUDLQGDTXHHPTXDQWLGDGHVPÈQLPDVVXEVW½QFLDVLPSDFWDQWHVDRPHLRDPELHQWH$RƬQDOGDYLGDÕWLOGHVWHSURGXWRRXVX¼ULRGHYHU¼HQWUHJ¼OR»+3$Q¾RREVHUY½QFLDGHVVDRULHQWDÂ¾RVXMHLWDU¼RLQIUDWRU»VVDQÂÐHVSUHYLVWDVHPOHL$SÎVRXVRDVSLOKDVHRXEDWHULDVGRVSURGXWRV+3GHYHU¾RVHUHQWUHJXHVDRHVWDEHOHFLPHQWRFRPHUFLDORXUHGHGHDVVLVWÅQFLDWÄFQLFDDXWRUL]DGDSHOD+3(OHFWURQLFKDUGZDUHSDFNDJLQJDQGEDWWHU\UHF\FOLQJ $

$,FRQ 'HVFULSWLRQ1¾RGHVFDUWHRSURGXWRHOHWUÏQLFRHPOL[RFRPXP3DUDPDLRUHVLQIRUPDÂÐHVLQFOXVLYHVREUHRVSRQWRVGHUHFHELPHQWRDFHVVHKWWSZZZKSFRPEUUHFLFODU(1(5*<67$5&HUWLƬFDWLRQVHOHFWPRGHOVRQO\(1(5*<67$5LVD86(QYLURQPHQWDO3URWHFWLRQ$JHQF\YROXQWDU\SURJUDPWKDWKHOSVEXVLQHVVHVDQGLQGLYLGXDOVVDYHPRQH\DQGSURWHFWRXUFOLPDWHWKURXJKVXSHULRUHQHUJ\HƫLFLHQF\3URGXFWVWKDWHDUQWKH(1(5*<67$5SUHYHQWJUHHQKRXVHJDVHPLVVLRQVE\PHHWLQJVWULFWHQHUJ\HƫLFLHQF\FULWHULDRUUHTXLUHPHQWVVHWE\WKH86(QYLURQPHQWDO3URWHFWLRQ$JHQF\$VDQ(1(5*<67$53DUWQHU+3,QFKDVIROORZHGWKH86(3$oVHQKDQFHGSURGXFWFHUWLƬFDWLRQSURFHVVWRHQVXUHWKDWSURGXFWVPDUNHGZLWKWKH(1(5*<67$5ORJRDUH(1(5*<67$5FHUWLƬHGSHUWKHDSSOLFDEOH(1(5*<67$5JXLGHOLQHV7KHIROORZLQJORJRDSSHDUVRQDOO(1(5*<67$5FHUWLƬHGFRPSXWHUV$NH\(1(5*<67$5UHTXLUHPHQWIRUFRPSXWHUSURGXFWVLVSRZHUPDQDJHPHQWIHDWXUHVWKDWVLJQLƬFDQWO\UHGXFHHQHUJ\FRQVXPSWLRQZKHQWKHSURGXFWLVQRWLQXVH3RZHUPDQDJHPHQWDOORZVDFRPSXWHUWRDXWRPDWLFDOO\HQWHUDORZSRZHUpVOHHSqPRGHRURWKHUORZSRZHUPRGHDIWHUDGHƬQHGSHULRGRILQDFWLYLW\7KHSRZHUPDQDJHPHQWIHDWXUHVKDYHEHHQSUHVHWDVIROORZVZKHQWKHFRPSXWHULVRSHUDWLQJRQ$&SRZHU&RPSXWHUW\SH 7LPHWRDFWLYDWHGLVSOD\VOHHSPRGH7LPHWRDFWLYDWHFRPSXWHUVOHHSPRGHPLQXWHV5HVXPLQJIURPVOHHSPRGH1RWHERRNV0RELOH:RUNVWDWLRQV/HVVWKDQRUHTXDOWRPLQXWHVYDULHVE\PRGHO/HVVWKDQRUHTXDOWRPLQXWHVYDULHVE\PRGHO3URGXFWZLOOH[LWVOHHSPRGHZKHQWKHSRZHUVOHHSEXWWRQLVSUHVVHG,I:DNHRQ/DQ:2/LVHQDEOHGWKHV\VWHPFDQUHVXPHIURPVOHHSLQUHVSRQVHWRDQHWZRUNVLJQDO7DEOHWV6ODWHV /HVVWKDQRUHTXDOWRPLQXWH 1RWDSSOLFDEOH 1RWDSSOLFDEOH)RUFRPSXWHUVWKDWVXSSRUWDQDOZD\VRQDOZD\VFRQQHFWHGXVHSURƬOHZKHUHLQWHUQHWDFFHVVLVDYDLODEOHVXFKDVWDEOHWVDQGVODWHVDOWHUQDWLYHORZSRZHUPRGHVVXFKDV6KRUWRU/RQJ,GOHPRGHVDVGHƬQHGLQWKH(1(5*<67$5&RPSXWHU3URJUDP5HTXLUHPHQWVDUHSURYLGHGWKDWFRQVXPHYHU\OLWWOHSRZHU :DWWVDQGZKHQDSSOLFDEOHPD[LPL]HSURGXFWEDWWHU\OLIH7KHVHDOWHUQDWLYHORZSRZHUPRGHVDUHG\QDPLFZLWKWKHGLVSOD\VOHHSPRGHDFWLYDWHGZLWKLQPLQXWHRIXVHULQDFWLYLW\7KHFRPSXWHUH[LWV6OHHSZKHQWKHSRZHU6OHHSEXWWRQLVSUHVVHG:KHQWKH:DNH2Q/$1:2/IHDWXUHLVHQDEOHGWKHFRPSXWHUFDQDOVRH[LW6OHHSLQUHVSRQVHWRDQHWZRUNVLJQDO$GGLWLRQDOLQIRUPDWLRQRQWKHSRWHQWLDOHQHUJ\DQGƬQDQFLDOVDYLQJVRIWKHSRZHUPDQDJHPHQWIHDWXUHFDQEHIRXQGRQWKH(3$(1(5*<67$53RZHU0DQDJHPHQW:HEVLWHDWKWWSZZZHQHUJ\VWDUJRYSRZHUPDQDJHPHQW$GGLWLRQDOLQIRUPDWLRQRQWKH(1(5*<67$5SURJUDPDQGLWVHQYLURQPHQWDOEHQHƬWVDUHDYDLODEOHRQWKH(3$(1(5*<67$5:HEVLWHDWKWWSZZZHQHUJ\VWDUJRY &KDSWHU(QYLURQPHQWDOQRWLFHVIRUQRWHERRNFRPSXWHUV$

$(1(5*<67$5DQGWKH(1(5*<67$5PDUNDUHUHJLVWHUHGWUDGHPDUNVRZQHGE\WKH86(QYLURQPHQWDO3URWHFWLRQ$JHQF\&KHPLFDOVXEVWDQFHV+3LVFRPPLWWHGWRSURYLGLQJRXUFXVWRPHUVZLWKLQIRUPDWLRQDERXWWKHFKHPLFDOVXEVWDQFHVLQRXUSURGXFWVDVQHHGHGWRFRPSO\ZLWKOHJDOUHTXLUHPHQWVVXFKDV5($&+5HJXODWLRQ(&1RRIWKH(XURSHDQ3DUOLDPHQWDQGWKH&RXQFLO$FKHPLFDOLQIRUPDWLRQUHSRUWIRUWKLVSURGXFWFDQEHIRXQGDWKWWSZZZKSFRPJRUHDFK&KLQDHQYLURQPHQWDOQRWLFHV&KLQD3&HQHUJ\ODEHO,QDFFRUGDQFHZLWKp7KH5HJXODWLRQRIWKH,PSOHPHQWDWLRQRQ&KLQD(QHUJ\/DEHOIRU0LFURFRPSXWHUVq&(/WKLVPLFURFRPSXWHUKDVDQ(QHUJ\(ƫLFLHQF\/DEHO7KHHQHUJ\HƫLFLHQF\JUDGH7(&7\SLFDO(QHUJ\&RQVXPSWLRQDQGSURGXFWFDWHJRU\SUHVHQWHGRQWKHODEHODUHGHWHUPLQHGDQGFDOFXODWHGDFFRUGLQJWRWKHVWDQGDUG*% (QHUJ\(ƫLFLHQF\*UDGHV7KHJUDGHLVGHWHUPLQHGE\WKHVWDQGDUGZLWKWKHFDOFXODWLRQRIEDVHFRQVXPSWLRQOHYHOZLWKWKHVXPRIDOOWKHDOORZDQFHVIRUDGGLWLRQDOFRPSRQHQWVVXFKDVPDLQPHPRU\DQGJUDSKLFVFDUG)RUSURGXFWVRIDQ\JUDGHWKH7(&VKRXOGQRWH[FHHGWKHYDOXHVSHFLƬHGLQWKHIROORZLQJWDEOH3URGXFW7\SH 7(&NLORZDWWKRXU  *UDGH *UDGH *UDGH'HVNWRSPLFURFRPSXWHU$,2 &DWHJRU\$ ƞ(ID ƞ(ID ƞ(ID &DWHJRU\% ƞ(ID ƞ(ID ƞ(ID &DWHJRU\& ƞ(ID ƞ(ID ƞ(ID &DWHJRU\' ƞ(ID ƞ(ID ƞ(ID&KHPLFDOVXEVWDQFHV $

$3URGXFW7\SH 7(&NLORZDWWKRXU3RUWDEOH&RPSXWHU &DWHJRU\$ ƞ(ID ƞ(ID ƞ(ID&DWHJRU\% ƞ(ID ƞ(ID ƞ(ID&DWHJRU\& ƞ(ID ƞ(ID ƞ(ID127( ƞ(IDLVWKHVXPRISRZHUIDFWRURISURGXFWDGGLWLRQDOIXQFWLRQV 7\SLFDO(QHUJ\&RQVXPSWLRQ7KHHQHUJ\FRQVXPSWLRQƬJXUHSUHVHQWHGRQWKHODEHOLVWKHGDWDPHDVXUHGZLWKWKHUHSUHVHQWDWLYHFRQƬJXUDWLRQWKDWFRYHUVDOOWKHFRQƬJXUDWLRQVLQWKHUHJLVWUDWLRQXQLWZKLFKLVVHOHFWHGDFFRUGLQJWR&(/7KXVDFWXDOHQHUJ\FRQVXPSWLRQRIWKLVVSHFLƬFPLFURFRPSXWHUPD\QRWEHWKHVDPHDVWKH7(&GDWDSUHVHQWHGLQWKHODEHO 3URGXFW&DWHJRU\7KHSURGXFWFDWHJRU\LVGHWHUPLQHGE\WKHVWDQGDUGDFFRUGLQJWRWKHPLFURFRPSXWHUoVFRQƬJXUDWLRQ7KHFDWHJRUL]DWLRQRISURGXFWVFRPSOLHVZLWKWKHUHJXODWLRQVLQWKHIROORZLQJWDEOH3URGXFW7\SH &RQƬJXUDWLRQ'HVFULSWLRQ 'HVNWRSPLFURFRPSXWHU$,2 3RUWDEOH&RPSXWHU&DWHJRU\$ 7KHGHVNWRSPLFURFRPSXWHUDQG$,2ZKRVHFRQƬJXUDWLRQLVRXWRIWKHVFRSHRI&DWHJRU\%&DQG'7KHSRUWDEOHFRPSXWHUZKRVHFRQƬJXUDWLRQLVRXWRIWKHVFRSHRI&DWHJRU\%DQG&&DWHJRU\% &38SK\VLFDOFRUHQXPEHURIDQGV\VWHPPHPRU\RIQRWOHVVWKDQ*%$'LVFUHWH*38&DWHJRU\& &38SK\VLFDOFRUHQXPEHURIRYHUZLWKDWOHDVWRQHRIWKHIROORZLQJIHDWXUHV 6\VWHPPHPRU\RIQRWOHVVWKDQ*% $'LVFUHWH*387KHSURGXFWWKDWKDVD&38SK\VLFDOFRUHQXPEHURIQRWOHVVWKDQV\VWHPPHPRU\RIQRWOHVVWKDQ*%$'LVFUHWH*38ZLWK)UDPH%XƫHU:LGWKQRWOHVVWKDQELW&DWHJRU\' &38SK\VLFDOFRUHQXPEHURIQRWOHVVWKDQZLWKDWOHDVWRQHRIWKHIROORZLQJIHDWXUHV 6\VWHPPHPRU\RIQRWOHVVWKDQ*% $'LVFUHWH*38ZLWK)UDPH%XƫHU:LGWKQRWOHVVWKDQELW)RUPRUHGHWDLOVRQWKHVSHFLƬFDWLRQSOHDVHUHIHUWRWKHVWDQGDUG*% &KDSWHU(QYLURQPHQWDOQRWLFHVIRUQRWHERRNFRPSXWHUV$

$&KLQD3&HQHUJ\ODEHO $

$&KLQDUHVWULFWLRQRIKD]DUGRXVVXEVWDQFHV5R+67KH7DEOHRI+D]DUGRXV6XEVWDQFHV(OHPHQWVDQGWKHLU&RQWHQW$VUHTXLUHGE\&KLQDoV0DQDJHPHQW0HWKRGVIRU5HVWULFWHG8VHRI+D]DUGRXV6XEVWDQFHVLQ(OHFWULFDODQG(OHFWURQLF3URGXFWV +D]DUGRXV6XEVWDQFHV3DUW1DPH /HDG3E0HUFXU\+J&DGPLXP&G+H[DYDOHQW&KURPLXP&U9,3RO\EURPLQDWHGELSKHQ\OV3%%3RO\EURPLQDWHGGLSKHQ\OHWKHUV3%'(%DWWHU\ ; 2 2 2 2 2&DEOHV ; 2 2 2 2 2&DPHUD ; 2 2 2 2 2&KDVVLV2WKHU ; 2 2 2 2 2)ODVKPHPRU\FDUGUHDGHU ; 2 2 2 2 2)ORSS\GLVNGULYH ; 2 2 2 2 2+DUGGLVNGULYH ; 2 2 2 2 2+HDGSKRQHV ; 2 2 2 2 2,23&$V ; 2 2 2 2 2.H\ERDUG ; 2 2 2 2 2/LTXLGFU\VWDOGLVSOD\/&'SDQHO;2 2 2 2 20HGLD&''9'ƮRSS\ 2 2 2 2 2 20HPRU\ ; 2 2 2 2 20RWKHUERDUGSURFHVVRUKHDWVLQNV;2 2 2 2 20RXVH ; 2 2 2 2 22SWLFDOGLVNGULYH ; 2 2 2 2 22SWLRQDOGRFNLQJGHYLFH ; 2 2 2 2 23RZHUDGDSWHU ; 2 2 2 2 23RZHUVXSSO\ ; 2 2 2 2 25HPRWHFRQWURO ; 2 2 2 2 26PDUWFDUG-DYDvFDUGUHDGHU;2 2 2 2 26SHDNHUVH[WHUQDO ; 2 2 2 2 279WXQHU ; 2 2 2 2 286%ƮDVKPHPRU\GULYH ; 2 2 2 2 2 &KDSWHU(QYLURQPHQWDOQRWLFHVIRUQRWHERRNFRPSXWHUV$

$ +D]DUGRXV6XEVWDQFHV3DUW1DPH /HDG3E0HUFXU\+J&DGPLXP&G+H[DYDOHQW&KURPLXP&U9,3RO\EURPLQDWHGELSKHQ\OV3%%3RO\EURPLQDWHGGLSKHQ\OHWKHUV3%'(86%KXE ; 2 2 2 2 2:HEFDPHUD ; 2 2 2 2 2:LUHOHVVUHFHLYHU ; 2 2 2 2 2:LUHOHVVFDUGV ; 2 2 2 2 27KLVIRUPKDVEHHQSUHSDUHGLQFRPSOLDQFHZLWKWKHSURYLVLRQVRI6-72,QGLFDWHVWKDWWKHFRQWHQWRIVDLGKD]DUGRXVVXEVWDQFHLQDOORIWKHKRPRJHQRXVPDWHULDOVLQWKHFRPSRQHQWLVZLWKLQWKHOLPLWVUHTXLUHGE\*%7;,QGLFDWHVWKDWWKHFRQWHQWRIVDLGKD]DUGRXVVXEVWDQFHH[FHHGVWKHOLPLWVUHTXLUHGE\*%7LQDWOHDVWRQHKRPRJHQRXVPDWHULDOLQWKHFRPSRQHQW$OOSDUWVQDPHGLQWKLVWDEOHZLWKDQp;qDUHLQFRPSOLDQFHZLWKWKH(XURSHDQ8QLRQoV5R+6/HJLVODWLRQ127( 7KHUHIHUHQFHG(QYLURQPHQWDO3URWHFWLRQ8VH3HULRG0DUNLQJZDVGHWHUPLQHGDFFRUGLQJWRQRUPDORSHUDWLQJXVHFRQGLWLRQVRIWKHSURGXFWVXFKDVWHPSHUDWXUHDQGKXPLGLW\ℶℶရ୰᭷ᐖ≀德ᡈඖ⣲ⓗྡ⛠ཬྵ㔞᰿ᤣ୰ᅜࠓ䟄ჾ䟄Ꮚℶရ᭷ᐖ≀德㝈ไ౑⏝⟶⌮┭ἲࠔ᭷ᐖ≀德㒊௳ྡ⛠ 杔3E ợ+J 柘&Gභ௴杻&U9, ከ⁏勣Ɽ3%% ከ⁏஧Ɽ搩3%'(䟄ụ;2 2 2 2 2兎冕 ;2 2 2 2 2㛓ീ⯃;2 2 2 2 2ᮘ⟽඼௚ ;2 2 2 2 2桹Ꮡ床༩ჾ ;2 2 2 2 2懾䥧洀┷ჾ;2 2 2 2 2◳䥧洀┷ჾ;2 2 2 2 2⪥ᮘ ;2 2 2 2 2,23&$ ; 2 2 2 2 2枽䥧 ;2 2 2 2 2ᾮᬗ㣍♧ჾ/&'㠃ᯈ ;2 2 2 2 2௓德㸦&''9'懾䥧㸧22 2 2 2 2ෆᏑ ;2 2 2 2 2୺ᯈࠊ⮓⌮ჾࠊᩓ䍼ჾ;2 2 2 2 2&KLQDUHVWULFWLRQRIKD]DUGRXVVXEVWDQFHV5R+6 $

$᭷᭷ᐖ≀德㒊௳ྡ⛠ 杔3E ợ+J 柘&Gභ௴杻&U9, ከ⁏勣Ɽ3%% ከ⁏஧Ɽ搩3%'(㰡㪖;2 2 2 2 2ග䥧洀┷ჾ;2 2 2 2 2⺈᥋幍⮖折௳;2 2 2 2 2䟄※㏧㓄ჾ ;2 2 2 2 2䟄※;2 2 2 2 2ᢞᙳⅹ;2 2 2 2 2㐶᥍ჾ ;2 2 2 2 2ᬛ⬟༩-DYDv床༩ჾ ;2 2 2 2 2㓻ኌჾ㸦እ⨨㸧 ;2 2 2 2 2䟄展庒废ჾ;2 2 2 2 286%桹Ꮡ洀┷ჾ;2 2 2 2 286%㞟兎ჾ;2 2 2 2 2⨒八㛓ീ⯃;2 2 2 2 2᪢兎᥋ᨲჾ ;2 2 2 2 2᪢兎⨒༩ ;2 2 2 2 2ᮏ⾲᱁౫ᤣ 6-7ⓗ屓ᐃ冥ไࠋ2㸸⾲♧年᭷ᐖ≀德ᅾ年㒊௳ᡤ᭷ᆒ德ᮦᩱ୰ⓗྵ㔞ᆒᅾ *%7屓ᐃⓗ㝈㔞せồ௨ୗࠋ;㸸⾲♧年᭷ᐖ≀德⮳ᑡᅾ年㒊௳ⓗ᯾୍ᆒ德ᮦᩱ୰ⓗྵ㔞㉸ฟ *%7屓ᐃⓗ㝈㔞せồࠋṈ⾲୰ᡤ᭷ྡ⛠୰ྵp;qⓗ㒊௳ᆒ➢ྜḢ┕5R+6❧ἲࠋὀ㸸䘾ಖ౑⏝ᮇ㝈ⓗཧ⪃㪖幕ྲྀ෩னℶရṇᖖᕤసⓗ ᗘ࿴‵ᗘ➼᮲௳,QGLDUHVWULFWLRQRIKD]DUGRXVVXEVWDQFHV5R+67KLVSURGXFWFRPSOLHVZLWKWKHp,QGLD(ZDVWH0DQDJHPHQWDQG+DQGOLQJ5XOHqDQGSURKLELWVXVHRIOHDGPHUFXU\KH[DYDOHQWFKURPLXPSRO\EURPLQDWHGELSKHQ\OVRUSRO\EURPLQDWHGGLSKHQ\OHWKHUVLQFRQFHQWUDWLRQVH[FHHGLQJZHLJKWDQGZHLJKWIRUFDGPLXPH[FHSWIRUWKHH[HPSWLRQVVHWLQ6FKHGXOHRIWKH5XOH,QIRUPDWLRQIRU(XURSHDQ8QLRQ&RPPLVVLRQ5HJXODWLRQ7RORFDWHSURGXFWSRZHUFRQVXPSWLRQGDWDLQFOXGLQJZKHQWKHSURGXFWLVLQQHWZRUNHGVWDQGE\ZLWKDOOZLUHGQHWZRUNSRUWVFRQQHFWHGDQGZLUHOHVVGHYLFHVFRQQHFWHGUHIHUWRVHFWLRQ3p$GGLWLRQDOLQIRUPDWLRQqRIWKHSURGXFW,7(&2'HFODUDWLRQDWKWWSZZZKSFRPKSLQIRJOREDOFLWL]HQVKLSHQYLURQPHQWSURGXFWGDWDLWHFRGHVNWRSSFKWPO:KHUHDSSOLFDEOHDFWLYDWHDQGGHDFWLYDWHDZLUHOHVVQHWZRUNXVLQJWKHLQVWUXFWLRQVLQFOXGHGLQWKHSURGXFWXVHUJXLGHRUWKHRSHUDWLQJV\VWHP,QIRUPDWLRQLVDOVRDYDLODEOHDWKWWSZZZKSFRPVXSSRUW &KDSWHU(QYLURQPHQWDOQRWLFHVIRUQRWHERRNFRPSXWHUV$

$,7(&2GHFODUDWLRQV)RUQRWHERRN3&VJRWRKWWSZZZKSFRPKSLQIRJOREDOFLWL]HQVKLSHQYLURQPHQWSURGXFWGDWDLWHFRQRWHERRNRKWPO-DSDQUHVWULFWLRQRIKD]DUGRXVVXEVWDQFHV5R+6$-DSDQHVHUHJXODWRU\UHTXLUHPHQWGHƬQHGE\VSHFLƬFDWLRQ-,6&PDQGDWHVWKDWPDQXIDFWXUHUVSURYLGH0DWHULDO&RQWHQW'HFODUDWLRQVIRUFHUWDLQFDWHJRULHVRIHOHFWURQLFSURGXFWVRƫHUHGIRUVDOHDIWHU-XO\7RYLHZWKH-,6&PDWHULDOGHFODUDWLRQIRUWKLVSURGXFWYLVLWKWWSZZZKSFRPJRMLVF0H[LFR6XVWDLQDEOH(QHUJ\8VH/DZ7KLVSURGXFWKDVEHHQODEHOHGLQFRPSOLDQFHZLWKWKH0H[LFR6XVWDLQDEOH(QHUJ\8VH/DZUHTXLULQJGLVFORVXUHRISRZHUFRQVXPSWLRQLQWKHQRUPDOXVHLGOHPRGHDQGVWDQGE\PRGHV<RXUSURGXFWLVRQHRIPDQ\FRQƬJXUDWLRQVLQWKLVPRGHOIDPLO\WKHLGOHPRGHSRZHUFRQVXPSWLRQRI\RXUVSHFLƬFFRQƬJXUDWLRQPD\YDU\IURPWKHLQIRUPDWLRQRQWKHODEHO$FWXDOSRZHUFRQVXPSWLRQRI\RXUSURGXFWPD\EHKLJKHURUORZHUWKDQWKHYDOXHUHSRUWHGRQWKH0H[LFRSURGXFWHQHUJ\ODEHOGXHWRIDFWRUVVXFKDVFRQƬJXUDWLRQFRPSRQHQWVDQGPRGXOHVFKRVHQDQGXVDJHWDVNVEHLQJSHUIRUPHGVRIWZDUHLQVWDOOHGDQGUXQQLQJHWF7XUNH\(((UHJXODWLRQ8NUDLQHUHVWULFWLRQRIKD]DUGRXVVXEVWDQFHV5R+67KHHTXLSPHQWFRPSOLHVZLWKUHTXLUHPHQWVRIWKH7HFKQLFDO5HJXODWLRQDSSURYHGE\WKH5HVROXWLRQRI&DELQHWRI0LQLVWU\RI8NUDLQHDVRI'HFHPEHUЫLQWHUPVRIUHVWULFWLRQVIRUWKHXVHRIFHUWDLQGDQJHURXVVXEVWDQFHVLQHOHFWULFDODQGHOHFWURQLFHTXLSPHQW3HUFKORUDWHPDWHULDOtVSHFLDOKDQGOLQJPD\DSSO\6HHKWWSZZZGWVFFDJRYKD]DUGRXVZDVWHSHUFKORUDWH7KLVSURGXFWoVUHDOWLPHFORFNEDWWHU\RUFRLQFHOOEDWWHU\PD\FRQWDLQSHUFKORUDWHDQGPD\UHTXLUHVSHFLDOKDQGOLQJZKHQUHF\FOHGRUGLVSRVHGRILQ&DOLIRUQLD,7(&2GHFODUDWLRQV $

$ (QYLURQPHQWDOQRWLFHVIRUGHVNWRSVWKLQFOLHQWVDQGSHUVRQDOZRUNVWDWLRQV7KLVFKDSWHUSURYLGHVFRXQWU\DQGUHJLRQVSHFLƬFHQYLURQPHQWDOQRWLFHVDQGFRPSOLDQFHLQIRUPDWLRQ6RPHRIWKHVHQRWLFHVPD\QRWDSSO\WR\RXUSURGXFW(OHFWURQLFKDUGZDUHSDFNDJLQJDQGEDWWHU\UHF\FOLQJ+3HQFRXUDJHVFXVWRPHUVWRUHF\FOHXVHGHOHFWURQLFKDUGZDUH+3RULJLQDOSULQWFDUWULGJHVSDFNDJLQJDQGUHFKDUJHDEOHEDWWHULHV)RUPRUHLQIRUPDWLRQDERXWUHF\FOLQJSURJUDPVJRWRKWWSZZZKSFRPUHF\FOH)RULQIRUPDWLRQDERXWUHF\FOLQJWKHSURGXFWLQ-DSDQUHIHUWRKWWSZZZKSFRPMSKDUGZDUHUHF\FOH'LVSRVDORIZDVWHHTXLSPHQWE\XVHUV,FRQ 'HVFULSWLRQ7KLVV\PEROPHDQVGRQRWGLVSRVHRI\RXUSURGXFWZLWK\RXURWKHUKRXVHKROGZDVWH,QVWHDG\RXVKRXOGSURWHFWKXPDQKHDOWKDQGWKHHQYLURQPHQWE\KDQGLQJRYHU\RXUZDVWHHTXLSPHQWWRDGHVLJQDWHGFROOHFWLRQSRLQWIRUWKHUHF\FOLQJRIZDVWHHOHFWULFDODQGHOHFWURQLFHTXLSPHQW)RUPRUHLQIRUPDWLRQSOHDVHFRQWDFW\RXUKRXVHKROGZDVWHGLVSRVDOVHUYLFHRUJRWRKWWSZZZKSFRPUHF\FOH%UD]LODONDOLQHEDWWHU\GLVSRVDO,FRQ 'HVFULSWLRQ1¾RGHVFDUWHRSURGXWRHOHWUÏQLFRHPOL[RFRPXP(VWHSURGXWRHOHWURHOHWUÏQLFRHVHXVFRPSRQHQWHVQ¾RGHYHPVHUGHVFDUWDGRVQROL[RFRPXPSRLVHPERUDHVWHMDPHPFRQIRUPLGDGHFRPSDGUÐHVPXQGLDLVGHUHVWULÂ¾RDVXEVW½QFLDVQRFLYDVSRGHPFRQWHUDLQGDTXHHPTXDQWLGDGHVPÈQLPDVVXEVW½QFLDVLPSDFWDQWHVDRPHLRDPELHQWH$RƬQDOGDYLGDÕWLOGHVWHSURGXWRRXVX¼ULRGHYHU¼HQWUHJ¼OR»+3$Q¾RREVHUY½QFLDGHVVDRULHQWDÂ¾RVXMHLWDU¼RLQIUDWRU»VVDQÂÐHVSUHYLVWDVHPOHL$SÎVRXVRDVSLOKDVHRXEDWHULDVGRVSURGXWRV+3GHYHU¾RVHUHQWUHJXHVDRHVWDEHOHFLPHQWRFRPHUFLDORXUHGHGHDVVLVWÅQFLDWÄFQLFDDXWRUL]DGDSHOD+33DUDPDLRUHVLQIRUPDÂÐHVLQFOXVLYHVREUHRVSRQWRVGHUHFHELPHQWRDFHVVHKWWSZZZKSFRPEUUHFLFODU%UD]LOKDUGZDUHUHF\FOLQJLQIRUPDWLRQ,FRQ 'HVFULSWLRQ(VWHSURGXWRHOHWURHOHWUÏQLFRHVHXVFRPSRQHQWHVQ¾RGHYHPVHUGHVFDUWDGRVQROL[RFRPXPSRLVHPERUDHVWHMDPHPFRQIRUPLGDGHFRPSDGUÐHVPXQGLDLVGHUHVWULÂ¾RDVXEVW½QFLDVQRFLYDVSRGHPFRQWHUDLQGDTXHHPTXDQWLGDGHVPÈQLPDVVXEVW½QFLDVLPSDFWDQWHVDRPHLRDPELHQWH$RƬQDOGDYLGDÕWLOGHVWHSURGXWRRXVX¼ULRGHYHU¼HQWUHJ¼OR»+3$Q¾RREVHUY½QFLDGHVVDRULHQWDÂ¾RVXMHLWDU¼RLQIUDWRU»VVDQÂÐHVSUHYLVWDVHPOHL$SÎVRXVRDVSLOKDVHRXEDWHULDVGRVSURGXWRV+3GHYHU¾RVHUHQWUHJXHVDRHVWDEHOHFLPHQWRFRPHUFLDORXUHGHGHDVVLVWÅQFLDWÄFQLFDDXWRUL]DGDSHOD+33DUDPDLRUHVLQIRUPDÂÐHVLQFOXVLYHVREUHRVSRQWRVGHUHFHELPHQWRDFHVVHKWWSZZZKSFRPEUUHFLFODU &KDSWHU(QYLURQPHQWDOQRWLFHVIRUGHVNWRSVWKLQFOLHQWVDQGSHUVRQDOZRUNVWDWLRQV$

$,FRQ 'HVFULSWLRQ1¾RGHVFDUWHRSURGXWRHOHWUÏQLFRHPOL[RFRPXP(1(5*<67$5&HUWLƬFDWLRQVHOHFWPRGHOVRQO\(1(5*<67$5LVD86(QYLURQPHQWDO3URWHFWLRQ$JHQF\YROXQWDU\SURJUDPWKDWKHOSVEXVLQHVVHVDQGLQGLYLGXDOVVDYHPRQH\DQGSURWHFWRXUFOLPDWHWKURXJKVXSHULRUHQHUJ\HƫLFLHQF\3URGXFWVWKDWHDUQWKH(1(5*<67$5SUHYHQWJUHHQKRXVHJDVHPLVVLRQVE\PHHWLQJVWULFWHQHUJ\HƫLFLHQF\FULWHULDRUUHTXLUHPHQWVVHWE\WKH86(QYLURQPHQWDO3URWHFWLRQ$JHQF\$VDQ(1(5*<67$53DUWQHU+3,QFKDVIROORZHGWKH86(3$oVHQKDQFHGSURGXFWFHUWLƬFDWLRQSURFHVVWRHQVXUHWKDWSURGXFWVPDUNHGZLWKWKH(1(5*<67$5ORJRDUH(1(5*<67$5FHUWLƬHGSHUWKHDSSOLFDEOH(1(5*<67$5JXLGHOLQHV7KHIROORZLQJORJRDSSHDUVRQDOO(1(5*<67$5FHUWLƬHGFRPSXWHUV$NH\(1(5*<67$5UHTXLUHPHQWIRUFRPSXWHUSURGXFWVLVSRZHUPDQDJHPHQWIHDWXUHVWKDWVLJQLƬFDQWO\UHGXFHHQHUJ\FRQVXPSWLRQZKHQWKHSURGXFWLVQRWLQXVH3RZHUPDQDJHPHQWDOORZVDFRPSXWHUWRDXWRPDWLFDOO\HQWHUDORZSRZHUpVOHHSqPRGHRURWKHUORZSRZHUPRGHDIWHUDGHƬQHGSHULRGRILQDFWLYLW\7KHSRZHUPDQDJHPHQWIHDWXUHVKDYHEHHQSUHVHWDVIROORZVZKHQWKHFRPSXWHULVRSHUDWLQJRQ$&SRZHU&RPSXWHUW\SH 7LPHWRDFWLYDWHGLVSOD\VOHHSPRGH7LPHWRDFWLYDWHFRPSXWHUVOHHSPRGHPLQXWHV5HVXPLQJIURPVOHHSPRGH'HVNWRSV,QWHJUDWHG'HVNWRSV:RUNVWDWLRQV/HVVWKDQRUHTXDOWRPLQXWHVYDULHVE\PRGHO/HVVWKDQRUHTXDOWRPLQXWHVYDULHVE\PRGHO3URGXFWZLOOH[LWVOHHSPRGHZKHQXVHULQWHUDFWVZLWKDQ\LQSXWGHYLFHLQFOXGLQJWKHPRXVHRUNH\ERDUG,I:DNHRQ/DQ:2/LVHQDEOHGWKHV\VWHPFDQUHVXPHIURPVOHHSLQUHVSRQVHWRDQHWZRUNVLJQDO7KLQFOLHQWV /HVVWKDQRUHTXDOWRPLQXWHVYDULHVE\PRGHO/HVVWKDQRUHTXDOWRPLQXWHVZKHQVOHHSPRGHLVVXSSRUWHGE\WKHRSHUDWLQJV\VWHPYDULHVE\PRGHO:KHQVOHHSPRGHLVVXSSRUWHGE\RSHUDWLQJV\VWHPSURGXFWZLOOH[LWVOHHSPRGHZKHQXVHULQWHUDFWVZLWKDQ\LQSXWGHYLFHLQFOXGLQJWKHPRXVHRUNH\ERDUG,I:DNHRQ/DQ:2/LVHQDEOHGWKHV\VWHPFDQUHVXPHIURPVOHHSLQUHVSRQVHWRDQHWZRUNVLJQDO7KHFRPSXWHUH[LWV6OHHSZKHQWKHSRZHU6OHHSEXWWRQLVSUHVVHG:KHQWKH:DNH2Q/$1:2/IHDWXUHLVHQDEOHGWKHFRPSXWHUFDQDOVRH[LW6OHHSLQUHVSRQVHWRDQHWZRUNVLJQDO$GGLWLRQDOLQIRUPDWLRQRQWKHSRWHQWLDOHQHUJ\DQGƬQDQFLDOVDYLQJVRIWKHSRZHUPDQDJHPHQWIHDWXUHFDQEHIRXQGRQWKH(3$(1(5*<67$53RZHU0DQDJHPHQW:HEVLWHDWKWWSZZZHQHUJ\VWDUJRYSRZHUPDQDJHPHQW(1(5*<67$5&HUWLƬFDWLRQVHOHFWPRGHOVRQO\ $

$$GGLWLRQDOLQIRUPDWLRQRQWKH(1(5*<67$5SURJUDPDQGLWVHQYLURQPHQWDOEHQHƬWVDUHDYDLODEOHRQWKH(3$(1(5*<67$5:HEVLWHDWKWWSZZZHQHUJ\VWDUJRY(1(5*<67$5DQGWKH(1(5*<67$5PDUNDUHUHJLVWHUHGWUDGHPDUNVRZQHGE\WKH86(QYLURQPHQWDO3URWHFWLRQ$JHQF\&KHPLFDOVXEVWDQFHV+3LVFRPPLWWHGWRSURYLGLQJRXUFXVWRPHUVZLWKLQIRUPDWLRQDERXWWKHFKHPLFDOVXEVWDQFHVLQRXUSURGXFWVDVQHHGHGWRFRPSO\ZLWKOHJDOUHTXLUHPHQWVVXFKDV5($&+5HJXODWLRQ(&1RRIWKH(XURSHDQ3DUOLDPHQWDQGWKH&RXQFLO$FKHPLFDOLQIRUPDWLRQUHSRUWIRUWKLVSURGXFWFDQEHIRXQGDWKWWSZZZKSFRPJRUHDFK0HUFXU\VWDWHPHQW7KLVVWDWHPHQWDSSOLHVWR$OOLQ2QHFRPSXWHUVZLWKEXLOWLQGLVSOD\SDQHOVWKDWGRQRWXVH/('EDFNOLJKWLQJ7KLV+3SURGXFWPD\FRQWDLQWKHIROORZLQJPDWHULDOWKDWPLJKWUHTXLUHVSHFLDOKDQGOLQJDWHQGRIOLIHƔ0HUFXU\LQWKHƮXRUHVFHQWODPSLQWKHGLVSOD\/&''LVSRVDORIPHUFXU\FDQEHUHJXODWHGEHFDXVHRIHQYLURQPHQWDOFRQVLGHUDWLRQV)RUGLVSRVDORUUHF\FOLQJLQIRUPDWLRQSOHDVHFRQWDFW\RXUORFDODXWKRULWLHVRUWKH(OHFWURQLF,QGXVWULHV$OOLDQFH(,$KWWSZZZHLDHRUJ3HUFKORUDWHPDWHULDOsVSHFLDOKDQGOLQJPD\DSSO\7KHFRPSXWHUoVUHDOWLPHFORFNEDWWHU\PD\FRQWDLQSHUFKORUDWHDQGPD\UHTXLUHVSHFLDOKDQGOLQJZKHQUHF\FOHGRUGLVSRVHGRILQ&DOLIRUQLD6HHKWWSZZZGWVFFDJRYKD]DUGRXVZDVWHSHUFKORUDWH&KLQDHQYLURQPHQWDOQRWLFHV &KDSWHU(QYLURQPHQWDOQRWLFHVIRUGHVNWRSVWKLQFOLHQWVDQGSHUVRQDOZRUNVWDWLRQV$

$&KLQD3&HQHUJ\ODEHO,QDFFRUGDQFHZLWKp7KH5HJXODWLRQRIWKH,PSOHPHQWDWLRQRQ&KLQD(QHUJ\/DEHOIRU0LFURFRPSXWHUVq&(/WKLVPLFURFRPSXWHUKDVDQ(QHUJ\(ƫLFLHQF\/DEHO7KHHQHUJ\HƫLFLHQF\JUDGH7(&7\SLFDO(QHUJ\&RQVXPSWLRQDQGSURGXFWFDWHJRU\SUHVHQWHGRQWKHODEHODUHGHWHUPLQHGDQGFDOFXODWHGDFFRUGLQJWRWKHVWDQGDUG*% (QHUJ\(ƫLFLHQF\*UDGHV7KHJUDGHLVGHWHUPLQHGE\WKHVWDQGDUGZLWKWKHFDOFXODWLRQRIEDVHFRQVXPSWLRQOHYHOZLWKWKHVXPRIDOOWKHDOORZDQFHVIRUDGGLWLRQDOFRPSRQHQWVVXFKDVPDLQPHPRU\DQGJUDSKLFVFDUG)RUSURGXFWVRIDQ\JUDGHWKH7(&VKRXOGQRWH[FHHGWKHYDOXHVSHFLƬHGLQWKHIROORZLQJWDEOH3URGXFW7\SH 7(&NLORZDWWKRXU  *UDGH *UDGH *UDGH'HVNWRSPLFURFRPSXWHU$,2 &DWHJRU\$ ƞ(ID ƞ(ID ƞ(ID &DWHJRU\% ƞ(ID ƞ(ID ƞ(ID &DWHJRU\& ƞ(ID ƞ(ID ƞ(ID &DWHJRU\' ƞ(ID ƞ(ID ƞ(ID3RUWDEOH&RPSXWHU &DWHJRU\$ ƞ(ID ƞ(ID ƞ(ID&DWHJRU\% ƞ(ID ƞ(ID ƞ(ID&DWHJRU\& ƞ(ID ƞ(ID ƞ(ID127( ƞ(IDLVWKHVXPRISRZHUIDFWRURISURGXFWDGGLWLRQDOIXQFWLRQV 7\SLFDO(QHUJ\&RQVXPSWLRQ7KHHQHUJ\FRQVXPSWLRQƬJXUHSUHVHQWHGRQWKHODEHOLVWKHGDWDPHDVXUHGZLWKWKHUHSUHVHQWDWLYHFRQƬJXUDWLRQWKDWFRYHUVDOOWKHFRQƬJXUDWLRQVLQWKHUHJLVWUDWLRQXQLWZKLFKLVVHOHFWHGDFFRUGLQJWR&(/7KXVDFWXDOHQHUJ\FRQVXPSWLRQRIWKLVVSHFLƬFPLFURFRPSXWHUPD\QRWEHWKHVDPHDVWKH7(&GDWDSUHVHQWHGLQWKHODEHO 3URGXFW&DWHJRU\7KHSURGXFWFDWHJRU\LVGHWHUPLQHGE\WKHVWDQGDUGDFFRUGLQJWRWKHPLFURFRPSXWHUoVFRQƬJXUDWLRQ7KHFDWHJRUL]DWLRQRISURGXFWVFRPSOLHVZLWKWKHUHJXODWLRQVLQWKHIROORZLQJWDEOH3URGXFW7\SH &RQƬJXUDWLRQ'HVFULSWLRQ 'HVNWRSPLFURFRPSXWHU$,2 3RUWDEOH&RPSXWHU&DWHJRU\$ 7KHGHVNWRSPLFURFRPSXWHUDQG$,2ZKRVHFRQƬJXUDWLRQLVRXWRIWKHVFRSHRI&DWHJRU\%&DQG'7KHSRUWDEOHFRPSXWHUZKRVHFRQƬJXUDWLRQLVRXWRIWKHVFRSHRI&DWHJRU\%DQG&&DWHJRU\% &38SK\VLFDOFRUHQXPEHURIDQGV\VWHPPHPRU\RIQRWOHVVWKDQ*%$'LVFUHWH*38&DWHJRU\& &38SK\VLFDOFRUHQXPEHURIRYHUZLWKDWOHDVWRQHRIWKHIROORZLQJIHDWXUHV 6\VWHPPHPRU\RIQRWOHVVWKDQ*%7KHSURGXFWWKDWKDVD&38SK\VLFDOFRUHQXPEHURIQRWOHVVWKDQV\VWHPPHPRU\RIQRWOHVVWKDQ*%$'LVFUHWH*38ZLWK)UDPH%XƫHU:LGWKQRWOHVVWKDQELW&KLQD3&HQHUJ\ODEHO $

$3URGXFW7\SH &RQƬJXUDWLRQ'HVFULSWLRQ $'LVFUHWH*38&DWHJRU\' &38SK\VLFDOFRUHQXPEHURIQRWOHVVWKDQZLWKDWOHDVWRQHRIWKHIROORZLQJIHDWXUHV 6\VWHPPHPRU\RIQRWOHVVWKDQ*% $'LVFUHWH*38ZLWK)UDPH%XƫHU:LGWKQRWOHVVWKDQELW)RUPRUHGHWDLOVRQWKHVSHFLƬFDWLRQSOHDVHUHIHUWRWKHVWDQGDUG*% &KDSWHU(QYLURQPHQWDOQRWLFHVIRUGHVNWRSVWKLQFOLHQWVDQGSHUVRQDOZRUNVWDWLRQV$

$&KLQD3&HQHUJ\ODEHO $

$&KLQDUHVWULFWLRQRIKD]DUGVXEVWDQFHV52+67KH7DEOHRI+D]DUGRXV6XEVWDQFHV(OHPHQWVDQGWKHLU&RQWHQW$VUHTXLUHGE\&KLQDoV0DQDJHPHQW0HWKRGVIRU5HVWULFWHG8VHRI+D]DUGRXV6XEVWDQFHVLQ(OHFWULFDODQG(OHFWURQLF3URGXFWV +D]DUGRXV6XEVWDQFHV3DUW1DPH /HDG3E0HUFXU\+J&DGPLXP&G+H[DYDOHQW&KURPLXP&U9,3RO\EURPLQDWHGELSKHQ\OV3%%3RO\EURPLQDWHGGLSKHQ\OHWKHUV3%'(%DWWHU\ ; 2 2 2 2 2&DEOHV ; 2 2 2 2 2&DPHUD ; 2 2 2 2 2&KDVVLV2WKHU ; 2 2 2 2 2)ODVKPHPRU\FDUGUHDGHU ; 2 2 2 2 2)ORSS\GLVNGULYH ; 2 2 2 2 2+DUGGLVNGULYH ; 2 2 2 2 2+HDGSKRQHV ; 2 2 2 2 2,23&$V ; 2 2 2 2 2.H\ERDUG ; 2 2 2 2 2/LTXLGFU\VWDOGLVSOD\/&'SDQHO;2 2 2 2 20HGLD&''9'ƮRSS\ 2 2 2 2 2 20HPRU\ ; 2 2 2 2 20RWKHUERDUGSURFHVVRUKHDWVLQNV;2 2 2 2 20RXVH ; 2 2 2 2 22SWLFDOGLVNGULYH ; 2 2 2 2 22SWLRQDOGRFNLQJGHYLFH ; 2 2 2 2 23RZHUDGDSWHU ; 2 2 2 2 23RZHUVXSSO\ ; 2 2 2 2 23URMHFWRU ; 2 2 2 2 25HPRWHFRQWURO ; 2 2 2 2 26PDUWFDUG-DYDvFDUGUHDGHU;2 2 2 2 26SHDNHUVH[WHUQDO ; 2 2 2 2 26W\OXV ; 2 2 2 2 2 &KDSWHU(QYLURQPHQWDOQRWLFHVIRUGHVNWRSVWKLQFOLHQWVDQGSHUVRQDOZRUNVWDWLRQV$

$ +D]DUGRXV6XEVWDQFHV3DUW1DPH /HDG3E0HUFXU\+J&DGPLXP&G+H[DYDOHQW&KURPLXP&U9,3RO\EURPLQDWHGELSKHQ\OV3%%3RO\EURPLQDWHGGLSKHQ\OHWKHUV3%'(7RXFKPDW ; 2 2 2 2 279WXQHU ; 2 2 2 2 286%ƮDVKPHPRU\GULYH ; 2 2 2 2 286%KXE ; 2 2 2 2 2:HEFDPHUD ; 2 2 2 2 2:LUHOHVVUHFHLYHU ; 2 2 2 2 2:LUHOHVVFDUGV ; 2 2 2 2 2'&DSWXUH6WDJH7XUQWDEOH;2 2 2 2 27KLVIRUPKDVEHHQSUHSDUHGLQFRPSOLDQFHZLWKWKHSURYLVLRQVRI6-72,QGLFDWHVWKDWWKHFRQWHQWRIVDLGKD]DUGRXVVXEVWDQFHLQDOORIWKHKRPRJHQRXVPDWHULDOVLQWKHFRPSRQHQWLVZLWKLQWKHOLPLWVUHTXLUHGE\*%7;,QGLFDWHVWKDWWKHFRQWHQWRIVDLGKD]DUGRXVVXEVWDQFHH[FHHGVWKHOLPLWVUHTXLUHGE\*%7LQDWOHDVWRQHKRPRJHQRXVPDWHULDOLQWKHFRPSRQHQW$OOSDUWVQDPHGLQWKLVWDEOHZLWKDQp;qDUHLQFRPSOLDQFHZLWKWKH(XURSHDQ8QLRQoV5R+6/HJLVODWLRQ127( 7KHUHIHUHQFHG(QYLURQPHQWDO3URWHFWLRQ8VH3HULRG0DUNLQJZDVGHWHUPLQHGDFFRUGLQJWRQRUPDORSHUDWLQJXVHFRQGLWLRQVRIWKHSURGXFWVXFKDVWHPSHUDWXUHDQGKXPLGLW\ℶℶရ୰᭷ᐖ≀德ᡈඖ⣲ⓗྡ⛠ཬྵ㔞᰿ᤣ୰ᅜࠓ䟄ჾ䟄Ꮚℶရ᭷ᐖ≀德㝈ไ౑⏝⟶⌮┭ἲࠔ᭷ᐖ≀德㒊௳ྡ⛠ 杔3E ợ+J 柘&Gභ௴杻&U9, ከ⁏勣Ɽ3%% ከ⁏஧Ɽ搩3%'(䟄ụ;2 2 2 2 2兎冕 ;2 2 2 2 2㛓ീ⯃;2 2 2 2 2ᮘ⟽඼௚ ;2 2 2 2 2桹Ꮡ床༩ჾ ;2 2 2 2 2懾䥧洀┷ჾ;2 2 2 2 2◳䥧洀┷ჾ;2 2 2 2 2⪥ᮘ ;2 2 2 2 2,23&$ ; 2 2 2 2 2枽䥧 ;2 2 2 2 2&KLQDUHVWULFWLRQRIKD]DUGVXEVWDQFHV52+6 $

᭷᭷ᐖ≀德㒊௳ྡ⛠ 杔3E ợ+J 柘&Gභ௴杻&U9, ከ⁏勣Ɽ3%% ከ⁏஧Ɽ搩3%'(ᾮᬗ㣍♧ჾ/&'㠃ᯈ ;2 2 2 2 2௓德㸦&''9'懾䥧㸧22 2 2 2 2ෆᏑ ;2 2 2 2 2୺ᯈࠊ⮓⌮ჾࠊᩓ䍼ჾ;2 2 2 2 2㰡㪖;2 2 2 2 2ග洀;2 2 2 2 2⺈᥋幍⮖折௳;2 2 2 2 2䟄※㏧㓄ჾ ;2 2 2 2 2䟄※;2 2 2 2 2ᢞᙳⅹ;2 2 2 2 2㐶᥍ჾ ;2 2 2 2 2ᬛ⬟༩-DYDv床༩ჾ ;2 2 2 2 2㓻ኌჾ㸦እ⨨㸧 ;2 2 2 2 2ゐ᥍➙ ;2 2 2 2 2ゐ᥍ᯈ ;2 2 2 2 2䟄展庒废ჾ;2 2 2 2 286%桹Ꮡ洀┷ჾ;2 2 2 2 286%㞟兎ჾ;2 2 2 2 2⨒八㛓ീ⯃;2 2 2 2 2᪢兎᥋ᨲჾ ;2 2 2 2 2᪢兎⨒༩ ;2 2 2 2 2'ᤕ噆ྎ懻䥧 ;2 2 2 2 2ᮏ⾲᱁౫ᤣ 6-7ⓗ屓ᐃ冥ไࠋ2㸸⾲♧年᭷ᐖ≀德ᅾ年㒊௳ᡤ᭷ᆒ德ᮦᩱ୰ⓗྵ㔞ᆒᅾ *%7屓ᐃⓗ㝈㔞せồ௨ୗࠋ;㸸⾲♧年᭷ᐖ≀德⮳ᑡᅾ年㒊௳ⓗ᯾୍ᆒ德ᮦᩱ୰ⓗྵ㔞㉸ฟ *%7屓ᐃⓗ㝈㔞せồࠋṈ⾲୰ᡤ᭷ྡ⛠୰ྵp;qⓗ㒊௳ᆒ➢ྜḢ┕5R+6❧ἲࠋὀ㸸䘾ಖ౑⏝ᮇ㝈ⓗཧ⪃㪖幕ྲྀ෩னℶရṇᖖᕤసⓗ ᗘ࿴‵ᗘ➼᮲௳ &KDSWHU(QYLURQPHQWDOQRWLFHVIRUGHVNWRSVWKLQFOLHQWVDQGSHUVRQDOZRUNVWDWLRQV

$,QGLDUHVWULFWLRQRIKD]DUGRXVVXEVWDQFHV5R+67KLVSURGXFWFRPSOLHVZLWKWKHp,QGLD(ZDVWH0DQDJHPHQWDQG+DQGOLQJ5XOHqDQGSURKLELWVXVHRIOHDGPHUFXU\KH[DYDOHQWFKURPLXPSRO\EURPLQDWHGELSKHQ\OVRUSRO\EURPLQDWHGGLSKHQ\OHWKHUVLQFRQFHQWUDWLRQVH[FHHGLQJZHLJKWDQGZHLJKWIRUFDGPLXPH[FHSWIRUWKHH[HPSWLRQVVHWLQ6FKHGXOHRIWKH5XOH,QIRUPDWLRQIRU(XURSHDQ8QLRQ&RPPLVVLRQ5HJXODWLRQ7RORFDWHSURGXFWSRZHUFRQVXPSWLRQGDWDLQFOXGLQJZKHQWKHSURGXFWLVLQQHWZRUNHGVWDQGE\ZLWKDOOZLUHGQHWZRUNSRUWVFRQQHFWHGDQGZLUHOHVVGHYLFHVFRQQHFWHGUHIHUWRVHFWLRQ3p$GGLWLRQDOLQIRUPDWLRQqRIWKHSURGXFW,7(&2'HFODUDWLRQDWKWWSZZZKSFRPKSLQIRJOREDOFLWL]HQVKLSHQYLURQPHQWSURGXFWGDWDLWHFRGHVNWRSSFKWPO:KHUHDSSOLFDEOHDFWLYDWHDQGGHDFWLYDWHDZLUHOHVVQHWZRUNXVLQJWKHLQVWUXFWLRQVLQFOXGHGLQWKHSURGXFWXVHUJXLGHRUWKHRSHUDWLQJV\VWHP,QIRUPDWLRQLVDOVRDYDLODEOHDWKWWSZZZKSFRPVXSSRUW,7(&2GHFODUDWLRQV'HVNWRS3&VDQG7KLQ&OLHQWVKWWSZZZKSFRPKSLQIRJOREDOFLWL]HQVKLSHQYLURQPHQWSURGXFWGDWDLWHFRGHVNWRSSFKWPO"MXPSLG UHJB5B86(1:RUNVWDWLRQVKWWSZZZKSFRPKSLQIRJOREDOFLWL]HQVKLSHQYLURQPHQWSURGXFWGDWDLWHFRZRUNVWDWLRKWPO-DSDQUHVWULFWLRQRIKD]DUGRXVVXEVWDQFHV5R+6$-DSDQHVHUHJXODWRU\UHTXLUHPHQWGHƬQHGE\VSHFLƬFDWLRQ-,6&PDQGDWHVWKDWPDQXIDFWXUHUVSURYLGH0DWHULDO&RQWHQW'HFODUDWLRQVIRUFHUWDLQFDWHJRULHVRIHOHFWURQLFSURGXFWVRƫHUHGIRUVDOHDIWHU-XO\7RYLHZWKH-,6&PDWHULDOGHFODUDWLRQIRUWKLVSURGXFWYLVLWKWWSZZZKSFRPJRMLVF0HKLwNL]DNRQRXSRUDELWUDMQRVWQHHQHUJLMH/H\SDUDHO$SURYHFKDPLHQWR6XVWHQWDEOHGHOD(QHUJÈDGH0Ä[LFR6HKDHWLTXHWDGRHVWHSURGXFWRHQFRQIRUPLGDGFRQOD/H\SDUDHO$SURYHFKDPLHQWR6XVWHQWDEOHGHOD(QHUJÈDGH0Ä[LFRTXHUHTXLHUHODGLYXOJDFLÎQGHOFRQVXPRGHHQHUJÈDGHOPRGRGHXVRQRUPDOPRGRLQDFWLYR\GHOPRGRGHHVSHUD6XSURGXFWRHVXQDGHODVPXFKDVFRQƬJXUDFLRQHVGHHVWDIDPLOLDGHPRGHORVHOFRQVXPRGHHQHUJÈDGHOPRGRLQDFWLYRGHVXFRQƬJXUDFLÎQHVSHFÈƬFDSXHGHGLIHULUGHODLQIRUPDFLÎQGHODHWLTXHWD(OFRQVXPRUHDOGHHQHUJÈDGHVXSURGXFWRSXHGHVHUPD\RURPHQRUTXHHOYDORULQIRUPDGRHQODHWLTXHWDGH,QGLDUHVWULFWLRQRIKD]DUGRXVVXEVWDQFHV5R+6 $

$HQHUJÈDGHSURGXFWRSDUD0Ä[LFRDFDXVDGHIDFWRUHVFRPRODFRQƬJXUDFLÎQFRPSRQHQWHV\PÎGXORVVHOHFFLRQDGRV\HOXVRWDUHDVTXHVHHVW¼QHIHFWXDQGRVRIWZDUHLQVWDODGR\HQHMHFXFLÎQHWF127( (VWDOH\QRHVDSOLFDEOHDORVZRUNVWDWLRQV7KLVSURGXFWKDVEHHQODEHOHGLQFRPSOLDQFHZLWKWKH0H[LFR6XVWDLQDEOH(QHUJ\8VH/DZUHTXLULQJGLVFORVXUHRISRZHUFRQVXPSWLRQLQWKHQRUPDOXVHLGOHPRGHDQGVWDQGE\PRGHV<RXUSURGXFWLVRQHRIPDQ\FRQƬJXUDWLRQVLQWKLVPRGHOIDPLO\WKHLGOHPRGHSRZHUFRQVXPSWLRQRI\RXUVSHFLƬFFRQƬJXUDWLRQPD\YDU\IURPWKHLQIRUPDWLRQRQWKHODEHO$FWXDOSRZHUFRQVXPSWLRQRI\RXUSURGXFWPD\EHKLJKHURUORZHUWKDQWKHYDOXHUHSRUWHGRQWKH0H[LFRSURGXFWHQHUJ\ODEHOGXHWRIDFWRUVVXFKDVFRQƬJXUDWLRQFRPSRQHQWVDQGPRGXOHVFKRVHQDQGXVDJHWDVNVEHLQJSHUIRUPHGVRIWZDUHLQVWDOOHGDQGUXQQLQJHWF127( :RUNVWDWLRQVDUHQRWODEHOHGEHFDXVHWKHODZLVQRWDSSOLFDEOHWRWKHZRUNVWDWLRQSURGXFWFDWHJRU\7XUNH\(((UHJXODWLRQ2PHMHYDQMHXSRUDEHQHNDWHULKQHYDUQLKVQRYL5R+6]D8NUDMLQR7KHHTXLSPHQWFRPSOLHVZLWKUHTXLUHPHQWVRIWKH7HFKQLFDO5HJXODWLRQDSSURYHGE\WKH5HVROXWLRQRI&DELQHWRI0LQLVWU\RI8NUDLQHDVRI'HFHPEHUЫLQWHUPVRIUHVWULFWLRQVIRUWKHXVHRIFHUWDLQGDQJHURXVVXEVWDQFHVLQHOHFWULFDODQGHOHFWURQLFHTXLSPHQW7&2&HUWLƬHG(GJH&HUWLƬFDWLRQ7KLVVHFWLRQDSSOLHVRQO\WRSURGXFWVEHDULQJWKH7&2&HUWLƬHG(GJHORJR &KDSWHU(QYLURQPHQWDOQRWLFHVIRUGHVNWRSVWKLQFOLHQWVDQGSHUVRQDOZRUNVWDWLRQV$

$,QGH[$DLUOLQHWUDYHOQRWLFH DOWLWXGHQRWLFH %EDWWHU\XVHUUHSODFHPHQW EDWWHU\QRWLFH EDWWHU\UHF\FOLQJ %UD]LOQRWLFH &FDEOHJURXQGLQJQRWLFH &DQDGDPRGHPVWDWHPHQW &DQDGDQRWLFHV &KLQDHQYLURQPHQWDOQRWLFHV &KLQD3&HQHUJ\ODEHO &KLQDUHVWULFWLRQRIKD]DUGRXVVXEVWDQFHVQRWLFH 'GLVSRVDOQRWLFHVEDWWHU\ EDWWHU\XVHUUHSODFHPHQW HTXLSPHQW IDFWRU\VHDOHGEDWWHU\ (HOHFWURQLFKDUGZDUHDQGEDWWHU\UHF\FOLQJ (1(5*<67$5FHUWLƬFDWLRQ HQYLURQPHQWDOQRWLFHV HTXLSPHQWGLVSRVDOQRWLFH HUJRQRPLFVQRWLFH (XURSHDQ8QLRQ&RPPLVVLRQ5HJXODWLRQ (XURSHDQ8QLRQQRWLFHV ))HGHUDO&RPPXQLFDWLRQV&RPPLVVLRQGHVNWRSVWKLQFOLHQWVDQGZRUNVWDWLRQVQRWLFH GHVNWRSVWKLQFOLHQWVZRUNVWDWLRQVFDEOHV GHVNWRSVWKLQFOLHQWVZRUNVWDWLRQVPRGLƬFDWLRQV QRWHERRNFRPSXWHUVFDEOHV QRWHERRNFRPSXWHUVPRGLƬFDWLRQV QRWHERRNFRPSXWHUVQRWLFH **61RWLFH +KHDGVHWDQGHDUSKRQHYROXPHOHYHOQRWLFH ,,QGLDUHVWULFWLRQRIKD]DUGRXVVXEVWDQFHVQRWLFH --DSDQPRGHPVWDWHPHQW -DSDQQRWLFH -DSDQSRZHUFRUGQRWLFH -DSDQUHVWULFWLRQRIKD]DUGRXVVXEVWDQFHVQRWLFH .NH\ERDUGQRWLFH /ODEHOVUHJXODWRU\ ODVHUVDIHW\QRWLFH 00DFURYLVLRQ&RUSRUDWLRQQRWLFH 0H[LFR6XVWDLQDEOH(QHUJ\8VH/DZ0H[LFRZLUHOHVVQRWLFH PRGHPQRWLFHV PRGHPVWDWHPHQWV&DQDGD -DSDQ 1HZ=HDODQG 86 PRGLƬFDWLRQVGHVNWRSVWKLQFOLHQWVZRUNVWDWLRQV)HGHUDO&RPPXQLFDWLRQV&RPPLVVLRQ PRGLƬFDWLRQVQRWHERRNFRPSXWHUV)HGHUDO&RPPXQLFDWLRQV&RPPLVVLRQ 11HZ=HDODQGPRGHPVWDWHPHQW QRWLFHVDLUOLQHWUDYHO EDWWHU\ EDWWHU\XVHUUHSODFHPHQW %UD]LO &DQDGD &KLQDUHVWULFWLRQRIKD]DUGRXVVXEVWDQFHV HQYLURQPHQWDO HTXLSPHQWGLVSRVDO HUJRQRPLFV (XURSHDQ8QLRQ KHDGVHWDQGHDUSKRQHYROXPHOHYHO ,QGLDUHVWULFWLRQRIKD]DUGRXVVXEVWDQFHV -DSDQ -DSDQSRZHUFRUG -DSDQUHVWULFWLRQRIKD]DUGRXVVXEVWDQFHV NH\ERDUG ODVHUVDIHW\ 0DFURYLVLRQ&RUSRUDWLRQ 0H[LFR PRGHP SHUFKORUDWHPDWHULDO SRZHUFRUGV 6LQJDSRUH 6RXWK.RUHD 7DLZDQ 7KDLODQG::$1ZLUHOHVVQRWLFH ,QGH[$

$WUDYHO 8NUDLQHUHVWULFWLRQRIKD]DUGRXVVXEVWDQFHV QRWLFHVGHVNWRSVWKLQFOLHQWVDQGZRUNVWDWLRQV)HGHUDO&RPPXQLFDWLRQV&RPPLVVLRQ QRWLFHVQRWHERRNFRPSXWHUV)HGHUDO&RPPXQLFDWLRQV&RPPLVVLRQ 2REYHVWLODRPHMHYDQMHXSRUDEHQHNDWHULKQHYDUQLKVQRYL]D8NUDMLQR REYHVWLORRRPHMHYDQMXXSRUDEHQHNDWHULKQHYDUQLKVQRYL]D8NUDMLQR 3SRZHUFRUGQRWLFH 5UHF\FOLQJHOHFWURQLFKDUGZDUHDQGEDWWHU\ 66LQJDSRUHZLUHOHVVQRWLFH 6RXWK.RUHDQRWLFH 77DLZDQQRWLFH 7&2&HUWLƬHG(GJH&HUWLƬFDWLRQ 7KDLODQG::$1ZLUHOHVVQRWLFH WUDYHOQRWLFH WURSLFDOZDUQLQJQRWLFH 79WXQHUFDEOHJURXQGLQJQRWLFH 886PRGHPVWDWHPHQW 8NUDLQHUHVWULFWLRQRIKD]DUGRXVVXEVWDQFHVQRWLFH 9YRLFHVXSSRUW YROXPHOHYHOQRWLFHKHDGVHWDQGHDUSKRQH :ZLUHOHVV/$1GHYLFHV ,QGH[ $

Inventec TPC-T011-34 All in One PC User Manual TPC T011 34

Inventec Corporation All in One PC TPC T011 34

User Manual

Navigation menu

Namespaces

Views

Navigation