MotorGuide 09291 Wireless foot activated remote device User Manual Xi5 Wireless Edition

MotorGuide Wireless foot activated remote device Xi5 Wireless Edition

Installation manual

k
k0HUFXU\0DULQH ;L:LUHOHVV(GLWLRQ
-;P33;5<7<-
0
)&&DQG,&&RPSOLDQFH6WDWHPHQW
;L$60ತ)73('$/,1&:5/6)&&,'ತ098
;L$60ತ.(<)2%752//,1*0275)&&,'ತ098
$&0$1
,&$ತ$ತ
7KLVGHYLFHFRPSOLHVZLWKSDUWRIWKH)&&5XOHV2SHUDWLRQLVVXEMHFWWRWKHIROORZLQJWZRFRQGLWLRQV
 7KLVGHYLFHPD\QRWFDXVHKDUPIXOLQWHUIHUHQFH
 7KLVGHYLFHPXVWDFFHSWDQ\LQWHUIHUHQFHUHFHLYHGLQFOXGLQJLQWHUIHUHQFHWKDWPD\FDXVHXQGHVLUHGRSHUDWLRQ
7KLVGHYLFHFRPSOLHVZLWK)&&5XOHV&KDQJHVRUPRGLILFDWLRQVQRWH[SUHVVO\DSSURYHGE\0RWRU*XLGHFRXOGYRLGWKH
XVHUVDXWKRULW\WRRSHUDWHWKHHTXLSPHQW
7KDQN<RX
7KDQN\RXIRUSXUFKDVLQJD0RWRU*XLGH;L:LUHOHVV7UROOLQJ0RWRU
7KH;LLVGHVLJQHGDQGHQJLQHHUHGWRGHOLYHUWKHSHUIRUPDQFHWKDWDQJOHUVH[SHFWTXLHWRSHUDWLRQUHOLDELOLW\DQG
SUHFLVHFRQWURO:HಬUHFRQILGHQWWKDWWKH;LZLOOHQKDQFH\RXUILVKLQJH[SHULHQFHDQGZHDSSUHFLDWHWKDW\RXFKRVH
0RWRU*XLGH
3OHDVHWDNHDPRPHQWWRUHJLVWHU\RXUQHZ;LDWPRWRUJXLGHFRPಧRUFRPSOHWHDQGPDLOWKHHQFORVHG:DUUDQW\
5HJLVWUDWLRQ&DUG
:DUUDQW\0HVVDJH
7KHSURGXFW\RXKDYHSXUFKDVHGFRPHVZLWKD/
/LPLWHG:DUUDQW\
IURP0RWRU*XLGH7KHWHUPVRIWKHSROLF\DUHVHWIRUWK
LQWKH:
:DUUDQW\,QIRUPDWLRQ
VHFWLRQRIWKLVPDQXDO7KHSROLF\VWDWHPHQWFRQWDLQVDGHVFULSWLRQRIWKHGXUDWLRQRI
FRYHUDJHL
LPSRUWDQWGLVFODLPHUVDQGOLPLWDWLRQVRIGDPDJHV
DQGRWKHUUHODWHGLQIRUPDWLRQ3OHDVHUHYLHZWKLVLPSRUWDQW
LQIRUPDWLRQ
7KHGHVFULSWLRQDQGVSHFLILFDWLRQVFRQWDLQHGKHUHLQZHUHLQHIIHFWDWWKHWLPHWKLVPDQXDOZDVDSSURYHGIRUSULQWLQJ
0RWRU*XLGHZKRVHSROLF\LVRQHRIFRQWLQXHGLPSURYHPHQWUHVHUYHVWKHULJKWWRGLVFRQWLQXHPRGHOVDWDQ\WLPHWR
FKDQJHVSHFLILFDWLRQVGHVLJQVPHWKRGVRUSURFHGXUHVZLWKRXWQRWLFHDQGZLWKRXWLQFXUULQJREOLJDWLRQ
0RWRU*XLGH/RZHOO0LFKLJDQ86$
k0HUFXU\0DULQH
&UDGOH/RFNLVDWUDGHPDUNRI%UXQVZLFN&RUSRUDWLRQ
0HUFXU\0HUFXU\0DULQHDQG0RWRU*XLGHDUHUHJLVWHUHGWUDGHPDUNVRI%UXQVZLFN&RUSRUDWLRQ0HUFXU\3URGXFW
3URWHFWLRQORJRLVDUHJLVWHUHGVHUYLFHPDUNRI%UXQVZLFN&RUSRUDWLRQ
(DJOHDQG/RZUDQFHDUHUHJLVWHUHGWUDGHPDUNVRI1DYLFR,QF*DUPLQLVDUHJLVWHUHGWUDGHPDUNRI*DUPLQ/WG
+XPPLQELUGLVDUHJLVWHUHGWUDGHPDUNRI-RKQVRQ2XWGRRUV0DULQH(OHFWURQLFV,QF9H[LODULVDUHJLVWHUHGWUDGHPDUNRI
9H[LODU,QF
0HQJ-8/< 3DJHL
7
7$%/(2)&217(176
6HFWLRQ:DUUDQW\,QIRUPDWLRQ
0RWRU*XLGH7ZR<HDU/LPLWHG:DUUDQW\ 
6HFWLRQ*HQHUDO,QIRUPDWLRQDQG&RPSRQHQW,GHQWLILFDWLRQ
&RPSRQHQW,GHQWLILFDWLRQ 
5HFRUGLQJWKH6HULDO1XPEHU 
3URGXFW5HJLVWUDWLRQ 
%RDWHUV5HVSRQVLELOLWLHV 
3URWHFWLQJ3HRSOHLQWKH:DWHU 
:KLOH<RX$UH7UROOLQJ
:KLOHWKH%RDW,V6WDWLRQDU\ 
3DVVHQJHU6DIHW\0HVVDJH 
6DIH%RDWLQJ6XJJHVWLRQV 
6HFWLRQ3URGXFW,QVWDOODWLRQ:LULQJDQG%DWWHU\,QIRUPDWLRQ
,QVWDOOLQJWKH7UROOLQJ0RWRU 
5HFRPPHQGHG3UDFWLFHDQG3URFHGXUHV 
%DWWHU\5HFRPPHQGDWLRQV 
%DWWHU\3UHFDXWLRQV 
(VWDEOLVKLQJD&RPPRQ*URXQG 
(OHFWURO\VLV 
:LUH&RORU&RGH$EEUHYLDWLRQV 
%DWWHU\&RQQHFWLRQ 
ತ9ROW%DWWHU\&RQQHFWLRQ 
ತ9ROW%DWWHU\&RQQHFWLRQ 
ತ9ROW%DWWHU\&RQQHFWLRQ 
$FWLYDWLQJWKH:LUHOHVV)RRW3HGDO 
$FWLYDWLQJWKH+DQGKHOG5HPRWH 
&RQQHFWLQJWKH6RQDU'LVSOD\WRWKH7UROOLQJ0RWRU 
6HFWLRQ7UROOLQJ0RWRU2SHUDWLRQ
6WDWXV,QGLFDWRU/LJKW,GHQWLILFDWLRQ 
6WRZLQJDQG'HSOR\LQJWKH7UROOLQJ0RWRU 
6WRZLQJWKH7UROOLQJ0RWRU
'HSOR\LQJWKH7UROOLQJ0RWRU 
$GMXVWLQJWKH0RWRU'HSWK 
)RRW3HGDO2SHUDWLRQ 
7XUQLQJWKH)RRW3HGDO2QRU2II 
'LUHFWLRQ&RQWURO
6SHHG&RQWURO 
+DQGKHOG5HPRWH2SHUDWLRQ 
7XUQLQJWKH+DQGKHOG5HPRWH2QRU2II
6WHHULQJ 
6SHHG&RQWURO 
6HFWLRQ0DLQWHQDQFHDQG6WRUDJH
7UROOLQJ0RWRU&DUH 
6HOHFWLQJ5HSODFHPHQW3DUWV 
,QVSHFWLRQDQG0DLQWHQDQFH6FKHGXOH 
%HIRUH(DFK8VH 
$IWHU(DFK8VH 
(YHU\+RXUVRI8VHRU$QQXDOO\:KLFKHYHU2FFXUV
)LUVW 
6WRUDJH3UHSDUDWLRQ 
%DWWHU\,QVSHFWLRQ 
3URSHOOHU5HSODFHPHQW 
5HPRYLQJWKH3URSHOOHU 
,QVWDOOLQJWKH3URSHOOHU 
6HFWLRQ2ZQHU6HUYLFH$VVLVWDQFH
7URXEOHVKRRWLQJ 
7URXEOHVKRRWLQJWKH)RRW3HGDODQG+DQGKHOG5HPRWH 
(UDVLQJWKH5HFHLYHUV0HPRU\ 
5HSURJUDPPLQJWKH:LUHOHVV)RRW3HGDORU5HPRWH
)RRW3HGDO%DWWHU\5HSODFHPHQW 
+DQGKHOG5HPRWH%DWWHU\5HSODFHPHQW 
3DJHLL 0HQJ-8/<
6HUYLFH$VVLVWDQFH  0HUFXU\0DULQH6HUYLFH2IILFHV 
6
6HFWLRQ:DUUDQW\,QIRUPDWLRQ
0HQJ-8/< 3DJH
6HFWLRQ:DUUDQW\,QIRUPDWLRQ
7DEOHRI&RQWHQWV
0RWRU*XLGH7ZR<HDU/LPLWHG:DUUDQW\ 


6
6HFWLRQ:DUUDQW\,QIRUPDWLRQ
3DJH 0HQJ-8/<
0RWRU*XLGH7ZR<HDU/LPLWHG:DUUDQW\
.((3<28525,*,1$/385&+$6(5(&(,3725%,//2)6$/(
 )RUUHFUHDWLRQDOXVHFXVWRPHUV0RWRU*XLGHHOHFWULFWUROOLQJPRWRUVDUHZDUUDQWHGWRWKHRULJLQDOUHWDLOSXUFKDVHUWREHIUHH
IURPGHIHFWVLQPDWHULDORUZRUNPDQVKLSIRUDSHULRGRIWZR\HDUVIURPWKHGDWHRISXUFKDVH
 7RREWDLQZDUUDQW\VHUYLFHWKHSXUFKDVHUVKRXOGGHOLYHURUUHWXUQWKHXQLWSRVWDJHSUHSDLGDQGLQVXUHGWRDQ\
0RWRU*XLGHDXWKRUL]HGVHUYLFHGHDOHU'21275(7851723/$&(2)385&+$6(XQOHVVWKH\DUHDQDXWKRUL]HG
VHUYLFHFHQWHU3URGXFWVUHWXUQHGE\PDLOVKRXOGEHFDUHIXOO\SDFNDJHGDQGLQFOXGHDQRWHGHVFULELQJWKHQDWXUHRIWKH
SUREOHPDQGRUVHUYLFHUHTXHVWHGFXVWRPHUDGGUHVVDQGSKRQHQXPEHU$FRS\RIWKHUHFHLSWELOORIVDOHUHJLVWUDWLRQ
YHULILFDWLRQRURWKHUSURRIRISXUFKDVHLVUHTXLUHGZLWKWKHUHWXUQRIWKHSURGXFWIRUZDUUDQW\FRQVLGHUDWLRQ:DUUDQW\FODLPV
ZLOOQRWEHDFFHSWHGZLWKRXWSUHVHQWDWLRQRISXUFKDVHUHFHLSWIRUWKHWUROOLQJPRWRURWKHUYHULILFDWLRQRIUHJLVWUDWLRQRUELOORI
VDOHIRUDERDWSDFNDJH
 0RWRU*XLGHDWLWVGLVFUHWLRQZLOOUHSDLURUUHSODFHLWHPVFRYHUHGXQGHUWKHWHUPVRIWKLVZDUUDQW\1HLWKHU0RWRU*XLGHQRU
0RWRU*XLGHVHUYLFHGHDOHUVDUHUHVSRQVLEOHIRUGDPDJHVWR0RWRU*XLGHSURGXFWVGXHWRUHSDLUVSHUIRUPHGE\DQ\RQH
RWKHUWKDQDQDXWKRUL]HG0RWRU*XLGHVHUYLFHGHDOHU1HLWKHU0RWRU*XLGHQRU$WWZRRGLVUHVSRQVLEOHIRUIDLOXUHRUGDPDJH
FDXVHGE\LPSURSHULQVWDOODWLRQVHWತXSSUHSDUDWLRQRUSUHYLRXVVHUYLFHRUUHSDLUHUURUV
 )RUFRPPHUFLDOXVHDQGJRYHUQPHQWXVHFXVWRPHUV0RWRU*XLGHHOHFWULFWUROOLQJPRWRUVDUHZDUUDQWHGWRWKHRULJLQDOUHWDLO
SXUFKDVHUWREHIUHHIURPGHIHFWVLQPDWHULDORUZRUNPDQVKLSIRURQH\HDU&RPPHUFLDOXVHLVGHILQHGDVDQ\ZRUNRU
HPSOR\PHQWತUHODWHGXVHRIWKHSURGXFWRUDQ\XVHRIWKHSURGXFWZKLFKJHQHUDWHVLQFRPHIRUDQ\SDUWRIWKHZDUUDQW\
SHULRGHYHQLIWKHSURGXFWLVRQO\RFFDVLRQDOO\XVHGIRUVXFKSXUSRVHVXFKDVUHQWDOIOHHWVJXLGHVILVKFDPSVRUVLPLODU
RSHUDWLRQV:DUUDQW\LVQRWWUDQVIHUDEOHWRDQ\VXEVHTXHQWSXUFKDVHU7KH0HUFXU\3URGXFW3URWHFWLRQSODQLVQRWDYDLODEOH
WRFRPPHUFLDOXVHRUJRYHUQPHQWXVHFXVWRPHUV
 0RWRU*XLGH&RPSRVLWH6KDIW/LPLWHG/LIHWLPH:DUUDQW\0RWRU*XLGHFRPSRVLWHVKDIWVDUHZDUUDQWHGWRWKHRULJLQDOUHWDLO
SXUFKDVHUWREHIUHHRIGHIHFWVLQPDWHULDORUZRUNPDQVKLSIRUWKHOLIHWLPHRIWKHRULJLQDOSXUFKDVHU0RWRU*XLGHZLOOSURYLGH
DQHZFRPSRVLWHVKDIWDWQRFRVWIRUDQ\FRPSRVLWHVKDIWZKLFKFRQWDLQVDGHIHFWLQPDWHULDORUZRUNPDQVKLS7KH
LQVWDOODWLRQFRVWVDUHWKHVROHUHVSRQVLELOLW\RIWKHSXUFKDVHU
 :DUUDQW\FRYHUDJHLVDYDLODEOHWRFXVWRPHUVWKDWSXUFKDVHIURPDQDXWKRUL]HGGHDOHURUUHWDLOHUWKDWLVDXWKRUL]HGE\
0RWRU*XLGH0DULQHWRGLVWULEXWHWKHSURGXFWLQWKHFRXQWU\LQZKLFKWKHVDOHRFFXUUHG:DUUDQW\FRYHUDJHDQGGXUDWLRQ
YDULHVE\WKHFRXQWU\LQZKLFKWKHRZQHUUHVLGHV7KLV/LPLWHG:DUUDQW\EHJLQVRQWKHGDWHWKHSURGXFWLVILUVWVROGWRD
SXUFKDVHURUWKHGDWHRQZKLFKWKHSURGXFWLVILUVWSXWLQWRVHUYLFHZKLFKHYHURFFXUVILUVW0RWRU*XLGHDFFHVVRULHVDUH
FRYHUHGE\WKLV/LPLWHG:DUUDQW\IRUDFRYHUDJHSHULRGRIRQH\HDUIURPWKHGDWHRIUHWDLOVDOH7KHUHSDLURU
UHSODFHPHQWRISDUWVRUWKHSHUIRUPDQFHRIVHUYLFHXQGHUWKLVZDUUDQW\GRHVQRWH[WHQGWKHOLIHRIWKLVZDUUDQW\EH\RQGLWV
RULJLQDOH[SLUDWLRQGDWH3URPRWLRQDOZDUUDQWLHVDUHQRWLQFOXGHGLQWKLVVWDWHPHQWDQGFRYHUDJHPD\YDU\E\SURPRWLRQ
3URGXFWHLWKHUVROGRUSXWLQWRVHUYLFHPRUHWKDQVL[\HDUVIURPGDWHRIPDQXIDFWXUHLVH[FOXGHGIURPZDUUDQW\FRYHUDJH
 7KLVZDUUDQW\GRHVQRWDSSO\WRQRUPDOZRUQSDUWVIRUH[DPSOHZRUQFDEOHVDGMXVWPHQWVRUSURGXFWGDPDJHGXHWR
QHJOHFWODFNRIPDLQWHQDQFHDFFLGHQWDEQRUPDORSHUDWLRQRULPSURSHULQVWDOODWLRQRUVHUYLFHDEXVHVXFKDVEHQW
PHWDOFROXPQVEHQWDUPDWXUHVKDIWVEURNHQFRQWUROFDEOHVHWFDFFLGHQWVPRGLILFDWLRQVPLVXVHH[FHVVLYHZHDURU
GDPDJHFDXVHGE\DQRZQHUಬVIDLOXUHWRSURYLGHUHDVRQDEOHDQGQHFHVVDU\LQVWDOODWLRQRUFDUHXVHRIDQDFFHVVRU\RU
SDUWQRWPDQXIDFWXUHGE\0RWRU*XLGHRU$WWZRRGDOWHUDWLRQRUUHPRYDORISDUWVRSHQLQJWKHORZHUXQLWPRWRUE\
DQ\RQHRWKHUWKDQDQDXWKRUL]HG0RWRU*XLGHVHUYLFHFHQWHUZLOOYRLGWKLVZDUUDQW\
 :HUHVHUYHWKHULJKWWRLPSURYHWKHGHVLJQRIDQ\WUROOLQJPRWRUZLWKRXWDVVXPLQJDQ\REOLJDWLRQWRPRGLI\DQ\WUROOLQJ
PRWRUSUHYLRXVO\PDQXIDFWXUHG
 $OOVHULDOL]HG6HUYLFHತ5HSDLUWUROOLQJPRWRUVUHFHLYHDRQH\HDUZDUUDQW\1RQತVHULDOL]HG6HUYLFHತ5HSDLUHOHFWULF
WUROOLQJPRWRUVDUH127ZDUUDQWHG6HUYLFHತ5HSDLUPRWRUGHQRWHVDWUROOLQJPRWRUVROGE\0RWRU*XLGHWKDWPD\EHXVHG
EXWKDVEHHQLQVSHFWHGDQGPD\KDYHKDGPLQRUUHSDLUV2ULJLQDOUHWDLOSXUFKDVHURID6HUYLFHತ5HSDLUPRWRULVWKHILUVW
SXUFKDVHURIWKHPRWRUDIWHULWLVGHQRWHGDV6HUYLFHತ5HSDLU6HUYLFHತ5HSDLUPRWRUVKDYHDEOXHVWLFNHURQWKHEDWWHU\
FDEOHDQGER[GHQRWLQJ0DQXIDFWXUHU&HUWLILHG6HUYLFHತ5HSDLU0RWRU
 7KLVZDUUDQW\ZLOOQRWDSSO\WRKDXOತRXWODXQFKWRZLQJDQGVWRUDJHWUDQVSRUWDWLRQFKDUJHVDQGRUWUDYHOWLPHWHOHSKRQH
RUUHQWDOFKDUJHVRIDQ\W\SHLQFRQYHQLHQFHRUORVVRIWLPHRULQFRPHRURWKHUFRQVHTXHQWLDOGDPDJHVRUUHPRYDORU
UHSODFHPHQWRIERDWSDUWLWLRQVRUPDWHULDOEHFDXVHRIERDWGHVLJQIRUQHFHVVDU\DFFHVVWRWKH3URGXFWRUGLVFRQQHFWLRQ
DQGUHFRQQHFWLRQRIKDUGತZLUHGWUROOLQJPRWRUV
 7(50,1$7,212)&29(5$*(:DUUDQW\FRYHUDJHPD\EHWHUPLQDWHGIRUUHSRVVHVVHGSURGXFWRUSURGXFWSXUFKDVHGDW
DXFWLRQIURPDVDOYDJH\DUGIURPDOLTXLGDWRUIURPDQLQVXUDQFHFRPSDQ\IURPXQDXWKRUL]HGPDULQHGHDOHUVRU
ERDWEXLOGHUVRURWKHUWKLUGSDUW\HQWLWLHV
6
6HFWLRQ:DUUDQW\,QIRUPDWLRQ
0HQJ-8/< 3DJH
 $//,1&,'(17$/25&216(48(17,$/'$0$*(6$5((;&/8'(')5207+,6:$55$17<:$55$17,(62)
0(5&+$17$%,/,7<$1'),71(66$5((;&/8'(')5207+,6:$55$17<,03/,(':$55$17,(6$5(/,0,7('
727+(/,)(2)7+,6:$55$17<620(67$7(6'2127$//2:/,0,7$7,21621+2:/21*$1,03/,('
:$55$17</$676257+((;&/86,2125/,0,7$7,212),1&,'(17$/25&216(48(17,$/'$0$*(662
7+($%29(/,0,7$7,21625(;&/86,2160$<127$33/<72<287+,6:$55$17<*,9(6<2863(&,),&
/(*$/5,*+76$1'<280$<$/62+$9(27+(5/(*$/5,*+76:+,&+0$<9$5<)52067$7(7267$7(
)RU<RXU5HFRUGV
0RGHO1XPEHUBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBB
6HULDO1XPEHUBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBB
6
6HFWLRQ:DUUDQW\,QIRUPDWLRQ
1RWHV
3DJH 0HQJ-8/<
6
6HFWLRQ*HQHUDO,QIRUPDWLRQDQG&RPSRQHQW,GHQWLILFDWLRQ
0HQJ-8/< 3DJH
6HFWLRQ*HQHUDO,QIRUPDWLRQDQG&RPSRQHQW
,GHQWLILFDWLRQ
7DEOHRI&RQWHQWV
&RPSRQHQW,GHQWLILFDWLRQ 
5HFRUGLQJWKH6HULDO1XPEHU 
3URGXFW5HJLVWUDWLRQ 
%RDWHUV5HVSRQVLELOLWLHV 
3URWHFWLQJ3HRSOHLQWKH:DWHU 
:KLOH<RX$UH7UROOLQJ 
:KLOHWKH%RDW,V6WDWLRQDU\ 
3DVVHQJHU6DIHW\0HVVDJH 
6DIH%RDWLQJ6XJJHVWLRQV 


6
6HFWLRQ*HQHUDO,QIRUPDWLRQDQG&RPSRQHQW,GHQWLILFDWLRQ
3DJH 0HQJ-8/<
&RPSRQHQW,GHQWLILFDWLRQ
D
+HDG
E
&XUO\FDEOH
F
6WRZGHSOR\UHOHDVHOHYHU
G
%DWWHU\FDEOHVKLGGHQ
H
:LUHOHVVIRRWSHGDO

E
F
I
K
L
M
N
O
P
JH
G
D
Q
6
6HFWLRQ*HQHUDO,QIRUPDWLRQDQG&RPSRQHQW,GHQWLILFDWLRQ
0HQJ-8/< 3DJH
I
+DQGKHOGZLUHOHVVUHPRWH
J
0RXQW
K
3URSHOOHU
L
6NHJ
M
/RZHUXQLWPRWRU
N
'HSWKFROODU
O
'HSWKFROODUNQRE
P
&RPSRVLWHFROXPQ
Q
6WHHULQJWUDQVPLVVLRQ
5HFRUGLQJWKH6HULDO1XPEHU
,WLVLPSRUWDQWWRUHFRUGWKHVHULDOQXPEHUDQGPRGHOQXPEHUIRUIXWXUHUHIHUHQFH7KHVHULDOQXPEHUWDJVDUHORFDWHGRQWKH
WUROOLQJPRWRUDVVKRZQ5HFRUGWKHVHULDOQXPEHUDQGWKHPRGHOQXPEHULQWKHVSDFHSURYLGHGLQWKH:
:DUUDQW\,QIRUPDWLRQ
VHFWLRQRIWKLVPDQXDO
D
0RGHOLGHQWLILFDWLRQQXPEHU
E
6HULDOQXPEHU
3URGXFW5HJLVWUDWLRQ
)RUZDUUDQW\SXUSRVHVSOHDVHUHJLVWHU\RXU0RWRU*XLGHWUROOLQJPRWRUE\FRPSOHWLQJWKHHQFORVHGZDUUDQW\FDUGRUE\YLVLWLQJ
ZZZPRWRUJXLGHFRP
%RDWHUV5HVSRQVLELOLWLHV
7KHRSHUDWRUGULYHULVUHVSRQVLEOHIRUWKHFRUUHFWDQGVDIHRSHUDWLRQRIWKHERDWDQGVDIHW\RILWVRFFXSDQWVDQGJHQHUDO
SXEOLF,WLVVWURQJO\UHFRPPHQGHGWKDWHDFKRSHUDWRUGULYHUUHDGDQGXQGHUVWDQGWKLVHQWLUHPDQXDOEHIRUHRSHUDWLQJWKH
WUROOLQJPRWRU
%HVXUHDWOHDVWRQHDGGLWLRQDOSHUVRQRQERDUGLVLQVWUXFWHGLQWKHEDVLFRSHUDWLRQRIWKHWUROOLQJPRWRULQFDVHWKHGULYHULV
XQDEOHWRRSHUDWHWKHERDW
E
D

6
6HFWLRQ*HQHUDO,QIRUPDWLRQDQG&RPSRQHQW,GHQWLILFDWLRQ
3DJH 0HQJ-8/<
3URWHFWLQJ3HRSOHLQWKH:DWHU
:KLOH<RX$UH7UROOLQJ
,WLVGLIILFXOWIRUDSHUVRQLQWKHZDWHUWRWDNHTXLFNDFWLRQWRDYRLGDERDWKHDGLQJLQWKHLUGLUHFWLRQHYHQDWVORZVSHHGV

$OZD\VVORZGRZQDQGH[HUFLVHH[WUHPHFDXWLRQDQ\WLPH\RXDUHERDWLQJLQDQDUHDZKHUHWKHUHPLJKWEHSHRSOHLQWKHZDWHU
:KLOHWKH%RDW,V6WDWLRQDU\
:$51,1*
$VSLQQLQJSURSHOOHUDPRYLQJERDWRUDQ\VROLGGHYLFHDWWDFKHGWRWKHERDWFDQFDXVHVHULRXVLQMXU\RUGHDWKWRVZLPPHUV
6WRSWKHWUROOLQJPRWRULPPHGLDWHO\ZKHQHYHUDQ\RQHLQWKHZDWHULVQHDU\RXUERDW
6KXWRIIWKHWUROOLQJPRWRUEHIRUHDOORZLQJSHRSOHWRVZLPRUEHLQWKHZDWHUQHDU\RXUERDW
3DVVHQJHU6DIHW\0HVVDJH
:KHQHYHUWKHERDWLVLQPRWLRQREVHUYHWKHORFDWLRQRIDOOSDVVHQJHUV$VXGGHQUHGXFWLRQLQERDWVSHHGVXFKDVDVKDUS
FKDQJHRIERDWGLUHFWLRQFRXOGWKURZWKHPRIIWKHERDW
6DIH%RDWLQJ6XJJHVWLRQV
,QRUGHUWRVDIHO\HQMR\WKHZDWHUZD\VIDPLOLDUL]H\RXUVHOIZLWKORFDODQGRWKHUJRYHUQPHQWDOERDWLQJUHJXODWLRQVDQG
UHVWULFWLRQVDQGFRQVLGHUWKHIROORZLQJVXJJHVWLRQV
8VHIORWDWLRQGHYLFHV
,WLVWKHODZWRKDYHDQDSSURYHGSHUVRQDOIORWDWLRQGHYLFHRIVXLWDEOHVL]HIRUHDFKSHUVRQDERDUGDQG
KDYHLWUHDGLO\DFFHVVLEOH
'RQRWRYHUORDG\RXUERDW
0RVWERDWVDUHUDWHGDQGFHUWLILHGIRUPD[LPXPORDGZHLJKWFDSDFLWLHVUHIHUWR\RXUERDWFDSDFLW\
SODWH,ILQGRXEWFRQWDFW\RXUGHDOHURUWKHERDWVPDQXIDFWXUHU
3HUIRUPVDIHW\FKHFNVDQGUHTXLUHGPDLQWHQDQFH
)ROORZDUHJXODUVFKHGXOHDQGHQVXUHDOOUHSDLUVDUHPDGHSURSHUO\
1HYHUEHXQGHUWKHLQIOXHQFHRIDOFRKRORUGUXJVZKLOHERDWLQJLWLVWKHODZ
$OFRKRORUGUXJXVHLPSDLUV\RXUMXGJPHQWDQG
JUHDWO\UHGXFHV\RXUDELOLW\WRUHDFWTXLFNO\
3DVVHQJHUERDUGLQJ
6WRSWKHWUROOLQJPRWRUZKHQHYHUSDVVHQJHUVDUHERDUGLQJRUXQORDGLQJ
%HDOHUW
7KHRSHUDWRURIWKHERDWLVUHVSRQVLEOHE\ODZWRPDLQWDLQDSURSHUORRNRXWE\VLJKWDQGKHDULQJ7KHRSHUDWRUPXVW
KDYHDQXQREVWUXFWHGYLHZSDUWLFXODUO\WRWKHIURQW1RSDVVHQJHUVORDGRUILVKLQJVHDWVVKRXOGEORFNWKHRSHUDWRUVYLHZZKHQ
RSHUDWLQJWKHERDW
8QGHUZDWHUKD]DUGV
5HGXFHVSHHGDQGSURFHHGZLWKFDXWLRQZKHQHYHUQDYLJDWLQJLQVKDOORZZDWHU
7ULSSLQJKD]DUGV
7RDYRLGDWULSKD]DUGURXWHDOOFDEOHVDQGZLULQJQHDWO\DQGRXWRIWKHZD\
5HSRUWDFFLGHQWV
%RDWRSHUDWRUVDUHUHTXLUHGE\ODZWRILOHD%RDWLQJ$FFLGHQW5HSRUWZLWKWKHLUVWDWHERDWLQJODZHQIRUFHPHQW
DJHQF\ZKHQWKHLUERDWLVLQYROYHGLQFHUWDLQERDWLQJDFFLGHQWV$ERDWLQJDFFLGHQWPXVWEHUHSRUWHGLIWKHUHLVORVVRIOLIHRU
SUREDEOHORVVRIOLIHWKHUHLVSHUVRQDOLQMXU\UHTXLULQJPHGLFDOWUHDWPHQWEH\RQGILUVWDLGWKHUHLVGDPDJHWRERDWVRURWKHU
SURSHUW\ZKHUHWKHGDPDJHYDOXHH[FHHGVRUWKHUHLVFRPSOHWHORVVRIWKHERDW6HHNIXUWKHUDVVLVWDQFHIURPORFDO
ODZHQIRUFHPHQW
6
6HFWLRQ3URGXFW,QVWDOODWLRQ:LULQJDQG%DWWHU\,QIRUPDWLRQ
0HQJ-8/< 3DJH
6HFWLRQ3URGXFW,QVWDOODWLRQ:LULQJDQG%DWWHU\
,QIRUPDWLRQ
7DEOHRI&RQWHQWV
,QVWDOOLQJWKH7UROOLQJ0RWRU 
5HFRPPHQGHG3UDFWLFHDQG3URFHGXUHV
%DWWHU\5HFRPPHQGDWLRQV 
%DWWHU\3UHFDXWLRQV 
(VWDEOLVKLQJD&RPPRQ*URXQG 
(OHFWURO\VLV  
:LUH&RORU&RGH$EEUHYLDWLRQV 
%DWWHU\&RQQHFWLRQ 
ತ9ROW%DWWHU\&RQQHFWLRQ  
ತ9ROW%DWWHU\&RQQHFWLRQ  
ತ9ROW%DWWHU\&RQQHFWLRQ  
$FWLYDWLQJWKH:LUHOHVV)RRW3HGDO 
$FWLYDWLQJWKH+DQGKHOG5HPRWH 
&RQQHFWLQJWKH6RQDU'LVSOD\WRWKH7UROOLQJ0RWRU 


6
6HFWLRQ3URGXFW,QVWDOODWLRQ:LULQJDQG%DWWHU\,QIRUPDWLRQ
3DJH 0HQJ-8/<
,QVWDOOLQJWKH7UROOLQJ0RWRU
 5HPRYHWKHWZRVLGHSDQHOVFUHZVIURPHDFKVLGHRIWKHGHFNPRXQW*HQWO\SXOOWKHVLGHSDQHOVDZD\IURPWKHGHFN
PRXQWWDNLQJFDUHQRWWRGDPDJHWKHORFDWLQJWDEVDQGUHPRYHWKHVLGHSDQHOVIURPERWKVLGHVRIWKHWUROOLQJPRWRU
D
6LGHSDQHOVFUHZV
E
/RFDWLQJWDE
 ,I\RXDUHUHSODFLQJDQH[LVWLQJ0RWRU*XLGHRUFRPSHWLWLYHEUDQGWUROOLQJPRWRURQ\RXUFXUUHQWERDWFKHFNLIWKHH[LVWLQJ
PRXQWLQJKROHVDOLJQZLWKWKHQHZGHFNPRXQWEHIRUHGULOOLQJQHZKROHV(QVXUHWKDWWKHPRXQWLQJORFDWLRQPHHWVWKH
UHTXLUHPHQWVOLVWHGLQ6
6WHS
 ,IQHZKROHVDUHQRWUHTXLUHGWRPRXQWWKHWUROOLQJPRWRUVNLSDKHDGWR6
6WHS
 &DUHIXOO\VHOHFWDQDSSURSULDWHDUHDRQWKHGHFNRIWKHERDWFORVHWRWKHFHQWHUOLQHWRLQVWDOOWKHWUROOLQJPRWRU(QVXUHWKDW
WKHIRUZDUGPRXQWLQJEROWVZLOOQRWSHQHWUDWHWKHKXOO+DYHDQDVVLVWDQWKROGWKHWUROOLQJPRWRULQSRVLWLRQZKLOHWKH
PRXQWLQJORFDWLRQLVEHLQJVHOHFWHG
,03257$177KHPRXQWLQJSRVLWLRQPXVWEHWHVWHGLQWKHVWRZHGDQGGHSOR\HGSRVLWLRQVEHIRUHGULOOLQJWKHPRXQWLQJ
KROHV
,03257$17&KRRVHDQDUHDRQWKHGHFNZLWKFPLQRIFOHDUDQFHEHWZHHQWKHERZRIWKHERDWDQGWKHGHFN
PRXQWWRSUHYHQWLQWHUIHUHQFHEHWZHHQWKHWUROOLQJPRWRUDQGWKHERZUROOHUZKHQORDGLQJRUXQORDGLQJRQDVWHHSUDPS
,03257$17(QVXUHWKDWWKHWRSKRXVLQJGRHVQRWSURWUXGHEH\RQGWKHEHDPRIWKHERDWZKHQLQWKHVWRZHGSRVLWLRQ
,03257$17$PLQLPXPFOHDUDQFHRIPPLQLVUHTXLUHGEHWZHHQWKHPRWRUFROXPQDQGWKHUXEUDLORQWKHERDW
ZKHQWKHWUROOLQJPRWRULVGHSOR\HG
0RXQWLQJSRVLWLRQZLWKFPLQFOHDUDQFHIURPWKHERZ
 3ODFHWKHWUROOLQJPRWRURQWRWKHGHFNRIWKHERDWDWWKHVHOHFWHGORFDWLRQLQWKHVWRZHGSRVLWLRQ8VHWKHGHFNPRXQWDVD
WHPSODWHDQGPDUNWKHORFDWLRQRIWKHPRXQWLQJKROHV
,03257$17)RXUPRXQWLQJKROHVWZRRQHDFKVLGHDUHUHTXLUHGWRVHFXUHO\PRXQWWKHWUROOLQJPRWRU7KHUHDUHVHYHQ
PRXQWLQJKROHSRVLWLRQVWRFKRRVHIURPRQHDFKVLGHRIWKHGHFNPRXQW&KRRVHWZRKROHSRVLWLRQVRQHDFKVLGHWKDWZRUN
WKHEHVWZLWK\RXUERDWFRQILJXUDWLRQ
DD
E
6
6HFWLRQ3URGXFW,QVWDOODWLRQ:LULQJDQG%DWWHU\,QIRUPDWLRQ
0HQJ-8/< 3DJH
,03257$176HOHFWPRXQWLQJKROHORFDWLRQVDVIDUDSDUWDVSUDFWLFDORQHDFKVLGHRIWKHGHFNPRXQWIRUWKHPRVWVHFXUH
PRXQWLQJ

0RXQWLQJKROHORFDWLRQVಧVDPHRQERWKVLGHV
 'ULOOWKHPRXQWLQJKROHVZLWKDPPLQGULOOELW5HPRYHDQ\GHEULV
,03257$177RKHOSSUHYHQWFUDFNLQJRQILEHUJODVVGHFNVXVHDFRXQWHUVLQNELWRUDODUJHUGULOOELWWRFRXQWHUVLQNWKH
PRXQWLQJKROHV
 $OLJQWKHGHFNPRXQWWRWKHKROHVLQWKHGHFN2QILEHUJODVVERDWVZLWKQRFDUSHWZKHUHWKHPRWRULVEHLQJLQVWDOOHGLQVWDOO
WKHUXEEHULVRODWRUVEHWZHHQWKHERDWGHFNDQGWKHGHFNPRXQW,QVWDOOWKUHHVWDLQOHVVVWHHOPRXQWLQJEROWVWKURXJKWKH
PRXQWLQJKROHVRQRQHVLGHRIWKHGHFNPRXQW,QVWDOODZDVKHUDQGDQ\ORFNQXWRQWRHDFKEROWEXWGRQRWWLJKWHQWKHPDW
WKLVWLPH
127(
,IWKHWUROOLQJPRWRULVEHLQJPRXQWHGWRDFDUSHWHGERDWGHFNWKHUXEEHULVRODWRUVDUHQRWUHTXLUHG
D
'HFNPRXQWLQJEUDFNHW
E
0RXQWLQJEROW
F
5XEEHULVRODWRU
G
'HFN
H
:DVKHU
I
1\ORFNQXW
J
&DUSHW
 *UDERQWRWKHPRWRUFROXPQDQGUDLVHWKHXQEROWHGVLGHRIWKHGHFNPRXQW,QVWDOOWKHEROWVWKURXJKWKHGHFNPRXQWLQJ
KROHVZKLOHKROGLQJWKHGHFNPRXQWDWDQDQJOH+ROGLQJWKHGHFNPRXQWDWDQDQJOHDOORZVWKHEROWVWREHLQVWDOOHGZLWK
OHVVLQWHUIHUHQFHIURPWKHIRRWUHOHDVHPHFKDQLVP,QVWDOODZDVKHUDQGDQ\ORFNQXWRQWRHDFKEROW

 $OLJQWKHWUROOLQJPRWRUZLWKWKHPRXQWLQJKROHVLQWKHGHFN+ROGWKHPRXQWLQJEROWVVHFXUHO\ZLWKDLQZUHQFKZKLOH
XVLQJDZUHQFKRUVRFNHWWRWLJKWHQWKHQ\ORFNQXWVRQERWKVLGHVRIWKHGHFNPRXQWIURPXQGHUWKHGHFN
D
E
F
G
H
I
D
E
G
H
I
J

6
6HFWLRQ3URGXFW,QVWDOODWLRQ:LULQJDQG%DWWHU\,QIRUPDWLRQ
3DJH 0HQJ-8/<
 ,QVWDOOWKHVLGHSDQHOVRQWRWKHWUROOLQJPRWRUWDNLQJFDUHQRWWRGDPDJHWKHORFDWLQJWDEV,QVWDOOWKHVLGHSDQHOVFUHZV
D
6LGHSDQHOVFUHZV
E
/RFDWLQJWDE
5HFRPPHQGHG3UDFWLFHDQG3URFHGXUHV
,03257$178QSOXJWKHWUROOLQJPRWRUDIWHUHDFKXVHDQGZKHQFKDUJLQJWKHEDWWHU\
ವ 'RQRWXVHWKHPDLQHQJLQHEDWWHU\WRSRZHUWKHWUROOLQJPRWRU
ವ (QVXUHWKDWWKHEDWWHULHVDUHHQFORVHGZLWKLQDEDWWHU\ER[WRSUHYHQWDFFLGHQWDOVKRUWLQJRIWKHEDWWHU\WHUPLQDOV
ವ 5RXWHWKHWUROOLQJPRWRUZLUHVRQWKHRSSRVLWHVLGHRIWKHERDWIURPRWKHUERDWZLULQJ
ವ &RQQHFWERDWDFFHVVRULHVGLUHFWO\WRWKHPDLQHQJLQHEDWWHU\
ವ 'RQRWFKDUJHWKHWUROOLQJPRWRUEDWWHULHVZKLOHWKHWUROOLQJPRWRULVLQWKHGHSOR\HGGRZQSRVLWLRQ
%DWWHU\5HFRPPHQGDWLRQV
ವ 8VHತYROWGHHSF\FOHPDULQHEDWWHULHV7KHQXPEHURIEDWWHULHVUHTXLUHGYDULHVDFFRUGLQJWRWKHPRGHORI\RXUWUROOLQJ
PRWRU5HIHUWR%
%DWWHU\&RQQHFWLRQ
ವ $VDJHQHUDOUXOHGHHSF\FOHEDWWHULHVZLWKDKLJKHUDPSತKRXUUDWLQJRUUHVHUYHFDSDFLW\UDWLQJZLOOSURYLGHORQJHUUXQ
WLPHVDQGEHWWHUSHUIRUPDQFH
ವ ,QVWDOODPDQXDOUHVHWFLUFXLWEUHDNHULQOLQHZLWKWKHWUROOLQJPRWRUSRVLWLYHOHDGVZLWKLQFPLQRIWKHEDWWHULHV
7KHVHFDQEHSXUFKDVHGIURP\RXUORFDO0RWRU*XLGHUHWDLOHURUIURPZZZPRWRUJXLGHFRP
ವ 'RQRWH[WHQGWKHLQFOXGHGತJDXJHEDWWHU\FDEOHVPRUHWKDQPIWIRUDWRWDORIPIW,IORQJHUEDWWHU\FDEOHV
DUHUHTXLUHG0RWRU*XLGHRIIHUVDFFHVVRU\PPತJDXJHEDWWHU\FDEOHV
ವ 8VHQ\ORFNQXWVWRVHFXUHWKHEDWWHU\FDEOHVWRWKHLUWHUPLQDOV8VLQJZLQJQXWVWRVHFXUHWKHEDWWHU\FDEOHVFDQFDXVH
ORRVHFRQQHFWLRQV
ವ $Q\GHSWKVRXQGHUVRUILVKILQGHUVPXVWEHSRZHUHGIURPWKHHQJLQHVWDUWLQJEDWWHU\&RQQHFWLQJHOHFWURQLFHTXLSPHQWWR
WKHWUROOLQJPRWRUEDWWHULHVFDQFDXVHHOHFWULFDOLQWHUIHUHQFHDQGSRVVLEOHHOHFWURO\VLV
5HFRPPHQGHG0RWRU*XLGH$FFHVVRU\'HVFULSWLRQ 3DUW1XPEHU
ತJDXJHEDWWHU\FDEOHDQGWHUPLQDOVZLWKತDPSPDQXDOUHVHWFLUFXLWEUHDNHU 007
ತDPSPDQXDOUHVHWFLUFXLWEUHDNHU 00
ತDPSPDQXDOUHVHWFLUFXLWEUHDNHU 0
%DWWHU\3UHFDXWLRQV
:$51,1*
$Q RSHUDWLQJ RU FKDUJLQJ EDWWHU\ SURGXFHV JDV WKDW FDQ LJQLWH DQG H[SORGH VSUD\LQJ RXW VXOIXULF DFLG ZKLFK FDQ FDXVH
VHYHUHEXUQV9HQWLODWHWKHDUHDDURXQGWKHEDWWHU\DQGZHDUSURWHFWLYHHTXLSPHQWZKHQKDQGOLQJRUVHUYLFLQJEDWWHULHV
:KHQFKDUJLQJEDWWHULHVDQH[SORVLYHJDVPL[WXUHIRUPVLQHDFKFHOO3DUWRIWKLVJDVHVFDSHVWKURXJKKROHVLQWKHYHQWSOXJV
DQGPD\IRUPDQH[SORVLYHDWPRVSKHUHDURXQGWKHEDWWHU\LIYHQWLODWLRQLVSRRU7KLVH[SORVLYHJDVPD\UHPDLQLQRUDURXQGWKH
EDWWHU\IRUVHYHUDOKRXUVDIWHULWKDVEHHQFKDUJHG6SDUNVRUIODPHVFDQLJQLWHWKLVJDVDQGFDXVHDQLQWHUQDOH[SORVLRQZKLFK
PD\VKDWWHUWKHEDWWHU\
7KHIROORZLQJSUHFDXWLRQVVKRXOGEHREVHUYHGWRSUHYHQWDQH[SORVLRQ
 'RQRWVPRNHQHDUEDWWHULHVEHLQJFKDUJHGRUZKLFKKDYHEHHQFKDUJHGUHFHQWO\
 'RQRWEUHDNOLYHFLUFXLWVDWWKHEDWWHU\WHUPLQDOVEHFDXVHDVSDUNXVXDOO\RFFXUVDWWKHSRLQWZKHUHDOLYHFLUFXLWLVEURNHQ
$OZD\VEHFDUHIXOZKHQFRQQHFWLQJRUGLVFRQQHFWLQJFDEOHFODPSVRQFKDUJHUV3RRUFRQQHFWLRQVDUHDFRPPRQFDXVHRI
HOHFWULFDODUFVZKLFKFDXVHH[SORVLRQV
DD
E
6
6HFWLRQ3URGXFW,QVWDOODWLRQ:LULQJDQG%DWWHU\,QIRUPDWLRQ
0HQJ-8/< 3DJH
 'RQRWUHYHUVHWKHSRODULW\RIEDWWHU\WHUPLQDOWRFDEOHFRQQHFWLRQV
(VWDEOLVKLQJD&RPPRQ*URXQG
$FRPPRQJURXQGದFRQQHFWLRQLQFUHDVHVVRQDUVHQVLWLYLW\LPSURYHVVRQDUGLVSOD\DYRLGVWKHJURXQGFLUFXLWDVDSRVVLEOH
VRXUFHRIFRUURVLRQRUHOHFWURO\VLVDQGUHGXFHVLQWHUIHUHQFHZLWKRWKHUHOHFWURQLFHTXLSPHQW)RUತYROWWUROOLQJPRWRU
DSSOLFDWLRQVFRQQHFWWKHQHJDWLYHದWHUPLQDORQWKHWUROOLQJPRWRUEDWWHU\WRWKHQHJDWLYHದWHUPLQDORQWKHHQJLQHVWDUWLQJ
EDWWHU\ZLWKDFRPPRQJURXQGFDEOHWRHVWDEOLVKDFRPPRQJURXQG
)RUತYROWDQGತYROWWUROOLQJPRWRUVDFRPPRQJURXQGದFRQQHFWLRQFDQQRWEHHVWDEOLVKHGZLWKWKHತYROWHOHFWULFDO
V\VWHPLQWKHERDWGXHWRWKHGLIIHUHQWFLUFXLWYROWDJHV$VDJHQHUDOUXOHWRUHGXFHLQWHUIHUHQFHZLWKRWKHUHOHFWURQLFVRQ\RXU
ERDWURXWHDOOEDWWHU\ZLULQJDZD\IURPRWKHUERDWZLULQJRSSRVLWHVLGHRIWKHERDWLISRVVLEOHNHHSWKHEDWWHU\FDEOHOHQJWKDV
VKRUWDVSRVVLEOHDQGDOZD\VXVHEDWWHU\FDEOHVRIWKHDSSURSULDWHVL]HJDXJH
(OHFWURO\VLV
8VLQJWKHPDLQHQJLQHEDWWHU\DVDSRZHUVRXUFHIRUWKHWUROOLQJPRWRUPD\FDXVHHOHFWURO\VLVRQPHWDOOLFSDUWV,IWKHPRWRUDQG
EDWWHU\ZLULQJDUHLQVWDOOHGFRUUHFWO\DQGHOHFWURO\VLVLVVXHVFRQWLQXHVHSDUDWHWKHWUROOLQJPRWRUIURPDQ\RWKHUERDW
HOHFWURQLFV8VLQJWKHPDLQHQJLQHEDWWHU\DVDSRZHUVRXUFHIRUWKHWUROOLQJPRWRULVQRWUHFRPPHQGHG5HIHUWR%
%DWWHU\
&RQQHFWLRQ
IRUFRUUHFWLQVWDOODWLRQ
:LUH&RORU&RGH$EEUHYLDWLRQV
:LUH&RORU$EEUHYLDWLRQV
%/. %ODFN

%/8 %OXH
%51 %URZQ *5< *UD\
*51 *UHHQ 251RU25* 2UDQJH
31. 3LQN 33/RU385 3XUSOH
5(' 5HG 7$1 7DQ
:+7 :KLWH <(/ <HOORZ
/7RU/,7 /LJKW '.RU'5. 'DUN
%DWWHU\&RQQHFWLRQ
:$51,1*
%HIRUH ZRUNLQJ DURXQG HOHFWULFDO V\VWHP FRPSRQHQWV GLVFRQQHFW WKH EDWWHU\ FDEOHV IURP WKH EDWWHU\ WR SUHYHQW LQMXU\ RU
GDPDJHWRWKHHOHFWULFDOV\VWHPGXHWRDQDFFLGHQWDOVKRUWFLUFXLW
&$87,21
'LVFRQQHFWLQJRUFRQQHFWLQJWKHEDWWHU\FDEOHVLQWKHLQFRUUHFWRUGHUFDQFDXVHLQMXU\IURPHOHFWULFDOVKRFNRUFDQGDPDJH
WKHHOHFWULFDOV\VWHP$OZD\VGLVFRQQHFWWKHQHJDWLYHತEDWWHU\FDEOHILUVWDQGFRQQHFWLWODVW
127,&(
)DLOXUH WR RSHUDWH WKH WUROOLQJ PRWRU ZLWKLQ WKH UHFRPPHQGHG YROWDJH VSHFLILFDWLRQV FDQ FDXVH SURGXFW GDPDJH 'R QRW
H[FHHGWKHPD[LPXPVXSSO\YROWDJH
,03257$175HIHUWRWKHGHFDORQWKHWRSKRXVLQJRIWKHWUROOLQJPRWRUWRGHWHUPLQHWKHYROWDJHUHTXLUHPHQWVRI\RXUWUROOLQJ
PRWRU
ತ9ROW%DWWHU\&RQQHFWLRQ
 6WDUWLQJZLWKWKHQHJDWLYHದOHDGGLVFRQQHFWWKHEDWWHU\FDEOHVIURPWKHHQJLQHVWDUWLQJEDWWHU\
 ,QVWDOODತDPSJRRGRUತDPSEHVWPDQXDOUHVHWFLUFXLWEUHDNHULQOLQHZLWKWKHWUROOLQJPRWRUSRZHUFDEOHSRVLWLYH
OHDGDQGWKHWUROOLQJPRWRUEDWWHU\SRVLWLYHWHUPLQDO
 &RQQHFWWKHSRVLWLYHWUROOLQJPRWRUOHDGWRWKHSRVLWLYHWUROOLQJPRWRUEDWWHU\WHUPLQDO
 &RQQHFWWKHQHJDWLYHದWUROOLQJPRWRUOHDGWRWKHQHJDWLYHದWUROOLQJPRWRUEDWWHU\WHUPLQDO
 &RQQHFWDMXPSHUFDEOHFRPPRQJURXQGERQGIURPWKHWUROOLQJPRWRUEDWWHU\QHJDWLYHದWHUPLQDOWRWKHHQJLQHEDWWHU\
QHJDWLYHದWHUPLQDO
6
6HFWLRQ3URGXFW,QVWDOODWLRQ:LULQJDQG%DWWHU\,QIRUPDWLRQ
3DJH 0HQJ-8/<
127(
9HVVHOVXVLQJತYROWWUROOLQJPRWRUVZLWKPXOWLSOHEDWWHULHVPXVWKDYHDFRPPRQJURXQGERQGLQJFLUFXLW1RW
HVWDEOLVKLQJDFRPPRQJURXQGEHWZHHQWKHYHVVHOEDWWHULHVPD\FDXVHVHYHUHFRUURVLRQHOHFWURO\VLVRUHOHFWULFDOVKRFN
127(
7KHFRPPRQJURXQGERQGFDEOHVKRXOGEHQRPRUHWKDQRQHZLUHVL]HJDXJHVPDOOHUWKDQWKHEDWWHU\FDEOHVQRU
VPDOOHUWKDQತJDXJH$:*7KHFRPPRQJURXQGERQGFDEOHPXVWEHLQVXODWHGDQGVHFXUHGWRWKHQHJDWLYHದEDWWHU\
WHUPLQDOVZLWKULQJತVW\OHFRQQHFWRUV
 6WDUWLQJZLWKWKHSRVLWLYHOHDGUHFRQQHFWWKHEDWWHU\FDEOHVWRWKHHQJLQHVWDUWLQJEDWWHU\
YROWEDWWHU\FRQQHFWLRQZLWKFRPPRQJURXQGERQG
D
3RZHUFDEOHVWRWUROOLQJPRWRU
E
0DQXDOUHVHWFLUFXLWEUHDNHU
F
7UROOLQJPRWRUEDWWHU\
G
(QJLQHVWDUWLQJEDWWHU\
H
3RZHUFDEOHVWRHQJLQH
I
&RPPRQJURXQGದERQGFDEOH
ತ9ROW%DWWHU\&RQQHFWLRQ
 6WDUWLQJZLWKWKHQHJDWLYHದOHDGGLVFRQQHFWWKHEDWWHU\FDEOHVIURPWKHHQJLQHVWDUWLQJEDWWHU\
 ,QVWDOODತDPSJRRGRUತDPSEHVWPDQXDOUHVHWFLUFXLWEUHDNHULQOLQHZLWKWKHWUROOLQJPRWRUSRZHUFDEOHSRVLWLYH
OHDGDQGWKHWUROOLQJPRWRUEDWWHU\%
%
SRVLWLYHWHUPLQDO
 &RQQHFWWKHSRVLWLYHWUROOLQJPRWRUOHDGWRWKHSRVLWLYHWHUPLQDORQWUROOLQJPRWRUEDWWHU\%
%
 &RQQHFWDMXPSHUZLUHUHIHUHQFHJUD\EHWZHHQWKHQHJDWLYHದWHUPLQDORQEDWWHU\%
%
WRWKHSRVLWLYHWHUPLQDORQ
EDWWHU\$
$
,03257$177KHMXPSHUZLUHVKRXOGEHWKHVDPHZLUHJDXJHDVWKHQHJDWLYHದDQGSRVLWLYHSRZHUFDEOHV
 &RQQHFWWKHWUROOLQJPRWRUQHJDWLYHದOHDGWRWKHQHJDWLYHದWHUPLQDORQEDWWHU\$
$
 6WDUWLQJZLWKWKHSRVLWLYHOHDGUHFRQQHFWWKHEDWWHU\FDEOHVWRWKHHQJLQHVWDUWLQJEDWWHU\
D
3RZHUFDEOHVWRWUROOLQJPRWRU
E
0DQXDOUHVHWFLUFXLWEUHDNHU
F
-XPSHUZLUHQRWVXSSOLHG
G
1HJDWLYHದEDWWHU\WHUPLQDO
,03257$17'RQRWFRQQHFWDFRPPRQJURXQGERQGFDEOHEHWZHHQತYROWDQGತYROWHOHFWULFDOFLUFXLWV
ತ9ROW%DWWHU\&RQQHFWLRQ
 6WDUWLQJZLWKWKHQHJDWLYHದOHDGGLVFRQQHFWWKHEDWWHU\FDEOHVIURPWKHHQJLQHVWDUWLQJEDWWHU\
 ,QVWDOODತDPSJRRGRUತDPSEHVWPDQXDOUHVHWFLUFXLWEUHDNHULQOLQHZLWKWKHWUROOLQJPRWRUSRZHUFDEOHSRVLWLYH
OHDGDQGWKHWUROOLQJPRWRUEDWWHU\&
&
SRVLWLYHWHUPLQDO
 &RQQHFWWKHSRVLWLYHWUROOLQJPRWRUOHDGWRWKHSRVLWLYHWHUPLQDORQWUROOLQJPRWRUEDWWHU\&
&
 &RQQHFWDMXPSHUZLUHUHIHUHQFHJUD\EHWZHHQWKHQHJDWLYHದWHUPLQDORQEDWWHU\&
&
WRWKHSRVLWLYHWHUPLQDORQ
EDWWHU\%
%
5('
%/.
%/.
5('5('
D
E
F
G
H

I
5('
%/.
D
E
F
G

*5<
F
%DWWHU\$
%DWWHU\%
6
6HFWLRQ3URGXFW,QVWDOODWLRQ:LULQJDQG%DWWHU\,QIRUPDWLRQ
0HQJ-8/< 3DJH
,03257$177KHMXPSHUZLUHVKRXOGEHWKHVDPHZLUHJDXJHDVWKHQHJDWLYHದDQGSRVLWLYHSRZHUFDEOHV
 &RQQHFWDMXPSHUZLUHUHIHUHQFHJUD\EHWZHHQWKHQHJDWLYHದWHUPLQDORQEDWWHU\%
%
WRWKHSRVLWLYHWHUPLQDORQ
EDWWHU\$
$
 &RQQHFWWKHWUROOLQJPRWRUQHJDWLYHದOHDGWRWKHQHJDWLYHದWHUPLQDORQEDWWHU\$
$
 6WDUWLQJZLWKWKHSRVLWLYHOHDGUHFRQQHFWWKHEDWWHU\FDEOHVWRWKHHQJLQHVWDUWLQJEDWWHU\
D
3RZHUFDEOHVWRWUROOLQJPRWRU
E
0DQXDOUHVHWFLUFXLWEUHDNHU
F
-XPSHUZLUHQRWVXSSOLHG
G
1HJDWLYHದEDWWHU\WHUPLQDO
,03257$17'RQRWFRQQHFWDFRPPRQJURXQGERQGFDEOHEHWZHHQತYROWDQGತYROWHOHFWULFDOFLUFXLWV
$FWLYDWLQJWKH:LUHOHVV)RRW3HGDO
(DFKZLUHOHVVIRRWSHGDODQGZLUHOHVVKDQGKHOGUHPRWHKDVDXQLTXHVHULDOQXPEHUDQGHDFKZLUHOHVVFRQWUROOHUPXVWEH
V\QFHGLQGLYLGXDOO\WRWKHWUROOLQJPRWRUUHFHLYHU7KHWUROOLQJPRWRUUHFHLYHUFDQV\QFXSWRZLUHOHVVFRQWUROOHUV7KLVHQVXUHV
WKDWWKHWUROOLQJPRWRUZLOOUHVSRQGWRFRPPDQGVRQO\IURPGHVLJQDWHGFRQWUROOHUV)ROORZWKHLQVWUXFWLRQVEHORZWRDFWLYDWHD
ZLUHOHVVFRQWUROOHUZLWK\RXUWUROOLQJPRWRU)RUHUDVLQJDQGUHSURJUDPPLQJLQIRUPDWLRQUHIHUWR6
6HFWLRQಧ(UDVLQJWKH
5HFHLYHUV0HPRU\
DQG6
6HFWLRQಧ5HSURJUDPPLQJWKH:LUHOHVV)RRW3HGDORU5HPRWH
,03257$177RDFWLYDWHPXOWLSOHIRRWSHGDOVRUUHPRWHVWKHPRWRUPXVWEHXQSOXJJHGIURPWKHSRZHUVRXUFHDQGWKHQ
SOXJJHGEDFNLQWRWKHSRZHUVRXUFHEHWZHHQDFWLYDWLQJHDFKFRQWUROGHYLFH
 &RQQHFWWKHEDWWHU\FDEOHVWRWKHEDWWHU\RUSOXJLQWKHEDWWHU\FDEOHWRDSRZHUVRXUFH:LWKLQWHQVHFRQGVRIFRQQHFWLQJ
WKHEDWWHU\FDEOHVWRWKHLUWHUPLQDOVSUHVVDQGKROGWKHS
SURSHOOHU
DQGD
DQFKRU
EXWWRQVRQWKHZLUHOHVVIRRWSHGDO
VLPXOWDQHRXVO\
 /LVWHQIRUDPXOWLತWRQHEHHSLQGLFDWLQJWKDWWKHUHFHLYHUKDVV\QFHGWKHHOHFWURQLFVHULDOQXPEHU
D $QFKRU
EXWWRQIRRWSHGDORQRII
E 3URSHOOHU
EXWWRQSURSHOOHURQRII
 7RWXUQWKHSHGDORQRURIISUHVVDQGKROGWKHD
DQFKRU
EXWWRQ2QHEHHSIURPWKHIRRWSHGDOLQGLFDWHVWKDWWKHIRRWSHGDOLV
WXUQHGRQWZREHHSVLQGLFDWHWKDWWKHIRRWSHGDOLVWXUQHGRII
5('
%/.

*5<
F
%DWWHU\%
%DWWHU\&
%DWWHU\$
*5<
F
D
E
F
G
DE

6
6HFWLRQ3URGXFW,QVWDOODWLRQ:LULQJDQG%DWWHU\,QIRUPDWLRQ
3DJH 0HQJ-8/<
$FWLYDWLQJWKH+DQGKHOG5HPRWH
 ,IWKHWUROOLQJPRWRUEDWWHU\FDEOHVDUHFRQQHFWHGGLVFRQQHFWWKHEDWWHU\FDEOHVIURPWKHWUROOLQJPRWRUEDWWHU\VWDUWLQJZLWK
WKHQHJDWLYHದOHDG
 &RQQHFWWKHEDWWHU\FDEOHVWRWKHEDWWHU\RUSOXJLQWKHEDWWHU\FDEOHWRDSRZHUVRXUFH:LWKLQWHQVHFRQGVRIFRQQHFWLQJ
WKHEDWWHU\FDEOHVWRWKHLUWHUPLQDOVSUHVVDQGKROGWKHO
OHIWDUURZ
EXWWRQDQGU
ULJKWDUURZ
EXWWRQRQWKHKDQGKHOGUHPRWH
VLPXOWDQHRXVO\
 /LVWHQIRUDPXOWLತWRQHEHHSZKLFKLQGLFDWHVWKDWWKHUHFHLYHUKDVVWRUHGWKHHOHFWURQLFVHULDOQXPEHU
D
EXWWRQಧLQFUHDVHVSHHG
E 3URSHOOHU
EXWWRQಧSURSHOOHURQRII
F 5LJKWDUURZ
EXWWRQ
G ದ
EXWWRQಧGHFUHDVHVSHHG
H /HIWDUURZ
EXWWRQ
&RQQHFWLQJWKH6RQDU'LVSOD\WRWKH7UROOLQJ0RWRU
127(
7KLVSURFHGXUHDSSOLHVRQO\WRPRGHOVHTXLSSHGZLWKLQWHJUDWHGVRQDU
7KLVVRQDUGLVSOD\FRQQHFWLRQSURFHGXUHDSSOLHVWRWUROOLQJPRWRUPRGHOVZLWKLQWHUQDOVRQDUWKDWRIIHUEXLOWತLQN+]VRQDU
WUDQVGXFHUVFRPSDWLEOHZLWK(DJOH*DUPLQ+XPPLQELUG/RZUDQFHDQG9H[LODUEUDQGVRQDUGLVSOD\V)RUFRPSDWLELOLW\ZLWK
RWKHUVRQDUXQLWVUHIHUWRZZZPRWRUJXLGHFRP
7KHWUROOLQJPRWRULVHTXLSSHGZLWKD/RZUDQFHತSLQSOXJ$GDSWHUVDUHDYDLODEOHWRFRQQHFWRWKHUEUDQGVRIVRQDUGLVSOD\VWR
WKHWUROOLQJPRWRU0DWFKWKHFDEOHFRQQHFWRUWRWKHVRQDUSRUWRQWKHEDFNRIWKHVRQDUGLVSOD\3RZHUXSWKHXQLWWRHQVXUH
WKDWWKHVRQDUFDEOHLVFRQQHFWHGVHFXUHO\
D
+DUQHVVಧWRQRVHFRQHVRQDU
E
ತSLQ/RZUDQFHSOXJಧWRVRQDUGLVSOD\
7UDQVGXFHUDGDSWHUFDEOHVDYDLODEOHIURP0RWRU*XLGH 3DUW1XPEHU
/RZUDQFHತWRತತSLQDGDSWHU 0
*DUPLQತSLQDGDSWHU 0
9H[LODUತSLQ 0
+XPPLQELUGತSLQ 0

E
D
F
G
H

D
E
6
6HFWLRQ7UROOLQJ0RWRU2SHUDWLRQ
0HQJ-8/< 3DJH
6HFWLRQ7UROOLQJ0RWRU2SHUDWLRQ
7DEOHRI&RQWHQWV
6WDWXV,QGLFDWRU/LJKW,GHQWLILFDWLRQ 
6WRZLQJDQG'HSOR\LQJWKH7UROOLQJ0RWRU 
6WRZLQJWKH7UROOLQJ0RWRU  
'HSOR\LQJWKH7UROOLQJ0RWRU  
$GMXVWLQJWKH0RWRU'HSWK 
)RRW3HGDO2SHUDWLRQ 
7XUQLQJWKH)RRW3HGDO2QRU2II  
'LUHFWLRQ&RQWURO  
6SHHG&RQWURO  
+DQGKHOG5HPRWH2SHUDWLRQ 
7XUQLQJWKH+DQGKHOG5HPRWH2QRU2II  
6WHHULQJ  
6SHHG&RQWURO  


6
6HFWLRQ7UROOLQJ0RWRU2SHUDWLRQ
3DJH 0HQJ-8/<
6WDWXV,QGLFDWRU/LJKW,GHQWLILFDWLRQ
7KLVWUROOLQJPRWRULVHTXLSSHGZLWKDPXOWLIXQFWLRQVWDWXVLQGLFDWRUOLJKWSDQHO,WFDQGLVSOD\WKHVWDWXVRIWKHPRWRUSURSHOOHU
EDWWHU\FKDUJHDQG*36VWDWXVIRUTXLFNDQGHDV\UHIHUHQFHGXULQJRSHUDWLRQ
D
3RZHURQRIILQGLFDWRUOLJKW
E
3URSHOOHURQRIILQGLFDWRUOLJKW
F
*36QDYLJDWLRQLQGLFDWRUOLJKW
G
%DWWHU\VWDWXVOLJKW
6WRZLQJDQG'HSOR\LQJWKH7UROOLQJ0RWRU
:$51,1*
5RWDWLQJSURSHOOHUVFDQFDXVHVHULRXVLQMXU\RUGHDWK1HYHUVWDUWRURSHUDWHWKHPRWRURXWRIZDWHU
&$87,21
0RYLQJ SDUWV VXFK DV KLQJHV DQG SLYRW SRLQWV FDQ FDXVH VHULRXV LQMXU\ .HHS DZD\ IURP PRYLQJ SDUWV ZKHQ VWRZLQJ
GHSOR\LQJRUWLOWLQJWKHPRWRU
6WRZLQJWKH7UROOLQJ0RWRU
 3UHVVGRZQRQWKHVWRZGHSOR\UHOHDVHOHYHUZLWKRQHKDQGRURQHIRRW)LUPO\JUDVSWKHFROXPQZLWKRQHKDQGDQGWLOWWKH
WUROOLQJPRWRUWRZDUGVWKHPRXQW

D
EF
G

6
6HFWLRQ7UROOLQJ0RWRU2SHUDWLRQ
0HQJ-8/< 3DJH
 5DLVHWKHPRWRURXWRIWKHZDWHUDQGURWDWHWKHFROXPQVRWKHORZHUXQLWLVDOLJQHGZLWKWKHPRXQWFUDGOH2ULHQWWKHORZHU
XQLWVRWKHFDEOHGRHVQRWZUDSDURXQGWKHWUROOLQJPRWRUFROXPQ6OLGHWKHORZHUXQLWLQWRWKHPRXQWFUDGOHDQGUHOHDVHWKH
VWRZGHSOR\UHOHDVHOHYHU7KHPRXQWZLOOORFNWKHWUROOLQJPRWRULQWKHVWRZHGSRVLWLRQ
D
/RZHUXQLW
E
'HSWKFROODU
F
&ROXPQ
G
&DEOH
H
6WRZGHSOR\UHOHDVHOHYHU
I
0RXQWFUDGOH
 6OLGHWKHGHSWKFROODUWLJKWO\DJDLQVWWKHVWHHULQJWUDQVPLVVLRQ5RWDWHWKHGHSWKFROODUXQWLOLWHQJDJHVWKHVWHHULQJ
WUDQVPLVVLRQWKHQWLJKWHQWKHGHSWKFROODUNQRE
D
6WHHULQJWUDQVPLVVLRQ
E
'HSWKFROODU
F
'HSWKFROODUNQRE
127(
2SWLRQDOPRXQWVDUHDYDLODEOHIRUVXSSRUWLQJWKHWUROOLQJPRWRULQH[WUHPHO\URXJKERDWLQJFRQGLWLRQV
5HFRPPHQGHG0RWRU*XLGH$FFHVVRU\'HVFULSWLRQ 3DUW1XPEHU
6WDQGDUG5DPpPRXQWVWDELOL]HU 0
/RQJ5DPpPRXQWVWDELOL]HU 0
'HSOR\LQJWKH7UROOLQJ0RWRU
 /RRVHQWKHGHSWKFROODUNQREWKHQVOLGHWKHGHSWKFROODUDZD\IURPWKHVWHHULQJWUDQVPLVVLRQ7LJKWHQWKHGHSWKFROODU
NQRE
 3UHVVGRZQRQWKHVWRZGHSOR\UHOHDVHOHYHUZLWKRQHKDQGRURQHIRRW)LUPO\JUDVSWKHFROXPQDQGVOLGHWKHORZHUXQLW
DZD\IURPWKHPRXQWFUDGOH
D
/RZHUXQLW
E
'HSWKFROODU
F
&ROXPQ
G
&DEOH
H
6WRZGHSOR\UHOHDVHOHYHU
I
0RXQWFUDGOH
DE
G
H
I
F
D
F

E
DE
G
H
I
F
6
6HFWLRQ7UROOLQJ0RWRU2SHUDWLRQ
3DJH 0HQJ-8/<
 7LOWWKHPRWRURXWRIWKHVWRZHGSRVLWLRQDQGORZHUWKHWUROOLQJPRWRUXQWLOWKHGHSWKFROODUUHVWVRQWRSRIWKHVWHHULQJ
KRXVLQJFROODU5RWDWHWKHWUROOLQJPRWRUVRWKHGHSWKFROODUVORFNVLQWRSRVLWLRQRQWKHVWHHULQJKRXVLQJFROODUDQGUHOHDVH
WKHVWRZGHSOR\UHOHDVHOHYHU7KHPRWRUZLOOORFNLQWRWKHGHSOR\HGSRVLWLRQ3XOOEDFNRQWKHPRWRUWRHQVXUHWKDWLWLV
VHFXUHO\ORFNHGLQWRWKHGHSOR\HGSRVLWLRQ
D
'HSWKFROODUNQRE
$GMXVWLQJWKH0RWRU'HSWK
&$87,21
$YRLGLQMXU\ GXH WR WKHVXGGHQ VKLIWLQJ RI ZHLJKWZKHQ GHSOR\LQJ WKH PRWRURU DGMXVWLQJ WKH PRWRUGHSWK :KHQ UDLVLQJ RU
ORZHULQJWKHPRWRUILUPO\JUDVSWKHPRWRUFROXPQZLWKRQHKDQGEHIRUHORRVHQLQJWKHGHSWKFROODUNQRE
$GMXVWWKHGHSWKRIWKHPRWRUWRLPSURYHWKHWUROOLQJPRWRUSHUIRUPDQFHLQYDULRXVZDWHUGHSWKV
,03257$17:KHQDGMXVWLQJWKHPRWRUGHSWKHQVXUHWKDWWKHORZHUXQLWLVIXOO\VXEPHUJHGDPLQLPXPRIFPLQWR
DYRLGSURSHOOHUFDYLWDWLRQ
 )LUPO\JUDVSWKHFROXPQZLWKRQHKDQGZKLOHORRVHQLQJWKHGHSWKFROODUNQREVRWKHFROXPQPRYHVIUHHO\
D
'HSWKFROODUNQRE
E
'HSWKFROODU
 5DLVHRUORZHUWKHFROXPQWRWKHGHVLUHGGHSWK7LJKWHQWKHGHSWKFROODUNQREWRVHFXUHWKHFROXPQ

D
D
E

6
6HFWLRQ7UROOLQJ0RWRU2SHUDWLRQ
0HQJ-8/< 3DJH
)RRW3HGDO2SHUDWLRQ
:$51,1*
5RWDWLQJSURSHOOHUVFDQFDXVHVHULRXVLQMXU\RUGHDWK1HYHUVWDUWRURSHUDWHWKHPRWRURXWRIZDWHU
:$51,1*
$YRLG SRVVLEOH VHULRXV LQMXU\ IURP XQH[SHFWHG DFFHOHUDWLRQ DQG ERDW PRYHPHQW ZKHQ DFWLYDWLQJ WKH WUROOLQJ PRWRU :KHQ
XVLQJWKHIRRWತSHGDOWKHPRWRUZLOOVWDUWXSDWWKHODVWVHOHFWHGVSHHGDQGFRXUVHVHWWLQJV%HIRUHSUHVVLQJWKHIRRWತSHGDO
KROGRQWRDVHDWRUKDQGKROGDQGDGYLVHSDVVHQJHUVWRGRWKHVDPH
7RRSHUDWHWKHWUROOLQJPRWRUXVLQJWKHIRRWSHGDOV\QFWKHIRRWSHGDOWRWKHWUROOLQJPRWRUUHFHLYHU5HIHUWR6
6HFWLRQಧ
$FWLYDWLQJWKH:LUHOHVV)RRW3HGDO
DQG$
$FWLYDWLQJWKH+DQGKHOG5HPRWH
D
7RHತGRZQSRVLWLRQಧULJKWWXUQ
E
3URSHOOHUPRPHQWDU\RQRII
F
3URSHOOHUFRQVWDQWRQRII
G
+HHOತGRZQSRVLWLRQಧOHIWWXUQ
H
$QFKRUEXWWRQಧPRGHOVZLWK*36LQVWDOOHGDOVRIRRWSHGDORQRII
I
6SHHGFRQWUROGLDO
7XUQLQJWKH)RRW3HGDO2QRU2II
3UHVVDQGKROGWKHD
DQFKRUKROG
EXWWRQ2QHVKRUWEHHSIURPWKHIRRWSHGDOLQGLFDWHVWKDWWKHIRRWSHGDOLVWXUQHGRQWZRVKRUW
EHHSVLQGLFDWHVWKDWWKHIRRWSHGDOLVWXUQHGRII
'LUHFWLRQ&RQWURO
3LYRWWKHIRRWSHGDOWRHತGRZQWRVWHHUULJKWRUKHHOತGRZQWRVWHHUOHIW7RVWRSWXUQLQJDOORZWKHSHGDOWRUHWXUQWRLWVFHQWHU
GHWHQWSRVLWLRQZLWKRXWSUHVVLQJGRZQRQWKHKHHORUWRHRIWKHSHGDO7RRSHUDWHWKHPRWRULQUHYHUVHFRQWLQXHWRSUHVVWKH
IRRWSHGDOGRZQLQHLWKHUGLUHFWLRQXQWLOWKHWRSKRXVLQJLVSRLQWLQJWRWKHGHVLUHGGLUHFWLRQRIWUDYHO7KHDYDLODEOHVWHHULQJUDQJH
ZLOODOORZWKHRSHUDWRUWRVWHHUWKHWUROOLQJPRWRUSDVWrLQHLWKHUGLUHFWLRQ
D
7RHತGRZQSRVLWLRQಧULJKW
WXUQ
E
&HQWHUGHWHQWSRVLWLRQಧ
VWHHULQJRII
F
+HHOತGRZQSRVLWLRQಧOHIWWXUQ
F
H
I
D
E

G

DF
E
6
6HFWLRQ7UROOLQJ0RWRU2SHUDWLRQ
3DJH 0HQJ-8/<
6SHHG&RQWURO
:$51,1*
$YRLG SRVVLEOH VHULRXV LQMXU\ IURP XQH[SHFWHG DFFHOHUDWLRQ DQG ERDW PRYHPHQW ZKHQ DFWLYDWLQJ WKH WUROOLQJ PRWRU :KHQ
XVLQJWKHIRRWತSHGDOWKHPRWRUZLOOVWDUWXSDWWKHODVWVHOHFWHGVSHHGDQGFRXUVHVHWWLQJV%HIRUHSUHVVLQJWKHIRRWತSHGDO
KROGRQWRDVHDWRUKDQGKROGDQGDGYLVHSDVVHQJHUVWRGRWKHVDPH
&RQWUROWKHVSHHGRIWKHWUROOLQJPRWRUE\DGMXVWLQJWKHVSHHGFRQWUROGLDORQWKHIRRWSHGDO5RWDWHWKHGLDOIRUZDUGWRLQFUHDVH
PRWRUVSHHGDQGURWDWHLWEDFNZDUGWRUHGXFHVSHHG3UHVVDQGKROGWKHP
PRPHQWDU\
EXWWRQWRRSHUDWHWKHPRWRUDWWKH
VHOHFWHGVSHHG5HOHDVHWKHP
PRPHQWDU\
EXWWRQWRVWRSWKHPRWRU3UHVVWKHS
SURSHOOHUFRQVWDQWRQRII
EXWWRQRQFHWRUXQWKH
PRWRUDWWKHVHOHFWHGVSHHG3UHVVWKHEXWWRQDJDLQWRWXUQWKHPRWRURII7KHPRWRUVSHHGFDQEHDGMXVWHGZKLOHWKHPRWRULV
UXQQLQJ
D
6SHHGFRQWUROGLDOಧURWDWHIRUZDUGWRLQFUHDVHVSHHG
E
0RPHQWDU\EXWWRQ
F
3URSHOOHUFRQVWDQWRQRIIEXWWRQ
+DQGKHOG5HPRWH2SHUDWLRQ
:$51,1*
5RWDWLQJSURSHOOHUVFDQFDXVHVHULRXVLQMXU\RUGHDWK1HYHUVWDUWRURSHUDWHWKHPRWRURXWRIZDWHU
7RRSHUDWHWKHWUROOLQJPRWRUXVLQJWKHKDQGKHOGUHPRWHV\QFWKHIRRWSHGDOWRWKHWUROOLQJPRWRUUHFHLYHU5HIHUWR6
6HFWLRQಧ
$FWLYDWLQJWKH:LUHOHVV)RRW3HGDO
DQG$
$FWLYDWLQJWKH+DQGKHOG5HPRWH
D
,QFUHDVHVSHHG
E
3URSHOOHURQRII
F
5LJKWWXUQ
G
'HFUHDVHVSHHG
H
/HIWWXUQ
E
D
F


E
D
F
G
H
6
6HFWLRQ7UROOLQJ0RWRU2SHUDWLRQ
0HQJ-8/< 3DJH
7XUQLQJWKH+DQGKHOG5HPRWH2QRU2II
7KHKDQGKHOGUHPRWHLVDOZD\VRQDQGLVUHDG\IRUXVHDQ\WLPHWKDWWKHWUROOLQJPRWRULVSRZHUHGXSDQGLQWKHGHSOR\HG
SRVLWLRQ
6WHHULQJ
ವ 7RWXUQOHIWSUHVVWKHO
OHIWWXUQ
EXWWRQRQWKHKDQGKHOGUHPRWH
ವ 7RWXUQULJKWSUHVVWKHU
ULJKWWXUQ
EXWWRQ
ವ 7KHDYDLODEOHVWHHULQJUDQJHDOORZVWKHWUROOLQJPRWRUWRWXUQEH\RQGrIRURSHUDWLRQLQUHYHUVH
6SHHG&RQWURO
ವ 3UHVVWKHS
SURSHOOHURQRII
EXWWRQRQFHWRVWDUWWKHSURSHOOHUDQGSUHVVWKHS
SURSHOOHURQRII
EXWWRQDJDLQWRVWRSWKH
SURSHOOHU
ವ 7KHV\VWHPLVHTXLSSHGZLWKVSHHGOHYHOV3UHVVWKHL
LQFUHDVHVSHHG
EXWWRQWRLQFUHDVHPRWRUVSHHGE\RQHOHYHO
DQGSUHVVWKHG
GHFUHDVHVSHHGದ
EXWWRQWRUHGXFHPRWRUVSHHGE\RQHOHYHO
ವ +ROGLQJWKHL
LQFUHDVHVSHHG
RUG
GHFUHDVHVSHHGದ
ZLOOFDXVHWKHVSHHGOHYHOWRLQFUHDVHRUGHFUHDVHXQWLOWKHVSHHG
OHYHOOLPLWLVUHDFKHG+ROGLQJWKHL
LQFUHDVHVSHHG
RUG
GHFUHDVHVSHHGದ
EXWWRQIRUVHFRQGVZLOOUDPSXSWKHVSHHG
OHYHOIURPWRRUGHFUHDVHIURPWRUHVSHFWLYHO\7KHWUROOLQJPRWRUZLOOHPLWWZREHHSVZKHQLWUHDFKHV
WKHRUVSHHGOHYHO
6
6HFWLRQ7UROOLQJ0RWRU2SHUDWLRQ
1RWHV
3DJH 0HQJ-8/<
6
6HFWLRQ0DLQWHQDQFHDQG6WRUDJH
0HQJ-8/< 3DJH
6HFWLRQ0DLQWHQDQFHDQG6WRUDJH
7DEOHRI&RQWHQWV
7UROOLQJ0RWRU&DUH 
6HOHFWLQJ5HSODFHPHQW3DUWV  
,QVSHFWLRQDQG0DLQWHQDQFH6FKHGXOH 
%HIRUH(DFK8VH  
$IWHU(DFK8VH  
(YHU\+RXUVRI8VHRU$QQXDOO\:KLFKHYHU2FFXUV
)LUVW  
6WRUDJH3UHSDUDWLRQ 
%DWWHU\,QVSHFWLRQ 
3URSHOOHU5HSODFHPHQW 
5HPRYLQJWKH3URSHOOHU  
,QVWDOOLQJWKH3URSHOOHU  


6
6HFWLRQ0DLQWHQDQFHDQG6WRUDJH
3DJH 0HQJ-8/<
7UROOLQJ0RWRU&DUH
7RNHHS\RXUWUROOLQJPRWRULQWKHEHVWRSHUDWLQJFRQGLWLRQDQGUHWDLQLWVGHSHQGDELOLW\\RXUWUROOLQJPRWRUPXVWUHFHLYHSHULRGLF
LQVSHFWLRQVDQGPDLQWHQDQFH.HHSLWPDLQWDLQHGSURSHUO\WRHQVXUHWKHVDIHW\RI\RXDQG\RXUSDVVHQJHUV
:$51,1*
1HJOHFWLQJWRLQVSHFWPDLQWDLQRUUHSDLU\RXUWUROOLQJPRWRUFDQUHVXOWLQSURGXFWGDPDJHRUVHULRXVLQMXU\RUGHDWK'RQRW
SHUIRUPPDLQWHQDQFHRUVHUYLFHRQ\RXUWUROOLQJPRWRULI\RXDUHQRWIDPLOLDUZLWKWKHFRUUHFWVHUYLFHDQGVDIHW\SURFHGXUHV
5HFRUGDOOPDLQWHQDQFHSHUIRUPHGDQGVDYHPDLQWHQDQFHZRUNRUGHUVDQGUHFHLSWV
6HOHFWLQJ5HSODFHPHQW3DUWV
8VHRQO\RULJLQDO0RWRU*XLGHUHSODFHPHQWSDUWV
,QVSHFWLRQDQG0DLQWHQDQFH6FKHGXOH
%HIRUH(DFK8VH
ವ ,QVSHFWIRUORRVHRUFRUURGHGZLULQJFRQQHFWLRQV
ವ &KHFNWKHWLJKWQHVVRIWKHEDWWHU\FDEOHFRQQHFWLRQV1\ORFNQXWVDUHUHFRPPHQGHGIRUVHFXULQJWKHEDWWHU\FDEOHVWRWKHLU
WHUPLQDOV
ವ &KHFNWKHWLJKWQHVVRIWKHSURSHOOHUQXW
ವ &KHFNWKHSURSHOOHUEODGHVIRUGDPDJH
ವ &KHFNWKHWLJKWQHVVRIWKHPRXQWWRWKHGHFNRIWKHERDW
$IWHU(DFK8VH
ವ 'LVFRQQHFWWKHEDWWHU\FDEOHVIURPWKHSRZHUVRXUFHRUXQSOXJWKHPRWRUIURPWKHERDW
ವ &KHFNHDFKVLGHRIWKHSURSHOOHUDQGSURSHOOHUVKDIWIRUGHEULVVXFKDVZHHGVDQGILVKLQJOLQH5HPRYHDOOGHEULV
ವ &KHFNWKHWLJKWQHVVRIWKHSURSHOOHUQXW
ವ :DVKWKHWUROOLQJPRWRUZLWKFOHDQZDWHUDQGDPLOGVRDSVXFKDV$WWZRRGp3UHPLXP%RDW:DVKWRUHPRYHGLUWDQGGXVW
WKDWPD\VFUDWFKWKHVXUIDFH
,03257$17'RQRWXVHKDUVKFOHDQHUVVXFKDVEOHDFKRUFLWUXVFOHDQHUVWRFOHDQWKHWUROOLQJPRWRU7KHVHFOHDQHUVFDQ
GDPDJHWKHILQLVKRQWKHWUROOLQJPRWRU
,03257$17'RQRWSRZHUZDVKWKHWUROOLQJPRWRU
(YHU\+RXUVRI8VHRU$QQXDOO\:KLFKHYHU2FFXUV)LUVW
 $SSO\ತತ&*UHDVHZLWK37)(WRWKHGHSWKFROODUNQREVFUHZWKUHDGV
7XEH5HI1R 'HVFULSWLRQ :KHUH8VHG 3DUW1R
 &ZLWK37)( 'HSWKFROODUNQREVFUHZWKUHDGV $
 5HPRYHWKHVLGHSDQHOVE\UHPRYLQJWKHWZRVFUHZVRQHDFKVLGHRIWKHPRXQW*HQWO\SXOOWKHFRYHUDZD\IURPWKHPRXQW
DQGWRZDUGVWKHIRRWUHOHDVHOHYHU
D
'HSWKFROODUNQREVFUHZWKUHDGV
E
6FUHZVVHFXULQJWKHVLGHSDQHO
E
E
D
6
6HFWLRQ0DLQWHQDQFHDQG6WRUDJH
0HQJ-8/< 3DJH
 $SSO\ತತ&ZLWK37)(WRWKHVORWRQWKHIRRWUHOHDVHOHYHUOLQNDJHRQHDFKVLGHWKHGHFNPRXQW3UHVVWKHIRRWUHOHDVH
OHYHUDQGDSSO\PRUHತತ&ZLWK37)(WRWKHVORWHTXDOO\GLVWULEXWLQJWKHJUHDVHDORQJWKHOHQJWKRIWKHVORW
D
6ORW
,03257$171HYHUXVHDQDHURVROOXEULFDQWRUVROYHQWತEDVHGOXEULFDQWWRJUHDVHRURLODQ\SDUWRIWKHWUROOLQJPRWRU0DQ\
DHURVROOXEULFDQWVFRQWDLQKDUPIXOSURSHOODQWVWKDWFDQFDXVHGDPDJHWRYDULRXVSDUWVRIWKHWUROOLQJPRWRU
7XEH5HI1R 'HVFULSWLRQ :KHUH8VHG 3DUW1R
 &ZLWK37)( 6ORWRQWKHIRRWUHOHDVHOHYHUOLQNDJH $
 ,QVWDOOWKHVLGHSDQHOVRQWRWKHGHFNPRXQWDQGWLJKWHQWKHVFUHZV
 &KHFNWKHWLJKWQHVVRIWKHPRXQWLQJVFUHZVQXWVDQGRWKHUIDVWHQHUV
 ,QVSHFWWKHEDWWHU\5HIHUWR%
%DWWHU\,QVSHFWLRQ
6WRUDJH3UHSDUDWLRQ
7KHPDMRUFRQVLGHUDWLRQLQSUHSDULQJ\RXUWUROOLQJPRWRUIRUVWRUDJHLVWRSURWHFWLWIURPFRUURVLRQDQGGDPDJHFDXVHGE\
IUHH]LQJRIWUDSSHGZDWHU,WLVDOVRUHFRPPHQGHGWKDWEDWWHULHVDUHGLVFRQQHFWHGSULRUWRVWRUDJHDQGWKDWWKHEDWWHULHVDUH
VWRUHGLQGRRUVLQDGU\ORFDWLRQGXULQJORQJತWHUPVWRUDJH7KHEDWWHULHVVKRXOGDOVREHUHPRYHGIURPWKHKDQGKHOGUHPRWHDQG
ZLUHOHVVIRRWSHGDOIRUORQJತWHUPVWRUDJH
5HIHUWRWKH,
,QVSHFWLRQDQG0DLQWHQDQFH6FKHGXOH
DQGFRPSOHWHWKHDSSURSULDWHFDUHLQVWUXFWLRQVWRSUHSDUH\RXUWUROOLQJ
PRWRUIRUVWRUDJH6WRUHWKHWUROOLQJPRWRULQDGU\ORFDWLRQZKHUHLWZLOOQRWEHDIIHFWHGE\WHPSHUDWXUHVEHORZದr&ದr)
,03257$177UROOLQJPRWRUVVWRUHGLQWHPSHUDWXUHVEHORZr&r)VKRXOGEHRSHUDWHGVORZO\IRUDPLQLPXPRI
PLQXWHVEHIRUHJRLQJDERYHWKURWWOH
%DWWHU\,QVSHFWLRQ
7KHEDWWHU\VKRXOGEHLQVSHFWHGDWSHULRGLFLQWHUYDOVWRHQVXUHSURSHUWUROOLQJPRWRURSHUDWLRQ
,03257$175HDGWKHVDIHW\DQGPDLQWHQDQFHLQVWUXFWLRQVWKDWDFFRPSDQ\\RXUEDWWHU\
 (QVXUHWKDWWKHEDWWHU\LVVHFXUHGWRWKHYHVVHO
 (QVXUHWKDWWKHEDWWHU\FDEOHWHUPLQDOVDUHFOHDQWLJKWDQGFRUUHFWO\LQVWDOOHG)RULQVWDOODWLRQLQVWUXFWLRQVUHIHUWR6
6HFWLRQ
ಧ%DWWHU\&RQQHFWLRQ
 (QVXUHWKDWWKHEDWWHU\LVHTXLSSHGZLWKDEDWWHU\ER[WRSUHYHQWDFFLGHQWDOVKRUWLQJRIWKHEDWWHU\WHUPLQDOV
3URSHOOHU5HSODFHPHQW
:$51,1*
3HUIRUPLQJ VHUYLFH RU PDLQWHQDQFH ZLWKRXW ILUVW GLVFRQQHFWLQJ WKH EDWWHU\ FDQ FDXVH SURGXFW GDPDJH SHUVRQDO LQMXU\ RU
GHDWKGXHWR ILUH H[SORVLRQ HOHFWULFDOVKRFNRUXQH[SHFWHG PRWRU VWDUWLQJ $OZD\VGLVFRQQHFWWKHEDWWHU\FDEOHV IURP WKH
EDWWHU\EHIRUHPDLQWDLQLQJVHUYLFLQJLQVWDOOLQJRUUHPRYLQJPRWRUFRPSRQHQWV
5HPRYLQJWKH3URSHOOHU
 'LVFRQQHFWWKHSRZHUFDEOHVIURPWKHEDWWHU\
D

6
6HFWLRQ0DLQWHQDQFHDQG6WRUDJH
3DJH 0HQJ-8/<
 :KLOHKROGLQJWKHSURSHOOHUEODGHZLWKRQHJORYHGKDQGXVHDLQZUHQFKRUDUDWFKHWDQGDLQVRFNHWWRUHPRYH
WKHSURSHOOHUQXW5HPRYHWKHSURSHOOHUQXWDQGZDVKHURUDQRGHIRUVDOWZDWHUPRGHOV
,03257$175HPRYHWKHSURSHOOHUQXWZLWKDZUHQFKRUDUDWFKHWDQGVRFNHW8VLQJDQRWKHUWRROPD\GDPDJHWKH
SURSHOOHUQXWRUVKDIW,IWKHSURSHOOHUFDQQRWEHUHPRYHGHDVLO\XVHDUXEEHUPDOOHWWROLJKWO\WDSWKHEDFNVLGHRIWKH
RSSRVLWHEODGH,IWKHSURSHOOHUFDQQRWEHUHPRYHGKDYHWKHSURSHOOHUUHPRYHGE\DQDXWKRUL]HGGHDOHU
127(
,IWKHSURSHOOHUSLQLVEHQWUHSODFHWKHSURSHOOHUSLQ


,QVWDOOLQJWKH3URSHOOHU
 5RWDWHWKHPRWRUVKDIWWRLQVHUWWKHSURSHOOHUSLQKRUL]RQWDOO\
D
3URSHOOHUSLQ
 ,QVWDOOWKHSURSHOOHURQWRWKHPRWRUVKDIWE\HQJDJLQJWKHSURSHOOHURQWRWKHSURSHOOHUSLQ

 ,QVWDOOWKHZDVKHURUDQRGHIRUVDOWZDWHUPRGHOVRQWRWKHSURSHOOHUVKDIWWKHQLQVWDOOWKHSURSHOOHUQXW7LJKWHQWKH
SURSHOOHUQXWVHFXUHO\

 7LJKWHQWKHSURSHOOHUQXWDQRWKHU~WXUQ
D

6
6HFWLRQ2ZQHU6HUYLFH$VVLVWDQFH
0HQJ-8/< 3DJH
6HFWLRQ2ZQHU6HUYLFH$VVLVWDQFH
7DEOHRI&RQWHQWV
7URXEOHVKRRWLQJ 
7URXEOHVKRRWLQJWKH)RRW3HGDODQG+DQGKHOG5HPRWH 
(UDVLQJWKH5HFHLYHUV0HPRU\  
5HSURJUDPPLQJWKH:LUHOHVV)RRW3HGDORU5HPRWH  
)RRW3HGDO%DWWHU\5HSODFHPHQW 
+DQGKHOG5HPRWH%DWWHU\5HSODFHPHQW  
6HUYLFH$VVLVWDQFH 
0HUFXU\0DULQH6HUYLFH2IILFHV 


6
6HFWLRQ2ZQHU6HUYLFH$VVLVWDQFH
3DJH 0HQJ-8/<
7URXEOHVKRRWLQJ
127(
)RUVHUYLFHLQIRUPDWLRQFRQWDFWDQ\FHUWLILHG0RWRU*XLGHVHUYLFHFHQWHU)RUDIXOOOLVWLQJRI0RWRU*XLGHVHUYLFHFHQWHUV
JRWRZZZPRWRUJXLGHFRPRUFRQWDFWDQ\0HUFXU\0DULQHVHUYLFHRIILFH
6\PSWRP 3RVVLEOH&DXVH 5HVROXWLRQ
7UROOLQJPRWRUGRHVQRW
UHVSRQGWRZLUHOHVV
FRPPDQGV
:HDNWUROOLQJPRWRU
EDWWHULHV
&KHFNWKHEDWWHU\FKDUJHLQGLFDWRURQWKHWUROOLQJPRWRU
5HFKDUJHRUUHSODFHEDWWHULHVDVUHTXLUHG
:HDNKDQGKHOGUHPRWH
EDWWHU\RUZHDNIRRWSHGDO
EDWWHU\
5HSODFHWKHKDQGKHOGUHPRWHEDWWHU\RQH$$$ತVL]HRUIRRW
SHGDOEDWWHULHVWZR$$ತVL]H
:LUHOHVVFRQWUROOHUVQRW
V\QFHG
5HIHUWR6
6HFWLRQಧ$FWLYDWLQJWKH:LUHOHVV)RRW3HGDO
RU
$FWLYDWLQJWKH+DQGKHOG5HPRWH
/RVVRISRZHU
:HDNWUROOLQJPRWRU
EDWWHULHV
&KHFNWKHEDWWHU\FKDUJHLQGLFDWRURQWKHWUROOLQJPRWRU
5HFKDUJHRUUHSODFHWKHEDWWHULHVDVUHTXLUHG
/RRVHRUFRUURGHGEDWWHU\
FRQQHFWLRQV ,QVSHFWEDWWHU\FRQQHFWLRQVIRUFOHDQOLQHVVDQGWLJKWQHVV
3URSHOOHULVORRVHGDPDJHG
RURIIತEDODQFH 5HIHUWR6
6HFWLRQಧ3URSHOOHU5HSODFHPHQW
:LULQJRUHOHFWULFDO
FRQQHFWLRQIDXOW\
:LUHJDXJHIURPWKHEDWWHU\WRWKHWUROOLQJPRWRULVLQVXIILFLHQW
ತJDXJHZLUHLVUHFRPPHQGHG
0DJQHWVFUDFNHGRUFKLSSHG 7KHPRWRUZLOOZKLQHRUJULQG&RQWDFWD6
6HUYLFH&HQWHU
:DWHULQWUXVLRQLQWKHORZHU
XQLW &RQWDFWD6
6HUYLFH&HQWHU
([FHVVLYHQRLVHRU
YLEUDWLRQ
3URSHOOHULVORRVHGDPDJHG
RURIIತEDODQFH 5HIHUWR6
6HFWLRQಧ3URSHOOHU5HSODFHPHQW
'DPDJHGEHDULQJVRU
EXVKLQJV &RQWDFWD6
6HUYLFH&HQWHU
0DJQHWVLQWHUIHULQJZLWK
DUPDWXUH
7XUQRIIWKHSRZHUDQGPDQXDOO\URWDWHWKHSURSHOOHU,IWKH
SURSHOOHUGRHVQRWURWDWHIUHHO\ZLWKDVOLJKWPDJQHWLFGUDJ
FRQWDFWD6
6HUYLFH&HQWHU
0DJQHWVFUDFNHGRUFKLSSHG 7KHPRWRUZLOOZKLQHRUJULQG&RQWDFWD6
6HUYLFH&HQWHU
0RWRUIDLOXUH
PRWRUUXQVDWSDUWLDO
VSHHG
/RRVHHOHFWULFDOFRQQHFWLRQV &RQQHFWLRQVLQWKHWRSKRXVLQJPD\EHORRVHRUGDPDJHG
&RQWDFWD6
6HUYLFH&HQWHU
7KHUPDOSURWHFWLRQLV
RYHUORDGHG 7HPSHUDWXUHH[FHHGVVSHFLILFDWLRQ&RQWDFWD6
6HUYLFH&HQWHU
3URSHOOHULVORRVHGDPDJHG
RURIIತEDODQFH 5HIHUWR6
6HFWLRQಧ3URSHOOHU5HSODFHPHQW
6
6HFWLRQ2ZQHU6HUYLFH$VVLVWDQFH
0HQJ-8/< 3DJH
6\PSWRP 3RVVLEOH&DXVH 5HVROXWLRQ
0RWRUIDLOXUH
PRWRUGRHVQRWUXQ
:HDNWUROOLQJPRWRU
EDWWHULHV
&KHFNWKHEDWWHU\FKDUJHLQGLFDWRURQWKHWUROOLQJPRWRU
5HFKDUJHRUUHSODFHWKHEDWWHU\DVUHTXLUHG
/RRVHRUFRUURGHGEDWWHU\
FRQQHFWLRQV ,QVSHFWEDWWHU\FRQQHFWLRQVIRUFOHDQOLQHVVDQGWLJKWQHVV
:LULQJRUHOHFWULFDO
FRQQHFWLRQIDXOW\
:LUHJDXJHIURPWKHEDWWHU\WRWKHWUROOLQJPRWRULVLQVXIILFLHQW
ತJDXJHZLUHLVUHFRPPHQGHG
/RRVHHOHFWULFDOFRQQHFWLRQV ,QVSHFWFRQQHFWLRQVIRUFOHDQOLQHVVDQGWLJKWQHVV
7KHUPDOSURWHFWLRQLV
RYHUORDGHG
'LVFRQQHFWWKHWUROOLQJPRWRUEDWWHULHVDQGFKHFNIRUZHHGVRU
GHEULVDURXQGWKHSURSHOOHU
7HPSHUDWXUHH[FHHGVVSHFLILFDWLRQ&RQWDFWD6
6HUYLFH&HQWHU
)XVHRUFLUFXLWEUHDNHULV
RSHQ
5HSODFHWKHIXVHRUUHVHWWKHFLUFXLWEUHDNHURQO\DIWHU
GHWHUPLQLQJWKHURRWFDXVHRIWKHSUREOHP
0DJQHWVLQWHUIHULQJZLWK
DUPDWXUH
7XUQRIIWKHSRZHUDQGPDQXDOO\URWDWHWKHSURSHOOHU,IWKH
SURSHOOHUGRHVQRWURWDWHIUHHO\ZLWKDVOLJKWPDJQHWLFGUDJ
FRQWDFWD6
6HUYLFH&HQWHU
%RDWZLULQJIDXOW\ &RQWDFWD6
6HUYLFH&HQWHU
,QDFFXUDWHWHPSHUDWXUH
UHDGLQJPRGHOVZLWK
LQWHUQDOVRQDU
/RZHUXQLWQRWIXOO\
VXEPHUJHG
$GMXVWWKHGHSWKRIWKHPRWRU(QVXUHWKHORZHUXQLWLVIXOO\
VXEPHUJHG5HIHUWR6
6HFWLRQಧ$GMXVWLQJWKH0RWRU'HSWK
'DPDJHGQRVHFRQH &RQWDFWD6
6HUYLFH&HQWHU
'DPDJHGVRQDUFDEOH &RQWDFWD6
6HUYLFH&HQWHU
0RWRULVGLIILFXOWWRGHSOR\
RUUHWXUQWRVWRZHG
SRVLWLRQ
6WLFNLQJODWFKPHFKDQLVP /XEULFDWHWKHODWFKPHFKDQLVP5HIHUWR6
6HFWLRQಧ,QVSHFWLRQ
DQG0DLQWHQDQFH6FKHGXOH
'LIILFXOW\UHPRYLQJ
SURSHOOHU
%HQWSURSHOOHUSLQ
+ROGRQHEODGHDQGOLJKWO\WDSWKHRSSRVLWHEODGHZLWKDUXEEHU
PDOOHW
8VHDSXWW\NQLIHRQERWKVLGHVRIWKHSURSHOOHUWRDSSO\HTXDO
SUHVVXUH
%HQWDUPDWXUHVKDIW &RQWDFWD6
6HUYLFH&HQWHU
7URXEOHVKRRWLQJWKH)RRW3HGDODQG+DQGKHOG5HPRWH
(UDVLQJWKH5HFHLYHUV0HPRU\
(UDVLQJWKHUHFHLYHUVPHPRU\ZLOOHUDVHDOOHOHFWURQLF,'QXPEHUVWKDWDUHVWRUHGLQWKHUHFHLYHUVPHPRU\
 3OXJLQWKHEDWWHU\FDEOHWRDSRZHUVRXUFH,QOHVVWKDQWHQVHFRQGVSUHVVWKHO
OHIWDUURZ
U
ULJKWDUURZ

DQGದ
ದ
EXWWRQVRQ
WKHKDQGKHOGUHPRWHVLPXOWDQHRXVO\
 /LVWHQIRUDORQJEHHSLQGLFDWLQJWKHUHFHLYHUKDVHUDVHGDOOVWRUHGHOHFWURQLF,'QXPEHUV
127(
,IDOOIRXUEXWWRQVRQWKHUHPRWHDUHQRWSUHVVHGVLPXOWDQHRXVO\ZLWKLQWHQVHFRQGVRUDORQJEHHSLVQRWKHDUG
XQSOXJWKHEDWWHU\FDEOHVIURPWKHSRZHUVRXUFHDQGWKHQUHIHUWR6
6HFWLRQಧ$FWLYDWLQJWKH:LUHOHVV)RRW3HGDO
DQG
$FWLYDWLQJWKH+DQGKHOG5HPRWH
5HSURJUDPPLQJWKH:LUHOHVV)RRW3HGDORU5HPRWH
127(
7KLVDFWLYDWLRQSURFHGXUHDSSOLHVWRWKHIRRWSHGDODQGKDQGKHOGUHPRWH
,03257$177RDFWLYDWHPXOWLSOHIRRWSHGDOVRUUHPRWHVWKHPRWRUPXVWEHXQSOXJJHGIURPWKHSRZHUVRXUFHDQGWKHQ
SOXJJHGEDFNLQWRWKHSRZHUVRXUFHEHWZHHQDFWLYDWLQJHDFKFRQWUROGHYLFH
 8QSOXJWKHEDWWHU\FDEOHVIURPWKHSRZHUVRXUFH:DLWVHFRQGVDQGWKHQSOXJWKHPRWRULQWRWKHSRZHUVRXUFH
 ,QOHVVWKDQWHQVHFRQGVSUHVVDQGKROGWKHO
OHIWDUURZ
DQGU
ULJKWDUURZ
EXWWRQVRQWKHKDQGKHOGUHPRWH)RUWKHIRRWSHGDO
FRQWUROOHUKROGWKHS
SURSHOOHU
DQGD
DQFKRU
EXWWRQVLPXOWDQHRXVO\
)RRW3HGDO%DWWHU\5HSODFHPHQW
%DWWHU\UHTXLUHG7ZR$$DONDOLQHEDWWHULHV
6
6HFWLRQ2ZQHU6HUYLFH$VVLVWDQFH
3DJH 0HQJ-8/<
 5HPRYHWKHWZRVFUHZVVHFXULQJWKHEDWWHU\FRYHUSODWH5HPRYHWKHEDWWHU\FRYHUSODWH
D
%DWWHU\FRYHUSODWH
E
6FUHZV
 5HPRYHWKHEDWWHULHVIURPWKHEDWWHU\KROGHU
 ,QVWDOOWKHQHZEDWWHULHVLQWKHSURSHURULHQWDWLRQIRUFRUUHFWSRODULW\
 (QVXUHWKHUXEEHUVHDOLVSRVLWLRQHGFRUUHFWO\DURXQGWKHEDWWHU\FRYHUSODWH
D
$$DONDOLQHEDWWHULHV
E
5XEEHUVHDO
 5HSODFHWKHEDWWHU\FRYHUSODWHDQGLQVWDOOWKHWZRVFUHZV7LJKWHQWKHVFUHZVVHFXUHO\
D
%DWWHU\FRYHUSODWH
E
6FUHZV
+DQGKHOG5HPRWH%DWWHU\5HSODFHPHQW
%DWWHU\UHTXLUHG2QH$$$DONDOLQHEDWWHU\
D
E
D


D
E
D
E
D

6
6HFWLRQ2ZQHU6HUYLFH$VVLVWDQFH
0HQJ-8/< 3DJH
 5HPRYHWKHIRXUVFUHZVIURPWKHEDFNRIWKHKDQGKHOGUHPRWH5HPRYHWKHEDFNFRYHU
D
6FUHZV
 5HPRYHWKHROGEDWWHU\IURPWKHEDWWHU\KROGHU

 ,QVHUWWKHQHZEDWWHU\ZLWKWKHSRVLWLYHVLGHIDFLQJWKHSRVLWLYHHQGRIWKHEDWWHU\KROGHU
 5HSODFHWKHKDQGKHOGUHPRWHEDFNSODWHDQGLQVWDOOWKHIRXUVFUHZV(QVXUHWKDWWKHUXEEHUVHDOLVSRVLWLRQHGFRUUHFWO\
EHWZHHQWKHWZRKDOYHVRIWKHKDQGKHOGUHPRWH7LJKWHQWKHVFUHZVVHFXUHO\
D
1HJDWLYHದHQGRIEDWWHU\KROGHU
E
%DWWHU\
F
3RVLWLYHHQGRIEDWWHU\KROGHU
G
5XEEHUVHDO
6HUYLFH$VVLVWDQFH
<RXUVDWLVIDFWLRQZLWK\RXUSURGXFWLVYHU\LPSRUWDQWWRXV,I\RXKDYHDSUREOHPRUTXHVWLRQDERXW\RXUPRWRUFRQWDFW\RXU
GHDOHURUDQ\FHUWLILHG0RWRU*XLGH6HUYLFH&HQWHU)RUPRUHVHUYLFHDVVLVWDQFHLQIRUPDWLRQUHIHUWR6
6HFWLRQತ:DUUDQW\
,QIRUPDWLRQ
DD
D D

D
E
F
G

6
6HFWLRQ2ZQHU6HUYLFH$VVLVWDQFH
3DJH 0HQJ-8/<
7KHIROORZLQJLQIRUPDWLRQZLOOEHQHHGHGE\WKHVHUYLFHRIILFH
ವ <RXUQDPHDQGDGGUHVV
ವ 'D\WLPHWHOHSKRQHQXPEHU
ವ 0RGHODQGVHULDOQXPEHURI\RXUWUROOLQJPRWRU
ವ 3URRIRISXUFKDVHRUUHJLVWUDWLRQYHULILFDWLRQ
ವ 1DWXUHRISUREOHP
0HUFXU\0DULQH6HUYLFH2IILFHV
)RUDVVLVWDQFHFDOOID[RUZULWH3OHDVHLQFOXGH\RXUGD\WLPHWHOHSKRQHQXPEHUZLWKPDLODQGID[FRUUHVSRQGHQFH
8QLWHG6WDWHV&DQDGD
7HOHSKRQH (QJOLVKತತ
)UDQ©DLVತತ 0HUFXU\0DULQH
::3LRQHHU5RDG
32%R[
)RQGGX/DF:,
)D[ (QJOLVKತತ
)UDQ©DLVತತ
:HEVLWH ZZZPHUFXU\PDULQHFRP
$XVWUDOLD3DFLILF
7HOHSKRQH ತ %UXQVZLFN$VLD3DFLILF*URXS
ದ%HVVHPHU'ULYH
'DQGHQRQJ6RXWK9LFWRULD
$XVWUDOLD
)D[ ತ
(XURSH0LGGOH(DVW$IULFD
7HOHSKRQH ವವ %UXQVZLFN0DULQH(XURSH
3DUF,QGXVWULHOGH3HWLW5HFKDLQ
%9HUYLHUV
%HOJLXP
)D[ ವವ
0H[LFR&HQWUDO$PHULFD6RXWK$PHULFD&DULEEHDQ
7HOHSKRQH ತ 0HUFXU\0DULQH
,QWHUFKDQJH&LUFOH1RUWK
0LUDPDU)/
86$
)D[ ತ
-DSDQ
7HOHSKRQH ತತ .LVDND&R/WG
.DQQDEHFKR6DNDLVKL6DNDLNX
2VDND
-DSDQ
)D[ ತತ
$VLD6LQJDSRUH
7HOHSKRQH  %UXQVZLFN$VLD3DFLILF*URXS
7$0HUFXU\0DULQH6LQJDSRUH3WH/WG
/R\DQJ'ULYH
6LQJDSRUH
)D[ 

Navigation menu