NetComm Wireless 3G10WVR Wireless Router User Manual

NetComm Wireless Limited Wireless Router

User manual

<0/:95 +63$:L)L5RXWHUZLWK9RLFH8VHU*XLGH
ZZZQHWFRPPOLPLWHGFRP 
.%4#/--Ö,)"%249Ö3%2)%3ØØ'2/ Ø6H%HØ1NTSDQØVHSGØ5NHBD
8VHU*XLGH
*:95
+63$:L)L5RXWHUZLWK9RLFH8VHU*XLGH <0/:95
 ZZZQHWFRPPOLPLWHGFRP
3UHIDFH
7KHSXUSRVHRIWKLVPDQXDOLVWRSURYLGH\RXZLWKGHWDLOHGLQIRUPDWLRQRQWKHLQVWDOODWLRQRSHUDWLRQDQGDSSOLFDWLRQRI\RXU+63$:L)L
5RXWHUZLWK9RLFH
,PSRUWDQW1RWLFHDQG6DIHW\3UHFDXWLRQ
s %HIRUHVHUYLFLQJRUGLVDVVHPEOLQJWKLVHTXLSPHQWDOZD\VGLVFRQQHFWDOOSRZHURUWHOHSKRQHOLQHVIURPWKHGHYLFH
s 8VHDQDSSURSULDWHSRZHUVXSSO\SUHIHUDEO\WKHVXSSOLHGSRZHUDGDSWHUZLWKDQRXWSXWRI'&9$
s 'RQRWRSHUDWHWKHGHYLFHQHDUÜDPPDEOHJDVRUIXPHV7XUQRIIWKHGHYLFHZKHQ\RXDUHQHDUD
SHWUROVWDWLRQIXHOGHSRWRUFKHPLFDOSODQWGHSRW2SHUDWLRQRIVXFKHTXLSPHQWLQSRWHQWLDOO\H[SORVLYHDWPRVSKHUHVFDQUHSUHVHQWD
VDIHW\KD]DUG
s 7KHGHYLFHDQGDQWHQQDVKDOOEHXVHGRQO\ZLWKDPLQLPXPRIFPIURPKXPDQERG\
s 7KHRSHUDWLRQRIWKLVGHYLFHPD\DIIHFWPHGLFDOHOHFWURQLFGHYLFHVVXFKDVKHDULQJDLGVDQGSHDFHPDNHUV
s 7KH$QWHQQDVPXVWEHFRQQHFWHGWRWKLVSURGXFWSULRUWRFRQQHFWLQJWKHWHOHSKRQHFRUG
s 7KHWHOHSKRQHFRUGPXVWEHGLVFRQQHFWHGSULRUWRGLVFRQQHFWLQJWKH$QWHQQDV
<0/:95 +63$:L)L5RXWHUZLWK9RLFH8VHU*XLGH
ZZZQHWFRPPOLPLWHGFRP 
.%4#/--Ö,)"%249Ö3%2)%3ØØ'2/ Ø6H%HØ1NTSDQØVHSGØ5NHBD
7DEOHRI&RQWHQWV
/QDE@BDØ 
(MSQNCTBSHNMØ 
)HDWXUHV
3DFNDJH&RQWHQWV
/(',QGLFDWRUV
5HDU3DQHO
0THBJØ2DSTOØ 
6HWXS3URFHGXUH
6DAØ4RDQØ(MSDQE@BDØ 
'HIDXOW6HWWLQJV
7&3,36HWWLQJV
/RJLQ3URFHGXUH
:HE8VHU,QWHUIDFH+RPHSDJH
*6HUYLFH6HWXS
3,1&RQÛJXUDWLRQ
6HQDKDRRØ 
6HFXULW\
&RQÛJXUDWLRQ
0$&)LOWHU
6WDWLRQ,QIR
,@M@FDLDMSØ 
'HYLFH6HWWLQJV
&RQÛJXUH6103DJHQWRQ*:95
6LPSOH1HWZRUN7LPH3URWRFRO6173
$FFHVV&RQWURO
CU@MBDCØ2DSTOØ 
1HWZRUN$GGUHVV7UDQVODWLRQ1$7
6HFXULW\
5RXWLQJ
5NHBDØ 
2S@STRØ 
'LDJQRVWLFV
6\VWHP/RJ
6WDWLVWLFV
5RXWH
$53
'\QDPLF+RVW&RQÛJXUDWLRQ3URWRFRO'+&3
3,1*
OODMCHWØ Ø/QHMSØ2DQUDQØ 
)RU:LQGRZV9LVWD
)RU0$&26;
OODMCHWØ!Ø2@LA@Ø2DQUDQØ 
)RU:LQGRZV9LVWD
)RU0$&26;
+DF@KØØ1DFTK@SNQXØ(MENQL@SHNMØ 
(MSQNCTBSHNM
<0/:95 +63$:L)L5RXWHUZLWK9RLFH8VHU*XLGH
ZZZQHWFRPPOLPLWHGFRP 
.%4#/--Ö,)"%249Ö3%2)%3ØØ'2/ Ø6H%HØ1NTSDQØVHSGØ5NHBD
,QWURGXFWLRQ
:LWKWKHLQFUHDVLQJSRSXODULW\RIWKH*VWDQGDUGZRUOGZLGHWKLV+63$:L)L5RXWHUZLWK9RLFHSURYLGHV\RXZLWKWULSOHEDQGFRYHUDJH
WKURXJKH[SDQGLQJFHOOXODUQHWZRUNVWKURXJKRXWWKHZRUOG
%\IROORZLQJWKHVLPSOHVWHSE\VWHSLQVWUXFWLRQVIRXQGRQWKH&RQQHFWLRQ0DQDJHU86%NH\\RXFDQVKDUH\RXUFRQQHFWLRQZLWK
PXOWLSOHZLUHOHVVDQGZLUHGGHYLFHVXVLQJWKH*QHWZRUN
,QWHJUDWLQJD6LHUUD:LUHOHVV+63$PRGXOHWKLV5RXWHUGRZQORDGVWXUERVSHHGVRIXSWR0ESV
7KLV5RXWHUDOVRSURYLGHVVWDWHRIWKHDUWVHFXULW\IHDWXUHVVXFKDV:L)L3URWHFWHG$FFHVV:3$GDWDHQFU\SWLRQ)LUHZDOODQG9LUWXDO
3ULYDWH1HWZRUNV931SDVVWKURXJK
)HDWXUHV
s 7KLV+63$:L)L5RXWHUZLWK9RLFHDOORZV\RXWRVKDUH\RXU*FRQQHFWLRQZLWKPXOWLSOHZLUHOHVVRUZLUHGGHYLFHV
s 3URYLGHV\RXZLWKZRUOGZLGHFRYHUDJHWKURXJKWULSOHEDQG+683$+6'3$80760+]TXDGEDQG('*(
*600+]
s (PEHGGHGPXOWLPRGH+683$+6'3$8076('*(*356*60PRGXOH
s [5-SRUWIRUYRLFHFDOOLQJRYHUWKH*QHWZRUNYLDDFRQQHFWHGVWDQGDUG$QDORJXH7HOHSKRQHQRWLQFOXGHG
s ,QWHJUDWHGJ0ESV$3EDFNZDUGFRPSDWLEOHZLWKE
s :L)L3URWHFWHG$FFHVV:3$:L)L3URWHFWHG$FFHVV:3$DQG[ZLUHOHVVHQFU\SWLRQ
s 6WDWLFURXWH5RXWLQJ,QIRUPDWLRQ3URWRFRO5,35,3YURXWLQJIXQFWLRQV
s 0HGLD$FFHVV&RQWURO0$&DGGUHVVDQG,3ÛOWHULQJ
s 1HWZRUN$GGUHVV7UDQVODWLRQ1$73RUW$GGUHVV7UDQVODWLRQ3$7
s 6XSSRUWV8QLYHUVDO3OXJDQG3OD\83Q3DQG,QWHUQHW*URXS0DQDJHPHQW3URWRFRO,*03VQRRSLQJ
s 6XSSRUWV9LUWXDO3ULYDWH1HWZRUN9313DVV7KURXJK
s '\QDPLF+RVW&RQÛJXUDWLRQ3URWRFRO'+&36HUYHU5HOD\&OLHQW
s 'RPDLQ1DPH6\VWHP'163UR[\DQG'\QDPLF'RPDLQ1DPH6\VWHP''16
s :HEEDVHG0DQDJHPHQW
s &RPPDQG/LQH,QWHUIDFH&/,FRPPDQGLQWHUIDFHYLD7HOQHW
s &RQÛJXUDWLRQEDFNXSDQGUHVWRUDWLRQ
s 5HPRWHFRQÛJXUDWLRQ
s 5RXWHUDQG*PRGXOHÛUPZDUHXSJUDGH
s 6XSSRUWVKDOIEULGJLQJPRGH
s 6XSSRUWV6LPSOH1HWZRUN0DQDJHPHQW3URWRFRO6103
3DFNDJH&RQWHQWV
<RXUSDFNDJHFRQWDLQVWKHIROORZLQJ
s *:95t+63$:L)L5RXWHUZLWK9RLFH
s 3ULQWHG4XLFN6WDUW*XLGH
s (WKHUQHW&DEOH
s :LUHOHVV6HFXULW\&DUG
s [*$QWHQQD
s [:L)L$QWHQQD
s 3RZHU6XSSO\
+63$:L)L5RXWHUZLWK9RLFH8VHU*XLGH <0/:95
 ZZZQHWFRPPOLPLWHGFRP
/(',QGLFDWRUV
7KHIURQWSDQHO/('LQGLFDWRUVDUHVKRZQLQWKLVLOOXVWUDWLRQDQGIROORZHGE\GHWDLOHGH[SODQDWLRQVLQWKHWDEOHEHORZ
/(' &2/25 02'( '(6&5,37,21
32:(5 %OXH 2Q 3RZHURQ
2II 3RZHURII
3KRQH %OXH 2Q 3KRQHOLQHDFWLYH
2II 3KRQHOLQHLQDFWLYHRUQRWFRQQHFWHG
)ODVKLQJ 1HZ9RLFHPDLO
/$1a %OXH 2Q 3RZHUHGGHYLFHFRQQHFWHGWRWKH
DVVRFLDWHGSRUWLQFOXGHVGHYLFHVZLWK
ZDNHRQ/$1FDSDELOLW\ZKHUHDVOLJKW
YROWDJHLVVXSSOLHGWRDQ(WKHUQHW
FRQQHFWLRQ
2II 1RDFWLYLW\PRGHPSRZHUHGRIIQR
FDEOHRUQRSRZHUHGGHYLFHFRQQHFWHG
WRWKHDVVRFLDWHGSRUW
%OLQN /$1DFWLYLW\SUHVHQWWUDIILFLQHLWKHU
GLUHFWLRQ
:L)L %OXH 2Q 7KHZLUHOHVVPRGXOHLVUHDG\
2II 7KHZLUHOHVVPRGXOHLVQRWLQVWDOOHG
%OLQN 'DWDEHLQJWUDQVPLWWHGRUUHFHLYHG
RYHU:L)L
,QWHUQHW %OXH %OLQN 'DWDLVWUDQVPLWWHGWKURXJK,QWHUQHW
FRQQHFWLRQ
2II 1RFRQQHFWLRQWRWKHLQWHUQHWRUURXWHU
SRZHUHGRII
2Q ,QWHUQHWFRQQHFWLRQHVWDEOLVKHG
* %OXH 2Q ,QWHUQHWFRQQHFWLRQHVWDEOLVKHG
%OLQN &RQQHFWLQJZLWK8076FHOOXODUVWDWLRQ
2II 1RFRQQHFWLRQZLWK8076FHOOXODU
VWDWLRQQRDFWLYLW\RUURXWHUSRZHUHG
RII
* %OXH 2Q ,QWHUQHWFRQQHFWLRQHVWDEOLVKHG
%OLQN &RQQHFWLQJWRDQ('*(*356RU*60
FHOOXODUVWDWLRQ
2II 1RFRQQHFWLRQZLWK('*(*356RU
*60FHOOXODUVWDWLRQQRDFWLYLW\RU
URXWHUSRZHUHGRII
/RZ %OXH 2Q /RZVLJQDOVWUHQJWK
2II 1RDFWLYLW\URXWHUSRZHUHGRIIRURQ
RWKHUVLJQDOVWUHQJWK
0HG %OXH 2Q 0HGLXPVLJQDOVWUHQJWK
2II 1RDFWLYLW\URXWHUSRZHUHGRIIRURQ
RWKHUVLJQDOVWUHQJWK
+LJK %OXH 2Q +LJKVLJQDOVWUHQJWK
2II 1RDFWLYLW\URXWHUSRZHUHGRIIRURQ
RWKHUVLJQDOVWUHQJWK
127( 7KHVL[/('VRQWKHULJKWVLGHRIWKHIURQWSDQHOGLVSOD\,QWHUQHW**/RZ0HG+LJKZLOOF\FOHRQDQGRIILI3,1FRGHSURWHFWLRQLVDFWLYDWHG,QWKLVFDVH\RX
<0/:95 +63$:L)L5RXWHUZLWK9RLFH8VHU*XLGH
ZZZQHWFRPPOLPLWHGFRP 
.%4#/--Ö,)"%249Ö3%2)%3ØØ'2/ Ø6H%HØ1NTSDQØVHSGØ5NHBD
VKRXOGFRQVXOWVHFWLRQ3,1&RGH3URWHFWLRQIRUIXUWKHULQVWUXFWLRQV
5HDU3DQHO
7KHUHDUSDQHOFRQWDLQVWKHSRUWVIRUGDWDDQGSRZHUFRQQHFWLRQV
s 0DLQ*$QWHQQDUHPRYDEOH60$FRQQHFWLRQ
s 3RZHUMDFNIRU'&SRZHULQSXW9'&$
s 3RZHUEXWWRQ
s 86,0FDUGVORW
s $X[*$QWHQQDUHPRYDEOH60$FRQQHFWLRQ
s 86%3RUW)RUFRQQHFWLQJD86%3ULQWHURU86%6WRUDJH'HYLFH
s 5HVHWEXWWRQ
s 3KRQH3RUWIRU&LUFXLW6ZLWFKHG9RLFH&DOO
s 5-(WKHUQHW3RUWV
0THBJØ2DSTO
<0/:95 +63$:L)L5RXWHUZLWK9RLFH8VHU*XLGH
ZZZQHWFRPPOLPLWHGFRP 
.%4#/--Ö,)"%249Ö3%2)%3ØØ'2/ Ø6H%HØ1NTSDQØVHSGØ5NHBD
4XLFN6HWXS
6HWXS3URFHGXUH
7KHVHVWHSVH[SODLQKRZWRTXLFNO\VHWXS\RXU*5RXWHU
 $WWDFKWKHWZR*DQWHQQDVSURYLGHGWRWKHSRUWVPDUNHG0DLQDQG$8;RQWKHEDFNRIWKHURXWHU7KHDQWHQQDVVKRXOGEH
VFUHZHGLQDFORFNZLVHGLUHFWLRQ
 ,QVHUW\RXU6,0FDUGXQWLO\RXKHDUDFOLFNLQWRWKH86,0VORWDWWKHEDFNRIWKH5RXWHU
 &RQQHFWWKH\HOORZQHWZRUNLQJFDEOHWRRQHRIWKH\HOORZSRUWVIRXQGDWWKHEDFNRIWKH5RXWHU
 &RQQHFWWKHRWKHUHQGRIWKH\HOORZQHWZRUNLQJFDEOHWRWKHSRUWRQ\RXUFRPSXWHU
 ,IUHTXLUHGFRQQHFWDVWDQGDUG$QDORJXH7HOHSKRQHWRWKHSRUWODEHOHGq3KRQHrXVLQJDQ5-&DEOHQRWLQFOXGHG
 &RQQHFWWKHSRZHUDGDSWHUWRWKH3RZHUVRFNHWRQWKHEDFNRIWKH5RXWHU
 3OXJWKHSRZHUDGDSWHULQWRWKHZDOOVRFNHWDQGSUHVVWKHSRZHUEXWWRQLQWRWKH21SRVLWLRQLQ
 &RQÛJXUHWKHURXWHUWKURXJKWKH:HE8VHU,QWHUIDFH:8,
127( &KDSWHUVWKURXJKH[SODLQKRZWRVHWXSDQGXVHWKH:8,
 6DYHWKHURXWHUFRQÛJXUDWLRQDQGUHERRWVHHVHFWLRQ
3DKDOGNMD 42!Ø
2SNQ@FD
+@OSNO
"NLOTSDQ
"NLOTSDQ
&Ø3NVDQ
2L@QSØ/GNMD
/QHMSDQ
6DAØ4RDQØ(MSDQE@BD
<0/:95 +63$:L)L5RXWHUZLWK9RLFH8VHU*XLGH
ZZZQHWFRPPOLPLWHGFRP 
.%4#/--Ö,)"%249Ö3%2)%3ØØ'2/ Ø6H%HØ1NTSDQØVHSGØ5NHBD
:HE8VHU,QWHUIDFH
7KLVVHFWLRQGHVFULEHVKRZWRDFFHVVWKHGHYLFHYLDWKHZHEXVHULQWHUIDFHXVLQJDZHEEURZVHUVXFKDV0LFURVRIW,QWHUQHW([SORUHU
YHUVLRQRUODWHU
'HIDXOW6HWWLQJV
7KHIROORZLQJDUHWKHGHIDXOWVHWWLQJVIRUWKHGHYLFH
s /RFDO/$1DFFHVVXVHUQDPHDGPLQSDVVZRUGDGPLQ
s 5HPRWH:$1DFFHVVXVHUQDPHVXSSRUWSDVVZRUGVXSSRUW
s 8VHUDFFHVVXVHUQDPHXVHUSDVVZRUGXVHU
s /$1,3DGGUHVV
s 5HPRWH:$1DFFHVVGLVDEOHG
s 1$7DQGÛUHZDOOHQDEOHG
s '\QDPLF+RVW&RQÛJXUDWLRQ3URWRFRO'+&3VHUYHURQ/$1LQWHUIDFHHQDEOHG
7HFKQLFDO1RWH
'XULQJSRZHURQWKHGHYLFHLQLWLDOL]HVDOOVHWWLQJVWRGHIDXOWYDOXHV,WZLOOWKHQUHDGWKHFRQÛJXUDWLRQSURÛOHIURPWKHSHUPDQHQWVWRUDJHVHFWLRQRIÜDVKPHPRU\7KHGHIDXOW
DWWULEXWHVDUHRYHUZULWWHQZKHQLGHQWLFDODWWULEXWHVZLWKGLIIHUHQWYDOXHVDUHFRQÛJXUHG7KHFRQÛJXUDWLRQSURÛOHLQSHUPDQHQWVWRUDJHFDQEHFUHDWHGYLDWKHZHEXVHULQWHUIDFH
RUWHOQHWXVHULQWHUIDFHRURWKHUPDQDJHPHQWSURWRFROV7KHIDFWRU\GHIDXOWFRQÛJXUDWLRQFDQEHUHVWRUHGHLWKHUE\SXVKLQJWKHUHVHWEXWWRQIRUPRUHWKDQÛYHVHFRQGVXQWLOWKH
SRZHULQGLFDWHV/('EOLQNLQJRUE\FOLFNLQJWKH5HVWRUH'HIDXOW&RQÛJXUDWLRQRSWLRQLQWKH5HVWRUH'HIDXOW6HWWLQJVVFUHHQ
7&3,36HWWLQJV
,WLVOLNHO\WKDW\RXUFRPSXWHUZLOODXWRPDWLFDOO\REWDLQDQ,3$GGUHVVDQGMRLQWKHQHWZRUN7KLVLVEHFDXVHWKH'\QDPLF+RVW
&RQÛJXUDWLRQ3URWRFRO'+&3VHUYHURQWKHGHYLFHZLOOVWDUWDXWRPDWLFDOO\ZKHQ\RXU*DWHZD\SRZHUVXS
7KLVDXWRPDWLFDVVLJQPHQWUHTXLUHVWKDW'+&3LVFRQÛJXUHGRQ\RXUFRPSXWHUV,WLVOLNHO\WKDWWKLVLVDOUHDG\WKHFDVHEXWVKRXOG\RX
EHUHTXLUHGWRFRQÛJXUHWKLVSOHDVHVHHWKHLQVWUXFWLRQVEHORZ
6HMCNVRØ7/5HRS@
#'"/Ø,NCD
:KHQ\RXU5RXWHUSRZHUVXSWKH'\QDPLF+RVW&RQÛJXUDWLRQ3URWRFRO'+&3VHUYHURQWKHGHYLFHZLOOVWDUWDXWRPDWLFDOO\7RVHW\RXU
3&IRU'+&3PRGHFKHFNWKH,QWHUQHW3URWRFROSURSHUWLHVRI\RXU/RFDO$UHD&RQQHFWLRQ<RXFDQVHW\RXU3&WR'+&3PRGHE\
VHOHFWLQJ2EWDLQDQ,3DGGUHVVDXWRPDWLFDOO\LQWKHGLDORJER[VKRZQEHORZ
+63$:L)L5RXWHUZLWK9RLFH8VHU*XLGH <0/:95
 ZZZQHWFRPPOLPLWHGFRP
23 3("Ø(/Ø,NCD
7RFRQÛJXUH\RXU5RXWHUPDQXDOO\\RXU3&PXVWKDYHDVWDWLF,3DGGUHVVZLWKLQWKH5RXWHUpVVXEQHW7KHIROORZLQJVWHSVVKRZKRZWR
FRQÛJXUH\RXU3&,3DGGUHVVXVLQJVXEQHW[7KHIROORZLQJDVVXPHV\RXDUHUXQQLQJ:LQGRZV;3
 )URPWKH1HWZRUN&RQQHFWLRQVZLQGRZRSHQ/RFDO$UHD&RQQHFWLRQ<RXPD\DOVRDFFHVVWKLVVFUHHQE\GRXEOHFOLFNLQJWKH
/RFDO$UHD&RQQHFWLRQLFRQRQ\RXUWDVNEDU&OLFNWKH3URSHUWLHVEXWWRQ
 6HOHFW,QWHUQHW3URWRFRO7&3,3DQGFOLFNWKH3URSHUWLHVEXWWRQ7KHVFUHHQVKRXOGQRZGLVSOD\DVEHORZ&KDQJHWKH,3
DGGUHVVWRWKHGRPDLQRI[[ZLWKVXEQHWPDVNRI6HWWKHGHIDXOWURXWHUDQG'16VHUYHUWR
WKHURXWHUpV,3DGGUHVV
127( 7KH,3DGGUHVVRIWKHURXWHULVGHIDXOWVRWKH3&PXVWEHVHWZLWKDGLIIHUHQW,3,QWKHFDVHEHORZWKH3&pV,3DGGUHVVLVVHWDV
 &OLFN2.WRVXEPLWWKHVHWWLQJV
<0/:95 +63$:L)L5RXWHUZLWK9RLFH8VHU*XLGH
ZZZQHWFRPPOLPLWHGFRP 
.%4#/--Ö,)"%249Ö3%2)%3ØØ'2/ Ø6H%HØ1NTSDQØVHSGØ5NHBD
, "Ø.27Ø
#'"/Ø,NCD
7RVHW\RXU$SSOH0DFIRU'+&3PRGHEURZVHWRWKH$SSOHPHQXDQGVHOHFW6\VWHP3UHIHUHQFHV,QWKH6\VWHP3UHIHUHQFHVPHQX
FOLFNRQWKH1HWZRUNLFRQDQGVHOHFW(WKHUQHW1H[WVHOHFW8VLQJ'+&3IURPWKH&RQÛJXUHGURSGRZQOLVW$IWHUFOLFNLQJ$SSO\\RXU
0DFpV,3$GGUHVVZLOOQRZEHDXWRPDWLFDOO\DVVLJQHGIURPWKH*DWHZD\
23 3("Ø,NCD
,I\RXGRQRWZLVKWRXVHDXWRPDWLFDVVLJQPHQWRI,3$GGUHVVHVDQGZLVKWRFRQÛJXUH\RXU*DWHZD\PDQXDOO\\RXUFRPSXWHUPXVW
KDYHDVWDWLF,3DGGUHVVZLWKLQWKH*DWHZD\pVVXEQHW7KHIROORZLQJVWHSVVKRZKRZWRFRQÛJXUH\RXUFRPSXWHUpV,3DGGUHVVZLWKLQWKH
VXEQHW[
 %URZVHWRWKH$SSOHPHQXDQGVHOHFW6\VWHP3UHIHUHQFHV)URPWKH6\VWHP3UHIHUHQFHVFOLFNWKH1HWZRUNLFRQDQGVHOHFWWKH
(WKHUQHWFRQQHFWLRQ
 )URPWKH&RQÛJXUHGURSGRZQOLVW\RXFDQVHW\RXUFRPSXWHUWR6WDWLF,3PRGHE\VHOHFWLQJWKHq0DQXDOO\rRSWLRQ
 &KRRVHDQ,3DGGUHVVEHWZHHQt'RQRWFKRRVHWKH5RXWHU,3RI(QWHUWKLV,3
DGGUHVVLQWRWKHÛHOGPDUNHG,3$GGUHVVDQGHQWHUD6XEQHW0DVNRI
 6HWWKH5RXWHUDQG'16VHUYHUÛHOGWR7KH5RXWHUpV,3DGGUHVV
127( 7KH,3DGGUHVVRIWKHJDWHZD\LVGHIDXOWVRWKHFRPSXWHUPXVWEHVHWZLWKDGLIIHUHQW,3WRWKHURXWHU,QWKHFDVHEHORZWKH3&pV,3DGGUHVVLVVHW
DV
 &OLFN$SSO\WRVXEPLWWKHVHWWLQJV
+63$:L)L5RXWHUZLWK9RLFH8VHU*XLGH <0/:95
 ZZZQHWFRPPOLPLWHGFRP
/RJLQ3URFHGXUH
7RORJLQWRWKHZHELQWHUIDFHIROORZWKHVWHSVEHORZ
127( 7KHGHIDXOWVHWWLQJVFDQEHIRXQGLQ'HIDXOW6HWWLQJV
 2SHQDZHEEURZVHUDQGHQWHUWKHGHIDXOW,3DGGUHVVIRUWKH5RXWHULQWKH:HEDGGUHVVÛHOG,QWKLVFDVHKWWS
127( )RUORFDODGPLQLVWUDWLRQLH/$1DFFHVVWKH3&UXQQLQJWKHEURZVHUPXVWEHDWWDFKHGWRWKH(WKHUQHWDQGQRWQHFHVVDULO\WRWKHGHYLFH)RUUHPRWHDFFHVVXVH
WKH:$1,3DGGUHVVVKRZQRQWKH:8,+RPHSDJHVFUHHQDQGORJLQZLWKUHPRWHXVHUQDPHDQGSDVVZRUG
 $GLDORJER[ZLOODSSHDUDVLOOXVWUDWHGEHORZ(QWHUWKHGHIDXOWXVHUQDPHDQGSDVVZRUGDVGHÛQHGLQVHFWLRQ'HIDXOW
6HWWLQJV
&OLFN2.WRFRQWLQXH
127( 7KHORJLQSDVVZRUGFDQEHFKDQJHGODWHUVHH3DVVZRUGV
 $IWHUVXFFHVVIXOO\ORJJLQJLQIRUWKHÛUVWWLPH\RXZLOOUHDFKWKLVVFUHHQ
:HE8VHU,QWHUIDFH+RPHSDJH
7KHZHEXVHULQWHUIDFH:8,LVGLYLGHGLQWRWZRZLQGRZSDQHOVWKHPDLQPHQXRQWKHWRSDQGWKHGLVSOD\VFUHHQRQWKHERWWRP7KH
PDLQPHQXKDVWKHIROORZLQJRSWLRQV%DVLF*6HWWLQJV:LUHOHVV0DQDJHPHQW$GYDQFHGDQG6WDWXV
6HOHFWLQJRQHRIWKHVHRSWLRQVZLOORSHQDVXEPHQXZLWKPRUHRSWLRQV%DVLFLVGLVFXVVHGEHORZZKLOHVXEVHTXHQWFKDSWHUVLQWURGXFH
WKHRWKHUPDLQPHQXVHOHFWLRQV
127( 7KHPHQXRSWLRQVDYDLODEOHZLWKLQWKHZHEXVHULQWHUIDFHDUHEDVHGXSRQWKHGHYLFHFRQÛJXUDWLRQDQGXVHUSULYLOHJHVLHORFDORUUHPRWH
! 2("ØØ'.,$
7KH%DVLF+RPHVFUHHQLVWKH:8,KRPHSDJHDQGWKHÛUVWVHOHFWLRQRQWKHPDLQPHQX,WSURYLGHVLQIRUPDWLRQUHJDUGLQJWKHÛUPZDUH
*DQG,3FRQÛJXUDWLRQ
7KHIROORZLQJWDEOHSURYLGHVIXUWKHUGHWDLOV
),(/'6 '(6&5,37,21
6RIWZDUHYHUVLRQ 7KHVRIWZDUHYHUVLRQRIWKHGHYLFH
+DUGZDUHYHUVLRQ 7KH+DUGZDUHYHUVLRQRIWKHGHYLFH
%RRWORDGHUYHUVLRQ 7KHERRWORDGHUYHUVLRQRIWKHGHYLFH
:LUHOHVVGULYHUYHUVLRQ 7KHZLUHOHVVGULYHUYHUVLRQRIWKHZLUHOHVVPRGXOH
1HWZRUN 7KHQDPHRIRURWKHUUHIHUHQFHWRWKHPRELOHQHWZRUNRSHUDWRU
/LQN 6KRZVWKHFRQQHFWLRQVWDWXVRIWKHFXUUHQW*FRQQHFWLRQ
0RGH 7KHUDGLRDFFHVVWHFKQLTXHFXUUHQWO\XVHGWRHQDEOHLQWHUQHWDFFHVV,WFDQEH
+683$+6'3$8076('*(*356RU'LVFRQQHFWHG
6LJQDOVWUHQJWK 7KHPRELOHQHWZRUN8076RU*60VLJQDOTXDOLW\DYDLODEOHDWWKHGHYLFH
ORFDWLRQ7KLVVLJQDOTXDOLW\DIIHFWVWKHSHUIRUPDQFHRIWKHXQLW,IWZRRUPRUH
EDUVDUHJUHHQWKHFRQQHFWLRQLVXVXDOO\DFFHSWDEOH
6,0LQIR 6KRZVWKH6,0FDUGVWDWXVRQWKHGHYLFH
/$1,3$GGUHVV 6KRZVWKH,3DGGUHVVIRU/$1LQWHUIDFH
:$1,3$GGUHVV 6KRZVWKH,3DGGUHVVIRU:$1LQWHUIDFH
'HIDXOW*DWHZD\ 6KRZVWKH,3DGGUHVVRIWKHGHIDXOWJDWHZD\IRUWKH:$1LQWHUIDFH
3ULPDU\'166HUYHU 6KRZVWKH,3DGGUHVVRIWKHSULPDU\'16VHUYHU
6HFRQGDU\'166HUYHU 6KRZVWKH,3DGGUHVVRIWKHVHFRQGDU\'16VHUYHU
'DWH7LPH 7KHWLPHDFFRUGLQJWRWKHGHYLFHpVLQWHUQDOFORFN
2QOLQH+HOS &OLFNWKLV,FRQIRU2QOLQH8VHU*XLGH
<0/:95 +63$:L)L5RXWHUZLWK9RLFH8VHU*XLGH
ZZZQHWFRPPOLPLWHGFRP 
.%4#/--Ö,)"%249Ö3%2)%3ØØ'2/ Ø6H%HØ1NTSDQØVHSGØ5NHBD
*6HUYLFH6HWXS
6HOHFW\RXU*VHUYLFHVHWWLQJVDFFRUGLQJWRSUHGHÛQHGRUFXVWRPSURÛOHV6HWXSLQVWUXFWLRQVDUHSURYLGHGLQWKHIROORZLQJVHFWLRQVIRU
\RXUDVVLVWDQFH
Ø &Ø2DSSHMFR
7KLVPHQXLQFOXGHV*VHUYLFH6HWXSDQG3,1&RQÛJXUDWLRQ
127( 6HFWLRQVDQGDOVRSURYLGHLQIRUPDWLRQDERXWWKH*VHUYLFH
Ø /QNÚKDØ2DSTO
<RXU6HUYLFH3URYLGHUZLOOSURYLGHWKHLQIRUPDWLRQUHTXLUHGWRFRPSOHWHWKHÛUVWWLPHVHWXSLQVWUXFWLRQVEHORZ7KLVLQFOXGHVSURÛOH
XVHUQDPHDQGSDVVZRUG2QO\FRPSOHWHWKRVHVWHSVIRUZKLFK\RXKDYHLQIRUPDWLRQDQGVNLSWKHRWKHUV
 ,I\RXU6,0FDUGLVQRWLQVHUWHGLQWRWKH5RXWHUWKHQGRVRQRZ
 7\SHWKH$31LQWKH$31ÛHOG$XWKHQWLFDWLRQ0HWKRGVKRXOGEHSURYLGHGE\\RXU,QWHUQHWVHUYLFHSURYLGHURUMXVWOHDYHLWWR
$872LIQRWDFTXLUHG,I\RXKDYHQRWUHFHLYHGWKHXVHUQDPHDQGSDVVZRUGOHDYHWKHVHÛHOGVHPSW\
 6HOHFW,3FRPSUHVVLRQDQG'DWDFRPSUHVVLRQWREH21RU2II%\GHIDXOWWKH\DUHVHWWRRII
 &OLFNWKH6DYHEXWWRQWRVDYHWKHQHZVHWWLQJV
 3UHVVWKH&RQQHFWEXWWRQWRUHERRWWKHURXWHUDQGWRFRQQHFWWR,QWHUQHW$IWHUUHERRWWKH'HYLFH,QIRIRU
*QHWZRUNER[LQWKH:8,%DVLFVFUHHQVKRXOGLQGLFDWHDQDFWLYHFRQQHFWLRQDVVKRZQEHORZ7KH*DQG
,QWHUQHW/('VRQWKHIURQWSDQHORIWKH5RXWHUVKRXOGDOVREHEOLQNLQJ
,IWKH/('VDUHRIIWKHQHLWKHU\RXUSURÛOHVHWWLQJVDUHLQFRUUHFWWKH6,0FDUGLVQRWZRUNLQJRUWKHVHUYLFHQHWZRUNLVXQDYDLODEOH,Q
HLWKHUFDVHFRQWDFW7HFKQLFDO6XSSRUWIRUIXUWKHULQVWUXFWLRQV
127( ,IWKH/('VOLJKWLQDQRQRIISDWWHUQPRYLQJIURPOHIWWRULJKWWKLVLQGLFDWHVWKDW\RXU6,0LV3,1/RFNHGSOHDVHOHH3,1/RFN2IIRQSDJHIRULQVWUXFWLRQRQKRZ
WRÛ[WKLV
+63$:L)L5RXWHUZLWK9RLFH8VHU*XLGH <0/:95
 ZZZQHWFRPPOLPLWHGFRP
3,1&RQÛJXUDWLRQ
7KLVVFUHHQDOORZVIRUFKDQJHVWRWKH*6,0FDUG3,1FRGHSURWHFWLRQVHWWLQJV
127( ,I\RXKDYHHQWHUHGWKHLQFRUUHFW3,1WLPHV\RXU6,0FDUGZLOOEHORFNHGIRU\RXUVHFXULW\3OHDVHFDOO\RXU*3URYLGHUIRUDVVLVWDQFH
Ø /(-Ø"NCDØ/QNSDBSHNM
3,1FRGHSURWHFWLRQSUHYHQWVWKHXVHRID6,0FDUGE\XQDXWKRUL]HGSHUVRQV7RXVHWKH*LQWHUQHWVHUYLFHZLWKWKLVURXWHUKRZHYHU
WKH3,1FRGHSURWHFWLRQPXVWEHGLVDEOHG,IWKH6,0FDUGLQVHUWHGLQWRWKH5RXWHULVORFNHGZLWKD3,1FRGHWKHZHEXVHULQWHUIDFHZLOO
GLVSOD\WKHIROORZLQJVFUHHQDIWHUORJLQ
/(-Ø+NBJØ.EE
,I\RXZLVKWRFRQQHFWWRWKH,QWHUQHWXVLQJD3,1ORFNHG6,0FDUG\RXPXVWÛUVWWXUQ3,1FRGHSURWHFWLRQ2II6HOHFW3,1ORFN2IIHQWHU
WKH3,1&RGHWZLFH3OHDVHNHHSLQPLQG\RXRQO\KDYHDWWHPSWVEHIRUH\RXU6,0FDUGLVORFNHG7KHUHPDLQLQJDWWHPSWVpQXPEHU
VKRZVKRZPDQ\DWWHPSWVOHIW&RQWDFW<RXU*&DUULHU\RXU*&DUULHULI\RXUHTXLUHDVVLVWDQFH<RXFDQVHOHFW5HPHPEHU3,1&RGH
WR21VR\RXGRQpWQHHGWRLQSXWWKH3,1FRGHHYHU\WLPH
ZKHQWKHURXWHUWXUQVRQ$IWHUZDUGVFOLFN$SSO\7KHIROORZLQJGLDORJER[VKRXOGQRZDSSHDU
/(-Ø+NBJØ.M
$IWHU\RXDUHÛQLVKHGXVLQJ\RXU6,0FDUGIRU,QWHUQHWVHUYLFH\RXPD\ZLVKWRORFNLWDJDLQ,QWKLVFDVHÛUVWJRWRWKH*6HWWLQJV3,1
&RQÛJXUDWLRQVFUHHQDVVKRZQEHORZ6HOHFW3,1ORFN21HQWHUWKH3,1FRGHWZLFH<RXFDQVHOHFW5HPHPEHU3,1FRGHWR<HVVR
\RXGRQpWQHHGWRLQSXWWKH3,1FRGHHYHU\WLPHZKHQWKHURXWHUWXUQVRQ
$IWHU\RXGRVRWKHIROORZLQJGLDORJER[VKRXOGDSSHDU
<RXFDQQRZUHWXUQ\RXU6,0FDUGWR\RXUFHOOXODUSKRQHRURWKHUPRELOHGHYLFH
6HQDKDRR
+63$:L)L5RXWHUZLWK9RLFH8VHU*XLGH <0/:95
 ZZZQHWFRPPOLPLWHGFRP
Ø /(-Ø"NCDØ"G@MFD
,I\RXZLVKWRFKDQJH\RXU3,1FRGHIRUJUHDWHUVHFXULW\HQDEOHWKH3,1&RGHSURWHFWLRQ*RWRWKHSUHYLRXVVHFWLRQDQGIROORZWKH
SURFHGXUHOLVWHGXQGHU3,1/RFN2Q
$IWHUORFNLQJWKH6,0FDUGVHOHFW3,1&RGH&KDQJHDQGHQWHU\RXU2OGDQG1HZ3,1FRGHVLQWKHÛHOGVSURYLGHG.HHSLQPLQG\RX
RQO\KDYHDWWHPSWVEHIRUH\RXU6,0FDUGLVORFNHG7KHUHPDLQLQJDWWHPSWVpQXPEHUVKRZVKRZPDQ\DWWHPSWVOHIW&RQWDFW<RXU*
&DUULHULI\RXUHTXLUHDVVLVWDQFH$IWHUZDUGVFOLFN$SSO\WRDFWLYDWHWKHFKDQJH
127( ,I\RXIRUJHWWRFKDQJHWKH3,1&RGHZLWKRXWÛUVWWXUQLQJRQ3,1ORFNSURWHFWLRQ\RXZLOOVHHWKLVGLDORJER[DVDKHOSIXOUHPLQGHU
127( ,I\RXU3,1&RGHFKDQJHUHTXHVWZDVVXFFHVVIXOWKHIROORZLQJGLDORJER[ZLOOGLVSOD\
<0/:95 +63$:L)L5RXWHUZLWK9RLFH8VHU*XLGH
ZZZQHWFRPPOLPLWHGFRP 
.%4#/--Ö,)"%249Ö3%2)%3ØØ'2/ Ø6H%HØ1NTSDQØVHSGØ5NHBD
:LUHOHVV
7KH:LUHOHVVVXEPHQXSURYLGHVDFFHVVWR:LUHOHVV/RFDO$UHD1HWZRUN/$1FRQÛJXUDWLRQVHWWLQJVLQFOXGLQJ
s :LUHOHVVQHWZRUNQDPH
s &KDQQHOUHVWULFWLRQVEDVHGRQFRXQWU\
s 6HFXULW\
s $FFHVVSRLQWRUEULGJLQJEHKDYLRXU
s 6WDWLRQLQIRUPDWLRQ
6HWXS
7KLVVFUHHQDOORZV\RXWRFRQÛJXUHEDVLFIHDWXUHVRIWKHZLUHOHVV/$1LQWHUIDFH<RXFDQHQDEOHRUGLVDEOHWKHZLUHOHVV/$1LQWHUIDFH
KLGHWKHQHWZRUNIURPDFWLYHVFDQVVHWWKHZLUHOHVVQHWZRUNQDPHDOVRNQRZQDV66,'DQGUHVWULFWWKHFKDQQHOVHWEDVHGRQFRXQWU\
UHTXLUHPHQWV7KH:LUHOHVV*XHVW1HWZRUNIXQFWLRQDGGVH[WUDQHWZRUNLQJVHFXULW\ZKHQFRQQHFWLQJWRUHPRWHKRVWV
237,21 '(6&5,37,21
(QDEOH:LUHOHVV $FKHFNER[WKDWHQDEOHVGHIDXOWRUGLVDEOHVWKHZLUHOHVV/$1LQWHUIDFH:KHQ
VHOHFWHGWKH:HE8,GLVSOD\V+LGH$FFHVVSRLQW66,'%66,'DQG&RXQWU\
VHWWLQJV
+LGH$FFHVV3RLQW 6HOHFW+LGH$FFHVV3RLQWWRSURWHFWWKHDFFHVVSRLQWIURPGHWHFWLRQE\ZLUHOHVV
DFWLYHVFDQV7RFKHFN$3VWDWXVLQ:LQGRZV;3RSHQ1HWZRUN&RQQHFWLRQV
IURPWKHVWDUW0HQXDQGVHOHFW9LHZ$YDLODEOH1HWZRUN&RQQHFWLRQV,IWKH
DFFHVVSRLQWLVKLGGHQLWZLOOQRWEHOLVWHGWKHUH7RFRQQHFWDFOLHQWWRDKLGGHQ
DFFHVVSRLQWWKHVWDWLRQPXVWDGGWKHDFFHVVSRLQWPDQXDOO\WRLWVZLUHOHVV
FRQILJXUDWLRQ
66,'>FKDUDFWHUV@ 6HWVWKHZLUHOHVVQHWZRUNQDPH66,'VWDQGVIRU6HUYLFH6HW,GHQWLILHU$OO
VWDWLRQVPXVWEHFRQILJXUHGZLWKWKHFRUUHFW66,'WRDFFHVVWKH:/$1,IWKH
66,'GRHVQRWPDWFKWKDWXVHUZLOOQRWEHJUDQWHGDFFHVV
%66,' 7KH%66,'LVDELWLGHQWLW\XVHGWRLGHQWLI\DSDUWLFXODU%66%DVLF6HUYLFH
6HWZLWKLQDQDUHD,Q,QIUDVWUXFWXUH%66QHWZRUNVWKH%66,'LVWKH0$&
0HGLD$FFHVV&RQWURODGGUHVVRIWKH$3$FFHVV3RLQWDQGLQ,QGHSHQGHQW
%66RUDGKRFQHWZRUNVWKH%66,'LVJHQHUDWHGUDQGRPO\
&RXQWU\ $GURSGRZQPHQXWKDWSHUPLWVZRUOGZLGHDQGVSHFLÛFQDWLRQDO
VHWWLQJV
:LUHOHVV*XHVW 7KH*XHVW66,'9LUWXDO$FFHVV3RLQWFDQEHHQDEOHGE\
VHOHFWLQJWKH(QDEOH:LUHOHVV*XHVW
1HWZRUNFKHFNER[ 5HQDPHWKH:LUHOHVV*XHVW1HWZRUNDV\RXZLVK
127(ZLUHOHVVKRVWVFDQQRWVFDQ*XHVW66,'V
+63$:L)L5RXWHUZLWK9RLFH8VHU*XLGH <0/:95
 ZZZQHWFRPPOLPLWHGFRP
6HFXULW\
7KLV5RXWHULQFOXGHVDQXPEHURIVHFXULW\RSWLRQVWKDWSURYLGHV\RXZLWKDVHFXUHFRQQHFWLRQWRD*QHWZRUN6WDWHRIWKHDUW
VHFXULW\LQFOXGHV
s :(3:3$:3$GDWDHQFU\SWLRQ
s 63,)LUHZDOO
s 9313DVV7KURXJK
s 0$&DGGUHVV,3ÛOWHULQJ
s $XWKHQWLFDWLRQSURWRFROVt3$3&+$3
<RXFDQDXWKHQWLFDWHRUHQFU\SW\RXUVHUYLFHRQWKH:LUHG(TXLYDOHQW3ULYDF\:(3DOJRULWKPZKLFKSURYLGHVSURWHFWLRQDJDLQVW
XQDXWKRUL]HGDFFHVVVXFKDVHDYHVGURSSLQJ
7KHIROORZLQJVFUHHQDSSHDUVZKHQ6HFXULW\LVVHOHFWHG7KH6HFXULW\SDJHDOORZV\RXWRFRQÛJXUHVHFXULW\IHDWXUHVRI\RXU5RXWHUpV
ZLUHOHVV/$1LQWHUIDFH<RXFDQVHWWKHQHWZRUNDXWKHQWLFDWLRQPHWKRGVHOHFWGDWDHQFU\SWLRQVSHFLI\ZKHWKHUDQHWZRUNNH\LV
UHTXLUHGWRDXWKHQWLFDWHWRWKLVZLUHOHVVQHWZRUNDQGVSHFLI\WKHHQFU\SWLRQVWUHQJWK
&OLFN6DYH$SSO\WRFRQÛJXUHWKHZLUHOHVVVHFXULW\RSWLRQV
237,21 '(6&5,37,21
6HOHFW66,' <RXU6HUYLFH6HW,GHQWLILHU66,'VHWV\RXU:LUHOHVV1HWZRUN1DPH<RXFDQ
FRQQHFWPXOWLSOHGHYLFHVLQFOXGLQJ/DSWRSV'HVNWRS3&VDQG3'$VWR\RXU
:LUHOHVV5RXWHU7RJHWDGGLWLRQDOGHYLFHVFRQQHFWHGVFDQIRUDQHWZRUNDQG
ORFDWHWKH66,'VKRZQRQ\RXU:LUHOHVV6HFXULW\&DUG,IWKH66,'GRHVQRW
PDWFKDFFHVVLVGHQLHG
1HWZRUN$XWKHQWLFDWLRQ 7KLVRSWLRQLVXVHGIRUDXWKHQWLFDWLRQWRWKHZLUHOHVVQHWZRUN(DFK
DXWKHQWLFDWLRQW\SHKDVLWVRZQVHWWLQJVDVLOOXVWUDWHGEHORZ)RUH[DPSOH
VHOHFWLQJ;DXWKHQWLFDWLRQZLOOUHYHDOWKH5$',866HUYHU,3DGGUHVV3RUW
DQG.H\ILHOGV:(3(QFU\SWLRQZLOODOVREHHQDEOHG
<0/:95 +63$:L)L5RXWHUZLWK9RLFH8VHU*XLGH
ZZZQHWFRPPOLPLWHGFRP 
.%4#/--Ö,)"%249Ö3%2)%3ØØ'2/ Ø6H%HØ1NTSDQØVHSGØ5NHBD
7KHVHWWLQJVIRU:3$DXWKHQWLFDWLRQDUHVKRZQEHORZ
237,21 '(6&5,37,21
:(3(QFU\SWLRQ 7KLVRSWLRQLQGLFDWHVZKHWKHUGDWDVHQWRYHUWKHQHWZRUNLVHQFU\SWHG7KHVDPH
QHWZRUNNH\LVXVHGIRUGDWDHQFU\SWLRQDQGQHWZRUNDXWKHQWLFDWLRQ:KLOVWIRXU
QHWZRUNNH\VFDQEHGHILQHGRQO\RQHFDQEHXVHGDWDQ\RQHWLPH8VHWKH
QHWZRUNNH\IRXQGLQWKHGURSGRZQOLVW
(QFU\SWLRQ6WUHQJWK 7KLVGURSGRZQOLVWER[ZLOOGLVSOD\ZKHQ:(3(QFU\SWLRQLVHQDEOHG7KHNH\
VWUHQJWKLVSURSRUWLRQDOWRWKHQXPEHURIELQDU\ELWVFRPSULVLQJWKHNH\7KLV
PHDQVWKDWNH\VZLWKDJUHDWHUQXPEHURIELWVKDYHDJUHDWHUGHJUHHHQFU\SWHG
GDWDRIVHFXULW\DQGDUHFRQVLGHUDEO\PRUHGLIILFXOWWRFUDFN(QFU\SWLRQ
VWUHQJWKFDQEHVHWWRHLWKHUELWRUELW$ELWNH\LVHTXLYDOHQWWR
$6&,,FKDUDFWHUVRUKH[DGHFLPDOQXPEHUV$ELWNH\FRQWDLQV$6&,,
FKDUDFWHUVRUKH[DGHFLPDOQXPEHUV)<,(DFKNH\FRQWDLQVDELWKHDGHU
DQLQLWLDWLRQYHFWRUZKLFKHQDEOHVSDUDOOHOGHFRGLQJRIPXOWLSOHVWUHDPVRI
HQFU\SWHGGDWD
+63$:L)L5RXWHUZLWK9RLFH8VHU*XLGH <0/:95
 ZZZQHWFRPPOLPLWHGFRP
&RQÛJXUDWLRQ
7KHIROORZLQJVFUHHQDSSHDUVZKHQ\RXVHOHFW&RQÛJXUDWLRQ7KLVVFUHHQDOORZV\RXWRFRQWUROWKHIROORZLQJDGYDQFHGIHDWXUHVRIWKH
:LUHOHVV/RFDO$UHD1HWZRUN:/$1LQWHUIDFH
s 6HOHFWWKHFKDQQHOZKLFK\RXZLVKWRRSHUDWHIURP
s )RUFHWKHWUDQVPLVVLRQUDWHWRDSDUWLFXODUVSHHG
s 6HWWKHIUDJPHQWDWLRQWKUHVKROG
s 6HWWKH576WKUHVKROG
s 6HWWKHZDNHXSLQWHUYDOIRUFOLHQWVLQSRZHUVDYHPRGH
s 6HWWKHEHDFRQLQWHUYDOIRUWKHDFFHVVSRLQW
s 6HW;SUHVVPRGH
s 3URJUDPVKRUWRUORQJSUHDPEOHV
&OLFN6DYH$SSO\WRVHWWKHDGYDQFHGZLUHOHVVFRQÛJXUDWLRQ
237,21 '(6&5,37,21
$3,VRODWLRQ 6HOHFW2QRU2II%\HQDEOLQJWKLVIHDWXUHZLUHOHVVFOLHQWVDVVRFLDWHGZLWKWKH$FFHVV3RLQWFDQEHOLQNHG
%DQG 7KHQHZDPHQGPHQWDOORZV,(((JXQLWVWRIDOOEDFNWRVSHHGVRI0ESVVR,(((EDQG,(((
JGHYLFHVFDQFRH[LVWLQWKHVDPHQHWZRUN7KHWZRVWDQGDUGVDSSO\WRWKH*+]IUHTXHQF\EDQG,(((
JFUHDWHVGDWDUDWHSDULW\DW*+]ZLWKWKH,(((DVWDQGDUGZKLFKKDVD0ESVUDWHDW*+]
,(((DKDVRWKHUGLIIHUHQFHVFRPSDUHGWR,(((ERUJVXFKDVRIIHULQJPRUHFKDQQHOV
&KDQQHO $OORZVVHOHFWLRQRIDVSHFLILFFKDQQHORU$XWRPRGH
$XWR&KDQQHO7LPHUPLQ 7KH$XWR&KDQQHOWLPHVWKHOHQJWKLWWDNHVWRVFDQLQPLQXWHV
J5DWH ,Q$XWRGHIDXOWPRGH\RXU5RXWHUXVHVWKHPD[LPXPGDWDUDWHDQGORZHUVWKHGDWDUDWHGHSHQGHQWRQWKHVLJQDO
VWUHQJWK7KHDSSURSULDWHVHWWLQJLVGHSHQGHQWRQVLJQDOVWUHQJWK2WKHUUDWHVDUHGLVFUHWHYDOXHVEHWZHHQWR
0ESV
0XOWLFDVW5DWH 6HWWLQJIRUPXOWLFDVWSDFNHWWUDQVPLVVLRQUDWH0ESV
%DVLF5DWH 6HWVEDVLFWUDQVPLVVLRQUDWH
)UDJPHQWDWLRQ7KUHVKROG $WKUHVKROGLQE\WHVGHWHUPLQHVZKHWKHUSDFNHWVZLOOEHIUDJPHQWHGDQGDWZKDWVL]H3DFNHWVWKDWH[FHHGWKH
IUDJPHQWDWLRQWKUHVKROGRIDQ:/$1ZLOOEHVSOLWLQWRVPDOOHUXQLWVVXLWDEOHIRUWKHFLUFXLWVL]H3DFNHWV
VPDOOHUWKDQWKHVSHFLILHGIUDJPHQWDWLRQWKUHVKROGYDOXHKRZHYHUDUHQRWIUDJPHQWHG9DOXHVEHWZHHQDQG
FDQEHHQWHUHGEXWVKRXOGUHPDLQDWDGHIDXOWVHWWLQJRI6HWWLQJWKH)UDJPHQWDWLRQ7KUHVKROGWRRORZPD\
UHVXOWLQSRRUSHUIRUPDQFH
5767KUHVKROG 5HTXHVW7R6HQG576VSHFLILHVWKHSDFNHWVL]HWKDWH[FHHGVWKHVSHFLILHG576WKUHVKROGZKLFKWKHQWULJJHUVWKH
576&76PHFKDQLVP6PDOOHUSDFNHWVDUHVHQWZLWKRXWXVLQJ576&767KHGHIDXOWVHWWLQJRIPD[OHQJWKZLOO
GLVDEOHVWKH5767KUHVKROG
'7,0,QWHUYDO 'HOLYHU\7UDIILF,QGLFDWLRQ0HVVDJH'7,0LVDOVRNQRZQDV%HDFRQ5DWH7KHHQWU\UDQJHLVDYDOXHEHWZHHQ
DQG$'7,0LVDFRXQWGRZQYDULDEOHWKDWLQIRUPVFOLHQWVRIWKHQH[WZLQGRZIRUOLVWHQLQJWREURDGFDVWDQG
PXOWLFDVWPHVVDJHV:KHQWKH$3KDVEXIIHUHGEURDGFDVWRUPXOWLFDVWPHVVDJHVIRUDVVRFLDWHGFOLHQWVLWVHQGV
WKHQH[W'7,0ZLWKD'7,0,QWHUYDOYDOXH$3&OLHQWVKHDUWKHEHDFRQVDQGDZDNHQWRUHFHLYHWKHEURDGFDVWDQG
PXOWLFDVWPHVVDJHV7KHGHIDXOWLV
%HDFRQ,QWHUYDO 7KHDPRXQWRIWLPHEHWZHHQEHDFRQWUDQVPLVVLRQVLQLVPLOOLVHFRQGV7KHGHIDXOWLVPVDQGWKHDFFHSWDEOH
UDQJHLVt7KHEHDFRQWUDQVPLVVLRQVLGHQWLI\WKHSUHVHQFHRIDQDFFHVVSRLQW%\GHIDXOWQHWZRUNGHYLFHV
SDVVLYHO\VFDQDOO5)FKDQQHOVOLVWHQLQJIRUEHDFRQVFRPLQJIURPDFFHVVSRLQWV%HIRUHDVWDWLRQHQWHUVSRZHUVDYH
PRGHWKHVWDWLRQQHHGVWKHEHDFRQLQWHUYDOWRNQRZZKHQWRZDNHXSWRUHFHLYHWKHEHDFRQ
;SUHVVw7HFKQRORJ\ %URDGFRPpV;SUHVVw7HFKQRORJ\LVFRPSOLDQWZLWKGUDIWVSHFLILFDWLRQVRIWZRSODQQHGZLUHOHVVLQGXVWU\VWDQGDUGV
,WKDVEHHQGHVLJQHGWRLPSURYHZLUHOHVVQHWZRUNHIILFLHQF\'HIDXOWLVGLVDEOHG
<0/:95 +63$:L)L5RXWHUZLWK9RLFH8VHU*XLGH
ZZZQHWFRPPOLPLWHGFRP 
.%4#/--Ö,)"%249Ö3%2)%3ØØ'2/ Ø6H%HØ1NTSDQØVHSGØ5NHBD
237,21 '(6&5,37,21
J0RGH 6HOHFW$XWRPRGHIRUJUHDWHVWFRPSDWLELOLW\6HOHFW3HUIRUPDQFHPRGHIRUWKHIDVWHVWSHUIRUPDQFH
DPRQJJFHUWLILHGHTXLSPHQW6HOHFW/56PRGHLI\RXDUHH[SHULHQFLQJGLIILFXOW\ZLWKOHJDF\E
HTXLSPHQW,IWKLVGRHVQRWZRUN\RXPD\DOVRWU\ERQO\PRGH
J3URWHFWLRQ ,Q$XWRPRGHWKHURXWHUZLOOXVH576&76WRLPSURYHJSHUIRUPDQFHLQPL[HGJE
QHWZRUNV7XUQLQJSURWHFWLRQ2IIZLOOPD[LPL]HJWKURXJKSXWXQGHUPRVWFRQGLWLRQV
3UHDPEOH7\SH 6KRUWSUHDPEOHLVLQWHQGHGIRUDSSOLFDWLRQVZKHUHPD[LPXPWKURXJKSXWLVGHVLUHGEXWLWGRHVQRWZRUN
ZLWKOHJDF\HTXLSPHQW/RQJSUHDPEOHZRUNVZLWKWKHFXUUHQWDQG0ELWV'666VSHFLILFDWLRQDV
GHVFULEHGLQ,(((6WG
7UDQVPLW3RZHU 6HWWKHSRZHURXWSXWE\SHUFHQWDJHDVGHVLUHG
0$&)LOWHU
7KLVVFUHHQDSSHDUVZKHQ0HGLD$FFHVV&RQWURO0$&)LOWHULVVHOHFWHG7KLVRSWLRQDOORZVDFFHVVWREHUHVWULFWHGEDVHGXSRQWKH
XQLTXHELW0$&DGGUHVV
7RDGGD0$&$GGUHVVÛOWHUFOLFNWKH$GGEXWWRQVKRZQEHORZ
7RGHOHWHDÛOWHUVHOHFWLWIURPWKHWDEOHEHORZDQGFOLFNWKH5HPRYHEXWWRQ
237,21 '(6&5,37,21
0$&5HVWULFW0RGH 'LVDEOHGt'LVDEOHV0$&ILOWHULQJ
$OORZt3HUPLWVDFFHVVIRUWKHVSHFLILHG0$&DGGUHVVHV
127($GGDZLUHOHVVGHYLFHpV0$&DGGUHVVEHIRUHFOLFNLQJWKH$OORZUDGLREXWWRQ
RUHOVH\RXZLOOQHHGWRFRQQHFWWRWKH5RXWHUpVZHEXVHULQWHUIDFHXVLQJWKHVXSSOLHG
\HOORZ(WKHUQHWFDEOHDQGDGGWKHZLUHOHVVGHYLFHpV0$&DGGUHVV
'HQ\t5HMHFWVDFFHVVIRUWKHVSHFLILHG0$&DGGUHVVHV
0$&$GGUHVV /LVWVWKH0$&DGGUHVVHVVXEMHFWWRWKH0$&5HVWULFW0RGH7KH$GGEXWWRQ
SURPSWVDQHQWU\ILHOGWKDWUHTXLUHV\RXW\SHLQD0$&DGGUHVVLQDWZR
FKDUDFWHUE\WHFRQYHQWLRQ[[[[[[[[[[[[ZKHUH[[DUHKH[DGHFLPDO
QXPEHUV$PD[LPXPRI0$&DGGUHVVHVFDQEHDGGHG
(QWHUWKH0$&DGGUHVVRQWKHVFUHHQEHORZDQGFOLFN6DYH$SSO\
,@M@FDLDMS
<0/:95 +63$:L)L5RXWHUZLWK9RLFH8VHU*XLGH
ZZZQHWFRPPOLPLWHGFRP 
.%4#/--Ö,)"%249Ö3%2)%3ØØ'2/ Ø6H%HØ1NTSDQØVHSGØ5NHBD
:LUHOHVV%ULGJH
7KHIROORZLQJVFUHHQDSSHDUVZKHQVHOHFWLQJ:LUHOHVV%ULGJHDQGJRHVLQWRDGHWDLOHGH[SODQDWLRQRIKRZWRFRQÛJXUHZLUHOHVVEULGJH
IHDWXUHVRIWKHZLUHOHVV/$1LQWHUIDFH
&OLFN6DYH$SSO\WRLPSOHPHQWQHZFRQÛJXUDWLRQVHWWLQJV
)($785( '(6&5,37,21
$30RGH 6HOHFWLQJ:LUHOHVV%ULGJH:LUHOHVV'LVWULEXWLRQ6\VWHPGLVDEOHV$FFHVV3RLQW$3
IXQFWLRQDOLW\ZKLOHVHOHFWLQJ$FFHVV3RLQWHQDEOHV$3IXQFWLRQDOLW\,Q$FFHVV3RLQWPRGH
ZLUHOHVVEULGJHIXQFWLRQDOLW\ZLOOVWLOOEHDYDLODEOHDQGZLUHOHVVVWDWLRQVZLOOEHDEOHWRDVVRFLDWH
WRWKH$3
%ULGJH5HVWULFW 6HOHFWLQJ'LVDEOHGLQ%ULGJH5HVWULFWGLVDEOHV:LUHOHVV%ULGJHUHVWULFWLRQZKLFKPHDQVWKDW
DQ\ZLUHOHVVEULGJHZLOOEHJUDQWHGDFFHVV6HOHFWLQJ(QDEOHGRU(QDEOHG6FDQDOORZV
ZLUHOHVVEULGJHUHVWULFWLRQ2QO\WKRVHEULGJHVVHOHFWHGLQ5HPRWH%ULGJHVZLOOEHJUDQWHG
DFFHVV&OLFN5HIUHVKWRXSGDWHWKHVWDWLRQOLVWZKHQ%ULGJH5HVWULFWLVHQDEOHG
6WDWLRQ,QIR
7KHIROORZLQJVFUHHQDSSHDUVZKHQ\RXVHOHFW6WDWLRQ,QIRDQGVKRZVDXWKHQWLFDWHGZLUHOHVVVWDWLRQVDQGWKHLUVWDWXV
&OLFNWKH5HIUHVKEXWWRQWRXSGDWHWKHOLVWRIVWDWLRQVLQWKH:/$1
237,21 '(6&5,37,21
%66,' 7KH%66,'LVDELWLGHQWLW\XVHGWRLGHQWLI\DSDUWLFXODU%66%DVLF6HUYLFH
6HWZLWKLQDQDUHD,Q,QIUDVWUXFWXUH%66QHWZRUNVWKH%66,'LVWKH0$&
0HGLD$FFHVV&RQWURODGGUHVVRIWKH$3$FFHVV3RLQWDQGLQ,QGHSHQGHQW
%66RUDGKRFQHWZRUNVWKH%66,'LVJHQHUDWHGUDQGRPO\
$VVRFLDWHG /LVWVDOOWKHVWDWLRQVWKDWDUHDVVRFLDWHGZLWKWKH$FFHVV3RLQWDORQJZLWKWKH
DPRXQWRIWLPHVLQFHSDFNHWVZHUHWUDQVIHUUHGWRDQGIURPHDFKVWDWLRQ,ID
VWDWLRQLVLGOHIRUWRRORQJLWLVUHPRYHGIURPWKLVOLVW
$XWKRUL]HG /LVWVWKRVHGHYLFHVZLWKDXWKRUL]HGDFFHVV
+63$:L)L5RXWHUZLWK9RLFH8VHU*XLGH <0/:95
 ZZZQHWFRPPOLPLWHGFRP
0DQDJHPHQW
7KH0DQDJHPHQWPHQXKDVWKHIROORZLQJPDLQWHQDQFHIXQFWLRQVDQGSURFHVVHV
s 'HYLFH6HWWLQJV
s 6LPSOH1HWZRUN0DQDJHPHQW3URWRFRO6103
s 6LPSOH1HWZRUN7LPH3URWRFRO6173
s $FFHVV&RQWURO
s 6DYHDQG5HERRW
'HYLFH6HWWLQJV
7KH'HYLFH6HWWLQJVVFUHHQVDOORZ\RXWREDFNXSUHWULHYHDQGUHVWRUHWKHGHIDXOWVHWWLQJVRI\RXU5RXWHU,WDOVRSURYLGHVDIXQFWLRQIRU
\RXWRXSGDWH\RXU5RXWHUVÛUPZDUH
%DFNXS6HWWLQJV
7KHIROORZLQJVFUHHQDSSHDUVZKHQ%DFNXSLVVHOHFWHG&OLFNWKH%DFNXS6HWWLQJVEXWWRQWRVDYHWKHFXUUHQWFRQÛJXUDWLRQVHWWLQJV<RX
ZLOOEHSURPSWHGWRGHÛQHWKHORFDWLRQRIDEDFNXSÛOHWRVDYHWR\RXU3&
Ø 4OC@SDØ2DSSHMFR
7KHIROORZLQJVFUHHQDSSHDUVZKHQVHOHFWLQJ8SGDWHIURPWKHVXEPHQX%\FOLFNLQJRQWKH%URZVHEXWWRQ\RXFDQORFDWHDSUHYLRXVO\
VDYHGÛOHQDPHDVWKHFRQÛJXUDWLRQEDFNXSÛOH&OLFNRQWKH8SGDWHVHWWLQJVWRORDGLW
<0/:95 +63$:L)L5RXWHUZLWK9RLFH8VHU*XLGH
ZZZQHWFRPPOLPLWHGFRP 
.%4#/--Ö,)"%249Ö3%2)%3ØØ'2/ Ø6H%HØ1NTSDQØVHSGØ5NHBD
Ø1DRSNQDØ#DE@TKS
7KHIROORZLQJVFUHHQDSSHDUVZKHQVHOHFWLQJ5HVWRUH'HIDXOW%\FOLFNLQJRQWKH5HVWRUH'HIDXOW6HWWLQJVEXWWRQ\RXFDQUHVWRUH\RXU
5RXWHUVGHIDXOWÛUPZDUHVHWWLQJV7RUHVWRUHV\VWHPVHWWLQJVUHERRW\RXU5RXWHU
127( 7KHGHIDXOWVHWWLQJVFDQEHIRXQGLQVHFWLRQ'HIDXOW6HWWLQJV
2QFH\RXKDYHVHOHFWHGWKH5HVWRUH'HIDXOW6HWWLQJVEXWWRQWKHIROORZLQJVFUHHQZLOODSSHDU&ORVHWKHZLQGRZDQGZDLWPLQXWHV
EHIRUHUHRSHQLQJ\RXUEURZVHU,IUHTXLUHGUHFRQÛJXUH\RXU3&V,3DGGUHVVWRPDWFK\RXUQHZFRQÛJXUDWLRQVHHVHFWLRQ7&3,3
6HWWLQJVIRUGHWDLOV
$IWHUDVXFFHVVIXOUHERRWWKHEURZVHUZLOOUHWXUQWRWKH'HYLFH,QIRVFUHHQ,IWKHEURZVHUGRHVQRWUHIUHVKWRWKHGHIDXOWVFUHHQFORVH
DQGUHVWDUWWKHEURZVHU
127( 7KH5HVWRUH'HIDXOWIXQFWLRQKDVWKHVDPHHIIHFWDVWKHUHVHWEXWWRQ7KHGHYLFHERDUGKDUGZDUHDQGWKHERRWORDGHUVXSSRUWWKHUHVHWWRGHIDXOWEXWWRQ,IWKH
UHVHWEXWWRQLVFRQWLQXRXVO\SXVKHGIRUPRUHWKDQVHFRQGVDQGQRWPRUHWKDQVHFRQGVWKHERRWORDGHUZLOOHUDVHWKHFRQÛJXUDWLRQVHWWLQJVVDYHGRQÜDVK
PHPRU\
Ø 4OC@SDØ%HQLV@QD
7KHIROORZLQJVFUHHQDSSHDUVZKHQVHOHFWLQJ8SGDWH)LUPZDUH%\IROORZLQJWKLVVFUHHQVVWHSV\RXFDQXSGDWH\RXU5RXWHUVÛUPZDUH
0DQXDOGHYLFHXSJUDGHVIURPDORFDOO\VWRUHGÛOHFDQDOVREHSHUIRUPHGXVLQJWKHIROORZLQJVFUHHQ
 2EWDLQDQXSGDWHGVRIWZDUHLPDJHÛOH
 (QWHUWKHSDWKDQGÛOHQDPHRIWKHÛUPZDUHLPDJHÛOHLQWKH6RIWZDUH)LOH1DPHÛHOGRUFOLFNWKH%URZVHEXWWRQWRORFDWHWKH
LPDJHÛOH
 &OLFNWKH8SGDWH6RIWZDUHEXWWRQRQFHWRXSORDGDQGLQVWDOOWKHÛOH
127( 7KHXSGDWHSURFHVVZLOOWDNHDERXWPLQXWHVWRFRPSOHWH7KH5RXWHUZLOOUHERRWDQGWKHEURZVHUZLQGRZZLOOUHIUHVKWRWKHGHIDXOWVFUHHQXSRQVXFFHVVIXO
LQVWDOODWLRQ
,WLVUHFRPPHQGHGWKDW\RXFRPSDUHWKH6RIWZDUH9HUVLRQDWWKHWRSRIWKH%DVLFVFUHHQ:8,KRPHSDJHZLWKWKHÛUPZDUHYHUVLRQ
LQVWDOOHGWRFRQÛUPWKHLQVWDOODWLRQZDVVXFFHVVIXO
+63$:L)L5RXWHUZLWK9RLFH8VHU*XLGH <0/:95
 ZZZQHWFRPPOLPLWHGFRP
&RQÛJXUH6103DJHQWRQ*:95
7KH6LPSOH1HWZRUN0DQDJHPHQW3URWRFRO6103DOORZVDQHWZRUNDGPLQLVWUDWRUWRPRQLWRUDQHWZRUN
E\UHWULHYLQJVHWWLQJVRQUHPRWHQHWZRUNGHYLFHV7RGRWKLVWKHDGPLQLVWUDWRUW\SLFDOO\UXQVDQ6103
PDQDJHPHQWVWDWLRQSURJUDPVXFKDV0,%EURZVHURQDORFDOKRVWWRREWDLQLQIRUPDWLRQIURPWKH
6103DJHQWLQWKLVFDVHWKH*:95LI6103HQDEOHG$Q6103oFRPPXQLW\pSHUIRUPVWKHIXQFWLRQRIDXWKHQWLFDWLQJ6103WUDIÛF
$oFRPPXQLW\QDPHpDFWVDVDSDVVZRUGWKDWLVW\SLFDOO\VKDUHGDPRQJ6103DJHQWVDQGPDQDJHUV
%\GHIDXOW6103DJHQWLVHQDEOHGRQWKHJDWHZD\
2DSSHMFØTOØ2-,/Ø@FDMS
 2SHQDZHEEURZVHU,(ÛUHIR[6DIDULW\SHLQ/$1DGGUHVVRIWKHJDWHZD\KWWSE\GHIDXOW
WRORJLQWRWKHZHELQWHUIDFH
 7KHORJLQXVHUQDPHDQGSDVVZRUGE\GHIDXOWLVDGPLQDGPLQ
 *RWR0DQDJHPHQW!6103IRU*:95(QDEOH
 6103DJHQWDQGVHWXSDOORSWLRQVDFFRUGLQJWRWKHGHVFULSWLRQIRUPEHORZ
 3UHVV6DYH$SSO\WRDFWLYDWHVHWWLQJ
<0/:95 +63$:L)L5RXWHUZLWK9RLFH8VHU*XLGH
ZZZQHWFRPPOLPLWHGFRP 
.%4#/--Ö,)"%249Ö3%2)%3ØØ'2/ Ø6H%HØ1NTSDQØVHSGØ5NHBD
6LPSOH1HWZRUN7LPH3URWRFRO6173
7KLVVFUHHQDOORZV\RXWRFRQÛJXUHWKHWLPHVHWWLQJVRI\RXU5RXWHU7RDXWRPDWLFDOO\V\QFKURQL]HZLWK,QWHUQHWWLPHVHUYHUVWLFNWKHER[
DVLOOXVWUDWHGEHORZ
7KHIROORZLQJRSWLRQVVKRXOGQRZDSSHDUVHHVFUHHQVKRWEHORZ
)LUVW173WLPHVHUYHU 6HOHFWWKHUHTXLUHGVHUYHU
6HFRQG173WLPHVHUYHU 6HOHFWVHFRQGWLPHVHUYHULIUHTXLUHG
7LPH]RQHRIIVHW 6HOHFWWKHORFDOWLPH]RQH
&RQÛJXUHWKHVHRSWLRQVDQGWKHQFOLFN6DYH$SSO\WRDFWLYDWH
127( 6173PXVWEHDFWLYDWHGWRXVH3DUHQWDO&RQWUROVHFWLRQ
$FFHVV&RQWURO
7KH$FFHVV&RQWURORSWLRQIRXQGLQWKH0DQDJHPHQWGURSGRZQPHQXFRQÛJXUHVDFFHVVUHODWHGSDUDPHWHUV
LQWKHIROORZLQJWKUHHDUHDV
s 6HUYLFHV
s ,3$GGUHVVHV
s 3DVVZRUGV
$FFHVV&RQWUROLVXVHGWRFRQWUROORFDODQGUHPRWHPDQDJHPHQWVHWWLQJVIRU\RXU5RXWHU
+63$:L)L5RXWHUZLWK9RLFH8VHU*XLGH <0/:95
 ZZZQHWFRPPOLPLWHGFRP
Ø 2DQUHBDR
7KH6HUYLFH&RQWURO/LVW6&/DOORZV\RXWRHQDEOHRUGLVDEOH\RXU/RFDO$UHD1HWZRUN/$1RU:LUHOHVV$UHD1HWZRUN:$1VHUYLFHV
E\WLFNLQJWKHFKHFNER[DVLOOXVWUDWHGEHORZ7KHVHDFFHVVVHUYLFHVDUHDYDLODEOH)73+773,&0366+7(/1(7DQG7)73&OLFN
6DYH$SSO\WRFRQWLQXH
Ø (/Ø CCQDRR
7KH,3$GGUHVVRSWLRQOLPLWVORFDODFFHVVE\,3DGGUHVV:KHQWKH$FFHVV&RQWURO0RGHLVHQDEOHGRQO\WKH,3DGGUHVVHVOLVWHGKHUH
FDQDFFHVVWKHGHYLFH%HIRUHHQDEOLQJ$FFHVV&RQWURO0RGHDGG,3DGGUHVVHVZLWKWKH$GGEXWWRQ
2QWKLVVFUHHQHQWHUWKH,3DGGUHVVRIDORFDO3&ZKLFK\RXZLVKWRDOORZSHUPLVVLRQ&OLFN6DYH$SSO\WRFRQWLQXH
CU@MBDCØ2DSTO
+63$:L)L5RXWHUZLWK9RLFH8VHU*XLGH <0/:95
 ZZZQHWFRPPOLPLWHGFRP
Ø /@RRVNQCR
7KH3DVVZRUGVRSWLRQFRQÛJXUHV\RXUDFFRXQWDFFHVVSDVVZRUGIRU\RXU5RXWHU$FFHVVWRWKHGHYLFHLVOLPLWHGWRWKHIROORZLQJWKUHH
XVHUDFFRXQWV
s DGPLQLVWREHXVHGIRUORFDOXQUHVWULFWHGDFFHVVFRQWURO
s VXSSRUWLVWREHXVHGIRUUHPRWHPDLQWHQDQFHRIWKHGHYLFH
s XVHULVWREHXVHGWRYLHZLQIRUPDWLRQDQGXSGDWHGHYLFHÛUPZDUH
8VHWKHÛHOGVLOOXVWUDWHGLQWKHVFUHHQEHORZWRFKDQJHRUFUHDWH\RXUSDVVZRUG3DVVZRUGVPXVWEHFKDUDFWHUVRUOHVVZLWKQR
VSDFHV&OLFN6DYH$SSO\WRFRQWLQXH
6DYHDQG5HERRW
7KLVIXQFWLRQVDYHVWKHFXUUHQWFRQÛJXUDWLRQVHWWLQJVDQGUHERRWV\RXU5RXWHU
127( ,WPD\EHQHFHVVDU\WRUHFRQÛJXUH\RXU7&3,3VHWWLQJVWRDGMXVWIRUWKHQHZFRQÛJXUDWLRQ)RUH[DPSOHLI\RXGLVDEOHWKH'\QDPLF+RVW&RQÛJXUDWLRQ3URWRFRO
'+&3VHUYHU\RXZLOOQHHGWRDSSO\6WDWLF,3VHWWLQJV
127( ,I\RXORVHDOODFFHVVWR\RXUZHEXVHULQWHUIDFHVLPSO\SUHVVWKHUHVHWEXWWRQRQWKHUHDUSDQHOIRUVHFRQGVWRUHVWRUHGHIDXOWVHWWLQJV
<0/:95 +63$:L)L5RXWHUZLWK9RLFH8VHU*XLGH
ZZZQHWFRPPOLPLWHGFRP 
.%4#/--Ö,)"%249Ö3%2)%3ØØ'2/ Ø6H%HØ1NTSDQØVHSGØ5NHBD
$GYDQFHG6HWXS
7KLVFKDSWHUH[SODLQVDGYDQFHGVHWXSIRU\RXU5RXWHU
/RFDO$UHD1HWZRUN/$1
7KLVVFUHHQDOORZV\RXWRFRQÛJXUHWKH/RFDO$UHD1HWZRUN/$1LQWHUIDFHRQ\RXU5RXWHU
+63$:L)L5RXWHUZLWK9RLFH8VHU*XLGH <0/:95
 ZZZQHWFRPPOLPLWHGFRP
6HHWKHÛHOGGHVFULSWLRQVEHORZIRUPRUHGHWDLOV
237,21 '(6&5,37,21
,3$GGUHVV (QWHUWKH,3DGGUHVVIRUWKH/$1LQWHUIDFH
6XEQHW0DVN (QWHUWKHVXEQHWPDVNIRUWKH/$1LQWHUIDFH
(QDEOH83Q3 7LFNWKHER[WRHQDEOH8QLYHUVDO3OXJDQG3OD\
(QDEOH+DOI%ULGJH 7KH5RXWHUFDQEHVHWXSDVDKDOIWUDQVSDUHQWEULGJHWRFRSHZLWKVRPH
VSHFLDODSSOLFDWLRQVVXFKDV931SDVVWKURXJK%\GHIDXOWKDOIEULGJHLVRII
3OHDVHUHIHUWR$SSHQGL[%IRUPRUHLQIRUPDWLRQ
(QDEOH,QWHUQHW*URXS0DQDJHPHQW3URWRFRO,*036QRRSLQJ (QDEOHE\WLFNLQJWKHER[
6WDQGDUG0RGH ,QVWDQGDUGPRGHPXOWLFDVWWUDIILFZLOOIORRGWRDOOEULGJHSRUWVZKHQQRFOLHQW
VXEVFULEHVWRDPXOWLFDVWJURXS
%ORFNLQJ0RGH ,QEORFNLQJPRGHWKHPXOWLFDVWGDWDWUDIILFZLOOEHEORFNHG:KHQWKHUHDUHQR
FOLHQWVXEVFULSWLRQVWRDPXOWLFDVWJURXSLWZLOOQRWIORRGWRWKHEULGJHSRUWV
'\QDPLF+RVW&RQILJXUDWLRQ3URWRFRO'+&36HUYHU 6HOHFW(QDEOH'+&3VHUYHUDQGHQWHU\RXUVWDUWLQJDQGHQGLQJ,3DGGUHVVHV
DQGWKHOHDVHWLPH7KLVVHWWLQJFRQILJXUHVWKHURXWHUWRDXWRPDWLFDOO\DVVLJQ,3
GHIDXOWJDWHZD\DQG'16VHUYHUDGGUHVVHVWRHYHU\'+&3FOLHQWRQ\RXU/$1
(QDEOH1$7 7RHQDEOHGLVDEOH1HWZRUN$GGUHVV7UDQVODWLRQ1$7SOHDVHUHIHUWRIRU1$7
VHWWLQJ%\GHIDXOW1$7LVHQDEOHG
2SWLRQ 7KHVHRSWLRQVDUHXVHGIRUVSHFLDO'+&3VHWXS
6WDWLF,3/HDVH/LVW 7RVSHFLI\WKH,3DGGUHVVDVVLJQHGWKURXJK'+&3DFFRUGLQJWRWKH0$&DGGUHVV
RIWKHKRVWVFRQQHFWHGWR+63$0ESV:L)L5RXWHU
(QDEOH'+&36HUYHU5HOD\ 7RUHOD\'+&3UHTXHVWVIURPWKHVXEQHWZLWKQR'+&3VHUYHURQLWWRD'+&3
VHUYHURQRWKHUVXEQHWV'+&36HUYHU5HOD\LVGLVDEOHGE\GHIDXOW7RDFFHVV
HQDEOH'+&3UHOD\SOHDVHXQWLFN1$7HQDEOHILUVWWKDWPHDQVWRGLVDEOH1$7
ILUVWDQGWKHQSUHVVVDYHEXWWRQ7KH(QDEOH'+&3VHUYHU5HOD\RSWLRQZLOOWKHQ
VKRZXSRQWKHVDPHSDJHDVEHORZ
(QDEOH+DOI%ULGJH WKH5RXWHUFDQEHVHWXSDVDKDOIWUDQVSDUHQWEULGJHWRFRSHZLWKVRPHVSHFLDO
DSSOLFDWLRQVVXFKDV931SDVVWKURXJK%\GHIDXOWKDOIEULGJHLVRII3OHDVH
UHIHUWR$SSHQGL[%IRUPRUHLQIRUPDWLRQ
(QDEOH1$7 7RHQDEOHGLVDEOH1HWZRUN$GGUHVV7UDQVODWLRQ1$7SOHDVHUHIHUWRIRU1$7
VHWWLQJ%\GHIDXOW1$7LVHQDEOHG
2SWLRQ 7KHVHRSWLRQVDUHXVHGIRUVSHFLDO'+&3VHWXS
6WDWLF,3/HDVH/LVW 7RVSHFLI\WKH,3DGGUHVVDVVLJQHGWKURXJK'+&3DFFRUGLQJWRWKH0$&DGGUHVV
RIWKHKRVWVFRQQHFWHGWR+63$0ESV:L)L5RXWHU
(QDEOH'+&36HUYHU5HOD\ 7RUHOD\'+&3UHTXHVWVIURPWKHVXEQHWZLWKQR'+&3VHUYHURQLWWRD'+&3
VHUYHURQRWKHUVXEQHWV'+&36HUYHU5HOD\LVGLVDEOHGE\GHIDXOW7RDFFHVV
HQDEOH'+&3UHOD\SOHDVHXQWLFN1$7HQDEOHILUVWWKDWPHDQVWRGLVDEOH1$7
ILUVWDQGWKHQSUHVVVDYHEXWWRQ7KH(QDEOH'+&3VHUYHU5HOD\RSWLRQZLOOWKHQ
VKRZXSRQWKHVDPHSDJHDVEHORZ
&RQÛJXUHDVHFRQG,3DGGUHVVE\WLFNLQJWKHFKHFNER[VKRZQEHORZDQGHQWHUWKHIROORZLQJLQIRUPDWLRQ
,3$GGUHVV (QWHUWKHVHFRQGDU\,3DGGUHVVIRUWKH/$1LQWHUIDFH
6XEQHW0DVN (QWHUWKHVHFRQGDU\VXEQHWPDVNIRUWKH/$1LQWHUIDFH
127( 7KH6DYHEXWWRQVDYHVQHZVHWWLQJVWRDOORZFRQWLQXHGFRQÛJXUDWLRQZKLOHWKH6DYH5HERRWEXWWRQQRWRQO\VDYHVQHZVHWWLQJVEXWDOVRUHERRWVWKHGHYLFHWR
DSSO\WKHQHZFRQÛJXUDWLRQLHDOOQHZVHWWLQJV
<0/:95 +63$:L)L5RXWHUZLWK9RLFH8VHU*XLGH
ZZZQHWFRPPOLPLWHGFRP 
.%4#/--Ö,)"%249Ö3%2)%3ØØ'2/ Ø6H%HØ1NTSDQØVHSGØ5NHBD
1HWZRUN$GGUHVV7UDQVODWLRQ1$7
Ø /NQSØ%NQV@QCHMF
3RUW)RUZDUGLQJDOORZV\RXWRGLUHFWLQFRPLQJWUDIÛFIURPWKH,QWHUQHWVLGHLGHQWLÛHGE\3URWRFRODQG([WHUQDOSRUWWRWKHLQWHUQDOVHUYHU
ZLWKDSULYDWH,3DGGUHVVRQWKH/$1VLGH7KH,QWHUQDOSRUWLVUHTXLUHGRQO\LIWKHH[WHUQDOSRUWQHHGVWREHFRQYHUWHGWRDGLIIHUHQWSRUW
QXPEHUXVHGE\WKHVHUYHURQWKH/$1VLGH$PD[LPXPRIHQWULHVFDQEHFRQÛJXUHG
7RDGGD9LUWXDO6HUYHUFOLFNWKH$GGEXWWRQ7KHIROORZLQJVFUHHQZLOOGLVSOD\
237,21 '(6&5,37,21
6HOHFWD6HUYLFH
2U
&XVWRP6HUYHU
8VHUVKRXOGVHOHFWWKHVHUYLFHIURPWKHOLVW
2U
&UHDWHDFXVWRPHUVHUYHUDQGHQWHUDQDPHIRUWKHVHUYHU
6HUYHU,3$GGUHVV (QWHUWKH,3DGGUHVVIRUWKHVHUYHU
([WHUQDO3RUW6WDUW (QWHUWKHVWDUWLQJH[WHUQDOSRUWQXPEHUZKHQ\RXVHOHFW&XVWRP6HUYHU:KHQ
DVHUYLFHLVVHOHFWHGWKHSRUWUDQJHVDUHDXWRPDWLFDOO\FRQILJXUHG
([WHUQDO3RUW(QG (QWHUWKHHQGLQJH[WHUQDOSRUWQXPEHUZKHQ\RXVHOHFW&XVWRP6HUYHU:KHQD
VHUYLFHLVVHOHFWHGWKHSRUWUDQJHVDUHDXWRPDWLFDOO\FRQILJXUHG
3URWRFRO 8VHUFDQVHOHFWIURP7&37&38'3RU8'3
,QWHUQDO3RUW6WDUW (QWHUWKHLQWHUQDOSRUWVWDUWLQJQXPEHUZKHQ\RXVHOHFW&XVWRP6HUYHU:KHQD
VHUYLFHLVVHOHFWHGWKHSRUWUDQJHVDUHDXWRPDWLFDOO\FRQILJXUHG
,QWHUQDO3RUW(QG (QWHUWKHLQWHUQDOSRUWHQGLQJQXPEHUZKHQ\RXVHOHFW&XVWRP6HUYHU:KHQD
VHUYLFHLVVHOHFWHGWKHSRUWUDQJHVDUHDXWRPDWLFDOO\FRQILJXUHG
+63$:L)L5RXWHUZLWK9RLFH8VHU*XLGH <0/:95
 ZZZQHWFRPPOLPLWHGFRP
Ø /NQSØ3QHFFDQHMF
6RPHDSSOLFDWLRQVUHTXLUHVSHFLÛFSRUWVLQWKH5RXWHUpVÛUHZDOOWREHRSHQIRUDFFHVVE\UHPRWHSDUWLHV3RUW7ULJJHULQJRSHQVXSWKH
o2SHQ3RUWVpLQWKHÛUHZDOOZKHQDQDSSOLFDWLRQRQWKH/$1LQLWLDWHVD7&38'3FRQQHFWLRQWRDUHPRWHSDUW\XVLQJWKHo7ULJJHULQJ
3RUWVp7KH5RXWHUDOORZVWKHUHPRWHSDUW\IURPWKH:$1VLGHWRHVWDEOLVKQHZFRQQHFWLRQVEDFNWRWKHDSSOLFDWLRQRQWKH/$1VLGH
XVLQJWKHo2SHQ3RUWVp$PD[LPXPHQWULHVFDQEHFRQÛJXUHG
7RDGGD7ULJJHU3RUWVLPSO\FOLFNWKH$GGEXWWRQ7KHIROORZLQJZLOOEHGLVSOD\HG
237,21 '(6&5,37,21
6HOHFWDQ$SSOLFDWLRQ
2U
&XVWRP$SSOLFDWLRQ
8VHUVKRXOGVHOHFWWKHDSSOLFDWLRQIURPWKHOLVW
2U
8VHUFDQHQWHUWKHQDPHRIWKHLUFKRLFH
7ULJJHU3RUW6WDUW (QWHUWKHVWDUWLQJWULJJHUSRUWQXPEHUZKHQ\RXVHOHFWFXVWRPDSSOLFDWLRQ
:KHQDQDSSOLFDWLRQLVVHOHFWHGWKHSRUWUDQJHVDUHDXWRPDWLFDOO\FRQILJXUHG
7ULJJHU3RUW(QG (QWHUWKHHQGLQJWULJJHUSRUWQXPEHUZKHQ\RXVHOHFWFXVWRPDSSOLFDWLRQ
:KHQDQDSSOLFDWLRQLVVHOHFWHGWKHSRUWUDQJHVDUHDXWRPDWLFDOO\FRQILJXUHG
7ULJJHU3URWRFRO 7&37&38'3RU8'3
2SHQ3RUW6WDUW (QWHUWKHVWDUWLQJRSHQSRUWQXPEHUZKHQ\RXVHOHFWFXVWRPDSSOLFDWLRQ:KHQ
DQDSSOLFDWLRQLVVHOHFWHGWKHSRUWUDQJHVDUHDXWRPDWLFDOO\FRQILJXUHG
2SHQ3RUW(QG (QWHUWKHHQGLQJRSHQSRUWQXPEHUZKHQ\RXVHOHFWFXVWRPDSSOLFDWLRQ:KHQ
DQDSSOLFDWLRQLVVHOHFWHGWKHSRUWUDQJHVDUHDXWRPDWLFDOO\FRQILJXUHG
2SHQ3URWRFRO 7&37&38'3RU8'3
Ø #DLHKHS@QHYDCØ#,9Ø'NRS
<RXU5RXWHUZLOOIRUZDUG,3SDFNHWVIURPWKH:LUHOHVV$UHD1HWZRUN:$1WKDWGRQRWEHORQJWRDQ\RIWKHDSSOLFDWLRQVFRQÛJXUHGLQWKH
9LUWXDO6HUYHUVWDEOHWRWKH'0=KRVWFRPSXWHU
(QWHUWKHFRPSXWHUpV,3DGGUHVVDQGFOLFN$SSO\WRDFWLYDWHWKH'0=KRVW&OHDUWKH,3DGGUHVVÛHOGDQGFOLFN$SSO\WRGHDFWLYDWHWKH
'0=KRVW
<0/:95 +63$:L)L5RXWHUZLWK9RLFH8VHU*XLGH
ZZZQHWFRPPOLPLWHGFRP 
.%4#/--Ö,)"%249Ö3%2)%3ØØ'2/ Ø6H%HØ1NTSDQØVHSGØ5NHBD
6HFXULW\
<RXU5RXWHUFDQEHVHFXUHGZLWK,3)LOWHULQJRU3DUHQWDO&RQWUROIXQFWLRQV
Ø (/Ø%HKSDQHMF
7KH,3)LOWHULQJVFUHHQVHWVÛOWHUUXOHVWKDWOLPLWLQFRPLQJDQGRXWJRLQJ,3WUDIÛF0XOWLSOHÛOWHUUXOHVFDQEHVHWZLWKDWOHDVWRQHOLPLWLQJ
FRQGLWLRQ$OOFRQGLWLRQVPXVWEHIXOÛOOHGZKHQLQGLYLGXDO,3SDFNHWVSDVVÛOWHU
.TSFNHMFØ(/Ø%HKSDQ
7KHGHIDXOWVHWWLQJIRU2XWJRLQJWUDIÛFLV$&&(37('8QGHUWKLVFRQGLWLRQDOORXWJRLQJ,3SDFNHWVWKDWPDWFKWKHÛOWHUUXOHVZLOOEH
%/2&.('
7RDGGDÛOWHULQJUXOHFOLFNWKH$GGEXWWRQ7KHIROORZLQJVFUHHQZLOOGLVSOD\
),/7(51$0( 7+(),/7(558/(/$%(/
3URWRFRO 7&37&38'38'3RU,&036RXUFH,3DGGUHVV
6RXUFH,3DGGUHVV (QWHUVRXUFH,3DGGUHVV6RXUFH6XEQHW0DVN
'HVWLQDWLRQ,3DGGUHVV (QWHUVRXUFHVXEQHWPDVN
6RXUFH3RUWSRUWRUSRUWSRUW (QWHUVRXUFHSRUWQXPEHURUSRUWUDQJH
'HVWLQDWLRQ,3DGGUHVV (QWHUGHVWLQDWLRQ,3DGGUHVV
'HVWLQDWLRQ6XEQHW0DVN (QWHUGHVWLQDWLRQVXEQHWPDVN
'HVWLQDWLRQSRUWSRUWRUSRUWSRUW (QWHUGHVWLQDWLRQSRUWQXPEHURUUDQJH
(MBNLHMFØ(/Ø%HKSDQ
7KHGHIDXOWVHWWLQJIRUDOO,QFRPLQJWUDIÛFLV%/2&.('8QGHUWKLVFRQGLWLRQRQO\WKRVHLQFRPLQJ,3SDFNHWVWKDWPDWFKWKHÛOWHUUXOHVZLOO
EH$&&(37('
+63$:L)L5RXWHUZLWK9RLFH8VHU*XLGH <0/:95
 ZZZQHWFRPPOLPLWHGFRP
7RDGGDÛOWHULQJUXOHFOLFNWKH$GGEXWWRQ7KHIROORZLQJVFUHHQZLOOGLVSOD\
3OHDVHUHIHUWRWKH2XWJRLQJ,3)LOWHUWDEOHIRUÛHOGGHVFULSWLRQV
&OLFN6DYH$SSO\WRVDYHDQGDFWLYDWHWKHÛOWHU
Ø /@QDMS@KØ"NMSQNK
7KLV3DUHQWDO&RQWURODOORZV\RXWRUHVWULFWDFFHVVIURPD/RFDO$UHD1HWZRUN/$1WRDQRXWVLGHQHWZRUNWKURXJKWKH5RXWHURQ
VHOHFWHGGD\VDWFHUWDLQWLPHV0DNHVXUHWRDFWLYDWHWKH,QWHUQHW7LPHVHUYHUV\QFKURQL]DWLRQDVGHVFULEHGLQVHFWLRQ6173VRWKDW
WKHVFKHGXOHGWLPHVPDWFK\RXUORFDOWLPH
&OLFN$GGWRGLVSOD\WKHIROORZLQJVFUHHQ
6HHLQVWUXFWLRQVEHORZDQGFOLFN6DYH$SSO\WRDSSO\WKHVHWWLQJV
237,21 '(6&5,37,21
8VHU1DPH $XVHUGHILQHGODEHOIRUWKLVUHVWULFWLRQ
%URZVHUpV0$&$GGUHVV 0$&DGGUHVVRIWKH3&UXQQLQJWKHEURZVHU
2WKHU0$&$GGUHVV 0$&DGGUHVVRIDQRWKHU/$1GHYLFH
'D\VRIWKH:HHN 7KHGD\VWKHUHVWULFWLRQVDSSO\
6WDUW%ORFNLQJ7LPH 7KHWLPHWKHUHVWULFWLRQVVWDUW
(QG%ORFNLQJ7LPH 7KHWLPHWKHUHVWULFWLRQVHQG
<0/:95 +63$:L)L5RXWHUZLWK9RLFH8VHU*XLGH
ZZZQHWFRPPOLPLWHGFRP 
.%4#/--Ö,)"%249Ö3%2)%3ØØ'2/ Ø6H%HØ1NTSDQØVHSGØ5NHBD
5RXWLQJ
'HIDXOW*DWHZD\6WDWLF5RXWHDQG'\QDPLF5RXWHVHWWLQJVFDQEHIRXQGLQWKH5RXWLQJOLQNDVLOOXVWUDWHGEHORZ
Ø #DE@TKSØ&@SDV@X
,IWKH(QDEOH$XWRPDWLF$VVLJQHG'HIDXOW*DWHZD\FKHFNER[LVVHOHFWHGWKLVGHYLFHZLOODFFHSWDGHIDXOW*DWHZD\DVVLJQPHQW,IWKH
FKHFNER[LVQRWVHOHFWHGDÛHOGZLOODSSHDUDOORZLQJ\RXWRHQWHUWKHVWDWLFGHIDXOWJDWHZD\DQGRU:$1LQWHUIDFHWKHQFOLFN
6DYH$SSO\
127( $IWHUHQDEOLQJWKH$XWRPDWLF$VVLJQHG'HIDXOW*DWHZD\\RXPXVWUHERRWWKH5RXWHUWRDFWLYDWHWKHDVVLJQHGGHIDXOW*DWHZD\
Ø 2S@SHBØ1NTSD
7KH6WDWLF5RXWHVFUHHQGLVSOD\VWKHFRQÛJXUHGVWDWLFURXWHV&OLFNWKH$GGRU5HPRYHEXWWRQVWRFKDQJHVHWWLQJV
&OLFNWKH$GGEXWWRQWRGLVSOD\WKHIROORZLQJVFUHHQ
(QWHU'HVWLQDWLRQ1HWZRUN$GGUHVV6XEQHW0DVN*DWHZD\,3$GGUHVVDQGRU:$1,QWHUIDFH7KHQFOLFN6DYH$SSO\WRDGGWKHHQWU\WR
WKHURXWLQJWDEOH
5NHBD
<0/:95 +63$:L)L5RXWHUZLWK9RLFH8VHU*XLGH
ZZZQHWFRPPOLPLWHGFRP 
.%4#/--Ö,)"%249Ö3%2)%3ØØ'2/ Ø6H%HØ1NTSDQØVHSGØ5NHBD
Ø #XM@LHBØ1NTSD
7RDFWLYDWHWKLVRSWLRQVHOHFWWKH(QDEOHGUDGLREXWWRQIRU*OREDO5,30RGH
7RFRQÛJXUHDQLQGLYLGXDOLQWHUIDFHVHOHFWWKHGHVLUHG5,3YHUVLRQDQGRSHUDWLRQIROORZHGE\SODFLQJDFKHFNLQWKH(QDEOHGFKHFNER[
IRUWKDWLQWHUIDFH&OLFN6DYH$SSO\WRVDYHWKHFRQÛJXUDWLRQDQGWRVWDUWRUVWRSG\QDPLFURXWLQJ
 'RPDLQ1DPH6HUYHUV'16
Ø #-2Ø2DQUDQØ"NMÚFTQ@SHNM
,IWKH(QDEOH$XWRPDWLF$VVLJQHG'16FKHFNER[LVVHOHFWHGWKLVGHYLFHZLOODFFHSWWKHÛUVWUHFHLYHG'16DVVLJQPHQWIURPWKH:LUHOHVV
$UHD1HWZRUN:$1LQWHUIDFHGXULQJWKHFRQQHFWLRQSURFHVV,IWKHFKHFNER[LVQRWVHOHFWHGDÛHOGZLOODSSHDUDOORZLQJ\RXWRHQWHUWKH
SULPDU\DQGRSWLRQDOVHFRQGDU\'16VHUYHU,3DGGUHVVHV&OLFNRQ6DYHWRDSSO\
127( &OLFNWKH6DYHEXWWRQWRVDYHWKHQHZFRQÛJXUDWLRQ7RPDNHWKHQHZFRQÛJXUDWLRQHIIHFWLYHUHERRW\RXU5RXWHU
Ø #XM@LHBØ#-2
7KH'\QDPLF'16VHUYLFHDOORZVDG\QDPLF,3DGGUHVVWREHDOLDVHGWRDVWDWLFKRVWQDPHLQDQ\RIDVHOHFWLRQRIGRPDLQVDOORZLQJWKH
URXWHUWREHPRUHHDVLO\DFFHVVHGIURPYDULRXVORFDWLRQVRQWKHLQWHUQHW
1RWH 7KH$GG5HPRYHEXWWRQVZLOOEHGLVSOD\HGRQO\LIWKHURXWHUKDVEHHQDVVLJQHGDQ,3DGGUHVVIURPWKHUHPRWHVHUYHU
7RDGGDG\QDPLF'16VHUYLFHFOLFNWKH$GGEXWWRQDQGWKLVVFUHHQZLOOGLVSOD\
237,21 '(6&5,37,21
''16SURYLGHU 6HOHFWDG\QDPLF'16SURYLGHUIURPWKHOLVW
+RVWQDPH (QWHUWKHQDPHIRUWKHG\QDPLF'16VHUYHU
,QWHUIDFH 6HOHFWWKHLQWHUIDFHIURPWKHOLVW
8VHUQDPH (QWHUWKHXVHUQDPHIRUWKHG\QDPLF'16VHUYHU
3DVVZRUG (QWHUWKHSDVVZRUGIRUWKHG\QDPLF'16VHUYHU
2S@STR
<0/:95 +63$:L)L5RXWHUZLWK9RLFH8VHU*XLGH
ZZZQHWFRPPOLPLWHGFRP 
.%4#/--Ö,)"%249Ö3%2)%3ØØ'2/ Ø6H%HØ1NTSDQØVHSGØ5NHBD
9RLFH
7KH*:955RXWHUZLWK9RLFHDOORZV\RXWRPDNHWHOHSKRQHFDOOVRYHUWKH*0RELOH&HOOXODU7HOHSKRQHQHWZRUNXVLQJDVWDQGDUG
$QDORJXH7HOHSKRQHYLDWKHEXLOWLQ5-3KRQHSRUW
3OHDVHUHIHUWRWKHGRFXPHQWDWLRQSURYLGHGE\WKHPDQXIDFWXUHUIRURSHUDWLQJ\RXU$QDORJXH7HOHSKRQH
1RWH 7KDW\RXU6,0FDUGDQG0RELOHVHUYLFHQHHGVWREHSURYLVLRQHGIRU9RLFH&DOOLQJ3OHDVHFRQVXOWZLWK\RXU1HWZRUN3URYLGHUIRUYHULÛFDWLRQ
1RWH 7KDWDQ\WHOHSKRQHFDOOVSODFHGXVLQJWKH*:95PD\LQFXUFDOOXVDJHFKDUJHVGHWHUPLQHGE\\RXU1HWZRUN3URYLGHU3OHDVHFRQVXOWZLWK\RXU1HWZRUN
3URYLGHUIRUYHULÛFDWLRQ
"NMÚFTQHMFØXNTQØ&651ØENQØOK@BHMFØ5NHBDØ"@KKR
2QFH\RXU*:95KDVEHHQFRUUHFWO\FRQÛJXUHGWRDFFHVVWKHPRELOHQHWZRUNDVRXWOLQHGLQ6HFWLRQt4XLFN6HWXS\RXFDQ
PDNHDQGUHFHLYHWHOHSKRQHFDOOVDIWHUFRQQHFWLQJ\RXU$QDORJXH7HOHSKRQHWRWKHVRFNHWODEHOHG9RLFHRQWKHEDFNRI\RXU5RXWHU
+63$:L)L5RXWHUZLWK9RLFH8VHU*XLGH <0/:95
 ZZZQHWFRPPOLPLWHGFRP
6WDWXV
7KH6WDWXVPHQXKDVWKHIROORZLQJVXEPHQXV
s 'LDJQRVWLFV
s 6\VWHP/RJ
s *QHWZRUN
s 6WDWLVWLFV
s 5RXWH
s $53
s '+&3
s 3,1*
'LDJQRVWLFV
7KH'LDJQRVWLFVPHQXSURYLGHVIHHGEDFNRQWKHFRQQHFWLRQVWDWXVRIWKHGHYLFH7KHLQGLYLGXDOWHVWVDUH
OLVWHGEHORZ,IDWHVWGLVSOD\VDIDLOVWDWXV
 &OLFNRQWKH+HOSOLQN
 1RZFOLFN5HUXQ'LDJQRVWLF7HVWVDWWKHERWWRPRIWKHVFUHHQWRUHWHVWDQGFRQÛUPWKHHUURU
 ,IWKHWHVWFRQWLQXHVWRIDLOIROORZWKHWURXEOHVKRRWLQJSURFHGXUHVLQWKH+HOSVFUHHQ
237,21 '(6&5,37,21
(1(7&RQQHFWLRQ 3DVV,QGLFDWHVWKDWWKH(WKHUQHWLQWHUIDFHIURP\RXUFRPSXWHULVFRQQHFWHGWR
WKH/$1SRUWRIWKLV5RXWHU
)DLO,QGLFDWHVWKDWWKH5RXWHUGRHVQRWGHWHFWWKH(WKHUQHWLQWHUIDFHRQ\RXU
FRPSXWHU
:LUHOHVVFRQQHFWLRQ 3DVV,QGLFDWHVWKDWWKHZLUHOHVVFDUGLV21
'RZQ,QGLFDWHVWKDWWKHZLUHOHVVFDUGLV2))
'$7$$31DVVLJQHG,3$GGUHVV 3DVV,QGLFDWHVWKDWWKH5RXWHUFDQFRPPXQLFDWHZLWKWKHILUVWHQWU\SRLQWWRWKH
QHWZRUN,WLVXVXDOO\WKH,3DGGUHVVRIWKH,63pVORFDO*DWHZD\
)DLO,QGLFDWHVWKDWWKH5RXWHUZDVXQDEOHWRFRPPXQLFDWHZLWKWKHILUVW
HQWU\SRLQWRQWKHQHWZRUNDQGLWPD\QRWKDYHDQHIIHFWRQ\RXU,QWHUQHW
FRQQHFWLYLW\,IWKLVWHVWIDLOVDQG\RXFDQDFFHVVWKH,QWHUQHWWKHUHLVQRQHHG
WRWURXEOHVKRRWWKLVLVVXH
3LQJ3ULPDU\'RPDLQ1DPH6HUYHU 3DVV,QGLFDWHVWKDWWKH5RXWHUFDQFRPPXQLFDWHZLWKWKHSULPDU\'RPDLQ1DPH
6HUYHU'16
)DLO,QGLFDWHVWKDWWKH5RXWHUZDVXQDEOHWRFRPPXQLFDWHZLWKWKHSULPDU\
'RPDLQ1DPH6HUYHU'16,WPD\QRWKDYHDQHIIHFWRQ\RXU,QWHUQHW
FRQQHFWLYLW\7KHUHIRUHLIWKLVWHVWIDLOVEXW\RXDUHVWLOODEOHWRDFFHVVWKH
,QWHUQHWWKHUHLVQRQHHGWRWURXEOHVKRRWWKLVLVVXH
<0/:95 +63$:L)L5RXWHUZLWK9RLFH8VHU*XLGH
ZZZQHWFRPPOLPLWHGFRP 
.%4#/--Ö,)"%249Ö3%2)%3ØØ'2/ Ø6H%HØ1NTSDQØVHSGØ5NHBD
6\VWHP/RJ
7KLVIXQFWLRQDOORZV\RXWRYLHZV\VWHPHYHQWVDQGFRQÛJXUHUHODWHGRSWLRQV)ROORZWKHVWHSVEHORZWRHQDEOHDQGYLHZWKH
6\VWHP/RJ
 &OLFN&RQÛJXUH6\VWHP/RJWRFRQWLQXH
 6HOHFWWKHV\VWHPORJRSWLRQVVHHWDEOHEHORZDQGFOLFN6DYH$SSO\
237,21 '(6&5,37,21
/RJ ,QGLFDWHVZKHWKHUWKHV\VWHPLVFXUUHQWO\UHFRUGLQJHYHQWV<RXFDQHQDEOHRUGLVDEOH
HYHQWORJJLQJ%\GHIDXOWLWLVGLVDEOHG
/RJOHYHO $OORZV\RXWRFRQILJXUHWKHHYHQWOHYHODQGILOWHURXWXQZDQWHGHYHQWVEHORZWKLVOHYHO
7KHHYHQWVUDQJLQJIURPWKHKLJKHVWFULWLFDOOHYHOq(PHUJHQF\rGRZQWRWKLVFRQILJXUHG
OHYHOZLOOEHUHFRUGHGWRWKHORJEXIIHURQWKH5RXWHUpV6'5$0:KHQWKHORJEXIIHULV
IXOOWKHQHZHVWHYHQWZLOOZUDSXSWRWKHWRSRIWKHORJEXIIHUDQGRYHUZULWHWKHROGHVW
HYHQW%\GHIDXOWWKHORJOHYHOLVq'HEXJJLQJrZKLFKLVWKHORZHVWFULWLFDOOHYHO7KHORJ
OHYHOVDUHGHILQHGDVIROORZV
(PHUJHQF\LVWKHPRVWVHULRXVHYHQWOHYHOZKHUHDV'HEXJJLQJLVWKHOHDVWLPSRUWDQW
)RULQVWDQFHLIWKHORJOHYHOLVVHWWR'HEXJJLQJDOOWKHHYHQWVIURPWKHORZHVW
'HEXJJLQJOHYHOWRWKHPRVWFULWLFDOOHYHO(PHUJHQF\OHYHOZLOOEHUHFRUGHG,IWKHORJ
OHYHOLVVHWWR(UURURQO\(UURUDQGWKHOHYHODERYHZLOOEHORJJHG
'LVSOD\/HYHO $OORZV\RXWRVHOHFWWKHORJJHGHYHQWVDQGGLVSOD\VRQWKH9LHZ6\VWHP/RJZLQGRZIRU
HYHQWVRIWKLVOHYHODQGDERYHWRWKHKLJKHVW(PHUJHQF\OHYHO
0RGH $OORZV\RXWRVSHFLI\ZKHWKHUHYHQWVVKRXOGEHVWRUHGLQWKHORFDOPHPRU\EHVHQWWRD
UHPRWHV\VORJVHUYHURUWRERWKVLPXOWDQHRXVO\
,IUHPRWHPRGHLVVHOHFWHGWKHYLHZV\VWHPORJZLOOQRWEHDEOHWRGLVSOD\HYHQWVVDYHG
LQWKHUHPRWHV\VORJVHUYHU:KHQHLWKHU5HPRWHPRGHRU%RWKPRGHLVFRQILJXUHGWKH
:(%8,ZLOOSURPSWWKH\RXWRHQWHUWKH6HUYHU,3DGGUHVVDQG6HUYHU8'3SRUW
+63$:L)L5RXWHUZLWK9RLFH8VHU*XLGH <0/:95
 ZZZQHWFRPPOLPLWHGFRP
 &OLFN9LHZ6\VWHP/RJ7KHUHVXOWVDUHGLVSOD\HGDVIROORZV
<0/:95 +63$:L)L5RXWHUZLWK9RLFH8VHU*XLGH
ZZZQHWFRPPOLPLWHGFRP 
.%4#/--Ö,)"%249Ö3%2)%3ØØ'2/ Ø6H%HØ1NTSDQØVHSGØ5NHBD
*6WDWXV
6HOHFWWKLVRSWLRQIRUGHWDLOHGVWDWXVLQIRUPDWLRQRQ\RXU5RXWHUV*FRQQHFWLRQ
&RQVXOWWKHWDEOHRQWKHQH[WSDJHIRUGHWDLOHGÛHOGGHVFULSWLRQV
67$786 '(6&5,37,21
0DQXIDFWXUHU 7KHPDQXIDFWXUHURIWKHHPEHGGHG*PRGXOH
0RGHO 7KHPRGHOQDPHRIWKHHPEHGGHG*PRGXOH
):5HY 7KHILUPZDUHYHUVLRQRIWKH*PRGXOH
,0(, 7KH,0(,,QWHUQDWLRQDO0RELOH(TXLSPHQW,GHQWLW\LVDGLJLWQXPEHUWKDWLV
XVHGWRLGHQWLI\DPRELOHGHYLFHRQDQHWZRUN
)61 )DFWRU\6HULDO1XPEHURIWKH*PRGXOH
,06, 7KH,06,,QWHUQDWLRQDO0RELOH6XEVFULEHU,GHQWLW\LVDXQLTXHGLJLWQXPEHU
XVHGWRLGHQWLI\DQLQGLYLGXDOXVHURQD*60RU8076QHWZRUN
+:5HY 7KHKDUGZDUHYHUVLRQRIWKH*PRGXOH
7HPSHUDWXUH 7KHWHPSHUDWXUHRIWKH*PRGXOHLQGHJUHHV&HOVLXV
6\VWHP0RGH :&'0$(XURSH&'0$$PHULFD
:&'0$EDQG 7KH*UDGLRIUHTXHQF\EDQGZKLFKVXSSRUWVWULEDQG8706+6'3$+683$
IUHTXHQFLHV0+],07LV0+]:&'0$LV
0+]:&'0$LV0+]
*60EDQG 7KH*UDGLRIUHTXHQF\EDQGZKLFKVXSSRUWV4XDGEDQG*60*536
IUHTXHQFLHVLQFOXGLQJ*60*60'&63&6ZLWKHDFKQXPEHU
UHSUHVHQWLQJWKHUHVSHFWLYHIUHTXHQF\LQ0+]
:&'0$FKDQQHO 7KH*FKDQQHO
*60FKDQQHO 7KH*FKDQQHO
*6036VWDWH 3DFNHW6ZLWFKLQJVWDWH
00&6VWDWH &LUFXLW6ZLWFKLQJVWDWH
6LJQDO6WUHQJWK 7KH**VHUYLFHVLJQDOVWUHQJWKLQG%P
+63$:L)L5RXWHUZLWK9RLFH8VHU*XLGH <0/:95
 ZZZQHWFRPPOLPLWHGFRP
237,21 '(6&5,37,21
6LJQDO/HYHO566, *5DGLR6LJQDO6WUHQJWK,QGH[
4XDOLW\(F,R 7KHWRWDOHQHUJ\SHUFKLSSHUSRZHUGHQVLW\(F,RYDOXHRIWKHDFWLYHVHWpVWKUHH
VWURQJHVWFHOOV
1HWZRUN5HJLVWUDWLRQ6WDWXV 6KRXOGGLVSOD\DVUHJLVWHUHGZLWKDYDOLGXQORFNHG6,0FDUG
1HWZRUN1DPH 7KH*LQWHUQHW6HUYLFH3URYLGHU
&RXQWU\1HWZRUN&RGHV (DFKFRXQWU\DQGQHWZRUNKDVDXQLTXHFRGH
&HOO,' 7KHQHWZRUNLQIRUPDWLRQIRUWKHqVHUYLQJrFHOO,'
3ULPDU\6FUDPEOLQJ&RGH36& 7KH36&RIWKHUHIHUHQFH:&'0$FHOO
'DWD6HVVLRQ6WDWXV &RQQHFWHGRU'LVFRQQHFWHG
+683$+6'3$&DWHJRULHV 7KH+683$+6'3$FDWHJRULHVFRUUHVSRQGWRGLIIHUHQWGDWDWUDQVPLVVLRQUDWHV
ZLWKKLJKHUQXPEHUVJHQHUDOO\LQGLFDWLQJIDVWHUUDWHV
5HFHLYHG6LJQDO&RGH3RZHU56&3 7KH56&3RIWKHDFWLYHVHWpVWKUHHVWURQJHVWFHOOV
%DWWHU\&RQQHFWLRQ6WDWXV%&6 %&6RIWKH070RELOH7HUPLQDWLRQ
%DWWHU\&KDUJH/HYHO%&/ %&/RIWKH070RELOH7HUPLQDWLRQ
<0/:95 +63$:L)L5RXWHUZLWK9RLFH8VHU*XLGH
ZZZQHWFRPPOLPLWHGFRP 
.%4#/--Ö,)"%249Ö3%2)%3ØØ'2/ Ø6H%HØ1NTSDQØVHSGØ5NHBD
6WDWLVWLFV
7KHVHVFUHHQVSURYLGHGHWDLOHGLQIRUPDWLRQIRU
s /RFDO$UHD1HWZRUN/$1DQG:LUHOHVV/RFDO$UHD1HWZRUN:/$1
s *,QWHUIDFHV
127( 7KHVHVWDWLVWLFVSDJHUHIUHVKHYHU\VHFRQGV
Ø + -Ø2S@SHRSHBR
7KLVVFUHHQGLVSOD\VVWDWLVWLFVIRUWKH(WKHUQHWDQG:LUHOHVV/$1LQWHUIDFHV
,17(5)$&( 6+2:6&211(&7,21,17(5)$&(6
5HFHLYHG7UDQVPLWWHG %\WHV 5[7;UHFHLYHWUDQVPLWSDFNHWLQE\WHV
3NWV 5[7;UHFHLYHWUDQVPLWSDFNHWV
(UUV 5[7;UHFHLYHWUDQVPLWSDFNHWVZLWKHUURUV
'URSV 5[7;UHFHLYHWUDQVPLWSDFNHWVGURSSHG
Ø &Ø2S@SHRSHBR
&OLFN*QHWZRUNLQWKH6WDWLVWLFVVXEPHQXWRGLVSOD\WKHVFUHHQEHORZ
,QERXQG 2FWHWV 1XPEHURIUHFHLYHGRFWHWVRYHUWKHLQWHUIDFH
3DFNHWV 1XPEHURIUHFHLYHGSDFNHWVRYHUWKHLQWHUIDFH
'URSV 5HFHLYHGSDFNHWVZKLFKDUHGURSSHG
(UURU 5HFHLYHGSDFNHWVZKLFKDUHHUURUV
2XWERXQG 2FWHWV 1XPEHURI7UDQVPLWWHGRFWHWVRYHUWKHLQWHUIDFH
3DFNHWV 1XPEHURI7UDQVPLWWHGSDFNHWVRYHUWKHLQWHUIDFH
'URSV 7UDQVPLWWHGSDFNHWVZKLFKDUHGURSSHG
(UURU 7UDQVPLWWHGSDFNHWVZKLFKDUHHUURUV
+63$:L)L5RXWHUZLWK9RLFH8VHU*XLGH <0/:95
 ZZZQHWFRPPOLPLWHGFRP
5RXWH
6HOHFW5RXWHWRGLVSOD\WKHSDWKVWKH5RXWHUKDVIRXQG
'(67,1$7,21 '(67,1$7,211(7:25.25'(67,1$7,21+267
*DWHZD\ 1H[WKRS,3DGGUHVV
6XEQHW0DVN 6XEQHW0DVNRI'HVWLQDWLRQ
)ODJ 8URXWHLVXS
UHMHFWURXWH
*XVHJDWHZD\
+WDUJHWLVDKRVW
5UHLQVWDWHURXWHIRUG\QDPLFURXWLQJ
'G\QDPLFDOO\LQVWDOOHGE\GDHPRQRUUHGLUHFW
0PRGLILHGIURPURXWLQJGDHPRQRUUHGLUHFW
0HWULF 7KHoGLVWDQFHpWRWKHWDUJHWXVXDOO\FRXQWHGLQKRSV,WLVQRWXVHGE\UHFHQW
NHUQHOVEXWPD\EHQHHGHGE\URXWLQJGDHPRQV
6HUYLFH 6KRZVWKHQDPHIRU:$1FRQQHFWLRQ
,QWHUIDFH 6KRZVFRQQHFWLRQLQWHUIDFHV
$53
&OLFN$53WRGLVSOD\WKH$53LQIRUPDWLRQ
),(/' '(6&5,37,21
,3DGGUHVV 6KRZV,3DGGUHVVRIKRVWSF
)ODJV &RPSOHWH
,QFRPSOHWH
3HUPDQHQW
3XEOLVK
+:$GGUHVV 6KRZVWKH0$&DGGUHVVRIKRVWSF
'HYLFH 6KRZVWKHFRQQHFWLRQLQWHUIDFH
OODMCHBDR
+63$:L)L5RXWHUZLWK9RLFH8VHU*XLGH <0/:95
 ZZZQHWFRPPOLPLWHGFRP
'\QDPLF+RVW&RQÛJXUDWLRQ3URWRFRO'+&3
&OLFN'+&3WRGLVSOD\WKH'+&3LQIRUPDWLRQ
),(/' '(6&5,37,21
+RVWQDPH 6KRZVWKHGHYLFHKRVW3&QHWZRUNQDPH
0$&$GGUHVV 6KRZVWKH(WKHUQHW0$&DGGUHVVRIWKHGHYLFHKRVW3&
,3DGGUHVV 6KRZV,3DGGUHVVRIGHYLFHKRVW3&
([SLUHV,Q 6KRZVKRZPXFKWLPHLVOHIWIRUHDFK'+&3/HDVH
3,1*
7KH3,1*PHQXSURYLGHVIHHGEDFNRIFRQQHFWLRQWHVWWRDQ,3DGGUHVVRUDKRVWQDPH
,QSXWD,3DGGUHVVRUDKRVWQDPHHJZZZJRRJOHFRPDQGSUHVV6XEPLW7KHFRQQHFWLRQWHVWUHVXOWZLOOEHVKRZQDVEHORZ
<0/:95 +63$:L)L5RXWHUZLWK9RLFH8VHU*XLGH
ZZZQHWFRPPOLPLWHGFRP 
.%4#/--Ö,)"%249Ö3%2)%3ØØ'2/ Ø6H%HØ1NTSDQØVHSGØ5NHBD
$SSHQGL[$3ULQW6HUYHU
7KHVHVWHSVH[SODLQWKHSURFHGXUHIRUHQDEOLQJWKH3ULQW6HUYHU
 (QDEOH3ULQW6HUYHUIURPWKH$GYDQFHGPHQXLQWKH:HE8VHU,QWHUIDFH
6HOHFW(QDEOHRQERDUGSULQWVHUYHUFKHFNER[DQGHQWHU3ULQWHUQDPHDQG0DNHDQGPRGHO
127(7KH3ULQWHUQDPHFDQEHDQ\WH[WVWULQJXSWRFKDUDFWHUV7KH0DNHDQGPRGHOFDQEHDQ\WH[WVWULQJXSWRFKDUDFWHUV
)RU:LQGRZV9LVWD
7KHVHVWHSVH[SODLQWKHSURFHGXUHIRUHQDEOLQJWKH3ULQWHU6HUYHU
 (QDEOH3ULQW6HUYHUIURP:HE8VHU,QWHUIDFH
6HOHFW(QDEOHRQERDUGSULQWVHUYHUFKHFNER[DQGHQWHU3ULQWHUQDPHDQG0DNHDQGPRGHO
127(7KH3ULQWHUQDPHFDQEHDQ\WH[WVWULQJXSWRFKDUDFWHUV7KH0DNHDQGPRGHOFDQEHDQ\WH[WVWULQJXSWRFKDUDFWHUV
 *WRWKHFRQWUROSDQHODQGVHOHFWo3ULQWHUVpLI\RXDUHXVLQJ:LQGRZV9LVWDRUVHOHFWq'HYLFHVDQG3ULQWHUVrLI\RXDUHXVLQJ
:LQGRZV2QFHLQWKHo3ULQWHUVpSDJHFOLFNWKHo$GGDSULQWHUpEXWWRQDVVKRZQEHORZ
+63$:L)L5RXWHUZLWK9RLFH8VHU*XLGH <0/:95
 ZZZQHWFRPPOLPLWHGFRP
 6HOHFWo$GGDQHWZRUNZLUHOHVVRUEOXHWRRWKSULQWHUp
 &OLFNRQWKHUDGLREXWWRQODEHOOHGo6HOHFWDVKDUHGSULQWHUE\QDPHpDQGW\SHqKWWSSULQWHUVVDPVXQJrLQWKH
ER[EHORZ&OLFNo1H[Wp
127(7KH3ULQWHU1DPHPXVWEHWKHVDPHDVWKHSULQWHUQDPHHQWHUHGLQWRWKH3ULQWHUVHFWLRQRI*:95
 1H[WVHOHFWWKHGULYHUWKDWFDPHZLWK\RXUSULQWHU%URZVHWKURXJKWKHOLVWWRVHOHFW\RXUSULQWHUGULYHURUFOLFNo+DYH'LVNpLI\RX
KDYH\RXUSULQWHUGULYHULQVWDOODWLRQPHGLD
<0/:95 +63$:L)L5RXWHUZLWK9RLFH8VHU*XLGH
ZZZQHWFRPPOLPLWHGFRP 
.%4#/--Ö,)"%249Ö3%2)%3ØØ'2/ Ø6H%HØ1NTSDQØVHSGØ5NHBD
 &KRRVHZKHWKHU\RXZDQWWKLVSULQWHUWREHWKHGHIDXOWSULQWHUDQGWKHQFOLFNo1H[Wp
 &OLFNo)LQLVKp<RXUGHYLFHLVQRWFRQÛJXUHGDQGUHDG\IRUXVH
+63$:L)L5RXWHUZLWK9RLFH8VHU*XLGH <0/:95
 ZZZQHWFRPPOLPLWHGFRP
)RU0$&26;
7KHVHVWHSVH[SODLQWKHSURFHGXUHIRUHQDEOLQJWKH3ULQWHU6HUYHU
$M@AKDØ/QHMSØ2DQUDQØEQNLØ6DAØ4RDQØ(MSDQE@BD
6HOHFW(QDEOHRQERDUGSULQWVHUYHUFKHFNER[DQGHQWHU3ULQWHUQDPHDQG0DNHDQGPRGHO
127(7KH3ULQWHUQDPHFDQEHDQ\WH[WVWULQJXSWRFKDUDFWHUV7KH0DNHDQGPRGHOFDQEHDQ\WH[WVWULQJXSWRFKDUDFWHUV
7RVHWXS\RXUSULQWHUFKHFNWKH$SSOHPHQXVHOHFW6\VWHP3UHIHUHQFHV,QWKH6\VWHP3UHIHUHQFHPHQXFOLFNRQWKH3ULQW)D[
:LWK\RXU3ULQWHUGULYHULQVWDOOHGSOHDVHDGG\RXUSULQWHUIURPWKH3ULQW)D[PHQX
0RXVHRYHUWRWKH3URWRFROGURSGRZQOLVWDQGVHOHFW,QWHUQHW3ULQWLQJ3URWRFROt,33
<0/:95 +63$:L)L5RXWHUZLWK9RLFH8VHU*XLGH
ZZZQHWFRPPOLPLWHGFRP 
.%4#/--Ö,)"%249Ö3%2)%3ØØ'2/ Ø6H%HØ1NTSDQØVHSGØ5NHBD
,QSXWWKH$GGUHVVÛHOGZLWKqrDQGWKH4XHXHZLWKqSULQWHUV3ULQWHU1DPHr
127(7KH3ULQWHU1DPHPXVWEHWKHVDPHDVWKHSULQWHUQDPHHQWHUHGLQWRWKH3ULQWHUVHFWLRQRI*:95
)URP3ULQW8VLQJGURSGRZQOLVWDQGVHOHFW\RXUFRUUHVSRQGLQJSULQWHUGULYHU
&OLFN$GGDQGFKHFNWKHSULQWHUVWDWXV
+63$:L)L5RXWHUZLWK9RLFH8VHU*XLGH <0/:95
 ZZZQHWFRPPOLPLWHGFRP
$SSHQGL[%6DPED6HUYHU
)RU:LQGRZV9LVWD
2SHQDZHEEURZVHUVXFKDVLQWHUQHW([SORUHU)LUHIR[RU6DIDUL
7\SHLQWKHDGGUHVV??q1HWELRV1DPHr?q'LUHFWRU\1DPHr?HJ??QWFFSH?QWFFSH
1RWH7KHUHDUHQRXVHUQDPHDQGSDVVZRUGUHTXLUHGWRDFFHVVWKH86%GULYHWKHXVHUZLOOEHDEOHWRUHDGZULWHWKHIROGHUÛOHVLQWKH86%GULYH
)RU0$&26;
&OLFNWKHÛQGHULFRQLQWKH'RFN
&KRRVH&RQQHFWWR6HUYHUIURPWKH*RPHQX
,QWKHDGGUHVVÛHOGRIWKH&RQQHFWWR6HUYHUGLDORJW\SHLQWKH85/6PEq1HWELRV1DPHrq'LUHFWLRU\1DPHrHJVPEQWFFSHQWF
FSH
6HOHFW&RQQHFWWRFRQQHFW\RXU86%GULYHU
<0/:95 +63$:L)L5RXWHUZLWK9RLFH8VHU*XLGH
ZZZQHWFRPPOLPLWHGFRP 
.%4#/--Ö,)"%249Ö3%2)%3ØØ'2/ Ø6H%HØ1NTSDQØVHSGØ5NHBD
/HJDO5HJXODWRU\,QIRUPDWLRQ
7KLVPDQXDOLVFRS\ULJKW$SDUWIURPDQ\IDLUGHDOLQJIRUWKHSXUSRVHVRISULYDWHVWXG\UHVHDUFKFULWLFLVPRUUHYLHZDVSHUPLWWHGXQGHU
WKH&RS\ULJKW$FWQRSDUWPD\EHUHSURGXFHGVWRUHGLQDUHWULHYDOV\VWHPRUWUDQVPLWWHGLQDQ\IRUPE\DQ\PHDQVEHLWHOHFWURQLF
PHFKDQLFDOUHFRUGLQJRURWKHUZLVHZLWKRXWWKHSULRUZULWWHQSHUPLVVLRQRI1HW&RPP/LPLWHG1HW&RPP/LPLWHGDFFHSWVQROLDELOLW\RU
UHVSRQVLELOLW\IRUFRQVHTXHQFHVDULVLQJIURPWKHXVHRIWKLVSURGXFW
1HW&RPP/LPLWHGUHVHUYHVWKHULJKWWRFKDQJHWKHVSHFLÛFDWLRQVDQGRSHUDWLQJGHWDLOVRIWKLVSURGXFWZLWKRXWQRWLFH
1HW&RPPLVDUHJLVWHUHGWUDGHPDUNRI1HW&RPP/LPLWHG
$OORWKHUWUDGHPDUNVDUHDFNQRZOHGJHGWKHSURSHUW\RIWKHLUUHVSHFWLYHRZQHUV
&XVWRPHU,QIRUPDWLRQ
$&$$XVWUDOLDQ&RPPXQLFDWLRQV$XWKRULW\UHTXLUHV\RXWREHDZDUHRIWKHIROORZLQJLQIRUPDWLRQDQGZDUQLQJV
7KLVXQLWVKDOOEHFRQQHFWHGWRWKH7HOHFRPPXQLFDWLRQ1HWZRUNWKURXJKDOLQHFRUGZKLFKPHHWVWKHUHTXLUHPHQWVRIWKH$&$76
6WDQGDUG
7KLVHTXLSPHQWKDVEHHQWHVWHGDQGIRXQGWRFRPSO\ZLWKWKH6WDQGDUGVIRU&7LFNDQGRU$7LFNDVVHWE\WKH$&$7KHVH
VWDQGDUGVDUHGHVLJQHGWRSURYLGHUHDVRQDEOHSURWHFWLRQDJDLQVWKDUPIXOLQWHUIHUHQFHLQDUHVLGHQWLDOLQVWDOODWLRQ7KLVHTXLSPHQW
JHQHUDWHVXVHVDQGFDQUDGLDWHUDGLRQRLVHDQGLIQRWLQVWDOOHGDQGXVHGLQDFFRUGDQFHZLWKWKHLQVWUXFWLRQVGHWDLOHGZLWKLQWKLV
PDQXDOPD\FDXVHLQWHUIHUHQFHWRUDGLRFRPPXQLFDWLRQV+RZHYHUWKHUHLVQRJXDUDQWHHWKDWLQWHUIHUHQFHZLOOQRWRFFXUZLWKWKH
LQVWDOODWLRQRIWKLVSURGXFWLQ\RXUKRPHRURIÛFH,IWKLVHTXLSPHQWGRHVFDXVHVRPHGHJUHHRILQWHUIHUHQFHWRUDGLRRUWHOHYLVLRQ
UHFHSWLRQZKLFKFDQEHGHWHUPLQHGE\WXUQLQJWKHHTXLSPHQWRIIDQGRQZHHQFRXUDJHWKHXVHUWRWU\WRFRUUHFWWKHLQWHUIHUHQFHE\
RQHRUPRUHRIWKHIROORZLQJPHDVXUHV
s &KDQJHWKHGLUHFWLRQRUUHORFDWHWKHUHFHLYLQJDQWHQQD
s ,QFUHDVHWKHVHSDUDWLRQEHWZHHQWKLVHTXLSPHQWDQGWKHUHFHLYHU
s &RQQHFWWKHHTXLSPHQWWRDQDOWHUQDWHSRZHURXWOHWRQDGLIIHUHQWSRZHUFLUFXLWIURPWKDWWRZKLFKWKHUHFHLYHU79LVFRQQHFWHG
s &RQVXOWDQH[SHULHQFHGUDGLR79WHFKQLFLDQIRUKHOS
7KHSRZHUVXSSO\WKDWLVSURYLGHGZLWKWKLVXQLWLVRQO\LQWHQGHGIRUXVHZLWKWKLVSURGXFW'RQRWXVHWKLVSRZHUVXSSO\ZLWKDQ\
RWKHUSURGXFWRUGRQRWXVHDQ\RWKHUSRZHUVXSSO\WKDWLVQRWDSSURYHGIRUXVHZLWKWKLVSURGXFWE\1HW&RPP)DLOXUHWRGRVRPD\
FDXVHGDPDJHWRWKLVSURGXFWÛUHRUUHVXOWLQSHUVRQDOLQMXU\
+63$:L)L5RXWHUZLWK9RLFH8VHU*XLGH <0/:95
 ZZZQHWFRPPOLPLWHGFRP
)HGHUDO&RPPXQLFDWLRQ&RPPLVVLRQ,QWHUIHUHQFH6WDWHPHQW
7KLVHTXLSPHQWKDVEHHQWHVWHGDQGIRXQGWRFRPSO\ZLWKWKHOLPLWVIRUD&ODVV%GLJLWDOGHYLFHSXUVXDQWWR3DUWRIWKH)&&5XOHV
7KHVHOLPLWVDUHGHVLJQHGWRSURYLGHUHDVRQDEOHSURWHFWLRQDJDLQVWKDUPIXOLQWHUIHUHQFHLQDUHVLGHQWLDOLQVWDOODWLRQ7KLVHTXLSPHQW
JHQHUDWHVXVHVDQGFDQUDGLDWHUDGLRIUHTXHQF\HQHUJ\DQGLIQRWLQVWDOOHGDQGXVHGLQDFFRUGDQFHZLWKWKHLQVWUXFWLRQVPD\FDXVH
KDUPIXOLQWHUIHUHQFHWRUDGLRFRPPXQLFDWLRQV+RZHYHUWKHUHLVQRJXDUDQWHHWKDWLQWHUIHUHQFHZLOOQRWRFFXULQDSDUWLFXODULQVWDOODWLRQ
,IWKLVHTXLSPHQWGRHVFDXVHKDUPIXOLQWHUIHUHQFHWRUDGLRRUWHOHYLVLRQUHFHSWLRQZKLFKFDQEHGHWHUPLQHGE\WXUQLQJWKHHTXLSPHQWRII
DQGRQWKHXVHULVHQFRXUDJHGWRWU\WRFRUUHFWWKHLQWHUIHUHQFHE\RQHRIWKHIROORZLQJPHDVXUHV
s 5HRULHQWRUUHORFDWHWKHUHFHLYLQJDQWHQQD
s ,QFUHDVHWKHVHSDUDWLRQEHWZHHQWKHHTXLSPHQWDQGUHFHLYHU
s &RQQHFWWKHHTXLSPHQWLQWRDQRXWOHWRQDFLUFXLWGLIIHUHQWIURPWKDWWRZKLFKWKHUHFHLYHULVFRQQHFWHG
s &RQVXOWWKHGHDOHURUDQH[SHULHQFHGUDGLR79WHFKQLFLDQIRUKHOS
)&&&DXWLRQ $Q\FKDQJHVRUPRGLÛFDWLRQVQRWH[SUHVVO\DSSURYHGE\WKHSDUW\UHVSRQVLEOHIRUFRPSOLDQFHFRXOGYRLGWKHXVHUpV
DXWKRULW\WRRSHUDWHWKLVHTXLSPHQW
7KLVGHYLFHFRPSOLHVZLWK3DUWRIWKH)&&5XOHV2SHUDWLRQLVVXEMHFWWRWKHIROORZLQJWZRFRQGLWLRQV
7KLVGHYLFHPD\QRWFDXVHKDUPIXOLQWHUIHUHQFHDQGWKLVGHYLFHPXVWDFFHSWDQ\LQWHUIHUHQFHUHFHLYHGLQFOXGLQJLQWHUIHUHQFHWKDW
PD\FDXVHXQGHVLUHGRSHUDWLRQ
(,/.13 -3Ø-.3$
%""Ø1@CH@SHNMØ$WONRTQDØ2S@SDLDMS
7KLVHTXLSPHQWFRPSOLHVZLWK)&&UDGLDWLRQH[SRVXUHOLPLWVVHWIRUWKIRUDQXQFRQWUROOHGHQYLURQPHQW7KLVHTXLSPHQWVKRXOGEH
LQVWDOOHGDQGRSHUDWHGZLWKPLQLPXPGLVWDQFHFPEHWZHHQWKHUDGLDWRU\RXUERG\
7KLVWUDQVPLWWHUPXVWQRWEHFRORFDWHGRURSHUDWLQJLQFRQMXQFWLRQZLWKDQ\RWKHUDQWHQQDRUWUDQVPLWWHU
<0/:95 +63$:L)L5RXWHUZLWK9RLFH8VHU*XLGH
ZZZQHWFRPPOLPLWHGFRP 
.%4#/--Ö,)"%249Ö3%2)%3ØØ'2/ Ø6H%HØ1NTSDQØVHSGØ5NHBD
3URGXFW:DUUDQW\
7KHZDUUDQW\LVJUDQWHGRQWKHIROORZLQJFRQGLWLRQV
 7KLVZDUUDQW\H[WHQGVWRWKHRULJLQDOSXUFKDVHU\RXDQGLVQRWWUDQVIHUDEOH
 7KLVZDUUDQW\VKDOOQRWDSSO\WRVRIWZDUHSURJUDPVEDWWHULHVSRZHUVXSSOLHVFDEOHVRURWKHUDFFHVVRULHVVXSSOLHGLQRUZLWKWKH
SURGXFW
 7KHFXVWRPHUFRPSOLHVZLWKDOORIWKHWHUPVRIDQ\UHOHYDQWDJUHHPHQWZLWK1HW&RPPDQGDQ\RWKHUUHDVRQDEOHUHTXLUHPHQWVRI
1HW&RPPLQFOXGLQJSURGXFLQJVXFKHYLGHQFHRISXUFKDVHDV1HW&RPPPD\UHTXLUH
 7KHFRVWRIWUDQVSRUWLQJSURGXFWWRDQGIURP1HW&RPPpVQRPLQDWHGSUHPLVHVLV\RXUUHVSRQVLELOLW\DQG
 1HW&RPPGRHVQRWKDYHDQ\OLDELOLW\RUUHVSRQVLELOLW\XQGHUWKLVZDUUDQW\ZKHUHDQ\FRVWORVVLQMXU\RUGDPDJHRIDQ\NLQG
ZKHWKHUGLUHFWLQGLUHFWFRQVHTXHQWLDOLQFLGHQWDORURWKHUZLVHDULVHVRXWRIHYHQWVEH\RQG1HW&RPPpVUHDVRQDEOHFRQWURO7KLV
LQFOXGHVEXWLVQRWOLPLWHGWRDFWVRI*RGZDUULRWHPEDUJRHVDFWVRIFLYLORUPLOLWDU\DXWKRULWLHVÛUHÜRRGVHOHFWULFLW\RXWDJHV
OLJKWQLQJSRZHUVXUJHVRUVKRUWDJHVRIPDWHULDOVRUODERXU
 7KHFXVWRPHULVUHVSRQVLEOHIRUWKHVHFXULW\RIWKHLUFRPSXWHUDQGQHWZRUNDWDOOWLPHV6HFXULW\IHDWXUHVPD\EHGLVDEOHGZLWKLQ
WKHIDFWRU\GHIDXOWVHWWLQJV1HW&RPPUHFRPPHQGVWKDW\RXHQDEOHWKHVHIHDWXUHVWRHQKDQFH\RXUVHFXULW\
&-4Ø&DMDQ@KØ/TAKHBØ+HBDMRD
7KLVSURGXFWLQFOXGHVVRIWZDUHFRGHWKDWLVVXEMHFWWRWKH*18*HQHUDO3XEOLF/LFHQVHq*3/rRU*18/HVVHU*HQHUDO3XEOLF/LFHQVH
q/*3/r7KLVFRGHLVVXEMHFWWRWKHFRS\ULJKWVRIRQHRUPRUHDXWKRUVDQGLVGLVWULEXWHGZLWKRXWDQ\ZDUUDQW\$FRS\RIWKLVVRIWZDUHFDQ
EHREWDLQHGE\FRQWDFWLQJ1HW&RPP/LPLWHGRQ
3GDØV@QQ@MSXØHRØ@TSNL@SHB@KKXØUNHCDCØHE
 <RXRUVRPHRQHHOVHXVHWKHSURGXFWRUDWWHPSWVWRXVHLWRWKHUWKDQDVVSHFLÛHGE\1HW&RPP
 7KHIDXOWRUGHIHFWLQ\RXUSURGXFWLVWKHUHVXOWRIDYROWDJHVXUJHVXEMHFWHGWRWKHSURGXFWHLWKHUE\WKHZD\RISRZHUVXSSO\RU
FRPPXQLFDWLRQOLQHZKHWKHUFDXVHGE\WKXQGHUVWRUPDFWLYLW\RUDQ\RWKHUFDXVHV
 7KHIDXOWLVWKHUHVXOWRIDFFLGHQWDOGDPDJHRUGDPDJHLQWUDQVLWLQFOXGLQJEXWQRWOLPLWHGWROLTXLGVSLOODJH
 <RXUSURGXFWKDVEHHQXVHGIRUDQ\SXUSRVHVRWKHUWKDQWKDWIRUZKLFKLWLVVROGRULQDQ\ZD\RWKHUWKDQLQVWULFWDFFRUGDQFH
ZLWKWKHXVHUPDQXDOVXSSOLHG
 <RXUSURGXFWKDVEHHQUHSDLUHGRUPRGLÛHGRUDWWHPSWHGWREHUHSDLUHGRUPRGLÛHGRWKHUWKDQE\DTXDOLÛHGSHUVRQDWDVHUYLFH
FHQWUHDXWKRULVHGE\1HW&RPPDQG

7KHVHULDOQXPEHUKDVEHHQGHIDFHGRUDOWHUHGLQDQ\ZD\RULIWKHVHULDOQXPEHUSODWHKDVEHHQUHPRYHG
/LPLWDWLRQVRI:DUUDQW\
7KH7UDGH3UDFWLFHV$FWDQGFRUUHVSRQGLQJ6WDWHDQG7HUULWRU\)DLU7UDGLQJ$FWVRUOHJDOLVDWLRQRIDQRWKHU*RYHUQPHQWqWKH
UHOHYDQWDFWVrLQFHUWDLQFLUFXPVWDQFHVLPSO\PDQGDWRU\FRQGLWLRQVDQGZDUUDQWLHVZKLFKFDQQRWEHH[FOXGHG7KLVZDUUDQW\LVLQ
DGGLWLRQWRDQGQRWLQUHSODFHPHQWIRUVXFKFRQGLWLRQVDQGZDUUDQWLHV
7RWKHH[WHQWSHUPLWWHGE\WKH5HOHYDQW$FWVLQUHODWLRQWR\RXUSURGXFWDQGDQ\RWKHUPDWHULDOVSURYLGHGZLWKWKHSURGXFWqWKH*RRGVr
WKHOLDELOLW\RI1HW&RPPXQGHUWKH5HOHYDQW$FWVLVOLPLWHGDWWKHRSWLRQRI1HW&RPPWR
s 5HSODFHPHQWRIWKH*RRGVRU
s 5HSDLURIWKH*RRGVRU
s 3D\PHQWRIWKHFRVWRIUHSODFLQJWKH*RRGVRU
s 3D\PHQWRIWKHFRVWRIKDYLQJWKH*RRGVUHSDLUHG
$OO1HW&RPP$&1SURGXFWVKDYHDVWDQGDUGPRQWKVZDUUDQW\IURPGDWHRISXUFKDVH+RZHYHUVRPHSURGXFWVKDYH
DQH[WHQGHGZDUUDQW\RSWLRQUHIHUWRSDFNDJLQJ7REHHOLJLEOHIRUWKHH[WHQGHGZDUUDQW\\RXPXVWVXSSO\WKHUHTXHVWHGZDUUDQW\
LQIRUPDWLRQWR1HW&RPPZLWKLQGD\VRIWKHRULJLQDOSXUFKDVHE\UHJLVWHULQJRQOLQHYLDWKH1HW&RPPZHEVLWHDW
VVVMDSBNLLBNL@T
+63$:L)L5RXWHUZLWK9RLFH8VHU*XLGH <0/:95
 ZZZQHWFRPPOLPLWHGFRP
)&&:DUQLQJ
7KLVGHYLFHFRPSOLHVZLWKSDUWRIWKH)&&5XOHV2SHUDWLRQLVVXEMHFWWRWKHIROORZLQJWZRFRQGLWLRQV7KLVGHYLFHPD\QRW
FDXVHKDUPIXOLQWHUIHUHQFHDQGWKLVGHYLFHPXVWDFFHSWDQ\LQWHUIHUHQFHUHFHLYHGLQFOXGLQJLQWHUIHUHQFHWKDWPD\FDXVHXQGHVLUHG
RSHUDWLRQ
7KLVGHYLFHKDVEHHQWHVWHGDQGIRXQGWRFRPSO\ZLWKWKHOLPLWVIRUD&ODVV%GLJLWDOGHYLFHSXUVXDQWWR3DUWRIWKH)&&5XOHV
7KHVHOLPLWVDUHGHVLJQHGWRSURYLGHUHDVRQDEOHSURWHFWLRQDJDLQVWKDUPIXOLQWHUIHUHQFHLQDUHVLGHQWLDOLQVWDOODWLRQ7KLVHTXLSPHQW
JHQHUDWHVXVHVDQGFDQUDGLDWHUDGLRIUHTXHQF\HQHUJ\DQGLIQRWLQVWDOOHGDQGXVHGLQDFFRUGDQFHZLWKWKHLQVWUXFWLRQVPD\FDXVH
KDUPIXOLQWHUIHUHQFHWRUDGLRFRPPXQLFDWLRQV+RZHYHUWKHUHLVQRJXDUDQWHHWKDWLQWHUIHUHQFHZLOOQRWRFFXULQDSDUWLFXODULQVWDOODWLRQ,I
WKLVHTXLSPHQWGRHVFDXVHKDUPIXOLQWHUIHUHQFHWRUDGLRRUWHOHYLVLRQUHFHSWLRQZKLFKFDQEHGHWHUPLQHGE\WXUQLQJWKHHTXLSPHQWRII
DQGRQWKHXVHULVHQFRXUDJHGWRWU\WRFRUUHFWWKHLQWHUIHUHQFHE\RQHRUPRUHRIWKHIROORZLQJPHDVXUHV
5HRULHQWRUUHORFDWHWKHUHFHLYLQJDQWHQQD
,QFUHDVHWKHVHSDUDWLRQEHWZHHQWKHHTXLSPHQWDQGUHFHLYHU
&RQQHFWWKHHTXLSPHQWLQWRDQRXWOHWRQDFLUFXLWGLIIHUHQWIURPWKDWWRZKLFKWKHUHFHLYHULVFRQQHFWHG
&RQVXOWWKHGHDOHURUDQH[SHULHQFHGUDGLR79WHFKQLFLDQIRUKHOS
&KDQJHVRUPRGLÛFDWLRQVQRWH[SUHVVO\DSSURYHGE\WKHSDUW\UHVSRQVLEOHIRUFRPSOLDQFHFRXOGYRLGWKHXVHUoVDXWKRULW\WRRSHUDWHWKH
HTXLSPHQW
7KHDQWHQQDVXVHGIRUWKLVWUDQVPLWWHUPXVWQRWEHFRORFDWHGRURSHUDWLQJLQFRQMXQFWLRQZLWKDQ\RWKHUDQWHQQDRUWUDQVPLWWHU
7KLVGHYLFHFRPSOLHVZLWK)&&UDGLDWLRQH[SRVXUHOLPLWVVHWIRUWKIRUDQXQFRQWUROOHGHQYLURQPHQW,QRUGHUWRDYRLGWKHSRVVLELOLW\RI
H[FHHGLQJWKH)&&UDGLRIUHTXHQF\H[SRVXUHOLPLWVKXPDQSUR[LPLW\WRWKHDQWHQQDVKDOOQRWEHOHVVWKDQFPLQFKHVGXULQJ
QRUPDORSHUDWLRQ
2SHUDWLRQLVVXEMHFWWRWKHIROORZLQJWZRFRQGLWLRQVWKLVGHYLFHPD\QRWFDXVHLQWHUIHUHQFHDQGWKLVGHYLFHPXVWDFFHSWDQ\
LQWHUIHUHQFHLQFOXGLQJLQWHUIHUHQFHWKDWPD\FDXVHXQGHVLUHGRSHUDWLRQRIWKHGHYLFH
,&,PSRUWDQW1RWH
,&5DGLDWLRQ([SRVXUH6WDWHPHQW
7KLVHTXLSPHQWFRPSOLHVZLWK,&566UDGLDWLRQH[SRVXUHOLPLWVVHWIRUWKIRUDQXQFRQWUROOHGHQYLURQPHQW7KLVHTXLSPHQWVKRXOGEH
LQVWDOOHGDQGRSHUDWHGZLWKPLQLPXPGLVWDQFHFPEHWZHHQWKHUDGLDWRU\RXUERG\
7KLVGHYLFHDQGLWVDQWHQQDVPXVWQRWEHFRORFDWHGRURSHUDWLQJLQFRQMXQFWLRQZLWKDQ\RWKHUDQWHQQDRUWUDQVPLWWHU
7KH&RXQW\&RGH6HOHFWLRQIHDWXUHLVGLVDEOHGIRUSURGXFWVPDUNHWHGLQWKH86&DQDGD
2SHUDWLRQLVVXEMHFWWRWKHIROORZLQJWZRFRQGLWLRQVWKLVGHYLFHPD\QRWFDXVHLQWHUIHUHQFHDQGWKLVGHYLFHPXVWDFFHSWDQ\
LQWHUIHUHQFHLQFOXGLQJLQWHUIHUHQFHWKDWPD\FDXVHXQGHVLUHGRSHUDWLRQRIWKHGHYLFH
7KLV&ODVV%GLJLWDODSSDUDWXVFRPSOLHVZLWK&DQDGLDQ,&(6
&HWDSSDUHLOQXPÄULTXHGHODFODVVH%HVWFRQIRUPH»ODQRUPH10%GX&DQDGD
7RUHGXFHSRWHQWLDOUDGLRLQWHUIHUHQFHWRRWKHUXVHUVWKHDQWHQQDW\SHDQGLWVJDLQVKRXOGEHVRFKRVHQWKDWWKHHTXLYDOHQWLVRWURSLFDOO\
UDGLDWHGSRZHU(,53LVQRWPRUHWKDQWKDWUHTXLUHGIRUVXFFHVVIXOFRPPXQLFDWLRQ
7KLVGHYLFHKDVEHHQGHVLJQHGWRRSHUDWHZLWKDQDQWHQQDKDYLQJDPD[LPXPJDLQRIG%L$QWHQQDKDYLQJDKLJKHUJDLQLVVWULFWO\
SURKLELWHGSHUUHJXODWLRQVRI,QGXVWU\&DQDGD7KHUHTXLUHGDQWHQQDLPSHGDQFHLVRKPV
7RUHGXFHSRWHQWLDOUDGLRLQWHUIHUHQFHWRRWKHUXVHUVWKHDQWHQQDW\SHDQGLWVJDLQVKRXOGEHVRFKRVHQWKDWWKHHTXLYDOHQWLVRWURSLFDOO\
UDGLDWHGSRZHUHLUSLVQRWPRUHWKDQWKDWSHUPLWWHGIRUVXFFHVVIXOFRPPXQLFDWLRQ
2SHUDWLRQLVVXEMHFWWRWKHIROORZLQJWZRFRQGLWLRQV
WKLVGHYLFHPD\QRWFDXVHLQWHUIHUHQFHDQG
WKLVGHYLFHPXVWDFFHSWDQ\LQWHUIHUHQFHLQFOXGLQJLQWHUIHUHQFHWKDWPD\FDXVHXQGHVLUHGRSHUDWLRQRIWKHGHYLFH
3
<0/:95 +63$:L)L5RXWHUZLWK9RLFH8VHU*XLGH
ZZZQHWFRPPOLPLWHGFRP 
.%4#/--Ö,)"%249Ö3%2)%3ØØ'2/ Ø6H%HØ1NTSDQØVHSGØ5NHBD
7UDGHPDUNVDQGUHJLVWHUHGWUDGHPDUNVDUHWKHSURSHUW\RI1HW&RPP/LPLWHGRUWKHLUUHVSHFWLYHRZQHUV6SHFLÛFDWLRQVDUHVXEMHFWWRFKDQJHZLWKRXWQRWLFH,PDJHVVKRZQPD\YDU\VOLJKWO\IURPWKHDFWXDOSURGXFW
-$3".,,Ø+(,(3$#+HDG2IÛFH
32%R[/DQH&RYH16:$XVWUDOLD
6ZZZQHWFRPPOLPLWHGFRP

Navigation menu