FOREWORD Nbc 461 Guidelines Manual

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NBC 461 Operations Manual
for Common Criteria Evaluation (CCE)
and Qualitative Contribution Evaluation (QCE)
NBC 461 Zonal Center
Region II and Cordillera Administrative Region (CAR)
as of August 2011

FOREWORD
Position Classification and Compensation Scheme for Faculty Positions in State
Universities and Colleges
Prior to the issuance of PD No. 985, State Universities and Colleges (SUC’s) which were
exempted from the coverage of National Position Classification and Compensation Plans
adopted individual staff credentials and qualification, position, clarification and pay plans. The
disparities in pay and compensation among similar comparable positions brought about by the
different schemes adopted by the various SUC’s gave rise to demoralization and dissention
among the ranks of faculty members and further complicated the process of compensation
administration in SUCs.
When the SUCs were placed within the ambit of PD No. 985, the need to rationalize the
academic ranks/salaries/advancement of faculty members in the SUCs became apparent due to
the application of varied faculty evaluation instruments. As early as 1982, the Philippine
Association of State Universities and Colleges (PASUC),together the DBM, started deliberating
on a scheme of upgrading/promoting qualified and deserving faculty members through a
process of objective evaluation. These pave the way to the development and adoption of the
Common Criteria for Evaluation (CCE) across programs and discipline which aimed to
rationalize academic ranks and salaries.
National Compensation Circular (NCC) No. 33 was issued on January 2, 1985 with retroactive
effect on July 1, 1984. This circular established the position classification and compensation
scheme for faculty positions in SUCs. Since then, amendments of certain provisions including
improvements of the CCE have been introduced through NCC No. 68, NCC No. 69 and the
latest National Budget Circular (NBC) is a revision and an update of the NCC No. 461,
Commission on Higher Education (CHED) - supervised Higher Education Institutions (HEIs),
Technical Education and Skills Development Authority (TESDA)- supervised Technical
Education Institutions (TEIs) and SUCs are covered.
Coverage
The Position Classification and Compensation Scheme For Faculty Positions (PCCFSP)
covers all teaching positions involved in instruction, research, and extension activities in all
SUCs, CHED-Supervised HEIs and TESDA-Supervised TEIs.
1

Common Criteria for Evaluation (CCE)
CCE is established which shall be the primary basis for recruitment, classification and promotion
of a faculty. The CCE is a set of factors consisting of services and achievements which
establishes the relative performance of a faculty in the institution for the period of evaluation
through the application of a point system in determining faculty rank and sub-rank. The new
CCE which was developed by the CHED and PASUC places more emphasis on advancement
and performance rather than on educational classification.
The CCE Concept and Objectives
To implement a standardized PCCSFP, it is imperative for all faculties to pass through a CCE
that can distinguish the different faculty ranks within institutions, across institutions and across
discipline and fields. The CCE has the following objectives:






To standardize faculty ranks among institutions;
To rationalize the salary rate appropriate to a faculty rank;
To have an instrument for generating the faculty profile across SUCs, HEIs, and TEIs;
To serve as basis for policy decisions for accelerated faculty development; and
To motivate the faculty a upgrade his/her rank and compensation by improving his/her
academic qualifications, achievement and performance.

Qualitative Contribution Evaluation (QCE)
In addition to CCE, promotions to higher rank and sub-rank shall be subject to
Qualitative Contribution Evaluation (QCE).QCE is the process of determining the
eligibility of faculty for the particular rank or sub-rank indicated by the CCE.
Qualitative Contribution (QC) is the continuous improvement towards excellence by a
faculty member in all four (4) functional areas of the institution, namely: instruction,
research, extension and production.


For those seeking promotion for higher sub-rank of Instructor and
Assistant Professor, the QC shall be on Teaching Effectiveness.
 For those seeking promotion to the Associate Professor rank, the QC
shall be on any two (2) functional areas chosen by the candidates prior to
any assessment year.
 For those seeking promotion to the Professor rank, the QC shall be in any
three (3) functional areas chosen by the candidate prior to any
assessment year.
For the QC of Instructors and Assistant Professor, a common evaluation instrument is prepared
by a joint committee of CHED, PASUC and TESDA. The evaluation is done by the faculty
concerned, his/her peers, his/her supervisor and his/her student beneficiaries.
For the QC of Associate Professors and Professors, a common evaluation instrument is
prepared by a joint committee of CHED and PASUC. The evaluation is done by the rate’s client,
by the direct supervisor, by the stakeholders in the completed projects, and by his/her external
and internal communities.

2

COMMON CRITERIA EVALUATION (CCE) SPECIFIC GUIDELINES
A. CCE APPLICATIONS
All supporting documents shall be certified by the head of agency or his authorized
representative as



True photocopy and
Relevant

B. CRITERIA AND POINT SYSTEM
1.0

Educational Qualification…………………………………………85 pts.
1.1 Highest relevant academic degree or educational attainment

N.B In case of research-work graduate program certified true copy of diploma and periodic
evaluation of research from the supervisor/adviser shall be presented.
1.1.1
1.1.2
1.1.3

Doctorate
.........................................................
Master’s Degree
..............................................
LLB, MD
.........................................................

85
65
65

N.B.: MD is considered a doctorate if holder is licensed and teaching in a College
of medicine
LLB is considered Masters Degree if holder is a bar passer and teaching professional
subject.
Supporting Document(s):
a. Transcript of Records and
b. Diploma/Certificate
c. Special Order (in case of those who graduated in
Private Higher Education Institutions)
*the date of release should be within the cycle period*

1.1.4
1.1.5

Diploma Course (Above a Bachelor’s Degree)……….55
Bachelor’s Degree
a. Four Years ………………….......45
b. Exceeding years ………………….45 plus 5 pts. For every year
over 4 years.

N.B.: Graduates of DVM, Engineering and DDM programs are considered bachelors degree
holders with additional points for years beyond 4.
1.1.6

SPECIAL COURSES
a. 3- years post secondary course............................30
b. Special Courses (Non- degree)…………………...25
Supporting Document(s):
a. Transcript of Records and
b. Diploma/ Certificate

1.2 Additional equivalent degree earned related to the present position
1.2.1
1.2.2

Master’s Degree……………………………………..4.0
Bachelor’s Degree…………………………………..3.0
3

NB: An additional equivalent and relevant degree earned related to the present position refers
to another degree on the same level as the advanced degree that the faculty has already
earned.
Relevance is the applicability of the degree to teaching and to the subjects the faculty is
teaching, or the duties and functions other than teaching which the faculty performs.
1.3 Additional credits earned (maximum of 10 pts)
1.3.1

For every 3-unit credit earned towards an
approved higher degree course……………1.0

N.B Reports of grades will only be accepted in cases where the school does not issue
Transcript of Records for uncompleted programs.
Supporting Document(s):
a. Transcript of Records or
b. Report of grades from the Registrar’s Office
2.0 Experience and Length of Service………………………………25pts.
2.1 Academic Experience
2.1.1 For every year of full-time academic
service in a state institution of higher learning……….1.0
N.B .Academic service refers to teaching in college or doing research and extension functions.
State institution of higher learning refers to a chartered SUC or TESDA-Supervised TEI
whose main function and responsibility is tertiary education and which offers degree
program.
2.1.2. For every year of full-time academic service in an
institution of higher learning other than SUCs,
and TESDA-Supervised TEIs; service
in a public or private research institution
…………………….0.75
Supporting Document(s):
a. Service Records
b. Appointment/Contract
2.2 Administrative Experience
2.2.1 For every full-time year of administrative experience as:
a. President…………………………….......................………..….3.0
b. Vice President…………………………….…........................…2.5
c. Dean/Director/School Superintendent……….........................2.0
d. Principal/Supervisor/Department
Chairperson/Head of Unit………………….............................1.5
N.B.: The experience and services of a faculty designated to an administrative position like Vice
President, Dean, Director, etc., shall be credited only once , whichever is highest, within the
period of his/her designation.
The credit as head of unit is given to a faculty-rank holder designated to any administrative or
supervisory position.
Supporting Document(s):
a. Service Record
b. Appointment and /or designation
c. Organizational Structure which shows that the designee has
atleast 7 subordinates

4

2.3 Industrial/Agricultural Experience
2.3.1 For every year of relevant full-time professional and technical experience as:
a. Manager/Entrepreneur/Consultant
……................….1.5
b. Supervisor/Head of Unit…………........…................………1.0
c. Rank and File
………………………...……................….0.5
Supporting Document(s):
a. Service Record/Service Contract
b. Appointment and/ or designation
c. SEC/DTI registration for entrepreneur
2.3.2 For every year of experience in the public and private institution as:
a. Cooperating Teacher……………………………..............................………….0.75
b. Basic Education Teacher………………………………..............................…..0.50
Supporting Document(s):
a. Certification for Cooperating Teachers
b. Service Record for Basic Education Teachers
3.0 Professional Development Achievement and Honor…........................…………90 pts.
3.1 Discoveries, patented inventions, innovations, publications and other creative
works (maximum of 30 points)
3.1.1. For every cost and time saving innovation, patented invention
and creative work as well as discovery of an educational, technical,
scientific and/or cultural value…………………….................…….2 to 7 pts.
Sub-categories under 3.1.1 are as follows:
A. Inventions
These are original patented (or must have patent pending) works which have direct
contribution to education, science and technology. The basis for the weight is the patent score.
Supporting Document(s):
a. Patent
b. Certificate of patent pending
Criteria
If patented

-

7 points for World Intellectual Property Organization (WIPO) administered
patent
5 points for Philippine Intellectual Property Office administered patent
If patent pending – No point
Utility Model (UM)
5 points for World Intellectual Property Organization (WIPO)
administered UM
3 pts for Philippine Intellectual Property Office administered UM
No more local inventions
N.B.: Per invention or discovery, the following additional criteria and points allocations are
prescribed:
- Commercial utility on:
 An international scale
 A national scale
 An institutional scale
 The accrediting bodies for these factors on the international and national scale are:
Science and Technology
- DOST
Education
- CHED
-For the institutional level, a University Committee shall accredit.
5

B. Discoveries
A discovery must be the first of its kind or not of common knowledge. It shall be the
result or product of the research of an individual or a group of faculty.
Criteria

Points

1. Originality, educational impact, documentation
2. Evidence of wide dissemination
e.g. exhibits, publication

60% of 7 (.6 x 7)
40% of 7 (.4 x 7)

N.B.: Where there are more than one proponent the points are to be divided equally among
them. If only one factor (e.g., [1]) is satisfied, credit is awarded only for that factor.
Supporting Document(s):
a. Full description of the discovery
b. Confirmation of an international or national agency/
organization/association of experts
c. Evidences of dissemination and utilization
C. Creative work has to satisfy one or more of the following criteria:
1. Originality
2. Acceptability and recognition
3. Relevance and value
4. Documentation and evidence
of dissemination

25% of 2- 7 pts.
25% of 2- 7 pts.
25% of 2- 7 pts.
25% of 2- 7 pts.

Supporting Document(s):
a. Full description of the creative work
b. Evidences that shall satisfy the criteria for evaluation
c. Appropriate certification from the duly organized committee
establishing the value of the output
N.B.: The scale of 2- 7 is distributed on the basis of competitiveness, thusInternational
National
Institutional

7
5
2

Credits are divided among two or more claimants. Examples of creative works are literary items,
musical compositions and /or arrangement, painting sculpture and other performing arts.
D. Research results and innovations consist of improvements / modifications and made on
existing design, process or product.
The criteria for rating and the points for each criterion are:
1. Use of indigenous materials
2. Relevance and value to education,
science and technology
3. Cost/time/energy/saving
4. Acceptability of peers
5. Dissemination/documentation

20% of 7 pts.
20% of 7 pts.
20% of 7 pts.
20% of 7 pts.
20% of 7 pts.

Evidences/ proofs to support the points must be presented for B, C
Supporting Document(s):
a. Full manuscript of the research/ creative work
b. Evidences that shall satisfy the criteria for evaluation
6

E. For the institutional level, a University Committee created to evaluate creative works and
innovations must be formed to give the initial evaluation for these claims.
3.1.2. For every published book: original, edited or compiled, copy righted/ published
within the last ten years
a. As single author……………….……..3-7
b. As co-author ……….……………....2-5
c. As reviewer………………….....…….1-4
d. As translator………………………....1-4
e. As editor……………………………...1-3
f. As compiler…………………………..1-2
The factors and their weights are:
1. Textbooks, including Science and Technology and References
Role
Single Author
Co-Author
Reviewer
Translator
Editor
Compiler

Tertiary
7 pts.
5
4
4
3
2

High School
5 pts.
3
2
2
2
1

Elementary
3 pts.
2
1
1
1
1

N.B. Credits shall be divided by the number of claimants
2nd editions and succeeding editions will be credited like the original book if there is a major
revision of the contents of the book evidenced by the granting of new copy right and new ISBN.
Supporting Document(s):
a. Copy of the book
3.1.3 For every scholarly research/ monograph/Educational technical articles in a
technical/Scientific/professional journal.
International…………………………………..5
National……………………………………….3
Local…………………………………………..2
N.B. Articles must be research-based. Commentaries,
Opinions, editorials are not credited. Publications in
Magazines, news papers/ bulletins of information, annual
reports are not accepted.
Supporting Document(s):
3.1.4 For every instructional
manual/
audio-visual
a. Copy
of the
journal with ISSN
Supporting Document(s):
a. Copy/ sample of material
b. Certificate of utilization material

Under this items are modules, laboratory manuals, and operation manuals, work books,
teaching guides approved by department or college for instructional purposes. Also included in
this category are software, prototypes and Computer aided instructional materials. Submission
under this category should cover the course content per syllabus.
ROLE
Single author or maker
Co-author, co-maker

CREDIT
Full -1pt
Half -0.5pt

7

3.2 For expert services, training and active participation in professional/technical activities
(maximum of 30 points)
3.2.1 Training and seminars (maximum of 10 points)
3.2.1.1 For every training course with a duration of at least one year (pro-rated for less
than a year in accordance with formula P= [(No. of Days)/251*]X full credit and
not to exceed the full credit.)
a. International
b. National
c. Local

............................................. 5
............................................. 3
............................................. 2

N.B. Such training must be relevant to one’s assignment/field. One year is twelve months
inclusive of summer term.
* DBM Circular No. 2002-1

3.2.1.2 For certified relevant field training (maximum of 5 points.)
1/120 hrs.
N.B. For certified industrial, agro-industrial or fishery and technology- based training.
Supporting Document(s):
a. Certificate of Completion/Participation /
Attendance
3.2.1.3 For participation in conferences, seminars, workshops
Supporting Document(s):
a. Certificate of Attendance/ Appreciation/ Participation
b. Letter of invitation and copy of the program
c. Travel Order/Memorandum Order
N.B. Participation under this item is based on five working days and points are pro-rated as
follows:
International
=
0.6/day not to exceed 3 points
National/Regional
=
0.4/day not to exceed 2 points
Local
=
0.2/day not to exceed 1 point
Less than a day(half day) training cannot be considered as seminar
3.2.2 Expert service rendered (maximum of 20 points)
3.2.2.1 For serving as a short-term consultant /expert in an activity of an
educational, technological, professional scientific or cultural nature
(foreign or local) sponsored by government or other agencies.
International ………............................………….5
National…………............................…………….3
Local……………………...........................……...2
Supporting Document(s):
a. Memo of Agreement/ Contract/ Office Order pertaining to
the consultancy work
b. Approved accomplishment report of the activity/ project
signed by the right officials.

8

3.2.2.2 For services rendered as trainer, coordinator, lecturer, resource person or guest
speaker in conferences, workshops, and/or training courses for professionals
International…….........................…..………...5
National………….........................…..………..3
Local………........................………..…………2
N.B. For tertiary or higher level only.
Supporting Document(s):
a. Certificate of appreciation/recognition
b. Letter of invitation and copy of the program
c. For trainer/lecturer/resources person, copy of training
design/lecture
d. For coordinator, his/her role and things done should be
stipulated and copy of the program and terminal report
e. Travel Order/Memorandum Order.
3.2.2.3. For expert services as adviser in doctoral dissertation, masteral and
undergraduate thesis (maximum of 10 points)
Doctoral dissertation ....................................................... 1.00
Master’s thesis
....................................................... 0.50
Undergraduate thesis ..................................................... 0.25
Supporting Document(s):
a. Faculty load sheet signed by the Dean
b. Certification from the Dean/Registrar that the advising is outside
the full-time equivalent (FTE) load of the adviser
N.B. Services as adviser is credited only if advising is outside the full-time equivalent (FTE) load
of the adviser as certified by the Registrar/ Dean. An undergraduate thesis should be a degree
requirement. A copy of the faculty load sheet signed by the Dean shall serve as a supporting
document.
3.2.2.4. For certified services as member of the Board of Examiners in the Professional
Regulations Commission (PRS) or in the Civil Service Commission (CSC)...... 1.00
Supporting Document(s):
b. Appointment or contract
c. Identification card
3.2.2.5. For expert services in accreditation/ quality assurance work as member of the
Board of Director, Accreditor, Member of the Technical Committee or
Consultant Group in regional or national agencies....................................1.00
Supporting Document(s):
a. Appointment/designation/invitation from the accrediting body
b. Certificate of Appreciation/ Recognition
3.2.2.6 For expert service as testing officer in trade skills
certification………………….......……………….1.00/year/ field of specialization
Supporting Document(s):
a. Certificate of Recognition
b. Certificate from TESDA that the trade skill was conducted/proof
of service rendered
N.B. The services should be rendered with a duly constituted body in charge/recognize to
undertake skill testing and certification, and with the permission of the mother agency.
9

3.2.2.7. For services as coach /trainer of the students in official activities and adviser of
accredited students organization not to exceed 1 point per
year………………………………………………………………….………1.00
N.B. For purposes of pro-rating, a year is at least 251 days, not to exceed 12 months.
Supporting Document(s):
a. Accomplishment Report
3.3. Membership in professional organizations/honor societies and honor received
(maximum of 10 pts.)
3.3.1. For current individual membership in relevant professional organization(s)
a. Learned society
Full member………………………2
Associate member………………1
b. Honor society……………………………1.0
c. Scientific society………………………...1.0
d. Professional
Officer ……………………………….1.0
Member……………………………..0.5
N.B. Membership will be credited only once per organization.
Learned society is an organization where the members are chosen by invitation and in
recognition of their being considered learned in a scientific area of knowledge, e.g. National
Research Council, Honor Society is a society of academic scholars, e.g. Phi Delta Kappa,
Gamma Sigma Delta.
Professional/ Scientific organizations are national bodies or professional practitioners in a
specific field or science, e.g. Philippine Inventors Society for Mechanical Engineers
The PDS of the faculty shall be filed for the purpose of checking if the membership was already
credited.

Supporting Document(s):
a. Certificate of membership/ Identification card/ Official receipt
of membership
3.3.2. For academic honors earned:
3.3.2.1. Undergraduate Degree
a. Summa cum Laude…………….……………..5
b. Magna cum Laude………………….…………3
c. Cum Laude…………………………………….1
3.3.2.2. Graduate Degree
a. Highest Honors/ With Distinction.
Or equivalent………………………...……..3
Supporting Document(s):
a. A certificate or copy of a permanent record of the school
3.3.3. Scholarship/ Fellowship. This may be degree or non- degree granting.
a. International, competitive
Doctorate………………………………5
Master’s………………………………..4
Non- degree…………………………...3
10

b. International, non- competitive
Doctorate……………………………...3
Master’s…………………….………….2
Non-degree………………….………...1
c. National/Regional, competitive
Doctorate……………………………....3
Master’s…………………….…………..2
Non-degree………………..…………...1
d. National/ Regional, non-competitive
Doctorate……………………………….2
Master’s………………………………...1
e. Local, competitive or
Non- competitive………………………..1
N.B.: Competitive means the use of a selection/screening process or scheme for awarding a
scholarship.
Supporting Document(s):
a. Certificate of scholarship/ fellowship award
b. Proof of completion of fellowship program or activity/
Transcript of Records
c. Scholarship contract/ agreement
3.4 For every award of distinction received in recognition of achievement in relevant areas of
specification/profession and/or assignment of faculty concerned
International
National/ Regional
Local

1st
5
3
2

2nd
3
2

3rd
2

Supporting Document(s):
a. A copy of citation
b. Criteria for the selection
c. Proof of competition
N.B.: There should be evidence of search/ competition. The award-giving body must have
recognized mandate to search and confer the award or recognition.
Service awards are considered local awards. The credits are given for 10,20,30,40 years
of service per circular of the Commission Civil Service (we may consider 15, 25, 35.)
The awards of distinction granted by organizations like NSTP, Red Cross, Barangay
Offices and other Civic, Cultural, Religious Community, including Non-Government
Organizations are classified as Community Outreach.
The awarding body must be recognized, refutable organization relevant to the field of
specialization/ assignment of the awardees.

11

3.5 Community Outreach (maximum of 5 points)
3.5.1 For every year of participation in serviceoriented projects in the community……………………………….…1
Supporting Document(s):
a. An Office Order pertaining to the services rendered
b. Certificate/ Acknowledgement of Completion of project or
activity
N.B.: Activities undertaken as officer/ member of any professional, social, educational, or similar
organization shall no longer be considered.
These are activities related to participation in community projects on top of official duties and
are voluntary in nature, with no additional compensation received. One year is operationalized
to be equivalent to at least 251 days, not to exceed 12 months per program per clientele.
Examples are voluntary services in scouting, cooperative, Red Cross, Kabataang Barangay,
etc.
Activities undertaken as officer/ member of any professional, social, educational or other similar
organizations which had already been credited in this instrument shall no longer be considered.
3.6. Professional examinations (PRC, DOLE, TESDA, CSC)
3.6.1 For every relevant licensure and other professional examinations passed
(maximum of 10 pts.)
a. Engineering, Accounting, Medicine, Law, Teacher’s Board, etc….…….5
b. Career Executive Service Officers Examination /
Career Service Executive Examination………....................…………..…3
c. Marine Board/ Seaman Certificate; Master Electrician/Master
Plumber Certificate, etc.; Plant Mechanic Certificate;
Professional Radio Operator Certificate……………………...………….2
d. Other trade skill certificates…………………….………...…......…………1
N.B. Other Civil Service eligibilities are not considered.
Section b is only applicable to the faculty- rank holders designated to
supervisory/executive positions.
Supporting Document(s):
a. Certificate of Licensure
b. Rating Slip
c. Skills Certificate/Identification Card

12

ADDITIONAL GUIDELINES FOR PLACEMENT AND PROMOTION
1.0

INSTRUCTOR I – Entry Level, total of CCE points is 65

2.0

APPOINTMENT TO THE POSITION OF INSTRUCTOR II AND ASSISTANT
PROFESSOR IV shall be subjected to the following requirements:
 CCE points of at least of 66 points for the higher sub-rank of the Instructor position
and at least 88 points for the Assistant Professor position
 Earned Master’s Degree for Assistant Professor II to IV
 Qualitative Contributions in instructions, otherwise known as Teaching Effectiveness.
Annex 1 includes the standards and guidelines for the appropriate evaluation of the
same.

3.0 APPOINTMENT TO THE POSITION OF ASSOCIATE PROFESSOR
Appointment to the position of Associate Professor shall be subject to the following
requirements:




CCE points of at least 124
Earned Master’s degree
Qualitative contributions in instruction, also known as Teaching Effectiveness

4.0 APPOINTMENT TO THE POSITION OF PROFESSOR
Appointment to the position of Professor shall be subject to the following requirements:




CCE points of at least 159
Earned Doctorate for Professor IV to VI
Qualitative contributions in the following areas:

Research
Any one or a combination
Of other areas (Instruction,
Extension, Production)

=

50%

=

50%

N.B. A candidate who fails to satisfy all the requirements shall be appointed to the position of
Associate Professor V.


In cases where a doctorate is not normally part of career preparation, or where such
doctoral program is rare, the doctorate requirement may be waived provided that the
candidate has an appropriate master’s degree, has at least 159 CCE points(
including educational qualification) and has earned at least 20 points in the following
areas.
o

Books, monograms, compendiums and major bodies of published work;

o

Scientific articles in publications of international circulation, and other works
of similar nature;

o

Discoveries, inventions and other significant original contributions;

o

Research recommendations transformed to public policy benefiting the
country;

o

Supervision, tutoring, or coaching of graduate scientist and technologies; and

o

Research results applied or utilized in industrial and/or commercial projects or
undertaking
13




QC in at least 3 of the 4 areas; and
Accreditation by a committee or experts duly constitutes by PASUC for candidates
entering the Professor rank for the first time.

N.B . The members of the accreditation committee are recognized experts in the area of
specialization of the faculty applying for accreditation. An applicant who fails in the
accreditation process shall be appointed to the position of Associate Professor V.

LIMITATIONS
Quota- 20% of the total number of faculty positions
The rank is not applied in TESDA.
5.0 APPOINTMENT TO THE POSITION OF COLLEGE /UNIVERSITY PROFESSOR


Coverage

The following are deemed qualified for entitlement to the appointment as College Professor/
University Professor:
Deserving faculty members occupying Professor position duly accredited by the PASUC
Accreditation Committee who have complied satisfactorily with all the requirements.
SUC/CHED executives who opt to receive their basic salary pertaining to their assigned
academic rank under the CCE, provided that they complied with the requirements mentioned
under Part V hereof and those who opt to return to the academic rank due to their resignation/
retirement, not for cause before the expiration of their fixed term of office.


Requirements:

1. CCE points…………………………………………………………………………195-200
2. Earned Doctorate
3. A rating of “PASSED” from a screening committee duly constituted by PASUC
4. Professorial accreditation incase of the faculty
Qualitative contributions in the following areas:
o Research
=
o Any one or a combination of other
areas (Instruction,
Extension, Production) =

50%

50%

N.B. A candidate who fails to satisfy all the requirements shall be appointed to the position of
Professor VI.


Limitations

Only one (1) position of College Professor per College shall be authorized for every six (6)
years, the total of which shall not exceed the number of authorized colleges and external
campuses of the respective SUC.
Only two (2) position of University Professor (one Faculty and one SUC Executive) per
University shall be authorized for every six (6) years, the total of which shall not exceed five
percent (5%) of the total number of accredited full professor in the University concerned.


Mechanics and Processes
14

Upon recommendation by the institution Head concerned, all candidates for the rank of College
Professor and University Professor shall undergo screening by an independent body, to be
organized by PASUC.


Qualifications for Accreditation as College/University Professor

1. He must be an outstanding scholar and scientist as shown in the quality of his
publications and researches in his principal field of study and in the allied fields; or he
must have manifested performance of his executive leadership role.
2. He must expert knowledge in one field or division and familiar with at least one other
subject within another division.
3. He must be known for intellectual maturity and objectivity in his judgment.
4. He must have a high reputation among his colleagues and other scholars for his mastery
of the subject of his specialization
5. Recognition and esteem could be manifested in any of the following ways:
6. His contributions to the advancement of his field of specialization are recognized by
colleagues, here and abroad.
7. He is published in the most respective learned journals in his field of specialization.
8. His works are widely acclaimed and provoke spirited discussion among scholars, often
from various disciplines
9. He is often invited to other universities and scholarly gatherings for the originality of his
thoughts
10. He is accorded various forms of honors (awards, chairs, titles, etc.

15

GUIDELINES FOR IMPLEMENTING ANNEX 4
(Special CCE Areas for SUC President)
I.

PURPOSE
To provide guidelines on the implementation of the Special CCE Areas for SUC
Presidents for purposes of availing the College/ University Professor rank.

II. COVERAGE

These guidelines shall cover all Presidents of State Universities and Colleges.
III. GENERAL GUIDELINES
1. All claims for CCE points shall be supported by the appropriate and pertinent
primary documents. Second documents shall not be accepted except in
situations where the [primary documents have been lost or damaged through
force majeure.
1.1

All supporting documents shall bear the certification of authenticity by the
Chairman of the Board of Regents/Trustees or his authorized
representative.

1.2

The certification should read as follows:
Certified True Copy of the Original.

Chairman, Board of Regents/ Trustees (or Authorized Official)
2. The Personal Data Sheet (PDS) accomplished and submitted for evaluation shall
be subscribed and sworn to before the Chief Administrative Officer.
3. SUC Presidents shall be awarded credit points for his accomplishments within
the period of his incumbency.
IV. PROCEDURAL GUIDELINES
The following shall be observed:
1. SUC President shall accomplish the form (PDS) and attach all the necessary
supporting documents.
2. PASUC shall form the National Evaluation Committee, composed of:
o PASUC President or PASUC Vice President
o Representative of DBM
o Representative of CHED
3. The National Evaluation Committee, sitting en banc, shall validate the evaluation
results and submit the same to the PASUC Main Office.
4. PASUC Main Office shall issue the Official Printout signed by the PASUC President.
5. SUC Presidents shall avail of this evaluation only once until their retirement from the
service.
6. SUC President must obtain a total of 180- 200 points to qualify for a
College/University Professor rank.
7. SUC President who fail to qualify as College/University Professor in the Special CCE
may undergo evaluation using the regular CCE/QCE under NBC No. 461.
8. Qualified SUC President shall undergo screening as College/University Professor by
the National Screening Committee as organized By PASUC.
16

V. FEES
The attendant fees, based on rates fixed by PASUC, shall be sourced from the
funds of the concerned SUC.
VI. SPECIFIC FACTORS AND GUIDELINES IN DETERMINING CREDIT POINTS
(MAXIMUM OF 200 POINTS)
NOTE:
The Service Record should be submitted together with the other specific
supporting documents.
A. Resource Generation
Program or activities resulting to acquisition of resources in the form of fees,
charges and assessments, revenues, donation, contributions, grants, bequests,
endowments, gifts, in cash and in kind, from various sources, domestic or foreign, for
purposes relevant to their functions.
1. Grant- in- Aid (in cash)
Supporting Document(s)



Memorandum of Agreement
Certified True Copy of the Cheque

1.1 Foreign Donors…………………..…..1 point for every $ 10,000.00
1.2 Local Donors………….…….…...…1 point for every Php 500,000.00
2. SUC Corporation (Capitalization)
Supporting Document(s)




BOR/BOT Resolution
Memorandum of Agreement
Certified True Copy of the Cheque

2.1 Seed Capital Granted by CHED…….……1 point for every
DBP, and/or LBP
……. Php 500,000.00
2.2 Seed Capital thru tie-up with……….1 point for every
partners
Php 500,000.00

Private

2.3 Seed Capital from Income……………..1 point for every
Php 500,000.00
3. Income Generated from Entrepreneurial Projects
(Two years after his/her incumbency as President).
Supporting Document(s)


Certified Statement of ROI from the Director of Finance or the Chief
Accountant

3.1 6-10 % ROI………………………………………1 point
3.2 11-15 % ROI…………………………………….2 points
3.3 16-20 % ROI…………………………………….3 points
3.4 Higher than 20 %.............................................4 points
4. Donation/ Gifts
(During his/her incumbency as President)
Supporting Document(s)
17





BOR/BOT Resolution (Acceptance of Donation)
Memorandum of Agreement
Certified True Copy of the Cheque

4.1 Cash…………………………………1 point for Php 250,000.00
4.2 In- kind………………………………1 point for Php 250,000.00
5. Tuition and Other School Fees
(During his/her incumbency as President)
…………………………………………1 point for every Php 2,500,000.00
increase over the previous collection
Supporting Document(s)


Certified Financial Statement from the Director of Finance or the Chief
Accountant

B. Research Grants
(During his/her incumbency as President)
Supporting Document(s)



Memorandum of Agreement or Equivalent
Certified True Copy of the Cheque

1. Grants from Foreign Donors …1 points for every $10,000.00
2. Philippine Donors………..……..1 point for every Php 500,000.00
C. Extension Services
(During his/her incumbency as President)
Supporting Document(s):



Memorandum of Agreement or Equivalent
Certified True Copy of the Cheque.

1. Income generated through Extension Project
…………………….…………1 point for every Php 500,000.00
2. Number of Projects
1-4…………………………………………………1 point
5-8………………………………..……………….2 points
9-12……………………………………………….3 points
Higher than 12……………………….…………..4 points
D. Linkages.
(During his/her incumbency as President)
Supporting Document(s)



Memorandum of Agreement or Equivalent
Certified True Copy of the Cheque

1.
2.
3.
4.

Local linkages…………………1 point for every 1-3 linkages
Regional linkages…………..….2 points for every 1-3 linkages
National linkages……….….….3 points for every 1-3 linkages
International linkages…………4 points for every 1-3 linkages

E. Foreign Grants
(During his/r incumbency as President)
Supporting Document(s)
18




Memorandum of Agreement or Equivalent
Certified True Copy of the Cheque

1. Foreign Grants……………….…1 point for every PhD grant
1 point for every 2 MS/MA grant
2. Local Grants………………….….1 point for every PhD grant
1 point for every MS/MA grant
3. Scholarship Completed….….2 points for every PhD graduated
1 point for every MS/MA graduated
F. Grants-in-aid (Infrastructure/ Equipment/ Facilities)
(During his/her incumbency as President)
Supporting Document(s)



Memorandum of Agreement or Equivalent
Certified True Copy of the Cheque

1. Foreign Grants……………………………1 point for every $10,000.00
or in kind
2. Local Grants……………………..………..1 point for every Php 500,000.00
cash in kind

-end-

/rrq/gmd/
nbc461zcc2_car@yahoo.com

19



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