Siemens 277IWLAN-V211 MobilePanel277FIWLAN RF User Manual IV
Siemens AG MobilePanel277FIWLAN RF IV
Siemens >
Contents
User Manual IV
0RELOH3DQHO),:/$190RELOH3DQHO),:/$15),'7DJ
2SHUDWLQJ,QVWUXFWLRQV$(
6HUYLFHDQGPDLQWHQDQFH
0DLQWHQDQFHDQGFDUH
,QWURGXFWLRQ
5HDGVHFWLRQV6DIHW\UHODWHGRSHUDWRUFRQWUROV3DJHDQG6DIHW\LQVWUXFWLRQV
3DJHRIWKHVDIHW\QRWHVIRULQIRUPDWLRQRQVHUYLFHDQGPDLQWHQDQFH
6FRSHRIPDLQWHQDQFH
7KH+0,GHYLFHLVGHVLJQHGIRUPDLQWHQDQFHIUHHRSHUDWLRQ5HPHPEHUWRLQFOXGH
DFFHVVRULHVDQGSHULSKHUDOHTXLSPHQWLQWKHPDLQWHQDQFH
7KHVFRSHRIPDLQWHQDQFHLQFOXGHV
Ⴠ)XQFWLRQWHVW
3HUIRUPDQDQQXDOIXQFWLRQWHVWIRUWKHHQDEOLQJEXWWRQDQG(0(5*(1&<6723EXWWRQ
3URFHHGDVIROORZV
ದ6ZLWFKRQWKH+0,GHYLFH
ದ3UHVVERWKHQDEOLQJEXWWRQVZKHQWKH7HVW(QDEOLQJ%XWWRQGLDORJLVVKRZQ
ದ3UHVVWKH(0(5*(1&<6723EXWWRQ
Ⴠ)XQFWLRQWHVW
)RUWKHH[HFXWLRQRIWKHIXQFWLRQWHVWWKH+0,GHYLFHPXVWEHWXUQHGRQEXWQRW
LQWHJUDWHG7HVWWKHIXQFWLRQRIWKHIROORZLQJRSHUDWLQJHOHPHQWV
ದ(0(5*(1&<6723EXWWRQ
3UHVVWKHHPHUJHQF\VWRSEXWWRQDWOHDVWRQFHD\HDU
ದ(QDEOLQJEXWWRQ
3UHVVERWKHQDEOLQJEXWWRQVHYHU\WLPH\RXVWDUWDSURMHFW
Ⴠ6WRULQJWKHPDLQUHFKDUJHDEOHEDWWHU\
$OLWKLXPLRQUHFKDUJHDEOHEDWWHU\ORVHVPRUHWKDQRILWVFKDUJHFDSDFLW\ZLWKLQ
WKUHH\HDUV
6WRUHUHFKDUJHDEOHEDWWHULHVDWWRRIWKHLUFDSDFLW\WRHQVXUHRSWLPDOVHUYLFHOLIH
0DQXIDFWXUHUVUHFRPPHQGVWRUDJHDWr&ದZKLFKLVRSWLPDOIRUDJLQJDQGVHOI
GLVFKDUJH
&KDUJHWKHEDWWHU\HYHU\VL[PRQWKVWRWRRILWVFKDUJHFDSDFLW\
Ⴠ([FKDQJLQJWKHWUDQVSRQGHUEDWWHULHV
5HSODFHWKHWUDQVSRQGHUEDWWHULHVDWOHDVWHYHU\\HDUV
7KHFKDQJLQJRIEDWWHULHVLVGHVFULEHGLQVHFWLRQ6HWWLQJWKHWUDQVSRQGHU,'DQG
LQVHUWLQJWKHEDWWHULHV3DJH
REVIEW
E
N
G
LI
S
H
2
7.
0
7.2
0
1
0
6HUYLFHDQGPDLQWHQDQFH
6SDUHSDUWVDQGUHSDLUV
0RELOH3DQHO),:/$190RELOH3DQHO),:/$15),'7DJ
2SHUDWLQJ,QVWUXFWLRQV$(
6FRSHRIPDLQWHQDQFH
7KHVFRSHRIPDLQWHQDQFHLQFOXGHV
Ⴠ&OHDQLQJWKHWRXFKVFUHHQ
Ⴠ&OHDQLQJWKHPHPEUDQHNH\SDG
3URFHGXUHPDLQWHQDQFH
&$87,21
'DPDJHSRVVLEOH
8VLQJFRPSUHVVHGDLURUVWHDPFOHDQHUVRUDJJUHVVLYHVROXWLRQVRUVFRXULQJDJHQWVZLOO
GDPDJHWKH+0,GHYLFH
8VHDFOHDQLQJFORWKGDPSHQHGZLWKDFOHDQLQJDJHQWWRFOHDQWKHHTXLSPHQW2QO\XVH
ZDWHUZLWKDOLWWOHOLTXLGVRDSRUDVFUHHQFOHDQLQJIRDP
3URFHHGDVIROORZV
6ZLWFKRIIWKH+0,GHYLFH
6SUD\WKHFOHDQLQJVROXWLRQRQWRDFOHDQLQJFORWK
'RQRWVSUD\GLUHFWO\RQWRWKH+0,GHYLFH
&OHDQWKH+0,GHYLFH
:KHQFOHDQLQJWKHGLVSOD\ZLSHLQZDUGVIURPWKHHGJHRIVFUHHQ
6HHDOVR
5HSODFLQJDQGFKDUJLQJWKHPDLQUHFKDUJHDEOHEDWWHU\3DJH
5HSODFLQJWKHPDLQUHFKDUJHDEOHEDWWHU\3DJH
6SDUHSDUWVDQGUHSDLUV
,IWKHXQLWQHHGVWREHUHSDLUHGVKLSWKH+0,GHYLFHWRWKH5HWXUQ&HQWHULQ)¾UWK
7KHDGGUHVVLV
6LHPHQV$*
,QGXVWU\6HFWRU
5HWXUQV&HQWHU
6LHPHQVVWU
)¾UWK
*HUPDQ\
<RXFDQILQGPRUHGHWDLOHGLQIRUPDWLRQRQWKH,QWHUQHWDW6SDUHSDUWVDQGUHSDLUV
KWWSVXSSRUWDXWRPDWLRQVLHPHQVFRP::YLHZHQ
6HHDOVR
$FFHVVRULHV3DJH
REVIEW
E
N
G
LI
S
H
2
7.
0
7.2
0
1
0
0RELOH3DQHO),:/$190RELOH3DQHO),:/$15),'7DJ
2SHUDWLQJ,QVWUXFWLRQV$(
7HFKQLFDOVSHFLILFDWLRQV
'LPHQVLRQGUDZLQJV
0RELOH3DQHO),:/$1
)URQWYLHZ
$OOGLPHQVLRQVLQPP
º
REVIEW
E
N
G
LI
S
H
2
7.
0
7.2
0
1
0
7HFKQLFDOVSHFLILFDWLRQV
'LPHQVLRQGUDZLQJV
0RELOH3DQHO),:/$190RELOH3DQHO),:/$15),'7DJ
2SHUDWLQJ,QVWUXFWLRQV$(
6LGHYLHZ
$OOVSHFLILFDWLRQVLQPP
r
<RXFDQILQGDGGLWLRQDOLPDJHVLQWKH,QWHUQHWDW
,PDJHGDWDEDVHKWWSZZZDXWRPDWLRQVLHPHQVFRPELOGGELQGH[DVS["DWWV
REVIEW
E
N
G
LI
S
H
2
7.
0
7.2
0
1
0
7HFKQLFDOVSHFLILFDWLRQV
'LPHQVLRQGUDZLQJV
0RELOH3DQHO),:/$190RELOH3DQHO),:/$15),'7DJ
2SHUDWLQJ,QVWUXFWLRQV$(
&KDUJLQJVWDWLRQ
$OOGLPHQVLRQVLQPP
<RXFDQILQGDGGLWLRQDOLPDJHVLQWKH,QWHUQHWDW
,PDJHGDWDEDVHKWWSZZZDXWRPDWLRQVLHPHQVFRPELOGGELQGH[DVS["DWWV
REVIEW
E
N
G
LI
S
H
2
7.
0
7.2
0
1
0
7HFKQLFDOVSHFLILFDWLRQV
'LPHQVLRQGUDZLQJV
0RELOH3DQHO),:/$190RELOH3DQHO),:/$15),'7DJ
2SHUDWLQJ,QVWUXFWLRQV$(
7UDQVSRQGHU
$OOGLPHQVLRQVLQPP
<RXFDQILQGDGGLWLRQDOLPDJHVLQWKH,QWHUQHWDW
,PDJHGDWDEDVHKWWSZZZDXWRPDWLRQVLHPHQVFRPELOGGELQGH[DVS["DWWV
5),'WDJ
)L[LQJSRFNHW
$OO
G
LP
H
Q
V
L
R
Q
V
LQPP
REVIEW
E
N
G
LI
S
H
2
7.
0
7.2
0
1
0
7HFKQLFDOVSHFLILFDWLRQV
'LPHQVLRQGUDZLQJV
0RELOH3DQHO),:/$190RELOH3DQHO),:/$15),'7DJ
2SHUDWLQJ,QVWUXFWLRQV$(
6SDFHU
$OO
H
$
QJD
E
HQ
L
QPP
<RXFDQDGGLWLRQDOLOOXVWUDWLRQVRQWKH,QWHUQHWDW,PDJHGDWDEDVH
KWWSZZZDXWRPDWLRQVLHPHQVFRPELOGGELQGH[DVS["DWWV
REVIEW
E
N
G
LI
S
H
2
7.
0
7.2
0
1
0
7HFKQLFDOVSHFLILFDWLRQV
6SHFLILFDWLRQV
0RELOH3DQHO),:/$190RELOH3DQHO),:/$15),'7DJ
2SHUDWLQJ,QVWUXFWLRQV$(
6SHFLILFDWLRQV
0RELOH3DQHO),:/$1
+0,GHYLFH
:HLJKWZLWKEDWWHU\ZLWKRXWSDFNDJLQJ 0D[NJ
'LVSOD\
7\SH &RORU7)7/&GLVSOD\
'LVSOD\DUHDDFWLYH PP[PP
5HVROXWLRQ [SL[HOV
&RORUVGLVSOD\DEOH NFRORUV
%ULJKWQHVVFRQWURO <HV
%DFNOLJKWLQJ
+DOI%ULJKWQHVV/LIH7LPHW\SLFDO
&&)/
K
3L[HOHUURUFODVVDFFRUGLQJWR',1(1,62
,,
,QSXWGHYLFH
7\SH 7RXFKVFUHHQDQDORJUHVLVWLYH
0HPEUDQHNH\ERDUG
)XQFWLRQNH\V ZLWK/('V
(QDEOLQJEXWWRQ
(0(5*(1&<6723EXWWRQ
.H\212))
+DQGZKHHORSWLRQDO
SXOVHVSHUURWDWLRQ
.H\RSHUDWHGVZLWFKRSWLRQDO
VZLWFKVHWWLQJV
,OOXPLQDWHGSXVKEXWWRQRSWLRQDO
/('VHSDUDWHO\FRQWUROODEOH
0HPRU\
$SSOLFDWLRQPHPRU\ 0%
REVIEW
E
N
G
LI
S
H
2
7.
0
7.2
0
1
0
7HFKQLFDOVSHFLILFDWLRQV
6SHFLILFDWLRQV
0RELOH3DQHO),:/$190RELOH3DQHO),:/$15),'7DJ
2SHUDWLQJ,QVWUXFWLRQV$(
,QWHUIDFHV
[86% x86%KRVWFRQIRUPVWR86%VWDQGDUG
VXSSRUWLQJORZVSHHGDQGIXOOVSHHG86%
GHYLFHV
x0D[LPXPORDGP$
:/$1[ )RU352),1(7:/$1
5-[ )RU352),1(7/$1
3RZHUVXSSO\
3RZHUVXSSO\WKURXJK x0DLQEDWWHU\
x&KDUJLQJVWDWLRQ
x3RZHUVXSSO\XQLW
%ULGJLQJWLPH V
$GGLWLRQDOVSHFLILFDWLRQV
'URSKHLJKWZLWKPDLQEDWWHU\ 0D[P
%XIIHUWLPHZLWKLQWHUQDOFORFN FDGD\V
5DGLROLQNWRWUDQVSRQGHU
x)UHTXHQF\UDQJH
x7UDQVPLVVLRQDQJOH
x3RZHU
WR0+]
$SSUR[r
ದG%PP:(,53
ದG%PP:(53
:/$1
x)UHTXHQF\EDQG
x3RZHUPD[
WR0+]
G%P
)DLOVDIHRSHUDWLRQ
1RWH
7KHIROORZLQJWHFKQLFDOGDWDDSSOLHVIRUDSURRIWHVWLQWHUYDORI\HDUVDQGDPHDQUHSDLU
WLPHRIKRXUV
,QDFFRUGDQFHZLWK,(&
+DUGZDUHDUFKLWHFWXUH 5HGXQGDQWRR
+DUGZDUHHUURUWROHUDQFH
6DIHIDLOXUHIUDFWLRQ
'LDJQRVWLFWHVWLQWHUYDO PV
5HTXHVWUDWH +LJKGHPDQGPRGH
REVIEW
E
N
G
LI
S
H
2
7.
0
7.2
0
1
0
7HFKQLFDOVSHFLILFDWLRQV
6SHFLILFDWLRQV
0RELOH3DQHO),:/$190RELOH3DQHO),:/$15),'7DJ
2SHUDWLQJ,QVWUXFWLRQV$(
+LJKGHPDQG
3)+SUREDELOLW\RIDGDQJHURXVIDLOXUHSHUKRXU
K
0D[LPXP6DIHW\/HYHO$FKLHYDEOH 6,/
8VHIXOOLIH \HDUV
,QDFFRUGDQFHZLWK',1(1,62
0HDQWLPHWRIDLOXUH077)G \HDUV
0HDQWLPHWR5HVWRUDWLRQ0775 KRXUV
'LDJQRVWLFFRYHUDJH'&
3HUIRUPDQFHOHYHO3/ H
6DIHW\FDWHJRU\
,QDFFRUGDQFHZLWK(1
6DIHW\FDWHJRU\
$FNQRZOHGJHPHQWWLPH PV
5HVSRQVHWLPHZLWKQRIDXOWPD[ PV
'LVFUHSDQF\WLPH
x(0(5*(1&<6723
x(QDEOLQJEXWWRQSRVLWLRQ(QDEOH
x(QDEOLQJEXWWRQSRVLWLRQ3DQLF
xPV
xV
xV
'LVWDQFHEHWZHHQWUDQVSRQGHU+0,GHYLFHPD[LPXP P
'LVWDQFHEHWZHHQ5),'WDJ+0,GHYLFHPD[LPXP FP
)EORFNVIRUWKHVDIHW\SURJUDP
)B)%B03 SHU0RELOH3DQHO),:/$1PD[LPXP
)B)%B51*B SHUHIIHFWLYHUDQJHIRUZKLFKXSWR+0,GHYLFHVKDYHORJRQSHUPLVVLRQ
)B)%B51*B SHUHIIHFWLYHUDQJHIRUZKLFKXSWR+0,GHYLFHVKDYHORJRQSHUPLVVLRQ
'%B67$7(6
REVIEW
E
N
G
LI
S
H
2
7.
0
7.2
0
1
0
7HFKQLFDOVSHFLILFDWLRQV
6SHFLILFDWLRQV
0RELOH3DQHO),:/$190RELOH3DQHO),:/$15),'7DJ
2SHUDWLQJ,QVWUXFWLRQV$(
,QWHUIDFHGHVFULSWLRQ
86%
7KHILJXUHEHORZVKRZVWKHSLQDVVLJQPHQWRIWKH86%LQWHUIDFH
3LQ $VVLJQPHQW
9'&RXWPD[P$
86%'1
86%'3
*1'
5-
7KHILJXUHEHORZVKRZVWKHSLQDVVLJQPHQWRIWKH5-LQWHUIDFH
3LQ $VVLJQPHQW
7'
7'ದ
5'
QF
QF
5'ದ
,&'
,&'ದ
:/$1
2SHUDWLRQRIDZLUHOHVVLQWHUIDFHLQWKHIUHTXHQF\EDQGV*+]DQG*+]7KHZLUHOHVV
LQWHUIDFHLVFRPSDWLEOHZLWKWKHIROORZLQJVWDQGDUGV
Ⴠ,(((D
Ⴠ,(((K
Ⴠ,(((E
Ⴠ,(((J
REVIEW
E
N
G
LI
S
H
2
7.
0
7.2
0
1
0
7HFKQLFDOVSHFLILFDWLRQV
6SHFLILFDWLRQV
0RELOH3DQHO),:/$190RELOH3DQHO),:/$15),'7DJ
2SHUDWLQJ,QVWUXFWLRQV$(
5HFHLYHUVHQVLWLYLW\
:/$1VWDQGDUG 'DWDWUDQVIHUUDWH 5HFHLYHUVHQVLWLYLW\
,(((DK 0ESV
0ESV
0ESV
0ESV
0ESV
0ESV
0ESV
0ESV
G%P
G%P
G%P
G%P
G%P
G%P
G%P
G%P
,(((J 0ESV
0ESV
0ESV
0ESV
0ESV
0ESV
0ESV
0ESV
G%P
G%P
G%P
G%P
G%P
G%P
G%P
G%P
,(((E 0ESV
0ESV
0ESV
0ESV
G%P
G%P
G%P
G%P
7UDQVPLVVLRQSRZHU
:/$1VWDQGDUG 'DWDWUDQVIHUUDWH 5HFHLYHUVHQVLWLYLW\
,(((DK
ฏ*+]
0ESV
0ESV
0ESV
0ESV
G%P
G%P
G%P
G%P
,(((DK
ฏ*+]
ฏ*+]
0ESV
0ESV
0ESV
0ESV
G%P
G%P
G%P
G%P
,(((J
ฏ*+]
0ESV
0ESV
0ESV
0ESV
G%P
G%P
G%P
G%P
,(((E 0ESV
0ESV
0ESV
0ESV
G%P
G%P
G%P
G%P
REVIEW
E
N
G
LI
S
H
2
7.
0
7.2
0
1
0
7HFKQLFDOVSHFLILFDWLRQV
6SHFLILFDWLRQV
0RELOH3DQHO),:/$190RELOH3DQHO),:/$15),'7DJ
2SHUDWLQJ,QVWUXFWLRQV$(
0DLQEDWWHU\
0DLQEDWWHU\
7\SH /LWKLXPLRQDFFXPXODWRU
2SHUDWLRQWLPHLQQRUPDOPRGH $SSUR[K
2SHUDWLRQWLPHLQVWDQGE\PRGH $SSUR[GD\V
&KDUJLQJF\FOHV
&KDUJLQJWLPH $SSUR[K
7KHHIIHFWLYHFKDUJLQJWLPHGHSHQGVRQWKHDPELHQWWHPSHUDWXUH
7KHKLJKHUWKHDPELHQWWHPSHUDWXUHWKHORQJHUWKHFKDUJLQJWLPH
&KDUJLQJVWDWLRQ
:HLJKW
:HLJKWZLWKRXWSDFNLQJ $SSUR[NJ
3RZHUVXSSO\
1RPLQDOYROWDJH
5DQJHSHUPLVVLEOH
9'&
9WR9ದ
7UDQVLHQWVPD[LPXPSHUPLVVLEOH 9PV
7LPHEHWZHHQWZRWUDQVLHQWVPLQLPXP VHF
&XUUHQWFRQVXPSWLRQZLWK0RELOH3DQHO
x7\SLFDO
x&RQVWDQWFXUUHQWPD[LPXP
x3RZHURQFXUUHQWVXUJH,W
x$SSUR[$
x$SSUR[$
x$SSUR[$V
&XUUHQWFRQVXPSWLRQZLWK0RELOH3DQHODQGPDLQEDWWHU\
LQWKHFKDUJLQJFRPSDUWPHQWV
x7\SLFDO
x&RQVWDQWFXUUHQWPD[LPXP
x3RZHURQFXUUHQWVXUJH,W
x$SSUR[$
x$SSUR[$
x$SSUR[$V
)XVHLQWHUQDO (OHFWURQLF
REVIEW
E
N
G
LI
S
H
2
7.
0
7.2
0
1
0
7HFKQLFDOVSHFLILFDWLRQV
6SHFLILFDWLRQV
0RELOH3DQHO),:/$190RELOH3DQHO),:/$15),'7DJ
2SHUDWLQJ,QVWUXFWLRQV$(
7UDQVSRQGHU
:HLJKWZLWKRXWEDWWHULHV NJ
3RZHUVXSSO\ $$PLJQRQEDWWHULHV9
2SHUDWLQJOLIHRIEDWWHULHVLQQRUPDORSHUDWLRQ \HDUV
5DGLROLQNWR+0,GHYLFH
x)UHTXHQF\EDQG
x7UDQVPLVVLRQDQJOH
xWR0+]
x$SSUR[r
7\SH 3DVVLYH
5),'WDJ
0HPRU\FDSDFLW\ E\WHV
0HPRU\WHFKQRORJ\ ((3520
3URWRFRO ,62
'DWDUHWHQWLRQDWr& \HDUV
07%)DWr& [KRXUV
5HDGF\FOHV 8QOLPLWHG
:ULWHF\FOHVW\SLFDO
:ULWHF\FOHVPLQLPDO
0XOWLWDJFDSDEOH <HV
(QHUJ\VXSSO\LQGXFWLYH (QHUJ\WUDQVIHUZLWKRXWEDWWHU\
'HJUHHRISURWHFWLRQLQDFFRUGDQFHZLWK(1
,3
0HFKDQLFDOGHVLJQ
0DWHULDO 3&
&RORU :KLWHSHWURO
'LPHQVLRQV/[:[+LQPP [[
$PELHQWWHPSHUDWXUH
2SHUDWLRQ ದr&WRr&
6WRUDJHWUDQVSRUW ದr&WRr&
REVIEW
E
N
G
LI
S
H
2
7.
0
7.2
0
1
0
7HFKQLFDOVSHFLILFDWLRQV
:/$1UDGLDWLRQFKDUDFWHULVWLFVRIWKH+0,GHYLFH
0RELOH3DQHO),:/$190RELOH3DQHO),:/$15),'7DJ
2SHUDWLQJ,QVWUXFWLRQV$(
:/$1UDGLDWLRQFKDUDFWHULVWLFVRIWKH+0,GHYLFH
7KLVVHFWLRQFRQWDLQVLOOXVWUDWLRQVRQWKHUDGLDWLRQFKDUDFWHULVWLFVRIYDULRXVDQWHQQDV
1RWH
7KHUDGLDWLRQFKDUDFWHULVWLFVZHUHGHWHUPLQHGXQGHURSWLPXPFRQGLWLRQVLQDORZUHIOHFWLRQ
URRPLQDQDQWHQQDODE
5DGLDWLRQFKDUDFWHULVWLFVLQWKH*+]EDQG
$QWHQQDW\SH 'XDOSRUWSDWFKDQWHQQD
3RODUL]DWLRQ 9HUWLFDODQGKRUL]RQWDO
)UHTXHQF\EDQG WR*+]
$QWHQQDJDLQPD[ G%L
,PSHGDQFH ˖
5DQJHRIWKHWUDQVPLWWHUEDVHGRQDQJOH
7KHILJXUHEHORZVKRZVWKHFRRUGLQDWHV\VWHPDSSOLHGWRWKH+0,GHYLFH
]
]
\
[
HOHYDWLRQr
HOHYDWLRQr
D]LPXWK
rrrr
7KHILJXUHEHORZVKRZVWKHUDQJHRIWKHWUDQVPLWWHUEDVHGRQDQJOH
REVIEW
E
N
G
LI
S
H
2
7.
0
7.2
0
1
0
7HFKQLFDOVSHFLILFDWLRQV
:/$1UDGLDWLRQFKDUDFWHULVWLFVRIWKH+0,GHYLFH
0RELOH3DQHO),:/$190RELOH3DQHO),:/$15),'7DJ
2SHUDWLQJ,QVWUXFWLRQV$(
5DQJHDW*+]
5DGLDWLRQFKDUDFWHULVWLFVLQWKH*+]EDQG
$QWHQQDW\SH 'XDOSRUWSDWFKDQWHQQD
3RODUL]DWLRQ 9HUWLFDODQGKRUL]RQWDO
)UHTXHQF\EDQG WR*+]
$QWHQQDJDLQPD[ G%L
,PSHGDQFH ˖
5DQJHRIWKHWUDQVPLWWHUEDVHGRQDQJOH
7KHILJXUHEHORZVKRZVWKHFRRUGLQDWHV\VWHPDSSOLHGWRWKH+0,GHYLFH
]
]
\
[
HOHYDWLRQr
HOHYDWLRQr
D]LPXWK
rrrr
7KHILJXUHVEHORZVKRZWKHUDQJHRIWKHWUDQVPLWWHUIRUWKHYDULRXVIUHTXHQFLHVLQWKH*+]
EDQGEDVHGRQDQJOH
REVIEW
E
N
G
LI
S
H
2
7.
0
7.2
0
1
0
7HFKQLFDOVSHFLILFDWLRQV
:/$1UDGLDWLRQFKDUDFWHULVWLFVRIWKH+0,GHYLFH
0RELOH3DQHO),:/$190RELOH3DQHO),:/$15),'7DJ
2SHUDWLQJ,QVWUXFWLRQV$(
5DQJHDW*+]
5DQJHDW*+]
REVIEW
E
N
G
LI
S
H
2
7.
0
7.2
0
1
0
7HFKQLFDOVSHFLILFDWLRQV
5DGLDWLRQFKDUDFWHULVWLFVRIWKHWUDQVSRQGHUV\VWHP
0RELOH3DQHO),:/$190RELOH3DQHO),:/$15),'7DJ
2SHUDWLQJ,QVWUXFWLRQV$(
5DQJHDW*+]
5DGLDWLRQFKDUDFWHULVWLFVRIWKHWUDQVSRQGHUV\VWHP
7KLVVHFWLRQFRQWDLQVLOOXVWUDWLRQVRQWKHUDGLDWLRQFKDUDFWHULVWLFVRIYDULRXVDQWHQQDV
1RWH
7KHUDGLDWLRQFKDUDFWHULVWLFVZHUHGHWHUPLQHGXQGHURSWLPXPFRQGLWLRQVLQDORZUHIOHFWLRQ
URRPLQDQDQWHQQDODE
5DGLDWLRQFKDUDFWHULVWLFRI+0,GHYLFH
7KHUDGLDWLRQFKDUDFWHULVWLFVDUHLQUHJDUGVWRWKHDQWHQQDVIRUWKHWUDQVSRQGHUV\VWHP
$QWHQQDW\SH 'XDOSRUWSDWFKDQWHQQD
3RODUL]DWLRQ 9HUWLFDODQGKRUL]RQWDO
)UHTXHQF\EDQG WR0+]
3RUWG%LF$QWHQQDJDLQLQSULQFLSOHUD\GLUHFWLRQPD[
3RUWG%LF
,PSHGDQFH ˖
)XOOZLGWKVDWKDOIPD[LPXPKRUL]RQWDODW*+] r
)XOOZLGWKVDWKDOIPD[LPXPYHUWLFDODW*+] r
REVIEW
E
N
G
LI
S
H
2
7.
0
7.2
0
1
0
7HFKQLFDOVSHFLILFDWLRQV
5DGLDWLRQFKDUDFWHULVWLFVRIWKHWUDQVSRQGHUV\VWHP
0RELOH3DQHO),:/$190RELOH3DQHO),:/$15),'7DJ
2SHUDWLQJ,QVWUXFWLRQV$(
5DQJHRIWKHWUDQVPLWWHUEDVHGRQDQJOH
7KHILJXUHEHORZVKRZVWKHFRRUGLQDWHV\VWHPDSSOLHGWRWKH+0,GHYLFH
\
]
[
]
7KHILJXUHEHORZVKRZVWKHUDQJHRIWKHWUDQVPLWWHUEDVHGRQDQJOH
1 m
2 m
3 m
4 m
5 m
6 m
7 m
8 m
y
15
°
30
°
45
°
60
°
75
°
-15
°
-30
°
-45
°
-60
°
-75
°
105
°
120
°
135
°
150
°
165
°
180
°
-165
°
-150
°
-135
°
-120
°
-105
°
-90
°
x
REVIEW
E
N
G
LI
S
H
2
7.
0
7.2
0
1
0
7HFKQLFDOVSHFLILFDWLRQV
5DGLDWLRQFKDUDFWHULVWLFVRIWKHWUDQVSRQGHUV\VWHP
0RELOH3DQHO),:/$190RELOH3DQHO),:/$15),'7DJ
2SHUDWLQJ,QVWUXFWLRQV$(
7KHILJXUHEHORZVKRZVWKH+0,GHYLFHUDQJHGHSHQGLQJRQWKHDQJXODUGLVSODFHPHQWWRWKH
PDLQFRXQWGLUHFWLRQLQWKH]GLUHFWLRQ
1 m
2 m
3 m
4 m
5 m
6 m
7 m
8 m
z
15
°
30
°
45
°
60
°
75
°
-15
°
-30
°
-45
°
-60
°
-75
°
105
°
120
°
135
°
150
°
165
°
180
°
-165
°
-150
°
-135
°
-120
°
-105
°
-90
°
x
E
N
G
LI
S
H
2
7.
0
7.2
0
1
0
7HFKQLFDOVSHFLILFDWLRQV
5DGLDWLRQFKDUDFWHULVWLFVRIWKHWUDQVSRQGHUV\VWHP
0RELOH3DQHO),:/$190RELOH3DQHO),:/$15),'7DJ
2SHUDWLQJ,QVWUXFWLRQV$(
5DGLDWLRQFKDUDFWHULVWLFRIWKHWUDQVSRQGHU
7KHUDGLDWLRQFKDUDFWHULVWLFVDUHLQUHJDUGVWRWKHDQWHQQDVIRUWKHWUDQVSRQGHUV\VWHP
$QWHQQDW\SH 'XDOSRUWSDWFKDQWHQQD
3RODUL]DWLRQ 9HUWLFDODQGKRUL]RQWDO
)UHTXHQF\EDQG WR*+]
3RUWG%LF$QWHQQDJDLQLQSULQFLSOHUD\GLUHFWLRQPD[
3RUWG%LF
,PSHGDQFH ˖
)XOOZLGWKVDWKDOIPD[LPXPKRUL]RQWDODW*+] r
)XOOZLGWKVDWKDOIPD[LPXPYHUWLFDODW*+] r
5DQJHRIWKHWUDQVPLWWHUEDVHGRQDQJOH
7KHIROORZLQJILJXUHVKRZVWKHFRRUGLQDWHV\VWHPDSSOLHGWRWKHWUDQVSRQGHU
[
]
\
]
REVIEW
E
N
G
LI
S
H
2
7.
0
7.2
0
1
0
7HFKQLFDOVSHFLILFDWLRQV
5DGLDWLRQFKDUDFWHULVWLFVRIWKHWUDQVSRQGHUV\VWHP
0RELOH3DQHO),:/$190RELOH3DQHO),:/$15),'7DJ
2SHUDWLQJ,QVWUXFWLRQV$(
7KHILJXUHEHORZVKRZVWKHUDQJHRIWKHWUDQVPLWWHUEDVHGRQDQJOH
x
1 m
2 m
3 m
4 m
5 m
6 m
7 m
8 m
y
15
°
30
°
45
°
60
°
75
°
-15
°
-30
°
-45
°
-60
°
-75
°
105
°
120
°
135
°
150
°
165
°
180
°
-165
°
-150
°
-135
°
-120
°
-105
°
-90
°
x
E
N
G
LI
S
H
2
7.
0
7.2
0
1
0
7HFKQLFDOVSHFLILFDWLRQV
5DGLDWLRQFKDUDFWHULVWLFVRIWKHWUDQVSRQGHUV\VWHP
0RELOH3DQHO),:/$190RELOH3DQHO),:/$15),'7DJ
2SHUDWLQJ,QVWUXFWLRQV$(
7KHIROORZLQJILJXUHVKRZVWKHWUDQVSRQGHUUDQJHGHSHQGLQJRQWKHDQJXODUGLVSODFHPHQWWR
WKHPDLQFRXQWGLUHFWLRQLQWKH]GLUHFWLRQ
1 m
2 m
3 m
4 m
5 m
6 m
7 m
8 m
z
15
°
30
°
45
°
60
°
75
°
-15
°
-30
°
-45
°
-60
°
-75
°
105
°
120
°
135
°
150
°
165
°
180
°
-165
°
-150
°
-135
°
-120
°
-105
°
-90
°
x
REVIEW
E
N
G
LI
S
H
2
7.
0
7.2
0
1
0
7HFKQLFDOVSHFLILFDWLRQV
5DGLDWLRQFKDUDFWHULVWLFVRIWKHWUDQVSRQGHUV\VWHP
0RELOH3DQHO),:/$190RELOH3DQHO),:/$15),'7DJ
2SHUDWLQJ,QVWUXFWLRQV$(
REVIEW
E
N
G
LI
S
H
2
7.
0
7.2
0
1
0
0RELOH3DQHO),:/$190RELOH3DQHO),:/$15),'7DJ
2SHUDWLQJ,QVWUXFWLRQV$(
$SSHQGL[ $
$ (6'JXLGHOLQH
:KDWGRHV(6'PHDQ"
$QHOHFWURQLFPRGXOHLVHTXLSSHGZLWKKLJKO\LQWHJUDWHGHOHFWURQLFFRPSRQHQWV'XHWRWKHLU
GHVLJQHOHFWURQLFFRPSRQHQWVDUHKLJKO\VHQVLWLYHWRRYHUYROWDJHDQGWKXVWRWKHGLVFKDUJH
RIVWDWLFHOHFWULFLW\6XFKHOHFWURQLFFRPSRQHQWVDUHODEHOHGDVHOHFWURVWDWLFVHQVLWLYHGHYLFHV
(6'
7KHIROORZLQJDEEUHYLDWLRQVDUHFRPPRQO\XVHGIRUHOHFWURVWDWLFVHQVLWLYHGHYLFHV
Ⴠ(6'ದ(OHFWURVWDWLF6HQVLWLYH'HYLFH
Ⴠ(6'ದ(OHFWURVWDWLF6HQVLWLYH'HYLFHLQWHUQDWLRQDOO\UHFRJQL]HGWHUP
(OHFWURVWDWLFFKDUJH
&$87,21
(OHFWURVWDWLFFKDUJH
(6'VPD\EHGHVWUR\HGE\YROWDJHVIDUEHORZWKHOHYHOSHUFHLYHGE\KXPDQEHLQJV,I\RX
DUHQRWGLVFKDUJHGHOHFWURVWDWLFDOO\WKHYROWDJHWKDW\RXWUDQVIHUZKHQWRXFKLQJD
FRPSRQHQWRUWKHFRQWDFWSRLQWVRIDPRGXOHFDQDOUHDG\FDXVHGDPDJH
7KHGDPDJHWRDQ(6'FDXVHGE\RYHUYROWDJHLVXVXDOO\QRWUHFRJQL]HGLPPHGLDWHO\7KH
GDPDJHRQO\EHFRPHVDSSDUHQWDIWHUDORQJSHULRGRIRSHUDWLRQ
'LVFKDUJHDQ\HOHFWURVWDWLFFKDUJHRI\RXUERG\EHIRUH\RXWRXFKWKH(6'
$Q\RQHZKRLVQRWFRQQHFWHGFRQGXFWLYHO\WRWKHLUVXUURXQGLQJVLVVXEMHFWWRHOHFWURVWDWLF
FKDUJH
7KHIROORZLQJGLDJUDPVKRZVWKHPD[LPXPYROWDJHYDOXHVWRZKLFKDSHUVRQFDQEH
FKDUJHGHOHFWURVWDWLFDOO\7KHYDOXHVGHSHQGRQWKHPDWHULDODQGKXPLGLW\7KHVKRZQ
YDOXHVDUHLQFRQIRUPLW\ZLWKWKHVSHFLILFDWLRQVRI(1
E
N
G
LI
S
H
2
7.
0
7.2
0
1
0
$SSHQGL[
$(6'JXLGHOLQH
0RELOH3DQHO),:/$190RELOH3DQHO),:/$15),'7DJ
2SHUDWLQJ,QVWUXFWLRQV$(
9ROWDJH
5HODWLYHKXPLGLW\
>@
>N9@
6\QWKHWLFPDWHULDOV
ཱ :RRO
ི $QWLVWDWLFPDWHULDOVVXFKDVZRRGRUFRQFUHWH
3URWHFWLYHPHDVXUHVDJDLQVWGLVFKDUJHRIVWDWLFHOHFWULFLW\
&$87,21
*URXQGLQJPHDVXUHV
7KHUHLVQRHTXLSRWHQWLDOERQGLQJZLWKRXWJURXQGLQJ$QHOHFWURVWDWLFFKDUJHLVQRW
GLVFKDUJHGDQGPD\GDPDJHWKH(6'
:KHQZRUNLQJZLWKHOHFWURVWDWLFVHQVLWLYHGHYLFHVPDNHVXUHWKDWWKHSHUVRQDQGWKH
ZRUNSODFHDUHSURSHUO\JURXQGHG
1RWHWKHIROORZLQJ
Ⴠ2QO\WRXFKWKH(6'LILWLVDEVROXWHO\QHFHVVDU\
Ⴠ:KHQ\RXWRXFK(6'PRGXOHVDYRLGWRXFKLQJWKHSLQVRUWKH3&%WUDFNV
7KLVSUHFDXWLRQUHGXFHVWKHULVNRIGDPDJLQJDQ(6'
Ⴠ'LVFKDUJHHOHFWURVWDWLFHOHFWULFLW\IURP\RXUERG\LI\RXDUHSHUIRUPLQJPHDVXUHPHQWVRQ
DQ(6'
7RGRVRWRXFKDJURXQGHGPHWDOREMHFWEHIRUH\RXFDUU\RXWWKHPHDVXUHPHQW
Ⴠ$OZD\VXVHJURXQGHGPHDVXULQJLQVWUXPHQWV
E
N
G
LI
S
H
2
7.
0
7.2
0
1
0
$SSHQGL[
$7\SLFDORSHUDWLQJSURFHGXUHVDQGSRWHQWLDOIDXOWVFHQDULRV
0RELOH3DQHO),:/$190RELOH3DQHO),:/$15),'7DJ
2SHUDWLQJ,QVWUXFWLRQV$(
$ 7\SLFDORSHUDWLQJSURFHGXUHVDQGSRWHQWLDOIDXOWVFHQDULRV
$ 2YHUYLHZ
7KLVVHFWLRQGHVFULEHVW\SLFDODSSOLFDWLRQFDVHVIRUWKH+0,GHYLFH7KHIROORZLQJVWDWHVDUH
JUDSKLFDOO\UHSUHVHQWHGLQWKHDSSOLFDWLRQFDVHV
Ⴠ/('VWDWXV
Ⴠ2SHUDELOLW\RIWKH(0(5*(1&<6723EXWWRQDQGHQDEOLQJEXWWRQV
7KHXVHGLFRQVKDYHWKHIROORZLQJPHDQLQJ
Ⴠ/('GLVSOD\
,FRQ 0HDQLQJ
6$)( 3:5 &20 51* %$7
6WDWXVRIWKH/('VWKDWDUHGLVSOD\HG
RQWKH+0,GHYLFHGXULQJWKH
GHVFULEHGVLWXDWLRQ
$OO/('VDUHRQ
Ⴠ(0(5*(1&<6723EXWWRQ
,FRQ 0HDQLQJ
3UHVVLQJWKH(0(5*(1&<6723EXWWRQWULJJHUVDQ(0(5*(1&<6723
3UHVVLQJWKH(0(5*(1&<6723KDVQRHIIHFW
Ⴠ(QDEOLQJEXWWRQ
,FRQ 0HDQLQJ
7KHRSHUDWRUFDQUHOHDVHPRYHPHQWVRIWKHDVVLJQHGPDFKLQHZLWKWKHHQDEOLQJ
EXWWRQV
3UHVVLQJWKHHQDEOLQJEXWWRQVKDVQRHIIHFW
REVIEW
E
N
G
LI
S
H
2
7.
0
7.2
0
1
0
$SSHQGL[
$7\SLFDORSHUDWLQJSURFHGXUHVDQGSRWHQWLDOIDXOWVFHQDULRV
0RELOH3DQHO),:/$190RELOH3DQHO),:/$15),'7DJ
2SHUDWLQJ,QVWUXFWLRQV$(
$ 6ZLWFKRQWKH+0,GHYLFH
5HTXLUHPHQW
Ⴠ7KH+0,GHYLFHLVVZLWFKHGRII
Ⴠ7KHUHFKDUJHDEOHEDWWHU\LVIXOO\FKDUJHG
/('GLVSOD\ (0(5*(1&<
6723EXWWRQ
(QDEOLQJEXWWRQ
6$)( 3:5 &20 51* %$7
3URFHGXUH
6ZLWFKRQWKH+0,GHYLFHXVLQJWKH212))EXWWRQ
&RPPXQLFDWLRQYLD:/$1VWDUWVXS:KLOHWKH:/$1FRQQHFWLRQLVEHLQJHVWDEOLVKHGWKH
&20/('IODVKHV
5HVXOW
Ⴠ:/$1FRPPXQLFDWLRQLVHVWDEOLVKHG
Ⴠ7KH+0,GHYLFHGLVSOD\VWKH:LQGRZV&('HVNWRSZLWKWKH/RDGHU
/('GLVSOD\ (0(5*(1&<
6723EXWWRQ
(QDEOLQJEXWWRQ
6$)( 3:5 &20 51* %$7
REVIEW
E
N
G
LI
S
H
2
7.
0
7.2
0
1
0
$SSHQGL[
$7\SLFDORSHUDWLQJSURFHGXUHVDQGSRWHQWLDOIDXOWVFHQDULRV
0RELOH3DQHO),:/$190RELOH3DQHO),:/$15),'7DJ
2SHUDWLQJ,QVWUXFWLRQV$(
$ ,QWHJUDWLQJWKH+0,GHYLFH
5HTXLUHPHQW
Ⴠ7KH+0,GHYLFHLVVZLWFKHGRQ
Ⴠ:/$1FRPPXQLFDWLRQLVHVWDEOLVKHG
Ⴠ7KH+0,GHYLFHVKRZVWKH:LQGRZV&('HVNWRSZLWKWKH/RDGHU
/('GLVSOD\ (0(5*(1&<
6723EXWWRQ
(QDEOLQJEXWWRQ
6$)( 3:5 &20 51* %$7
3URFHGXUH
6WDUWWKHSURMHFW
ದ352),VDIHFRPPXQLFDWLRQLVHVWDEOLVKHG
ದ7KH(VWDEOLVKPHQWRIVDIHW\FRQQHFWLRQGLDORJLVVKRZQZLWKWKHIROORZLQJLFRQ
ದ7KH+0,GHYLFHLVLQWHJUDWHGLQWKHVDIHW\SURJUDPRIWKH)&38
ದ7KH7HVWHQDEOLQJEXWWRQGLDORJRSHQVZLWKWKHIROORZLQJLFRQ
3UHVVERWKHQDEOLQJEXWWRQVZKHQSURPSWHGXQWLOWKH3DQLFVZLWFKSRVLWLRQLVUHDFKHG
5HVXOW
Ⴠ%RWKHQDEOLQJEXWWRQVKDYHEHHQWHVWHGLQWKH(QDEOHDQG3DQLFVZLWFKSRVLWLRQV
Ⴠ7KHSURMHFWVWDUWVFUHHQDSSHDUV
/('GLVSOD\ (0(5*(1&<
6723EXWWRQ
(QDEOLQJEXWWRQ
6$)( 3:5 &20 51* %$7
REVIEW
E
N
G
LI
S
H
2
7.
0
7.2
0
1
0
$SSHQGL[
$7\SLFDORSHUDWLQJSURFHGXUHVDQGSRWHQWLDOIDXOWVFHQDULRV
0RELOH3DQHO),:/$190RELOH3DQHO),:/$15),'7DJ
2SHUDWLQJ,QVWUXFWLRQV$(
$ 2SHUDWLQJWKHWUDQVSRQGHUV\VWHP
$ 'HWHFWLQJWKHHIIHFWLYHUDQJH
5HTXLUHPHQW
Ⴠ7KH+0,GHYLFHLVLQWHJUDWHGLQWRWKHVDIHW\SURJUDPRIWKH)&38
Ⴠ:LWKWKH(IIHFWLYHUDQJHQDPHREMHFWWKH+0,GHYLFHVKRZVWKHQDPHDQGWKHVWDWXVRI
WKHHIIHFWLYHUDQJHLQZKLFKWKH+0,GHYLFHLVORFDWHG
/('GLVSOD\ (0(5*(1&<
6723EXWWRQ
(QDEOLQJEXWWRQ
6$)( 3:5 &20 51* %$7
3URFHGXUH
(YDOXDWHWKHGLVSOD\RIWKH(IIHFWLYHUDQJHQDPHRSHUDWRUFRQWURO
5HVXOW
7KH(IIHFWLYHUDQJHQDPHREMHFWLVGLVSOD\HGLQZKLWHZLWKDODEHO
5
DQJHQDP
H
7KH+0,GHYLFHLVLQWKH5DQJHQDPHHIIHFWLYHUDQJH,WLVQRWSRVVLEOHWRORJRQDWWKH
HIIHFWLYHUDQJH
5HVXOW
7KH(IIHFWLYHUDQJHQDPHREMHFWLVGLVSOD\HGLQZKLWHZLWKRXWDODEHO
7KH+0,GHYLFHLVORFDWHGRXWVLGHWKHHIIHFWLYHUDQJH
5HVXOW
7KH(IIHFWLYHUDQJHQDPHREMHFWLVGLVSOD\HGLQJUD\ZLWKDODEHO
5DQJHQDP
H
7KH+0,GHYLFHLVLQWKH5DQJHQDPHHIIHFWLYHUDQJH/RJRQDWWKHHIIHFWLYHUDQJHLV
UHMHFWHG
EHFDXVHDGLIIHUHQW+0,GHYLFHLVDOUHDG\ORJJHGRQDWWKHHIIHFWLYHUDQJH
REVIEW
E
N
G
LI
S
H
2
7.
0
7.2
0
1
0
$SSHQGL[
$7\SLFDORSHUDWLQJSURFHGXUHVDQGSRWHQWLDOIDXOWVFHQDULRV
0RELOH3DQHO),:/$190RELOH3DQHO),:/$15),'7DJ
2SHUDWLQJ,QVWUXFWLRQV$(
$ /RJJLQJRQWRDPDFKLQH
5HTXLUHPHQW
Ⴠ7KH(IIHFWLYHUDQJHQDPHREMHFWLVGLVSOD\HGLQZKLWH
5
DQ
J
HQDP
H
Ⴠ,WLVQRWSRVVLEOHWRORJRQDWWKHHIIHFWLYHUDQJH
/('GLVSOD\ (0(5*(1&<
6723EXWWRQ
(QDEOLQJEXWWRQ
6$)( 3:5 &20 51* %$7
3URFHGXUH
7RXFKWKH(IIHFWLYHUDQJHQDPHRSHUDWLQJHOHPHQW
(QWHUWKHXVHUQDPHDQGSDVVZRUGLIWKHHIIHFWLYHUDQJHQDPHREMHFWKDVSDVVZRUG
SURWHFWLRQ7KH(IIHFWLYHUDQJHORJRQGLDORJRSHQVZLWKWKHIROORZLQJV\PERO
(QWHUWKH,'RIWKHHIIHFWLYHUDQJH
(QWHUWKHHIIHFWLYHUDQJH,'
&RQILUPE\FOLFNLQJ2.
7KHGLDORJER[FORVHV
5HVXOW
Ⴠ7KH+0,GHYLFHLVORJJHGRQLQWKHHIIHFWLYHUDQJH
Ⴠ7KH(IIHFWLYHUDQJHQDPHREMHFWLVGLVSOD\HGLQJUHHQ
5
DQJHQDP
H
/('GLVSOD\ (0(5*(1&<
6723EXWWRQ
(QDEOLQJEXWWRQ
6$)( 3:5 &20 51* %$7
REVIEW
E
N
G
LI
S
H
2
7.
0
7.2
0
1
0
$SSHQGL[
$7\SLFDORSHUDWLQJSURFHGXUHVDQGSRWHQWLDOIDXOWVFHQDULRV
0RELOH3DQHO),:/$190RELOH3DQHO),:/$15),'7DJ
2SHUDWLQJ,QVWUXFWLRQV$(
$ ([LWLQJWKHHIIHFWLYHUDQJHZLWKRXWORJRII
5HTXLUHPHQW
Ⴠ7KH+0,GHYLFHLVDWWKHERUGHURIDQHIIHFWLYHUDQJH
/('GLVSOD\ (0(5*(1&<
6723EXWWRQ
(QDEOLQJEXWWRQ
6$)( 3:5 &20 51* %$7
3URFHGXUH
<RXOHDYHWKH:/$1DUHDZLWKWKH+0,GHYLFH
$IWHUVHFRQGVWKHIROORZLQJRFFXUV
ದ7KHHQDEOLQJEXWWRQVDUHGHDFWLYDWHG
ದ7KH(IIHFWLYHUDQJHH[LWHGZLWKRXWORJRIIGLDORJER[RSHQV
ದ'HSHQGLQJRQWKHVHWWLQJRIWKH+0,GHYLFHWKHYLEUDWLRQDODUPLVWULJJHUHG
7KHRSHUDWRUQRZKDVVHFRQGVWRHQWHUWKHHIIHFWLYHUDQJHDJDLQRUORJRIIIURPWKH
HIIHFWLYHUDQJHYLDWKH(IIHFWLYHUDQJHH[LWHGZLWKRXWORJRIIGLDORJER[
&DVH<RXUHHQWHUWKHHIIHFWLYHUDQJHZLWKLQV
&DVH<RXGRQ
QRW
UHHQWHUWKHHIIHFWLYHUDQJHZLWKLQV
5HVXOWVRIFDVHSXQFWXDOUHWXUQLQWRWKHHIIHFWLYHUDQJH
7KH+0,GHYLFHLVIXOO\RSHUDEOH
/('GLVSOD\ (0(5*(1&<
6723EXWWRQ
(QDEOLQJEXWWRQ
6$)( 3:5 &20 51* %$7
REVIEW
E
N
G
LI
S
H
2
7.
0
7.2
0
1
0
$SSHQGL[
$7\SLFDORSHUDWLQJSURFHGXUHVDQGSRWHQWLDOIDXOWVFHQDULRV
0RELOH3DQHO),:/$190RELOH3DQHO),:/$15),'7DJ
2SHUDWLQJ,QVWUXFWLRQV$(
5HVXOWVRIFDVHQRUHWXUQLQWRWKHHIIHFWLYHUDQJH
Ⴠ7KH(IIHFWLYHUDQJHH[LWHGZLWKRXWORJRIIGLDORJER[RSHQV
Ⴠ7KH+0,GHYLFHWULJJHUVDORFDOUDPSGRZQDQGORJRIIIURPWKHHIIHFWLYHUDQJH
$VORQJ\RXGRQRWFRQILUPORJRIIIURPWKHHIIHFWLYHUDQJHWKHGLDORJER[LVGLVSOD\HGRQ
WKH+0,GHYLFH7KHRSHUDWRUFDQQRWRSHUDWHWKHSODQW7KHHIIHFWLYHUDQJHUHPDLQV
DOORFDWHG
Ⴠ7KH+0,GHYLFHLVORJJHGRIIIURPWKHHIIHFWLYHUDQJHRQFHORJJLQJRIIKDVEHHQ
FRQILUPHG7KHHIIHFWLYHUDQJHLVRSHQIRUORJJLQJRQIRURWKHU+0,GHYLFHV
/('GLVSOD\ (0(5*(1&<
6723EXWWRQ
(QDEOLQJEXWWRQ
6$)( 3:5 &20 51* %$7
$ /RJJLQJRIIWKHPDFKLQH
5HTXLUHPHQW
Ⴠ7KH(IIHFWLYHUDQJHQDPHREMHFWLVGLVSOD\HGLQJUHHQ
5
DQJHQDP
H
Ⴠ7KH+0,GHYLFHLVORJJHGRQLQWKHHIIHFWLYHUDQJH
/('GLVSOD\ (0(5*(1&<
6723EXWWRQ
(QDEOLQJEXWWRQ
6$)( 3:5 &20 51* %$7
REVIEW
E
N
G
LI
S
H
2
7.
0
7.2
0
1
0
$SSHQGL[
$7\SLFDORSHUDWLQJSURFHGXUHVDQGSRWHQWLDOIDXOWVFHQDULRV
0RELOH3DQHO),:/$190RELOH3DQHO),:/$15),'7DJ
2SHUDWLQJ,QVWUXFWLRQV$(
3URFHGXUH
7RXFKWKH(IIHFWLYHUDQJHQDPHRSHUDWLQJHOHPHQW(QWHUWKHXVHUQDPHDQGSDVVZRUG
LIWKHHIIHFWLYHUDQJHQDPHREMHFWKDVSDVVZRUGSURWHFWLRQ
7KH(IIHFWLYHUDQJHORJRIIGLDORJER[RSHQV
&RQILUPWKHQH[WGLDORJ
5HVXOW
7KH(IIHFWLYHUDQJHQDPHREMHFWLVGLVSOD\HGLQZKLWH
5
DQ
J
HQDP
H
7KH+0,GHYLFHPXVWEHORJJHGRIIIURPWKHHIIHFWLYHUDQJH
/('GLVSOD\ (0(5*(1&<
6723EXWWRQ
(QDEOLQJEXWWRQ
6$)( 3:5 &20 51* %$7
1RWH
,I\RXKDYHORJJHGRIIIURPDQHIIHFWLYHUDQJHZKLFKLVOLQNHGWRDQRYHUULGHVZLWFKWKH
(IIHFWLYHUDQJHQDPHREMHFWLVVKRZQLQWKHIROORZLQJVLWXDWLRQ
5
DQ
J
HQDP
H
7KH+0,GHYLFHZDVUHPRYHGIURPWKHHIIHFWLYHUDQJHZLWKRXWKDYLQJWKH2YHUULGHPRGH
RQWKHRYHUULGHVZLWFKEHLQJWXUQHGRII
REVIEW
E
N
G
LI
S
H
2
7.
0
7.2
0
1
0
$SSHQGL[
$7\SLFDORSHUDWLQJSURFHGXUHVDQGSRWHQWLDOIDXOWVFHQDULRV
0RELOH3DQHO),:/$190RELOH3DQHO),:/$15),'7DJ
2SHUDWLQJ,QVWUXFWLRQV$(
$ $FWLYDWLQJRYHUULGHPRGH
5HTXLUHPHQW
Ⴠ7KHV\VWHPKDVWKHVDIHW\V\VWHPUHTXLUHGIRUWKHRYHUULGHPRGH
/('GLVSOD\ (0(5*(1&<
6723EXWWRQ
(QDEOLQJEXWWRQ
6$)( 3:5 &20 51* %$7
3URFHGXUH
(QWHUWKHSURWHFWLRQ]RQH
<RXORJWKH+0,GHYLFHRQWRWKHHIIHFWLYHUDQJHWKDWEHORQJVWRWKHRYHUULGHVZLWFK
$FWLYDWHWKHRYHUULGHVZLWFK
5HVXOW
Ⴠ2YHUULGHPRGHLVDFWLYH
Ⴠ7KH(IIHFWLYHUDQJHTXDOLW\REMHFWLVGLVSOD\HGLQJUHHQ
Ⴠ7KHWUDQVSRQGHUVDUHQ
QRW
HYDOXDWHGIRUGHWHFWLRQRIWKHHIIHFWLYHUDQJH
Ⴠ<RXFDQRSHUDWHWKHSODQWSDUWVWKDWDUHORFDWHGLQWKHRYHUULGHDUHD
Ⴠ1RRWKHU+0,GHYLFHFDQQRWORJRQWRWKHHIIHFWLYHUDQJH
/('GLVSOD\ (0(5*(1&<
6723EXWWRQ
(QDEOLQJEXWWRQ
6$)( 3:5 &20 51* %$7
REVIEW
E
N
G
LI
S
H
2
7.
0
7.2
0
1
0
$SSHQGL[
$7\SLFDORSHUDWLQJSURFHGXUHVDQGSRWHQWLDOIDXOWVFHQDULRV
0RELOH3DQHO),:/$190RELOH3DQHO),:/$15),'7DJ
2SHUDWLQJ,QVWUXFWLRQV$(
$ 7HUPLQDWLQJRYHUULGHPRGH
7KH2YHUULGHPRGHFDQEHFORVHGE\WKHRSHUDWRURUFORVHGDXWRPDWLFDOO\E\WKHVDIHW\
SURJUDPRIWKH)&38
5HTXLUHPHQW
Ⴠ2YHUULGHPRGHLVDFWLYH
/('GLVSOD\ (0(5*(1&<
6723EXWWRQ
(QDEOLQJEXWWRQ
6$)( 3:5 &20 51* %$7
3URFHGXUH
&DVH\RXSUHVVWKHRYHUULGHVZLWFKDQGOHDYHWKHSURWHFWLRQ]RQH
&DVH\RXGRQ
QRW
SUHVVWKHRYHUULGHVZLWFKDQGOHDYHWKHSURWHFWLRQ]RQH
5HVXOWದ6FHQDULR
Ⴠ2YHUULGHPRGHLVGHDFWLYDWHG
Ⴠ7KHWUDQVSRQGHUVDUHHYDOXDWHGDJDLQIRUGHWHFWLRQRIWKHHIIHFWLYHUDQJH
Ⴠ,IWKH+0,GHYLFHLVRXWVLGHRIWKHHIIHFWLYHUDQJHDWWKHHQGRIWKHRYHUULGHPRGHVHH
FKDSWHU([LWLQJWKHHIIHFWLYHUDQJHZLWKRXWORJRII3DJH
/('GLVSOD\ (0(5*(1&<
6723EXWWRQ
(QDEOLQJEXWWRQ
6$)( 3:5 &20 51* %$7
REVIEW
E
N
G
LI
S
H
2
7.
0
7.2
0
1
0
$SSHQGL[
$7\SLFDORSHUDWLQJSURFHGXUHVDQGSRWHQWLDOIDXOWVFHQDULRV
0RELOH3DQHO),:/$190RELOH3DQHO),:/$15),'7DJ
2SHUDWLQJ,QVWUXFWLRQV$(
5HVXOWದ6FHQDULR
Ⴠ2YHUULGHPRGHLVFORVHGE\WKHVDIHW\SURJUDPRIWKH)&38
Ⴠ7KHWUDQVSRQGHUVDUHHYDOXDWHGDJDLQIRUGHWHFWLRQRIWKHHIIHFWLYHUDQJH
Ⴠ,IWKH+0,GHYLFHLVRXWVLGHRIWKHHIIHFWLYHUDQJHDWWKHHQGRIWKHRYHUULGHPRGHVHH
FKDSWHU([LWLQJWKHHIIHFWLYHUDQJHZLWKRXWORJRII3DJH
Ⴠ5HQHZHGHQDEOLQJRIWKHRYHUULGHPRGHLVSRVVLEOHLI\RXKDYHWXUQHGRIIWKHRYHUULGH
PRGHRQWKHRYHUULGHVZLWFK
/('GLVSOD\ (0(5*(1&<
6723EXWWRQ
(QDEOLQJEXWWRQ
6$)( 3:5 &20 51* %$7
$ 2SHUDWLQJ5),'WDJV\VWHP
$ /RJJLQJRQWRDPDFKLQH
5HTXLUHPHQW
Ⴠ<RXKDYHWKH+0,GHYLFHDWDGLVWDQFHRIQRPRUHWKDQFPLQIURQWRIDQ5),'WDJ
Ⴠ7KH(IIHFWLYHUDQJHQDPH5),'REMHFWLVVKRZQLQZKLWHODEHOHG6FDQ
6FDQ
/('GLVSOD\ (0(5*(1&<
6723EXWWRQ
(QDEOLQJEXWWRQ
6$)( 3:5 &20 51* %$7
REVIEW
E
N
G
LI
S
H
2
7.
0
7.2
0
1
0
$SSHQGL[
$7\SLFDORSHUDWLQJSURFHGXUHVDQGSRWHQWLDOIDXOWVFHQDULRV
0RELOH3DQHO),:/$190RELOH3DQHO),:/$15),'7DJ
2SHUDWLQJ,QVWUXFWLRQV$(
3URFHGXUH
7RXFKWKH(IIHFWLYHUDQJHQDPH5),'REMHFWODEHOHG6FDQ
7KH+0,GHYLFHVHDUFKHVIRU5),'WDJVWKH(IIHFWLYHUDQJHQDPH5),'REMHFWLV
VKRZQLQ\HOORZODEHOHG6FDQQLQJ
6
FDQQLQ
J
,IWKH(IIHFWLYHUDQJHQDPH5),'REMHFWLVFRQILJXUHGZLWKSDVVZRUGSURWHFWLRQHQWHU
DYDOLGXVHUQDPHDQGDYDOLGSDVVZRUG
7KH(IIHFWLYHUDQJHORJRQGLDORJRSHQVZLWKWKHIROORZLQJV\PERO
5HDGWKHHIIHFWLYHUDQJH,'IURPWKH5),'WDJ
(QWHUWKHHIIHFWLYHUDQJH,'
&OLFN<HV
7KHGLDORJFORVHV7KH&RQILUPDWLRQRIORJRQGLDORJLVGLVSOD\HGZLWKWKHIROORZLQJ
V\PERO
&RQILUPWKHORJRQWRWKH5),'WDJZLWKWKHHQDEOLQJEXWWRQ
5HVXOW
Ⴠ<RXKDYHORJJHGRQWKH+0,GHYLFHWRWKHPDFKLQHYLDWKH5),'WDJ
Ⴠ7KH(IIHFWLYHUDQJHQDPH5),'RSHUDWRUFRQWUROLVVKRZQLQJUHHQDQGODEHOHGZLWK
WKHQDPHRIWKHHIIHFWLYHUDQJH7KHIROORZLQJILJXUHVKRZVWKH(IIHFWLYHUDQJHQDPH
5),'REMHFWDIWHUORJRQWRDQHIIHFWLYHUDQJHZLWKWKHQDPH5RERW
5RERW
/('GLVSOD\ (0(5*(1&<
6723EXWWRQ
(QDEOLQJEXWWRQ
6$)( 3:5 &20 51* %$7
REVIEW
E
N
G
LI
S
H
2
7.
0
7.2
0
1
0
$SSHQGL[
$7\SLFDORSHUDWLQJSURFHGXUHVDQGSRWHQWLDOIDXOWVFHQDULRV
0RELOH3DQHO),:/$190RELOH3DQHO),:/$15),'7DJ
2SHUDWLQJ,QVWUXFWLRQV$(
$ /HDYLQJDSURWHFWLRQ]RQHZLWKRXWORJJLQJRII
5HTXLUHPHQW
Ⴠ$VHFXULW\V\VWHPLVLQVWDOOHGIRUWKHSURWHFWLRQ]RQHIRUH[DPSOHDSKRWRHOHFWULFVHQVRU
RUDFRQWDFWSUHVVXUHPDW
Ⴠ7KH+0,GHYLFHKDVEHHQORJJHGRQWRDPDFKLQHVXFKDV5RERWYLDDQ5),'WDJ
5
RER
W
/('GLVSOD\ (0(5*(1&<
6723EXWWRQ
(QDEOLQJEXWWRQ
6$)( 3:5 &20 51* %$7
3URFHGXUH
<RXOHDYHWKHSURWHFWLRQ]RQHZLWKWKH+0,GHYLFHWKURXJKWKHVHFXULW\V\VWHP
7KH+0,GHYLFHLQLWLDWHVDORFDOUDPSGRZQ
7KH)RUFHGORJRIIGLDORJRSHQVZLWKWKHIROORZLQJV\PERO
&ORVHWKH)RUFHGORJRIIGLDORJZLWK2.
5HVXOW
7KH+0,GHYLFHLVORJJHGRIIWKHPDFKLQH7KHPDFKLQHLVIUHHDJDLQIRUORJRQ
/('GLVSOD\ (0(5*(1&<
6723EXWWRQ
(QDEOLQJEXWWRQ
6$)( 3:5 &20 51* %$7
REVIEW
E
N
G
LI
S
H
2
7.
0
7.2
0
1
0
$SSHQGL[
$7\SLFDORSHUDWLQJSURFHGXUHVDQGSRWHQWLDOIDXOWVFHQDULRV
0RELOH3DQHO),:/$190RELOH3DQHO),:/$15),'7DJ
2SHUDWLQJ,QVWUXFWLRQV$(
$ /RJJLQJRIIWKHPDFKLQH
5HTXLUHPHQW
Ⴠ7KH+0,GHYLFHLVORJJHGRQWRDPDFKLQH
Ⴠ7KH(IIHFWLYHUDQJHQDPHREMHFWZLOOEHGLVSOD\HGLQJUHHQ
5
DQJHQDPH
/('GLVSOD\ (0(5*(1&<
6723EXWWRQ
(QDEOLQJEXWWRQ
6$)( 3:5 &20 51* %$7
3URFHGXUH
&RQILUPWKH(IIHFWLYHUDQJHQDPH5),'REMHFW
7KH(IIHFWLYHUDQJHORJRIIGLDORJRSHQVZLWKWKHIROORZLQJV\PERO
&RQILUPWKHORJRIIIURPWKHPDFKLQHZLWKWKH<HVEXWWRQ
5HVXOW
Ⴠ7KH+0,GHYLFHLVORJJHGRIIWKHPDFKLQH
Ⴠ7KH(IIHFWLYHUDQJHQDPH5),'REMHFWLVVKRZQLQZKLWHODEHOHG6FDQ
/('GLVSOD\ (0(5*(1&<
6723EXWWRQ
(QDEOLQJEXWWRQ
6$)( 3:5 &20 51* %$7
REVIEW
E
N
G
LI
S
H
2
7.
0
7.2
0
1
0
$SSHQGL[
$7\SLFDORSHUDWLQJSURFHGXUHVDQGSRWHQWLDOIDXOWVFHQDULRV
0RELOH3DQHO),:/$190RELOH3DQHO),:/$15),'7DJ
2SHUDWLQJ,QVWUXFWLRQV$(
$ )DXOW\RSHUDWLQJVWDWHV
$ &RPPXQLFDWLRQHUURUIRUWKHLQWHJUDWHG+0,GHYLFH
5HTXLUHPHQW
Ⴠ7KH+0,GHYLFHLVLQWHJUDWHGLQWKHVDIHW\SURJUDPRIWKH)&38
Ⴠ7KH+0,GHYLFHLVQRWORJJHGRQWRDPDFKLQH
/('GLVSOD\ (0(5*(1&<
6723EXWWRQ
(QDEOLQJEXWWRQ
6$)( 3:5 &20 51* %$7
3URFHGXUH
<RXDUHOHDYLQJWKH:/$1UDQJHZLWKWKH+0,GHYLFH
7KH&20/('IODVKHV7KH)&38GHWHFWVDFRPPXQLFDWLRQHUURUDQGLQLWLDWHVDJOREDO
UDPSGRZQ7KH6$)(/('JRHVRXW7KHXVHULVLQIRUPHGWKDWQRVDIHW\IXQFWLRQVDUH
DYDLODEOH7KH1RVDIHW\FRQQHFWLRQGLDORJLVVKRZQZLWKWKHIROORZLQJV\PERO
<RXZLOOUHWXUQWRWKH:/$1UDQJHZLWKLQVHFRQGV
7KH$FNQRZOHGJPHQWRIFRPPXQLFDWLRQHUURUGLDORJRSHQVZLWKWKHIROORZLQJV\PERO
$FNQRZOHGJHWKHFRPPXQLFDWLRQHUURU6HH5HVXOW
<RXUHPDLQRXWVLGHWKH:/$1
7KH&RQILUPUHPRYDOGLDORJZLOOEHGLVSOD\HGDIWHUVHFRQGVZLWKWKHIROORZLQJ
V\PERO
6HH5HVXOW
REVIEW
E
N
G
LI
S
H
2
7.
0
7.2
0
1
0
$SSHQGL[
$7\SLFDORSHUDWLQJSURFHGXUHVDQGSRWHQWLDOIDXOWVFHQDULRV
0RELOH3DQHO),:/$190RELOH3DQHO),:/$15),'7DJ
2SHUDWLQJ,QVWUXFWLRQV$(
5HVXOWದ5HWXUQWRWKH:/$1UDQJH
Ⴠ7KH*OREDOUDPSGRZQVLJQDOLVFDQFHOHG352),VDIHFRPPXQLFDWLRQLVDJDLQSRVVLEOH
Ⴠ7KH+0,GHYLFHLVIXOO\RSHUDEOH
/('GLVSOD\ (0(5*(1&<
6723EXWWRQ
(QDEOLQJEXWWRQ
6$)( 3:5 &20 51* %$7
5HVXOWದ1RUHWXUQWRWKH:/$1UDQJH
Ⴠ7KHSURMHFWZLOOEHFORVHGLPPHGLDWHO\LI\RXFRQILUPWKH&RQILUPUHPRYDOGLDORJZLWKLQ
VHFRQGV
Ⴠ7KHDFWLYHSURMHFWZLOOEHFORVHGDXWRPDWLFDOO\LI\RXGRQ
QRW
FRQILUPWKH&RQILUPUHPRYDO
GLDORJZLWKLQVHFRQGV
Ⴠ7KH:LQGRZV&(GHVNWRSZLWKWKHORDGHULVVKRZQRQWKHGLVSOD\
/('GLVSOD\ (0(5*(1&<
6723EXWWRQ
(QDEOLQJEXWWRQ
6$)( 3:5 &20 51* %$7
:LUHOHVVQHWZRUNFRPPXQLFDWLRQLVUHHVWDEOLVKHGLI\RXODWHUUHWXUQWRWKH:/$1UDQJHZLWK
WKH+0,GHYLFH6WDUWWKHSURMHFWDJDLQ$FNQRZOHGJHWKHFRPPXQLFDWLRQHUURULQWKH
$FNQRZOHGJPHQWRIFRPPXQLFDWLRQHUURUGLDORJZLWKWKHIROORZLQJV\PERO
7KH*OREDOUDPSGRZQVLJQDOLVFDQFHOOHGZKHQ\RXDFNQRZOHGJHWKHFRPPXQLFDWLRQHUURU
7HVWWKHHQDEOLQJEXWWRQVZKHQWKH7HVW(QDEOLQJ%XWWRQGLDORJLVVKRZQZLWKWKHIROORZLQJ
V\PERO
REVIEW
E
N
G
LI
S
H
2
7.
0
7.2
0
1
0
$SSHQGL[
$7\SLFDORSHUDWLQJSURFHGXUHVDQGSRWHQWLDOIDXOWVFHQDULRV
0RELOH3DQHO),:/$190RELOH3DQHO),:/$15),'7DJ
2SHUDWLQJ,QVWUXFWLRQV$(
7KH+0,GHYLFHLVLQWHJUDWHGDJDLQ
1RWH
8VHUVFDQUHDFWWRDIDXOWRQWKH+0,GHYLFHE\UHVHWWLQJWKHDVVRFLDWHG)B)%B03WRWKH
RULJLQDOVWDWHXVLQJLQSXW6B03B5(67KLVDFWLRQVHWVWKHUHOHYDQW+0,GHYLFHWRWKH
UHPRYHGVWDWHDQGWKHJOREDOUDPSGRZQVLJQDOLVFDQFHOHG
$ &RPPXQLFDWLRQHUURUVZLWKORJJHGRQ+0,GHYLFH
6WDUWLQJVLWXDWLRQ
7KH+0,GHYLFHLVORJJHGRQWRDPDFKLQH
5
DQJHQDPH
/('GLVSOD\ (0(5*(1&<
6723EXWWRQ
(QDEOLQJEXWWRQ
6$)( 3:5 &20 51* %$7
)DXOW
$FRPPXQLFDWLRQHUURURFFXUV
7KH)&38LQLWLDWHVDVKXWGRZQDQGVWRSVWKHPDFKLQH7KH6$)(DQG51*/('VDUH
RII
7KHRSHUDWRULVDOHUWHGWKDWQRVDIHW\UHODWHGFRPPXQLFDWLRQLVDYDLODEOH
5HVXOWದ&RPPXQLFDWLRQZLOOEHUHHVWDEOLVKHGZLWKLQVHFRQGV
,IWKHFRPPXQLFDWLRQLVUHHVWDEOLVKHGZLWKLQVHFRQGVWKH$FNQRZOHGJPHQWRI
FRPPXQLFDWLRQHUURUGLDORJZLOORSHQ
,IWKHRSHUDWRUDFNQRZOHGJHVWKHFRPPXQLFDWLRQHUURUWKHVKXWGRZQVLJQDOZLOOEH
FDQFHOOHG352),VDIHFRPPXQLFDWLRQLVDJDLQSRVVLEOH7KHPDFKLQHLVIUHHDJDLQIRUORJRQ
/('GLVSOD\ (0(5*(1&<
6723EXWWRQ
(QDEOLQJEXWWRQ
6$)( 3:5 &20 51* %$7
E
N
G
LI
S
H
2
7.
0
7.2
0
1
0
$SSHQGL[
$7\SLFDORSHUDWLQJSURFHGXUHVDQGSRWHQWLDOIDXOWVFHQDULRV
0RELOH3DQHO),:/$190RELOH3DQHO),:/$15),'7DJ
2SHUDWLQJ,QVWUXFWLRQV$(
5HVXOWದ&RPPXQLFDWLRQUHPDLQVLQWHUUXSWHGIRUPRUHWKDQVHFRQGV
,IFRPPXQLFDWLRQUHPDLQVLQWHUUXSWHGIRUPRUHWKDQVHFRQGVWKHSURMHFWZLOOEHFORVHG
7KH+0,GHYLFHGLVSOD\VWKH:LQGRZV&('HVNWRSZLWKWKHORDGHU
:LUHOHVVQHWZRUNFRPPXQLFDWLRQLVUHHVWDEOLVKHGLI\RXODWHUUHWXUQWRWKH:/$1UDQJHZLWK
WKH+0,GHYLFH6WDUWWKHSURMHFWDJDLQ$FNQRZOHGJHWKHFRPPXQLFDWLRQHUURULQWKH
$FNQRZOHGJPHQWRIFRPPXQLFDWLRQHUURUGLDORJ
7KHVKXWGRZQVLJQDOLVUHYRNHG7KH+0,GHYLFHLVIXOO\RSHUDEOH
/('GLVSOD\ (0(5*(1&<
6723EXWWRQ
(QDEOLQJEXWWRQ
6$)( 3:5 &20 51* %$7
$ ,QWHUQDOHUURU
5HTXLUHPHQW
Ⴠ7KH+0,GHYLFHLVORJJHGRQLQWKHHIIHFWLYHUDQJH
5
DQJHQDPH
/('GLVSOD\ (0(5*(1&<
6723EXWWRQ
(QDEOLQJEXWWRQ
6$)( 3:5 &20 51* %$7
3URFHGXUH
Ⴠ$QLQWHUQDOHUURURFFXUVRQWKH+0,GHYLFH
REVIEW
E
N
G
LI
S
H
2
7.
0
7.2
0
1
0
$SSHQGL[
$7\SLFDORSHUDWLQJSURFHGXUHVDQGSRWHQWLDOIDXOWVFHQDULRV
0RELOH3DQHO),:/$190RELOH3DQHO),:/$15),'7DJ
2SHUDWLQJ,QVWUXFWLRQV$(
5HVXOW
Ⴠ7KH)&38SHUIRUPVDVKXWGRZQ7KHSDUWVRIWKHSODQWEHORQJLQJWRWKHHIIHFWLYHUDQJH
RUSURWHFWLRQ]RQHLVVWRSSHG
Ⴠ7KHSURMHFWLVFORVHGLPPHGLDWHO\
Ⴠ7KH+0,GHYLFHVKRZVDUHGHUURUGLVSOD\
Ⴠ$OO/('VJRRXW
Ⴠ7KHHIIHFWLYHUDQJHUHPDLQVDOORFDWHG
/('GLVSOD\ (0(5*(1&<
6723EXWWRQ
(QDEOLQJEXWWRQ
6$)( 3:5 &20 51* %$7
$ 'LVFUHSDQF\HUURUGXULQJDJUHHPHQWRUSDQLF
7KHHQDEOLQJEXWWRQLVWZRFKDQQHO%RWKFRQWDFWVPXVWEHFORVHGDWWKHVDPHWLPHIRUWKH
DJUHHPHQWDQGSDQLFVZLWFKSRVLWLRQV$GLVFUHSDQF\HUURULVJHQHUDWHGLIRQHRIWKH
FRQWDFWVLVRSHQZKLOHWKHRWKHULVFORVHG7KHIROORZLQJIDXOWVFHQDULRVFDQRFFXU
Ⴠ7KHHQDEOLQJEXWWRQLVDVNHZ
Ⴠ7KHHQDEOLQJEXWWRQLVGHIHFWLYH
$ 7KHHQDEOLQJEXWWRQLVDVNHZ
5HTXLUHPHQW
7KH+0,GHYLFHLVLQWHJUDWHG
Ⴠ7KH+0,GHYLFHLVQ
QRW
ORJJHGRQWRDPDFKLQH
/('GLVSOD\ (0(5*(1&<
6723EXWWRQ
(QDEOLQJEXWWRQ
6$)( 3:5 &20 51* %$7
Ⴠ7KH+0,GHYLFHLVORJJHGRQWRDPDFKLQH
/('GLVSOD\ (0(5*(1&<
6723EXWWRQ
(QDEOLQJEXWWRQ
6$)( 3:5 &20 51* %$7
REVIEW
E
N
G
LI
S
H
2
7.
0
7.2
0
1
0
$SSHQGL[
$7\SLFDORSHUDWLQJSURFHGXUHVDQGSRWHQWLDOIDXOWVFHQDULRV
0RELOH3DQHO),:/$190RELOH3DQHO),:/$15),'7DJ
2SHUDWLQJ,QVWUXFWLRQV$(
3URFHGXUH
3UHVVWKHHQDEOLQJEXWWRQ
3UHVVWKHHQDEOLQJEXWWRQWRWKHVZLWFKVHWWLQJSDQLF
,I\RXSUHVVWKHHGJHRIDQHQDEOLQJEXWWRQWKHSUHVVXUHSRLQWIRUWKHFRQWDFWVLVQRW
FHQWHUHG7KHVLJQDOLVWKHUHIRUHWUDQVPLWWHGRQO\WKURXJKRQHRIWKHWZRFRQWDFWV7KH
FRQWUROOHUGHWHFWVDGLVFUHSDQF\
5HVXOW
7KHHQDEOHGVWDWHLVZLWKGUDZQZKHQDGLVFUHSDQF\LVGHWHFWHG7KH'LVFUHSDQF\HUURU
HQDEOLQJEXWWRQGLDORJRSHQVZLWKWKHIROORZLQJV\PEROZKHQWKHGLVFUHSDQF\WLPHH[SLUHV
7KHGLDORJVWD\VRSHQXQWLOWKLVGLVFUHSDQF\LVFRUUHFWHG$GGLWLRQDOLQIRUPDWLRQRQ
GLVFUHSDQF\WLPHLVDYDLODEOHLQ0RELOH3DQHO),:/$13DJHVHFWLRQ)DLOVDIH
RSHUDWLRQ
(QDEOLQJLVPDGHSRVVLEOHE\SUHVVLQJWKHHQDEOLQJEXWWRQDJDLQIURPWKH]HURSRVLWLRQ
Ⴠ7KH+0,GHYLFHLVLQWHJUDWHGEXWQ
QRW
ORJJHGRQWRDPDFKLQH
/('GLVSOD\ (0(5*(1&<
6723EXWWRQ
(QDEOLQJEXWWRQ
6$)( 3:5 &20 51* %$7
Ⴠ7KH+0,GHYLFHLVLQWHJUDWHGDQGORJJHGRQWRDPDFKLQH
/('GLVSOD\ (0(5*(1&<
6723EXWWRQ
(QDEOLQJEXWWRQ
6$)( 3:5 &20 51* %$7
REVIEW
E
N
G
LI
S
H
2
7.
0
7.2
0
1
0
$SSHQGL[
$7\SLFDORSHUDWLQJSURFHGXUHVDQGSRWHQWLDOIDXOWVFHQDULRV
0RELOH3DQHO),:/$190RELOH3DQHO),:/$15),'7DJ
2SHUDWLQJ,QVWUXFWLRQV$(
$ 7KHHQDEOLQJEXWWRQLVGHIHFWLYH
5HTXLUHPHQW
Ⴠ7KH+0,GHYLFHLVLQWHJUDWHGDQGORJJHGRQWRDPDFKLQH
Ⴠ$QHQDEOLQJEXWWRQLVGHIHFWLYHDQGQRWSUHVVHG
'LVWLQJXLVKEHWZHHQWKHWZRVFHQDULRV
ದ6FHQDULR
2QHFKDQQHORIWKHHQDEOLQJEXWWRQLVRSHQHGSHUPDQHQWO\
ದ6FHQDULR
2QHFKDQQHORIWKHHQDEOLQJEXWWRQLVFORVHGSHUPDQHQWO\
'LVFUHSDQF\LVGHWHFWHGLQWKLVVLWXDWLRQ7KH'LVFUHSDQF\HUURUHQDEOLQJEXWWRQ
GLDORJLVGLVSOD\HGZLWKWKHIROORZLQJV\PERO
/('GLVSOD\ (0(5*(1&<
6723EXWWRQ
(QDEOLQJEXWWRQ
6$)( 3:5 &20 51* %$7
3URFHGXUH
3UHVVWKHHQDEOLQJEXWWRQ
3UHVVWKHHQDEOLQJEXWWRQWRWKHVZLWFKVHWWLQJSDQLF
5HVXOWದ6FHQDULR
Ⴠ7KHHQDEOHGVWDWHLVQRWDFWLYDWHG
7KH'LVFUHSDQF\HUURUHQDEOLQJEXWWRQGLDORJRSHQVZLWKWKHIROORZLQJV\PEROZKHQWKH
GLVFUHSDQF\WLPHH[SLUHV
7KHGLDORJVWD\VRSHQXQWLOWKHHQDEOLQJEXWWRQLVUHOHDVHG7KLVVWHSFDQFHOVWKH
GLVFUHSDQF\$GLVFUHSDQF\HUURULVGLVSOD\HGDJDLQZKHQWKHRSHUDWRUSUHVVHVWKH
HQDEOLQJEXWWRQRQFHDJDLQ
Ⴠ7KHGHYLFHPXVWEHUHSDLUHG6HHVHFWLRQ6SDUHSDUWVDQGUHSDLUV3DJH
Ⴠ3UHVVWKHVHFRQGZRUNLQJHQDEOLQJEXWWRQWRUHPRYHWKH+0,GHYLFH
REVIEW
E
N
G
LI
S
H
2
7.
0
7.2
0
1
0
$SSHQGL[
$7\SLFDORSHUDWLQJSURFHGXUHVDQGSRWHQWLDOIDXOWVFHQDULRV
0RELOH3DQHO),:/$190RELOH3DQHO),:/$15),'7DJ
2SHUDWLQJ,QVWUXFWLRQV$(
5HVXOWದ6FHQDULR
Ⴠ7KH'LVFUHSDQF\HUURUHQDEOLQJEXWWRQGLDORJLVFORVHGDQGWKHGLVFUHSDQF\LVFOHDUHG
7KHHQDEOHVLJQDOUHPDLQVLQGHDFWLYDWHGVWDWH7KH'LVFUHSDQF\HUURUHQDEOLQJEXWWRQ
GLDORJLVGLVSOD\HGZLWKWKHIROORZLQJV\PEROZKHQWKHHQDEOLQJEXWWRQLVUHOHDVHG
Ⴠ7KHGHYLFHPXVWEHUHSDLUHG6HHVHFWLRQ6SDUHSDUWVDQGUHSDLUV3DJH
$ 5HPRYLQJWKH+0,GHYLFH
5HTXLUHPHQW
Ⴠ7KHSURMHFWPXVWEHVWDUWHG
Ⴠ7KH+0,GHYLFHLVLQWHJUDWHGLQWKHVDIHW\SURJUDPRIWKH)&38
Ⴠ7KH+0,GHYLFHLVQRWORJJHGRQWRDPDFKLQH
/('GLVSOD\ (0(5*(1&<
6723EXWWRQ
(QDEOLQJEXWWRQ
6$)( 3:5 &20 51* %$7
REVIEW
E
N
G
LI
S
H
2
7.
0
7.2
0
1
0
$SSHQGL[
$7\SLFDORSHUDWLQJSURFHGXUHVDQGSRWHQWLDOIDXOWVFHQDULRV
0RELOH3DQHO),:/$190RELOH3DQHO),:/$15),'7DJ
2SHUDWLQJ,QVWUXFWLRQV$(
3URFHGXUH
7RFORVHWKHSURMHFWXVHWKHRSHUDWRUFRQWUROGHVLJQHGIRUWKLVSXUSRVH
7KH6WDUWUHPRYDOGLDORJRSHQVZLWKWKHIROORZLQJV\PERO
8VHWKH<HVEXWWRQWRFRQILUPWKHUHPRYDO
7KH&RQILUPUHPRYDOGLDORJRSHQVZLWKWKHIROORZLQJV\PERO
3UHVVDQHQDEOLQJEXWWRQZLWKLQVHFRQGV
127,&(
*OREDOUDPSGRZQ
$JOREDOUDPSGRZQZLOORFFXULI\RXGRQRWFRQILUPWKH&RQILUPUHPRYDOGLDORJZLWKLQ
VHFRQGVZLWKWKHHQDEOLQJEXWWRQ
3UHVVDQHQDEOLQJEXWWRQZLWKLQVHFRQGV
5HVXOW
Ⴠ6DIHW\UHODWHGFRPPXQLFDWLRQLVWHUPLQDWHG
Ⴠ7KH+0,GHYLFHKDVEHHQVXFFHVVIXOO\UHPRYHGIURPWKHVDIHW\SURJUDPRIWKH)&38
Ⴠ7KHSURMHFWLVFORVHG
Ⴠ7KH+0,GHYLFHVKRZVWKH:LQGRZV&('HVNWRSZLWKWKHORDGHU
/('GLVSOD\ (0(5*(1&<
6723EXWWRQ
(QDEOLQJEXWWRQ
6$)( 3:5 &20 51* %$7
REVIEW
E
N
G
LI
S
H
2
7.
0
7.2
0
1
0
$SSHQGL[
$7\SLFDORSHUDWLQJSURFHGXUHVDQGSRWHQWLDOIDXOWVFHQDULRV
0RELOH3DQHO),:/$190RELOH3DQHO),:/$15),'7DJ
2SHUDWLQJ,QVWUXFWLRQV$(
$ 6ZLWFKLQJRIIWKH+0,GHYLFH
5HTXLUHPHQW
Ⴠ7KHSURMHFWPXVWEHVWDUWHG
Ⴠ7KH+0,GHYLFHLVLQWHJUDWHGLQWKHVDIHW\SURJUDPRIWKH)&38
/('GLVSOD\ (0(5*(1&<
6723EXWWRQ
(QDEOLQJEXWWRQ
6$)( 3:5 &20 51* %$7
3URFHGXUH
&ORVHDOORSHQGLDORJV
3UHVVDQGKROGWKH212))EXWWRQIRUDWOHDVWVHFRQGV
7KH6WDUWUHPRYDOGLDORJRSHQVZLWKWKHIROORZLQJV\PERO
8VHWKH<HVEXWWRQWRFRQILUPWKHUHPRYDO
7KH&RQILUPUHPRYDOGLDORJRSHQVZLWKWKHIROORZLQJV\PERO
3UHVVDQHQDEOLQJEXWWRQZLWKLQVHFRQGV
127,&(
*OREDOUDPSGRZQ
$JOREDOUDPSGRZQZLOORFFXULI\RXGRQRWFRQILUPWKH&RQILUPUHPRYDOGLDORJZLWKLQ
VHFRQGVZLWKWKHHQDEOLQJEXWWRQ
3UHVVDQHQDEOLQJEXWWRQZLWKLQVHFRQGV
REVIEW
E
N
G
LI
S
H
2
7.
0
7.2
0
1
0
$SSHQGL[
$([DPSOHRIDSSOLFDWLRQIRUWUDQVSRQGHUV\VWHP
0RELOH3DQHO),:/$190RELOH3DQHO),:/$15),'7DJ
2SHUDWLQJ,QVWUXFWLRQV$(
5HVXOW
Ⴠ6DIHW\UHODWHGFRPPXQLFDWLRQLVWHUPLQDWHG
Ⴠ7KH+0,GHYLFHKDVEHHQVXFFHVVIXOO\UHPRYHGIURPWKHVDIHW\SURJUDPRIWKH)&38
Ⴠ7KHSURMHFWLVFORVHG
Ⴠ7KH+0,GHYLFHZLOOEHVZLWFKHGRII
/('GLVSOD\ (0(5*(1&<
6723EXWWRQ
(QDEOLQJEXWWRQ
6$)( 3:5 &20 51* %$7
$ ([DPSOHRIDSSOLFDWLRQIRUWUDQVSRQGHUV\VWHP
$ &RQILJXUDWLRQDQGRSHUDWLRQ
7KHIROORZLQJH[DPSOHVKRZVDSRVVLEOHDSSOLFDWLRQRIWKHVDIHW\IXQFWLRQVRIWKH
0RELOH3DQHO),:/$1
1RWH
7KLVH[DPSOHLVLQUHJDUGVWRWKHRYHUULGHPRGHLQWKHWUDQVSRQGHUV\VWHP)XUWKHUVDIHW\
V\VWHPVPXVWDGGLWLRQDOO\EHFRQVLGHUHGLQWKHVDIHW\SURJUDP7KHVHVDIHW\V\VWHPVDUH
LQGHSHQGHQWRIWKHRYHUULGHPRGH
2EVHUYHWKHLQIRUPDWLRQDERXW6'LVWULEXWHG6DIHW\LQWKHRQOLQHKHOSIRU6'LVWULEXWHG
6DIHW\DQGLQWKHIROORZLQJPDQXDO
3URJUDPPLQJDQGRSHUDWLRQPDQXDO6'LVWULEXWHG6DIHW\&RQILJXULQJDQG3URJUDPPLQJ
KWWSVXSSRUWDXWRPDWLRQVLHPHQVFRP::YLHZHQ
REVIEW
E
N
G
LI
S
H
2
7.
0
7.2
0
1
0
$SSHQGL[
$([DPSOHRIDSSOLFDWLRQIRUWUDQVSRQGHUV\VWHP
0RELOH3DQHO),:/$190RELOH3DQHO),:/$15),'7DJ
2SHUDWLQJ,QVWUXFWLRQV$(
&RQILJXUDWLRQH[DPSOH
7KHIROORZLQJVDPSOHFRQILJXUDWLRQVKRZVDURERWFHOOZKLFKLVSURWHFWHGE\DSURWHFWLYH
IHQFHZLWKDSURWHFWLYHGRRU
7RRSHUDWHWKHURERWLQRYHUULGHPRGHWKHIROORZLQJGHYLFHVPXVWDOVREHLQVWDOOHG
Ⴠ$WUDQVSRQGHU
%\ORJJLQJRQWRWKLVHIIHFWLYHUDQJHWKHRSHUDWRULVJUDQWHGWKHSHUPLVVLRQWRDFWLYDWH
WKHRYHUULGHVZLWFK:LWKRXWORJRQWRWKHHIIHFWLYHUDQJHDFWLYDWLQJWKHRYHUULGHVZLWFK
ZLOOKDYHQRHIIHFW
Ⴠ2YHUULGHVZLWFK
:KHQWKHRSHUDWRUDFWLYDWHVWKHRYHUULGHVZLWFKDIWHUORJRQWRWKHUHOHYDQWHIIHFWLYH
UDQJHWKHRYHUULGHPRGHLVDFWLYDWHGE\WKHSRVLWLYHHGJHRIWKHVZLWFK
Ⴠ$QDODUPFRQWDFWPDWDWWKHHQWUDQFHWRWKHSURWHFWHGDUHD
7KHDODUPFRQWDFWPDWHQDEOHV\RXWRGHWHFWZKHWKHUWKHRSHUDWRULVOHDYLQJWKH
SURWHFWHGDUHDRUZKHWKHUDVHFRQGSHUVRQLVHQWHULQJWKHSURWHFWHGDUHDZKLOHWKH
RYHUULGHPRGHLVDFWLYH,QWKHVHFDVHVWKHRYHUULGHPRGHLVDXWRPDWLFDOO\WHUPLQDWHG
$GGLWLRQDOO\DVLJQDOOLJKWLVLQVWDOOHGZKLFKVKRZVWKDWDQ+0,GHYLFHLVORJJHGRQWRWKH
HIIHFWLYHUDQJH
7KHIROORZLQJLPDJHVKRZVWKHGHYLFHVEHLQJXVHG
3
5
2
),VD
IH
(
(
$
$
$
REVIEW
E
N
G
LI
S
H
2
7.
0
7.2
0
1
0
$SSHQGL[
$([DPSOHRIDSSOLFDWLRQIRUWUDQVSRQGHUV\VWHP
0RELOH3DQHO),:/$190RELOH3DQHO),:/$15),'7DJ
2SHUDWLQJ,QVWUXFWLRQV$(
7KHIROORZLQJVLJQDOVDUHXVHG
)XQFWLRQ
6\PEROLFQDPH
6LJQDO ([SODQDWLRQ
2YHUULGHVZLWFK
6ZLWFKB2YHUULGH
, 2YHUULGHVZLWFKLVRII
2YHUULGHVZLWFKLVRQ
$ODUPFRQWDFWPDW
&RQWDFWB0DWV
, 6WHSRQFRQWDFWSUHVVXUHPDW
'RQRWVWHSRQDODUPFRQWDFWPDW
)XQFWLRQNH\)RIWKH+0,
GHYLFH
)XQFWLRQNH\B)
( )XQFWLRQNH\QRWSUHVVHG
)XQFWLRQNH\SUHVVHG
(QDEOLQJEXWWRQ (1$%/(
)B)%B51*B
1RHQDEOH
(QDEOH
3RZHU212))URERW
(B6WRSB5RERW
2 (0(5*(1&<6723WULJJHUHG
1RUPDORSHUDWLRQRISODQW
$FWXDWRUWRURERW 2 7KHURERWLVQRWRSHUDWHGZLWK)DQGWKH
HQDEOLQJEXWWRQV
7KHURERWLVRSHUDWHGZLWK)DQGWKHHQDEOLQJ
EXWWRQV
6LJQDOODPS 2 (IIHFWLYHUDQJHLVQRWLQXVHWKHVLJQDOODPSLV
RII
(IIHFWLYHUDQJHLVLQXVHWKHVLJQDOODPSLVRQ
REVIEW
E
N
G
LI
S
H
2
7.
0
7.2
0
1
0
$SSHQGL[
$([DPSOHRIDSSOLFDWLRQIRUWUDQVSRQGHUV\VWHP
0RELOH3DQHO),:/$190RELOH3DQHO),:/$15),'7DJ
2SHUDWLQJ,QVWUXFWLRQV$(
)ORZFKDUW
7KHIROORZLQJIORZFKDUWVKRZVWKHRSHUDWLRQVHTXHQFHRIWKHH[DPSOH
6WDUW
2YHUULGHPRGH
DFWLYH"
2YHUULGHPRGH
DFWLYH
2YHUULGHPRGH
GHDFWLYDWHG
2YHUULGHPRGH
DFWLYH
2YHUULGHPRGH
GHDFWLYDWHG
2YHUULGHVZLWFK
RQ"
8VHULQSURWHFWHG
DUHD"
0RELOH3DQHO
ORJJHGRQDWWKH
HIIHFWLYHUDQJH"
2YHUULGHVZLWFK
SRVHGJH"
<(6
<(6
<(6 12
12
<(6 12
<(6
$ &RQILJXULQJWKHFRQWUROOHUDQG+0,GHYLFHLQ67(3
7KLVFKDSWHUVKRZV\RXWKHPRVWLPSRUWDQWVHWWLQJV\RXQHHGWRPDNHLQ+:&RQILJIRUWKH
)&38DQGIRUWKH+0,GHYLFH
5HTXLUHPHQW
7KHIROORZLQJGHYLFHVDUHUHTXLUHG
Ⴠ6HHVHFWLRQ(TXLSPHQWIRU+0,GHYLFHDQGSODQW3DJH
7KHIROORZLQJVRIWZDUHLVUHTXLUHG
Ⴠ6HHVHFWLRQ6RIWZDUHUHTXLUHPHQWV3DJH
REVIEW
E
N
G
LI
S
H
2
7.
0
7.2
0
1
0
$SSHQGL[
$([DPSOHRIDSSOLFDWLRQIRUWUDQVSRQGHUV\VWHP
0RELOH3DQHO),:/$190RELOH3DQHO),:/$15),'7DJ
2SHUDWLQJ,QVWUXFWLRQV$(
3URFHGXUHIDLOVDIH3/&
127,&(
6DIHW\IXQFWLRQ
&RQILJXUDWLRQRIWKHVDIHW\IXQFWLRQVLQ67(3ZLWKWKH6,0$7,&6'LVWULEXWHG6DIHW\
DGGRQSDFNDJHFDQDFKLHYHIDLOVDIHRSHUDWLRQDFFRUGLQJWR6,/RU3HUIRUPDQFH/HYHOH
DQG&DWHJRU\IRUWKH+0,GHYLFH
$Q\FKDQJHVWRWKHVHWWLQJVPD\UHVXOWLQWKHORVVRIWKHVDIHW\IXQFWLRQ
3URFHHGDVIROORZV
&UHDWHD67(3SURMHFWLQWKH6,0$7,&0DQDJHU
2SHQWKHKDUGZDUHFRQILJXUDWLRQIRUWKH+:&RQILJ
$GGWKHUHTXLUHG)&38DQGD352),1(7FRQQHFWLRQ
'RXEOHFOLFNLQWKH+:&RQILJRQWKH)&38
7KHVHWWLQJVZLOORSHQ
REVIEW
E
N
G
LI
S
H
2
7.
0
7.2
0
1
0
$SSHQGL[
$([DPSOHRIDSSOLFDWLRQIRUWUDQVSRQGHUV\VWHP
0RELOH3DQHO),:/$190RELOH3DQHO),:/$15),'7DJ
2SHUDWLQJ,QVWUXFWLRQV$(
6HOHFWWKH&\FOLF,QWHUUXSWVWDE
7KLVLVZKHUH\RXVHWWKHF\FOHWLPHIRUWKH2%
,IWKHF\FOHWLPHIRU2%LVVHWWRRKLJKPHVVDJHIUDPHVPD\EHPLVVLQJDQGWKHUH
PD\EHDGHOD\LQHYDOXDWLQJWKH(6723RXWSXWRIWKH)B)%B51*BQ
6HWWKHF\FOHWLPHIRU2%VORZHUWKDQWKH352),1(7,2WLPH
6HOHFWWKH3URWHFWLRQ/HYHOJURXS
$VVLJQDSDVVZRUGIRUWKHVDIHW\SURJUDP
6HWWKH&38FRQWDLQVVDIHW\SURJUDPFKHFNER[
$OOWKH)EORFNVUHTXLUHGIRUWKHVDIHRSHUDWLRQRIWKH)PRGXOHVZLOORQO\EHFRPSLOHG
ZLWKWKLVVHWWLQJRQFRPSLODWLRQRIWKH+:&RQILJRI67(3
REVIEW
E
N
G
LI
S
H
2
7.
0
7.2
0
1
0
$SSHQGL[
$([DPSOHRIDSSOLFDWLRQIRUWUDQVSRQGHUV\VWHP
0RELOH3DQHO),:/$190RELOH3DQHO),:/$15),'7DJ
2SHUDWLQJ,QVWUXFWLRQV$(
3URFHGXUH+0,GHYLFH
3URFHHGDVIROORZV
$GGWKH+0,GHYLFHLQWKH+:&RQILJ
'RXEOHFOLFNWKH0RELOH3DQHO),:/$1LQ+:&RQILJ
7KHSURSHUWLHVGLDORJIURPWKH+0,GHYLFHZLOOEHRSHQHG
REVIEW
E
N
G
LI
S
H
2
7.
0
7.2
0
1
0
$SSHQGL[
$([DPSOHRIDSSOLFDWLRQIRUWUDQVSRQGHUV\VWHP
0RELOH3DQHO),:/$190RELOH3DQHO),:/$15),'7DJ
2SHUDWLQJ,QVWUXFWLRQV$(
'RXEOHFOLFNLQ+:&RQILJGHWDLOYLHZRQWKHPRGXOH0RELOH)DLOVDIHB,2
7KHSURSHUWLHVGLDORJRIWKHPRGXOH0RELOH)DLOVDIHB,2IRUWKH352),VDIHSDUDPHWHU
LVGLVSOD\HG
(QWHUDGHYLFHQDPHIRUWKH+0,GHYLFH
7KHGHYLFHQDPHPXVWEHXQDPELJXRXVLQWKH(WKHUQHWVXEQHW7KLVQDPHPXVWPDWFK
WKHQDPHGHILQHGLQWKH&RQWURO3DQHORIWKH+0,GHYLFHXQGHU352),1(7LQWKHWH[W
ER['HYLFHQDPHPD[FKDUDFWHUV
&KDQJHWRWKH$GGUHVVHVWDE
7KHIROORZLQJGLDORJDSSHDUV
+HUHGHILQHWKHVWDUWLQJDGGUHVVHVRIWKHLQSXWVDQGWKHSURFHVVLPDJHWRZKLFKWKLV
DGGUHVVDUHDEHORQJV
REVIEW
E
N
G
LI
S
H
2
7.
0
7.2
0
1
0
$SSHQGL[
$([DPSOHRIDSSOLFDWLRQIRUWUDQVSRQGHUV\VWHP
0RELOH3DQHO),:/$190RELOH3DQHO),:/$15),'7DJ
2SHUDWLQJ,QVWUXFWLRQV$(
+HUHGHILQHWKHVWDUWLQJDGGUHVVHVRIWKHRXWSXWVDQGWKHSURFHVVLPDJHWRZKLFKWKLV
DGGUHVVDUHDEHORQJV
&KDQJHWRWKH352),VDIHWDE
7KHIROORZLQJGLDORJDSSHDUV
(QWHUWKH352),VDIHDGGUHVVRIWKH+0,GHYLFHLQ)B'HVWB$GG
7KLVDGGUHVVPXVWPDWFKWKHDGGUHVVRQWKH+0,GHYLFH
(QWHUWKHPRQLWRULQJWLPHIRUWKHIDLOVDIH,2GHYLFHLQ)B:'B7LPHPV
$YDOLGFXUUHQWVDIHW\IUDPHPXVWUHDFKWKH)&38DQGEHUHWXUQHGWRWKH+0,GHYLFH
ZLWKLQWKHPRQLWRULQJWLPHSHULRG7KLVJXDUDQWHHVWKDWIDLOXUHVDQGHUURUVDUHUHFRJQL]HG
&RUUHVSRQGLQJUHDFWLRQVPXVWEHDFWLYDWHGZKLFKNHHSWKHIDLOVDIHSODQWLQDVDIH
RSHUDWLQJVWDWHRUOHDGWRDVDIHRSHUDWLQJPRGH
6HOHFWWKHPRQLWRULQJWLPHVRWKDWGHOD\HGVDIHW\PHVVDJHVDUHWROHUDWHGE\WKH
FRPPXQLFDWLRQ,QWKHFDVHRIDQHUURUIRUH[DPSOHXSRQGLVUXSWLRQRIWKH
FRPPXQLFDWLRQFRQQHFWLRQWKHHUURUUHDFWLRQIXQFWLRQPXVWVWLOOUHDFWTXLFNO\HQRXJK
$ 6DIHW\SURJUDP6'LVWULEXWHG6DIHW\
)XQFWLRQDOLW\
7KHVDIHW\SURJUDPRIWKH)&38WDNHVFDUHRIWKHIROORZLQJ
Ⴠ7KHRYHUULGHPRGHLVVWDUWHGZKHQWKH+0,GHYLFHLVORJJHGRQDWWKHHIIHFWLYHUDQJH
DQGWKHUHLVDSRVLWLYHHGJHRQWKHRYHUULGHVZLWFK
Ⴠ:KHQWKH+0,GHYLFHLVORJJHGRQDWWKHHIIHFWLYHUDQJHLQZKLFKWKHRYHUULGHVZLWFKLV
ORFDWHGWKHVLJQDOODPSFRPHVRQ
Ⴠ7KHRYHUULGHPRGHLVWHUPLQDWHGLIHLWKHUWKHRYHUULGHVZLWFKLVDFWLYDWHGDJDLQRULIWKH
RSHUDWRUOHDYHVWKHSURWHFWHGDUHD
Ⴠ,IWKHRYHUULGHPRGHLVDFWLYHWKHRSHUDWRUFDQFRQWUROWKHURERWE\SUHVVLQJDIXQFWLRQ
NH\RQWKHGHYLFHDQGDWWKHVDPHWLPHFRQILUPLQJRSHUDWLRQZLWKWKHHQDEOLQJEXWWRQ
Ⴠ$IWHUDQ(0(5*(1&<6723WKHSODQWRQO\UHVWDUWVZKHQWKHRSHUDWRUSHUIRUPVDQ
DFNQRZOHGJPHQW
Ⴠ,QWKHHYHQWRIDUDPSGRZQRUVKXWGRZQWKHSODQWVSHFLILFUHVSRQVHVDUHLQLWLDWHG
REVIEW
E
N
G
LI
S
H
2
7.
0
7.2
0
1
0
$SSHQGL[
$([DPSOHRIDSSOLFDWLRQIRUWUDQVSRQGHUV\VWHP
0RELOH3DQHO),:/$190RELOH3DQHO),:/$15),'7DJ
2SHUDWLQJ,QVWUXFWLRQV$(
3URJUDPH[HFXWLRQRIWKHVDIHW\SURJUDP
7KHVDIHW\SURJUDPLVVWUXFWXUHGDVIROORZV
)%
)B)%B03
))%
)
B)%B51
*
))%
)B(
6
7
2
3
))%
)&DO
O
)
&
7KHIROORZLQJV\PEROLFQDPHVDUHXVHGLQWKHQHWZRUNVRIWKHVDPSOHSURJUDPV
6\PEROLFQDPH 0HDQLQJ
)B0RELOH)DLOVDIHB,2 )DLOVDIH,2'%RI+0,GHYLFH
03B)%B6B03B5( ,QSXWZKLFKLVVHWZKHQDUHVHWRIWKH+0,GHYLFHLVSHUIRUPHG
IURPWKH)&38
03B)%B6B$&.B(55 ,QSXWZKLFKLVVHWZKHQDFRPPXQLFDWLRQHUURULVDFNQRZOHGJHG
IURPWKH)&38
03B)B'$7$B3,, :RUGRIWKH3,,RIWKH+0,GHYLFH
03B)B5$1*(B3,, :RUGRIWKH3,,RIWKH+0,GHYLFH
03B)B'$7$B3,4 :RUGRIWKH3,4RIWKH+0,GHYLFH
03B)B5$1*(B3,4 :RUGRIWKH3,4RIWKH+0,GHYLFH
,QWHUIDFHB'% )'%IRUWKHGDWDWUDQVIHURIXVHUGDWD
)B'%B6WDWHV )'%IRUWKHWUDQVIHURIGDWDEHWZHHQWKH)B)%B03RIWKH+0,
GHYLFHDQGWKH)B)%B51*BQRIWKHHIIHFWLYHUDQJH
)&$//)&
)&$//)&LVWKH)SURFHVVJURXSDQGLVFDOOHGIURPWKHF\FOLFLQWHUUXSW2%)&$//
)&FDOOVWKH)SURJUDPPRGXOHKHUH)%
)%
)RUUHDVRQVRISURJUDPPRGXODULW\DOORWKHUVDIHW\UHODWHGEORFNVDUHFDOOHGIURPWKLV)%,Q
WKH)%\RXKDYHWRFDOOWKH))%VLQWKHVHTXHQFHVKRZQ
REVIEW
E
N
G
LI
S
H
2
7.
0
7.2
0
1
0
$SSHQGL[
$([DPSOHRIDSSOLFDWLRQIRUWUDQVSRQGHUV\VWHP
0RELOH3DQHO),:/$190RELOH3DQHO),:/$15),'7DJ
2SHUDWLQJ,QVWUXFWLRQV$(
1HWZRUN
)B0RELOH)DLOVDIHB,2
4%$'
)B0RELOH)DLOVDIHB,2
$&.B5(4
)B)%B03
'%
03B)%B6B03B5(
03B)%B6B$&.B(55
03B)B'$7$B3,,
03B)B51*B3,,
)B'%B67$7(603BB6WDWXV
03B)B'$7$B3,4
03B)B51*B3,4
,QWHUIDFHB'%03B)%B',$*
(1
4%$'
$&.B5(4
6B03B5(6
6B$&.B
(55
03B'$7$
03B51*
03B67$7
$&.B5(,
03B'$7$B4
03B51*B4
',$*
(12
)B0RELOH)DLOVDIHB,2
$&.B5(,
,QQHWZRUNWKH)B)%B03RIWKH+0,GHYLFHLVFDOOHG:LWKWKLVEORFNWKHFRQWUROOHUPRQLWRUV
WKH352),VDIHFRPPXQLFDWLRQRIWKH0RELOH3DQHO),:/$17KHIROORZLQJGLDJQRVWLFV
LQIRUPDWLRQLVLQGLFDWHGDWWKH',$*RXWSXW
Ⴠ2SHUDWLQJPRGHRIWKH+0,GHYLFHLQWHJUDWHGRUUHPRYHG
Ⴠ$FRPPXQLFDWLRQHUURUKDVRFFXUUHG
Ⴠ&RPPXQLFDWLRQHUURUPXVWEHDFNQRZOHGJHG
$GGLWLRQDOLQIRUPDWLRQLVDYDLODEOHLQWKH)B)%B033DJHVHFWLRQ
REVIEW
E
N
G
LI
S
H
2
7.
0
7.2
0
1
0
$SSHQGL[
$([DPSOHRIDSSOLFDWLRQIRUWUDQVSRQGHUV\VWHP
0RELOH3DQHO),:/$190RELOH3DQHO),:/$15),'7DJ
2SHUDWLQJ,QVWUXFWLRQV$(
1HWZRUN
65
6ZLWFKB
2YHUULGH
(GJHB
2YHUULGH
(GJHB
&RQWDFWB
0DWV
65B2YHUULGH
1(*
5
6
40B%,7 4
&RQWDFWB0DWV
326
0B%,7 4
6ZLWFKB
2YHUULGH
)B)%B51*B
'%
03B)B'$7$B3,,
03B)B51*B3,,
)B'%B67$7(6
03BB6WDWXV
,QWHUIDFHB'%
(5B(B6723
,QWHUIDFHB'%
(5B*/2%B5'
,QWHUIDFHB'%
(5B/2&B5'
,QWHUIDFHB'%
(5B6+87'2:1
,QWHUIDFHB'%
(5B(1$%/(
,QWHUIDFHB'%
(5B51*B%86<
,QWHUIDFHB'%
(5B)%B',$*
(1
51*B,'
29(55,'(
03B'$7$
03B51*
03B)B.(<
03B'$7$
03B51*
03B)B.(<
03B'$7$
03B51*
03B)B.(<
03B'$7$
03B51*
03B)B.(<
03B67$7
03B67$7
03B67$7
03B67$7
(B6723
*/2%B5'
/2&B5'
6+87'2:1
(1$%/(
)B.(<6
51*B%86<
',$*
(12
7KHDFWLYDWLRQRIWKHRYHUULGHPRGHLVFRQWUROOHGLQWKLVQHWZRUN
Ⴠ65B2YHUULGHLVVHWLIWKHRYHUULGHVZLWFKLVVZLWFKHGRQLH,
Ⴠ65B2YHUULGHLVUHVHWE\DQHJDWLYHHGJHRQWKHVDIHW\VKXWRIIPDWLH,
7KLVLVWKHFDVHLIWKHRSHUDWRUOHDYHVWKHSURWHFWLRQ]RQHZLWKRXWWHUPLQDWLQJWKH
RYHUULGHPRGH2QO\ZKHQWKH65B2YHUULGHLVVHWDQGWKHRYHUULGHVZLWFKLVVHWWR
RQLVWKHRYHUULGHPRGHDFWLYDWHGZLWKWKH)B)%B51*
$WWKHVDPHWLPH)B)%B51*PRQLWRUVWKHVLJQDOV(0(5*(1&<6723*OREDO
UDPSGRZQ/RFDOUDPSGRZQDQG6KXWGRZQ7KH\DUHVFDQQHGLQQHWZRUNVWR
REVIEW
E
N
G
LI
S
H
2
7.
0
7.2
0
1
0
$SSHQGL[
$([DPSOHRIDSSOLFDWLRQIRUWUDQVSRQGHUV\VWHP
0RELOH3DQHO),:/$190RELOH3DQHO),:/$15),'7DJ
2SHUDWLQJ,QVWUXFWLRQV$(
1HWZRUN
)B(6723
'%
,QWHUIDFHB'%(5B(B6723
(B6WRSB5RERW(1
(B6723
$&.B1(&
$&.
7,0(B'(/
4
4B'(/$<
$&.B5(4
',$*
(12
,QQHWZRUNWKH(0(5*(1&<6723VLJQDORIWKH+0,GHYLFHLVPRQLWRUHGYLD)B(6723
IURPWKH)OLEUDU\RI6'LVWULEXWHG6DIHW\)B(6723HQVXUHVWKDWWKHSODQWLVRQO\DEOHWR
UHVWDUWIROORZLQJDQ(0(5*(1&<6723DIWHUDFNQRZOHGJPHQWE\WKHRSHUDWRUYLDWKHLQSXW
$&.
1RWH
$OVRQRWHWKHLQVWUXFWLRQVIRUWKH)%LQWKHRQOLQHKHOSIRUWKH))%VDQGLQWKHPDQXDO
6,0$7,&6'LVWULEXWHG6DIHW\FRQILJXULQJDQGSURJUDPPLQJ&KDSWHU)%
)B(6723(PHUJHQF\6723XSWR6WRS&DWHJRU\
1HWZRUNQHWZRUNDQGQHWZRUN
*OREDOB5DPSGRZQ
/RFDOB5DPSGRZQ
6KXWGRZQ
,QWHUIDFHB'%
(5B*/2%B5'
,QWHUIDFHB'%
(5B/2&B5'
,QWHUIDFHB'%
(5B6+87'2:1
,QQHWZRUNDQGWKHVLJQDOVIRUDJOREDODQGDORFDOUDPSGRZQDQGVKXWGRZQDUH
SURFHVVHGIXUWKHU'HSHQGLQJRQWKHVWUXFWXUHRIWKHSODQWDUHDFWLRQXSRQRFFXUUHQFHRI
RQHRIWKHVHVDIHW\VWDWHVRFFXUV7KDWLVZK\WKHVHQHWZRUNVDUHQRWGHVFULEHGLQGHWDLO
REVIEW
E
N
G
LI
S
H
2
7.
0
7.2
0
1
0
$SSHQGL[
$$SSOLFDWLRQH[DPSOH5),'WDJV\VWHP
0RELOH3DQHO),:/$190RELOH3DQHO),:/$15),'7DJ
2SHUDWLQJ,QVWUXFWLRQV$(
1HWZRUN
$
,QWHUIDFHB'%
(5B51*B%86<
,IWKHVLJQDO51*B%86<LVVHWLQWKH)B)%B51*WKHVLJQDOOLJKWVDUHFRQWUROOHGWKURXJK
WKHRXWSXW$
1HWZRUN
$
)XQFWLRQNH\B)
,QWHUIDFHB'%
(5B(1$%/(
,I\RXVLPXOWDQHRXVO\SUHVVHVWKHNH\)DQGWKHHQDEOLQJEXWWRQWKHURERWLVDFWLYDWHGYLD
WKHRXWSXW$
$ $SSOLFDWLRQH[DPSOH5),'WDJV\VWHP
$ &RQILJXUDWLRQDQGRSHUDWLRQ
7KLVDSSOLFDWLRQH[DPSOHVKRZVRQHSRVVLEOHDSSOLFDWLRQZLWKWKHVDIHW\IHDWXUHVRIWKH+0,
GHYLFH
1RWH
,QWKLVH[DPSOHWKH+0,GHYLFHLVORJJHGRQWRDPDFKLQHYLDDQ5),'WDJZLWKLQDSURWHFWLRQ
]RQH7KHVHFXULW\V\VWHPRIWKHSURWHFWLRQ]RQHFRQVLVWVRIDZLUHPHVKIHQFHZLWKDGRRU
DQGDFRQWDFWSUHVVXUHPDW
:$51,1*
5HDGWKHGRFXPHQWDWLRQIRU6'LVWULEXWHG6DIHW\
$QLQFRUUHFWO\FRQILJXUHGRUSURJUDPPHGV\VWHPFDQUHVXOWLQGHDWKRUVHULRXVLQMXULHV
2EVHUYHWKHLQIRUPDWLRQDERXW6'LVWULEXWHG6DIHW\LQWKHRQOLQHKHOSIRU6'LVWULEXWHG
6DIHW\DQGLQWKHIROORZLQJPDQXDO
3URJUDPPLQJDQGRSHUDWLRQPDQXDO6'LVWULEXWHG6DIHW\&RQILJXULQJDQG
3URJUDPPLQJKWWSVXSSRUWDXWRPDWLRQVLHPHQVFRP::YLHZHQ
REVIEW
E
N
G
LI
S
H
2
7.
0
7.2
0
1
0
$SSHQGL[
$$SSOLFDWLRQH[DPSOH5),'WDJV\VWHP
0RELOH3DQHO),:/$190RELOH3DQHO),:/$15),'7DJ
2SHUDWLQJ,QVWUXFWLRQV$(
&RQILJXUDWLRQH[DPSOH
7KHIROORZLQJH[DPSOHFRQILJXUDWLRQVKRZVDURERWFHOOZKLFKLVVHFXUHGE\DZLUHPHVK
IHQFHZLWKDFRQWDFWSUHVVXUHPDW
(
$
$
$
3
52),VDIH
$FFHVVSRLQW
ཱ )DLOVDIHFRQWUROOHU
ི 5RERW
ཱི 6LJQDOODPS
ུ ),2352),1(7,2GHYLFH
ཱུ +0,GHYLFH
ྲྀ 5),'WDJ
ཷ &RQWDFWSUHVVXUHPDW
7KHIROORZLQJVLJQDOVDUHXVHG
)XQFWLRQ
6\PEROLFQDPH
6LJQDO ([SODQDWLRQ
&RQWDFWSUHVVXUHPDW
&RQWDFWB0DWV
, 6WHSRQFRQWDFWSUHVVXUHPDW
'RQRWVWHSRQFRQWDFWPDW
.H\EXWWRQFRQILJXUHG
DVGLUHFWNH\RQWKH+0,
GHYLFH
( %XWWRQQRWSUHVVHG
%XWWRQSUHVVHG
REVIEW
E
N
G
LI
S
H
2
7.
0
7.2
0
1
0