Siemens RF240RIOL Inductive RFID Reader 13.56 MHz User Manual SIMATIC RF200 IO Link

Siemens AG Inductive RFID Reader 13.56 MHz SIMATIC RF200 IO Link

User Manual

66,0$7,&5),2/LQNBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBB6,0$7,&,GHQW5),'V\VWHPV6,0$7,&5),2/LQN2SHUDWLQJ,QVWUXFWLRQV&*&,QWURGXFWLRQ'HVFULSWLRQ6\VWHPRYHUYLHZ3ODQQLQJDQ5),2/LQNVV\VWHP&RPPLVVLRQLQJDQGSSDUDPHWHUDVVLJQPHQW5HDGHUV'LDJQRVWLFV7HFKQLFDOGDWD&RQQHFWLQJFDEOH2UGHULQJGDWD$SSHQGL[$
 6LHPHQV$*'LYLVLRQ3URFHVV,QGXVWULHVDQG'ULYHV3RVWIDFK151%(5**(50$1<&*&࿕  6XEMHFWWRFKDQJH&RS\ULJKWk6LHPHQV$*$OOULJKWVUHVHUYHG//HJDOLQIRUPDWLRQ:DUQLQJQRWLFHV\VWHP7KLVPDQXDOFRQWDLQVQRWLFHV\RXKDYHWRREVHUYHLQRUGHUWRHQVXUH\RXUSHUVRQDOVDIHW\DVZHOODVWRSUHYHQWGDPDJHWRSURSHUW\7KHQRWLFHVUHIHUULQJWR\RXUSHUVRQDOVDIHW\DUHKLJKOLJKWHGLQWKHPDQXDOE\DVDIHW\DOHUWV\PEROQRWLFHVUHIHUULQJRQO\WRSURSHUW\GDPDJHKDYHQRVDIHW\DOHUWV\PERO7KHVHQRWLFHVVKRZQEHORZDUHJUDGHGDFFRUGLQJWRWKHGHJUHHRIGDQJHU'$1*(5LQGLFDWHVWKDWGHDWKRUVHYHUHSHUVRQDOLQMXU\ZZLOOUHVXOWLISURSHUSUHFDXWLRQVDUHQRWWDNHQ:$51,1*LQGLFDWHVWKDWGHDWKRUVHYHUHSHUVRQDOLQMXU\PPD\UHVXOWLISURSHUSUHFDXWLRQVDUHQRWWDNHQ&$87,21LQGLFDWHVWKDWPLQRUSHUVRQDOLQMXU\FDQUHVXOWLISURSHUSUHFDXWLRQVDUHQRWWDNHQ127,&(LQGLFDWHVWKDWSURSHUW\GDPDJHFDQUHVXOWLISURSHUSUHFDXWLRQVDUHQRWWDNHQ,IPRUHWKDQRQHGHJUHHRIGDQJHULVSUHVHQWWKHZDUQLQJQRWLFHUHSUHVHQWLQJWKHKLJKHVWGHJUHHRIGDQJHUZLOOEHXVHG$QRWLFHZDUQLQJRILQMXU\WRSHUVRQVZLWKDVDIHW\DOHUWV\PEROPD\DOVRLQFOXGHDZDUQLQJUHODWLQJWRSURSHUW\GDPDJH4XDOLILHG3HUVRQQHO7KHSURGXFWV\VWHPGHVFULEHGLQWKLVGRFXPHQWDWLRQPD\EHRSHUDWHGRQO\E\SSHUVRQQHOTXDOLILHGIRUWKHVSHFLILFWDVNLQDFFRUGDQFHZLWKWKHUHOHYDQWGRFXPHQWDWLRQLQSDUWLFXODULWVZDUQLQJQRWLFHVDQGVDIHW\LQVWUXFWLRQV4XDOLILHGSHUVRQQHODUHWKRVHZKREDVHGRQWKHLUWUDLQLQJDQGH[SHULHQFHDUHFDSDEOHRILGHQWLI\LQJULVNVDQGDYRLGLQJSRWHQWLDOKD]DUGVZKHQZRUNLQJZLWKWKHVHSURGXFWVV\VWHPV3URSHUXVHRI6LHPHQVSURGXFWV1RWHWKHIROORZLQJ:$51,1*6LHPHQVSURGXFWVPD\RQO\EHXVHGIRUWKHDSSOLFDWLRQVGHVFULEHGLQWKHFDWDORJDQGLQWKHUHOHYDQWWHFKQLFDOGRFXPHQWDWLRQ,ISURGXFWVDQGFRPSRQHQWVIURPRWKHUPDQXIDFWXUHUVDUHXVHGWKHVHPXVWEHUHFRPPHQGHGRUDSSURYHGE\6LHPHQV3URSHUWUDQVSRUWVWRUDJHLQVWDOODWLRQDVVHPEO\FRPPLVVLRQLQJRSHUDWLRQDQGPDLQWHQDQFHDUHUHTXLUHGWRHQVXUHWKDWWKHSURGXFWVRSHUDWHVDIHO\DQGZLWKRXWDQ\SUREOHPV7KHSHUPLVVLEOHDPELHQWFRQGLWLRQVPXVWEHFRPSOLHGZLWK7KHLQIRUPDWLRQLQWKHUHOHYDQWGRFXPHQWDWLRQPXVWEHREVHUYHG7UDGHPDUNV$OOQDPHVLGHQWLILHGE\pDUHUHJLVWHUHGWUDGHPDUNVRI6LHPHQV$*7KHUHPDLQLQJWUDGHPDUNVLQWKLVSXEOLFDWLRQPD\EHWUDGHPDUNVZKRVHXVHE\WKLUGSDUWLHVIRUWKHLURZQSXUSRVHVFRXOGYLRODWHWKHULJKWVRIWKHRZQHU'LVFODLPHURI/LDELOLW\:HKDYHUHYLHZHGWKHFRQWHQWVRIWKLVSXEOLFDWLRQWRHQVXUHFRQVLVWHQF\ZLWKWKHKDUGZDUHDQGVRIWZDUHGHVFULEHG6LQFHYDULDQFHFDQQRWEHSUHFOXGHGHQWLUHO\ZHFDQQRWJXDUDQWHHIXOOFRQVLVWHQF\+RZHYHUWKHLQIRUPDWLRQLQWKLVSXEOLFDWLRQLVUHYLHZHGUHJXODUO\DQGDQ\QHFHVVDU\FRUUHFWLRQVDUHLQFOXGHGLQVXEVHTXHQWHGLWLRQV
6,0$7,&5),2/LQN2SHUDWLQJ,QVWUXFWLRQV&*& 77DEOHRIFRQWHQWV ,QWURGXFWLRQ 'HVFULSWLRQ $UHDRIDSSOLFDWLRQRIWKH5),2/LQNUHDGHU ,2/LQNEDVLFV &KDUDFWHULVWLFVRIWKH5),2/LQNUHDGHU 6\VWHPLQWHJUDWLRQ 6\VWHPRYHUYLHZ 5),'FRPSRQHQWVDQGWKHLUIXQFWLRQ 2YHUYLHZRIWUDQVSRQGHUV 3ODQQLQJDQ5),2/LQNV\VWHP )XQGDPHQWDOVRIDSSOLFDWLRQSODQQLQJ 6HOHFWLRQFULWHULDIRU6,0$7,&5)FRPSRQHQWV 7UDQVPLVVLRQZLQGRZDQGUHDGZULWHGLVWDQFH :LGWKRIWKHWUDQVPLVVLRQZLQGRZ 3HUPLVVLEOHGLUHFWLRQVRIPRWLRQRIWKHWUDQVSRQGHU 2SHUDWLRQLQVWDWLFDQGG\QDPLFPRGH &RPPXQLFDWLRQEHWZHHQWKH,2/LQNPDVWHUUHDGHUDQGWUDQVSRQGHU ,PSDFWRIVHFRQGDU\ILHOGV )LHOGGDWDRIWUDQVSRQGHUVDQGUHDGHUV )LHOGGDWD 0LQLPXPFOHDUDQFHV ,QVWDOODWLRQJXLGHOLQHV 2YHUYLHZ 5HGXFWLRQRILQWHUIHUHQFHGXHWRPHWDO (IIHFWVRIPHWDORQGLIIHUHQWWUDQVSRQGHUVDQGUHDGHUV ,PSDFWRIPHWDORQWKHWUDQVPLVVLRQZLQGRZ 5)5,2/LQN 5)5,2/LQN 5)5,2/LQN 5)5,2/LQN 5)5,2/LQN )XUWKHULQIRUPDWLRQ &RPPLVVLRQLQJDQGSDUDPHWHUDVVLJQPHQW &RQILJXULQJ 3DUDPHWHUDVVLJQPHQWRIWKH,2/LQNV\VWHP 7KH3RUW&RQILJXUDWLRQ7RRO3&7 3DUDPHWHUDVVLJQPHQWZLWK3&7 7KHPRGHVRIWKH5),2/LQNUHDGHU
7DEOHRIFRQWHQWV 6,0$7,&5),2/LQN2SHUDWLQJ,QVWUXFWLRQV&*& 6,2PRGH ,2/LQNPRGH6FDQ8,' ,2/LQNPRGH6FDQXVHUGDWD ,6'8GDWDWUDIILF ,2/B&$// $SSOLFDWLRQH[DPSOH 5HDGHUV )HDWXUHV 3LQDVVLJQPHQWRIWKH5)UHDGHUZLWK,2/LQNLQWHUIDFH 'LVSOD\HOHPHQWVRIWKH5),2/LQNUHDGHUV 0LQLPXPGLVWDQFHEHWZHHQVHYHUDOUHDGHUV 'LPHQVLRQDOGUDZLQJV 'LDJQRVWLFV 7HFKQLFDOGDWD 7HFKQLFDOVSHFLILFDWLRQVRIWKH5),2/LQNUHDGHUV $SSURYDOV &RQQHFWLQJFDEOH 2UGHULQJGDWD$ $SSHQGL[$ ,2/LQNHUURUFRGHV$ ,6'8UHWXUQHUURUFRGHV$ (YHQWHUURUFRGHV$ 2YHUYLHZRIWKHVHUYLFHGDWD$ &HUWLILFDWHVDQG$SSURYDOV$ 6HUYLFHVXSSRUW ,QGH[
6,0$7,&5),2/LQN2SHUDWLQJ,QVWUXFWLRQV&*& ,,QWURGXFWLRQ33XUSRVHRIWKLVV\VWHPPDQXDO7KHLQIRUPDWLRQSURYLGHGLQWKLVV\VWHPPDQXDOHQDEOHV\RXWRFRPPLVVLRQWKH,2/LQNUHDGHU%DVLFNQRZOHGJHUHTXLUHG7KLVV\VWHPPDQXDODVVXPHVJHQHUDONQRZOHGJHRIDXWRPDWLRQHQJLQHHULQJDQGLGHQWLILFDWLRQV\VWHPV9DOLGLW\RIWKHPDQXDO7KHV\VWHPPDQXDOLVYDOLGIRUWKH,2/LQNUHDGHU3RVLWLRQLQWKHRYHUDOOLQIRUPDWLRQVWUXFWXUH,QDGGLWLRQWRWKLVV\VWHPPDQXDO\RXUHTXLUHWKHRSHUDWLQJLQVWUXFWLRQVIRUWKH,2/LQNPDVWHU\RXDUHXVLQJ&RQYHQWLRQV7KHIROORZLQJWHUPVDEEUHYLDWLRQVDUHXVHGV\QRQ\PRXVO\LQWKLVGRFXPHQWჀ5HDGHUUHDGLQJGHYLFH6/*Ⴠ7DJWUDQVSRQGHUPRELOHGDWDPHPRU\GDWDFDUULHU0'65HJLVWHUHGWUDGHPDUNV6,0$7,&p6,0$7,&5)p02%<p5)0$1$*(5p DQG6,0$7,&6HQVRUVpDUHUHJLVWHUHGWUDGHPDUNVRI6LHPHQV$*,2/LQNLVDUHJLVWHUHGWUDGHPDUNRIWKH,2/LQNFRQVRUWLXP
,QWURGXFWLRQ 6,0$7,&5),2/LQN2SHUDWLQJ,QVWUXFWLRQV&*&**XLGH7KLVV\VWHPPDQXDOGHVFULEHVKDUGZDUHDQGSURJUDPPLQJRIWKH,2/LQNUHDGHU7KH\FRPSULVHLQWURGXFWRU\FKDSWHUVDQGUHIHUHQFHFKDSWHUVHJWHFKQLFDOVSHFLILFDWLRQV7KHV\VWHPPDQXDOFRYHUVWKHIROORZLQJWRSLFVჀ,QWURGXFWLRQWR,2/LQNჀ&RQQHFWLQJWKHUHDGHUჀ$VVLJQLQJUHDGHUSDUDPHWHUVჀ&RPPLVVLRQLQJჀ'LDJQRVWLFVჀ7HFKQLFDOVSHFLILFDWLRQVჀ2UGHULQJGDWD$GGLWLRQDOGRFXPHQWDWLRQ7KHIROORZLQJGRFXPHQWVFRQWDLQLQIRUPDWLRQRQWKH,2/LQNPDVWHUV(76DQG(7HFRDQGPD\FRQWDLQIXUWKHULQIRUPDWLRQWKDWLVUHOHYDQWIRU\RXჀ'LVWULEXWHG,2V\VWHP(76KWWSVVXSSRUWLQGXVWU\VLHPHQVFRPFVZZHQYLHZჀ6GLVWULEXWHG,2V\VWHPKWWSVVXSSRUWLQGXVWU\VLHPHQVFRPFVZZHQYLHZჀ'LVWULEXWHG,2GHYLFH(7HFR31KWWSVVXSSRUWLQGXVWU\VLHPHQVFRPFVZZHQYLHZჀ(763GLVWULEXWHG,2KWWSVVXSSRUWLQGXVWU\VLHPHQVFRPFVZZHQYLHZ5HF\FOLQJDQGGLVSRVDOჀ6LQFH5),2/LQNUHDGHUVRQO\FRQWDLQORZOHYHOVRIKDUPIXOVXEVWDQFHVWKH\DUHVXLWDEOHIRUUHF\FOLQJჀ)RUHFRORJLFDOO\FRPSDWLEOHUHF\FOLQJDQGGLVSRVDORI\RXUROGGHYLFHFRQWDFWDFHUWLILHGGLVSRVDOVHUYLFHIRUHOHFWURQLFVFUDS
6,0$7,&5),2/LQN2SHUDWLQJ,QVWUXFWLRQV&*& ''HVFULSWLRQ $UHDRIDSSOLFDWLRQRIWKH5),2/LQNUHDGHU6,0$7,&5),2/LQNLVDQLQGXFWLYHLGHQWLILFDWLRQV\VWHPWKDWLVFRPSDWLEOHZLWKWKH,62VWDQGDUGDQGZDVVSHFLDOO\GHVLJQHGIRUXVHLQLQGXVWULDOSURGXFWLRQIRUWKHFRQWURODQGRSWLPL]DWLRQRIPDWHULDOIORZ:LWKWKH,2/LQNFRPPXQLFDWLRQVLQWHUIDFHUHDGHUVFDQEHXVHGEHORZWKHILHOGEXVOHYHO6,0$7,&5),2/LQNLVDQDOWHUQDWLYHWR6,0$7,&5)DQGUHSUHVHQWVDVLPSOHDQGFRVWHIIHFWLYHRSWLRQIRU5),'DSSOLFDWLRQV ,2/LQNEDVLFV7KHV\VWHPFRPSRQHQWV,2/LQNLVDVSHFLILHGSRLQWWRSRLQWFRPPXQLFDWLRQVLQWHUIDFHIRUVHQVRUVDFWXDWRUVDQGFRQVLVWVRIWKHIROORZLQJV\VWHPFRPSRQHQWVჀ,2/LQNPDVWHUჀ,2/LQNGHYLFHHJVHQVRUVDFWXDWRUV5),'UHDGHUVჀ8QVKLHOGHGZLUHVWDQGDUGFDEOH7KHPDVWHUWKHSRUWRSHUDWLQJPRGHV$PDVWHUKDVRQHRUPRUHSRUWVDQGRQHGHYLFHFDQEHFRQQHFWHGWRHDFKSRUW7KHSRUWFDQEDVLFDOO\EHVHWWRWZRGLIIHUHQWRSHUDWLQJPRGHVჀ6,2PRGH6WDQGDUG,QSXW2XWSXWPRGH,QWKLVPRGHWKHGHYLFHFDQEHXVHGOLNHDGLJLWDOLQSXWPRGXOHჀ,2/LQNPRGH6'&,6LQJOH'URSGLJLWDO&RPPXQLFDWLRQ,QWHUIDFHGDWDFRPPXQLFDWLRQ,QWKLVPRGHWKHPDVWHUFRPPXQLFDWHVZLWKWKHGHYLFHDQGSURFHVVGDWDDQGVHUYLFHGDWDFDQEHWUDQVIHUUHG
'HVFULSWLRQ ,2/LQNEDVLFV6,0$7,&5),2/LQN2SHUDWLQJ,QVWUXFWLRQV&*&77KHW\SHVRIFRPPXQLFDWLRQ'XULQJFRPPXQLFDWLRQDWWKH,2/LQNOHYHOWKHIROORZLQJW\SHVRIGDWDDUHGLVWLQJXLVKHGჀ&\FOLFSURFHVVGDWDLQSXWRXWSXWGDWD7KHGDWDLVDOZD\VWUDQVIHUUHGZLWKDSUHYLRXVO\VSHFLILHGOHQJWKჀ$F\FOLFVHUYLFHGDWDSDUDPHWHUVRQUHTXHVWGDWD7KHGDWDWREHZULWWHQRUUHDGLVWUDQVIHUUHGRQO\RQUHTXHVW6LQFHDIL[HGDUHDLVUHVHUYHGIRUWKLVLQWKHFRPPXQLFDWLRQF\FOHWKHDF\FOLFGDWDWUDQVIHUGRHVQRWLQIOXHQFHWKHWUDQVIHURIWKHF\FOLFSURFHVVGDWDჀ(YHQWVHUURUVZDUQLQJVQRWLILFDWLRQV7KLVZRUNVLQWKHVDPHZD\DVZLWKDF\FOLFVHUYLFHGDWDWKHRQO\GLIIHUHQFHEHLQJWKDWWKHWUDQVIHULVWULJJHUHGE\WKHGHYLFHGXHWRHYHQWV7KHGDWDW\SHV:KLOHWKHF\FOLFSURFHVVGDWDLVH[FKDQJHGYLDDGHILQHGIL[HGDUHDWKHDF\FOLFVHUYLFHGDWDLVVHOHFWHGDQGDGGUHVVHGXVLQJDQLQGH[RUVXELQGH[7KHLQGH[HVDYDLODEOHIRUWKH5),2/LQNUHDGHUFDQEHIRXQGLQWKHVHFWLRQ&RPPLVVLRQLQJDQGSDUDPHWHUDVVLJQPHQW3DJH7RDOORZV\VWHPLQWHJUDWLRQHDFKGHYLFHW\SHKDVDQ,2''ILOHDYDLODEOHWKDWFRQWDLQVWKHIROORZLQJLQIRUPDWLRQჀ5HSUHVHQWDWLRQRIWKHFRPPXQLFDWLRQVSURSHUWLHVჀ5HSUHVHQWDWLRQRIDFFHVVLEOHGHYLFHGDWDჀ,GHQWLILFDWLRQSURFHVVDQGGLDJQRVWLFVGDWDჀ0HQXOD\RXWჀ7H[WXDOGHVFULSWLRQVLQYDULRXVODQJXDJHVჀ,PDJHRIWKHGHYLFHჀ/RJRRIWKHPDQXIDFWXUHU
'HVFULSWLRQ &KDUDFWHULVWLFVRIWKH5),2/LQNUHDGHU6,0$7,&5),2/LQN2SHUDWLQJ,QVWUXFWLRQV&*&  &KDUDFWHULVWLFVRIWKH5),2/LQNUHDGHU7KH,2/LQNUHDGHUUHDGVRXWHLWKHUWKH8,'RUXVHUVSHFLILFGDWDRIDWUDQVSRQGHUDQGPDSVWKLVWRF\FOLFDOO\XSGDWHGSURFHVVGDWD8VHUVSHFLILFGDWDFDQDOVREHZULWWHQ7KLVGDWDFDQEHUHDGRXWYLDWKH,2/LQNPDVWHUE\D3&RUD3/&7KH,2/LQNUHDGHUKDVWKHIROORZLQJFKDUDFWHULVWLFVჀ3RLQWWRSRLQWFRPPXQLFDWLRQWKHDGGUHVVRIWKH,2/LQNGHYLFHGRHVQRWQHHGWREHVHWჀ6XSSRUWV,2/LQNDFFRUGLQJWRVSHFLILFDWLRQ9Ⴠ,2/LQNEDXGUDWHN%GF\FOHWLPHPVჀ7UDQVIHURIVHUYLFHGDWDSDUDOOHOWRSURFHVVGDWDჀ6,2PRGHUHDGHULQGLFDWHVWKHSUHVHQFHRIDWUDQVSRQGHURQWKHGDWDOLQH&4Ⴠ,2''ILOHIRUVXSSRUWRISDUDPHWHUDVVLJQPHQWGLDJQRVWLFVDQGGDWDDFFHVVჀ6\VWHPLQWHJUDWLRQ67(37,$3RUWDOXVLQJ3RUW&RQILJXUDWLRQ7RRO3&7Ⴠ'HJUHHRISURWHFWLRQ,3Ⴠ5),'0+]FRPSO\LQJZLWK,62 6\VWHPLQWHJUDWLRQ7KHUHDGHUVDUH,2/LQNGHYLFHPRGXOHVLQWHQGHGIRURSHUDWLRQZLWKDQ,2/LQNPDVWHU'HSHQGLQJRQWKHFDWHJRU\RIWKH,2/LQNPDVWHUWKLVFDQEHFRQQHFWHGWRYDULRXVFRQWUROOHUVRUILHOGEXVV\VWHPV7KHQXPEHURIGHYLFHVRUUHDGHUVWKDWFDQEHFRQQHFWHGWRDQ,2/LQNPDVWHUGLIIHUVGHSHQGLQJRQWKHPDVWHUW\SH7KHPDVWHUW\SHDQGWKHQXPEHURIDYDLODEOH,2/LQNSRUWVDIIHFWWKHPD[LPXPSURFHVVGDWDOHQJWKRIWKHPDVWHU
'HVFULSWLRQ 6\VWHPLQWHJUDWLRQ6,0$7,&5),2/LQN2SHUDWLQJ,QVWUXFWLRQV&*&,,QWHUIDFLQJWRWKHFRQWUROOHU7KHUHDGHUV5)[[5DUHFRQQHFWHGWRWKHFRQWUROOHUYLDWKH,2/LQNIURP6LHPHQV&XUUHQWO\WKHIROORZLQJ,2/LQNPDVWHUVDUHDYDLODEOHIURP6LHPHQVჀ(7HFR31Ⴠ(76ZLWK6,,2/LQNPDVWHUჀ(763ZLWK&0[,2/LQN63Ⴠ(7$/ZLWK&0[,2/LQNჀ6ZLWK60RUYLD,2/LQNPDVWHUVRIRWKHUPDQXIDFWXUHUV)LJXUH &RQILJXUDWLRQH[DPSOH
6,0$7,&5),2/LQN2SHUDWLQJ,QVWUXFWLRQV&*& 66\VWHPRYHUYLHZ 5),'FRPSRQHQWVDQGWKHLUIXQFWLRQ5),2/LQNV\VWHPFRPSRQHQWV)LJXUH 6\VWHPRYHUYLHZ5),2/LQN
6\VWHPRYHUYLHZ 5),'FRPSRQHQWVDQGWKHLUIXQFWLRQ6,0$7,&5),2/LQN2SHUDWLQJ,QVWUXFWLRQV&*&7DEOH 3RVVLEOHUHDGHUWUDQVSRQGHUFRPELQDWLRQV77UDQVSSRQGHU5)5,2/LQN5)5,2/LQN5)5,2/LQN5)5,2/LQN5)5,2/LQNZLWK$$17ZLWK$$17ZLWK$$17ZLWK$$170'6'  Ⴜ ᅚ    Ⴜ ᅚ0'6' Ⴜ   ᅚ ᅚ   0'6' ᅚ ᅚ ᅚ   ᅚ ᅚ ᅚ0'6'  ᅚ ᅚ    ᅚ ᅚ0'6' ᅚ   ᅚ ᅚ   0'6'  Ⴜ Ⴜ    Ⴜ ᅚ0'6' ᅚ ᅚ ᅚ  ᅚ ᅚ ᅚ ᅚ0'6'  Ⴜ ᅚ    Ⴜ ᅚ0'6'  Ⴜ ᅚ    Ⴜ ᅚ0'6'  Ⴜ ᅚ    Ⴜ ᅚ0'6' ᅚ ᅚ ᅚ  Ⴜ ᅚ ᅚ ᅚ0'6'  Ⴜ Ⴜ    Ⴜ ᅚ0'6'   ᅚ    Ⴜ ᅚ0'6' ᅚ Ⴜ  ᅚ ᅚ ᅚ  0'6' ᅚ ᅚ ᅚ  ᅚ ᅚ ᅚ Ⴜ0'6' ᅚ ᅚ ᅚ   ᅚ ᅚ ᅚ0'6' ᅚ ᅚ ᅚ   ᅚ ᅚ ᅚ0'6' ᅚ ᅚ ᅚ  ᅚ ᅚ ᅚ 0'6'  ᅚ ᅚ    ᅚ ᅚ0'6' ᅚ ᅚ ᅚ  ᅚ ᅚ ᅚ ᅚ0'6' ᅚ ᅚ ᅚ  ᅚ ᅚ ᅚ ᅚ RQO\ZLWKWKHDUWLFOHQXPEHU*7$$ RQO\ZLWKWKHDUWLFOHQXPEHU*7$%ᅚ &RPELQDWLRQSRVVLEOH &RPELQDWLRQQRWSRVVLEOHႼ &RPELQDWLRQSRVVLEOHEXWQRWUHFRPPHQGHG1RWH)RUIXUWKHULQIRUPDWLRQDERXWWKH6,0$7,&5)0PRELOHUHDGHUSOHDVHUHIHUWRWKH6,0$7,&5)02SHUDWLQJ,QVWUXFWLRQVKWWSVVXSSRUWLQGXVWU\VLHPHQVFRPFVZZHQYLHZ
6\VWHPRYHUYLHZ2YHUYLHZRIWUDQVSRQGHUV6,0$7,&5),2/LQN2SHUDWLQJ,QVWUXFWLRQV&*&  2YHUYLHZRIWUDQVSRQGHUV2YHUYLHZRIWKH,62WUDQVSRQGHUVIRU5)DYDLODEOHWRGD\IURP6LHPHQVDQGWKHLUW\SLFDODUHDVRIDSSOLFDWLRQ7UDQVSRQQGHHU$SSOLFDWLRQ0'6' %DUFRGHVXSSOHPHQWIRUVWRUDJHDQGGLVWULEXWLRQORJLVWLFV0'6' 7RROFRGLQJ0'6' 6PDOOSDLQWVKRSVXSWRr&0'6' ,GHQWLILFDWLRQRIWUDQVSRUWXQLWV0'6' ,GHQWLILFDWLRQRIVPDOOPHWDOOLFZRUNSLHFHVZRUNSLHFHKROGHUVRUFRQWDLQHUV0'6' 3DLQWVSUD\LQJOLQHVLQWKHDXWRPRELOHLQGXVWU\0'6' +LUHGZRUNZHDUKRVSLWDOFORWKLQJ0'6' 6PDUWODEHOVVHOIDGKHULQJODEHOVDVVXEVWLWXWHIRUHOHFWURQLFEDUFRGH0'6' :DUHKRXVHDQGGLVWULEXWLRQORJLVWLFV0'6' 6PDUWODEHOVVHOIDGKHULQJODEHOVDVVXEVWLWXWHIRUHOHFWURQLFEDUFRGH0'6' $VVHPEO\DQGSURGXFWLRQOLQHV0'6' 3DLQWVSUD\LQJOLQHVLQWKHDXWRPRELOHLQGXVWU\0'6' ,GHQWLILFDWLRQRIPHWDOOLFZRUNSLHFHKROGHUVZRUNSLHFHVRUFRQWDLQHUV0'6' 7RROFRGLQJDFFRUGLQJWR',10'6' 0HWDOOLFZRUNSLHFHKROGHUVDQGFRQWDLQHUVZLWKGLUHFWLQVWDOODWLRQRIWKHWUDQVSRQGHULQPHWDO0'6' 8VHLQDVVHPEO\DQGPDQXIDFWXULQJOLQHV0'6' )RUDSSO\LQJWRPRWRUVJHDUER[HVDQGZRUNSLHFHKROGHUV0'6' ,GHQWLILFDWLRQRIWUDQVSRUWXQLWV0'6' &RPSDFW,62WUDQVSRQGHUIRUDXWRPDWLFDVVHPEO\ZLWKVFUHZV0'6' $VVHPEO\OLQHVZLWKYHU\VPDOOZRUNSLHFHKROGHUV6HHDOVR5)V\VWHPPDQXDOKWWSVVXSSRUWLQGXVWU\VLHPHQVFRPFVZZHQYLHZ
6,0$7,&5),2/LQN2SHUDWLQJ,QVWUXFWLRQV&*& 33ODQQLQJDQ5),2//LQNV\VWHP )XQGDPHQWDOVRIDSSOLFDWLRQSODQQLQJ 6HOHFWLRQFULWHULDIRU6,0$7,&5)FRPSRQHQWV$VVHVV\RXUDSSOLFDWLRQDFFRUGLQJWRWKHIROORZLQJFULWHULDLQRUGHUWRFKRRVHWKHULJKW6,0$7,&5)FRPSRQHQWVჀ6WDWLFRUG\QDPLFGDWDWUDQVIHUჀ'DWDYROXPHWREHWUDQVIHUUHGჀ$PELHQWFRQGLWLRQVVXFKDVUHODWLYHKXPLGLW\WHPSHUDWXUHFKHPLFDOLPSDFWVHWF 7UDQVPLVVLRQZLQGRZDQGUHDGZULWHGLVWDQFH7KHUHDGHUJHQHUDWHVDQLQGXFWLYHDOWHUQDWLQJILHOG7KHILHOGLVVWURQJHVWFORVHWRWKHUHDGHUKRZHYHUDUHDGGLVWDQFHRI]HUREHWZHHQUHDGHUDQGWUDQVSRQGHULVQRWUHFRPPHQGHG7KHVWUHQJWKRIWKHILHOGGHFUHDVHVLQSURSRUWLRQWRWKHGLVWDQFHIURPWKHUHDGHU7KHGLVWULEXWLRQRIWKHILHOGGHSHQGVRQWKHVWUXFWXUHDQGJHRPHWU\RIWKHDQWHQQDVLQWKHUHDGHUDQGWUDQVSRQGHU$SUHUHTXLVLWHIRUWKHIXQFWLRQRIWKHWUDQVSRQGHULVDPLQLPXPILHOGVWUHQJWKDWWKHWUDQVSRQGHUZKLFKLVVWLOOEDUHO\DFKLHYHGDWGLVWDQFH6JIURPWKHUHDGHU
3ODQQLQJDQ5),2/LQNV\VWHP )XQGDPHQWDOVRIDSSOLFDWLRQSODQQLQJ6,0$7,&5),2/LQN2SHUDWLQJ,QVWUXFWLRQV&*&7KHSLFWXUHEHORZVKRZVWKHWUDQVPLVVLRQZLQGRZRIWKH6,0$7,&5)5DQG6,0$7,&5)5UHDGHUVEHWZHHQWUDQVSRQGHUDQGUHDGHU6D 2SHUDWLQJGLVWDQFHEHWZHHQWUDQVSRQGHUDQGUHDGHU6J /LPLWGLVWDQFHPD[LPXPFOHDUGLVWDQFHEHWZHHQXSSHUVXUIDFHRIWKHUHDGHUDQGWKHWUDQVSRQGHUDWZKLFKWKHWUDQVPLVVLRQFDQVWLOOIXQFWLRQXQGHUQRUPDOFRQGLWLRQV/ 'LDPHWHURIDWUDQVPLVVLRQZLQGRZ63 ,QWHUVHFWLRQRIWKHD[HVRIV\PPHWU\RIWKHWUDQVSRQGHU)LJXUH 5)55)5WUDQVPLVVLRQZLQGRZ
3ODQQLQJDQ5),2/LQNV\VWHP )XQGDPHQWDOVRIDSSOLFDWLRQSODQQLQJ6,0$7,&5),2/LQN2SHUDWLQJ,QVWUXFWLRQV&*& 7KHSLFWXUHEHORZVKRZVWKHWUDQVPLVVLRQZLQGRZRIWKH6,0$7,&5)5UHDGHUEHWZHHQWUDQVSRQGHUDQGUHDGHU6D 2SHUDWLQJGLVWDQFHEHWZHHQWUDQVSRQGHUDQGUHDGHU6J /LPLWGLVWDQFHPD[LPXPFOHDUGLVWDQFHEHWZHHQXSSHUVXUIDFHRIWKHUHDGHUDQGWKHWUDQVSRQGHUDWZKLFKWKHWUDQVPLVVLRQFDQVWLOOIXQFWLRQXQGHUQRUPDOFRQGLWLRQV/ /HQJWKRIDWUDQVPLVVLRQZLQGRZ0 )LHOGFHQWHUSRLQW)LJXUH 5)5WUDQVPLVVLRQZLQGRZ
3ODQQLQJDQ5),2/LQNV\VWHP )XQGDPHQWDOVRIDSSOLFDWLRQSODQQLQJ6,0$7,&5),2/LQN2SHUDWLQJ,QVWUXFWLRQV&*&7KHWUDQVSRQGHUFDQEHXVHGDVVRRQDVWKHLQWHUVHFWLRQ63RIWKHWUDQVSRQGHUHQWHUVWKHDUHDRIWKHWUDQVPLVVLRQZLQGRZ)URPWKHGLDJUDPVDERYHLWFDQDOVREHVHHQWKDWRSHUDWLRQLVSRVVLEOHZLWKLQWKHDUHDEHWZHHQ6DDQG6J7KHDFWLYHRSHUDWLQJDUHDUHGXFHVDVWKHGLVWDQFHLQFUHDVHVDQGVKULQNVWRDVLQJOHSRLQWDWGLVWDQFH6J2QO\VWDWLFPRGHVKRXOGWKXVEHXVHGLQWKHDUHDEHWZHHQ6DDQG6J :LGWKRIWKHWUDQVPLVVLRQZLQGRZ'HWHUPLQLQJWKHZLGWKRIWKHWUDQVPLVVLRQZLQGRZ7KHIROORZLQJDSSUR[LPDWLRQIRUPXODFDQEHXVHGIRUSUDFWLFDODSSOLFDWLRQV% :LGWKRIWKHWUDQVPLVVLRQZLQGRZ/ /HQJWKRIWKHWUDQVPLVVLRQZLQGRZ7UDFNLQJWROHUDQFHV7KHZLGWKRIWKHWUDQVPLVVLRQZLQGRZ%LVSDUWLFXODUO\LPSRUWDQWIRUWKHPHFKDQLFDOWUDFNLQJWROHUDQFH7KHIRUPXODIRUWKHGZHOOWLPHLVYDOLGZLWKRXWUHVWULFWLRQZKHQ%LVREVHUYHG
3ODQQLQJDQ5),2/LQNV\VWHP )XQGDPHQWDOVRIDSSOLFDWLRQSODQQLQJ6,0$7,&5),2/LQN2SHUDWLQJ,QVWUXFWLRQV&*&  3HUPLVVLEOHGLUHFWLRQVRIPRWLRQRIWKHWUDQVSRQGHU'HWHFWLRQDUHDDQGGLUHFWLRQRIPRWLRQRIWKHWUDQVSRQGHU7KHWUDQVSRQGHUDQGUHDGHUKDYHQRSRODUL]DWLRQD[LVLHWKHWUDQVSRQGHUFDQFRPHLQIURPDQ\GLUHFWLRQDVVXPHDQ\SRVLWLRQDVSDUDOOHODVSRVVLEOHWRWKHUHDGHUDQGFURVVWKHWUDQVPLVVLRQZLQGRZ7KHILJXUHEHORZVKRZVWKHDFWLYHDUHDIRUYDULRXVGLUHFWLRQVRIWUDQVSRQGHUPRWLRQ7UDQVPLVVLRQZLQGRZ'LUHFWLRQRIPRWLRQRIWKHWUDQVSRQGHU'HWHFWLRQDUHD/[:)LJXUH 'HWHFWLRQDUHDVRIWKHUHDGHUIRUGLIIHUHQWGLUHFWLRQVRIWUDQVSRQGHUPRWLRQ
3ODQQLQJDQ5),2/LQNV\VWHP )XQGDPHQWDOVRIDSSOLFDWLRQSODQQLQJ6,0$7,&5),2/LQN2SHUDWLQJ,QVWUXFWLRQV&*& 2SHUDWLRQLQVWDWLFDQGG\QDPLFPRGH2SHUDWLRQLQVWDWLFPRGH,IZRUNLQJLQVWDWLFPRGHWKHWUDQVSRQGHUFDQEHRSHUDWHGXSWRWKHOLPLWGLVWDQFH6J7KHWUDQVSRQGHUPXVWWKHQEHSRVLWLRQHGH[DFWO\RYHUWKHUHDGHU)LJXUH 2SHUDWLRQLQVWDWLFPRGH,QVWDWLFRSHUDWLRQWKHGZHOOWLPHWYFDQEHRIDQ\OHQJWKGHSHQGLQJRQWKHDSSOLFDWLRQ7KHGZHOOWLPHPXVWEHVXIILFLHQWO\ORQJWRDOORZFRPPXQLFDWLRQZLWKWKHWUDQVSRQGHUWREHFRPSOHWHG1RWH1RWHWKDWLQDPHWDOOLFHQYLURQPHQWWKHYDOXHVIRUWKHOLPLWGLVWDQFHDUHUHGXFHG2SHUDWLRQLQG\QDPLFPRGH:RUNLQJLQG\QDPLFPRGHLVQRWUHFRPPHQGHGIRUWKH5),2/LQN6HHDOVR)LHOGGDWDRIWUDQVSRQGHUVDQGUHDGHUV3DJH
3ODQQLQJDQ5),2/LQNV\VWHP )XQGDPHQWDOVRIDSSOLFDWLRQSODQQLQJ6,0$7,&5),2/LQN2SHUDWLQJ,QVWUXFWLRQV&*&  &RPPXQLFDWLRQEHWZHHQWKH,2/LQNPDVWHUUHDGHUDQGWUDQVSRQGHU&RPPXQLFDWLRQEHWZHHQWKH,2/LQNPDVWHUUHDGHUDQGWUDQVSRQGHULVDV\QFKURQRXVYLDWKH,2/LQNLQWHUIDFH&DOFXODWLRQRIWKHFRPPXQLFDWLRQWLPHIRULQWHUIHUHQFHIUHHWUDQVIHU7KHFRPPXQLFDWLRQWLPHIRUSUREOHPIUHHWUDQVIHULVFDOFXODWHGDVIROORZV,IWKHWUDQVPLVVLRQLVLQWHUUXSWHGEULHIO\GXHWRH[WHUQDOLQWHUIHUHQFHWKHUHDGHUDXWRPDWLFDOO\FRQWLQXHVWKHFRPPDQG&DOFXODWLRQRIWKHPD[LPXPDPRXQWRIXVHUGDWD7KHPD[LPXPDPRXQWRIXVHUGDWDLVFDOFXODWHGDVIROORZVWN &RPPXQLFDWLRQWLPHEHWZHHQ,2/LQNPDVWHUUHDGHUDQGWUDQVSRQGHUWY 'ZHOOWLPHQ $PRXQWRIXVHUGDWDLQE\WHVQPD[ 0D[DPRXQWRIXVHUGDWDLQE\WHVLQG\QDPLFPRGHWE\WH 7UDQVPLVVLRQWLPHIRUE\WH. &RQVWDQWWKHFRQVWDQWLVDQLQWHUQDOV\VWHPWLPH7KLVFRQWDLQVWKHWLPHIRUSRZHUEXLOGXSRQWKHWUDQVSRQGHUDQGIRUFRPPDQGWUDQVIHU7LPHFRQVWDQWV.DQGWE\WH7DEOH 7\SLFDOWLPHFRQVWDQWVIRUVWDWLFRSHUDWLRQZLWKDQ,2/LQNF\FOHRIPVGDWDKROGWLPH PLQLPXPUHDG\GHOD\ GHDFWLYDWHG,2/LQNLQWKH8,'DFTXLVLWLRQPRGH,2/LQNLQWKHXVHUGDWDDFTXLVLWLRQPRGH.>PV@W%\WH>PV@.>PV@W%\WH>PV@5HDG    :ULWH+HUHLWPXVWEHWDNHQLQWRDFFRXQWWKDWE\WHEORFNVDUHDOZD\VUHDG
3ODQQLQJDQ5),2/LQNV\VWHP )XQGDPHQWDOVRIDSSOLFDWLRQSODQQLQJ6,0$7,&5),2/LQN2SHUDWLQJ,QVWUXFWLRQV&*& ,PSDFWRIVHFRQGDU\ILHOGV6HFRQGDU\ILHOGVLQWKHUDQJHIURPPPWRRIWKHOLPLWGLVWDQFH6JDOZD\VH[LVW7KH\VKRXOGRQO\EHXVHGGXULQJFRQILJXUDWLRQLQH[FHSWLRQDOFDVHVKRZHYHUVLQFHWKHUHDGZULWHGLVWDQFHVDUHYHU\OLPLWHG([DFWGHWDLOVRIWKHVHFRQGDU\ILHOGJHRPHWU\FDQQRWEHJLYHQVLQFHWKHVHYDOXHVGHSHQGKHDYLO\RQWKHRSHUDWLQJGLVWDQFHDQGWKHDSSOLFDWLRQ:KHQZRUNLQJLWPXVWEHWDNHQLQWRDFFRXQWWKDWDWWKHFKDQJHRYHUIURPWKHVHFRQGDU\ILHOGWRWKHPDLQILHOGWKHSUHVHQFHRIWKHWUDQVSRQGHUFDQEHORVWWHPSRUDULO\,WLVWKHUHIRUHDGYLVDEOHWRVHOHFWDGLVWDQFH!RI6J)LJXUH *DSLQWKHILHOGUHVXOWLQJIURPVHFRQGDU\ILHOGV
3ODQQLQJDQ5),2/LQNV\VWHP )XQGDPHQWDOVRIDSSOLFDWLRQSODQQLQJ6,0$7,&5),2/LQN2SHUDWLQJ,QVWUXFWLRQV&*& 66HFRQGDU\ILHOGVZLWKRXWVKLHOGLQJ7KHIROORZLQJJUDSKLFVKRZVW\SLFDOSULPDU\DQGVHFRQGDU\ILHOGVLIQRVKLHOGLQJPHDVXUHVDUHWDNHQ)LJXUH 6HFRQGDU\ILHOGZLWKRXWVKLHOGLQJ,QWKLVDUUDQJHPHQWWKHUHDGHUFDQDOVRUHDGWUDQVSRQGHUVYLDWKHVHFRQGDU\ILHOG6KLHOGLQJLVUHTXLUHGLQRUGHUWRSUHYHQWXQZDQWHGUHDGLQJYLDWKHVHFRQGDU\ILHOGDVVKRZQDQGGHVFULEHGLQWKHIROORZLQJ
3ODQQLQJDQ5),2/LQNV\VWHP )XQGDPHQWDOVRIDSSOLFDWLRQSODQQLQJ6,0$7,&5),2/LQN2SHUDWLQJ,QVWUXFWLRQV&*&66HFRQGDU\ILHOGVZLWKVKLHOGLQJ7KHIROORZLQJJUDSKLFVKRZVW\SLFDOSULPDU\DQGVHFRQGDU\ILHOGVZLWKPHWDOVKLHOGLQJWKLVWLPH7KHPHWDOVKLHOGLQJSUHYHQWVWKHUHDGHUIURPGHWHFWLQJWUDQVSRQGHUVYLDWKHVHFRQGDU\ILHOG)LJXUH 6HFRQGDU\ILHOGZLWKVKLHOGLQJ
3ODQQLQJDQ5),2/LQNV\VWHP )LHOGGDWDRIWUDQVSRQGHUVDQGUHDGHUV6,0$7,&5),2/LQN2SHUDWLQJ,QVWUXFWLRQV&*&  )LHOGGDWDRIWUDQVSRQGHUVDQGUHDGHUV )LHOGGDWD7KHOLPLWGLVWDQFHV6JDQGRSHUDWLQJGLVWDQFHV6DDORQJZLWKWKHOHQJWKRIWKHWUDQVPLVVLRQZLQGRZIRUHDFKUHDGHUWUDQVSRQGHUFRPELQDWLRQDUHOLVWHGLQWKHWDEOHVEHORZ7DEOH 6,0$7,&5)5,2/LQNILHOGGDWD/HQJWKRIWKHWUDQVPLVVVLLRQZLQGRZ/2SHUDWLQJGLVWDQFH6DD/LPLWGLVWDQFH6J0'6'   0'6'   0'6'   0'6'   0'6'   0'6'   0'6'   0'6'   0'6'   0'6'   0'6'  ಹ  7KHWUDQVSRQGHULVRQO\VXLWDEOHIRUVWDWLFRSHUDWLRQ$OOGLPHQVLRQVLQPP7DEOH 6,0$7,&5)5,2/LQNILHOGGDWD/HQJWKRIWKHWUDQVPLVVVLLRQZLQGRZ/2SHUDWLQJGLVWDQFH6DD/LPLWGLVWDQFH6J0'6'   0'6'   0'6'   0'6'   0'6'   0'6'   0'6'   0'6'   0'6'   0'6'   0'6'   $OOGLPHQVLRQVLQPP
3ODQQLQJDQ5),2/LQNV\VWHP )LHOGGDWDRIWUDQVSRQGHUVDQGUHDGHUV6,0$7,&5),2/LQN2SHUDWLQJ,QVWUXFWLRQV&*&7DEOH 6,0$7,&5)5,2/LQNILHOGGDWD//HQJWKRIWKHWUDQVPLVVVVLLRRQZLQGRZ/22SHUDWLQJGLVWDQFH6DD//LPLWGLVWDQFH6JJ0'6'   0'6'   0'6'   0'6'   0'6'   0'6'   0'6'   0'6'   0'6'   0'6'   0'6'   0'6'   0'6'   0'6'   0'6'   0'6'   $OOGLPHQVLRQVLQPP7DEOH )LHOGGDWD6,0$7,&5)5,2/LQNZLWK$17/HQJWKRIWKHWUDQVPLVVVLLRQZLQGRZ/2SHUDWLQJGLVWDQFH6DD/LPLWGLVWDQFH6J0'6'   0'6'   0'6'   $OOGLPHQVLRQVLQPP7DEOH )LHOGGDWD6,0$7,&5)5,2/LQNZLWK$17/HQJWKRIWKHWUDQVPLVVVLLRQZLQGRZ/2SHUDWLQJGLVWDQFH6DD/LPLWGLVWDQFH6J0'6'   0'6'   0'6'   0'6'   0'6'   0'6'   
3ODQQLQJDQ5),2/LQNV\VWHP )LHOGGDWDRIWUDQVSRQGHUVDQGUHDGHUV6,0$7,&5),2/LQN2SHUDWLQJ,QVWUXFWLRQV&*& //HQJWKRIWKHWUDQVPLVVVVLLRRQZLQGRZ/22SHUDWLQJGLVWDQFH6DD//LPLWGLVWDQFH6JJ0'6'   0'6'   $OOGLPHQVLRQVLQPP7DEOH )LHOGGDWD6,0$7,&5)5,2/LQNZLWK$17/HQJWKRIWKHWUDQVPLVVVLLRQZLQGRZ/2SHUDWLQJGLVWDQFH6DD/LPLWGLVWDQFH6J0'6'   0'6'   0'6'   0'6'   0'6'   0'6'   0'6'   0'6'   0'6'   0'6'   $OOGLPHQVLRQVLQPP7DEOH )LHOGGDWD6,0$7,&5)5ZLWK$17/HQJWKRIWKHWUDQVPLVVVLLRQZLQGRZ/2SHUDWLQJGLVWDQFH6DD/LPLWGLVWDQFH6J0'6'   0'6'   0'6'   0'6'   0'6'   0'6'   0'6'   0'6'   0'6'   0'6'   0'6'   $OOGLPHQVLRQVLQPP
3ODQQLQJDQ5),2/LQNV\VWHP )LHOGGDWDRIWUDQVSRQGHUVDQGUHDGHUV6,0$7,&5),2/LQN2SHUDWLQJ,QVWUXFWLRQV&*&7DEOH 6,0$7,&5)5,2/LQNILHOGGDWD//HQJWKRIWKHWUDQVPLVVVVLLRRQZLQGRZ/22SHUDWLQJGLVWDQFH6DD//LPLWGLVWDQFH6JJ0'6'   0'6'   0'6'   0'6'   0'6'   0'6'   0'6'   0'6'   0'6'   0'6'   0'6'   0'6'   0'6'   0'6'   0'6'   0'6'   $OOGLPHQVLRQVLQPP 0LQLPXPFOHDUDQFHV0LQLPXPGLVWDQFHIURPWUDQVSRQGHUWRWUDQVSRQGHU7KHVSHFLILHGGLVWDQFHVUHIHUWRDPHWDOIUHHHQYLURQPHQW)RUDPHWDOOLFHQYLURQPHQWWKHVSHFLILHGPLQLPXPGLVWDQFHVPXVWEHPXOWLSOLHGE\DIDFWRURI7DEOH 0LQLPXPFOHDUDQFHVIRUWUDQVSRQGHUV5)55)55)55)50'6'    ุ0'6' ุ   0'6' ุ ุ ุ ุ0'6'  ุ ุ ุ0'6' ุ   0'6'    ุ0'6' ุ ุ ุ ุ0'6'    ุ0'6'    ุ0'6'    ุ0'6' ุ ุ ุ ุ
3ODQQLQJDQ5),2/LQNV\VWHP )LHOGGDWDRIWUDQVSRQGHUVDQGUHDGHUV6,0$7,&5),2/LQN2SHUDWLQJ,QVWUXFWLRQV&*& 55)555)555)555)500'6'    ุ00'6'    ุ00'6' ุ   00'6' ุ ุ ุ 00'6'   ุ ุ00'6' ุ ุ ุ ุ00'6' ุ ุ ุ 00'6'  ุ ุ ุ00'6' ุ ุ ุ ุ00'6' ุ ุ ุ ุ$OOYDOXHVDUHLQPPUHODWLYHWRWKHRSHUDWLQJGLVWDQFH6DEHWZHHQUHDGHUDQGWUDQVSRQGHUDQGEHWZHHQWUDQVSRQGHUHGJHDQGWUDQVSRQGHUHGJH7DEOH 0LQLPXPFOHDUDQFHVIRUWUDQVSRQGHUV55)5$17$17$17$170'6'    0'6' ุ ุ  0'6'   ุ ุ0'6'    ุ0'6' ุ ุ  0'6'    0'6'  ุ ุ ุ0'6'    0'6'    0'6'    0'6'   ุ ุ0'6'    0'6'    0'6' ุ ุ ุ 0'6'  ุ ุ ุ0'6'   ุ ุ0'6'   ุ ุ0'6'  ุ ุ ุ0'6'    ุ0'6'  ุ ุ ุ0'6'  ุ ุ ุ 'HSHQGVRQWKHFRQQHFWHGDQWHQQD$17RU$OOYDOXHVDUHLQPPUHODWLYHWRWKHRSHUDWLQJGLVWDQFH6DEHWZHHQUHDGHUDQGWUDQVSRQGHUDQGEHWZHHQWUDQVSRQGHUHGJHDQGWUDQVSRQGHUHGJH
3ODQQLQJDQ5),2/LQNV\VWHP )LHOGGDWDRIWUDQVSRQGHUVDQGUHDGHUV6,0$7,&5),2/LQN2SHUDWLQJ,QVWUXFWLRQV&*&00LQLPXPGLVWDQFHIURPUHDGHUWRUHDGHU7DEOH 0LQLPXPGLVWDQFHVWRUHDGHUVRUDQWHQQDV5)5,2/LQNWR5))5,2//LQN5)5,2/LQNWR5)5,2/LQN5)5,2/LQNWR5)5,2/LQN$17[WR$17[ZLWK5)5,2/LQN5)5,2/LQNWR5)5,2/LQNุPP ุPP ุPP $17ุPP ุPP$17ุPP$17ุPP$17ุPP$OOYDOXHVDUHLQPP1RWH(IIHFWRQLQGXFWLYHILHOGVE\QRWPDLQWDLQLQJWKHPLQLPXPGLVWDQFHVRIWKHUHDGHUV,IWKHYDOXHVIDOOEHORZWKRVHVSHFLILHGLQWKHPLQLPXPGLVWDQFHIURPUHDGHUWRUHDGHUWKHUHLVDULVNRIWKHIXQFWLRQEHLQJDIIHFWHGE\LQGXFWLYHILHOGV,QWKLVFDVHWKHGDWDWUDQVIHUWLPHZRXOGLQFUHDVHXQSUHGLFWDEO\RUDFRPPDQGZRXOGEHDERUWHGZLWKDQHUURU$GKHUHQFHWRWKHYDOXHVVSHFLILHGLQWKH0LQLPXPGLVWDQFHIURPUHDGHUWRUHDGHUWDEOHLVWKHUHIRUHHVVHQWLDO,IWKHPLQLPXPFOHDUDQFHFDQQRWEHPDLQWDLQHGGXHWRWKHFRQVWUXFWLRQWKH+)ILHOGDQWHQQDRIWKHUHDGHUFDQEHWXUQHGRQRURIIYLDWKHSURFHVVLPDJH3,4
3ODQQLQJDQ5),2/LQNV\VWHP,QVWDOODWLRQJXLGHOLQHV6,0$7,&5),2/LQN2SHUDWLQJ,QVWUXFWLRQV&*&  ,QVWDOODWLRQJXLGHOLQHV 2YHUYLHZ7KHWUDQVSRQGHUDQGUHDGHUFRPSOHWHZLWKWKHLUDQWHQQDVDUHLQGXFWLYHGHYLFHV$Q\W\SHRIPHWDOLQWKHYLFLQLW\RIWKHVHGHYLFHVDIIHFWVWKHLUIXQFWLRQDOLW\6RPHSRLQWVQHHGWREHFRQVLGHUHGGXULQJFRQILJXUDWLRQDQGLQVWDOODWLRQLIWKHYDOXHVGHVFULEHGLQWKHVHFWLRQ)LHOGGDWD3DJHDUHWRUHWDLQWKHLUYDOLGLW\Ⴠ0LQLPXPVSDFLQJEHWZHHQWZRUHDGHUVRUWKHLUDQWHQQDVჀ0LQLPXPGLVWDQFHEHWZHHQWZRDGMDFHQWGDWDPHPRULHVჀ0HWDOIUHHDUHDIRUIOXVKPRXQWLQJRIUHDGHUVRUWKHLUDQWHQQDVDQGWUDQVSRQGHUVLQPHWDOჀ0RXQWLQJRIPXOWLSOHUHDGHUVRUWKHLUDQWHQQDVRQPHWDOIUDPHVRUUDFNV7KHIROORZLQJVHFWLRQVGHVFULEHWKHLPSDFWRQWKHRSHUDWLRQRIWKH5),'V\VWHPZKHQPRXQWHGLQWKHYLFLQLW\RIPHWDO 5HGXFWLRQRILQWHUIHUHQFHGXHWRPHWDO,QWHUIHUHQFHGXHWRPHWDOUDFN3UREOHP$PHWDOUDFNLVORFDWHGDERYHWKHWUDQVPLVVLRQZLQGRZRIWKHUHDGHU7KLVDIIHFWVWKHHQWLUHILHOG,QSDUWLFXODUWKHWUDQVPLVVLRQZLQGRZEHWZHHQUHDGHUDQGWUDQVSRQGHULVUHGXFHG5HPHG\7KHWUDQVPLVVLRQZLQGRZLVQRORQJHUDIIHFWHGLIWKHWUDQVSRQGHULVPRXQWHGGLIIHUHQWO\
3ODQQLQJDQ5),2/LQNV\VWHP ,QVWDOODWLRQJXLGHOLQHV6,0$7,&5),2/LQN2SHUDWLQJ,QVWUXFWLRQV&*&))OXVKPRXQWLQJ)OXVKPRXQWLQJRIWUDQVSRQGHUVDQGUHDGHUV3UREOHP)OXVKPRXQWLQJRIWUDQVSRQGHUVDQGUHDGHUVLVSRVVLEOHLQSULQFLSOH+RZHYHUWKHVL]HRIWKHWUDQVPLVVLRQZLQGRZLVVLJQLILFDQWO\UHGXFHG7KHIROORZLQJPHDVXUHVFDQEHXVHGWRFRXQWHUDFWWKHUHGXFWLRQRIWKHZLQGRZ5HPHG\(QODUJHPHQWRIWKHQRQPHWDOOLFVSDFHUEHORZWKHWUDQVSRQGHUDQGRUUHDGHU7KHWUDQVSRQGHUDQGRUUHDGHUDUHWRPPKLJKHUWKDQWKHPHWDOVXUURXQG7KHYDOXH[ุPPLVYDOLGHJIRU5)5,WLQGLFDWHVWKDWIRUDGLVWDQFH[ุPPWKHUHDGHUFDQQRORQJHUEHVLJQLILFDQWO\DIIHFWHGE\PHWDO5HPHG\,QFUHDVHWKHQRQPHWDOOLFGLVWDQFHDE7KHIROORZLQJUXOHRIWKXPEFDQEHXVHGx ,QFUHDVHDEE\DIDFWRURIWRRYHUWKHYDOXHVVSHFLILHGIRUPHWDOIUHHDUHDVx ,QFUHDVLQJDEKDVDJUHDWHUHIIHFWIRUUHDGHUVRUWUDQVSRQGHUVZLWKDODUJHOLPLWGLVWDQFHWKDQIRUUHDGHUVRUWUDQVSRQGHUVZLWKDVPDOOOLPLWGLVWDQFH
3ODQQLQJDQ5),2/LQNV\VWHP,QVWDOODWLRQJXLGHOLQHV6,0$7,&5),2/LQN2SHUDWLQJ,QVWUXFWLRQV&*& 00RXQWLQJRIVHYHUDOUHDGHUVRQPHWDOIUDPHVRUUDFNV$Q\UHDGHUPRXQWHGRQPHWDOFRXSOHVSDUWRIWKHILHOGWRWKHPHWDOIUDPH7KHUHLVQRUPDOO\QRLQWHUDFWLRQDVORQJDVWKHPLQLPXPGLVWDQFH'DQGPHWDOIUHHDUHDVDEDUHPDLQWDLQHG+RZHYHULQWHUDFWLRQPD\WDNHSODFHLIDQLURQIUDPHLVSRVLWLRQHGXQIDYRUDEO\/RQJHUGDWDWUDQVIHUWLPHVRUVSRUDGLFHUURUPHVVDJHVDWWKHFRPPXQLFDWLRQPRGXOHDUHWKHUHVXOW0RXQWLQJRIVHYHUDOUHDGHUVRQPHWDOUDFNV3UREOHP,QWHUDFWLRQEHWZHHQUHDGHUV5HPHG\,QFUHDVHWKHGLVWDQFH'EHWZHHQWKHWZRUHDGHUV5HPHG\,QWURGXFHRQHRUPRUHLURQVWUXWVLQRUGHUWRVKRUWFLUFXLWWKHVWUD\ILHOGV5HPHG\,QVHUWDQRQPHWDOOLFVSDFHURIWRPLOOLPHWHUWKLFNQHVVEHWZHHQWKHUHDGHUDQGWKHLURQIUDPH7KLVZLOOVLJQLILFDQWO\UHGXFHWKHLQGXFWLRQRIVWUD\ILHOGVRQWKHUDFN (IIHFWVRIPHWDORQGLIIHUHQWWUDQVSRQGHUVDQGUHDGHUV0RXQWLQJGLIIHUHQWWUDQVSRQGHUVDQGUHDGHUVRQPHWDORUIOXVKPRXQWLQJ&HUWDLQFRQGLWLRQVKDYHWREHREVHUYHGZKHQPRXQWLQJWKHWUDQVSRQGHUVDQGUHDGHUVRQPHWDORUIOXVKPRXQWLQJ)RUPRUHLQIRUPDWLRQSOHDVHUHIHUWRWKHGHVFULSWLRQVRIWKHLQGLYLGXDOWUDQVSRQGHUVDQGUHDGHUVLQWKHUHOHYDQWVHFWLRQ
3ODQQLQJDQ5),2/LQNV\VWHP ,QVWDOODWLRQJXLGHOLQHV6,0$7,&5),2/LQN2SHUDWLQJ,QVWUXFWLRQV&*& ,PSDFWRIPHWDORQWKHWUDQVPLVVLRQZLQGRZ,QJHQHUDOWKHIROORZLQJSRLQWVVKRXOGEHFRQVLGHUHGZKHQPRXQWLQJ5),'FRPSRQHQWVჀ'LUHFWPRXQWLQJRQPHWDOLVDOORZHGRQO\LQWKHFDVHRIVSHFLDOO\DSSURYHGWUDQVSRQGHUVჀ)OXVKPRXQWLQJRIWKHFRPSRQHQWVLQPHWDOUHGXFHVWKHILHOGGDWDDWHVWLVUHFRPPHQGHGLQFULWLFDODSSOLFDWLRQVჀ:KHQZRUNLQJLQVLGHWKHWUDQVPLVVLRQZLQGRZLWVKRXOGEHHQVXUHGWKDWQRPHWDOUDLORUVLPLODUSDUWLQWHUVHFWVWKHWUDQVPLVVLRQILHOG7KHPHWDOUDLOZRXOGDIIHFWWKHILHOGGDWD7KHLPSDFWRIPHWDORQWKHILHOGGDWD6J6D/LVVKRZQLQDWDEOHLQWKLVVHFWLRQ7KHYDOXHVLQWKHWDEOHGHVFULEHWKHUHGXFWLRQRIWKHILHOGGDWDLQZLWKUHIHUHQFHWRQRQPHWDOPHDQVQRLPSDFW
3ODQQLQJDQ5),2/LQNV\VWHP,QVWDOODWLRQJXLGHOLQHV6,0$7,&5),2/LQN2SHUDWLQJ,QVWUXFWLRQV&*&  5)5,2/LQN7KH5)5,2/LQNFDQEHIOXVKPRXQWHGLQPHWDO3OHDVHDOORZIRUDSRVVLEOHUHGXFWLRQLQWKHILHOGGDWDYDOXHV7KHIROORZLQJWDEOHVKRZVWKHGLIIHUHQWDUUDQJHPHQWVIRUWKHUHDGHUZLWKDQGZLWKRXWDPHWDOOLFHQYLURQPHQW&DVH)LJXUH'HVFULSWLRQD5HDGHUPHWDOIUHHE5HDGHURQPHWDOGLVWDQFHWRPHWDOุPPF5HDGHULQPHWDOIOXVKZLWK0QXWG5HDGHULQPHWDODOODURXQG7RDYRLGDQ\LQIOXHQFHRQWKHILHOGGDWDLQ&DVHGWKHGLVWDQFHDVKRXOGEHุPP
3ODQQLQJDQ5),2/LQNV\VWHP ,QVWDOODWLRQJXLGHOLQHV6,0$7,&5),2/LQN2SHUDWLQJ,QVWUXFWLRQV&*&7DEOH 5HGXFWLRQRIILHOGGDWDGXHWRPHWDOUDQJHDV7UDQVSRQGHUDQG5)577UDQVSRQGHU55HDGHUZLWKRXWGLUHFWPPHWDOLQIOXHQFH&DVHDEDQGG5HDGHUIOXVKPRXQWHGLQPHWDO&DVHF0'6' PHWDOIUHH  RQPHWDOGLVWDQFHPP  IOXVKPRXQWHGLQPHWDOGLVWDQFHDOOURXQGPP 0'6' IOXVKPRXQWHGLQPHWDOGLVWDQFHDOOURXQGPP 0'6' PHWDOIUHH  RQPHWDOGLVWDQFHPP  0'6' PHWDOIUHH  RQPHWDOGLVWDQFHPP  IOXVKPRXQWHGLQPHWDOGLVWDQFHDOOURXQGPP 0'6' PHWDOIUHH  IOXVKPRXQWHGLQPHWDOGLVWDQFHDOOURXQGPP 0'6' PHWDOIUHH  IOXVKPRXQWHGLQPHWDOGLVWDQFHDOOURXQGPP 0'6' PHWDOIUHH  RQPHWDOGLVWDQFHPP  IOXVKPRXQWHGLQPHWDOGLVWDQFHDOOURXQGPP 0'6' PHWDOIUHH  RQPHWDOGLVWDQFHPP  IOXVKPRXQWHGLQPHWDOGLVWDQFHDOOURXQGPP 0'6' PHWDOIUHH  RQPHWDOGLVWDQFHPP  0'6' PHWDOIUHH  RQPHWDOGLVWDQFHPP  0'6' PHWDOIUHH  RQPHWDOGLVWDQFHPP   0RXQWLQJWKHWUDQVSRQGHURQRULQPHWDOLVRQO\SRVVLEOHZLWKWKHDSSURSULDWHVSDFHURULIWKHUHLVDGHTXDWHFOHDUDQFHWRWKHPHWDO 9DOXHVRI!UHODWLYHWRQRQPHWDOVXUURXQGLQJVFDQRFFXULIWUDQVSRQGHUVZHUHGHYHORSHGVSHFLILFDOO\IRUPRXQWLQJLQRQPHWDOOLFVXUURXQGLQJV
3ODQQLQJDQ5),2/LQNV\VWHP,QVWDOODWLRQJXLGHOLQHV6,0$7,&5),2/LQN2SHUDWLQJ,QVWUXFWLRQV&*&  5)5,2/LQN7KH5)5,2/LQNFDQEHIOXVKPRXQWHGLQPHWDO3OHDVHDOORZIRUDSRVVLEOHUHGXFWLRQLQWKHILHOGGDWDYDOXHV7KHIROORZLQJWDEOHVKRZVWKHGLIIHUHQWDUUDQJHPHQWVIRUWKHUHDGHUZLWKDQGZLWKRXWDPHWDOOLFHQYLURQPHQW&DVH)LJXUH'HVFULSWLRQD5HDGHUPHWDOIUHHE5HDGHURQPHWDOGLVWDQFHWRPHWDOุPPF5HDGHULQPHWDOIOXVKZLWK0QXWG5HDGHULQPHWDODOOURXQG
3ODQQLQJDQ5),2/LQNV\VWHP ,QVWDOODWLRQJXLGHOLQHV6,0$7,&5),2/LQN2SHUDWLQJ,QVWUXFWLRQV&*&7RDYRLGDQ\LPSDFWRQWKHILHOGGDWDLQ&DVHGWKHGLVWDQFHDVKRXOGEHุPP7DEOH 5HGXFWLRQRIILHOGGDWDGXHWRPHWDOUDQJHDV7UDQVSRQGHUDQG5)577UDQVSRQGHU55HDGHUZLWKRXWGLUHFWPPHWDOLQIOXHQFH&DVHDEDQGG55HDGHUIOXVKPPRXQWHGLQPHWDO&DVHF00'6' PHWDOIUHH  RQPHWDOGLVWDQFHPP  7DJIOXVKPRXQWHGLQPHWDOGLVWDQFHDOOURXQGPP 00'6' PHWDOIUHH  RQPHWDOGLVWDQFHPP  IOXVKPRXQWHGLQPHWDOGLVWDQFHDOOURXQGPP 00'6' PHWDOIUHH  RQPHWDOGLVWDQFHPP  00'6' PHWDOIUHH  RQPHWDOGLVWDQFHPP  IOXVKPRXQWHGLQPHWDOGLVWDQFHDOOURXQGPP 00'6' PHWDOIUHH  IOXVKPRXQWHGLQPHWDOGLVWDQFHDOOURXQGPP 00'6' PHWDOIUHH  RQPHWDOGLVWDQFHPP IOXVKPRXQWHGLQPHWDOGLVWDQFHDOOURXQGPP 00'6' PHWDOIUHH  RQPHWDOGLVWDQFHPP  IOXVKPRXQWHGLQPHWDOGLVWDQFHDOOURXQGPP 00'6' PHWDOIUHH  VFUHZHGRQWRPHWDO  IOXVKPRXQWHGLQPHWDOGLVWDQFHDOOURXQGPP 00'6' PHWDOIUHH  RQPHWDOGLVWDQFHPP  IOXVKPRXQWHGLQPHWDOGLVWDQFHDOOURXQGPP 00'6' PHWDOIUHH  RQPHWDOGLVWDQFHPP  
3ODQQLQJDQ5),2/LQNV\VWHP,QVWDOODWLRQJXLGHOLQHV6,0$7,&5),2/LQN2SHUDWLQJ,QVWUXFWLRQV&*& 77UDQVSRQGHU55HDGHUZLWKRXWGLUHFWPPHWDOLQIOXHQFH&DVHDEDQGG55HDGHUIOXVKPPRXQWHGLQPHWDO&DVHF00'6' PHWDOIUHH  RQPHWDOGLVWDQFHPP   0RXQWLQJWKHWUDQVSRQGHURQRULQPHWDOLVRQO\SRVVLEOHZLWKWKHDSSURSULDWHVSDFHURULIWKHUHLVDGHTXDWHFOHDUDQFHWRWKHPHWDO 9DOXHVRI!UHODWLYHWRQRQPHWDOVXUURXQGLQJVFDQRFFXULIWUDQVSRQGHUVZHUHGHYHORSHGVSHFLILFDOO\IRUPRXQWLQJLQRQPHWDOOLFVXUURXQGLQJV 5)5,2/LQN7KH5)5,2/LQNFDQEHIOXVKPRXQWHGLQPHWDO3OHDVHDOORZIRUDSRVVLEOHUHGXFWLRQLQWKHILHOGGDWDYDOXHV)LJXUH 0HWDOIUHHVSDFH5)5,2/LQN7RDYRLGDQ\LPSDFWRQWKHILHOGGDWDWKHGLVWDQFHDVKRXOGEHุPP7DEOH 5HGXFWLRQRIILHOGGDWDGXHWRPHWDOUDQJHDV7UDQVSRQGHUDQG5)57UDQVSRQGHU5HDGHUZLWKRXWGLUHFWPPHWDOLQIOXHQFH5HDGHURQPHWDOPHWDOSODWH5HDGHUIOXVKPRXQWHGLQPHWDODOOURXQGPPP0'6' ZLWKRXWPHWDO   RQPHWDOGLVWDQFHPP   IOXVKPRXQWHGLQPHWDOGLVWDQFHDOOURXQGPP  0'6' ZLWKRXWPHWDO   RQPHWDOGLVWDQFHPP   IOXVKPRXQWHGLQPHWDOGLVWDQFHDOOURXQGPP  
3ODQQLQJDQ5),2/LQNV\VWHP ,QVWDOODWLRQJXLGHOLQHV6,0$7,&5),2/LQN2SHUDWLQJ,QVWUXFWLRQV&*&77UDQVSRQGHU55HDGHUZLWKRXWGGLUHFWPPHWDOLQIOXHQFH5HDGHURQPHWDOPHWDOSODWH5HDGHUIOXVKPRXQWHGLQPHWDODOOURXQGPPP0'6' ZLWKRXWPHWDO   RQPHWDOGLVWDQFHPP   IOXVKPRXQWHGLQPHWDOGLVWDQFHDOOURXQGPP  0'6' ZLWKRXWPHWDO   RQPHWDOGLVWDQFHPP   0'6' ZLWKRXWPHWDO   RQPHWDOGLVWDQFHPP   0'6' ZLWKRXWPHWDO   RQPHWDOGLVWDQFHPP   IOXVKPRXQWHGLQPHWDOGLVWDQFHDOOURXQGPP  0'6' ZLWKRXWPHWDO   RQPHWDOGLVWDQFHPP   0'6' ZLWKRXWPHWDO   RQPHWDOGLVWDQFHPP   IOXVKPRXQWHGLQPHWDOGLVWDQFHDOOURXQGPP  0'6' ZLWKRXWPHWDO   RQPHWDOGLVWDQFHPP   IOXVKPRXQWHGLQPHWDOGLVWDQFHDOOURXQGPP  0'6' ZLWKRXWPHWDO   IOXVKPRXQWHGLQPHWDOGLVWDQFHDOOURXQGPP  0'6' RQPHWDOGLVWDQFHPP   IOXVKPRXQWHGLQPHWDOGLVWDQFHDOOURXQGPP 0'6' ZLWKRXWPHWDO   RQPHWDOGLVWDQFHPP   IOXVKPRXQWHGLQPHWDOGLVWDQFHDOOURXQGPP  0'6' ZLWKRXWPHWDO   RQPHWDOGLVWDQFHPP   0'6' ZLWKRXWPHWDO   RQPHWDOGLVWDQFHPP   IOXVKPRXQWHGLQPHWDO'LVWDQFHDOOURXQGPP  0'6' ZLWKRXWPHWDO   RQPHWDOGLVWDQFHPP   
3ODQQLQJDQ5),2/LQNV\VWHP,QVWDOODWLRQJXLGHOLQHV6,0$7,&5),2/LQN2SHUDWLQJ,QVWUXFWLRQV&*& 77UDQVSRQGHU55HDGHUZLWKRXWGGLUHFWPPHWDOLQIOXHQFH5HDGHURQPHWDOPHWDOSODWH5HDGHUIOXVKPRXQWHGLQPHWDODOOURXQGPPP0'6' ZLWKRXWPHWDO   RQPHWDOGLVWDQFHPP    0RXQWLQJWKHWUDQVSRQGHURQRULQPHWDOLVRQO\SRVVLEOHZLWKWKHDSSURSULDWHVSDFHURULIWKHUHLVDGHTXDWHFOHDUDQFHWRWKHPHWDO 9DOXHVRI!UHODWLYHWRQRQPHWDOVXUURXQGLQJVFDQRFFXULIWUDQVSRQGHUVZHUHGHYHORSHGVSHFLILFDOO\IRUPRXQWLQJLQRQPHWDOOLFVXUURXQGLQJV 5)5,2/LQN7KH5)5,2/LQNUHDGHULVRSHUDWHGZLWKWKHH[WHUQDODQWHQQDV$17DQG7KHDQWHQQDVFDQEHIOXVKPRXQWHGLQPHWDO3OHDVHDOORZIRUDSRVVLEOHUHGXFWLRQLQWKHILHOGGDWDYDOXHV)LJXUH 0HWDOIUHHVSDFHIRU$17$17DQG$17$177DEOH 5HGXFWLRQRIILHOGGDWDGXHWRPHWDOUDQJHDV7UDQVSRQGHUDQG5)5ZLWK$177UDQVSRQGHU5)5ZLWK$17$QWHQQDZLWKRXWPPHWDO$QWHQQDIOXVKPPRXQWHGLQPHWDO0'6' ZLWKRXWPHWDO  IOXVKPRXQWHGLQPHWDOGLVWDQFHDOOURXQGPP 0'6' ZLWKRXWPHWDO  IOXVKPRXQWHGLQPHWDOGLVWDQFHDOOURXQGPP 0'6' ZLWKRXWPHWDO  IOXVKPRXQWHGLQPHWDOGLVWDQFHDOOURXQGPP 
3ODQQLQJDQ5),2/LQNV\VWHP ,QVWDOODWLRQJXLGHOLQHV6,0$7,&5),2/LQN2SHUDWLQJ,QVWUXFWLRQV&*&7DEOH 5HGXFWLRQRIILHOGGDWDGXHWRPHWDOUDQJHDV7UDQVSRQGHUDQG5)5ZLWK$1777UDQVSRQGHU55)5ZLWK$17$$QWHQQDZLWKRXWPPHWDO$QWHQQDIOXVKPPRXQWHGLQPHWDODOOURXQGPPP0'6' ZLWKRXWPHWDO  IOXVKPRXQWHGLQPHWDOGLVWDQFHDOOURXQGPP 0'6' ZLWKRXWPHWDO  IOXVKPRXQWHGLQPHWDOGLVWDQFHDOOURXQGPP 0'6' ZLWKRXWPHWDO  RQPHWDOGLVWDQFHPP  0'6' ZLWKRXWPHWDO  IOXVKPRXQWHGLQPHWDOGLVWDQFHDOOURXQGPP 0'6' ZLWKRXWPHWDO  IOXVKPRXQWHGLQPHWDOGLVWDQFHDOOURXQGPP 0'6' ZLWKRXWPHWDO  RQPHWDOGLVWDQFHPP  0'6' ZLWKRXWPHWDO  RQPHWDOGLVWDQFHPP 0'6' ZLWKRXWPHWDO  RQPHWDOGLVWDQFHPP  IOXVKPRXQWHGLQPHWDOGLVWDQFHDOOURXQGPP  0RXQWLQJWKHWUDQVSRQGHURQRULQPHWDOLVRQO\SRVVLEOHZLWKWKHDSSURSULDWHVSDFHURULIWKHUHLVDGHTXDWHFOHDUDQFHWRWKHPHWDO 9DOXHVRI!UHODWLYHWRQRQPHWDOVXUURXQGLQJVFDQRFFXULIWUDQVSRQGHUVZHUHGHYHORSHGVSHFLILFDOO\IRUPRXQWLQJLQRQPHWDOOLFVXUURXQGLQJV7DEOH 5HGXFWLRQRIILHOGGDWDGXHWRPHWDOUDQJHDV7UDQVSRQGHUDQG5)5ZLWK$177UDQVSRQGHU5)5ZLWK$17$QWHQQDZLWKRXWPHWDO$QWHQQDIOXVKPPRXQWHGLQPHWDODOOURXQGPP0'6' ZLWKRXWPHWDO  RQPHWDOGLVWDQFHPP  IOXVKPRXQWHGLQPHWDOGLVWDQFHDOOURXQGPP 
3ODQQLQJDQ5),2/LQNV\VWHP,QVWDOODWLRQJXLGHOLQHV6,0$7,&5),2/LQN2SHUDWLQJ,QVWUXFWLRQV&*& 77UDQVSRQGHU55)5ZLWK$17$$QWHQQDZLWKRXWPPHWDO$QWHQQDIOXVKPPRXQWHGLQPHWDODOOURXQGPP0'6' ZLWKRXWPHWDO  RQPHWDOGLVWDQFHPP  0'6' ZLWKRXWPHWDO  RQPHWDOGLVWDQFHPP  IOXVKPRXQWHGLQPHWDOGLVWDQFHDOOURXQGPP 0'6' ZLWKRXWPHWDO  IOXVKPRXQWHGLQPHWDOGLVWDQFHDOOURXQGPP 0'6' ZLWKRXWPHWDO  IOXVKPRXQWHGLQPHWDOGLVWDQFHDOOURXQGPP 0'6' ZLWKRXWPHWDO  RQPHWDOGLVWDQFHPP  IOXVKPRXQWHGLQPHWDOGLVWDQFHDOOURXQGPP 0'6' ZLWKRXWPHWDO  RQPHWDOGLVWDQFHPP  IOXVKPRXQWHGLQPHWDOGLVWDQFHDOOURXQGPP 0'6' ZLWKRXWPHWDO  RQPHWDOGLVWDQFHPP  0'6' ZLWKRXWPHWDO  RQPHWDOGLVWDQFHPP  0'6' ZLWKRXWPHWDO  RQPHWDOGLVWDQFHPP   0RXQWLQJWKHWUDQVSRQGHURQRULQPHWDOLVRQO\SRVVLEOHZLWKWKHDSSURSULDWHVSDFHURULIWKHUHLVDGHTXDWHFOHDUDQFHWRWKHPHWDO 9DOXHVRI!UHODWLYHWRQRQPHWDOVXUURXQGLQJVFDQRFFXULIWUDQVSRQGHUVZHUHGHYHORSHGVSHFLILFDOO\IRUPRXQWLQJLQRQPHWDOOLFVXUURXQGLQJV
3ODQQLQJDQ5),2/LQNV\VWHP ,QVWDOODWLRQJXLGHOLQHV6,0$7,&5),2/LQN2SHUDWLQJ,QVWUXFWLRQV&*&7DEOH 5HGXFWLRQRIILHOGGDWDGXHWRPHWDOUDQJHDV7UDQVSRQGHUDQG5)5ZLWK$1777UDQVSRQGHU55)5ZLWK$17$$QWHQQDZLWKRXWPPHWDO$QWHQQDIOXVKPPRXQWHGLQPHWDODOOURXQGPP0'6' ZLWKRXWPHWDO  RQPHWDOGLVWDQFHPP  IOXVKPRXQWHGLQPHWDOGLVWDQFHDOOURXQGPP 0'6' ZLWKRXWPHWDO  RQPHWDOGLVWDQFHPP  IOXVKPRXQWHGLQPHWDOGLVWDQFHDOOURXQGPP 0'6' ZLWKRXWPHWDO  RQPHWDOGLVWDQFHPP  0'6' ZLWKRXWPHWDO  RQPHWDOGLVWDQFHPP  IOXVKPRXQWHGLQPHWDOGLVWDQFHDOOURXQGPP 0'6' ZLWKRXWPHWDO  IOXVKPRXQWHGLQPHWDOGLVWDQFHDOOURXQGPP 0'6' ZLWKRXWPHWDO  RQPHWDOGLVWDQFHPP  IOXVKPRXQWHGLQPHWDOGLVWDQFHDOOURXQGPP 0'6' ZLWKRXWPHWDO  RQPHWDOGLVWDQFHPP  IOXVKPRXQWHGLQPHWDOGLVWDQFHDOOURXQGPP 0'6' ZLWKRXWPHWDO  RQPHWDOGLVWDQFHPP  0'6' ZLWKRXWPHWDO  RQPHWDOGLVWDQFHPP  IOXVKPRXQWHGLQPHWDOGLVWDQFHDOOURXQGPP 0'6' ZLWKRXWPHWDO  RQPHWDOGLVWDQFHPP  0'6' ZLWKRXWPHWDO  RQPHWDOGLVWDQFHPP   0RXQWLQJWKHWUDQVSRQGHURQRULQPHWDOLVRQO\SRVVLEOHZLWKWKHDSSURSULDWHVSDFHURULIWKHUHLVDGHTXDWHFOHDUDQFHWRWKHPHWDO 9DOXHVRI!UHODWLYHWRQRQPHWDOVXUURXQGLQJVFDQRFFXULIWUDQVSRQGHUVZHUHGHYHORSHGVSHFLILFDOO\IRUPRXQWLQJLQRQPHWDOOLFVXUURXQGLQJV
3ODQQLQJDQ5),2/LQNV\VWHP,QVWDOODWLRQJXLGHOLQHV6,0$7,&5),2/LQN2SHUDWLQJ,QVWUXFWLRQV&*&  5)5,2/LQN7KH5)5,2/LQNFDQEHIOXVKPRXQWHGLQPHWDO3OHDVHDOORZIRUDSRVVLEOHUHGXFWLRQLQWKHILHOGGDWDYDOXHV)LJXUH 0HWDOIUHHVSDFH5)5,2/LQN7RDYRLGDQ\LPSDFWRQWKHILHOGGDWDWKHGLVWDQFHDVKRXOGEHุPP7DEOH 5HGXFWLRQRIILHOGGDWDGXHWRPHWDOUDQJHDV7UDQVSRQGHUDQG5)57UDQVSRQGHU5HDGHUZLWWKRRXWGLUHFWPHWDOLQIOXHQFH5HDGHURQPHHWDOPHWDOSODWH5HDGHUIOXVKPPRXQWHGLQPHWDODOOURXQGPP0'6' ZLWKRXWPHWDO   RQPHWDOGLVWDQFHPP   IOXVKPRXQWHGLQPHWDOGLVWDQFHDOOURXQGPP  0'6' ZLWKRXWPHWDO   RQPHWDOGLVWDQFHPP   IOXVKPRXQWHGLQPHWDOGLVWDQFHDOOURXQGPP  0'6' ZLWKRXWPHWDO   RQPHWDOGLVWDQFHPP   IOXVKPRXQWHGLQPHWDOGLVWDQFHDOOURXQGPP  0'6' ZLWKRXWPHWDO   RQPHWDOGLVWDQFHPP   0'6' ZLWKRXWPHWDO   RQPHWDOGLVWDQFHPP   0'6' ZLWKRXWPHWDO   RQPHWDOGLVWDQFHPP   
3ODQQLQJDQ5),2/LQNV\VWHP )XUWKHULQIRUPDWLRQ6,0$7,&5),2/LQN2SHUDWLQJ,QVWUXFWLRQV&*&77UDQVSRQGHU55HDGHUZLWWKKRRXWGLUHFWPPHWDOLLQIOXHQFH55HDGHURQPHHWWDDOPHWDOSODWH5HDGHUIOXVKPPRXQWHGLQPHWDODOOURXQGPP0'6' ZLWKRXWPHWDO   RQPHWDOGLVWDQFHPP   IOXVKPRXQWHGLQPHWDOGLVWDQFHDOOURXQGPP  0'6' ZLWKRXWPHWDO   RQPHWDOGLVWDQFHPP   0'6' ZLWKRXWPHWDO   RQPHWDOGLVWDQFHPP   IOXVKPRXQWHGLQPHWDOGLVWDQFHDOOURXQGPP  0'6' ZLWKRXWPHWDO   RQPHWDOGLVWDQFHPP   0'6' ZLWKRXWPHWDO   RQPHWDOGLVWDQFHPP   IOXVKPRXQWHGLQPHWDOGLVWDQFHDOOURXQGPP  0'6' RQPHWDOGLVWDQFHPP   IOXVKPRXQWHGLQPHWDOGLVWDQFHDOOURXQGPP  0'6' ZLWKRXWPHWDO   RQPHWDOGLVWDQFHPP   IOXVKPRXQWHGLQPHWDOGLVWDQFHDOOURXQGPP  0'6' ZLWKRXWPHWDO   RQPHWDOGLVWDQFHPP   IOXVKPRXQWHGLQPHWDOGLVWDQFHDOOURXQGPP  0'6' ZLWKRXWPHWDO   RQPHWDOGLVWDQFHPP   0'6' ZLWKRXWPHWDO   RQPHWDOGLVWDQFHPP    0RXQWLQJWKHWUDQVSRQGHURQRULQPHWDOLVRQO\SRVVLEOHZLWKWKHDSSURSULDWHVSDFHURULIWKHUHLVDGHTXDWHFOHDUDQFHWRWKHPHWDO )XUWKHULQIRUPDWLRQ)RUPRUHGHWDLOHGLQIRUPDWLRQRQIXQGDPHQWDOVRIDSSOLFDWLRQSODQQLQJDQG(0&UHIHUWRFKDSWHURIWKH6,0$7,&5)6\VWHP0DQXDOKWWSVVXSSRUWLQGXVWU\VLHPHQVFRPFVZZHQYLHZ
6,0$7,&5),2/LQN2SHUDWLQJ,QVWUXFWLRQV&*& &&RPPLVVLRQLQJDQGSDUDPHWHUDVVLJQPHQW$IWHUWKHV\VWHPKDVEHHQLQVWDOOHGDQGZLUHGXSWKHIROORZLQJVWHSVDUHQHFHVVDU\WRFRPPLVVLRQDQ5),2/LQNUHDGHU &RQILJXULQJ'HSHQGLQJRQWKHRSHUDWLQJPRGHV6,2PRGHRU,2/LQNFRPPXQLFDWLRQWKHUHDGHUQHHGVWREHDVVLJQHGSDUDPHWHUVჀ6,2PRGH,QWKH6,2PRGHWKHUHDGHUGRHVQRWQHHGWREHDVVLJQHGSDUDPHWHUV7KHUHDGHUFDQEHFRQQHFWHGDVDVWDQGDUG,2WRWKHLQSXWPRGXOHVIRUH[DPSOH,2/LQNPDVWHUჀ,2/LQNPRGH,QWKH,2/LQNPRGHWKHSURFHVVLPDJHUHTXLUHGE\WKHGHYLFHPXVWEHDVVLJQHGWRDVSHFLILFSRUWRIWKH,2/LQNPDVWHUDQGWKHW\SHDQGOHQJWKPXVWEHFRQILJXUHG8VLQJDQHQJLQHHULQJWRROIRUH[DPSOH67(3DQHZSURMHFWPXVWEHFUHDWHGRUDQH[LVWLQJSURMHFWRSHQHGLQZKLFKWKH,2/LQNPDVWHULVLQVHUWHG+:&RQILJLVXVHGIRUFRQILJXUDWLRQLQ67(3&RQILJXUDWLRQRIWKH,2/LQNPDVWHULQ+:&RQILJ1RWH&RQILJXUDWLRQVRIWZDUH7KHFRQILJXUDWLRQGHVFULEHGEHORZZDVFUHDWHGZLWK+:&RQILJ$VDQDOWHUQDWLYH\RXFDQDOVRFUHDWHWKHFRQILJXUDWLRQZLWK67(33URIHVVLRQDO7,$3RUWDO:LWKWKHDLGRI+:&RQILJWKH,2/LQNPDVWHUVFDQEHGUDJJHGIURPWKHFDWDORJWRWKHUHTXLUHGORFDWLRQLQWKH352),%86352),1(7V\VWHPDQGWKHDGGUHVVHVDVVLJQHG
&RPPLVVLRQLQJDQGSDUDPHWHUDVVLJQPHQW &RQILJXULQJ6,0$7,&5),2/LQN2SHUDWLQJ,QVWUXFWLRQV&*&&&RQVLVWHQF\)RUGDWDFRQVLVWHQF\WKHHQWLUHFRPPXQLFDWLRQSDWKPXVWEHWDNHQLQWRDFFRXQW$VIDUDVWKHYDULRXV&38VDUHFRQFHUQHGDGLVWLQFWLRQPXVWEHPDGHEHWZHHQ352),%86'3DQG352),1(7,27KHFRQVLVWHQWGDWDWUDQVIHULQ352),%86'3WRE\WHVRULQ352),1(7,2WRE\WHVWDNHVSODFHLQWKHSURFHVVLPDJHRIWKHLQSXWVDQGRXWSXWV:LWKWKHORDGFRPPDQGVXSWRE\WHVFDQEHUHDGRXWFRQVLVWHQWO\IURPWKHSURFHVVLPDJHRIWKHLQSXWV7KHSURFHVVLPDJHGHSHQGVRQWKH&38DQGGHWDLOVFDQEHIRXQGLQWKHUHOHYDQWPDQXDO7KH6&38VKDYHWKHV\VWHPIXQFWLRQV6)&DYDLODEOHWKDWPDNHLWSRVVLEOHWRJXDUDQWHHFRQVLVWHQWGDWDWUDQVIHURXWVLGHWKHSURFHVVLPDJH7KHDPRXQWRIGDWDWKDWFDQEHWUDQVIHUUHGFRQVLVWHQWO\GHSHQGVRQWKH&38DQGWKHEXVV\VWHPEHLQJXVHGDQGGHWDLOVFDQEHIRXQGLQWKHUHOHYDQWPDQXDOV)RUWKHGDWDWUDQVIHUEHWZHHQWKH,2/LQNPDVWHUDQG,2/LQNGHYLFHWKHPDVWHUJXDUDQWHHVFRQVLVWHQF\IRUE\WHVZLWKRXWWKH3RUW4XDOLILHUEHLQJVHOHFWHGLQWKH3RUWVPHQX7UDQVIHUFRQVLVWHQF\LVDOVRLQFUHDVHGE\WKH5HDG\GHOD\VHWWLQJ7KLVGHOD\VWKHWUDQVIHURIWKH5'<RU'RQHELWE\RQH,2/LQNF\FOHVRWKDWWKHV\VWHPKDVWLPHWRWUDQVIHUWKHGDWD,IWKHUHLVDORWRIGDWDWUDIILFZHUHFRPPHQGWKDW\RXHQDEOHWKLVVHWWLQJ)LJXUH &RQILJXUDWLRQH[DPSOHIRUDQ(7HFR31
 &RPPLVVLRQLQJDQGSDUDPHWHUDVVLJQPHQW&RQILJXULQJ6,0$7,&5),2/LQN2SHUDWLQJ,QVWUXFWLRQV&*& )LJXUH $GGUHVVVHOHFWLRQZLWKWKH(7HFR31
&RPPLVVLRQLQJDQGSDUDPHWHUDVVLJQPHQW &RQILJXULQJ6,0$7,&5),2/LQN2SHUDWLQJ,QVWUXFWLRQV&*&)LJXUH &RQILJXUDWLRQH[DPSOHIRUDQ(76
 &RPPLVVLRQLQJDQGSDUDPHWHUDVVLJQPHQW&RQILJXULQJ6,0$7,&5),2/LQN2SHUDWLQJ,QVWUXFWLRQV&*& )LJXUH $GGUHVVVHOHFWLRQZLWKWKH(76,2DQG352),%86DGGUHVV
&RPPLVVLRQLQJDQGSDUDPHWHUDVVLJQPHQW 3DUDPHWHUDVVLJQPHQWRIWKH,2/LQNV\VWHP6,0$7,&5),2/LQN2SHUDWLQJ,QVWUXFWLRQV&*& 3DUDPHWHUDVVLJQPHQWRIWKH,2/LQNV\VWHP<RXFDQFDOOXSWKH3RUW&RQILJXUDWLRQ7RROIURP+:&RQILJ)LJXUH &DOOLQJWKH3&7IURP+:&RQILJXVLQJWKHPHQXEDU
 &RPPLVVLRQLQJDQGSDUDPHWHUDVVLJQPHQW 3DUDPHWHUDVVLJQPHQWRIWKH,2/LQNV\VWHP6,0$7,&5),2/LQN2SHUDWLQJ,QVWUXFWLRQV&*& )LJXUH &DOOLQJWKH3&7IURP+:&RQILJXVLQJWKHPDVWHU11RWH&&DOOLQJWKH3&7ZLWK67(39RUROGHULQVWDOOHG,I3&7ZDVQRWLQVWDOOHGDORQJZLWKWKH67(3LQVWDOODWLRQXSWR9\RXZLOOQHHGWRLQVWDOO3&7H[WUD,QWKLVFDVH\RXFDQFDOOXS3&7GLUHFWO\XVLQJWKHPDVWHU5LJKWFOLFNRQWKHPDVWHUDQGWKHQRQ&RQILJXUH,2/LQNLQWKHVKRUWFXWPHQX
&RPPLVVLRQLQJDQGSDUDPHWHUDVVLJQPHQW 3DUDPHWHUDVVLJQPHQWRIWKH,2/LQNV\VWHP6,0$7,&5),2/LQN2SHUDWLQJ,QVWUXFWLRQV&*& 7KH3RUW&RQILJXUDWLRQ7RRO3&7:KHQXVLQJ6,(0(16PDVWHUVWKH3RUW&RQILJXUDWLRQ7RROLVDYDLODEOHIRUFRQILJXULQJWKH,2/LQNPDVWHUDQGWRVHWSDUDPHWHUVIRUWKHGHYLFHV:KHQXVLQJWKLUGSDUW\PDVWHUV\RXZLOOILUVWQHHGWRLQVWDOOWKHWRROSURYLGHGE\WKHPDQXIDFWXUHURUXVHWKHSDUDPHWHUDVVLJQPHQWRSWLRQVRIWKHFRQILJXUDWLRQV\VWHP:LWKWKH3&7DVRI967(3HQJLQHHULQJKDVDSRZHUIXOVRIWZDUHIRUDVVLJQLQJSDUDPHWHUVIRU6LHPHQV,2/LQNPDVWHUPRGXOHVDQG,2/LQNGHYLFHV63&7LVLQWHJUDWHGLQ67(3DVRI963DQGLVFDOOHGYLDWKHKDUGZDUHFRQILJXUDWLRQRIWKH,2/LQNPDVWHU$SDUWIURPWKLVSURJUDPIRUPLQWHJUDWHGLQ67(3HQJLQHHULQJDVWDQGDORQHYHUVLRQRI63&7LVDOVRDYDLODEOHDQGFDQEHLQVWDOOHGVHSDUDWHO\7KH63&7VWDQGDORQHYDULDQWDOORZVVLPSOHXVHRIWKH,2/LQNZLWKWKHGLVWULEXWHG6,0$7,&,2V\VWHP(7LQFRQWUROV\VWHPVRIRWKHUSURYLGHUVZLWKRXW67(37KHVWDQGDORQHYDULDQWLVDOVRUHTXLUHGWRFRQILJXUHZLWK67(37,$3RUWDO:LWKWKH3RUW&RQILJXUDWLRQ7RROSDUDPHWHUGDWDRIWKH,2/LQNGHYLFHVFDQEHVHWFKDQJHGFRSLHGDQGVDYHGLQWKH67(3SURMHFW,QWKLVZD\DOOFRQILJXUDWLRQGDWDDQGSDUDPHWHUVULJKWGRZQWRWKH,2/LQNGHYLFHOHYHODUHVWRUHGFRQVLVWHQWO\3URSHUWLHVRIWKH3RUW&RQILJXUDWLRQ7RRO63&7Ⴠ$YDLODEOHIUHHRIFKDUJHDVDGRZQORDGDW,QWHUQHWKWWSVVXSSRUWLQGXVWU\VLHPHQVFRPFVZZHQYLHZჀ&RQILJXUDWLRQVFUHHQVWDEVLQ63&7ZLWKSODLQODQJXDJHDQGSURGXFWLPDJHGLUHFWO\IURPWKH,2''RIWKHFHUWLILHGGHYLFHჀ&HQWUDOGDWDVWRUDJHRIDOOSURMHFWGDWDLQWKH67(3SURMHFWZLWKWKHLQWHJUDWHG3&7FDOOჀ:LGHUDQJLQJWHVWDQGGLDJQRVWLFVIXQFWLRQVჀ5HDGLQJRXWLGHQWLILFDWLRQGDWDIURPWKHGHYLFHVჀ5HDGLQJEDFNRIGHYLFHLQIRUPDWLRQLQFOXGLQJWKHSDUDPHWHUDVVLJQPHQWVXSSRUWHGIXOO\7KH3&7LQWHJUDWHV,2/LQNGHYLFHVEHORZWKHILHOGEXVOHYHOFRPSOHWHO\LQDOODUHDVRISURGXFWLRQDXWRPDWLRQLQ67(37,$3RUWDO
 &RPPLVVLRQLQJDQGSDUDPHWHUDVVLJQPHQW 3DUDPHWHUDVVLJQPHQWRIWKH,2/LQNV\VWHP6,0$7,&5),2/LQN2SHUDWLQJ,QVWUXFWLRQV&*&  3DUDPHWHUDVVLJQPHQWZLWK3&7:LWKWKH63&7\RXFDQFRQILJXUH,2/LQNPDVWHUSRUWVFKDQJHDQGUHDGRXWSDUDPHWHUVDQGPXFKPRUH0DNHVXUHWKDWWKHQHFHVVDU\,2''ILOHVH[LVWLQWKHKDUGZDUHFDWDORJ,IWKH\GRQRWLPSRUWWKHPXVLQJWKH2SWLRQVPHQX7KHQWUDQVIHUWKH,2''ILOHVE\GUDJJLQJWKHPWRWKH3&7WRRO<RXZLOOILQGWKH,2''ILOHVRQWKH'9'5),'6\VWHPV6RIWZDUH'RFXPHQWDWLRQ*7$$RURQWKHSDJHVRI6LHPHQV,QGXVWU\2QOLQH6XSSRUWKWWSVVXSSRUWLQGXVWU\VLHPHQVFRPFVGHHQSVGO1RWH$VVLJQLQJULJKWV,QWKH2SWLRQVPHQXLWLVSRVVLEOHWRDVVLJQULJKWVIRUWKHSDUWLFXODUYLHZXQGHU8VHU5ROH$OOWKHSDUDPHWHUVDUHHQDEOHGZLWKWKH&RPPLVVLRQLQJUROH7KHIROORZLQJVFUHHQVKRWVVKRZVRPHRIWKHLPSRUWDQWSDUDPHWHUDVVLJQPHQWRSWLRQVDWWKH,2/LQNPDVWHUDQG,2/LQNGHYLFHOHYHO,2/LQNPDVWHUOHYHO ,QWKH3RUWVWDEGUDJWKH,2/LQNPDVWHUVIURPWKHKDUGZDUHFDWDORJWRWKH1DPHDUHD<RXFDQWKHQFRQILJXUHWKHSRUWVRIWKH,2/LQNPDVWHUV)LJXUH &RQILJXULQJ,2/LQNPDVWHUSRUWV ,QWKH,QVSHFWLRQ/HYHOGURSGRZQOLVWVHOHFWWKHYDOXH1RFKHFNLI\RXZDQWWRGLVDEOHFKHFNLQJRIWKHGHYLFHW\SH
&RPPLVVLRQLQJDQGSDUDPHWHUDVVLJQPHQW 3DUDPHWHUDVVLJQPHQWRIWKH,2/LQNV\VWHP6,0$7,&5),2/LQN2SHUDWLQJ,QVWUXFWLRQV&*& &KDQJHWRWKH$GGUHVVHVWDEWRFKHFNWKHDGGUHVVHVWKDWKDYHEHHQVHW)LJXUH $GGUHVVHVVHW &KDQJHWRWKH6WDWXVWDEDQGFOLFNWKH5HIUHVKEXWWRQWRXSGDWHWKHGHYLFHVWDWXV
 &RPPLVVLRQLQJDQGSDUDPHWHUDVVLJQPHQW 3DUDPHWHUDVVLJQPHQWRIWKH,2/LQNV\VWHP6,0$7,&5),2/LQN2SHUDWLQJ,QVWUXFWLRQV&*&  ,QWKH6WDWXVWDEWKH(YHQW%XIIHUER[GLVSOD\VVWDWXVHUURUVWKDWKDYHRFFXUUHG)LJXUH 6WDWXVHUURUVLQWKHHYHQWEXIIHU &KDQJHWRWKH,0WDEDQGRQWKHOHIWKDQGVLGHVHOHFWWKH,2/LQNPDVWHUIRUZKLFK\RXZDQWWRGLVSOD\WKH,0GDWD)LJXUH 'LVSOD\LQJ,0PDVWHUGDWD,,2/LQNGHYLFHOHYHO1RWH&KDQJLQJWDEVLQRIIOLQHPRGH&KDQJHWRRIIOLQHPRGHEHIRUH\RXFKDQJHEHWZHHQWKH,GHQWLILFDWLRQ3DUDPHWHUV0RQLWRULQJRU'LDJQRVWLFVWDEV &OLFNRQWKH/RDGWR3*V\PERO WRGLVSOD\WKHLGHQWLILFDWLRQSDUDPHWHUV3ULRUWRWKLV\RXQHHGWRVHOHFWWKHFRUUHVSRQGLQJ,2/LQNGHYLFH &KDQJHWRWKH3DUDPHWHUVWDEVRWKDWWKHSDUDPHWHUVRIWKH,2/LQNGHYLFHDUHGLVSOD\HG ,QWKH3DUDPHWHUVWDEFOLFNRQWKHSDUDPHWHUV\RXZDQWWRFKDQJH+HUH\RXFDQFRQILJXUHWKHSDUDPHWHUV(YHQWLQGLFDWLRQ2SHUDWLQJ0RGH5HDG\GHOD\'DWDKROG
&RPPLVVLRQLQJDQGSDUDPHWHUDVVLJQPHQW 3DUDPHWHUDVVLJQPHQWRIWKH,2/LQNV\VWHP6,0$7,&5),2/LQN2SHUDWLQJ,QVWUXFWLRQV&*&WLPHDQG$LU,QWHUIDFH7RGRWKLVVHOHFW\RXUFRQILJXUDWLRQIRUWKHVHOHFWHGSDUDPHWHUXVLQJWKHGURSGRZQOLVW)LJXUH ([DPSOHRIWKH3DUDPHWHUWDE&RQILJXULQJWKH$LU,QWHUIDFHSDUDPHWHU
 &RPPLVVLRQLQJDQGSDUDPHWHUDVVLJQPHQW 3DUDPHWHUDVVLJQPHQWRIWKH,2/LQNV\VWHP6,0$7,&5),2/LQN2SHUDWLQJ,QVWUXFWLRQV&*& 11RWH(([SHUWSDUDPHWHUV$LULQWHUIDFH7KHPDQXDODGDSWDWLRQRIWKH$LULQWHUIDFHSDUDPHWHUVLVLQWHQGHGRQO\IRUH[SHUWV7RGRWKLVVHOHFWWKH$LU,QWHUIDFHSDUDPHWHUDQGLQWKHGURSGRZQOLVWVHOHFWWKHYDOXH8VHUGHILQHGDQGFRQILJXUH\RXUYDOXHVIRUWKH$LULQWHUIDFHSDUDPHWHUV<RXZLOOILQGPRUHLQIRUPDWLRQRQWKH'DWDKROGWLPHSDUDPHWHULQWKHVHFWLRQ,2/LQNPRGH6FDQ8,'3DJH<RXZLOOILQGPRUHLQIRUPDWLRQRQWKH5HDG\GHOD\SDUDPHWHULQWKHVHFWLRQ&RQILJXULQJ3DJH<RXZLOOILQGPRUHLQIRUPDWLRQRQWKH(YHQWLQGLFDWLRQSDUDPHWHULQWKHVHFWLRQ(YHQWHUURUFRGHV3DJH1RWH5)5,2/LQN'LVDEOLQJHYHQWPHVVDJHV,IWKHYDOXH(QDEOHZLWKRXWDQWHQQDFRQWUROLVVHOHFWHGLQWKH(YHQWLQGLFDWLRQSDUDPHWHUHUURUPHVVDJHVFDXVHGE\DPLVVLQJDQWHQQDDUHVXSSUHVVHGZLWKWKH5)5,2/LQN,QWKLVFDVHWKHUHDGHUEHKDYHVDVLIWKHUHZDVQRWUDQVSRQGHULQWKHDQWHQQDILHOG 6HOHFW6\VWHPFRPPDQGDQGFOLFNWKH'HYLFHUHVHWEXWWRQLI\RXZDQWWRUHVHWHYHQWLQGLFDWLRQVHUURUFRXQWHUV8,'KLVWRU\HWFRQWKHGLDJQRVWLFVSDJH1RWH5HVHWWLQJHYHQWPHVVDJHV(YHQWLQGLFDWLRQVFDQRQO\EHUHVHWXVLQJ63&7RUWKH,2/B&$//IXQFWLRQV\VWHPFRPPDQG 6HOHFW6\VWHPFRPPDQGDQGFOLFNWKH5HVWRUH)DFWRU\6HWWLQJEXWWRQLI\RXZDQWWRUHVHWDOOWKHSDUDPHWHUVWRWKHIDFWRU\VHWWLQJV
&RPPLVVLRQLQJDQGSDUDPHWHUDVVLJQPHQW 3DUDPHWHUDVVLJQPHQWRIWKH,2/LQNV\VWHP6,0$7,&5),2/LQN2SHUDWLQJ,QVWUXFWLRQV&*& &OLFNRQWKH/RDGV\PERO WRGRZQORDGWKHPRGLILHGGDWDWRWKHGHYLFH11RWH''RZQORDGLQJWKHSDUDPHWHUV:KHQGRZQORDGLQJWKHGDWDPDNHVXUHWKDW\RXKDYHVHOHFWHGWKHUHTXLUHGUHDGHU7KHVXFFHVVIXOGRZQORDGLVGLVSOD\HGLQWKH&RPPXQLFDWLRQ5HVXOWVDUHD,QVHOGRPFDVHVZKHQGRZQORDGLQJWKHSDUDPHWHUVZULWLQJWRWKHIODVKFDQFDXVHDEULHILQWHUUXSWLRQLQFRPPXQLFDWLRQDIHZPLOOLVHFRQGV7KHVHLQWHUUXSWLRQVKDYHQRHIIHFWRQWKHWUDQVIHURIWKHSDUDPHWHUV%\FOLFNLQJWKH5HIUHVKEXWWRQLQWKH6WDWXVWDEWKHHUURUPHVVDJHLQWKHHYHQWEXIIHUGLVDSSHDUV &KDQJHWRWKH'LDJQRVWLFVWDEVRWKDWWKHGLDJQRVWLFVYDOXHVDUHGLVSOD\HG
 &RPPLVVLRQLQJDQGSDUDPHWHUDVVLJQPHQW 3DUDPHWHUDVVLJQPHQWRIWKH,2/LQNV\VWHP6,0$7,&5),2/LQN2SHUDWLQJ,QVWUXFWLRQV&*& 1XPEHU 'HVFULSWLRQ཰ 7KHYDOXHVLQWKH9DOXHFROXPQDUHQRWFKDQJHGE\WKHV\VWHPFRPPDQG'HYLFH5HVHW7KHYDOXHVWKDWZHUHUHDGIURPWKHGHYLFHZLWKWKHODVW/RDGWR3*DUHDOZD\VVKRZQཱ 7KHYDOXHVRIWKLVFROXPQDUHRQO\GLVSOD\HGLQRQOLQHPRGHDQGDUHXSWRGDWHYDOXHV9DOXHVWKDWDUHFKDQJLQJRUKDYHFKDQJHGFDQEHUHFRJQL]HGE\WKHOLJKWEDFNJURXQG,QWKHH[DPSOHVKRZQWKHPRGLILHGYDOXHVDUHGLVSOD\HGDIWHUWKH'HYLFH5HVHWV\VWHPFRPPDQGི 8,'RIWKHWUDQVSRQGHUFXUUHQWO\LQWKHILHOGRIWKHUHDGHUཱི 8,'KLVWRU\RIWKHWUDQVSRQGHUV)LJXUH 'LDJQRVWLFVWDEDIWHUWKH'HYLFH5HVHWV\VWHPFRPPDQG,QWKH(YHQWKLVWRU\VHFWLRQLQGH[RIWKH'LDJQRVWLFVWDEHUURUVDQGZDUQLQJVDUHGLVSOD\HGWKDWZHUHWUDQVIHUUHGWRWKH,2/LQNPDVWHU7KH,2/LQNPDVWHURQO\VLJQDOVHUURUVRIWKHFDWHJRU\LQFRPLQJRXWJRLQJWRWKH&387KLVLVLQGLFDWHGE\WKH/('VRIWKH,2/LQNPDVWHURURIWKH&386):LWKWKHKHOSRIWKHGLDJQRVWLFVIXQFWLRQ2%6)%6)&6)&6)%RIWKHUHOHYDQW&38\RXFDQSHUIRUPRWKHUGLDJQRVWLFVIXQFWLRQVRUGLVSOD\WKHP(([SODQDWLRQVRIWKH'LDJQRVWLFVWDE7KHIROORZLQJYDOXHVDUHH[DPSOHV5HDGHUGLDJQRVWLFV(UURUFRXQWHU  1XPEHURIHUURUVWKDWKDYHRFFXUUHGQRWZDUQLQJV(YHQWKLVWRU\LQGH[/DVWHYHQW :DUQLQJJRLQJ2YHUWHPSHUDWXUH'LVSOD\RIWKHHUURURUZDUQLQJWKDWKDVRFFXUUHG6HFRQGODVWHYHQW ,QYDOLG3,4 'LVSOD\RIWKHHUURURUZDUQLQJWKDWKDVRFFXUUHG7KLUGODVWHYHQW (UURU2YHUORDG 'LVSOD\RIWKHHUURURUZDUQLQJWKDWKDVRFFXUUHG)RXUWKODVWHYHQW :DUQLQJ2YHUWHPSHUDWXUH 'LVSOD\RIWKHHUURURUZDUQLQJWKDWKDVRFFXUUHG)LIWKODVWHYHQW 1RHYHQW 'LVSOD\RIWKHHUURURUZDUQLQJWKDWKDVRFFXUUHG5HDGHUVWDWXVLQGH[7LPHVLQFHVWDUWXS  2SHUDWLQJWLPHLQVHFRQGV7DJVLQWKHILHOG  &XUUHQWQXPEHURIWUDQVSRQGHUVLQWKHILHOG$QWHQQDVWDWXV 2Q $QWHQQDWXUQHGRQRII7DJFKDQJHV  1XPEHURIWUDQVSRQGHUFKDQJHV,2/LQNOLQHGULYHUYHUVLRQ [D 9HUVLRQRIWKH,2/LQNOLQHGULYHU(UURUFRXQWHUSDVVLYH  $LULQWHUIDFH&RXQWHUIRUHUURUVLQLGOHVWDWH$ERUWFRXQWHU  $LULQWHUIDFH&RPPXQLFDWLRQDERUWHG
&RPPLVVLRQLQJDQGSDUDPHWHUDVVLJQPHQW 3DUDPHWHUDVVLJQPHQWRIWKH,2/LQNV\VWHP6,0$7,&5),2/LQN2SHUDWLQJ,QVWUXFWLRQV&*&&RGHHUURUFRXQWHU  $LULQWHUIDFH&RPPXQLFDWLRQGLVUXSWLRQ6LJQDWXUHHUURUFRXQWHU  5HVHUYHG&5&HUURUFRXQWHU  $LULQWHUIDFH&RPPXQLFDWLRQGLVUXSWLRQ&XUUHQWFRPPDQGVWDWXV  5HVHUYHG(UURUFRXQWHU  +267LQWHUIDFH&RPPXQLFDWLRQGLVUXSWLRQ77DJVWDWXVLQGH[8,'E\WH [H %\WHRIWKHXQLTXHLGHQWLILHURIWKHWUDQVSRQGHU8,'E\WH [ %\WHRIWKHXQLTXHLGHQWLILHURIWKHWUDQVSRQGHU8,'E\WH [ %\WHRIWKHXQLTXHLGHQWLILHURIWKHWUDQVSRQGHU8,'E\WH [ %\WHRIWKHXQLTXHLGHQWLILHURIWKHWUDQVSRQGHU8,'E\WH [ %\WHRIWKHXQLTXHLGHQWLILHURIWKHWUDQVSRQGHU8,'E\WH [F %\WHRIWKHXQLTXHLGHQWLILHURIWKHWUDQVSRQGHU8,'E\WH [H %\WHRIWKHXQLTXHLGHQWLILHURIWKHWUDQVSRQGHU8,'E\WH [F %\WHRIWKHXQLTXHLGHQWLILHURIWKHWUDQVSRQGHU7DJW\SH 0'6'[[,&RGH6/,1;37UDQVSRQGHUQDPHQDPHRIWKHFKLSPDQXIDFWXUHU&KLSYHUVLRQ [ 9HUVLRQRIWKHFKLS0HPRU\VL]HLQE\WHV  0HPRU\VL]HRIWKHFKLSLQE\WHV/RFNVWDWH  'LVDEOHGEORFNVRQWKHFKLS0HPRU\EORFNVL]H  6L]HRIWKHPHPRU\EORFNVRIWKHFKLS1XPEHURIEORFNV  1XPEHURIPHPRU\EORFNVRIWKHFKLS88,'KLVWRU\LQGH[/DVW8,' [HFHF 7UDQVSRQGHUKLVWRU\6HFRQGWRODVW8,' [ 7UDQVSRQGHUKLVWRU\7KLUGWRODVW8,' [ 7UDQVSRQGHUKLVWRU\)RXUWKWRODVW8,' [ 7UDQVSRQGHUKLVWRU\)LIWKWRODVW8,' [ 7UDQVSRQGHUKLVWRU\,IQHFHVVDU\FKDQJHWRWKH0RQLWRULQJWDEVRWKDW\RXFDQPRQLWRUWKHUHDGUHVXOWV
 &RPPLVVLRQLQJDQGSDUDPHWHUDVVLJQPHQW 3DUDPHWHUDVVLJQPHQWRIWKH,2/LQNV\VWHP6,0$7,&5),2/LQN2SHUDWLQJ,QVWUXFWLRQV&*& )LJXUH 0RQLWRULQJWDELQWKH6FDQXVHUGDWDRU6FDQ8,'PRGH
&RPPLVVLRQLQJDQGSDUDPHWHUDVVLJQPHQW 7KHPRGHVRIWKH5),2/LQNUHDGHU6,0$7,&5),2/LQN2SHUDWLQJ,QVWUXFWLRQV&*& 7KHPRGHVRIWKH5),2/LQNUHDGHU 6,2PRGH<RXFDQFKDQJHWRWKH6,2PRGHE\FRQILJXULQJWKHUHOHYDQWSRUWVRIWKH,2/LQNPDVWHUDVGLJLWDOLQSXWV,QWKLVPRGHWKHUHLVQRFRPPXQLFDWLRQEHWZHHQWKHUHDGHUDQGPDVWHU7KHUHDGHULVDOVRLQWKH6,2PRGHZKHQLWLVFRQQHFWHGWRDVWDQGDUGLQSXWPRGXOH7KH5)UHDGHUEHKDYHVOLNHDVWDQGDUGLQSXWZKRVHVLJQDOVWDWHEHKDYHVDVIROORZV9 7UDQVSRQGHULQWKHILHOGRIWKHUHDGHU9 1RWUDQVSRQGHULQWKHILHOGRIWKHUHDGHU ,2/LQNPRGH6FDQ8,'<RXFKDQJHWRWKH6FDQ8,'PRGHE\VHWWLQJWKHYDOXH6FDQ8,'IRUWKH2SHUDWLQJ0RGHUHDGHUSDUDPHWHU7KHYDOXH6FDQ8,'LVVHWDVWKHGHIDXOWLQWKH,2''ILOH:LWK,2/LQNFRPPXQLFDWLRQE\WHVRIWKHSURFHVVLPDJHRIWKHLQSXWV3,,DQGE\WHVRIWKHSURFHVVLPDJHRIWKHRXWSXWV3,4DUHWUDQVIHUUHGZLWKWKHIROORZLQJVWUXFWXUH$GGUHVVRRIIVHW3,4         1RUPDORSHUDWLRQ3,,         1RWUDQVSRQGHUSUHVHQW8,' 8,' 8,' 8,' 8,' 8,' 8,' 8,' ,62WUDQVSRQGHUSUHVHQW7KHE\WHORQJ8,'RIWKHWUDQVSRQGHUFXUUHQWO\LQWKHDQWHQQDILHOGLVGLVSOD\HGLQWKH3,,,IWKHWUDQVSRQGHUOHDYHVWKHILHOGLVGLVSOD\HGLQWKH3,,:LWKWKHUHDGHUSDUDPHWHUGDWDKROGWLPHDPLQLPXPGLVSOD\WLPHFDQEHVHWLQZKLFKWKHGDWDRIWKHUHDGHUUHPDLQGLVSOD\HGZKHQWKHWUDQVSRQGHUKDVDOUHDG\OHIWWKHILHOG7KLVGLVSOD\WLPHDOVRDSSOLHVLIWKHUHLVQRORQJHUDWUDQVSRQGHULQWKHILHOGRUZKHQWKHWUDQVSRQGHUKDVOHIWWKHILHOG$QHZWUDQVSRQGHUZLOORQO\EHGLVSOD\HGDIWHUWKHGDWDKROGWLPHKDVHODSVHG7REHFHUWDLQWKDWDOOWUDQVSRQGHUVDUHGLVSOD\HGWKHUHPXVWEHDQDGHTXDWHGLVWDQFHEHWZHHQWKHLQGLYLGXDOWUDQVSRQGHUV,IWKHGLVWDQFHEHWZHHQWKHLQGLYLGXDOWUDQVSRQGHUVLVQRWJUHDWHQRXJKLQGLYLGXDOWUDQVSRQGHUVZLOOQRWEHGLVSOD\HGGXHWRWKHGDWDKROGWLPH7KHPRVWVLJQLILFDQWELWRIWKHDGGUHVV8,'LVZKHQWKHUHLVDWUDQVSRQGHULQWKHILHOG7KHDWWKHPRVWVLJQLILFDQW8,'SODFHLVJXDUDQWHHGE\WKH,62VWDQGDUG%\VHWWLQJELWLQE\WHLQWKH3,4\RXFDQWXUQRIIWKHDQWHQQDRIWKHUHDGHUDQGWKHUHIRUHDOVRWKH+)ILHOG
 &RPPLVVLRQLQJDQGSDUDPHWHUDVVLJQPHQW 7KHPRGHVRIWKH5),2/LQNUHDGHU6,0$7,&5),2/LQN2SHUDWLQJ,QVWUXFWLRQV&*& ,QWKH3,,WKHWXUQHGRIIDQWHQQDLVFRQILUPHGE\[))$$GGUHVVRRIIVHW33,4 [        $QWHQQDRII33,, [)) [)) [)) [)) [)) [)) [)) [)) $QWHQQDRII ,2/LQNPRGH6FDQXVHUGDWD<RXFDQFKDQJHWRWKH6FDQXVHUGDWDPRGHE\VHWWLQJWKHYDOXH6FDQXVHUGDWDIRUWKH2SHUDWLQJ0RGHSDUDPHWHURIWKHUHDGHU:LWK,2/LQNFRPPXQLFDWLRQE\WHVRIWKHSURFHVVLPDJHRIWKHLQSXWV3,,DQGE\WHVRIWKHSURFHVVLPDJHRIWKHRXWSXWV3,4DUHWUDQVIHUUHG<RXFDQGHFLGHZKLFKGDWDLVUHDGYLDWKHSURFHVVLPDJHRXWSXWZLWKDFRPPDQGRUE\HQWHULQJDQDGGUHVV$GGUHVVRRIIVHW3,4 &0'  $GU+ $GU/     5HDG&0'  $GU+ $GU/ 'DWD06%'DWD 'DWD 'DWD/6%:ULWH3,,         1RWUDQVSRQGHUSUHVHQW6WDWXV HUURUB5),'$GU+ $GU/ 'DWD06%'DWD 'DWD 'DWD/6%7UDQVSRQGHUSUHVHQW[        $QWHQQDRII6WDWXV HUURUB5),'      (UURUPHVVDJHRIWKH5),'UHDGHU&0' &RPPDQGE\WH$GU+ 0RUHVLJQLILFDQWDGGUHVVE\WHRIWKHGDWDWREHSURFHVVHGRQWKHWUDQVSRQGHU$GU/ /HVVVLJQLILFDQWDGGUHVVE\WHRIWKHGDWDWREHSURFHVVHGRQWKHWUDQVSRQGHUHUURUB5),' (UURUPHVVDJHRIWKH5),'UHDGHU(UURUVDUHDFNQRZOHGJHG 5(6(7E\WKHFRPPDQG$QWHQQDRIIRUE\WKHWUDQVSRQGHUOHDYLQJWKHILHOG<RXZLOOILQGPRUHGHWDLOHGLQIRUPDWLRQRQWKHHUURUPHVVDJHVLQWKHVHFWLRQ'LDJQRVWLFV3DJH6WDWXV 6WDWXVE\WH
&RPPLVVLRQLQJDQGSDUDPHWHUDVVLJQPHQW 7KHPRGHVRIWKH5),2/LQNUHDGHU6,0$7,&5),2/LQN2SHUDWLQJ,QVWUXFWLRQV&*&33,4&RPPDQGE\WH)LJXUH 6WUXFWXUHRIWKHFRPPDQGE\WH3,43,,6WDWXVE\WH)LJXUH 6WUXFWXUHRIWKHVWDWXVE\WHLQWKH3,,1RWH(UURUPHVVDJHRIWKH5),'UHDGHU(UURUVDUHDFNQRZOHGJHG 5(6(7E\WKHFRPPDQGDQWHQQDRIIRUE\WKHWUDQVSRQGHUOHDYLQJWKHILHOG6WDUWLQJDFRPPDQG$YDOLGFRPPDQGLQWKH3,4UHDGRUZULWHLVVWDUWHGRQWKHUHDGHUDVVRRQDVDWUDQVSRQGHUHQWHUVWKHILHOG2WKHUFRPPDQGVHJIRUUHDGLQJORQJHUGDWDVHTXHQFHVDUHVWDUWHGRQWKHUHDGHUDVVRRQDVDQHZDGGUHVV$GU/$GU+LVWUDQVIHUUHGWRWKHUHDGHU+HUHLWLVQRWQHFHVVDU\WRVHW&0' LQWKHPHDQWLPH
 &RPPLVVLRQLQJDQGSDUDPHWHUDVVLJQPHQW,6'8GDWDWUDIILF6,0$7,&5),2/LQN2SHUDWLQJ,QVWUXFWLRQV&*& ))LQLVKHGPHVVDJHZLWKRXWHUURU$FRPPDQGZDVH[HFXWHGFRUUHFWO\ZKHQ5'< LVVHWDQGDWWKHVDPHWLPHWKHDGGUHVVLQWKH3,,KDVWKHVDPHYDOXHDVLQWKH3,4)LQLVKHGPHVVDJHZLWKHUURU$QHUURULVLQGLFDWHGLI5'< DQG(UURU 7KHHUURULVUHVHWZKHQWKHWUDQVSRQGHUKDVOHIWWKHILHOGRUZKHQWKHFRPPDQG$QWHQQDRIILVVHQW ,6'8GDWDWUDIILF$SDUWIURPWKHSURFHVVGDWDYDULRXVGDWDREMHFWV,QGH[HG6HUYLFH'DWD8QLWFDQEHDGGUHVVHGDF\FOLFDOO\DVQHFHVVDU\IRUGLDJQRVWLFVDQGPDLQWHQDQFHSXUSRVHV\RXZLOOILQGIXUWKHULQIRUPDWLRQLQWKHVHFWLRQ2YHUYLHZRIWKHVHUYLFHGDWD3DJH)RU6,(0(16&38VWKH,2/B&$//EORFNLVDYDLODEOHIRUWKLV ,2/B&$//8VLQJWKH,2/B&$//IXQFWLRQEORFN\RXFDQUHDGDQ\GDWDREMHFWVRI,2/LQNGHYLFHVVDYHWKHPLQQRQYRODWLOHPHPRU\DQGDIWHUUHSODFLQJDQ,2/LQNGHYLFHRUPDVWHUZULWHWKHREMHFWVEDFNWRWKH,2/LQNGHYLFHXVLQJWKH,2/B&$//DJDLQ<RXFDQFRQWUROWKH,2/B&$//IXQFWLRQEORFNFDOODQGWKHUHWHQWLYHVDYLQJRIWKHREMHFWVIURPWKHXVHUSURJUDP3URSHUWLHVRIWKH,2/B&$//IXQFWLRQEORFN7KH,2/B&$//IXQFWLRQEORFNLVFRQYHQLHQWZKHQSURJUDPPLQJDQGDVVLJQLQJSDUDPHWHUVLQWKH,2/LQNHQJLQHHULQJGXHWRWKHIROORZLQJSURSHUWLHVჀ&DQUXQRQDOO6,0$7,&6&38VჀ/LWWOHSURJUDPPLQJHIIRUWUHTXLUHGIRU,2/LQNSDUDPHWHUDVVLJQPHQWDQGGLDJQRVWLFVLQWKHUXQWLPHHQYLURQPHQWჀ&DQEHXVHGXQLYHUVDOO\IRUDOOPDVWHUVDQGGHYLFHVჀ6XSSRUWV,2/LQNPDVWHUVRQ352),1(7DQG352),%86'3Ⴠ&RQWDLQV+0,IDFHSODWHVZLWKXVHULQWHUIDFHVIRU6,(0(16PDVWHUVDQGGHYLFHVIRU6,0$7,&+0,Ⴠ3DUDPHWHUDVVLJQPHQWDQGGLDJQRVWLFVGXULQJRSHUDWLRQZLWKRXWDQHQJLQHHULQJV\VWHPჀ5HDVVLJQPHQWRISDUDPHWHUVRIDQ,2/LQNGHYLFHGXULQJRSHUDWLRQჀ5HDGLQJRXWRIDGGLWLRQDOLQIRUPDWLRQIURPWKH,2/LQNGHYLFHIRUH[DPSOHGLDJQRVWLFVPDLQWHQDQFHHWFჀ([HFXWLRQRI,2/LQNSRUWIXQFWLRQVჀ6DYLQJUHVWRULQJ,2/LQNSDUDPHWHUVZKHQUHSODFLQJ,2/LQNPDVWHUVRUGHYLFHVჀ8VHRI)%,2/B&$//IRUUHSODFLQJ,2/LQNPDVWHUVDQG,2/LQNGHYLFHVZLWKRXWD3*
&RPPLVVLRQLQJDQGSDUDPHWHUDVVLJQPHQW $SSOLFDWLRQH[DPSOH6,0$7,&5),2/LQN2SHUDWLQJ,QVWUXFWLRQV&*& $SSOLFDWLRQH[DPSOH,QWKHIROORZLQJH[DPSOHDWUDQVSRQGHU0'6'LVUHDGFRPSOHWHO\ZLWKDVLPSOHORRSDQGDQ5);,2/LQNUHDGHULQWKH6FDQXVHUGDWDPRGH7KHYDOLGUHDGGDWDLVVDYHGLQDJOREDOGDWDEORFN7DEOH 3URJUDPPLQJH[DPSOHProgram code //Comments //If there is no transponder in the field, jumped to error evaluation       U     "ANW";                      // Presence (I10.5)       SPBN  ende; //Run through the read loop only once       U     "Once_flag";                // Run through loop once (M2.0)       SPB   ende;  //If an error occurs, increment error counter       U     "Error";;                   // Error bit (I10.6)       SPB   erro;                       // => Abort if error //New read command when <ready bit>is set and no <error>       U     "Done";;                    // Ready bit (I10.7)       SPBN  ende;  //Does the address <read command> = <read acknowledgement>? //Address 10 is set (see hardware configuration)       L     "PAE_Status";               // PII : CMD       UW    W#16#2;        L     B#16#2;     // Read command       ==I   ;     //Acknowledgement       U(    ;        L     "PAA_Adr_L";                // PIQ : Adr-L       L     "PAE_Adr_L";               // PII : Adr-L       ==I   ;        )     ;        SPB   adre;                       // Valid acknowledgment => adopt data       SPA   Lese;                       // => Output read command //Save data at current transponder address in data DB adre: L     "PAE_Adr_L";               // PII : Adr-L       SLD   3;                          // Expand to 16-bit address        T     "lwa";;                     // Memory of the current address (MD3)        L     "PAE_Data";               // PII : Data (bytes 4-7)        AUF   "FC1Daten";;                // Memory DB (DB100)        T     DBD ["lwa"];                // Enter read data in DB        L     "PAE_Adr_L";                // Increment address by 4 bytes        +     B#16#4;        T     "FC1Daten".dbadresse;       // Save new read address //New read command when <ready bit>is set and no <error> Read: L     B#16#2;     // Read command       T     "PAA_CMD";                  // PII: CMD  //Load the last valid address        L     "FC1Daten".dbadresse;;      // Memory DB (DB100.DBB114)        T     "PAA_Adr_L";                  // PII: Adr-L  //Increment read address (address range 112 bytes = 70 Hex for MDS D124)        L     "FC1Daten".dbadresse;;      // Memory DB (DB100.DBB114)
 &RPPLVVLRQLQJDQGSDUDPHWHUDVVLJQPHQW$SSOLFDWLRQH[DPSOH6,0$7,&5),2/LQN2SHUDWLQJ,QVWUXFWLRQV&*& Program code //Comments       L     B#16#6C;                    // Check end address                                            (MDS D124 = 112 bytes = 6F hex)       >I    ;        SPB   enda;                       // => End when end address reached        SPA   ende;                       // => Continue reading in next cycle  //Read next transponder  enda: U     "VKE1";                     // When all data has been read        =     "Once_flag";        L     0;                          // End reading of the transponder        T     "PAA_CMD";                  // => then deleted address etc.        T     "lwa";                      //     "        T     "PAA_Adr_L";                //     "        T     "FC1Daten".dbadresse;       // => wait for new transponder        SPA   ende;  // Troubleshooting erro: L     "FC1Daten".fehler1;        // Count errors        L     1;        +I    ;        T     "FC1Daten".fehler1;        // and end reading        L     "PAA_Adr_L";               // Data that led to error        T     "FC1Daten".err_dbadresse;     // save        L     "PAA_CMD";                 //     "        T     "FC1Daten".err_cmd;        //     "        L     "PAE_Status";              //     "        T     "FC1Daten".err_Status;     //     "        L     "PAE_Error_RFID";          //     "        T     "FC1Daten".err_ErrorRFID;  //     "                                                                                          L     0;                         // Delete addresses/memory bits/memory        T     "FC1Daten".dbadresse;      //     "        T     "lwa";                     //     "        T     "PAA_Adr_L";               //     "        T     "PAA_CMD";                 //     "        U     "VKE1";                    // End reading        =     "Once_flag";  ende: BE    ;
&RPPLVVLRQLQJDQGSDUDPHWHUDVVLJQPHQW $SSOLFDWLRQH[DPSOH6,0$7,&5),2/LQN2SHUDWLQJ,QVWUXFWLRQV&*&66KDUHGGDWDEORFN3URJUDPFRGH&RPPHQWVDATA_BLOCK "FC1Daten" TITLE =ScanUserData AUTHOR : IASCCI FAMILY : RFID NAME : IOLink VERSION : 1.0  STRUCT        data       : ARRAY  [1 .. 112 ] OF BYTE;   // Memory for "data"   fehler1    : WORD  := W#16#0;           // Memory for "error" count   dbadresse  : Byte  := B#16#0;           // Memory for "dbadresse"   err_dbadresse : BYTE ;                  // Memory address if error occurs   err_cmd    : BYTE ;                     // memory Command if error occurs   err_Status : BYTE ;                    // Memory status if error occurs   err_ErrorRFID : BYTE ;                     // memory Error_RFID if error occurs END_STRUCT ;  BEGIN   fehler1        := W#16#0;            // Memory for "error" count   dbadresse      := B#16#0;            // Memory for "dbadresse"   err_dbadresse := B#16#0;                   // Memory address if error occurs      err_cmd       := B#16#0;                      // memory Command if error occurs      err_Status    := B#16#0;                     // Memory status if error occurs       err_ErrorRFID := B#16#0;                      // memory Error_RFID if error occurs END_DATA_BLOCK 
6,0$7,&5),2/LQN2SHUDWLQJ,QVWUXFWLRQV&*& 55HDGHUV )HDWXUHV6,0$7,&5)5,2/LQN&KDUDFWHULVWLFV$UHDRIDSSOLFDWLRQ ,GHQWLILFDWLRQWDVNVRQDVVHPEO\OLQHVLQKDUVKLQGXVWULDOHQYLURQPHQWV6WUXFWXUH ཰5),2/LQNLQWHUIDFHཱ2SHUDWLQJLQGLFDWRU6,0$7,&5)5,2/LQN&KDUDFWHULVWLFV$UHDRIDSSOLFDWLRQ ,GHQWLILFDWLRQWDVNVRQDVVHPEO\OLQHVLQKDUVKLQGXVWULDOHQYLURQPHQWV6WUXFWXUH ཰5),2/LQNLQWHUIDFHཱ2SHUDWLQJLQGLFDWRU
5HDGHUV )HDWXUHV6,0$7,&5),2/LQN2SHUDWLQJ,QVWUXFWLRQV&*&66,0$7,&5)5,2//LQN&&KDUDFWHULVWLFV$UHDRIDSSOLFDWLRQ ,GHQWLILFDWLRQWDVNVRQDVVHPEO\OLQHVLQKDUVKLQGXVWULDOHQYLURQPHQWV6WUXFWXUH ཰56RU56LQWHUIDFHཱ2SHUDWLQJLQGLFDWRU66,0$7,&5)5,2//LQN&&KDUDFWHULVWLFV$UHDRIDSSOLFDWLRQ ,GHQWLILFDWLRQWDVNVRQDVVHPEO\OLQHVLQKDUVKLQGXVWULDOHQYLURQPHQWV6WUXFWXUH ཰56RU56LQWHUIDFHཱ2SHUDWLQJLQGLFDWRUི$QWHQQDFRQQHFWRU011RWH55HDGHUUHTXLUHVH[WHUQDODQWHQQDV1RWHWKDWWKH5)5UHDGHULVGHVLJQHGIRURSHUDWLRQZLWKH[WHUQDODQWHQQDVDQGFDQRQO\EHRSHUDWHGLQFRQMXQFWLRQZLWKWKHDQWHQQDV$17$17$17RU$17
5HDGHUV 3LQDVVLJQPHQWRIWKH5)UHDGHUZLWK,2/LQNLQWHUIDFH6,0$7,&5),2/LQN2SHUDWLQJ,QVWUXFWLRQV&*& 66,0$7,&5)5,2//LQN&&KDUDFWHULVWLFV$UHDRIDSSOLFDWLRQ ,GHQWLILFDWLRQWDVNVRQDVVHPEO\OLQHVLQKDUVKLQGXVWULDOHQYLURQPHQWV6WUXFWXUH ཰5),2/LQNLQWHUIDFHཱ2SHUDWLQJLQGLFDWRU 3LQDVVLJQPHQWRIWKH5)UHDGHUZLWK,2/LQNLQWHUIDFH7DEOH 3LQ3LQ'HYLFHHQGSSLQ0$VVLJQPHQW 9'& UHVHUYHG *1' ,2/LQNGDWDVLJQDORUVZLWFKLQJRXWSXWSRUWLQ6,2PRGH 7KHSLQPXVWQRWEHXVHG
5HDGHUV 'LVSOD\HOHPHQWVRIWKH5),2/LQNUHDGHUV6,0$7,&5),2/LQN2SHUDWLQJ,QVWUXFWLRQV&*& 'LVSOD\HOHPHQWVRIWKH5),2/LQNUHDGHUV$VWKHGLVSOD\HOHPHQWWKHUHLVDQ/('RQWKHUHDGHU/('GLVSOD\2SHUDWLQJVWDWHRII 1RSRZHUVXSSO\RQWKHUHDGHU5HG SXOVHG 6WDUWXS)ODVKLQJ (UURURFFXUUHGWKHQXPEHURISXOVHVSURYLGHVLQIRUPDWLRQDERXWWKHHUURUWKDWKDVRFFXUUHGVHHVHFWLRQ'LDJQRVWLFV3DJH)RUH[DPSOHKDUGZDUHIDXOWLQYDOLGSDUDPHWHUVZDWFKGRJ*UHHQ )ODVKLQJ $QWHQQDWXUQHGRII2QRIIUDWLR+]3HUPDQHQWO\RQ6,2PRGHQRWUDQVSRQGHULQWKHILHOGSXOVHG ,2/LQNPRGHQRWUDQVSRQGHULQWKHILHOG2QRIIUDWLR<HOORZ 3HUPDQHQWO\RQ6,2PRGHWUDQVSRQGHULQWKHILHOGSXOVHG ,2/LQNPRGHWUDQVSRQGHULQWKHILHOG2QRIIUDWLR$OWHUQDWLQJIODVKLQJUHGJUHHQ)LUPZDUHXSGDWH3XOVHGXUDWLRQPV
5HDGHUV 0LQLPXPGLVWDQFHEHWZHHQVHYHUDOUHDGHUV6,0$7,&5),2/LQN2SHUDWLQJ,QVWUXFWLRQV&*&  0LQLPXPGLVWDQFHEHWZHHQVHYHUDOUHDGHUV5)55)5RUDQWHQQDVEHVLGHHDFKRWKHU5)5 ุPP5)5 ุPP5)5ZLWK$17ุPP5)5ZLWK$17!PPZLWKUHDGHUVุPPZLWKPRUHWKDQUHDGHUV5)5ZLWK$17!PPZLWKUHDGHUVุPPZLWKPRUHWKDQUHDGHUV5)5ZLWK$17!PPZLWKUHDGHUVุPPZLWKPRUHWKDQUHDGHUV)LJXUH 0LQLPXPGLVWDQFHEHWZHHQVHYHUDO5)55)5RUDQWHQQDV
5HDGHUV 0LQLPXPGLVWDQFHEHWZHHQVHYHUDOUHDGHUV6,0$7,&5),2/LQN2SHUDWLQJ,QVWUXFWLRQV&*&55)55)5RUDQWHQQDVIDFHWRIDFH5)5 ุPP5)5 ุPP5)5ZLWK$17ุPP5)5ZLWK$17ุPP5)5ZLWK$17ุPP5)5ZLWK$17ุPP)LJXUH )DFHRIIDFHGLVWDQFHEHWZHHQWZR5)55)5RUDQWHQQDV5)55)5VLGHE\VLGH5)5 ุPPZLWKUHDGHUVุPPZLWKPRUHWKDQUHDGHUV5)5 ุPPZLWKUHDGHUVุPPZLWKPRUHWKDQUHDGHUV)LJXUH 0LQLPXPGLVWDQFHEHWZHHQVHYHUDO5)55)5
5HDGHUV'LPHQVLRQDOGUDZLQJV6,0$7,&5),2/LQN2SHUDWLQJ,QVWUXFWLRQV&*& 55)55)5IDFHWRIDFH5)5 ุPP5)5 ุPP)LJXUH )DFHRIIDFHGLVWDQFHEHWZHHQWZR5)55)5 'LPHQVLRQDOGUDZLQJV)LJXUH 5)5,2/LQNGLPHQVLRQGUDZLQJ)LJXUH 5)5,2/LQNGLPHQVLRQGUDZLQJ
5HDGHUV 'LPHQVLRQDOGUDZLQJV6,0$7,&5),2/LQN2SHUDWLQJ,QVWUXFWLRQV&*&)LJXUH 5)5,2/LQNGLPHQVLRQGUDZLQJ)LJXUH 5)5,2/LQNGLPHQVLRQGUDZLQJ)LJXUH 5)5,2/LQNGLPHQVLRQGUDZLQJ$OOGLPHQVLRQVLQPP
6,0$7,&5),2/LQN2SHUDWLQJ,QVWUXFWLRQV&*& ''LDJQRVWLFV55),'HUURUFRGHVRIWKH5)UHDGHUV<RXFDQLGHQWLI\WKHHUURULQVHYHUDOZD\VჀ'LUHFWO\RQWKHUHDGHUE\FRXQWLQJWKHIODVKLQJSDWWHUQRIWKHUHGHUURU/('Ⴠ(UURUFRGHLQWKH3,,E\WHHUURUB5),'VHHVHFWLRQ,2/LQNPRGH6FDQXVHUGDWD3DJHჀ0HVVDJHDV,2/LQNHYHQWFRPSDUHVHFWLRQ(YHQWHUURUFRGHV3DJH)ODVKLQJRIWWKHUHG/('RQWKHUHDDGHU(UURUFRGH'HVFULSWLRQ [ QRHUURU [ 3UHVHQFHHUURUSRVVLEOHFDXVHVx 7KHDFWLYHFRPPDQGZDVQRWFDUULHGRXWFRPSOHWHO\x 7KHWUDQVSRQGHUOHIWWKHILHOGZKLOHWKHFRPPDQGZDVEHLQJSURFHVVHG&RPPXQLFDWLRQGLVUXSWLRQEHWZHHQUHDGHUDQGWUDQVSRQGHU [ 3DUDPHWHUDVVLJQPHQWHUURUSRVVLEOHFDXVHVx 8QNQRZQFRPPDQGx ,QFRUUHFWSDUDPHWHUx )XQFWLRQQRWDOORZHG [ $LULQWHUIDFHGLVUXSWHG [' (UURULQWKHVSHFLILHGPHPRU\DGGUHVVDFFHVVDWWHPSWHGWRQRQH[LVWHQWRUQRQDFFHVVLEOHPHPRU\DUHDV [ 6KRUWFLUFXLWRURYHUORDGRURYHUWHPSHUDWXUHx 7KHDIIHFWHGRXWSXWLVWXUQHGRIIx $OORXWSXWVDUHWXUQHGRIIZKHQWRWDORYHUORDGRFFXUVx $UHVHWFDQRQO\EHSHUIRUPHGE\WXUQLQJWKH9YROWDJHRIIDQGRQDJDLQ [ ,QWHUQDOKDUGZDUHIDXOWSRVVLEOHFDXVHVx &RQQHFWRUFRQWDFWSUREOHPRQWKHUHDGHUx +DUGZDUHGHIHFWLYH [ 6HULRXVV\VWHPIDXOWKDUGZDUHIDXOW [ 3DUDPHWHUDVVLJQPHQWHUURU%DGSDUDPHWHU [ 2QO\5(6(7SHUPLWWHG [ 3UHYLRXVFRPPDQGLVVWLOODFWLYH
'LDJQRVWLFV 6,0$7,&5),2/LQN2SHUDWLQJ,QVWUXFWLRQV&*&))ODVKLQJRIWWKHUHG/('RRQWKHUHDDGGHU((UURUFRGH''HVFULSWLRQ [& 5)5,2/LQN$QWHQQDQRWFRQQHFWHGDQWHQQDFDEOHRUDQWHQQDGDPDJHG1RWH7KH5)5FDQRQO\EHRSHUDWHGZLWKDQWHQQDV$VVRRQDVWKHDQWHQQDLVSUHVHQWDJDLQDQGFRUUHFWO\FRQQHFWHGWKHHUURU[&LVUHVHWLQWKHSURFHVVLPDJHDQGWKHHYHQW$QWHQQDPLVVLQJJRLQJLVVHQW7KHHUURU/('KRZHYHUFRQWLQXHVWRIODVKZLWK[&XQWLODWUDQVSRQGHUOHDYHVWKHDQWHQQDILHOGRUWKHFRPPDQG$17RIILVVHQW<RXFDQVXSSUHVVWKLVHUURUPHVVDJHXVLQJWKH(YHQWLQGLFDWLRQSDUDPHWHU [) $FWLYHFRPPDQGFDQFHOHGE\5(6(711RWH((UURUDFNQRZOHGJHGUHVHW7KHVHHUURUVDUHDFNQRZOHGJHG 5(6(7E\WKHFRPPDQGDQWHQQDRIIRUE\WKHWUDQVSRQGHUOHDYLQJWKHDQWHQQDILHOG7KHHUURUV[[[DQG[DUHRQO\LQGLFDWHGE\WKH/('IODVKLQJWKHHUURUB5),'E\WHLVQRWXVHG6RFDOOHGHYHQWPHVVDJHVDUHDOVRSDVVHGRQWRWKHPDVWHUVHHVHFWLRQ(YHQWHUURUFRGHV3DJH<RXFDQGLVSOD\WKHVHHUURUPHVVDJHVXVLQJ63&7GLDJQRVWLFVRUUHDGWKHPRXWXVLQJWKH,2/B&$//IXQFWLRQEORFN<RXFDQRQO\UHVHWHYHQWPHVVDJHVXVLQJ63&7RUWKH,2/B&$//IXQFWLRQV\VWHPFRPPDQG
6,0$7,&5),2/LQN2SHUDWLQJ,QVWUXFWLRQV&*& 77HFKQLFDOGDWD 7HFKQLFDOVSHFLILFDWLRQVRIWKH5),2/LQNUHDGHUV7DEOH 7HFKQLFDOVSHFLILFDWLRQVRIWKH5),2/LQNUHDGHUV2SHUDWLQJIUHTXHQF\ 0+],QWHUIDFHWRWKH,2/LQNPDVWHU ,2/LQN0D[LPXPGDWDWUDQVPLVVLRQUDWH3RLQWWRSRLQWFRQQHFWLRQNESV&DEOHOHQJWKUHDGHUർ,2/LQNPDVWHU PD[P5HDGGLVWDQFHVRIWKHUHDGHU 6HHVHFWLRQ)LHOGGDWD3DJH3URWRFROIRUZLUHOHVVWUDQVPLVVLRQ ,62,620D[LPXPGDWDWUDQVPLVVLRQUDWH:LUHOHVVWUDQVPLVVLRQNESV7\SLFDOWUDQVPLVVLRQWLPHIRUXVHUGDWDSHUE\WH x IRUZULWHDFFHVV x PVE\WHx IRUUHDGDFFHVV x PVE\WH3OXJLQFRQQHFWRUV 0SLQ3RZHUVXSSO\PLQPD[ 9'&WR9'&&XUUHQWFRQVXPSWLRQDW9'& P$'LVSOD\HOHPHQWV FRORU/('VRSHUDWLQJYROWDJHSUHVHQFHHUURU$PELHQWWHPSHUDWXUH x 'XULQJRSHUDWLRQ x r&x 'XULQJWUDQVSRUWDWLRQDQGVWRUDJH x r&'HJUHHRISURWHFWLRQWR(1 x 5)55)55)55)5 ,3x 5)5 ,36KRFNDFFHOHUDWLRQWR(1&ODVV0 PVt9LEUDWLRQDFFHOHUDWLRQWR(1&ODVV0PVt$SSURYDOV 5DGLRWR577(GLUHFWLYHV(1(1&()&&8/&6$07%) D
7HFKQLFDOGDWD 7HFKQLFDOVSHFLILFDWLRQVRIWKH5),2/LQNUHDGHUV6,0$7,&5),2/LQN2SHUDWLQJ,QVWUXFWLRQV&*&77HFKQLFDOVSHFLILFDWLRQVVSHFLILFWR5)5$QWHQQD LQWHJUDWHG0DWHULDO %UDVVQLFNHOSODWHG'LPHQVLRQV/[ෘ [PPLQFOSLQFRQQHFWRUVOHHYHDQGSODVWLFFDS&RORU VLOYHU0RXQWLQJ PHWDO0KH[DJRQDOQXWVWKLFNQHVVPP7LJKWHQLQJWRUTXHื1P:HLJKW DSSUR[JLQFOWZR0QXWV77HFKQLFDOVSHFLILFDWLRQVVSHFLILFWR5)5$QWHQQD LQWHJUDWHG0DWHULDO %UDVVQLFNHOSODWHG'LPHQVLRQV/[ෘ [PPLQFOSLQFRQQHFWRUVOHHYHDQGSODVWLFFDS&RORU VLOYHU0RXQWLQJ PHWDO0KH[DJRQDOQXWVWKLFNQHVVPP7LJKWHQLQJWRUTXHื1P:HLJKW DSSUR[JLQFOWZR0QXWV77HFKQLFDOVSHFLILFDWLRQVVSHFLILFWR5)5$QWHQQD LQWHJUDWHG0DWHULDO 3ODVWLF3$'LPHQVLRQV/[:[+ [[PP&RORU $QWKUDFLWH0RXQWLQJ PHWDO0VFUHZV7LJKWHQLQJWRUTXHื1P:HLJKW $SSUR[J77HFKQLFDOVSHFLILFDWLRQVVSHFLILFWR5)5$QWHQQD H[WHUQDO$17$17$17RU$17FRQQHFWDEOHYLD0DQWHQQDFRQQHFWRU0DWHULDO 3ODVWLF3$'LPHQVLRQV/[:[+ [[PP&RORU $QWKUDFLWH0RXQWLQJ PHWDO0VFUHZV7LJKWHQLQJWRUTXHื1P:HLJKW $SSUR[J
7HFKQLFDOGDWD$SSURYDOV6,0$7,&5),2/LQN2SHUDWLQJ,QVWUXFWLRQV&*& 77HFKQLFDOVSHFLILFDWLRQVVSHFLILFWR5)5$QWHQQD LQWHJUDWHG0DWHULDO 3ODVWLF3$'LPHQVLRQV/[:[+ [[PP&RORU $QWKUDFLWH0RXQWLQJ PHWDO0VFUHZV7LJKWHQLQJWRUTXHื1P:HLJKW $SSUR[J $SSURYDOV)&&LQIRUPDWLRQ6LHPHQV6,0$7,&5)5,2/LQN0/)%*7$&)&&,'1;:5)5,2/6LHPHQV6,0$7,&5)5,2/LQN0/)%*7$&)&&,'1;:5)5,2/6LHPHQV6,0$7,&5)5,2/LQN0/)%*7$&)&&,'1;:5)5,2/6LHPHQV6,0$7,&5)5,2/LQN0/)%*7$&)&&,'1;:5)5,2/6LHPHQV6,0$7,&5)5,2/LQN0/)%*7$&)&&,'1;:5)5,2/7KLVGHYLFHFRPSOLHVZLWKSDUWRIWKH)&&UXOHV2SHUDWLRQLVVXEMHFWWRWKHIROORZLQJWZRFRQGLWLRQV7KLVGHYLFHPD\QRWFDXVHKDUPIXOLQWHUIHUHQFH7KLVGHYLFHPXVWDFFHSWDQ\LQWHUIHUHQFHUHFHLYHGLQFOXGLQJLQWHUIHUHQFHWKDWPD\FDXVHXQGHVLUHGRSHUDWLRQ&DXWLRQ$Q\FKDQJHVRUPRGLILFDWLRQVQRWH[SUHVVO\DSSURYHGE\WKHSDUW\UHVSRQVLEOHIRUFRPSOLDQFHFRXOGYRLGWKHXVHUVDXWKRULW\WRRSHUDWHWKHHTXLSPHQW1RWH7KLVHTXLSPHQWKDVEHHQWHVWHGDQGIRXQGWRFRPSO\ZLWKWKHOLPLWVIRUD&ODVV$GLJLWDOGHYLFHSXUVXDQWWRSDUWRIWKH)&&5XOHV7KHVHOLPLWVDUHGHVLJQHGWRSURYLGHUHDVRQDEOHSURWHFWLRQDJDLQVWKDUPIXOLQWHUIHUHQFHZKHQWKHHTXLSPHQWLVRSHUDWHGLQDFRPPHUFLDOHQYLURQPHQW7KLVHTXLSPHQWJHQHUDWHVXVHVDQGFDQUDGLDWHUDGLRIUHTXHQF\HQHUJ\DQGLIQRWLQVWDOOHGDQGXVHGLQDFFRUGDQFHZLWKWKHLQVWUXFWLRQPDQXDOPD\FDXVHKDUPIXOLQWHUIHUHQFHWRUDGLRFRPPXQLFDWLRQV2SHUDWLRQRIWKLVHTXLSPHQWLQDUHVLGHQWLDODUHDLVOLNHO\WRFDXVHKDUPIXOLQWHUIHUHQFHLQZKLFKFDVHWKHXVHUZLOOEHUHTXLUHGWRFRUUHFWWKHLQWHUIHUHQFHDWKLVRZQH[SHQVH
7HFKQLFDOGDWD $SSURYDOV6,0$7,&5),2/LQN2SHUDWLQJ,QVWUXFWLRQV&*&,,&LQIRUPDWLRQ7KLVGHYLFHFRPSOLHVZLWK,QGXVWU\&DQDGDOLFHQFHH[HPSW566VWDQGDUGV2SHUDWLRQLVVXEMHFWWRWKHIROORZLQJWZRFRQGLWLRQV7KLVGHYLFHPD\QRWFDXVHLQWHUIHUHQFHDQGWKLVGHYLFHPXVWDFFHSWDQ\LQWHUIHUHQFHLQFOXGLQJLQWHUIHUHQFHWKDWPD\FDXVHXQGHVLUHGRSHUDWLRQRIWKHGHYLFH/HSU«VHQWDSSDUHLOHVWFRQIRUPHDX[&15GC,QGXVWULH&DQDGDDSSOLFDEOHVDX[DSSDUHLOVUDGLRH[HPSWVGHOLFHQFH/CH[SORLWDWLRQHVWDXWRULV«HDX[GHX[FRQGLWLRQVVXLYDQWHV/CDSSDUHLOQHGRLWSDVSURGXLUHGHEURXLOODJHHWOXWLOLVDWHXUGHOCDSSDUHLOGRLWDFFHSWHUWRXWEURXLOODJHUDGLR«OHFWULTXHVXELP¬PHVLOHEURXLOODJHHVWVXVFHSWLEOHGCHQFRPSURPHWWUHOHIRQFWLRQQHPHQWF8/XVLQIRUPDWLRQ:KHQXVLQJDQ(76,2/LQNPDVWHUPDNHVXUHWKDWWKHSRZHUVXSSO\XQLWEHLQJXVHGFRUUHVSRQGVWRD&ODVVGHYLFHOLPLWHGFXUUHQWOLPLWHGYROWDJHDQGWKDWLWLVOLVWHGLQWKH8/ILOH
6,0$7,&5),2/LQN2SHUDWLQJ,QVWUXFWLRQV&*& &&RQQHFWLQJFDEOH&&DEOHZLWKRSHQHQGVIRU(76DQG(763ZLWK&0[,2/LQNPDVWHUDQG6ZLWK60[,2/LQNPDVWHU7KHFRQQHFWLQJFDEOHKDVDOHQJWKRIPVWDQGDUGRUP)LJXUH 'HVLJQRIWKHFRQQHFWLQJFDEOHEHWZHHQWKH,2/LQNPDVWHUDQGUHDGHUZLWKVLQJOHZLUHWHFKQRORJ\1RWH7KHSLQUHVPXVWQRWEHXVHG3LQDVVLJQPHQWVRIWKH,2/LQNPDVWHUVIURP6LHPHQV7DEOH (7633LQDVVLJQPHQWIRUWKH&0[,2/LQNHOHFWURQLFPRGXOH(6%'$%7HUPLQDO$$VVLJQQPHQW77HUPLQDO$$VVLJQPHQW(([SODQDWLRQV&&RORUODEHOLQJSODWH &4  &4 x &4&RPPXQLFDWLRQVLJQDOx 5(65HVHUYHGPXVWQRWEHXVHGx /6XSSO\YROWDJHSRVLWLYHx 0*URXQG &&(6&30$ &4  &45(6  5(65(6  5(6 /  / /  /0 00 0/ 9'& 00 *URXQG
&RQQHFWLQJFDEOH 6,0$7,&5),2/LQN2SHUDWLQJ,QVWUXFWLRQV&*&7DEOH (7677HUPLQDODVVLJQPHQWIRUWKH6,,2//LQNPDVWHUHOHFWURQLFPRGXOH(6*$$%77HUPLQDO$$VVLJQQPPHQW77HUPLQDO$$VVLJQQPPHQW(([SODQDWLRQV &43RUW  &43RUW x &4&RPPXQLFDWLRQVLJQDOx /6XSSO\YROWDJHx /0*URXQG &43RUW  &43RUW /3RUW  /3RUW /3RUW  /3RUW$$ 03RUW$8;$$ 03RUW$8;$$ 03RUW$8;$$ 03RUW$8;8VDEOHWHUPLQDOPRGXOHV6SULQJWHUPLQDO(6&$$$VFUHZWHUPLQDO(6&$$$DQG)DVW&RQQHFW(6&$$$7DEOH 660[,2/LQNPDVWHU33LQDVVLJQPHQWIRUWKH60[,2PDVWHUHOHFWURQLFPRGXOH(6%';%33LQ;;;;;;;;(([SODQDWLRQV0000x 0Q*URXQGWRVODYHx &2Q&RPPXQLFDWLRQVLJQDOx /Q9'&WRVODYHx 0*URXQGx /9'&WRPDVWHUx 5(65HVHUYHGPXVWQRWEHXVHG&2&2&2&2//// 5(6 5(6 5(6 5(6 )XQFWLRQDOHDUWK5(6 5(6 5(6 0 5(6 5(6 5(6 / 5(6 5(6 5(6((7HFR31)RUWKH,2/LQNPDVWHU(7HFR31WKHUHDUHSUHDVVHPEOHGFDEOHVDYDLODEOHZLWK0FRQQHFWRUVDWERWKHQGVUHIHUWRWKHVHFWLRQ2UGHULQJGDWD3DJH
6,0$7,&5),2/LQN2SHUDWLQJ,QVWUXFWLRQV&*& 22UGHULQJGDWD7DEOH 2UGHULQJGDWDUHDGHUVZLWK,2/LQNLQWHUIDFHV$$UWLFOHQXPEHU5)5ZLWK,2/LQNLQWHUIDFH *7$&5)5ZLWK,2/LQNLQWHUIDFH *7$&5)5ZLWK,2/LQNLQWHUIDFH *7$&5)5ZLWK,2/LQNLQWHUIDFH *7$&5)5ZLWK,2/LQNLQWHUIDFH *7$&7DEOH 2UGHULQJGDWDDFFHVVRULHV$$UWLFOHQXPEHU3OXJLQFDEOH,2/LQNRSHQHQG0P *7/+P *7/13OXJLQFDEOH,2/LQN0SOXJ0VRFNHWP *70+P *7013OXJLQFDEOH,2/LQNIRU(7$/0SOXJ0VRFNHWP *70+P *701
2UGHULQJGDWD 6,0$7,&5),2/LQN2SHUDWLQJ,QVWUXFWLRQV&*&
6,0$7,&5),2/LQN2SHUDWLQJ,QVWUXFWLRQV&*& $$SSHQGL[$$7RXQGHUVWDQGWKLVDSSHQGL[\RXVKRXOGEHIDPLOLDUZLWKWKH,2/B&$//IXQFWLRQ$$ ,2/LQNHUURUFRGHV$ ,6'8UHWXUQHUURUFRGHV63&7,2/B&$//DQGWKH,2/LQNGHYLFHUHDGHUXVHWKHIUDPHWUDQVSRUWOD\HU,6'87KHIROORZLQJWDEOHOLVWVSRVVLEOH,6'8UHWXUQHUURUFRGHV7KH,6'8UHWXUQHUURUFRGHVDUHQRWJHQHUDWHGE\WKHUHDGHU<RXFDQGLVSOD\WKHHUURUFRGHVXVLQJWKH,2/B&$//IXQFWLRQEORFN(UURUFRGHKH[(UURUGHVFULSWLRQ5HPHG\ &RPPDQGHUURU  ,QGH[QRWDYDLODEOH &RUUHFWLQGH[ 6XELQGH[QRWDYDLODEOH &RUUHFWVXELQGH[ 6HUYLFHWHPSRUDULO\QRWDYDLODEOH 5HSHDWTXHU\DIWHUDZDLWLQJWLPH 6HUYLFHWHPSRUDULO\QRWDYDLODEOH/RFDOFRQWUROXQLWEORFNHG5HSHDWTXHU\DIWHUDZDLWLQJWLPH 6HUYLFHWHPSRUDULO\QRWDYDLODEOH'HYLFHLVEXV\ZLWKDQRWKHUWDVN5HSHDWTXHU\DIWHUDZDLWLQJWLPH $FFHVVGHQLHG ,QGH[FDQRQO\EHUHDG 3DUDPHWHUYDOXHLVRXWVLGHWKHSHUPLWWHGUDQJH 7UDQVIHUWKHFRUUHFWYDOXH 3DUDPHWHUYDOXHLVDERYHWKHOLPLW 7UDQVIHUWKHFRUUHFWYDOXH 3DUDPHWHUYDOXHLVEHORZWKHOLPLW 7UDQVIHUWKHFRUUHFWYDOXH 3DUDPHWHUOHQJWKH[FHHGHG &KHFNSDUDPHWHUOHQJWK 3DUDPHWHUQRWORQJHQRXJK &KHFNSDUDPHWHUOHQJWK )XQFWLRQQRWDYDLODEOH &KHFNFDOOSDUDPHWHUV )XQFWLRQWHPSRUDULO\QRWDYDLODEOH 5HSHDWTXHU\DIWHUDZDLWLQJWLPH ,QYDOLGSDUDPHWHUVHW 7UDQVIHUFRUUHFWSDUDPHWHUVHW ,QYDOLGSDUDPHWHUVHW 7UDQVIHUFRUUHFWSDUDPHWHUVHW $SSOLFDWLRQQRWUHDG\ 
$SSHQGL[ $,2/LQNHUURUFRGHV6,0$7,&5),2/LQN2SHUDWLQJ,QVWUXFWLRQV&*&$$ (YHQWHUURUFRGHV7KHIROORZLQJHYHQWHUURUFRGHVDUHGLVSOD\HGLI\RXKDYHHQDEOHGWKH(YHQWPHVVDJHSDUDPHWHULQ63&77KHHYHQWHUURUFRGHVZLWKWKHHYHQWW\SHFRPLQJJRLQJDUHVLJQDOHGE\WKH,2/LQNUHDGHUDQGIRUZDUGHGE\WKH,2/LQNPDVWHUWRWKHSURJUDPPDEOHFRQWUROOHU3/&DWWKHILHOGEXVOHYHOIRUGLDJQRVWLFVSXUSRVHV<RXFDQGLVSOD\WKHVHHYHQWHUURUFRGHVXVLQJWKHVWDQGDUGGLDJQRVWLFVRIWKH&38<RXFDQGLVSOD\WKHHYHQWW\SH:DUQLQJXVLQJWKH,2/B&$//IXQFWLRQEORFNRUWKH3&7WRRO(UURUFRGHKH[(UURUGHVFULSWLRQ'HYLFHVWDWXV(YHQWW\SH&DXVHVRIHUURU ,QWHUQDOHUURU [ :DUQLQJ 7KHUHDGFRPPDQGLVRQWKHDLULQWHUIDFHDQGWKHUHLVDFRPPXQLFDWLRQGLVUXSWLRQ3RVVLEOHFDXVHVx 7KHDFWLYHFRPPDQGZDVQRWFDUULHGRXWFRPSOHWHO\x 7KHWUDQVSRQGHUOHIWWKHILHOGZKLOHWKHFRPPDQGZDVEHLQJSURFHVVHGx &RPPXQLFDWLRQGLVUXSWLRQEHWZHHQUHDGHUDQGWUDQVSRQGHUIRUH[DPSOHGXHWR(0&LQWHUIHUHQFH )ODVKHUURU [ (UURUFRPLQJJRLQJ+DUGZDUHIDXOWZKHQVDYLQJIODVKHUURU ,QWHUQDOHUURU [[['[[[(UURU *URXSHUURUFODVVLF5),'HUURU3RVVLEOHFDXVHVLQWKH6FDQXVHUGDWDPRGHx )LUPZDUHSDUDPHWHUDVVLJQPHQWHUURUVx (UURUVLQWKHVSHFLILHGPHPRU\DGGUHVV5),'HUURU'x $LULQWHUIDFHGLVWXUEHG5),'HUURUx 3DUDPHWHUDVVLJQPHQWHUURU5),'HUURUದ8QNQRZQFRPPDQGZURQJLQIRUPDWLRQLQWKH3,4ದ%DGSDUDPHWHUIRUH[DPSOHDGGUHVVZURQJOHQJWKZURQJದ)XQFWLRQQRWSHUPLWWHGIRUH[DPSOHVHQGLQJDFRPPDQGLQ8,'PRGH ,QYDOLG3,4 [ (UURUFRPLQJJRLQJ&RPPDQGZDVZULWWHQWRWKH3,4DOWKRXJKWKLVLVQRWSHUPLWWHG)RUH[DPSOHUHDGFRPPDQGLQWKH6FDQ8,'PRGH $QWHQQDPLVVLQJ [& &RPLQJJRLQJ5)5$QWHQQDQRWFRQQHFWHGRUDQWHQQDFDEOHGDPDJHG
$SSHQGL[$,2/LQNHUURUFRGHV6,0$7,&5),2/LQN2SHUDWLQJ,QVWUXFWLRQV&*& ((UURUFRGHKH[((UURUGHVFULSWLRQ''HYLFHVWDWXV(YHQWW\SH&DXVHVRIHUURU 2YHUWHPSHUDWXUH [ (UURUFRPLQJJRLQJ2YHUWHPSHUDWXUHLQWKHUHDGHUGHYLFH!r&VRWKDWDGDQJHURXVVWDWHLVGHWHFWHG7XUQRIIWKHSRZHUWRWKHGHYLFH *HQHUDOSUREOHPZLWKWKHSRZHUVXSSO\[ (UURUFRPLQJJRLQJ+DUGZDUHIDXOW8QGHURYHUYROWDJH&KHFNWKHSRZHUVXSSO\ )LUPZDUHHUURU [ (UURUFRPLQJJRLQJ7KHILUPZDUHKDVGHWHFWHGDQLQWHUQDOHUURUV\VWHPHUURU)RUH[DPSOHLOORJLFDOVWDWXVRUZDWFKGRJHWF 3DUDPHWHUDVVLJQPHQWHUURU [ (UURUFRPLQJJRLQJ3DUDPHWHUDVVLJQPHQWHUURU%DGSDUDPHWHU& 5HVHW'HYLFH [ (UURUFRPLQJJRLQJ6HULRXVV\VWHPHUURUZDWFKGRJ&\FOHSRZHU 7KHGHYLFHVWDWXVKDVWKHVDPHPHDQLQJDVWKH5),'HUURUFRGH1RWH<RXFDQGLVSOD\WKHVHHYHQWPHVVDJHVXVLQJ63&7RUUHDGWKHPRXWXVLQJWKH,2/B&$//IXQFWLRQEORFN<RXFDQRQO\UHVHWHYHQWPHVVDJHVXVLQJ63&7RUWKH,2/B&$//IXQFWLRQ7KHHYHQWPHVVDJHVFDQQRWEHUHVHWE\DQWHQQDRIIRUPRYHWUDQVSRQGHURXWRIILHOGDVLVSRVVLEOHZLWKWKH5),'HUURUVFRPSDUHVHFWLRQ'LDJQRVWLFV3DJH
$SSHQGL[ $2YHUYLHZRIWKHVHUYLFHGDWD6,0$7,&5),2/LQN2SHUDWLQJ,QVWUXFWLRQV&*&$$ 2YHUYLHZRIWKHVHUYLFHGDWD7KHGHYLFH5)5,2/LQNVXSSRUWVWKHIROORZLQJLQGH[HVIRUVHUYLFHGDWDDQGSDUDPHWHUDVVLJQPHQW1RWH'LUHFW3DUDPHWHU3DJH,QGH[7KHVHSDUDPHWHUVDUHRQO\XVHGLQWHUQDOO\LQWKHV\VWHPDQGGRQRWQRUPDOO\QHHGWREHWDNHQLQWRDFFRXQW:KHQQHFHVVDU\KRZHYHUWKH\FDQEHUHDGRXWXVLQJLQGH[VHHVHFWLRQ,2/B&$//3DJH,QGH[2EMHFWQQDPH6XELQGH[/HQJWKLLQE\WHV$FFHVV3DUDPHWHUQDPH'HVFULSWLRQ[ 'LUHFWSDUDPHWHUSDJH[  U  (QWLUHLQGH[VHOHFWHG[  U 0DVWHU&RPPDQG 6ZLWFKWKH,2/LQNRSHUDWLQJPRGH)DOOEDFN2SHUDWH3UHRSHUDWH[  U 0DVWHU&\FOH7LPH 0DVWHUF\FOHWLPH[  U 0LQ&\FOH7LPH 0LQLPXPGHYLFHF\FOHWLPHUHDGHU[  U )VHTXHQFH&DSDELOLW\ 6XSSRUWHGIUDPHW\SHVIRUFRPPXQLFDWLRQ[  U 5HYLVLRQ,' ,2/LQNSURWRFROYHUVLRQLPSOHPHQWHGRQWKHGHYLFH[  U 3URFHVV'DWD,Q 1XPEHUDQGVWUXFWXUHRIWKHGDWDSURFHVVLPDJHRIWKHLQSXWVWRWKHPDVWHU[  U 3URFHVV'DWD2XW 1XPEHUDQGVWUXFWXUHRIWKHGDWDSURFHVVLPDJHRIWKHRXWSXWVIURPWKHPDVWHU[  U 9HQGRU,'06% 8QLTXHYHQGRULGHQWLILFDWLRQQXPEHU[  U 9HQGRU,'/6% 6,(0(16[$[$  U 'HYLFH,'2FWHW06% 8QLTXHGHYLFHLGHQWLILFDWLRQQXPEHU5)5,2/LQN[&5)5,2/LQN[&5)5,2/LQN[&[%  U 'HYLFH,'2FWHW[&  U 'HYLFH,'2FWHW/6%['  U )XQFWLRQ,'06% 5HVHUYHG[(  U )XQFWLRQ,'/6%[)  U  5HVHUYHG  U 6\VWHP&RPPDQG 8QXVHGV\VWHPFRPPDQGLVHQDEOHGXVLQJLQGH[
$SSHQGL[$2YHUYLHZRIWKHVHUYLFHGDWD6,0$7,&5),2/LQN2SHUDWLQJ,QVWUXFWLRQV&*& ,,QGH[22EMHFWQQDPH66XELQGH[//HQJWKLLQE\WHV$$FFHVV33DUDPHWHUQDPH''HVFULSWLRQ[ 6\VWHPFRPPDQG[  Z  6XSSRUWHGV\VWHPFRPPDQGV'HYLFH5HVHW[5HVHWWRIDFWRU\VHWWLQJ[[ 'DWDVWRUDJHLQGH[[  UZ '6FRPPDQG x [UHVHUYHGx ['6XSORDGVWDUWx ['6XSORDGHQGx ['6GRZQORDGVWDUWx ['6GRZQORDGHQGx ['6EUHDNx [[))5HVHUYHG[  U 6WDWHSURSHUW\ %LW5HVHUYHG%LWDQGELW6WDWXVx E,QDFWLYHx E8SORDGx E'RZQORDGx E'DWDPHPRU\ORFNHG%LWWRELW5HVHUYHG%LW8SORDGVWDWXVx 1RXSORDGx 8SORDGSHQGLQJ[  U 'DWDVWRUDJHVL]H 1XPEHURIE\WHVIRUVWRULQJWKHSDUDPHWHUVUHTXLUHGIRUGHYLFHUHSODFHPHQW[  U 3DUDPHWHUFHFNVXP 5HYLVLRQ&RXQWHU5&[ YDULDEOH U ,QGH[/LVW /LVWRIWKHVWRUHGSDUDPHWHUV[ 9HQGRUQDPH[  U  9HQGRUQDPH6,(0(16$*[ 9HQGRUWH[W [  U  9HQGRUWH[W6,(0(16$*[ 3URGXFWQDPH[  U  3URGXFWQDPH6,0$7,&5)[[5,2/LQN[ 3URGXFW,' [  U  3URGXFW,'0/)%RIWKHUHDGHUHJ*7$&[ 3URGXFWWH[W [  U  3URGXFWWH[W,QIRUPDWLRQRQUHDGHUSURSHUWLHV[ 6HULDOQXPEHU[  U  6HULDOQXPEHULVQRWVXSSRUWHG[ )LUPZDUHUHYLVLRQ[  U  )LUPZDUHYHUVLRQHJ9[ $SSOLFDWLRQVSHFLILFWDJ[  UZ  8VHUVSHFLILFGDWD)RUH[DPSOHSODQWGHVLJQDWLRQIXQFWLRQPDLQWHQDQFHGDWDORFDWLRQLGHQWLILHU
$SSHQGL[ $2YHUYLHZRIWKHVHUYLFHGDWD6,0$7,&5),2/LQN2SHUDWLQJ,QVWUXFWLRQV&*&,,QGH[22EMHFWQQDPH66XELQGH[//HQJWKLLQE\WHV$$FFHVV33DUDPHWHUQDPH''HVFULSWLRQ[ (UURUFRXQW [  U  1XPEHURIHUURUVVLQFHWXUQLQJRQQXPEHURIHYHQWV[ 3URFHVV'DWD,QSXW[  U  5HDGRXWODVWSURFHVVLPDJHRIWKHLQSXWV[ 3URFHVV'DWD2XWSXW[  U  5HDGRXWODVWSURFHVVLPDJHRIWKHRXWSXWV[ 5HDGHUSDUDPHWHU[  UZ  5HDGRXWWKHUHDGHUSDUDPHWHUVRIWKHUHDGHUWRWDOSRVVLEOH VXELQGH[[ UZ (YHQWLQGLFDWLRQV (YHQWLQGLFDWLRQHQDEOHGGHIDXOW1RPHVVDJH UZ 2SHUDWLRQPRGH 6FDQ8,'GHIDXOW6FDQXVHUGDWD UZ 5HDG\GHOD\ 7XUQRIIGHIDXOW7XUQRQDGGLWLRQDOEDFNXSPHFKDQLVPIRUFRQVLVWHQWGDWDWUDQVIHU UZ 'DWDKROGWLPH 0LQLPXPWLPHGXULQJZKLFKWKHSURFHVVLQSXWGDWDLVQRWFKDQJHGE\WKHGHYLFHx [PLQLPXPGHIDXOWx [$PVx [PVx [PVx [Vx [&Vx [)(7HVWPRGH7ULJJHUHYHQWV UZ $LU,QWHUIDFH 6HWWLQJWKH,62GHIDXOWGHIDXOW6SHFLDOVHWWLQJV UZ 0RGXODWLRQ 6HWWLQJIRUWKHPRGXODWLRQVWUHQJWKGHIDXOW UZ 6XEFDUULHU 6XEFDUULHUVLQJOHGHIDXOWGRXEOH UZ 'DWDUDWH 'DWHUDWHORZKLJKGHIDXOW[ ,2/LQNEDXGUDWH[  U  ,2/LQNEDXGUDWHNESV
$SSHQGL[$2YHUYLHZRIWKHVHUYLFHGDWD6,0$7,&5),2/LQN2SHUDWLQJ,QVWUXFWLRQV&*& ,,QGH[22EMHFWQQDPH66XELQGH[//HQJWKLLQE\WHV$$FFHVV33DUDPHWHUQDPH''HVFULSWLRQ[$ (YHQWKLVWRU\[  U  (QWLUHLQGH[VHOHFWHG[  U  /DVWHYHQW[  U  6HFRQGODVWHYHQW[  U  7KLUGODVWHYHQW[  U  )RXUWKODVWHYHQW[  U  )LIWKODVWHYHQW[$ 5HDGHUVWDWXV[  U  &DQRQO\EHUHDGRXWHQWLUHO\RQO\VXELQGH[SRVVLEOH U 7LPHVLQFHVWDUWXS 2SHUDWLQJWLPHRIWKHUHDGHUVLQFHVWDUWXS U 7DJVLQWKHILHOG 1XPEHURIWUDQVSRQGHUVORFDWHGLQWKHILHOG+HUHRQO\WUDQVSRQGHULVSHUPLWWHG U $QWHQQDFWDWXV 6WDWXVRIWKHDQWHQQDx 8QNQRZQx $QWHQQDRQx $QWHQQDRII U 7DJFKDQJHV 1XPEHURIWUDQVSRQGHUVWKDWKDYHSDVVHGWKURXJKWKHILHOGVLQFHWKHUHDGHUZDVWXUQHGRQ U /LQHGULYHU5HYLVLRQ 9HUVLRQRIWKHSK\VLFDO,2/LQNGULYHUEORFN U 5HDGHU)=% 5)ILHOGHUURUFRXQWHUSDVVLYHIRUH[DPSOHLQWHUIHUHQFHSXOVHV,VUHVHWZKHQUHDGRXW U 5HDGHU$%= 5)SURWRFROHUURUDERUWFRXQWHU,VUHVHWZKHQUHDGRXW U 5HDGHU&)= 5)SURWRFROHUURUFRGHHUURUFRXQWHU,VUHVHWZKHQUHDGRXW U 5HDGHU6)= 5)SURWRFROHUURUVLJQDWXUHHUURUFRXQWHU,VUHVHWZKHQUHDGRXW U 5HDGHU&5&)= 5)SURWRFROHUURU&5&HUURUFRXQWHU,VUHVHWZKHQUHDGRXW U 5HDGHU%67$7 1XPEHURIFRPPDQGUHSHWLWLRQV,VUHVHWZKHQUHDGRXW U 5HDGHU)= (UURUFRXQWHU
$SSHQGL[ $2YHUYLHZRIWKHVHUYLFHGDWD6,0$7,&5),2/LQN2SHUDWLQJ,QVWUXFWLRQV&*&,,QGH[22EMHFWQQDPH66XELQGH[//HQJWKLLQE\WHV$$FFHVV33DUDPHWHUQDPH''HVFULSWLRQ[% 7DJVWDWXV [  U  &DQRQO\EHUHDGRXWHQWLUHO\RQO\VXELQGH[SRVVLEOH U 8,' 8QLILHGLGHQWLILHURIWKHWUDQVSRQGHUORFDWHGLQWKHILHOG U 7DJW\SH 7DJW\SHx XQGHWHUPLQHGx ,62JHQHUDOQRQVSHFLILFRUXQNQRZQx P\G,QILQHRQ0'6'[[x 0%5)XMLWVX0'6'[[x ,&RGH6/,1;30'6'[[x 7DJLW7H[DV,QVWUXPHQWV0'6'[[x /5,.67 U 7UDQVSRQGHU&KLSYHUVLRQ &KLSYHUVLRQRIWKHWDJ U 7UDQVSRQGHU0HPRU\VL]H 0HPRU\VL]HRIWKHWDJ U 7UDQVSRQGHU/RFNVWDWH /RFNVWDWH273LQIRUPDWLRQ2QHELWSHUEORFNLVXVHG[E\WHVRU[E\WHV%LW %ORFNLVORFNHGHJ EORFNDQGEORFNDUHORFNHG U 7UDQVSRQGHU0HPRU\EORFNVL]H%ORFNVL]HRIWKHWUDQVSRQGHU U 7UDQVSRQGHU1XPEHURIEORFNV1XPEHURIEORFNVRIWKHWUDQVSRQGHU[& 8,'KLVWRU\ [  U  (QWLUHLQGH[VHOHFWHG[  U  /LVWRIWKH8,'VRIWKHWUDQVSRQGHUVWKDWZHUHODVWORFDWHGLQWKHILHOG/DVW8,'[  U  6HFRQGODVW8,'[  U  7KLUGODVW8,'[  U  )RXUWKODVW8,'[  U  )LIWKODVW8,'66\VWHPFRPPDQGV<RXFDQH[HFXWHV\VWHPFRPPDQGVXVLQJWKH,2/B&$//IXQFWLRQEORFNRUWKH3&7WRROჀ'HYLFHUHVHW7KHUHDGHUUHVWDUWV&RUUHVSRQGVWRF\FOLQJSRZHUჀ5HVWRUH)DFWRU\6HWWLQJ7KHUHDGHUUHVWDUWV7KHUHDGHUSDUDPHWHUVLQGH[[DQGWKHDSSOLFDWLRQVSHFLILFWDJLQGH[[DUHDOVRUHVHWWRWKHGHIDXOWV
$SSHQGL[$&HUWLILFDWHVDQG$SSURYDOV6,0$7,&5),2/LQN2SHUDWLQJ,QVWUXFWLRQV&*& $$ &HUWLILFDWHVDQG$SSURYDOV&(PDUNLQJ&HUWLILFDWH'HVFULSWLRQ&RQIRUPVWR577(GLUHFWLYH7KHIROORZLQJDSSOLHVWRWKHV\VWHPGHVFULEHGLQWKLVGRFXPHQWDWLRQ,IDGHYLFHKDVWKH&(PDUNLQJWKHFRUUHVSRQGLQJDSSURYDOKDVEHHQREWDLQHG',1,62FHUWLILFDWH7KHTXDOLW\DVVXUDQFHV\VWHPIRUWKHHQWLUHSURGXFWSURFHVVGHYHORSPHQWSURGXFWLRQDQGPDUNHWLQJDW6LHPHQVIXOILOOVWKHUHTXLUHPHQWVRI,62FRUUHVSRQGVWR(17KLVKDVEHHQFHUWLILHGE\'46WKH*HUPDQVRFLHW\IRUWKHFHUWLILFDWLRQRITXDOLW\PDQDJHPHQWV\VWHPV(41HWFHUWLILFDWHQR&RXQWU\VSHFLILFFHUWLILFDWHV6DIHW\2QHRIWKHIROORZLQJPDUNLQJVRQDGHYLFHLVLQGLFDWLYHRIWKHFRUUHVSRQGLQJDSSURYDDO8QGHUZULWHUV/DERUDWRULHV8/LQDFFRUGDQFHZLWK8/DQG&1R,1'&217(4
$SSHQGL[ $&HUWLILFDWHVDQG$SSURYDOV6,0$7,&5),2/LQN2SHUDWLQJ,QVWUXFWLRQV&*&((0&,IDGHYLFHKDVRQHRIWKHIROORZLQJPDUNVWKHFRUUHVSRQGLQJDSSURYDOKDVEHHQREWDLQHG%UD]LO$1$7(/&HUWLILFDGRGH+RPRORJD©¥R5(3%/,&$)('(5$7,9$'2%5$6,/$*1&,$1$&,21$/'(7(/(&2081,&$(6&0,,7,'[['-[[[[ &KLQD&00,75DGLR7UDQVPLVVLRQ(TXLSPHQW7\SH$SSURYDO&HUWLILFDWH,QDFFRUGDQFHZLWKWKHSURYLVLRQVRQWKH5DGLR5HJXODWLRQVRIWKH3HRSOHಬV5HSXEOLFRI&KLQDWKHIROORZLQJUDGLRWUDQVPLVVLRQHTXLSPHQWDIWHUH[DPLQDWLRQFRQIRUPVWRWKHSURYLVLRQVZLWKLWV&0,,7,'0H[LFR(VWDGRV8QLGRV0H[LFDQRV&RPLVLRQ)HGHUDOGH7HOHFRPXQLFDFLRQHV6RXWK$IULFD,QGHSHQGHQW&RPPXQLFDWLRQV$XWKRULW\RI6RXWK$IULFD6DQGWRQ5DGLR(TXLSPHQW7\SH$SSURYDO&HUWLILFDWH6RXWK.RUHD.RUHD&RPPXQLFDWLRQV&RPPLVVLRQ&HUWLILFDWHRI%URDGFDVWLQJDQG&RPPXQLFDWLRQ(TXLSPHQWV7KH5HSXEOLFRI.RUHD<RXZLOOILQGWKH(0&GLUHFWLYHVIRUWKH86$DQG&DQDGDLQWKHVHFWLRQ$SSURYDOV3DJH
$SSHQGL[$6HUYLFHVXSSRUW6,0$7,&5),2/LQN2SHUDWLQJ,QVWUXFWLRQV&*& $$ 6HUYLFHVXSSRUW7HFKQLFDO6XSSRUW<RXFDQUHDFKWHFKQLFDOVXSSRUWIRUDOO3'SURMHFWVDVIROORZVჀ3KRQHჀ)D[Ⴠ(PDLOPDLOWRVXSSRUWDXWRPDWLRQ#VLHPHQVFRPჀ,QWHUQHW2QOLQHVXSSRUWUHTXHVWIRUPKWWSVVXSSRUWLQGXVWU\VLHPHQVFRP0\ZZHQUHTXHVWV&RQWDFWV,I\RXKDYHDQ\IXUWKHUTXHVWLRQVRQWKHXVHRIRXUSURGXFWVSOHDVHFRQWDFWRQHRIRXUUHSUHVHQWDWLYHVDW\RXUORFDO6LHPHQVRIILFH7KHDGGUHVVHVDUHIRXQGRQWKHIROORZLQJSDJHVჀ2QWKH,QWHUQHWKWWSZVLHPHQVFRPDVSDBDSSჀ,Q&DWDORJ&$Ⴠ,QWKHFDWDORJ,'VSHFLDOO\IRU,QGXVWULDO,GHQWLILFDWLRQ6\VWHPV6HUYLFH6XSSRUWIRU3URFHVV,QGXVWULHVDQG'ULYHV2QWKH,QWHUQHWRQWKH6XSSRUWKRPHSDJHKWWSVVXSSRUWLQGXVWU\VLHPHQVFRPFVGHHQRI3URFHVV,QGXVWULHVDQG'ULYHV3'\RXZLOOILQGYDULRXVVHUYLFHV7KHUH\RXZLOOILQGWKHIROORZLQJLQIRUPDWLRQIRUH[DPSOHჀ2XUQHZVOHWWHUFRQWDLQLQJXSWRGDWHLQIRUPDWLRQRQ\RXUSURGXFWVჀ5HOHYDQWGRFXPHQWDWLRQIRU\RXUDSSOLFDWLRQZKLFK\RXFDQDFFHVVYLDWKHVHDUFKIXQFWLRQLQ3URGXFW6XSSRUWჀ$IRUXPIRUJOREDOLQIRUPDWLRQH[FKDQJHE\XVHUVDQGVSHFLDOLVWVჀ<RXUORFDOFRQWDFWIRU3'Ⴠ,QIRUPDWLRQDERXWRQVLWHVHUYLFHUHSDLUVDQGVSDUHSDUWV0XFKPRUHFDQEHIRXQGXQGHU2XUVHUYLFHRIIHU5),'KRPHSDJH)RUJHQHUDOLQIRUPDWLRQDERXWRXULGHQWLILFDWLRQV\VWHPVYLVLW5),'KRPHSDJHKWWSZVLHPHQVFRPPFPVLGHQWLILFDWLRQV\VWHPV
$SSHQGL[ $6HUYLFHVXSSRUW6,0$7,&5),2/LQN2SHUDWLQJ,QVWUXFWLRQV&*&22QOLQHFDWDORJDQGRUGHULQJV\VWHP7KHRQOLQHFDWDORJDQGWKHRQOLQHRUGHULQJV\VWHPFDQDOVREHIRXQGRQWKH,QGXVWU\0DOO+RPHSDJHKWWSVPDOOLQGXVWU\VLHPHQVFRP7UDLQLQJFHQWHU:HRIIHUDSSURSULDWHFRXUVHVWRJHW\RXVWDUWHG3OHDVHFRQWDFW\RXUORFDOWUDLQLQJFHQWHURUWKHFHQWUDOWUDLQLQJFHQWHULQ'1XUHPEHUJ3KRQH೼PLQIURPWKH*HUPDQODQGOLQHQHWZRUNGHYLDWLQJPRELOHFRPPXQLFDWLRQVSULFHVDUHSRVVLEOH)RULQIRUPDWLRQDERXWFRXUVHVVHHWKH6,75$,1KRPHSDJHKWWSVLWUDLQDXWRPDWLRQVLHPHQVFRPVLWUDLQZRUOG
6,0$7,&5),2/LQN2SHUDWLQJ,QVWUXFWLRQV&*& ,,QGH[$ $SSOLFDWLRQ3ODQQLQJ6,0$7,&5)$SSURYDOV$UHDRIDSSOLFDWLRQ& &DEOH,2/LQNPDVWHUUHDGHU&HUWLILFDWHV&RPPXQLFDWLRQWLPHFDOFXODWLQJ&RQWDFWV&RQYHQWLRQV&RXUVHV' 'DWDFRQVLVWHQF\'DWDWUDQVIHU$F\FOLFVHUYLFHGDWD&RQVLVWHQF\&\FOLFSURFHVVGDWD'DWDWUDQVPLVVLRQUDWH'HWHFWLRQDUHD'LUHFWLRQRIPRWLRQ7UDQVSRQGHU'LVSOD\HOHPHQWV'\QDPLFPRGH( (0&GLUHFWLYHV(UURUFRGHV(YHQWHUURUFRGHV,2/LQNHUURUFRGHV,6'8UHWXUQHUURUFRGHV5),'HUURUFRGHV) )LHOGGDWD5)5,2/LQN5)5,2/LQN5)5,2/LQN5)5,2/LQN5)5,2/LQN)OXVKPRXQWLQJRIWUDQVSRQGHUVDQGUHDGHUV, ,QVWDOODWLRQ6HYHUDOUHDGHUV,QVWDOODWLRQJXLGHOLQHV,2B&$//,2/LQNPRGH6FDQ8,'6FDQXVHUGDWD0 0HWDO,QIOXHQFHRQWKHWUDQVPLVVLRQZLQGRZ0HWDOIUHHVSDFH5)5UHDGHU,2/LQN5)5UHDGHU,2/LQN5)5UHDGHU,2/LQN5)5UHDGHU,2/LQN5)5UHDGHU,2/LQN0LQLPXPGLVWDQFH5HDGHUWRUHDGHU7UDQVSRQGHUWRWUDQVSRQGHU2 2SHUDWLQJPRGH,2/LQNPRGH6,2PRGH3 3LQDVVLJQPHQW3RUW&RQILJXUDWLRQ7RRO3&73RVVLEOHFRPELQDWLRQV5HDGHUWUDQVSRQGHU3URFHVVLPDJHRIWKHLQSXWV3,,RIWKHRXWSXWV3,4
,QGH[6,0$7,&5),2/LQN2SHUDWLQJ,QVWUXFWLRQV&*&55 5HDGZULWHGLVWDQFH5HDGHU&KDUDFWHULVWLFV3LQDVVLJQPHQW5HDGHUGLDJQRVWLFV5HDGHUV0RXQWLQJ5HGXFLQJLQWHUIHUHQFHGXHWRPHWDO5HJLVWHUHGWUDGHPDUNV5)5UHDGHU,2/LQN0HWDOIUHHVSDFH5)5UHDGHU,2/LQN0HWDOIUHHVSDFH5)5UHDGHU,2/LQN0HWDOIUHHVSDFH5)5UHDGHU,2/LQN0HWDOIUHHVSDFH5)5UHDGHU,2/LQN0HWDOIUHHVSDFH6 6HOHFWLRQFULWHULD6,0$7,&5)FRPSRQHQWV6HUYLFHGDWD6,2PRGH6WDWLFPRGH7 7HFKQLFDOVSHFLILFDWLRQV5)5,2/LQN5)5,2/LQN5)5,2/LQN5)5,2/LQN5)5,2/LQN7HFKQLFDO6XSSRUW7HUPLQDODVVLJQPHQW7LPHFRQVWDQW7UDFNLQJ7ROHUDQFH7UDFNLQJWROHUDQFHV7UDLQLQJ7UDQVPLVVLRQZLQGRZ,PSDFWRIPHWDO:LGWK7UDQVSRQGHU'HWHFWLRQDUHD'LUHFWLRQVRIPRWLRQ0RXQWLQJRQPHWDO8 8VHUGDWD&DOFXODWHPD[LPXPDPRXQWFDOFXODWLQJ

Navigation menu