ZTE R9110 Remote Radio Unit(4x8) User Manual Installation Manual

ZTE Corporation Remote Radio Unit(4x8) Installation Manual

Installation Manual

=;0%: 5
5HPRWH 5DGLR 8QLWî
,QVWDOODWLRQ 0DQXDO
=7( &25325$7,21
12  +LWHFK 5RDG 6RXWK 6KHQ=KHQ 35&KLQD
3RVWFRGH 
7HO   
)D[   
85/ KWWSHQVXSSRUW]WHFRPFQ
(PDLO VXSSRUW#]WHFRPFQ
/(*$/ ,1)250$7,21
&RS\ULJKW   =7( &25325$7,21
7KH FRQWHQWV RI WKLV GRFXPHQW DUH SURWHFWHG E\ FRS\ULJKW ODZV DQG LQWHUQDWLRQDO WUHDWLHV $Q\ UHSURGXFWLRQ RU GLVWULEXWLRQ RI
WKLV GRFXPHQW RU DQ\ SRUWLRQ RI WKLV GRFXPHQW LQ DQ\ IRUP E\ DQ\ PHDQV ZLWKRXW WKH SULRU ZULWWHQ FRQVHQW RI =7( &2532
5$7,21 LV SURKLELWHG $GGLWLRQDOO\ WKH FRQWHQWV RI WKLV GRFXPHQW DUH SURWHFWHG E\ FRQWUDFWXDO FRQ¿GHQWLDOLW\ REOLJDWLRQV
$OO FRPSDQ\ EUDQG DQG SURGXFW QDPHV DUH WUDGH RU VHUYLFH PDUNV RU UHJLVWHUHG WUDGH RU VHUYLFH PDUNV RI =7( &25325$7,21
RU RI WKHLU UHVSHFWLYH RZQHUV
7KLV GRFXPHQW LV SURYLGHG ³DV LV´ DQG DOO H[SUHVV LPSOLHG RU VWDWXWRU\ ZDUUDQWLHV UHSUHVHQWDWLRQV RU FRQGLWLRQV DUH GLV
FODLPHG LQFOXGLQJ ZLWKRXW OLPLWDWLRQ DQ\ LPSOLHG ZDUUDQW\ RI PHUFKDQWDELOLW\ ¿WQHVV IRU D SDUWLFXODU SXUSRVH WLWOH RU QRQLQ
IULQJHPHQW =7( &25325$7,21 DQG LWV OLFHQVRUV VKDOO QRW EH OLDEOH IRU GDPDJHV UHVXOWLQJ IURP WKH XVH RI RU UHOLDQFH RQ WKH
LQIRUPDWLRQ FRQWDLQHG KHUHLQ
=7( &25325$7,21 RU LWV OLFHQVRUV PD\ KDYH FXUUHQW RU SHQGLQJ LQWHOOHFWXDO SURSHUW\ ULJKWV RU DSSOLFDWLRQV FRYHULQJ WKH VXEMHFW
PDWWHU RI WKLV GRFXPHQW ([FHSW DV H[SUHVVO\ SURYLGHG LQ DQ\ ZULWWHQ OLFHQVH EHWZHHQ =7( &25325$7,21 DQG LWV OLFHQVHH
WKH XVHU RI WKLV GRFXPHQW VKDOO QRW DFTXLUH DQ\ OLFHQVH WR WKH VXEMHFW PDWWHU KHUHLQ
=7( &25325$7,21 UHVHUYHV WKH ULJKW WR XSJUDGH RU PDNH WHFKQLFDO FKDQJH WR WKLV SURGXFW ZLWKRXW IXUWKHU QRWLFH
8VHUV PD\ YLVLW =7( WHFKQLFDO VXSSRUW ZHEVLWH KWWSHQVXSSRUW]WHFRPFQ WR LQTXLUH UHODWHG LQIRUPDWLRQ
7KH XOWLPDWH ULJKW WR LQWHUSUHW WKLV SURGXFW UHVLGHV LQ =7( &25325$7,21
5HYLVLRQ +LVWRU\
5HYLVLRQ 1R 5HYLVLRQ 'DWH 5HYLVLRQ 5HDVRQ
5  )LUVW (GLWLRQ
6HULDO 1XPEHU VM]O
&RQWHQWV
3UHIDFH ,
6DIWH\ 'HVFULSWLRQ 
6DIHW\ 6SHFL¿FDWLRQV *XLGH  
6DIHW\ 6\PEROV  
6DIHW\ ,QVWUXFWLRQV  
)&& 5DGLDWLRQ ([SRVXUH 6WDWHPHQW 
,QVWDOODWLRQ 2YHUYLHZ
$SSHDUDQFH 
(QJLQHHULQJ ,QGH[HV 
&RPSRQHQWV WR EH ,QVWDOOHG  
5 ,QVWDOODWLRQ )ORZ  
5 ,QVWDOODWLRQ 3UHFDXWLRQV 
,QVWDOODWLRQ 3UHSDUDWLRQ 
,QVWDOODWLRQ (QYLURQPHQW &KHFN 
(TXLSPHQW ,QVWDOODWLRQ 6SDFH 5HTXLUHPHQWV 
&DELQHW 3RZHU 6XSSO\ 5HTXLUHPHQWV 
/LJKWQLQJ *URXQGLQJ 5HTXLUHPHQWV 
7UDQVPLVVLRQ 5HTXLUHPHQWV
&DEOLQJ 5HTXLUHPHQWV 
6WDII 5HTXLUHPHQWV 
7RROV DQG ,QVWUXPHQWV 3UHSDUDWLRQ
'RFXPHQWDWLRQ 3UHSDUDWLRQ
8QSDFNLQJ $FFHSWDQFH DQG +DQGRYHU 
&RXQWLQJ *RRGV
&UDWH 8QSDFNLQJ
&DUWRQ 8QSDFNLQJ 
*RRGV $FFHSWDQFH DQG +DQGRYHU 
&DELQHW ,QVWDOODWLRQ 
5 ,QVWDOODWLRQ 0RGH ,QWURGXFWLRQ 
7\SLFDO $SSOLFDWLRQ 6FHQDULRV
3ROHPRXQWHG ,QVWDOODWLRQ 0RGH
&RQ¿GHQWLDO DQG 3URSULHWDU\ ,QIRUPDWLRQ RI =7( &25325$7,21 ,
=;0%: 5 ,QVWDOODWLRQ 0DQXDO
&RPSRQHQWV 8VHG LQ 3ROHPRXQW ,QVWDOODWLRQ
,QVWDOOLQJ 3ROHPRXQW 0RGH
+RLVWLQJ =;0%: 5 RQ 7RZHU 
:DOOPRXQWHG ,QVWDOODWLRQ 0RGH
&RPSRQHQWV 8VHG LQ :DOOPRXQWHG ,QVWDOODWLRQ 
,QVWDOOLQJ :DOOPRXQW 0RGH
&DEOH ,QVWDOODWLRQ 
,QVWDOODWLRQ &DEOH /LVW
&DEOH &RQQHFWLRQ 5HODWLRQ 
,QVWDOOLQJ WKH '& 3RZHU &DEOH 
,QVWDOOLQJ WKH *URXQGLQJ &DEOH 
,QVWDOOLQJ WKH )LHOG 2SHUDWLRQ )LEHU
,QVWDOOLQJ )HHGHU 
3HUIRUPLQJ 2XWGRRU&RQQHFWRU :DWHUSURRI
3URFHVVLQJ 
0DLQ $QWHQQD )HHGHU 6\VWHP ,QVWDOODWLRQ
0DLQ $QWHQQD )HHGHU 6\VWHP ,QVWDOODWLRQ )ORZ 
0DLQ $QWHQQD )HHGHU 6\VWHP ,QVWDOODWLRQ 3UHSDUDWLRQ 
0DLQ $QWHQQD )HHGHU 6\VWHP ,QVWDOODWLRQ 3RVLWLRQ 
$QWHQQD ,QVWDOODWLRQ
$QWHQQD ,QVWDOODWLRQ 7HFKQLFDO 6SHFL¿FDWLRQV 
$QWHQQD ,QVWDOODWLRQ 3RVLWLRQ 
&RPSRQHQWV 8VHG LQ $QWHQQD 3ROHPRXQW
,QVWDOODWLRQ 
,QVWDOOLQJ $QWHQQD 
$GMXVWLQJ $QWHQQD¶V $]LPXWK
$GMXVWLQJ $QWHQQDV 'RZQWLOW
+RLVWLQJ $QWHQQD RQ 7RZHU 
)HHGHU ,QVWDOODWLRQ 
)HHGHU /D\RXW 3ULQFLSOH  
)L[LQJ )HHGHU  
3HUIRUPLQJ :DWHUSURRI 3URFHVVLQJ IRU )HHGHU 
96:5 7HVW 
,QVWDOODWLRQ &KHFN  
&DELQHW ,QVWDOODWLRQ &KHFN  
&DELQHW &KHFN 
&DEOH &KHFN 
6RFNHW DQG 3OXJ DQG 6OLFH &KHFN 
/DEHO &KHFN  
(QYLURQPHQW &KHFN 
,, &RQ¿GHQWLDO DQG 3URSULHWDU\ ,QIRUPDWLRQ RI =7( &25325$7,21
0DLQ $QWHQQD )HHGHU 6\VWHP ,QVWDOODWLRQ &KHFN  
&KHFNLQJ )HHGHU &DEOH  
&KHFNLQJ :DWHUSURRI 3URFHVVLQJ  
&KHFNLQJ 3RZHURQ 2SHUDWLRQ 
)LJXUHV 
7DEOHV 
*ORVVDU\ 
&RQ¿GHQWLDO DQG 3URSULHWDU\ ,QIRUPDWLRQ RI =7( &25325$7,21 ,,,
=;0%: 5 ,QVWDOODWLRQ 0DQXDO
7KLV SDJH LV LQWHQWLRQDOO\ EODQN
,9 &RQ¿GHQWLDO DQG 3URSULHWDU\ ,QIRUPDWLRQ RI =7( &25325$7,21
3UHIDFH
3XUSRVH =;0%: 5 LV D W\SH RI :L0$; UHPRWH UDGLR XQLW SURGXFHG E\
=7( ,W LV XVHG IRU ODUJHFDSDFLW\ FRYHUDJH RXWGRRUV ,Q DGGLWLRQ
LW DOVR SURYLGHV FRYHUDJH IRU VRPH XUEDQ EOLQG ]RQHV DQG KRWVSRW
]RQHV VXFK DV EDVHPHQWV DQG SOD]DV
7KLV PDQXDO SURYLGHV SURFHGXUHV DQG JXLGHOLQHV WKDW VXSSRUW
=;0%: 5 LQVWDOODWLRQ
,QWHQGHG
$XGLHQFH
7KLV GRFXPHQW LV LQWHQGHG IRU HQJLQHHUV DQG WHFKQLFLDQV ZKR SHU
IRUP LQVWDOODWLRQ DFWLYLWLHV RQ =;0%: 5 5HPRWH 5DGLR 8QLW
î
3UHUHTXLVLWH 6NLOO
DQG .QRZOHGJH
7R XVH WKLV GRFXPHQW HIIHFWLYHO\ XVHUV VKRXOG KDYH D JHQHUDO XQ
GHUVWDQGLQJ RI =;0%: 5 HTXLSPHQW DQG LWV FRPSRQHQWV )D
PLOLDULW\ ZLWK WKH IROORZLQJ LV KHOSIXO
:L0$; IXQGDPHQWDO
=;0%: 5 KDUGZDUH VWUXFWXUH
:KDW LV LQ 7KLV
0DQXDO
7KLV PDQXDO FRQWDLQV WKH IROORZLQJ FKDSWHUV
&KDSWHU 6XPPDU\
&KDSWHU  6DIHW\ 'HVFULSWLRQ 7KLV FKDSWHU LQWURGXFHV WKH VDIHW\
V\PEROV DQG VDIHW\ VSHFL¿FDWLRQV
GXULQJ =;0%: 5 LQVWDOODWLRQ
&KDSWHU  ,QVWDOODWLRQ 2YHUYLHZ 7KLV FKDSWHU LQWURGXFHV WKH
SURGXFW DSSHDUDQFH HQJLQHHULQJ
LQGLFHV LQVWDOODWLRQ FRPSRQHQWV
ÀRZ DQG SUHFDXWLRQV
&KDSWHU  ,QVWDOODWLRQ 3UHSDUDWLRQ 7KLV FKDSWHU LQWURGXFHV QHFHVVDU\
=;0%: 5 LQVWDOODWLRQ
SUHSDUDWLRQV DQG XQSDFNLQJ
DFFHSWDQFH SURFHVV
&KDSWHU &DELQHW ,QVWDOODWLRQ 7KLV FKDSWHU LQWURGXFHV WKUHH
PRGHV RI =;0%: 5
LQVWDOODWLRQ
&KDSWHU  &DEOH ,QVWDOODWLRQ 7KLV FKDSWHU LQWURGXFHV WKH
LQVWDOODWLRQ RI =;0%: 5
H[WHUQDO FDEOHV
&KDSWHU  0DLQ $QWHQQD )HHGHU
6\VWHP ,QVWDOODWLRQ
7KLV FKDSWHU LQWURGXFHV =;0%:
5 PDLQ DQWHQQD IHHGHU
V\VWHP LQVWDOODWLRQ
&KDSWHU  ,QVWDOODWLRQ &KHFN 7KLV FKDSWHU LQWURGXFHV WKH
SURFHGXUHV RI =;0%: 5
KDUGZDUH FKHFN DIWHU LQVWDOODWLRQ
&RQ¿GHQWLDO DQG 3URSULHWDU\ ,QIRUPDWLRQ RI =7( &25325$7,21 ,
=;0%: 5 ,QVWDOODWLRQ 0DQXDO
7KLV SDJH LV LQWHQWLRQDOO\ EODQN
,, &RQ¿GHQWLDO DQG 3URSULHWDU\ ,QIRUPDWLRQ RI =7( &25325$7,21
&KDSWHU
6DIWH\ 'HVFULSWLRQ
7DEOH RI &RQWHQWV
6DIHW\ 6SHFL¿FDWLRQV *XLGH  
6DIHW\ 6\PEROV  
6DIHW\ ,QVWUXFWLRQV  
)&& 5DGLDWLRQ ([SRVXUH 6WDWHPHQW  
6DIHW\ 6SHFLILFDWLRQV *XLGH
7KHVH VDIHW\ LQVWUXFWLRQV PXVW EH FRQVLGHUHG DV VXSSOHPHQWDU\ IRU
ORFDO VDIHW\ UHJXODWLRQV 7KH SULRULW\ PXVW EH JLYHQ WR ORFDO VDIHW\
UHJXODWLRQV LI WKHUH LV DQ\ FRQÀLFW EHWZHHQ WKH WZR
7KH PDLQWHQDQFH SHUVRQQHO PXVW KDYH WKH NQRZOHGJH RI VDIHW\
RSHUDWLRQV DQG PDLQWHQDQFH ZLWK UHTXLUHG TXDOL¿FDWLRQ DQG WHFK
QLFDO EDFNJURXQG
:DUQLQJ
7KLV GHYLFH FRPSOLHV ZLWK SDUW  RI WKH )&& 5XOHV 2SHUDWLRQ LV
VXEMHFW WR WKH IROORZLQJ WZR FRQGLWLRQV  7KLV GHYLFH PD\ QRW
FDXVH KDUPIXO LQWHUIHUHQFH DQG  WKLV GHYLFH PXVW DFFHSW DQ\
LQWHUIHUHQFH UHFHLYHG LQFOXGLQJ LQWHUIHUHQFH WKDW PD\ FDXVH XQGH
VLUHG RSHUDWLRQ &KDQJHV RU PRGL¿FDWLRQV QRW H[SUHVVO\ DSSURYHG
E\ WKH SDUW\ UHVSRQVLEOH IRU FRPSOLDQFH FRXOG YRLG WKH XVHUV DX
WKRULW\ WR RSHUDWH WKH HTXLSPHQW
$OO WKH RSHUDWLRQ DQG PDLQWHQDQFH SHUVRQQHO PXVW IROORZ WKH
VDIHW\ SUHFDXWLRQV DQG LQVWUXFWLRQV SURYLGHG E\ =7( &RUSRUDWLRQ
WR DYRLG DQ\ DFFLGHQW
1RWH
=7( &RUSRUDWLRQ GRHV QRW EHDU DQ\ OLDELOLWLHV LQFXUUHG EHFDXVH RI
YLRODWLRQ RI WKH XQLYHUVDO VDIHW\ RSHUDWLRQ UHTXLUHPHQWV RU YLROD
WLRQ RI VDIHW\ VWDQGDUGV IRU GHVLJQLQJ PDQXIDFWXULQJ DQG XVLQJ
WKH HTXLSPHQW
&RQ¿GHQWLDO DQG 3URSULHWDU\ ,QIRUPDWLRQ RI =7( &25325$7,21
=;0%: 5 ,QVWDOODWLRQ 0DQXDO
6DIHW\ 6\PEROV
7DEOH  OLVWV VDIHW\ V\PEROV 7KH\ DUH WR SURPSW WKH XVHU RI WKH
VDIHW\ SUHFDXWLRQV WR EH REVHUYHG GXULQJ =;0%: 5 RSHUDWLRQ
DQG PDLQWHQDQFH
7$%/( 6$)(7< 6<0%2/6 '(6&5,37,21
6DIHW\ 6\PEROV 0HDQLQJ
1R VPRNLQJ 6PRNLQJ LV IRUELGGHQ
1R ÀDPPDEOHV 1R ÀDPPDEOHV FDQ EH VWRUHG
1R WRXFKLQJ 'R QRW WRXFK
8QLYHUVDO DOHUWLQJ V\PERO *HQHUDO VDIHW\
DWWHQWLRQV
(OHFWULF VKRFN 5LVN RI HOHFWULF VKRFN
(OHFWURVWDWLF 7KH GHYLFH PD\ EH VHQVLWLYH WR
VWDWLF HOHFWULFLW\
0LFURZDYH %HZDUH RI VWURQJ HOHFWURPDJQHWLF
¿HOG
/DVHU %HZDUH RI VWURQJ ODVHU EHDP
6FDOG %HZDUH RI VFDOG
$PRQJVW WKHVH VDIHW\ V\PEROV WKH XQLYHUVDO DODUP V\PEROV DUH
FODVVL¿HG LQWR WKUHH OHYHOV GDQJHU ZDUQLQJ DQG FDXWLRQ 7KH
IRUPDWV DQG PHDQLQJV RI WKH WKUHH OHYHOV DUH GHVFULEHG DV EHORZ
'DQJHU
,QGLFDWHV D SRWHQWLDOO\ KD]DUGRXV VLWXDWLRQ ZKLFK LI QRW DYRLGHG
ZLOO UHVXOW LQ GHDWK RU VHULRXV LQMXU\ RI SHRSOH RU HTXLSPHQW GDP
DJHV DQG EUHDNGRZQ
:DUQLQJ
,QGLFDWHV D SRWHQWLDOO\ KD]DUGRXV VLWXDWLRQ ZKLFK LI QRW DYRLGHG
FRXOG UHVXOW LQ GHDWK RU VHULRXV LQMXU\
&RQ¿GHQWLDO DQG 3URSULHWDU\ ,QIRUPDWLRQ RI =7( &25325$7,21
&KDSWHU  6DIWH\ 'HVFULSWLRQ
&DXWLRQ
,QGLFDWHV D SRWHQWLDOO\ KD]DUGRXV VLWXDWLRQ ZKLFK LI QRW DYRLGHG
FRXOG UHVXOW LQ VHULRXV LQMXULHV HTXLSPHQW GDPDJHV RU LQWHUUXSWLRQ
RI SDUW VHUYLFHV
6DIHW\ ,QVWUXFWLRQV
(OHFWULFDO 6DIHW\
,QVWUXFWLRQV
 7RROV
8VH VSHFLDO WRROV UDWKHU WKDQ FRPPRQ WRROV IRU KLJKYROWDJH
DQG $& RSHUDWLRQV
 +LJK 9ROWDJH
f6WULFWO\ IROORZ ORFDO VDIHW\ UXOHV WR LQVWDOO $& SRZHU HTXLS
PHQWV
f,QVWDOODWLRQ VWDII PXVW EH TXDOL¿HG IRU SHUIRUPLQJ KLJKYROW
DJH DQG $& RSHUDWLRQV
f'R QRW ZHDU DQ\ ZDWFK KDQG FKDLQ EUDFHOHW ULQJ RU DQ\
RWKHU FRQGXFWLYH REMHFW GXULQJ VXFK RSHUDWLRQV
f3UHYHQW PRLVWXUH IURP DFFXPXODWLQJ RQ WKH HTXLSPHQW GXU
LQJ RSHUDWLRQV LQ D GDPS HQYLURQPHQW
'DQJHU
+LJK YROWDJH LV KD]DUGRXV 'LUHFW RU LQGLUHFW FRQWDFW ZLWK KLJK
YROWDJH RU PDLQ VXSSO\ XVLQJ D ZHW REMHFW FRXOG UHVXOW LQ GHDWK
 3RZHU &DEOH
f0DNH VXUH WR VZLWFK RII SRZHU VXSSO\ EHIRUH LQVWDOOLQJ RU
GLVFRQQHFWLQJ D SRZHU FDEOH
f%HIRUH FRQQHFWLQJ WKH SRZHU FDEOH PDNH VXUH WKDW WKH FRQ
QHFWLQJ FDEOH DQG LWV ODEHO LV DSSURSULDWH IRU WKH DFWXDO LQ
VWDOODWLRQ UHTXLUHPHQWV
'DQJHU
f1HYHU LQVWDOO RU XQLQVWDOO SRZHU FDEOHV ZKLOH WKH\ DUH OLYH
fZKHQ FRQWDFWLQJ D FRQGXFWRU SRZHU FDEOHV PD\ UHVXOW LQ
VSDUNV RU HOHFWULF DUF FDXVLQJ D ¿UH RU HYHQ GDPDJH WR H\HV
 'ULOOLQJ +ROHV
f8QTXDOL¿HG GULOOLQJ FRXOG GDPDJH ZLULQJ DQG FDEOHV LQVLGH
WKH FDELQHW $GGLWLRQDOO\ PHWDO SLHFHV LQVLGH WKH FDELQHW
FUHDWHG E\ WKH GULOOLQJ FRXOG UHVXOW LQ VKRUW FLUFXLW
&RQ¿GHQWLDO DQG 3URSULHWDU\ ,QIRUPDWLRQ RI =7( &25325$7,21
=;0%: 5 ,QVWDOODWLRQ 0DQXDO
f8VH LQVXODWLRQ SURWHFWLRQ JORYHV DQG ¿UVW PRYH FDEOHV LQ
VLGH D FDELQHW DZD\ ZKHQ LW LV QHFHVVDU\ WR GULOO KROHV RQ D
FDELQHW 3URWHFW H\HV GXULQJ GULOOLQJ DV GXVW RU À\LQJ GHEULV
PD\ GDPDJH H\HV &OHDQ DQ\ GHEULV LQ WLPH DIWHU GULOOLQJ
:DUQLQJ
,W LV QRW DOORZHG WR GULOO FDELQHW KROHV ZLWKRXW SHUPLVVLRQ
 /LJKWQLQJ
7KXQGHUVWRUPV ZRXOG JLYH ULVH WR D VWURQJ HOHFWURPDJQHWLF
¿HOG LQ WKH DWPRVSKHUH 7KHUHIRUH WKH HTXLSPHQW PXVW EH
JURXQGHG DQG SURWHFWHG LQ WLPH DJDLQVW OLJKWQLQJ VWULNHV
'DQJHU
'R QRW SHUIRUP KLJKYROWDJH $& LURQ WRZHU RU PDVW RSHUDWLRQV
LQ D WKXQGHUVWRUP
$QWLVWDWLF 6DIHW\
,QVWUXFWLRQV
)ULFWLRQ FDXVHG E\ KXPDQ ERG\ DFWLYLWLHV LV WKH URRW FDXVLQJ
HOHFWURVWDWLF FKDUJH DFFXPXODWLRQ 6WDWLF YROWDJH FDUULHG E\ D
KXPDQ ERG\ LQ D GU\ HQYLURQPHQW FDQ EH XS WR  N9 DQG
FDQ UHPDLQ LQ WKHUH IRU D ORQJ WLPH $Q RSHUDWRU ZLWK VWDWLF
HOHFWULFLW\ PD\ GLVFKDUJH HOHFWULFLW\ WKURXJK D FRPSRQHQW ZKHQ
KHVKH WRXFKHV WKH FRQGXFWRU DQG FDXVLQJ GDPDJH
:HDU DQ DQWLVWDWLF ZULVW VWUDS WKH RWKHU HQG RI ZULVW VWUDS PXVW
EH ZHOO JURXQGHG EHIRUH WRXFKLQJ WKH HTXLSPHQW RU KROGLQJ
D SOXJLQ ERDUG FLUFXLW ERDUG ,QWHJUDWHG &LUFXLW ,& FKLS RU
RWKHU GHYLFHV WR SUHYHQW KXPDQ VWDWLF HOHFWULFLW\ IURP GDPDJ
LQJ VHQVLWLYH FRPSRQHQWV
$ UHVLVWRU RYHU  0ƻ VKRXOG EH FRQQHFWHG LQ VHULHV RQ WKH FDEOH
EHWZHHQ WKH DQWLVWDWLF ZULVW VWUDS DQG WKH JURXQGLQJ SRLQW WR
SURWHFW WKH RSHUDWRU DJDLQVW DFFLGHQWDO HOHFWULF VKRFN 5HVLV
WDQFH RYHU  0ƻ LV ORZ HQRXJK WR GLVFKDUJH VWDWLF YROWDJH
7KH DQWLVWDWLF ZULVW VWUDS XVHG PXVW EH VXEMHFW WR UHJXODU
FKHFN 'R QRW UHSODFH WKH FDEOH RI DQ DQWLVWDWLF ZULVW VWUDS
ZLWK DQ\ RWKHU FDEOH
'R QRW FRQWDFW VWDWLFVHQVLWLYH PRGXOHV ZLWK DQ\ REMHFW WKDW
HDVLO\ JHQHUDWHV VWDWLF HOHFWULFLW\ )RU H[DPSOH IULFWLRQ RI SDFN
DJH EDJ WUDQVIHU ER[ DQG WUDQVIHU EHOW PDGH IURP LQVXODWLRQ
SODVWLF PD\ FDXVH VWDWLF HOHFWULFLW\ RQ FRPSRQHQWV 'LVFKDUJH
RI VWDWLF HOHFWULFLW\ PD\ GDPDJH FRPSRQHQWV ZKHQ WKH\ FRQ
WDFW D KXPDQ ERG\ RU WKH JURXQG
0RGXOHV VKRXOG RQO\ FRQWDFW PDWHULDOV VXFK DV DQWLVWDWLF EDJ
.HHS PRGXOHV LQ DQWLVWDWLF EDJV GXULQJ VWRUDJH DQG WUDQVSRUWD
WLRQ
'LVFKDUJH VWDWLF HOHFWULFLW\ RI WKH WHVW GHYLFH EHIRUH XVH WKDW
LV JURXQG WKH WHVW GHYLFH ¿UVW
'R QRW SODFH WKH PRGXOH QHDU D VWURQJ '& PDJQHWLF ¿HOG VXFK
DV WKH FDWKRGHUD\ WXEH RI D PRQLWRU .HHS WKH PRGXOH DW OHDVW
 FP DZD\
&RQ¿GHQWLDO DQG 3URSULHWDU\ ,QIRUPDWLRQ RI =7( &25325$7,21
&KDSWHU  6DIWH\ 'HVFULSWLRQ
(OHFWURVWDWLF
6WDWLF HOHFWULFLW\ SURGXFHG E\ KXPDQ ERG\ FDQ GDPDJH VWDWLFVHQ
VLWLYH FRPSRQHQWV RQ FLUFXLW ERDUG VXFK DV ODUJHVFDOH LQWHJUDWHG
FLUFXLWV
+RLVWLQJ +HDY\
2EMHFWV
(QVXUH WKH KRLVWHU FDQ PHHW KRLVWLQJ UHTXLUHPHQWV ZKHQ GLV
DVVHPEOLQJ KHDY\ HTXLSPHQW RU PRYLQJ DQG UHSODFLQJ HTXLS
PHQW
7KH LQVWDOODWLRQ SHUVRQQHO PXVW EH GXO\ WUDLQHG DQG TXDOL¿HG
IRU KRLVWLQJ RSHUDWLRQV +RLVWLQJ WRROV PXVW EH LQVSHFWHG DQG
FRPSOHWH EHIRUH VHUYLFH 0DNH VXUH WKDW KRLVWLQJ WRROV DUH ¿[HG
¿UPO\ RQ D VXI¿FLHQWO\ VHFXUHG REMHFW RU ZDOO EHIRUH WKH KRLVW
LQJ RSHUDWLRQ *LYH EULHI RUDO LQVWUXFWLRQV GXULQJ KRLVWLQJ RS
HUDWLRQV WR SUHYHQW DQ\ PLVKDS
:DUQLQJ
:KHQ KRLVWLQJ KHDY\ REMHFWV HQVXUH WKDW QRERG\ LV VWDQGLQJ RU
ZDONLQJ XQGHU WKH KRLVWHG REMHFW
2WKHU 6DIHW\
,QVWUXFWLRQV
5HSODFLQJ DQ\ SDUWV RU PDNLQJ DQ\ FKDQJHV WR WKH HTXLSPHQW
PLJKW UHVXOW LQ DQ XQH[SHFWHG GDQJHU 7KHUHIRUH EH VXUH QRW
WR UHSODFH DQ\ SDUWV RU SHUIRUP DQ\ FKDQJHV WR WKH HTXLSPHQW
XQOHVV DXWKRUL]HG RWKHUZLVH
&RQWDFW =7( RI¿FH LI \RX KDYH DQ\ TXHVWLRQ WR HQVXUH \RXU
VDIHW\
'XH WR WKDW 558 LV LQ KLJK WHPSHUDWXUH GXULQJ UXQQLQJ WKH 558
VKRXOG EH LQVWDOOHG LQ VRPH UHJLRQV RXW RI RSHUDWRUV¶ UHDFK RU
VWULFWO\ UHVWULFWHG
&DXWLRQ
'R QRW SHUIRUP PDLQWHQDQFH RU GHEXJJLQJ LQGHSHQGHQWO\ XQOHVV
D TXDOL¿HG SHUVRQ LV SUHVHQW
)&& 5DGLDWLRQ ([SRVXUH
6WDWHPHQW
=;0%: 5 FRPSOLHV ZLWK )&& UDGLDWLRQ H[SRVXUH OLPLWV VHW
IRUWK IRU DQ XQFRQWUROOHG HQYLURQPHQW=;0%: 5 VKRXOG EH
LQVWDOOHG DQG RSHUDWHG ZLWK PLQLPXP GLVWDQFH P EHWZHHQ WKH
UDGLDWRU  \RXU ERG\
&RQ¿GHQWLDO DQG 3URSULHWDU\ ,QIRUPDWLRQ RI =7( &25325$7,21
=;0%: 5 ,QVWDOODWLRQ 0DQXDO
7KLV SDJH LV LQWHQWLRQDOO\ EODQN
&RQ¿GHQWLDO DQG 3URSULHWDU\ ,QIRUPDWLRQ RI =7( &25325$7,21
&KDSWHU
,QVWDOODWLRQ 2YHUYLHZ
7DEOH RI &RQWHQWV
$SSHDUDQFH 
(QJLQHHULQJ ,QGH[HV 
&RPSRQHQWV WR EH ,QVWDOOHG  
5 ,QVWDOODWLRQ )ORZ 
5 ,QVWDOODWLRQ 3UHFDXWLRQV 
$SSHDUDQFH
)LJXUH  VKRZV WKH DSSHDUDQFH RI WKH =;0%: 5
),*85(  =;0%: 5 $33($5$1&(
± 8QLW PP
&RQ¿GHQWLDO DQG 3URSULHWDU\ ,QIRUPDWLRQ RI =7( &25325$7,21
=;0%: 5 ,QVWDOODWLRQ 0DQXDO
(QJLQHHULQJ ,QGH[HV
7DEOH  OLVWV WKH HQJLQHHULQJ LQGH[HV RI WKH =;0%: 5
7$%/( (1*,1((5,1* ,1'(;(6
,QGH[ 'HVFULSWLRQ
'LPHQVLRQ  PP + î  PP : î  PP '
9ROXPH  /
:HLJKW  NJ
(QYLURQPHQWDO
WHPSHUDWXUH
Яa Я
(QYLURQPHQWDO
KXPLGLW\
 a  5+
6KHOO
SURWHFWLRQ
OHYHO
,3
2YHUDOO SRZHU
FRQVXPSWLRQ
6LQJOH FDUULHU  :
'XDO FDUULHU  :
3RZHU VXSSO\  9 '& 9 '& a 9 '&
1RWH
7KH SRZHU VXSSO\ LQGH[ YDOXH LV WKH PHDVXUHG YDOXH DW WKH SRZHU
LQSXW LQWHUIDFH 3:5 ,1 RI WKH =;0%: 5 FKDVVLV
&RPSRQHQWV WR EH ,QVWDOOHG
7KH IROORZLQJ OLVWV DOO FRPSRQHQWV WR EH LQVWDOOHG
 =;0%: 5
1RWH
,QQHU FDEOHV DQG IXQFWLRQ PRGXOHV LQ WKH =;0%: 5 KDYH
EHHQ LQVWDOOHG FRPSOHWHO\ EHIRUH VKLSPHQW 7KHUH LV QR QHHG
WR FKHFN RQ VLWH
 &DEOHV
 0DLQ DQWHQQD IHHGHU V\VWHP LQFOXGLQJ DQWHQQD DQG IHHGHU
 3URWHFWLYH VKLHOG
&RQ¿GHQWLDO DQG 3URSULHWDU\ ,QIRUPDWLRQ RI =7( &25325$7,21
&KDSWHU  ,QVWDOODWLRQ 2YHUYLHZ
1RWH
=;0%: 5 RXWGRRU LQVWDOODWLRQ PXVW EH HTXLSSHG ZLWK D
SURWHFWLYH VKLHOG
5 ,QVWDOODWLRQ )ORZ
)LJXUH  LOOXVWUDWHV =;0%: 5 LQVWDOODWLRQ ÀRZFKDUW
),*85(  =;0%: 5 ,167$//$7,21 )/2:&+$57
1RWH
,Q DQ RQVLWH LQVWDOODWLRQ UHIHU WR )LJXUH  DQG VRPH VWHSV FDQ EH
DGMXVWHG WR EH PRUH FRQYHQLHQW
&RQ¿GHQWLDO DQG 3URSULHWDU\ ,QIRUPDWLRQ RI =7( &25325$7,21
=;0%: 5 ,QVWDOODWLRQ 0DQXDO
5 ,QVWDOODWLRQ
3UHFDXWLRQV
%HIRUH LQVWDOODWLRQ WKH WHFKQLFDO SHUVRQQHO PXVW FKHFN WKH HTXLS
PHQW UXQQLQJ HQYLURQPHQW DQG SUHSDUH WKH LQIRUPDWLRQ DERXW GDWD
FRQ¿JXUDWLRQ HTXLSPHQW SRVLWLRQ LQWHUIDFH FRQ¿JXUDWLRQ DQG FD
EOH OHQJWK IURP WKH QHWZRUN RSHUDWRU
,Q DGGLWLRQ WKH WHFKQLFDO SHUVRQQHO PXVW IROORZ WKH IROORZLQJ UXOHV
 'R QRW RSHUDWH WKH FDELQHW GXULQJ LQVWDOODWLRQ SURFHVV XQOHVV
WKH HQWLUH LQVWDOODWLRQ LV FRPSOHWHG
 'R QRW LQVWDOO WKH RXWGRRU DQWHQQD IHHGHU V\VWHP GXULQJ WKXQ
GHU DQG OLJKWQLQJ
 &RQ¿GHQWLDO DQG 3URSULHWDU\ ,QIRUPDWLRQ RI =7( &25325$7,21
&KDSWHU
,QVWDOODWLRQ 3UHSDUDWLRQ
7DEOH RI &RQWHQWV
,QVWDOODWLRQ (QYLURQPHQW &KHFN 
6WDII 5HTXLUHPHQWV 
7RROV DQG ,QVWUXPHQWV 3UHSDUDWLRQ
'RFXPHQWDWLRQ 3UHSDUDWLRQ
8QSDFNLQJ $FFHSWDQFH DQG +DQGRYHU 
,QVWDOODWLRQ (QYLURQPHQW
&KHFN
(TXLSPHQW ,QVWDOODWLRQ 6SDFH
5HTXLUHPHQWV
)LJXUH  LOOXVWUDWHV WKH HTXLSPHQW URRP VSDFH UHTXLUHPHQWV IRU
LQVWDOOLQJ =;0%: 5 8QLW PP
&RQ¿GHQWLDO DQG 3URSULHWDU\ ,QIRUPDWLRQ RI =7( &25325$7,21 
=;0%: 5 ,QVWDOODWLRQ 0DQXDO
),*85( (48,30(17 5220 5(48,5(0(176 )25 ,167$//,1* =;0%:
5
1RWH
)LJXUH  JLYHV VSDFH UHTXLUHPHQWV IRU =;0%: 5 LQVWDOOHG ZLWK
D SURWHFWLYH VKLHOG )RU QR SURWHFWLYH VKLHOG WKH FDELQHW WRS PXVW
UHPDLQ PP VSDFH
&DELQHW 3RZHU 6XSSO\ 5HTXLUHPHQWV
7KH FDELQHW SRZHU VXSSO\ VKRXOG PHHW WKH IROORZLQJ UHTXLUHPHQWV
7KH '& SRZHU VXSSO\ IDFLOLW\ SURYLGHV DQ DGHTXDWH SRZHU DQG
D VWDEOH YROWDJH RI ZKLFK WKH QRPLQDO YDOXH LV  9  9 a
 9
7KH VWRUDJH EDWWHU\ KDV HQRXJK FDSDFLW\
7KH 3RZHU VRFNHW WR SURYLGH SRZHU VXSSO\ LV PDUNHG ZLWK DQ
REYLRXV ODEHO
 &RQ¿GHQWLDO DQG 3URSULHWDU\ ,QIRUPDWLRQ RI =7( &25325$7,21
&KDSWHU  ,QVWDOODWLRQ 3UHSDUDWLRQ
$XGLEOH DQG YLVLEOH DODUPV LV UHTXLUHG IRU SRZHU XQGHUFXUUHQW
XQGHUYROWDJH DQG RYHUYROWDJH
'& SRZHU LQVWDOODWLRQ UHTXLUHV SRODU FRQVLVWHQF\ IRU IHDU RI UH
YHUVH FRQQHFWLRQ DQG HTXLSPHQW GDPDJH
(OHFWULF 6KRFN
0DNH VXUH DOO VZLWFKHV SRZHUHG RII WR DYRLG HOHFWULF VKRFN EHIRUH
FKHFNLQJ SRZHUV
/LJKWQLQJ *URXQGLQJ 5HTXLUHPHQWV
,QVWDOO DQ DQWHQQD IHHGHU OLJKWQLQJ SURWHFWLRQ PRGXOH DQG '&
SRZHU OLJKWQLQJ SURWHFWLRQ PRGXOH LQ WKH =;0%: 5 FDE
LQHW 7DEOH  GHVFULEHV WKH OLJKWQLQJ SURWHFWLRQ VWUHQJWKV DQG
UHIHUHQFH VWDQGDUGV
7$%/( /,*+71,1* 3527(&7,21 675(1*7+6 $1' 5()(5(1&(
67$1'$5'6
0RGXOH
1DPH
/LJKWQLQJ
6WUHQJWK
5HIHUHQFH 6WDQGDUG
$QWHQQD
IHHGHU
OLJKWQLQJ
SURWHFWLRQ
PRGXOH
.$ 6LJQDO SRUW DUUHVWHU
LQWHUQDWLRQDO VWDQGDUG ,(&

$& SRZHU
OLJKWQLQJ
SURWHFWLRQ
PRGXOH
.$ 3RZHU SRUW DUUHVWHU
LQWHUQDWLRQDO VWDQGDUG ,(&

7KH FRPPRQ JURXQGLQJ PRGH PXVW EH XVHG LQ =;0%: 5
FDELQHW JURXQGLQJ
1RWH
&RPPRQ JURXQGLQJ PRGH IRXQGDWLRQ JURXQGLQJ HOHFWURGHV
RI DOO FRQVWUXFWLRQV PXWXDOO\ FRQQHFWHG ZLWK RWKHU VSHFLDO
JURXQGLQJ HOHFWURGHV IRUP D FRPPRQ JURXQGLQJ QHW ZRUN
JURXQGLQJSURWHFWLRQ JURXQGLQJORJLF JURXQGLQJVKLHOG HQFOR
VXUH JURXQGLQJDQWLVWDWLF JURXQGLQJ RI GHYLFHV VKDUH D JURXS
RI JURXQGLQJ V\VWHP ZLWK OLJKWQLQJ SURWHFWLRQ JURXQGLQJ RI
FRQVWUXFWLRQV
7KH UHVLVWDQFH RI =;0%: 5 FDELQHW JURXQGLQJ PXVW EH
QRW PRUH WKDQ ƻ
&RQ¿GHQWLDO DQG 3URSULHWDU\ ,QIRUPDWLRQ RI =7( &25325$7,21 
=;0%: 5 ,QVWDOODWLRQ 0DQXDO
7UDQVPLVVLRQ 5HTXLUHPHQWV
7DEOH  GHVFULEHV H[WHUQDO WUDQVPLVVLRQ LQWHUIDFHV RI =;0%:
5 FDELQHW
7$%/(  =;0%: 5 (;7(51$/ 75$160,66,21 ,17(5)$&(
7UDQV
PLVVLRQ
7\SH
,QWHUIDFH
1DPH
&RQQHF
WRU
'HVFULSWLRQ
2SWLFDO
¿EHU
%DVHEDQG5)
RSWLFDO ¿EHU
LQWHUIDFH
/& &RQQHFWV WR D FRUUHVSRQGLQJ
RSWLFDO ¿EHU LQWHUIDFH LQ WKH
EDVHEDQG XQLW
)HHGHU 5) DQWHQQD
LQWHUIDFH
1W\SH &RQQHFW WKH =;0%: 5
FDELQHW ZLWK IHHGHU DV ZHOO DV
IHHGHU ZLWK DQWHQQD
(WKHUQHW
FDEOH
(WKHUQHW
LQWHUIDFH
5- /RFDO RSHUDWLRQ DQG
PDLQWHQDQFH
&DEOLQJ 5HTXLUHPHQWV
&DEOH /D\RXW
5HTXLUHPHQWV
:UDS WKHLU FRQQHFWRU ZLWK LQVXODWLRQ DGKHVLYH WDSH EHIRUH OD\
LQJ D SRZHU FDEOH DQG 3( FDEOH
6HSDUDWH D VLJQDO FDEOH IURP WKH SRZHU FDEOH DQG 3( FDEOH
ZKLOH OD\LQJ WKHP
7KHLU GLVWDQFHV HDFK RWKHU DUH QRW OHVV WKDQ  PP RXWVLGH
WKH FDELQHW ZKLOH OD\LQJ WKH SRZHU FDEOH 3( FDEOH DQG VLJQDO
FDEOH SDUDOOHO
0DNH VXUH WKH FURVV DQJOH RI VLJQDO FDEOH DQG SRZHU FDEOH DV
 GHJUHH LI QHHGHG
0DNH VXUH WKDW WKH FDEOH EHQGLQJ UDGLXV LV  WLPHV JUHDWHU
WKDQ WKH SRZHU FDEOH GLDPHWHU
0DNH VWUDLJKW URXWLQJ DQG VPRRWK EHQGLQJ RI WKH SRZHU FDEOH
GXULQJ FRQQHFWLQJ WR WKH HDUWKLQJ WHUPLQDOV RI SRZHU GLVWULEX
WLRQ ER[ LQVLGH WKH FDELQHW
0DNH VXUH WKH FDEOH LQVWDOODWLRQ SRVLWLRQ LQ WHUPV RI WKH HQJL
QHHULQJ UHTXLUHPHQWV DQG FRQVLVWHQW ZLWK WKH GDWD FRQ¿JXUD
WLRQ
/D\ FDEOHV LQ D GLVWLQFW DQG UHDVRQDEOH ZD\ ZLWK SURSHU EHQGLQJ
DFFRUGLQJ WR WKH ZRUNLQJ GHVLJQ
0DNH VXUH RUJDQL]HG DQG VPRRWKLQJ URXWLQJ RI VLJQDO FDEOHV
ZLWKRXW FURVV
0DNH VXUH FDEOH OD\RXW FRQYHQLHQW IRU PDLQWHQDQFH DQG FDSDF
LW\ H[SDQVLRQ
0DNH VXUH WKH PLQLPXP EHQGLQJ UDGLXV LV QRW OHVV WKDQ 
WLPHV WKDW RI WKH IHHGHU
 &RQ¿GHQWLDO DQG 3URSULHWDU\ ,QIRUPDWLRQ RI =7( &25325$7,21
&KDSWHU  ,QVWDOODWLRQ 3UHSDUDWLRQ
6HH 7DEOH  EHORZ IRU GHWDLOHG IHHGHU EHQGLQJ UDGLXV UHTXLUH
PHQWV
7$%/(  %(1',1* 5$',86 5(48,5(0(176 21 )(('(56 2)
',))(5(17 7<3(6
5HFRPPHQGHG 0LQLPXP %HQGLQJ 5DGLXV)HHGHU 7\SH
6LQJOH %HQGLQJ 5HSHDWHG %HQGLQJ 
WLPHV
6XSHU ÀH[LEOH
 IHHGHU
 PP  PP
 IHHGHU  PP  PP
 IHHGHU  PP  PP
 IHHGHU  PP  PP
%LQGLQJ 7HFKQLFDO
5HTXLUHPHQWV
.HHS DQ HTXDO VSDFLQJ EHWZHHQ ZLUH IDVWHQHUV DQG DQ DSSUR
SULDWH GHJUHH RI ELQGLQJ WLJKWQHVV ZLWK WKH VDPH RULHQWDWLRQ
$OO IDVWHQHUV DUH ERXQG LQ WKH VDPH GLUHFWLRQ 5HPDLQ a
PP FDEOH WLHV DQG FXW UHGXQGDQW SDUW ÀDWO\
6HSDUDWH WKH VLJQDO FDEOH IURP SRZHU FDEOH DQG JURXQGLQJ FD
EOH ZKLOH OD\LQJ WKHP
%LQG WKH FDEOHV FORVHO\ DQG RUGHUO\ EHIRUH DUUD\LQJ RQ WKH FDEOH
WUD\
0DNH DOORZDQFH RI HDFK SOXJ IRU H[WUD SOXJJLQJ
6WDII 5HTXLUHPHQWV
7KH LQVWDOODWLRQ SHUVRQQHO IRU =;0%: 5 VKRXOG WDNH SDUW LQ
=7( WUDLQLQJ ¿UVW WR REWDLQ LQVWDOODWLRQ DQG GHEXJJLQJ PHWKRGV
7KH\ DUH QRW TXDOL¿HG XQWLO SDVVLQJ WKH H[DPV DQG JHWWLQJ WKH
ZRUN FHUWL¿FDWH
7RROV DQG ,QVWUXPHQWV
3UHSDUDWLRQ
7DEOH  OLVWV WRROV DQG LQVWUXPHQWV XVHG LQ LQVWDOODWLRQ
&RQ¿GHQWLDO DQG 3URSULHWDU\ ,QIRUPDWLRQ RI =7( &25325$7,21 
=;0%: 5 ,QVWDOODWLRQ 0DQXDO
7$%/( 722/6 $1' ,167580(176
&DWH
JRU\ 1DPH ,QVWDQFH
.QLIH IRU FXWWLQJ IHHGHU HQGV
ƻ FRD[LDO FDEOH VWULSSHU
0XOWLIXQFWLRQDO FULPSLQJ SOLHUV
0XOWLPHWHU
6WDQGLQJ ZDYH UDWLR WHVWHU
6SH
FLDO
WRROV
(DUWK UHVLVWDQFH WHVWHU
(OHFWULFDO SHUFXVVLRQ GULOO
'ULOO ELW
'ULOO
LQJ
WRROV
 &RQ¿GHQWLDO DQG 3URSULHWDU\ ,QIRUPDWLRQ RI =7( &25325$7,21
&KDSWHU  ,QVWDOODWLRQ 3UHSDUDWLRQ
&DWH
JRU\ 1DPH ,QVWDQFH
9DFXXP FOHDQHU
&RQQHFWRU ERDUG WKHUH PXVW
EH WKUHH WZRSKDVH DQG WKUHH
WKUHHSKDVH VRFNHWV DW OHDVW
WKH FXUUHQW FDSDFLW\ PXVW EH
PRUH WKDQ  $
&URVV VFUHZGULYHU RQH ´ RQH
´ DQG RQH ´
)ODWKHDG VFUHZGULYHU RQH ´
RQH ´ DQG RQH ´
$GMXVWDEOH ZUHQFK RQH ´
RQH ´ RQH ´ RQH ´
'XDOSXUSRVH ZUHQFK RQH ´
DQG RQH ´
6RFNHW ZUHQFK
3DSHU NQLIH
&ODZ KDPPHU ZLWK  NJ
(OHFWULF LURQ  : DQG  :
&RP
PRQ
WRROV
&RQ¿GHQWLDO DQG 3URSULHWDU\ ,QIRUPDWLRQ RI =7( &25325$7,21 
=;0%: 5 ,QVWDOODWLRQ 0DQXDO
&DWH
JRU\ 1DPH ,QVWDQFH
+H[DJRQDO ZUHQFK
6ROGHU ZLUH
 P WDSH
 P WDSH PHDVXUH
$QJOH LQVWUXPHQW
0HD
VXUH
PHQW
WRROV
 &RQ¿GHQWLDO DQG 3URSULHWDU\ ,QIRUPDWLRQ RI =7( &25325$7,21
&KDSWHU  ,QVWDOODWLRQ 3UHSDUDWLRQ
&DWH
JRU\ 1DPH ,QVWDQFH
&RPSDVV
+RUL]RQWDO UXOHU
3OXPE
$QWLVWDWLF ZULVW VWUDS
6OLSSURRI JORYHV
3UR
WHF
WLYH
WRROV
6DIHW\ KHOPHW
&RQ¿GHQWLDO DQG 3URSULHWDU\ ,QIRUPDWLRQ RI =7( &25325$7,21 
=;0%: 5 ,QVWDOODWLRQ 0DQXDO
&DWH
JRU\ 1DPH ,QVWDQFH
+DFNVDZ
6KDUS QRVH SOLHUV  ´
7KLQ QRVH EHQW SOLHUV  ´
5RXQGQRVH SOLHUV  ´
9LFH  ´
1HHGOH ¿OH PHGLXPVL]HG
1LSSHUV
3DLQW EUXVK
6FLVVRUV
+RW DLU EORZHU
6ROGHU UHPRYDO WRRO
+\GUDXOLF FULPSHU
%HQF
K ZR
UN WR
ROV
 &RQ¿GHQWLDO DQG 3URSULHWDU\ ,QIRUPDWLRQ RI =7( &25325$7,21
&KDSWHU  ,QVWDOODWLRQ 3UHSDUDWLRQ
&DWH
JRU\ 1DPH ,QVWDQFH
&URZEDU
3XOOH\ EORFN
5RSH
$X[
LOLDU\
WRROV /DGGHU
6SHFWUXP DQDO\]HU
%6 WHVWHU
0H
WHUV
&RQ¿GHQWLDO DQG 3URSULHWDU\ ,QIRUPDWLRQ RI =7( &25325$7,21 
=;0%: 5 ,QVWDOODWLRQ 0DQXDO
&DWH
JRU\ 1DPH ,QVWDQFH
)LHOG LQWHQVLW\ WHVWHU
'RFXPHQWDWLRQ 3UHSDUDWLRQ
3UHSDUH WKH IROORZLQJ WHFKQLFDO GRFXPHQWV
=;0%: 5 5HPRWH 5DGLR 8QLW î 3URMHFW 6XUYH\ 5HSRUW
=;0%: 5 5HPRWH 5DGLR 8QLW î (QYLURQPHQW $FFHS
WDQFH 5HSRUW
5HIHU WR D VXLWH RI =;0%: 5 GRFXPHQWV DV IROORZV
=;0%: 5 5HPRWH 5DGLR 8QLW î 7HFKQLFDO 0DQXDO
=;0%: 5 5HPRWH 5DGLR 8QLW î ,QVWDOODWLRQ 0DQXDO
=;0%: 5 5HPRWH 5DGLR 8QLW î 2SHUDWLRQ DQG 0DLQ
WHQDQFH 0DQXDO
=;0%: 5 5HPRWH 5DGLR 8QLW î &RPPLVVLRQLQJ DQG
&RQ¿JXUDWLRQ 0DQXDO
8QSDFNLQJ $FFHSWDQFH DQG
+DQGRYHU
&RXQWLQJ *RRGV
&RQWH[W 7KH UHSUHVHQWDWLYH RI FXVWRPHU DQG WKH SURMHFW VXSHUYLVRU PXVW
EH SUHVHQW RQ VLWH ZKHQ FRXQWLQJ UHFHLYHG JRRGV ,I HLWKHU SDUW\
LV QRW SUHVHQW WUDQVSRUWHU PXVW EH UHVSRQVLEOH IRU WKH LQWDFWQHVV
RI WKH JRRGV
6WHSV  &KHFN WKH 'HOLYHU\ &KHFNOLVW RI =7( &RUSRUDWLRQ &KHFN WKH
WRWDO QXPEHU RI WKH JRRGV DQG WKH LQWDFWQHVV RI WKH SDFNLQJ
ER[HV &KHFN WKH SDFNLQJ OLVW WR VHH LI WKH SODFH RI DUULYDO LV
WKH DFWXDO LQVWDOODWLRQ SODFH ,I WKH JRRGV DUH LQWDFW XQSDFN
DQG LQVSHFW WKHP
 &RQ¿GHQWLDO DQG 3URSULHWDU\ ,QIRUPDWLRQ RI =7( &25325$7,21
&KDSWHU  ,QVWDOODWLRQ 3UHSDUDWLRQ
1RWH
,W LV UHFRPPHQGHG WR XQSDFN WKH JRRGV DERXW  PLQXWHV DIWHU
UHFHLSW EHFDXVH WKHUH LV D SRVVLELOLW\ RI PRLVWXUH FRQWHQW GXH
WR WHPSHUDWXUH YDULDWLRQV
 7KH HTXLSPHQW LQVSHFWLRQ OLVW DQG XQSDFNLQJ DFFHSWDQFH UHSRUW
DUH SUHVHQW LQ WKH ¿UVW SDFNLQJ FDUWRQ )LUVWO\ RSHQ ¿UVW WKH
SDFNLQJ FDUWRQ DQG WDNH RXW WKH 8QSDFNLQJ $FFHSWDQFH 5HSRUW
WR FKHFN ZKHWKHU WKH JRRGV UHFHLYHG DUH LQ DFFRUGDQFH ZLWK
WKH LQVSHFWLRQ OLVW
 'XULQJ WKH FRXQWLQJ DQG XQSDFNLQJ LQVSHFWLRQ SURFHVV LI DQ\
PDWHULDO LV IRXQG VKRUW RU JRRGV GDPDJHG ¿OO LQ WKH 8QSDFNLQJ
$FFHSWDQFH )HHGEDFN 7DEOH DQG FRQWDFW =7( SURPSWO\
(1' 2) 67(36
&UDWH 8QSDFNLQJ
&RQWH[W 3UHSDUH WKH DSSURSULDWH WRROV VXFK DV FODZ KDPPHU VWUDLJKW
VFUHZGULYHU SOLHUV DQG FURZEDU
3D\ DWWHQWLRQ WR WKH IROORZLQJ ZKLOH XQSDFNLQJ
0DNH VXUH WKH DQWLVWDWLF EDJ LQWDFW GXULQJ XQSDFNLQJ WR VWRUH
VSDUH SDUWV RU SDFN IDXOW\ FRPSRQHQWV IRU UHSDLU LQ IXWXUH
.HHS FDUHIXOO\ WKH GHVLFFDQW LQ WKH FUDWH RU DQWLVWDWLF EDJ RXW
RI FKLOGUHQV UHDFK
6WHSV  ,QVHUW D VWUDLJKW VFUHZGULYHU RU FODZ KDPPHU LQWR D PHWDO
ORFNHU RQ WKH FUDWH FRYHU DQG WKHQ WXUQ LW WR PDNH D LURQ VKHHW
ORRVH 7KHQ XVH D ZUHQFK FURZEDU RU SOLHUV WR XQFOHQFK WKH
LURQ VKHHW 7KH SURFHVV LV DV VKRZQ LQ )LJXUH 
&RQ¿GHQWLDO DQG 3URSULHWDU\ ,QIRUPDWLRQ RI =7( &25325$7,21 
=;0%: 5 ,QVWDOODWLRQ 0DQXDO
),*85( &5$7( 813$&.,1* 
 &UDWH FRYHU
 6WHHO VOLFH
 ,URQ VKHHW
 :UHQFK
 8QFOHQFK RWKHU PHWDO ORFNHUV RQ WKH WRS RI FUDWH 5HPRYH WKH
WRS FRYHU RI FUDWH DV VKRZQ LQ )LJXUH 
),*85( &5$7( 813$&.,1* 
 &RQ¿GHQWLDO DQG 3URSULHWDU\ ,QIRUPDWLRQ RI =7( &25325$7,21
&KDSWHU  ,QVWDOODWLRQ 3UHSDUDWLRQ
 7DNH RXW WKH =;0%: 5 FDELQHW
(1' 2) 67(36
3RVWUHTXLVLWH %HIRUH FDUHIXOO\ RSHQLQJ WKH DQWLVWDWLF SDFNLQJ EDJ LQ WKH FUDWH
ZLWK D VFLVVRUV ¿UVW ZHDU DQ DQWLVWDWLF ZULVW VWUDS DV VKRZQ LQ
)LJXUH  7KHQ WDNH RXW FRPSRQHQWV LQ WKH EDJ
),*85( :($5,1* $17,67$7,& :5,67 675,3
&DUWRQ 8QSDFNLQJ
&RQWH[W 3UHSDUH WKH DSSURSULDWH WRROV VXFK DV GLDJRQDO SOLHUV DQG SDSHU
NQLIH
3D\ DWWHQWLRQ WR WKH IROORZLQJ ZKLOH XQSDFNLQJ
0DNH VXUH WKH DQWLVWDWLF EDJ LQWDFW GXULQJ XQSDFNLQJ WR VWRUH
VSDUH SDUWV RU SDFN IDXOW\ FRPSRQHQWV IRU UHSDLU LQ IXWXUH
.HHS FDUHIXOO\ WKH GHVLFFDQW LQ WKH FUDWH RU DQWLVWDWLF EDJ RXW
RI FKLOGUHQV UHDFK
6WHSV  8VH D GLDJRQDO SOLHUV WR FXW SDFNLQJ VWUDSV
 &DUHIXOO\ FXW DGKHVLYH WDSH DORQJ WKH VOLWV RQ WKH FDUWRQ FRYHU
ZLWK D SDSHU NQLIH WR DYRLG GDPDJLQJ JRRGV LQVLGH
 2SHQ WKH FDUWRQ DQG UHPRYH WKH IRDP ERDUG
 &KHFN WKH JRRGV ZLWKLQ WKH FDUWRQ DFFRUGLQJ WR DQ DWWDFKHG
FKHFNOLVW &DUWRQ XQSDFNLQJ LV DV VKRZQ LQ )LJXUH 
&RQ¿GHQWLDO DQG 3URSULHWDU\ ,QIRUPDWLRQ RI =7( &25325$7,21 
=;0%: 5 ,QVWDOODWLRQ 0DQXDO
),*85( &$5721 813$&.,1*
 8SSHU SURWHFWLRQ SDG
 =;0%: 5 FDELQHW
 /RZHU SURWHFWLRQ SDG
 &DUWRQ
(1' 2) 67(36
*RRGV $FFHSWDQFH DQG +DQGRYHU
&RQWH[W 3HUIRUP WKLV SURFHGXUH IRU DFFHSWLQJ JRRGV DQG KDQGLQJ WKHP
RYHU WR RSHUDWRUV
6WHSV  $FFHSWDQFH
%DVHG RQ WKH QDPH FDWHJRU\ DQG QXPEHU PHQWLRQHG RQ WKH
VKLSSLQJ OLVW FDUHIXOO\ FKHFN WKH JRRGV SLHFH E\ SLHFH 0DNH
VXUH WKDW DOO JRRGV PHHW WKH IROORZLQJ FRQGLWLRQV
L 7KHUH LV QR EXEEO\ SHHOLQJ QLFN DQG ¿OWK PDUN RQ WKH VXU
IDFH RI WKH FKDVVLV
LL 7KH RLO SDLQW RQ WKH FKDVVLV VXUIDFH LV LQWDFW
LLL $OO FODPSLQJ VFUHZV DUH WLJKW DQG LQWDFW
LY $OO FRPSRQHQWV DUH SURSHUO\ LQVWDOOHG LQ SRVLWLRQ
 &RQ¿GHQWLDO DQG 3URSULHWDU\ ,QIRUPDWLRQ RI =7( &25325$7,21
&KDSWHU  ,QVWDOODWLRQ 3UHSDUDWLRQ
Y 7KH LQVSHFWHG JRRGV DUH SODFHG E\ FDWHJRU\
 +DQGRYHU
$IWHU FRPSOHWLQJ WKH XQSDFNLQJ SURFHGXUH UHSUHVHQWDWLYH RI
FXVWRPHU DQG SURMHFW VXSHUYLVRU VKRXOG DSSURYH DQG VLJQ WKH
8QSDFNLQJ IRU ,QVSHFWLRQ 5HSRUW %RWK SDUWLHV VKRXOG KDYH D
FRS\ RI 8QSDFNLQJ IRU ,QVSHFWLRQ 5HSRUW
(1' 2) 67(36
&RQ¿GHQWLDO DQG 3URSULHWDU\ ,QIRUPDWLRQ RI =7( &25325$7,21 
=;0%: 5 ,QVWDOODWLRQ 0DQXDO
7KLV SDJH LV LQWHQWLRQDOO\ EODQN
 &RQ¿GHQWLDO DQG 3URSULHWDU\ ,QIRUPDWLRQ RI =7( &25325$7,21
&KDSWHU
&DELQHW ,QVWDOODWLRQ
7DEOH RI &RQWHQWV
5 ,QVWDOODWLRQ 0RGH ,QWURGXFWLRQ 
7\SLFDO $SSOLFDWLRQ 6FHQDULRV
3ROHPRXQWHG ,QVWDOODWLRQ 0RGH
:DOOPRXQWHG ,QVWDOODWLRQ 0RGH
5 ,QVWDOODWLRQ 0RGH
,QWURGXFWLRQ
7KH =;0%: 5 FDELQHW DGDSWV WZR W\SHV RI LQVWDOODWLRQ PRGHV
:DOOPRXQW LQVWDOODWLRQ
3ROHPRXQW LQVWDOODWLRQ
&RQ¿GHQWLDO DQG 3URSULHWDU\ ,QIRUPDWLRQ RI =7( &25325$7,21 
=;0%: 5 ,QVWDOODWLRQ 0DQXDO
:DOOPRXQW
,QVWDOODWLRQ
7KH ZDOOPRXQW LQVWDOODWLRQ PRGH LV LOOXVWUDWHG LQ )LJXUH 
),*85(  =;0%: 5 :$//02817 ,167$//$7,21
 &RQ¿GHQWLDO DQG 3URSULHWDU\ ,QIRUPDWLRQ RI =7( &25325$7,21
&KDSWHU  &DELQHW ,QVWDOODWLRQ
3ROHPRXQW
,QVWDOODWLRQ
7KH SROHPRXQW LQVWDOODWLRQ PRGH LV LOOXVWUDWHG LQ )LJXUH 
),*85(  =;0%: 5 :$//02817 ,167$//$7,21
&RQ¿GHQWLDO DQG 3URSULHWDU\ ,QIRUPDWLRQ RI =7( &25325$7,21 
=;0%: 5 ,QVWDOODWLRQ 0DQXDO
7\SLFDO $SSOLFDWLRQ
6FHQDULRV
7KH =;0%: 5 FDELQHW VKDUHV D SROH ZLWK DQ DQWHQQD LQ WKH
RXWGRRU SROHPRXQW PRGH DV VKRZQ LQ )LJXUH )LJXUH  DQG
)LJXUH 
),*85(  =;0%: 5 $1' $17(11$ 6+$5,1* 32/( 
 &RQ¿GHQWLDO DQG 3URSULHWDU\ ,QIRUPDWLRQ RI =7( &25325$7,21
&KDSWHU  &DELQHW ,QVWDOODWLRQ
),*85(  =;0%: 5 $1' $17(11$ 6+$5,1* 32/( 
&RQ¿GHQWLDO DQG 3URSULHWDU\ ,QIRUPDWLRQ RI =7( &25325$7,21 
=;0%: 5 ,QVWDOODWLRQ 0DQXDO
),*85(  =;0%: 5 $1' $17(11$ 6+$5,1* 32/( 
)LJXUH )LJXUH  DQG )LJXUH  LOOXVWUDWH WKH W\SLFDO DSSOLFDWLRQ
VFHQDULRV IRU =;0%: 5 RXWGRRU LQVWDOODWLRQ
 &RQ¿GHQWLDO DQG 3URSULHWDU\ ,QIRUPDWLRQ RI =7( &25325$7,21
&KDSWHU  &DELQHW ,QVWDOODWLRQ
),*85(  =;0%: 5 $33/,&$7,21 6&(1$5,2 
 /LJKWQLQJ URG
 $QWHQQD
 =;0%: 5 &DELQHW
 )HHGHU
 $& SRZHU FDEOH
 )LHOG RSWLFDO ¿EHU
 '& SRZHU FDEOH
 )LHOG RSWLFDO ¿EHU
 ,URQ WRZHU
 )HHGHU ZLQGRZ
 &DEOH UDFN
 %%8
 3RZHU GLVWULEXWLRQ ER[
&RQ¿GHQWLDO DQG 3URSULHWDU\ ,QIRUPDWLRQ RI =7( &25325$7,21 
=;0%: 5 ,QVWDOODWLRQ 0DQXDO
),*85(  =;0%: 5 $33/,&$7,21 6&(1$5,2 
 /LJKWQLQJ URG
 $QWHQQD
 =;0%: 5 FDELQHW
 )HHGHU
 '& SRZHU FDEOH DQG ¿HOG RSWLFDO
¿EHU
 )DVWHQHU
 (QFORVXUH DWRS EXLOGLQJ
 &RQ¿GHQWLDO DQG 3URSULHWDU\ ,QIRUPDWLRQ RI =7( &25325$7,21
&KDSWHU  &DELQHW ,QVWDOODWLRQ
),*85(  =;0%: 5 $33/,&$7,21 6&(1$5,2 
 /LJKWQLQJ URG
 $QWHQQD
 =;0%: 5 FDELQHW
 )HHGHU
 )DVWHQHU
 6XSSRUW SROH
 '& SRZHU FDEOH DQG ¿HOG RSWLFDO
¿EHU
&RQ¿GHQWLDO DQG 3URSULHWDU\ ,QIRUPDWLRQ RI =7( &25325$7,21 
=;0%: 5 ,QVWDOODWLRQ 0DQXDO
&DXWLRQ
 7KH SROH GRVH QRW UHSODFH WKH OLJKWQLQJ URG
 7KH IDFH RI =;0%: 5 FDELQHW PXVW EH WRZDUG WKH GLUHFWLRQ
ZKHUH LW LV FRQYHQLHQW WR PDLQWDLQ GXULQJ SROHPRXQW LQVWDOOD
WLRQ
 0DNH VXUH DOO LQWHUIDFHV RI =;0%: 5 FDELQHW GRZQZDUG
ZKLOH LQVWDOOLQJ LW
3ROHPRXQWHG ,QVWDOODWLRQ
0RGH
&RPSRQHQWV 8VHG LQ 3ROHPRXQW
,QVWDOODWLRQ
7KH PDLQ FRPSRQHQWV XVHG LQ SROHPRXQW LQVWDOODWLRQ IRU D VLQJOH
=;0%: 5 FDELQHW DUH OLVWHG LQ 7DEOH 
7$%/( 0$,1 &20321(17 /,67
1DPH 4XDQWLW\
3ROH 'LDPHWHU  PP a 
PP
=;0%: 5 FDELQHW
3ROH ¿[LQJ FOLS
0î KH[DJRQ KHDG EROW IXOO
WKUHDG
0 KH[DJRQ KHDG EROW
)ODW ZDVKHU 
6SULQJ ZDVKHU 
0î KH[DJRQ KHDG VFUHZ
6XSSRUWLQJ SDQHO
3URWHFWLYH VKLHOG
0î FURVV UHFHVVHG VPDOO SDQ
KHDG FRPELQHG VFUHZ
 &RQ¿GHQWLDO DQG 3URSULHWDU\ ,QIRUPDWLRQ RI =7( &25325$7,21
&KDSWHU  &DELQHW ,QVWDOODWLRQ
7KH VXSSRUWLQJ SDQHO LV LOOXVWUDWHG LQ )LJXUH 
),*85(  6833257,1* 3$1(/
7KH SURWHFWLYH VKLHOG LV LOOXVWUDWHG LQ )LJXUH 
),*85(  3527(&7,9( 6+,(/'
1RWH
 $V FRPPRQ LQVWDOODWLRQ FRPSRQHQWV WKH VXSSRUWLQJ SDQHO DQG
SURWHFWLYH VKLHOG DUH XVHG LQ WKH =;0%: 5 SROHPRXQW
LQVWDOODWLRQ DQG ZDOOPRXQW LQVWDOODWLRQ
&RQ¿GHQWLDO DQG 3URSULHWDU\ ,QIRUPDWLRQ RI =7( &25325$7,21 
=;0%: 5 ,QVWDOODWLRQ 0DQXDO
,QVWDOOLQJ 3ROHPRXQW 0RGH
6WHSV  ,QVWDOO ¿[LQJ FOLS DVVHPEOLHV
/HDG 0î KH[DJRQ EROWV WKURXJK D VXSSRUWLQJ SDQHO DQG
FOLSV DQG WKHQ FRYHU D VSULQJ ZDVKHU  DQG ÀDW ZDVKHU 
6FUHZ GRZQ 0î KH[DJRQ EROWV WR ¿[ WKH VXSSRUWLQJ
SDQHO WR WKH SROH DV VKRZQ LQ )LJXUH 
),*85(  ,167$//,1* 32/( &/,3 $66(0%/,(6
 3ROH
 0 KH[DJRQ QXW
 6SULQJ ZDVKHU 
 )ODW ZDVKHU 
 &OLS
 6XSSRUWLQJ SDQHO
 )ODW ZDVKHU 
 0î KH[DJRQ EROW
 ,QVWDOO D SURWHFWLYH VKLHOG
L $VVHPEOH WKH SURWHFWLYH VKLHOG ZLWK 0î VFUHZV DV
VKRZQ LQ )LJXUH  DQG )LJXUH 
 &RQ¿GHQWLDO DQG 3URSULHWDU\ ,QIRUPDWLRQ RI =7( &25325$7,21
&KDSWHU  &DELQHW ,QVWDOODWLRQ
),*85(  $66(0%/,1* 3527(&7,9( 6+,(/' 
 6XSSRUW SROH
 5DFN
 0î FURVV UHFHVVHG
VPDOO SDQ KHDG FRPELQHG
VFUHZ
),*85(  $66(0%/,1* 3527(&7,9( 6+,(/' 
 0î FURVV UHFHVVHG
VPDOO SDQ KHDG FRPELQHG
VFUHZ
 3URWHFWLYH VKLHOG
 6XSSRUW SROH
 5DFN
LL ,QVHUW WKH SURWHFWLYH VKLHOG LQVLGH WKH VXSSRUWLQJ SDQHO DQG
DOLJQ LW ZLWK LQVWDOODWLRQ KROHV 0RXQW IRXU 0î FURVVHG
UHFHVVHG VPDOO SDQ KHDG FRPELQHG VFUHZV UHVSHFWLYHO\
WZR DW OHIW DQG ULJKW IURP WKH LQVLGH RI SURWHFWLYH VKLHOG
WR ¿[ WKH SURWHFWLYH VKLHOG DQG VXSSRUWLQJ SDQHO DV VKRZQ
LQ )LJXUH 
&RQ¿GHQWLDO DQG 3URSULHWDU\ ,QIRUPDWLRQ RI =7( &25325$7,21 
=;0%: 5 ,QVWDOODWLRQ 0DQXDO
),*85(  ,167$//,1* 3527(&7,9( 6+,(/'
 3URWHFWLYH VKLHOG
 6HPLFLUFOH VORW
 0î FURVV UHFHVVHG
VPDOO SDQ KHDG FRPELQHG
VFUHZ
 6HOIFOLQFKLQJ QXW
 6XSSRUWLQJ SDQHO
 ,QVWDOO WKH =;0%: 5 FDELQHW
L +ROG WKH =;0%: 5 FDELQHW DQG PRXQW SLQV ORFDWHG DW
WRS OHIW DQG ULJKW FRUQHUV RI FDELQHW LQWR WKH VHPLFLUFOH VORWV
RI VXSSRUWLQJ SDQHO DV VKRZQ LQ )LJXUH 
 &RQ¿GHQWLDO DQG 3URSULHWDU\ ,QIRUPDWLRQ RI =7( &25325$7,21
&KDSWHU  &DELQHW ,QVWDOODWLRQ
),*85(  ,167$//,1* =;0%: 5 &$%,1(7 
 3LQ
LL 0RXQW IRXU 0î KH[DJRQ KHDG VFUHZV UHVSHFWLYHO\ WZR
DW OHIW DQG ULJKW WR IDVWHQ WKH =;0%: 5 DQG VXSSRUW
LQJ SDQHO DV VKRZQ LQ )LJXUH 
&RQ¿GHQWLDO DQG 3URSULHWDU\ ,QIRUPDWLRQ RI =7( &25325$7,21 
=;0%: 5 ,QVWDOODWLRQ 0DQXDO
),*85(  ,167$//,1* =;0%: 5 &$%,1(7 
 0î KH[DJRQ KHDG
VFUHZ
 6SULQJ ZDVKHU 
 )ODW ZDVKHU 
 =;0%: 5 FDELQHW
(1' 2) 67(36
5HVXOW 7KH =;0%: 5 FDELQHW LV FRPSOHWHO\ LQVWDOOHG WR WKH SROH DV
VKRZQ LQ )LJXUH 
 &RQ¿GHQWLDO DQG 3URSULHWDU\ ,QIRUPDWLRQ RI =7( &25325$7,21
&KDSWHU  &DELQHW ,QVWDOODWLRQ
),*85(  &203/(7,1* =;0%: 5 32/(02817 ,167$//$7,21
&RQ¿GHQWLDO DQG 3URSULHWDU\ ,QIRUPDWLRQ RI =7( &25325$7,21 
=;0%: 5 ,QVWDOODWLRQ 0DQXDO
+RLVWLQJ =;0%: 5 RQ 7RZHU
3UHUHTXLVLWHV
1RWH
,I LW LV UHTXLUHG WR LQVWDOO WKH =;0%: 5 FDELQHW RQ WRZHU UHIHU
WR WKH IROORZLQJ FRQWHQW
 7KH QDWXUDO HQYLURQPHQWV PXVW PHHW WKH UHTXLUHPHQWV RI
KRLVWLQJ RQ WKH WRZHU VXFK DV QR IRJ DQG KLJK YLVLELOLW\
3URKLELW KRLVWLQJ LQ WKH ZLQG\ UDLQ\ RU VQRZ\ GD\
 3UHSDUH WRROV WR EH XVHG LQ KRLVWLQJ VXFK DV D URSH DQG ¿[HG
SXOOH\ 7KH ¿[HG SXOOH\ KDV EHHQ LQVWDOOHG LQ SRVLWLRQ RQ WKH
WRZHU
6WHSV  8VH WKH URSH WR WLJKWO\ ELQG WKH =;0%: 5 FDELQHW DV
VKRZQ LQ )LJXUH 
),*85(  )$67(1,1* 523( 72 =;0%: 5 &$%,1(7
'DQJHU
7KH EHDULQJ FDSDFLW\ RI URSH PXVW EH QRW OHVV WKDQ  NJ
 &RQ¿GHQWLDO DQG 3URSULHWDU\ ,QIRUPDWLRQ RI =7( &25325$7,21
&KDSWHU  &DELQHW ,QVWDOODWLRQ
1RWH
$FFRUGLQJ WR DFWXDO FRQGLWLRQV RQ VLWH VXJJHVW SUHLQVWDOO SROH
DVVHPEOLHV VXSSRUWLQJ SDQHO DQG SURWHFWLYH VKLHOG DQG WKHQ
SHUIRUP KRLVWLQJ LQVWDOODWLRQ
 %HIRUH KRLVWLQJ LQVWDOODWLRQ FKHFN ZKHWKHU WKH URSH DQG EROWV
DUH IDVWHQHG SURSHUO\ DJDLQ
 'XULQJ KRLVWLQJ LQVWDOODWLRQ WZR LQVWDOODWLRQ SHUVRQQHO VWDQG
XQGHU WKH WRZHU 2QH SXOOV WKH URSH VORZO\ RQ WKH VLGH RI WRZHU
DQG WKH RWKHU ORRVHV WKH URSH DQG OHDGV WKH =;0%: 5
FDELQHW WR DYRLG WRXFKLQJ WKH WRZHU RQ WKH RWKHU VLGH 2QH
LQVWDOODWLRQ SHUVRQQHO VWDQGV RQ WKH WRZHU WR FDWFK WKH =;0%:
5 FDELQHW DV VKRZQ LQ )LJXUH 
&RQ¿GHQWLDO DQG 3URSULHWDU\ ,QIRUPDWLRQ RI =7( &25325$7,21 
=;0%: 5 ,QVWDOODWLRQ 0DQXDO
),*85(  +2,67,1* =;0%: 5 &$%,1(7 21 72:(5
 )L[HG SXOOH\
 5RSH
 =;0%: 5 FDELQHW
&DXWLRQ
'XULQJ KRLVWLQJ LQVWDOODWLRQ PDNH VXUH QR SHRSOH VWDQGLQJ
DURXQG WKH KRLVWLQJ SRVLWLRQ WR DYRLG SHUVRQQHO LQMXU\
(1' 2) 67(36
3RVWUHTXLVLWH 7KH SURFHVV RI GLVDVVHPEOLQJ WKH =;0%: 5 FDELQHW WR WKH
ÀRRU LV VLPLODU WR WKDW RI KRLVWLQJ
 &RQ¿GHQWLDO DQG 3URSULHWDU\ ,QIRUPDWLRQ RI =7( &25325$7,21
&KDSWHU  &DELQHW ,QVWDOODWLRQ
:DOOPRXQWHG ,QVWDOODWLRQ
0RGH
&RPSRQHQWV 8VHG LQ :DOOPRXQWHG
,QVWDOODWLRQ
7KH PDLQ FRPSRQHQWV XVHG LQ ZDOOPRXQW LQVWDOODWLRQ IRU D VLQJOH
=;0%: 5 FDELQHW DUH OLVWHG LQ 7DEOH 
7$%/( 0$,1 &20321(17 /,67
1DPH 4XDQWLW\
=;0%: 5 FDELQHW
0î H[SDQVLRQ EROW
)ODW ZDVKHU 
6SULQJ ZDVKHU 
0î KH[DJRQ KHDG VFUHZ
6XSSRUWLQJ SDQHO
3URWHFWLYH VKLHOG
0î FURVV UHFHVVHG VPDOO SDQ
KHDG FRPELQHG VFUHZ
7KH VXSSRUWLQJ SDQHO LV LOOXVWUDWHG LQ )LJXUH 
&RQ¿GHQWLDO DQG 3URSULHWDU\ ,QIRUPDWLRQ RI =7( &25325$7,21 
=;0%: 5 ,QVWDOODWLRQ 0DQXDO
),*85(  6833257,1* 3$1(/
7KH SURWHFWLYH VKLHOG LV LOOXVWUDWHG LQ )LJXUH 
),*85(  3527(&7,9( 6+,(/'
1RWH
 $V FRPPRQ LQVWDOODWLRQ FRPSRQHQWV WKH VXSSRUWLQJ SDQHO DQG
SURWHFWLYH VKLHOG DUH XVHG LQ WKH =;0%: 5 SROHPRXQW
LQVWDOODWLRQ DQG ZDOOPRXQW LQVWDOODWLRQ
 &RQ¿GHQWLDO DQG 3URSULHWDU\ ,QIRUPDWLRQ RI =7( &25325$7,21
&KDSWHU  &DELQHW ,QVWDOODWLRQ
,QVWDOOLQJ :DOOPRXQW 0RGH
6WHSV  0DUN KROLQJ SRVLWLRQV
'HWHUPLQH WKH SRVLWLRQV RQ WKH ZDOO IRU LQVWDOOLQJ D =;0%:
5 FDELQHW DFFRUGLQJ WR WKH HQJLQHHULQJ GHVLJQ GUDZLQJ
7KHQ PDUN WKH KROH SRVLWLRQV RQ WKH ZDOO ZLWK D KROH GHVLJQ
WHPSODWH 7KH KROH GLPHQVLRQ LV DV VKRZQ LQ )LJXUH 
),*85(  +2/( 326,7,21
 ,QVWDOO H[SDQVLRQ EROWV
L 8VH DQ HOHFWULFDO SHUFXVVLRQ GULOO ĭ WR GULOO KROHV DERXW
 PP a  PP GHSWK DW WKHVH SRVLWLRQV 8VH D YDFXXP
FOHDQHU WR FOHDU GXVW ZKLOH GULOOLQJ
LL /HDG DQ H[SDQVLRQ WXEH WKURXJK WKH H[SDQVLRQ EROW DQG
WKHQ SXW WKH VSULQJ ZDVKHU DQG ÀDW ZDVKHU RQ LW 6OLJKWO\
WLJKWHQ WKH QXW ,QVHUW WKHP YHUWLFDOO\ LQWR WKH KROH DQG XVH
D FODZ KDPPHU WR VWULNH WKH H[SDQVLRQ EROW LQWR WKH KROH
6FUHZ GRZQ WKH QXW WR PDNH WKH H[SDQVLRQ WXEH H[SDQGHG
HQRXJK DQG WKHQ UHPRYH WKH QXW 7KH SURFHVV LV DV VKRZQ
LQ )LJXUH  DQG )LJXUH 
&RQ¿GHQWLDO DQG 3URSULHWDU\ ,QIRUPDWLRQ RI =7( &25325$7,21 
=;0%: 5 ,QVWDOODWLRQ 0DQXDO
),*85(  ,167$//,1* 0î (;3$16,21 %2/7 
),*85(  ,167$//,1* 0î (;3$16,21 %2/7 
 ([SDQVLRQ EROW HPEHGGHG
LQ WKH ZDOO
 6FUHZ GRZQ QXW WR PDNH
WKH H[SDQVLRQ WXEH H[
SDQGHG HQRXJK
 $IWHULQVWDOODWLRQ VWDWXV
 6SULQJ ZDVKHU 
 )ODW 
 0 QXW
 ,QVWDOO WKH VXSSRUWLQJ SDQHO
$OLJQ WKH VXSSRUWLQJ SDQHO ZLWK H[SDQVLRQ EROWV RQ WKH ZDOO DQG
¿[ LW WKURXJK WKHVH H[SDQVLRQ EROWV &RYHU WKH VSULQJ ZDVKHU
 DQG ÀDW ZDVKHU  6FUHZ GRZQ WKH 0 QXW DV VKRZQ LQ
)LJXUH 
 &RQ¿GHQWLDO DQG 3URSULHWDU\ ,QIRUPDWLRQ RI =7( &25325$7,21
&KDSWHU  &DELQHW ,QVWDOODWLRQ
),*85(  ,167$//,1* 7+( 6833257,1* 3$1(/
 :DOO
 0î H[SDQVLRQ EROW
 6XSSRUWLQJ SDQHO
 ,QVWDOO WKH SURWHFWLYH VKLHOG
L $VVHPEOH WKH SURWHFWLYH VKLHOG ZLWK 0î VFUHZV DV
VKRZQ LQ )LJXUH  DQG )LJXUH 
&RQ¿GHQWLDO DQG 3URSULHWDU\ ,QIRUPDWLRQ RI =7( &25325$7,21 
=;0%: 5 ,QVWDOODWLRQ 0DQXDO
),*85(  $66(0%/,1* 3527(&7,9( 6+,(/' 
 6XSSRUW SROH
 5DFN
 0î FURVV UHFHVVHG
VPDOO SDQ KHDG FRPELQHG
VFUHZ
),*85(  $66(0%/,1* 3527(&7,9( 6+,(/' 
 0î FURVV UHFHVVHG
VPDOO SDQ KHDG FRPELQHG
VFUHZ
 3URWHFWLYH VKLHOG
 6XSSRUW SROH
 5DFN
LL ,QVHUW WKH SURWHFWLYH VKLHOG LQVLGH WKH VXSSRUWLQJ SDQHO DQG
DOLJQ LW ZLWK LQVWDOODWLRQ KROHV 0RXQW IRXU 0î FURVVHG
UHFHVVHG VPDOO SDQ KHDG FRPELQHG VFUHZV UHVSHFWLYHO\
WZR DW OHIW DQG ULJKW IURP WKH LQVLGH RI SURWHFWLYH VKLHOG
WR ¿[ WKH SURWHFWLYH VKLHOG DQG VXSSRUWLQJ SDQHO DV VKRZQ
LQ )LJXUH 
 &RQ¿GHQWLDO DQG 3URSULHWDU\ ,QIRUPDWLRQ RI =7( &25325$7,21
&KDSWHU  &DELQHW ,QVWDOODWLRQ
),*85(  ,167$//,1* 3527(&7,9( 6+,(/'
 3URWHFWLYH VKLHOG
 6HPLFLUFOH VORW
 0î FURVV UHFHVVHG
VPDOO SDQ KHDG FRPELQHG
VFUHZ
 6HOIFOLQFKLQJ QXW
 6XSSRUWLQJ SDQHO
1RWH
)RU RXWGRRU ZDOOPRXQW LQVWDOODWLRQ WKH =;0%: 5
FDELQHW PXVW EH HTXLSSHG ZLWK WKH SURWHFWLYH VKLHOG )RU
LQGRRU ZDOOPRXQW LQVWDOODWLRQ WKH SURWHFWLYH VKLHOG LV
RSWLRQDO
 ,QVWDOO WKH =;0%: 5 FDELQHW
L +ROG WKH =;0%: 5 FDELQHW DQG PRXQW SLQV ORFDWHG DW
WRS OHIW DQG ULJKW FRUQHUV RI FDELQHW LQWR WKH VHPLFLUFOH VORWV
RI VXSSRUWLQJ SDQHO DV VKRZQ LQ )LJXUH 
&RQ¿GHQWLDO DQG 3URSULHWDU\ ,QIRUPDWLRQ RI =7( &25325$7,21 
=;0%: 5 ,QVWDOODWLRQ 0DQXDO
),*85(  ,167$//,1* =;0%: 5 &$%,1(7 
 3LQ
LL 0RXQW IRXU 0î KH[DJRQ KHDG VFUHZV UHVSHFWLYHO\ WZR
DW OHIW DQG ULJKW WR IDVWHQ WKH =;0%: 5 DQG VXSSRUW
LQJ SDQHO DV VKRZQ LQ )LJXUH 
 &RQ¿GHQWLDO DQG 3URSULHWDU\ ,QIRUPDWLRQ RI =7( &25325$7,21
&KDSWHU  &DELQHW ,QVWDOODWLRQ
),*85(  ,167$//,1* =;0%: 5 &$%,1(7 
 0î KH[DJRQ KHDG
VFUHZ
 6SULQJ ZDVKHU 
 )ODW ZDVKHU 
 =;0%: 5 FDELQHW
(1' 2) 67(36
5HVXOW 7KH =;0%: 5 FDELQHW LV FRPSOHWHO\ LQVWDOOHG WR WKH ZDOO DV
VKRZQ LQ )LJXUH 
&RQ¿GHQWLDO DQG 3URSULHWDU\ ,QIRUPDWLRQ RI =7( &25325$7,21 
=;0%: 5 ,QVWDOODWLRQ 0DQXDO
),*85(  &203/(7,1* =;0%: 5 :$//02817 ,167$//$7,21
 &RQ¿GHQWLDO DQG 3URSULHWDU\ ,QIRUPDWLRQ RI =7( &25325$7,21
&KDSWHU
&DEOH ,QVWDOODWLRQ
7DEOH RI &RQWHQWV
,QVWDOODWLRQ &DEOH /LVW
&DEOH &RQQHFWLRQ 5HODWLRQ 
,QVWDOOLQJ WKH '& 3RZHU &DEOH 
,QVWDOOLQJ WKH *URXQGLQJ &DEOH 
,QVWDOOLQJ WKH )LHOG 2SHUDWLRQ )LEHU
,QVWDOOLQJ )HHGHU 
3HUIRUPLQJ 2XWGRRU&RQQHFWRU :DWHUSURRI 3URFHVVLQJ 
,QVWDOODWLRQ &DEOH /LVW
=;0%: 5 H[WHUQDO FDEOHV LQFOXGH
'& SRZHU FDEOH
*URXQGLQJ FDEOH
)LHOG RSWLFDO ¿EHU
)HHGHU
&DEOH &RQQHFWLRQ 5HODWLRQ
)LJXUH  LOOXVWUDWHV WKH FDEOH FRQQHFWLRQ UHODWLRQ RI =;0%: 5
WKUHHVHFWRU QHWZRUNLQJ
&RQ¿GHQWLDO DQG 3URSULHWDU\ ,QIRUPDWLRQ RI =7( &25325$7,21 
=;0%: 5 ,QVWDOODWLRQ 0DQXDO
),*85(  &$%/( &211(&7,21 5(/$7,21
,QVWDOOLQJ WKH '& 3RZHU
&DEOH
&RQWH[W =;0%: 5 XVHV  9 '& IRU SRZHU VXSSO\ 7KH '& SRZHU
FDEOH LV HTXLSSHG ZLWK =;0%: 5 2QH HQG LV DQ DYLJDWLRQ
FRQQHFWRU DQG WKH RWKHU HQG LV PDGH RQ VLWH ,WV OHQJWK LV GHWHU
PLQHG E\ HQJLQHHULQJ VXUYH\
)LJXUH  LOOXVWUDWHV WKH DSSHDUDQFH RI =;0%: 5 '& SRZHU
FDEOH
),*85(  '& 32:(5 &$%/(
7DEOH  GHVFULEHV LQQHU FRUH FRORUV DQG UHOHYDQW PHDQLQJV
7$%/( '&32:(5 &$%/( ,11(5 &25( &2/25 $1' 0($1,1*
&RORU 0HDQLQJ
%OXH 9
%ODFN 9 *1'
 &RQ¿GHQWLDO DQG 3URSULHWDU\ ,QIRUPDWLRQ RI =7( &25325$7,21
&KDSWHU  &DEOH ,QVWDOODWLRQ
1RWH
 )RU D WZRFRUH FDEOH WKH EOXH FRUH VWDQGV IRU 9 DQG EODFN
FRUH VWDQGV IRU 9*1'
 )RU D IRXUFRUH FDEOH WZR EOXH FRUH FRQQHFWHG LQ SDUDOOHO VWDQG
IRU 9 DQG WZR EODFN FRUH FRQQHFWHG LQ SDUDOOHO VWDQG IRU
9*1'
6WHSV  &RQQHFW WKH DYLJDWLRQ FRQQHFWRU RI SRZHU FDEOH WR D SRZHU
LQWHUIDFH 3:5 ,1 RQ WKH =;0%: 5 FDELQHW
 6WULS RII DQ LQVXODWLQJ VKHDWK RI (QG % DQG FRQQHFW WR 9
RXWSXW HQG RI '& SRZHU VXSSO\ DFFRUGLQJ WR FRUH FRORUV
 %LQG DQG IDVWHQ WKH SRZHU FDEOH DW  P RII WKH ORZHU FRQ
QHFWRU
 3HUIRUP ZDWHUSURRI SURFHVVLQJ IRU WKH DYLDWLRQ FRQQHFWRU UH
IHUULQJ WR 3HUIRUPLQJ 2XWGRRU&RQQHFWRU :DWHUSURRI 3URFHVV
LQJ
 %LQG ODEHOV UHVSHFWLYHO\ DW ERWK HQGV RI SRZHU FDEOH ZLWK IDV
WHQHUV
(1' 2) 67(36
,QVWDOOLQJ WKH *URXQGLQJ
&DEOH
&RQWH[W )LUVW LQVWDOO D JURXQGLQJ FDEOH DQG WKHQ LQVWDOO RWKHU H[WHUQDO FD
EOHV
7KH JURXQGLQJ FDEOH LV PDGH RI ¿UHSURRI PXOWLVWUDQG FRQGXFWRUV
,W LV LQ \HOORZ DQG JUHHQ DQG LWV FURVV VHFWLRQDO DUHD LV  PPDV
VKRZQ LQ )LJXUH 
&RQ¿GHQWLDO DQG 3URSULHWDU\ ,QIRUPDWLRQ RI =7( &25325$7,21 
=;0%: 5 ,QVWDOODWLRQ 0DQXDO
),*85(  *5281',1* &$%/(
6WHSV  &RSSHU OXJV DUH FULPSHG DW ERWK HQGV RI WKH JURXQGLQJ FDEOH
DV VKRZQ LQ )LJXUH 
),*85(  &5,03,1* &233(5 /8*6
1RWH
7KH OHQJWK RI JURXQGLQJ FDEOH WKDW FRQQHFWV WKH =;0%: 5
FDELQHW ZLWK WKH JURXQGLQJ FRSSHU EDU VKRXOG EH OHVV WKDQ 
P
 3XW WKH FRSSHU OXJ DW RQH HQG RI JURXQGLQJ FDEOH RQWR D JURXQG
LQJ EROW RI =;0%: 5 7KH JURXQGLQJ EROW LV ORFDWHG DW VLGH
RI FDELQHW DV VKRZQ LQ )LJXUH  6FUHZ GRZQ WKH JURXQGLQJ
EROWV DV VKRZQ LQ )LJXUH 
 &RQ¿GHQWLDO DQG 3URSULHWDU\ ,QIRUPDWLRQ RI =7( &25325$7,21
&KDSWHU  &DEOH ,QVWDOODWLRQ
),*85(  *5281',1* %2/7 21 =;0%: 5 &$%,1(7
),*85(  ,167$//,1* *5281',1* &$%/(
 *URXQGLQJ EROWV
 &RSSHU OXJ
 *URXQGLQJ FDEOH
 7KH FRRSHU EDU RI JURXQG JULG LV DV VKRZQ LQ )LJXUH  &OHDU
RII UXVW RQ WKH FRSSHU EDU DQG WKHQ FRQQHFW WKH RWKHU HQG RI
JURXQGLQJ FDEOH WR WKH FRSSHU EDU )LQDOO\ ¿[ WKHP ZLWK EROWV
&RQ¿GHQWLDO DQG 3URSULHWDU\ ,QIRUPDWLRQ RI =7( &25325$7,21 
=;0%: 5 ,QVWDOODWLRQ 0DQXDO
),*85(  &233(5 %$5 2) *5281' *5,'
 6SUD\ DQWLUXVW ODFTXHU DURXQG WKH EROW
 $I¿[ D ODEHO RQ WKH JURXQGLQJ FDEOH
(1' 2) 67(36
,QVWDOOLQJ WKH )LHOG 2SHUDWLRQ
)LEHU
&RQWH[W )LJXUH  VKRZV WKH EDVHEDQG5) ¿HOG RSHUDWLRQ ¿EHU ZKLFK LV
XVHG WR FRQQHFW WKH =;0%: 5 FKDVVLV DQG WKH =;0%: 7\SH%
%DVHEDQG 3RRO 8QLW %%8
),*85(  %$6(%$1'5) ),(/' 23(5$7,21 ),%(5
6WHSV  5HPRYH WKH SURWHFWLYH FRYHU IURP WKH ZDWHUSURRI VHDOLQJ FRQ
QHFWRU DQG UHPRYH WKH GXVW FDS DV VKRZQ LQ )LJXUH 
 &RQ¿GHQWLDO DQG 3URSULHWDU\ ,QIRUPDWLRQ RI =7( &25325$7,21
&KDSWHU  &DEOH ,QVWDOODWLRQ
),*85(  3527(&7,9( &29(5 $1' '867 &$3 2) ),(/' 23(5$7,21
),%(5
&DXWLRQ
5HPRYH WKH SURWHFWLYH FRYHU DQG GXVW FDS RQO\ EHIRUH \RX LQ
VWDOO WKH ¿HOG RSHUDWLRQ ¿EHU ,Q RWKHU SURFHVVHV VXFK DV PRY
LQJ DQG VWRULQJ LW GR QRW UHPRYH LWV SURWHFWLYH FRYHU RU GXVW
FDS
 &RQQHFW WKH ¿EHU WR WKH RSWLFDO LQWHUIDFH RI WKH =;0%: 5
FKDVVLV
L $OLJQ WKH ZKLWH FRORU FRGH RQ WKH WKUHDGHG VOHHYH RI WKH
ZDWHUSURRI VHDOLQJ LQWHUIDFH ZLWK WKH ZKLWH FRORU FRGH RQ
WKH RSWLFDO LQWHUIDFH DV VKRZQ LQ )LJXUH  7KHQ VFUHZ
WKH WKUHDGHG VOHHYH DV VKRZQ LQ )LJXUH 
&RQ¿GHQWLDO DQG 3URSULHWDU\ ,QIRUPDWLRQ RI =7( &25325$7,21 
=;0%: 5 ,QVWDOODWLRQ 0DQXDO
),*85(  $/,*1,1* &2/25 &2'(6
 :KLWH FRORU FRGHV
 &RQ¿GHQWLDO DQG 3URSULHWDU\ ,QIRUPDWLRQ RI =7( &25325$7,21
&KDSWHU  &DEOH ,QVWDOODWLRQ
),*85(  )$67(1,1* 7+( 7+5($'(' 6/((9(
LL )DVWHQ WKH H[WHUQDO VHDOLQJ JODQG DV VKRZQ LQ )LJXUH 
&RQ¿GHQWLDO DQG 3URSULHWDU\ ,QIRUPDWLRQ RI =7( &25325$7,21 
=;0%: 5 ,QVWDOODWLRQ 0DQXDO
),*85(  )$67(1,1* 7+( 6($/,1* */$1'
&DXWLRQ
:KLOH IDVWHQLQJ WKH VHDOLQJ JODQG GR QRW PRYH WKH ¿EHU WR
SUHYHQW GDPDJH
 &RQQHFW WKH ¿EHU WR WKH RSWLFDO LQWHUIDFH RI WKH =;0%: 7\SH%
%DVHEDQG 3RRO 8QLW %%8
L ,QVWDOO WKH RSWLFDO PRGXOH RQ WKH RSWLFDO LQWHUIDFH RI WKH
=;0%: 7\SH% %DVHEDQG 3RRO 8QLW %%8 )LJXUH  VKRZV
WKH RSWLFDO PRGXOH
 &RQ¿GHQWLDO DQG 3URSULHWDU\ ,QIRUPDWLRQ RI =7( &25325$7,21
&KDSWHU  &DEOH ,QVWDOODWLRQ
),*85(  237,&$/ 02'8/(
 2SWLFDO PRGXOH  %OXH KDQGOH
LL 5HPRYH WKH ZKLWH GXVW FDS IURP WKH /& FRQQHFWRU &RQ
QHFW WKH 7;5; WDLO ¿EHUV WR WKH 7;5; HQGV RI WKH RSWLFDO
LQWHUIDFH RI WKH =;0%: 7\SH% %DVHEDQG 3RRO 8QLW %%8
DV VKRZQ LQ )LJXUH 
&RQ¿GHQWLDO DQG 3URSULHWDU\ ,QIRUPDWLRQ RI =7( &25325$7,21 
=;0%: 5 ,QVWDOODWLRQ 0DQXDO
),*85(  &211(&7,1* 7+( ),%(5 72 7+( 237,&$/ ,17(5)$&(
2) 7+( %%8
 2SWLFDO LQWHUIDFH RI WKH
RSWLFDO PRGXOH
 /& FRQQHFWRU
 2Q WKH =;0%: 5 FKDVVLV VLGH ELQG DQG ¿[ WKH ¿EHU DERXW
P XQGHU WKH FRQQHFWRU 2Q WKH %%8 VLGH ELQG DQG ¿[ WKH
WDLO ¿EHUV RQ WKH FDEOH WURXJK
 ,Q WKH FDVH RI LQVWDOODWLRQ RI WKH =;0%: 5 FKDVVLV RXWGRRU
SHUIRUP ZDWHUSURRI SURFHVVLQJ RQ WKH FRQQHFWRUV DV VKRZQ LQ
3HUIRUPLQJ 2XWGRRU&RQQHFWRU :DWHUSURRI 3URFHVVLQJ
 3DVWH ODEHOV RQ WKH WZR VLGHV RI WKH ¿EHU
(1' 2) 67(36
,QVWDOOLQJ )HHGHU
3UHUHTXLVLWHV ,QVWDOO WKH DQWHQQD DQG =;0%: 5 FDELQHW
&RQWH[W 7KH IHHGHU ZLWK D ¿[HG OHQJWK LV XVHG LQ WKH =;0%: 5 FDEL
QHW %RWK HQGV RI IHHGHU DUH 1W\SH FRQQHFWRUV DV VKRZQ LQ )LJXUH

 &RQ¿GHQWLDO DQG 3URSULHWDU\ ,QIRUPDWLRQ RI =7( &25325$7,21
&KDSWHU  &DEOH ,QVWDOODWLRQ
),*85(  /(1*7+),;(' )(('(5
6WHSV  &RQQHFW RQH HQG RI IHHGHU WR WKH $17 LQWHUIDFH RQ WKH =;0%:
5 FDELQHW DQG FRQQHFW WKH RWKHU HQG WR WKH $17 LQWHUIDFH
RI DQWHQQD
1RWH
7KH IDVWHQLQJ WRUTXH RI 1W\SH FRQQHFWRU LV ±1P
 7DEOH  GHVFULEHV WKH FRQQHFWLRQ UHODWLRQV RI IHHGHUV
7$%/(  )(('(5 &211(&7,21 5(/$7,21
)HHGHU 6HULDO
1R
/DEHO 1R &RQQHFWRU
DW =;0%:
5
&DELQHW 6LGH
&RQQHFWRU DW
$QWHQQD 6LGH
6±$17 $17 $17
6±$17 $17 $17
6±$17 $17 $17
6±$17 $17 $17
6±$17 $17 $17
6±$17 $17 $17
6±$17 $17 $17
6±$17 $17 $17
&$/ &$/ &$/
± 6±$17 PHDQV WKH $17 IHHGHU RI WKH ¿UVW VHFWRU )RU =;0%: 5
WKUHHVHFWRU QHWZRUNLQJ WKH FRUUHVSRQGLQJ IHHGHUV VKRXOG EH 6±$17
6±$17 DQG 6±$17 7KH UHVW PD\ EH GHGXFHG E\ DQDORJ\
 %LQG DQG IDVWHQ WKH IHHGHU DW  P RII WKH ORZHU IHHGHU FRQ
QHFWRU
 0HDVXUH WKH VWDQGLQJ ZDYH UDWLR 6:5 7KH 6:5 VKRXOG EH
QRW RYHU  5HIHU WR 96:5 7HVW
 3HUIRUP ZDWHUSURRI SURFHVVLQJ IRU WKH IHHGHU FRQQHFWRUV WKDW
DFFRUG ZLWK WKH PHDVXUH UHTXLUHPHQWV RI 6:5 UHIHUULQJ WR
3HUIRUPLQJ 2XWGRRU&RQQHFWRU :DWHUSURRI 3URFHVVLQJ
 5HIHUULQJ WR 7DEOH  ELQG UHOHYDQW ODEHOV DW ERWK HQGV RI
IHHGHU ZLWK IDVWHQHUV DV VKRZQ LQ )LJXUH 
&RQ¿GHQWLDO DQG 3URSULHWDU\ ,QIRUPDWLRQ RI =7( &25325$7,21 
=;0%: 5 ,QVWDOODWLRQ 0DQXDO
),*85(  %,1',1* )(('(5 /$%(/
(1' 2) 67(36
3RVWUHTXLVLWH 7KH IHHGHU FRQQHFWRUV DUH GLVWULEXWHG GHQVHO\ DW WKH =;0%:
5 FDELQHW VLGH 8VH D VSHFLDO ZUHQFK HTXLSSHG ZLWK WKH
GHYLFH WR GLVDVVHPEOH WKHP 7KH ZUHQFK LV DV VKRZQ LQ )LJXUH
 5HPRYH D VKULQNDEOH VOHHYH DW WKH IHHGHU FRQQHFWRU EHIRUH
GLVDVVHPEOLQJ WKH IHHGHU DV VKRZQ LQ )LJXUH 
),*85(  63(&,$/ :5(1&+
 &RQ¿GHQWLDO DQG 3URSULHWDU\ ,QIRUPDWLRQ RI =7( &25325$7,21
&KDSWHU  &DEOH ,QVWDOODWLRQ
),*85(  ',6$66(0%/,1* )(('(5
3HUIRUPLQJ 2XWGRRU&RQQHF
WRU :DWHUSURRI 3URFHVVLQJ
&RQWH[W 7KH ZDWHUSURRI SURFHVVLQJ IRU RXWGRRU FRQQHFWRUV DGRSWV WKH
³´ PRGH WR ZDUS ³RQH OD\HU 39& LQVXODWLQJ WDSH  WKUHH
OD\HU ZDWHUSURRI LQVXODWLQJ WDSH  WKUHH OD\HU 39& LQVXODWLQJ
WDSH´
7KH ZDWHUSURRI LQVXODWLQJ WDSH LV DV VKRZQ LQ )LJXUH 
),*85(  :$7(53522) ,168/$7,1* 7$3(
7KH 39& DGKHVLYH WDSH LV DV VKRZQ LQ )LJXUH  XVHG WR SURWHFW
FRQQHFWRUV IURP GDPDJH DV ZHOO DV ZDWHUSURRI WDSH IURP DJLQJ
&RQ¿GHQWLDO DQG 3URSULHWDU\ ,QIRUPDWLRQ RI =7( &25325$7,21 
=;0%: 5 ,QVWDOODWLRQ 0DQXDO
),*85(  39& $'+(6,9( 7$3(
6WHSV  :UDS D OD\HU RI 39& LQVXODWLQJ WDSH
L &OHDQ RXW GXVW DQG VWDLQ RQ WKH IHHGHU FRQQHFWRU RU IHHGHU
JURXQGLQJ NLW
LL $V VKRZQ LQ )LJXUH  ZUDS WKH IHHGHU ZLWK WKH 39& LQVX
ODWLQJ WDSH LQ DQ RYHUODSSLQJ ZD\ IURP ORZHU WR XSSHU DQG
WKH XSSHU DGKHVLYH WDSH VKRXOG FRYHU D KDOI RI WKH ORZHU
DGKHVLYH WDSH 7KH H[WHQGHG ZLGWK RI DGKHVLYH WDSH LV QRW
RYHU  ORQJHU WKDQ WKH IRUPHU ZLGWK RU HOVH LW GHVWUR\V
PROHFXODU VWUXFWXUH RI DGKHVLYH WDSH GXH WR H[WHQVLRQ WRR
PXFK
),*85(  :5$33,1* $ /$<(5 2) 39& ,168/$7,1* 7$3(
 :UDS WKUHH OD\HUV RI ZDWHUSURRI LQVXODWLQJ WDSH
L ([SDQG WKH ZDWHUSURRI LQVXODWLQJ WDSH DQG VWULS RII UHOHDVH
SDSHU 7KH DGKHVLYH WDSH VWLFNV WR WKH FRQQHFWRU RU WKH
IHHGHU ZKLFK LV a PP DZD\ IURP WKH ORZHU HQG RI
JURXQGLQJ NLW
LL ([WHQG WKH DGKHVLYH WDSH WR XS WR  ±  RI WKH IRUPHU
ZLGWK LQ RUGHU WR NHHS D FHUWDLQ H[WHQVLRQ VWUHQJWK %LQG
WKH IHHGHU LQ DQ RYHUODSSLQJ ZD\ IURP ORZHU WR XSSHU DQG
WKH XSSHU DGKHVLYH WDSH VKRXOG FRYHU D KDOI RI WKH ORZHU
DGKHVLYH WDSH DV VKRZQ LQ )LJXUH 
 &RQ¿GHQWLDO DQG 3URSULHWDU\ ,QIRUPDWLRQ RI =7( &25325$7,21
&KDSWHU  &DEOH ,QVWDOODWLRQ
),*85(  :5$33,1* 7+5(( /$<(56 2) :$7(5 ,168/$7,1* 7$3(
7+( ),567 /$<(5
1RWH
7KH ZUDSSLQJ GLUHFWLRQ VKRXOG EH WRZDUGV WKH GLUHFWLRQ RI
FRQQHFWRU VFUHZHG GRZQ 3URKLELW ZUDSSLQJ LQ D UHYHUVH
GLUHFWLRQ
LLL :KLOH ZUDSSLQJ WR WKH a PP SRVLWLRQ RII WKH FRQQHFWRU
 UHSHDW LW IRU WZLFH DQG WKH VHTXHQFH UHVSHFWLYHO\ LV IURP
XSSHU WR ORZHU DV VKRZQ LQ )LJXUH  DQG IURP ORZHU WR
XSSHU DV VKRZQ LQ )LJXUH 
),*85(  :5$33,1* 7+5(( /$<(56 2) :$7(5 ,168/$7,1* 7$3(
7+( 6(&21' /$<(5
),*85(  :5$33,1* 7+5(( /$<(56 2) :$7(5 ,168/$7,1* 7$3(
7+( 7+,5' /$<(5
&RQ¿GHQWLDO DQG 3URSULHWDU\ ,QIRUPDWLRQ RI =7( &25325$7,21 
=;0%: 5 ,QVWDOODWLRQ 0DQXDO
LY $IWHU ZUDSSLQJ WKH ZDWHUSURRI LQVXODWLQJ WDSH SUHVV WKH
DGKHVLYH WDSH DW WKH ELQGLQJ ZLWK KDQGV DQG PDNH LW DI¿[HG
WLJKWO\
 :UDS WKUHH OD\HU RI 39& LQVXODWLQJ WDSH
7ZR HQGV RI 39& LQVXODWLQJ WDSH PXVW EH PP ORQJHU WKDQ WKH
XSSHU OD\HU RI ZDWHUSURRI LQVXODWLQJ WDSH %LQG WKH IHHGHU LQ DQ
RYHUODSSLQJ ZD\ IURP ORZHU WR XSSHU DQG WKH XSSHU DGKHVLYH
WDSH VKRXOG FRYHU D KDOI RI WKH ORZHU DGKHVLYH WDSH DV VKRZQ
LQ )LJXUH  5HSHDW LW IRU WZLFH DQG WKH VHTXHQFH UHVSHFWLYHO\
LV IURP XSSHU WR ORZHU DV VKRZQ LQ )LJXUH  DQG IURP ORZHU
WR XSSHU DV VKRZQ LQ )LJXUH  0DNH VXUH SURSHU VWUHWFK
VWUHQJWK GXULQJ ZUDSSLQJ
),*85(  :5$33,1* 7+5(( /$<(56 2) 39& ,168/$7,1* 7$3( 7+(
),567 /$<(5
),*85(  :5$33,1* 7+5(( /$<(56 2) 39& ,168/$7,1* 7$3( 7+(
6(&21' /$<(5
),*85(  :5$33,1* 7+5(( /$<(56 2) 39& ,168/$7,1* 7$3( 7+(
7+,5' /$<(5
 $IWHU ¿QLVKLQJ ZUDSSLQJ IDVWHQ WZR ZUDSSHG HQGV ZLWK EODFN
IDVWHQHUV DV VKRZQ LQ )LJXUH 
 &RQ¿GHQWLDO DQG 3URSULHWDU\ ,QIRUPDWLRQ RI =7( &25325$7,21
&KDSWHU  &DEOH ,QVWDOODWLRQ
),*85(  )$67(1,1*
(1' 2) 67(36
&RQ¿GHQWLDO DQG 3URSULHWDU\ ,QIRUPDWLRQ RI =7( &25325$7,21 
=;0%: 5 ,QVWDOODWLRQ 0DQXDO
7KLV SDJH LV LQWHQWLRQDOO\ EODQN
 &RQ¿GHQWLDO DQG 3URSULHWDU\ ,QIRUPDWLRQ RI =7( &25325$7,21
&KDSWHU
0DLQ $QWHQQD )HHGHU
6\VWHP ,QVWDOODWLRQ
7DEOH RI &RQWHQWV
0DLQ $QWHQQD )HHGHU 6\VWHP ,QVWDOODWLRQ )ORZ 
0DLQ $QWHQQD )HHGHU 6\VWHP ,QVWDOODWLRQ 3UHSDUDWLRQ
0DLQ $QWHQQD )HHGHU 6\VWHP ,QVWDOODWLRQ 3RVLWLRQ 
$QWHQQD ,QVWDOODWLRQ
)HHGHU ,QVWDOODWLRQ 
96:5 7HVW 
0DLQ $QWHQQD )HHGHU
6\VWHP ,QVWDOODWLRQ )ORZ
)LJXUH  LOOXVWUDWHV WKH LQVWDOODWLRQ ÀRZ RI PDLQ DQWHQQD IHHGHU
V\VWHP
&RQ¿GHQWLDO DQG 3URSULHWDU\ ,QIRUPDWLRQ RI =7( &25325$7,21 
=;0%: 5 ,QVWDOODWLRQ 0DQXDO
),*85(  0$,1 $17(11$ )(('(5 6<67(0 ,167$//$7,21 )/2:&+$57
0DLQ $QWHQQD )HHGHU
6\VWHP ,QVWDOODWLRQ
3UHSDUDWLRQ
%HIRUH LQVWDOODWLRQ PDNH VXUH WKDW LQVWDOODWLRQ VWDII LV TXDOL¿HG DQG
WKH IROORZLQJ UHTXLUHPHQWV DUH VDWLV¿HG
3HUVRQQHO
5HTXLUHPHQW
1RUPDOO\ VXSHUYLVRUV DUH LQ FKDUJH RI GLUHFWLRQ DQG VXSHUYLVLRQ
DQG LQVWDOODWLRQ SHUVRQQHO FDUU\ RXW WKH LQVWDOODWLRQ
,QVWDOODWLRQ 6XSHUYLVRU
)DPLOLDU ZLWK DOO PDWHULDOV WRROV DQG RSHUDWLRQ PHWKRGV XVHG
LQ WKH LQVWDOODWLRQ
,Q FKDUJH RI DVVLJQLQJ GLIIHUHQW ZRUN WR WKH SURSHU HPSOR\HH
ZKR LV JRRG DW WKH RSHUDWLRQ HVSHFLDOO\ ZKLOH ZRUNLQJ RQ WKH
LURQ WRZHU
,QVWDOODWLRQ 3HUVRQQHO
,QVWDOODWLRQ HPSOR\HHV DUH UHTXLUHG WR LQVWDOO DQWHQQD V\VWHP
VNLOOIXOO\ XQGHU WKH GLUHFWLRQ RI VXSHUYLVRU
(PSOR\HHV RQ WRZHU PXVW EH TXDOL¿HG DQG LQ JRRG SK\VLFDO
VWDWH
$OO LQVWDOODWLRQ SHUVRQQHO PXVW SXUFKDVH VHFXULW\ LQVXUDQFHV
DQG XVH VDIH WRROV LQ WHUPV RI UHJXODWLRQV
 &RQ¿GHQWLDO DQG 3URSULHWDU\ ,QIRUPDWLRQ RI =7( &25325$7,21
&KDSWHU  0DLQ $QWHQQD )HHGHU 6\VWHP ,QVWDOODWLRQ
,QVWDOODWLRQ DIWHU GULQNLQJ LV IRUELGGHQ
(QYLURQPHQW
5HTXLUHPHQW
&KHFN
3D\ DWWHQWLRQ WR WKH IROORZLQJ LWHPV DQG FKHFN ZKHWKHU WKHVH LWHPV
DFFRUG ZLWK UHTXLUHPHQWV LQ HQJLQHHULQJ GHVLJQ
/LJKWQLQJ SURWHFWLRQ DQG JURXQGLQJ
=;0%: 5 LV XVXDOO\ ORFDWHG RXWGRRUV 3UHSDUH DOO QHFHV
VDU\ WRROV DQG DVVLVWDQW PDWHULDOV 7KH YHQGRU PXVW QHJRWLDWH
D GLVWLQFW DQG GHWDLOHG IHHGHU OD\RXW ZLWK WKH RSHUDWRU &KHFN
ZKHWKHU D SURWHFWLYH HDUWKLQJ FDEOH OLJKWQLQJ URG OLJKWQLQJ
SURWHFWLYH JURXQGLQJ VLWH DQWHQQD SROH PHHW WKH GHVLJQ UH
TXLUHPHQWV
7KH OLJKWQLQJ URG JURXQGLQJ QHW SURWHFWLYH HDUWKLQJ FDEOH
DQWHQQD SROH DV ZHOO DV DQWHQQD DQG IHHGHU FDEOH WUD\ VKRXOG
EH FRPSOHWHO\ LQVWDOOHG E\ WKH RSHUDWRU
7KH JURXQGLQJ VWDNH DQG RXWGRRU SURWHFWLYH HDUWKLQJ FDEOH
VKRXOG EH LQVWDOOHG E\ WKH RSHUDWRU (QJLQHHULQJ VXSHUYLVRUV
PXVW FKHFN LQVWDOODWLRQ RI RXWGRRU SURWHFWLYH HDUWKLQJ FDEOH
3ROH DQG DQWHQQD VXSSRUWLQJ UDFN
$FFRPSOLVK LQVWDOODWLRQ RI DQWHQQD VXSSRUWLQJ UDFN DQG SROH
DFFRUGLQJ WR SURMHFW GHVLJQ UHTXLUHPHQWV 7KH VWDELOLW\ RI WKH
VXSSRUWLQJ UDFN DQG SROH VKRXOG EH LQ DFFRUGDQFH ZLWK WKH GH
VLJQ UHTXLUHPHQWV
)HHGHU OD\RXW
/D\ RXW IHHGHUV DFFRUGLQJ WR WKH SURMHFW GHVLJQ UHTXLUHPHQWV
(OHFWULF SRZHU HQYLURQPHQW
=;0%: 5 DQWHQQD DQG IHHGHU V\VWHP FDQ QRW EH LQVWDOOHG
WRR QHDU WR SXEOLF HOHFWULF SRZHU FDEOHV
6DIHW\ 3UHFDXWLRQ
&KHFN
,QVWDOODWLRQ SHUVRQQHO PXVW SHUIRUP WKH IROORZLQJ
:HDU VDIHW\ EHOWV
:HDU VDIHW\ KHOPHWV
'R QRW ZHDU ORRVH FORWKHV DQG VOLSSHU\ VKRHV RQ VLWH
2EYLRXVO\ ORFDWH D FDXWLRQ VLJQ RQ VLWH WR ZDUQ XQUHODWHG SHRSOH
DZD\ IURP WKH LQVWDOODWLRQ VLWH
:DUQLQJ
,QVWDOODWLRQ SHUVRQQHO LV REOLJDWH WR VXSHUYLVH XQUHODWHG SHRSOH
DZD\ IURP WKH LQVWDOODWLRQ VLWH HVSHFLDOO\ FKLOGUHQ
3XW XQXVHG WRROV DQG PHWDO LQVWDOODWLRQ FRPSRQHQWV LQWR D WRRO
EDJ DQG VHDO LW
7RROV 5HTXLUH
PHQW
7KH IROORZLQJ WRROV DUH XVHG IRU PDLQ DQWHQQD IHHGHU V\VWHP LQ
VWDOODWLRQ
 0HDVXUH WRROV
&RPSDVV PXOWLPHWHU DQJOH PHWHU DQG WDSH PHDVXUH
 6SHFLDO WRROV
6SHFLDO WRROV DQG LQVWUXPHQWV IRU PDLQ IHHGHU FRQQHFWRU PDN
LQJ DQG WHVW
&RQ¿GHQWLDO DQG 3URSULHWDU\ ,QIRUPDWLRQ RI =7( &25325$7,21 
=;0%: 5 ,QVWDOODWLRQ 0DQXDO
 5HJXODU WRROV
$GMXVWDEOH ZUHQFK VKDUSQRVH SOLHUV GLDJRQDO SOLHUV HOHFWUL
FLDQ NQLIH ¿OH KDFNVDZ ZLWK VHYHUDO VDZ EODGHV DQG WRUTXH
ZUHQFK
 3URWHFWLYH WRROV
6DIHW\ KHOPHW VDIHW\ EHOW VDIHW\ URSH JORYHV WKLFN ZRUN
FORWKHV UDGLDWLRQVKLHOGLQJ FORWKHV PXOWLSOH SRZHU VRFNHW DQG
VHDOHG FDQYDV WRRO EDJ
 2WKHU WRROV
7RROV IRU OLIWLQJ IRU H[DPSOH /DGGHU
0DLQ $QWHQQD )HHGHU
6\VWHP ,QVWDOODWLRQ 3RVLWLRQ
7KH PDLQ DQWHQQD IHHGHU V\VWHP PD\ EH LQVWDOOHG LQ WKH IROORZLQJ
SRVLWLRQV
2Q LURQ WRZHU
2Q WRS RI EXLOGLQJ ZLWKRXW IHQFLQJ
2Q WRS RI EXLOGLQJ ZLWK IHQFLQJ
1RWH
3D\ DWWHQWLRQ WR WKH IROORZLQJ ZKLOH VHOHFWLQJ DQ LQVWDOODWLRQ SRVL
WLRQ RI PDLQ DQWHQQD IHHGHU
 7KH LQVWDOODWLRQ SRVLWLRQ PXVW KDYH QR LPSDFW RQ DGMXVWPHQW
RI DQWHQQD GLUHFWLRQ DQG DQJOH
 7KH LQVWDOODWLRQ SRVLWLRQ PXVW EH FRQYHQLHQW IRU HQJLQHHULQJ
LQVWDOODWLRQ DQG PDLQWHQDQFH
 7KH PDLQ DQWHQQD IHHGHU LQVWDOOHG DWRS WKH EXLOGLQJ RU DJDLQVW
WKH H[WHUQDO ZDOO RI EXLOGLQJ PXVW EH IDU DZD\ IURP REVWUXF
WLRQV
,QVWDOOLQJ RQ LURQ
WRZHU
)LJXUH  LOOXVWUDWHV WKH PDLQ DQWHQQD IHHGHU LQVWDOOHG RQ LURQ
WRZHU
 &RQ¿GHQWLDO DQG 3URSULHWDU\ ,QIRUPDWLRQ RI =7( &25325$7,21
&KDSWHU  0DLQ $QWHQQD )HHGHU 6\VWHP ,QVWDOODWLRQ
),*85(  ,167$//,1* 0$,1 $17(11$ )(('(5 21 ,521 72:(5
 /LJKWQLQJ URG
 ,URQ WRZHU
 $QWHQQD VXSSRUWLQJ UDFN
 )DVWHQHU
 $QWHQQD
&RQ¿GHQWLDO DQG 3URSULHWDU\ ,QIRUPDWLRQ RI =7( &25325$7,21 
=;0%: 5 ,QVWDOODWLRQ 0DQXDO
,QVWDOOLQJ DWRS
%XLOGLQJ ZLWKRXW
IHQFLQJ
)LJXUH  LOOXVWUDWHV WKH PDLQ DQWHQQD IHHGHU LQVWDOOHG RQ WRS RI
EXLOGLQJ ZLWKRXW IHQFLQJ
),*85(  ,167$//,1* 0$,1 $17(11$ )(('(5 $723 %8,/',1* :,7+287
)(1&,1*
 /LJKWQLQJ URG
 $QWHQQD
 )DVWHQHU
 6XSSRUW SROH
 &RQ¿GHQWLDO DQG 3URSULHWDU\ ,QIRUPDWLRQ RI =7( &25325$7,21
&KDSWHU  0DLQ $QWHQQD )HHGHU 6\VWHP ,QVWDOODWLRQ
,QVWDOOLQJ DWRS
%XLOGLQJ ZLWK
IHQFLQJ
)LJXUH  LOOXVWUDWHV WKH PDLQ DQWHQQD IHHGHU LQVWDOOHG RQ WRS RI
EXLOGLQJ ZLWK IHQFLQJ
),*85(  ,167$//,1* 0$,1 $17(11$ )(('(5 $723 %8,/',1* :,7+
)(1&,1*
 /LJKWQLQJ URG
 $QWHQQD
 )DVWHQHU
 :DOO
&RQ¿GHQWLDO DQG 3URSULHWDU\ ,QIRUPDWLRQ RI =7( &25325$7,21 
=;0%: 5 ,QVWDOODWLRQ 0DQXDO
$QWHQQD ,QVWDOODWLRQ
$QWHQQD ,QVWDOODWLRQ 7HFKQLFDO
6SHFLILFDWLRQV
 $QWHQQD KHLJKW
7KH LQVWDOODWLRQ KHLJKW RI DQWHQQD LV GHWHUPLQHG E\ QHWZRUN
SODQQLQJ GHVLJQ
 $QWHQQD D]LPXWK
7KH D]LPXWK RI WKH DQWHQQD LV GHWHUPLQHG E\ QHWZRUN SODQQLQJ
GHVLJQ
 $QWHQQD SLWFKLQJ DQJOH
7KH SLWFKLQJ DQJOH RI WKH DQWHQQD LV GHWHUPLQHG E\ QHWZRUN
SODQQLQJ GHVLJQ 8VXDOO\ WKH SLWFKLQJ DQJOH LV a 
 $QWHQQD GLUHFWLRQ
$QWHQQD GLUHFWLRQ GHSHQGV RQ WKH DQWHQQD D]LPXWK 7ZR DQ
WHQQDV LQ RQH VHFWRU PXVW VKDUH WKH VDPH D]LPXWK
 $QWHQQD GLVWDQFH
7KH GLVWDQFH EHWZHHQ DQWHQQDV PXVW EH QRW OHVV WKDQ  P
DV VKRZQ LQ )LJXUH 
 &RQ¿GHQWLDO DQG 3URSULHWDU\ ,QIRUPDWLRQ RI =7( &25325$7,21
&KDSWHU  0DLQ $QWHQQD )HHGHU 6\VWHP ,QVWDOODWLRQ
),*85(  $17(11$ ',67$1&(
$QWHQQD ,QVWDOODWLRQ 3RVLWLRQ
7KH DQWHQQD PXVW EH LQVWDOOHG ZLWKLQ  FRYHUDJH DUHD RI OLJKW
QLQJ URG DV VKRZQ LQ )LJXUH 
&RQ¿GHQWLDO DQG 3URSULHWDU\ ,QIRUPDWLRQ RI =7( &25325$7,21 
=;0%: 5 ,QVWDOODWLRQ 0DQXDO
),*85(  /,*+71,1* 52' ())(&7,9( 3527(&7,21 $5($
 /LJKWQLQJ URG
  /LJKWQLQJ SURWHFWLRQ DUHD
 $QWHQQD
 *URXQGLQJ FDEOH
&RPSRQHQWV 8VHG LQ $QWHQQD
3ROHPRXQW ,QVWDOODWLRQ
7DEOH  OLVWV FRPSRQHQWV XVHG LQ DQWHQQD SROHPRXQW LQVWDOODWLRQ
7$%/(  &20321(176 86(' ,1 21( $17(11$ 32/(02817 ,167$//$7,21
1DPH 4XDQWLW\
$QWHQQD 
8SSHU VXSSRUWLQJ DUP
/RZHU VXSSRUWLQJ DUP
6XSSRUW
6XSSRUWLQJ WXEH
&OLS
8VKDSH FOLS
0î KH[DJRQ EROW
0î KH[DJRQ EROW
0î KH[DJRQ EROW
0î KH[DJRQ EROW
0 KH[DJRQ QXW
0 KH[DJRQ QXW 
6WDQGDUG
&RPSRQHQWV
 &RQ¿GHQWLDO DQG 3URSULHWDU\ ,QIRUPDWLRQ RI =7( &25325$7,21
&KDSWHU  0DLQ $QWHQQD )HHGHU 6\VWHP ,QVWDOODWLRQ
1DPH 4XDQWLW\
)ODW ZDVKHU 
)ODW ZDVKHU  
6SULQJ ZDVKHU 
6SULQJ ZDVKHU  
,QVWDOOLQJ $QWHQQD
&RQWH[W
1RWH
 7KLV WRSLF GHVFULEHV LQVWDOODWLRQ VWHSV RI DQWHQQD LQ EULHI
)RU WKH GHWDLO LQVWDOODWLRQ SURFHGXUH UHIHU WR WKH LQVWUXFWLRQ
HTXLSSHG LQ WKH DQWHQQD
 7KH LQVWDOODWLRQ RU XVDJH LQVWUXFWLRQ LV SULRU WR LQVWUXFW LQVWDO
ODWLRQ
6WHSV  0RXQW DQ XSSHU VXSSRUWLQJ DUP RI FOLS DVVHPEO\ DV VKRZQ LQ
)LJXUH 
),*85(  02817,1* 833(5 6833257,1* $50
±  8SSHU VXSSRUWLQJ DUP
±  /RZHU VXSSRUWLQJ DUP
±  6XSSRUWLQJ WXEH
±  0î
KH[DJRQ EROW ÀDW ZDVKHU
 VSULQJ ZDVKHU  0
KH[DJRQ QXW
±  0î KH[DJRQ
EROW ÀDW ZDVKHU  VSULQJ
ZDVKHU  0 KH[DJRQ QXW
 0RXQW D ORZHU VXSSRUWLQJ DUP DV VKRZQ LQ )LJXUH 
&RQ¿GHQWLDO DQG 3URSULHWDU\ ,QIRUPDWLRQ RI =7( &25325$7,21 
=;0%: 5 ,QVWDOODWLRQ 0DQXDO
),*85(  02817,1* /2:(5 6833257,1* $50
± 6XSSRUW
± 6XSSRUWLQJ WXEH
±  &OLS
± 8VKDSH FOLS
±  0î
KH[DJRQ EROW ÀDW ZDVKHU
 VSULQJ ZDVKHU  0
KH[DJRQ QXW
±  0î
KH[DJRQ EROW ÀDW ZDVKHU
 VSULQJ ZDVKHU  0
KH[DJRQ QXW
±  0î
KH[DJRQ EROW ÀDW ZDVKHU
 VSULQJ ZDVKHU  0
KH[DJRQ QX
 0RXQW WKH XSSHU DQG ORZHU VXSSRUWLQJ DUPV WR DQ DQWHQQD DV
VKRZQ LQ )LJXUH 
 &RQ¿GHQWLDO DQG 3URSULHWDU\ ,QIRUPDWLRQ RI =7( &25325$7,21
&KDSWHU  0DLQ $QWHQQD )HHGHU 6\VWHP ,QVWDOODWLRQ
),*85(  02817,1* 833(5 $1' /2:(5 6833257,1* $50 72
$17(11$
 0RXQW WKH DQWHQQD WR D SROH DV VKRZQ LQ )LJXUH 
&RQ¿GHQWLDO DQG 3URSULHWDU\ ,QIRUPDWLRQ RI =7( &25325$7,21 
=;0%: 5 ,QVWDOODWLRQ 0DQXDO
),*85(  02817,1* $17(11$ 72 32/(
 $GMXVW WKH LQFOLQDWLRQ RI DQWHQQD DV VKRZQ LQ )LJXUH  DQG
WKHQ VFUHZ GRZQ DOO DGMXVWPHQW EROWV
 &RQ¿GHQWLDO DQG 3URSULHWDU\ ,QIRUPDWLRQ RI =7( &25325$7,21
&KDSWHU  0DLQ $QWHQQD )HHGHU 6\VWHP ,QVWDOODWLRQ
),*85(  $'-867,1* $17(11$ ,1&/,1$7,21
(1' 2) 67(36
$GMXVWLQJ $QWHQQD¶V $]LPXWK
&RQWH[W 7KH D]LPXWK RI DQWHQQD LV GHWHUPLQHG E\ WKH QHWZRUN SODQQLQJ
7KH DFWXDO D]LPXWK VKRXOG NHHS OHVV WKDQ  GLIIHUHQFH IURP WKH
D]LPXWK LQ WKH HQJLQHHULQJ GHVLJQ
*HQHUDOO\ WKH DQWHQQD LV LQVWDOOHG RQ WRS RI WKH LURQ WRZHU 'XH
WR WKDW WKH LURQ WRZHU DIIHFWV PDJQHWLF ¿HOG D FRPPRQ FRPSDVV
LV GLI¿FXOW WR DFFXUDWHO\ ORFDWH WKH D]LPXWK RI DQWHQQD ,W LV VXJ
JHVWHG WR XVH VRPH VSHFLDO D]LPXWK SRVLWLRQLQJ WRROV WR DGMXVW WKH
D]LPXWK WR D PRUH SURSHU DQJOH 7KH IROORZLQJ JLYHV DQ H[DPSOH
RI XVLQJ D .DWKUHLQ D]LPXWK DGMXVWPHQW WRRO
)LJXUH  LOOXVWUDWHV WKH .DWKUHLQ D]LPXWK DGMXVWPHQW WRRO
&RQ¿GHQWLDO DQG 3URSULHWDU\ ,QIRUPDWLRQ RI =7( &25325$7,21 
=;0%: 5 ,QVWDOODWLRQ 0DQXDO
),*85(  .$7+5(,1 $=,087+ $'-8670(17 722/
 7HOHVFRSH
 'LDO
 )DVWHQHU
6WHSV  5RXJKO\ DGMXVW WKH D]LPXWK
8QVFUHZ IDVWHQLQJ EROWV RQ WKH XSSHU DQG ORZHU VXSSRUWLQJ
DUPV 6ORZO\ WXUQ WKH DQWHQQD DURXQG WKH SROH WR DGMXVW D]
LPXWKV RI DQWHQQDV LQ DGMDFHQW VHFWRUV WR D FHUWDLQ DQJOH 1RU
PDOO\ WKH DQJHOV RI DQWHQQDV LQ GLIIHUHQW VHFWRUV VKRXOG NHHS
 DQG WZR DQWHQQDV LQ WKH VDPH VHFWRU VKRXOG NHHS FRQ
VLVWHQW GLUHFWLRQ
 0HDVXUH WKH DQJOH GLIIHUHQFH
)LQG D QHDUE\ WDUJHW IRU H[DPSOH D KLJK EXLOGLQJ PRXQWDLQ
DQG WRZHU DQG PHDVXUH WKH DQJOH GLIIHUHQFH EHWZHHQ WKH WDU
JHW DQG D]LPXWK
 6HW WKH DQJOH GLIIHUHQFH RQ WKH .DWKUHLQ D]LPXWK DGMXVWPHQW
WRRO
6HW WKH DQJHO RQ WKH .DWKUHLQ D]LPXWK DGMXVWPHQW WRRO WR WKH
DQJOH GLIIHUHQFH PHDVXUHG LQ 6WHS 
 $FFXUDWHO\ DGMXVW WKH D]LPXWK
/RFDWH WKH .DWKUHLQ D]LPXWK DGMXVWPHQW WRRO WR WKH DQWHQQD
$LP DW WKH WDUJHW E\ WHOHVFRSH DQG VORZO\ WXUQ WKH DQWHQQD WR
DGMXVW LW WR WKH GHVLJQHG DQJOH DV VKRZQ LQ )LJXUH 
 &RQ¿GHQWLDO DQG 3URSULHWDU\ ,QIRUPDWLRQ RI =7( &25325$7,21
&KDSWHU  0DLQ $QWHQQD )HHGHU 6\VWHP ,QVWDOODWLRQ
),*85(  722/ 86$*( 0(7+2'
 $QWHQQD
 7DUJHW GLUHFWLRQ
 2EVHUYDWLRQ GLUHFWLRQ
 7HOHVFRSH
 'LDO
 6FUHZ GRZQ EROWV
$IWHU DGMXVWLQJ WKH D]LPXWK VFUHZ GRZQ IDVWHQLQJ EROWV RI XS
SHU DQG ORZHU VXSSRUWLQJ DUPV
(1' 2) 67(36
$GMXVWLQJ $QWHQQDV 'RZQWLOW
&RQWH[W 7KH GRZQWLOW RI DQWHQQD LV GHWHUPLQHG E\ WKH QHWZRUN SODQQLQJ
7KH DFWXDO GRZQWLOW VKRXOG NHHS OHVV WKDQ  GLIIHUHQFH IURP WKH
GRZQWLOW LQ WKH HQJLQHHULQJ GHVLJQ
$GMXVW WKH GRZQWLOW E\ UHFWLI\LQJ XSSHU DQG ORZHU VXSSRUWLQJ DUPV
DQG WKHQ PHDVXUH DGMXVWPHQW SUHFLVLRQ ZLWK DQ DQJOH PHDVXUH
PHQW WRRO
)LJXUH  LOOXVWUDWHV WKH DQJOH PHDVXUHPHQW WRRO
&RQ¿GHQWLDO DQG 3URSULHWDU\ ,QIRUPDWLRQ RI =7( &25325$7,21 
=;0%: 5 ,QVWDOODWLRQ 0DQXDO
),*85(  $1*/( 0($685(0(17 722/
6WHSV  5RXJKO\ DGMXVW WKH GRZQWLOW
8QVFUHZ IDVWHQLQJ EROWV RQ WKH XSSHU DQG ORZHU VXSSRUWLQJ
DUPV 6ORZO\ WXUQ WKH DQWHQQD DURXQG WKH SROH WR DGMXVW WKH
GRZQWLOW RI DQWHQQD WR D FHUWDLQ DQJOH
 6HW WKH DQJOH RQ WKH DQJOH PHDVXUHPHQW WRRO
5RWDWH WKH GLDO RQ WKH DQJOH PHDVXUHPHQW WRRO WR WKH GHJUHH
RI GRZQWLOW LQ WKH HQJLQHHULQJ GHVLJQ
 $GMXVW WKH GRZQWLOW
/RFDWH WKH ERWWRP RI DQJOH PHDVXUHPHQW WRRO FORVH WR WKH LQ
FOLQHG SODQH DQG VORZO\ DGMXVW WKH DQWHQQD WLOO DQ DLU EXEEOHV
LQ WKH SLSH RI DQJOH PHDVXUHPHQW WRRO ORFDWHV LQ WKH PLGGOH RI
WZR ULQJV DQG NHHSV VWLOO DV VKRZQ LQ )LJXUH 
 &RQ¿GHQWLDO DQG 3URSULHWDU\ ,QIRUPDWLRQ RI =7( &25325$7,21
&KDSWHU  0DLQ $QWHQQD )HHGHU 6\VWHP ,QVWDOODWLRQ
),*85(  &203/(7,1* $'-8670(17
 6FUHZ GRZQ EROWV
$IWHU DGMXVWLQJ WKH GRZQWLOW VFUHZ GRZQ IDVWHQLQJ EROWV RI XS
SHU DQG ORZHU VXSSRUWLQJ DUPV
(1' 2) 67(36
+RLVWLQJ $QWHQQD RQ 7RZHU
3UHUHTXLVLWHV
1RWH
,I LW LV UHTXLUHG WR LQVWDOO WKH DQWHQQD RQ WRZHU UHIHU WR WKH IROORZ
LQJ FRQWHQW
 7KH QDWXUDO HQYLURQPHQWV PXVW PHHW WKH UHTXLUHPHQWV RI
KRLVWLQJ RQ WKH WRZHU VXFK DV QR IRJ DQG KLJK YLVLELOLW\
3URKLELW KRLVWLQJ LQ WKH ZLQG\ UDLQ\ RU VQRZ\ GD\
 3UHSDUH WRROV WR EH XVHG LQ KRLVWLQJ VXFK DV D URSH DQG ¿[HG
SXOOH\ 7KH ¿[HG SXOOH\ KDV EHHQ LQVWDOOHG LQ SRVLWLRQ RQ WKH
WRZHU
&RQ¿GHQWLDO DQG 3URSULHWDU\ ,QIRUPDWLRQ RI =7( &25325$7,21 
=;0%: 5 ,QVWDOODWLRQ 0DQXDO
6WHSV  ,QVWDOO WKH SROH FOLSV RI DQWHQQD EHIRUH KRLVWLQJ )RU WKH GH
WDLOHG LQVWDOODWLRQ PHWKRG UHIHU WR ,QVWDOOLQJ $QWHQQD
 8VH WKH URSH WR WLJKWO\ ELQG WKH XSSHU VXSSRUWLQJ DUP RI SROH
FOLSV DV VKRZQ LQ )LJXUH 
),*85(  %,1',1* $17(11$
'DQJHU
7KH EHDULQJ FDSDFLW\ RI URSH PXVW EH QRW OHVV WKDQ  NJ
 &DUHIXOO\ UHFKHFN ZKHWKHU WKH URSH DQG EROWV DUH IDVWHQHG
SURSHUO\
 'XULQJ KRLVWLQJ LQVWDOODWLRQ WZR LQVWDOODWLRQ SHUVRQQHO VWDQG
XQGHU WKH WRZHU 2QH SXOOV WKH URSH VORZO\ RQ WKH VLGH RI WRZHU
 &RQ¿GHQWLDO DQG 3URSULHWDU\ ,QIRUPDWLRQ RI =7( &25325$7,21
&KDSWHU  0DLQ $QWHQQD )HHGHU 6\VWHP ,QVWDOODWLRQ
DQG WKH RWKHU ORRVHV WKH URSH DQG OHDGV WKH DQWHQQD WR DYRLG
WRXFKLQJ WKH WRZHU RQ WKH RWKHU VLGH 2QH LQVWDOODWLRQ SHU
VRQQHO VWDQGV RQ WKH WRZHU WR FDWFK WKH DQWHQQD DV VKRZQ LQ
)LJXUH 
),*85(  +2,67,1* $17(11$ 21 72:(5
 )L[HG SXOOH\
 $QWHQQD
 5RSH
&DXWLRQ
'XULQJ KRLVWLQJ LQVWDOODWLRQ PDNH VXUH QR SHRSOH VWDQGLQJ
DURXQG WKH KRLVWLQJ SRVLWLRQ WR DYRLG SHUVRQQHO LQMXU\
&RQ¿GHQWLDO DQG 3URSULHWDU\ ,QIRUPDWLRQ RI =7( &25325$7,21 
=;0%: 5 ,QVWDOODWLRQ 0DQXDO
1RWH
7KH KRLVWLQJ SURFHGXUHV RI IHHGHU DQG RWKHU JRRGV DV ZHOO DV
GLVDVVHPEOLQJ SURFHGXUH RI WKH DQWHQQD WR WKH ÀRRU DUH VLPLODU
WR WKH DERYH
(1' 2) 67(36
)HHGHU ,QVWDOODWLRQ
)HHGHU /D\RXW 3ULQFLSOH
7KH IHHGHU VKRXOG EH ODLG LQ DFFRUGDQFH ZLWK WKH IROORZLQJ SULQFL
SOHV
7KH IHHGHU PXVW EH ODLG LQ JRRG RUGHU DQG ZLWKRXW FURVVLQJV
7KH IHHGHU URXWH PXVW EH GHWHUPLQHG EHIRUH OD\RXW 0DUN WKH
DFWXDO IHHGHU URXWH RQ D GUDZLQJ WR DYRLG UHZRUNV GXH WR FURVV
LQJV
7KH PLQLPXP EHQGLQJ UDGLXV RI WKH IHHGHU VKRXOG EH JUHDWHU
WKDQ  WLPHV RI WKH IHHGHU UDGLXV
/D\ RXW WKH IHHGHU IURP XS WR GRZQ )DVWHQ WKH IHHGHU ZLWK
¿[LQJ FOLSV
7DEOH  GHVFULEHV UHTXLUHPHQWV RI EHQGLQJ UDGLXV
7$%/(  %(1',1* 5$',86 5(48,5(0(176 )25 9$5,286 )(('(56
5HFRPPHQGHG PLQLPXP EHQGLQJ UDGLXV)HHGHU 7\SH
6LQJOH EHQGLQJ &RQWLQXRXV EHQGLQJ

6XSHUVRIW
 IHHGHU
 PP  PP
 IHHGHU  PP  PP
 IHHGHU  PP  PP
 IHHGHU  PP  PP
)L[LQJ )HHGHU
3UHUHTXLVLWHV /D\ RXW WKH IHHGHU FRPSOHWHO\
 &RQ¿GHQWLDO DQG 3URSULHWDU\ ,QIRUPDWLRQ RI =7( &25325$7,21
&KDSWHU  0DLQ $QWHQQD )HHGHU 6\VWHP ,QVWDOODWLRQ
&RQWH[W 8VH IHHGHU FOLSV WR ¿[ WKH IHHGHU $FFRUGLQJ WR WKH RQVLWH HQJL
QHHULQJ FRQGLWLRQ WKHUH DUH WZR W\SHV RI IHHGHU FOLSV DYDLODEOH
WZRFRPELQHG RU WKUHHFRPELQHG IHHGHU FOLS
)LJXUH  LOOXVWUDWHV WKH DSSHDUDQFH RI WZRFRPELQHG IHHGHU FOLS
),*85(  7:2&20%,1(' )(('(5 &/,3 $33($5$1&(
)LJXUH  LOOXVWUDWHV WKH DSSHDUDQFH RI WKUHHFRPELQHG IHHGHU FOLS
),*85(  7+5((&20%,1(' )(('(5 &/,3 $33($5$1&(
6WHSV  7LG\ XS WKH IHHGHU
 %LQG DQG IDVWHQ WKH IHHGHU DW  P RII WKH ORZHU IHHGHU LQWHU
IDFH RQ WKH =;0%: 5 FDELQHW
 ,QVWDOO D IHHGHU FOLS UHVSHFWLYHO\ SHU  P DORQJ D LURQ WRZHU
RU FDEOH UDFN )RU RQVLWH LQVWDOODWLRQ WKH LQWHUYDO EHWZHHQ
IHHGHU FOLSV DUH GHWHUPLQHG E\ DFWXDO FRQGLWLRQ KRZHYHU QRW
RYHU  P DW PRVW :KLOH LQVWDOOLQJ IHHGHU FOLSV NHHS HTXDO
GLVWDQFH EHWZHHQ FOLSV DQG LGHQWLFDO GLUHFWLRQ ,Q WKH VDPH
FDEOH WUD\ ODGGHU LI WZR URZV RI IHHGHU FOLSV PXVW EH LQVWDOOHG
NHHS WKHP SDUDOOHOHG DQG LQ JRRG RUGHU
 )L[ WKH IHHGHU LQWR IHHGHU FOLSV IURP XS WR GRZQ ZKLOH WLG\LQJ
XS WKH IHHGHU 7KHQ VFUHZ GRZQ WKH IHHGHU FOLSV )LJXUH 
DQG )LJXUH  LOOXVWUDWH WKH IHHGHU LQVWDOOHG RQ WKH LURQ WRZHU
&RQ¿GHQWLDO DQG 3URSULHWDU\ ,QIRUPDWLRQ RI =7( &25325$7,21 
=;0%: 5 ,QVWDOODWLRQ 0DQXDO
),*85(  )(('(5 ),;$7,21 21 72:(5 7:2&20%,1(' )(('(5
&/,3
),*85(  )(('(5 ),;$7,21 21 72:(5 7+5((&20%,1$7,21
)(('(5 &/,3
1RWH
f'R QRW ¿[ ERWK HQGV RI IHHGHU VLPXOWDQHRXVO\
f.HHS IHHGHUV VWUDLJKW DQG LQ D JRRG RUGHU ZLWKRXW DQ\
EXOJHV EHWZHHQ WKH IHHGHU FOLSV
(1' 2) 67(36
 &RQ¿GHQWLDO DQG 3URSULHWDU\ ,QIRUPDWLRQ RI =7( &25325$7,21
&KDSWHU  0DLQ $QWHQQD )HHGHU 6\VWHP ,QVWDOODWLRQ
3HUIRUPLQJ :DWHUSURRI 3URFHVVLQJ
IRU )HHGHU
&RQWH[W 3HUIRUP ZDWHUSURRI SURFHVVLQJ IRU WKH PDLQ IHHGHU ZLWK D VKULQN
DEOH VOHHYH
1RWH
$V VRRQ DV WKH ZKROH DQWHQQD IHHGHU V\VWHP LV FRPSOHWHO\ LQVWDOOHG
DQG SDVVHV WKH WHVW SHUIRUP ZDWHUSURRI SURFHVVLQJ IRU RXWGRRU
FRQQHFWRUV
7KH VKULQNDEOH VOHHYH LV PDGH RI HODVWLF PDWHULDO DIWHU YXOFDQL]D
WLRQ VXFK DV VLOLFRQ UXEEHU DQG SURS\OHQH UXEEHU DV VKRZQ LQ
)LJXUH 
),*85(  6+5,1.$%/( 6/((9(
 3ODVWLF SLSH
 6HSDUDWH SODVWLF VWULS
 (ODVWLF PDWHULDO
6WHSV  5HPRYH WKH FRQQHFWRU RI IHHGHU DW WKH =;0%: 5 FDELQHW
VLGH
 &OHDQ XS GXVW DQG VWDLQV DURXQG WKH FRQQHFWRU EHIRUH SHUIRUP
LQJ ZDWHUSURRI SURFHVVLQJ
 /HDG WKH IHHGHU WKURXJK WKH VKULQNDEOH VOHHYH DV VKRZQ LQ
)LJXUH 
&RQ¿GHQWLDO DQG 3URSULHWDU\ ,QIRUPDWLRQ RI =7( &25325$7,21 
=;0%: 5 ,QVWDOODWLRQ 0DQXDO
),*85(  )(('(5 7+528*+ 6+5,1.$%/( 6/((9(
&DXWLRQ
'UDZ WKH VKULQNDEOH VOHHYH GRZQZDUGV DFFRUGLQJ WR WKH WHQVLOH
GLUHFWLRQ RQ WKH VKULQNDEOH VOHHYH
 6FUHZ GRZQ WKH FRQQHFWRU DV VKRZQ LQ )LJXUH 
 &RQ¿GHQWLDO DQG 3URSULHWDU\ ,QIRUPDWLRQ RI =7( &25325$7,21
&KDSWHU  0DLQ $QWHQQD )HHGHU 6\VWHP ,QVWDOODWLRQ
),*85(  6&5(:,1* '2:1 )(('(5 &211(&725
 7DNH KROG RI WKH VKULQNDEOH VOHHYH ZLWK RQH KDQG DQG NHHS LWV
WRS FORVH WR WKH FRQQHFWRU DV VKRZQ LQ )LJXUH 
&RQ¿GHQWLDO DQG 3URSULHWDU\ ,QIRUPDWLRQ RI =7( &25325$7,21 
=;0%: 5 ,QVWDOODWLRQ 0DQXDO
),*85(  6+5,1.$%/( 6/((9( &/26( 72 &211(&725
 6ORZO\ GUDZ WKH XSSHU VHSDUDEOH SODVWLF VWULSV GRZQZDUGV ZLWK
WKH RWKHU KDQG 7KH VKULQNDEOH VOHHYH LV LPPHGLDWHO\ DI¿[HG
WR WKH FRQQHFWRU DQG IHHGHU DV VKRZQ LQ )LJXUH  DQG )LJXUH

),*85(  '$:1,1* 3/$67,& 675,36 
 &RQ¿GHQWLDO DQG 3URSULHWDU\ ,QIRUPDWLRQ RI =7( &25325$7,21
&KDSWHU  0DLQ $QWHQQD )HHGHU 6\VWHP ,QVWDOODWLRQ
),*85(  '$:1,1* 3/$67,& 675,36 
 :KLOH WKH ZKROH SODVWLF VWULSV DUH FRPSOHWHO\ GUDZQ WKH ZD
WHUSURRI SURFHVVLQJ LV ¿QLVKHG DV VKRZQ LQ )LJXUH 
&RQ¿GHQWLDO DQG 3URSULHWDU\ ,QIRUPDWLRQ RI =7( &25325$7,21 
=;0%: 5 ,QVWDOODWLRQ 0DQXDO
),*85(  &203/(7,1* :$7(53522) 352&(66,1*
 5HIHUULQJ WR WKH DERYH VWHSV FRQWLQXH WR FRQGXFW ZDWHUSURRI
SURFHVVLQJ RI RWKHU IHHGHU FRQQHFWRUV
(1' 2) 67(36
 &RQ¿GHQWLDO DQG 3URSULHWDU\ ,QIRUPDWLRQ RI =7( &25325$7,21
&KDSWHU  0DLQ $QWHQQD )HHGHU 6\VWHP ,QVWDOODWLRQ
96:5 7HVW
%HIRUH SHUIRUPLQJ ZDWHUSURRI SURFHVVLQJ IRU IHHGHUV FRQGXFW D
96:5 WHVW 7KH 96:5 PXVW EH OHVV WKDQ  2WKHUZLVH FKHFN
WKH IROORZLQJ LWHPV
:KHWKHU WKH LQVWDOODWLRQ RI IHHGHU FRQQHFWRUV LV SURSHU
:KHWKHU WKH IHHGHU DQG DQWHQQD LQVWDOODWLRQ LV SURSHU
:KHWKHU WKH IHHGHU LV LQWDFW
&RQ¿GHQWLDO DQG 3URSULHWDU\ ,QIRUPDWLRQ RI =7( &25325$7,21 
=;0%: 5 ,QVWDOODWLRQ 0DQXDO
7KLV SDJH LV LQWHQWLRQDOO\ EODQN
 &RQ¿GHQWLDO DQG 3URSULHWDU\ ,QIRUPDWLRQ RI =7( &25325$7,21
&KDSWHU
,QVWDOODWLRQ &KHFN
7DEOH RI &RQWHQWV
&DELQHW ,QVWDOODWLRQ &KHFN  
0DLQ $QWHQQD )HHGHU 6\VWHP ,QVWDOODWLRQ &KHFN  
&KHFNLQJ 3RZHURQ 2SHUDWLRQ 
&DELQHW ,QVWDOODWLRQ &KHFN
&DELQHW &KHFN
,PSOHPHQW WKH IROORZLQJ LWHPV DIWHU LQVWDOODWLRQ
0DNH VXUH WKDW WKH FDELQHW LQVWDOODWLRQ ORFDWLRQ FRPSOLHV ZLWK
WKH HQJLQHHULQJ GHVLJQ
.HHS WKH FDELQHW KRUL]RQWDO DQG YHUWLFDO HUURUV ERWK OHVV WKDQ
 PP GXULQJ LQVWDOODWLRQ DQG PDNH LW VWDQG VWLOO DQG SOHDVDQW
WR H\HV
6FUHZ GRZQ DOO WKH IDVWHQHUV 3URSHUO\ SODFH SODLQ ZDVKHUV DQG
VSULQJ ZDVKHUV
0DNH VXUH WKH FDELQHW LV FOHDQ WLG\ DQG LQ JRRG SDLQWLQJ FRQ
GLWLRQ 0DNH VXUH DOO WKH FDELQHW SDUWV XQGDPDJHG DQG DOO WKH
ZLUHV ZHOO FRQQHFWHG /DEHOV RQ WKH FDELQHW DUH SURSHU GLVWLQFW
DQG LQWDFW
&DEOH &KHFN
3RZHU &DEOH DQG
*URXQGLQJ &DEOH
&KHFN
0DNH VXUH DOO SRZHU FDEOHV '& SRZHU FDEOH RI =;0%: 5
FDELQHW DV ZHOO DV $&'& SRZHU FDEOH RI SULPDU\ SRZHU DUH
¿UPO\ DQG FRUUHFWO\ FRQQHFWHG DQG WKH SRODULWLHV DUH SURSHU
0DNH VXUH DOO JURXQGLQJ FDEOHV JURXQGLQJ FDEOH RI =;0%:
5 FDELQHW DV ZHOO DV JURXQGLQJ FDEOH RI SULPDU\ SRZHU
 DV ZHOO DV WKH 3( FRQQHFWRU SRVWV DUH ¿UPO\ DQG FRUUHFWO\
FRQQHFWHG
([WHUQDO &DEOH
&KHFN
.HHS D SURSHU VSDFLQJ IRU WKH FDEOH DUUD\LQJ DQG ELQGLQJ 0DNH
WKH ZLUH IDVWHQHUV ODLG ÀDW ZLWKRXW UHSHWLWLRQ
$UUD\ WKH EHOORZV RI RSWLFDO ¿EHU LQ RUGHU
&RQ¿GHQWLDO DQG 3URSULHWDU\ ,QIRUPDWLRQ RI =7( &25325$7,21 
=;0%: 5 ,QVWDOODWLRQ 0DQXDO
.HHS WKH FDEOH VXUIDFH FOHDQ DQG WLG\ DQG WKH LQVXODWLRQ OD\HU
RI VKHDWK XQGDPDJHG
6RFNHW DQG 3OXJ DQG 6OLFH &KHFN
0DNH VXUH WKH IROORZLQJ LWHPV ZKHQ FKHFNLQJ VRFNHWV SOXJV DQG
VOLFHV
$OO WKH VRFNHWV SOXJV DQG VOLFHV DUH FRUUHFWO\ FRQQHFWHG
7KH SOXJV DUH FRQQHFWHG ¿UPO\ WR WKH VRFNHW
7KH FRUH ZLUH LV XQGDPDJHG GXULQJ PDNLQJ FRQQHFWRU RQ VLWH
7KH FDEOH SOXJV DQG VOLFHV DUH ¿UPO\ IDVWHQHG DQG WKHVH SKH
QRPHQD VXFK DV SLQ ORVV RU SLQ EHQGLQJ GR QRW RFFXU
/DEHO &KHFN
&KHFN WKH IROORZLQJ LWHPV
0DNH VXUH WKH ODEHOV DUH RI =7( VSHFLDOSXUSRVH SDVWHU
0DNH VXUH WKH ODEHOV DUH SDVWHG ZLWK WKH VLGH LQGLFDWLQJ FDEOH
GLUHFWLRQ XSZDUG RU WRZDUG WKH PDLQWHQDQFH RSHUDWLRQ DUHD
0DNH VXUH WKH ODEHO FRQWHQWV RI UDFN URZV RU FROXPQV FRPSO\
ZLWK WKH HQJLQHHULQJ GHVLJQ DQG =7( HTXLSPHQW LQ WKH HTXLS
PHQW URRP DUH DOO UHDG\ DQG LQ RUGHU ZLWKRXW UHSHWLWLRQ
0DNH VXUH WKH =7( HTXLSPHQW SRZHU FDEOH EUHDNHUV LQ WKH
SRZHU VXSSO\ FDELQHW DQG SRZHU GLVWULEXWLRQ FDELQHW DUH ZHOO
SDVWHG DQG ODEHOOHG ZLWK FRQQHFWLRQ GLUHFWLRQV
0DNH VXUH ERWK HQGV RI DOO FDEOHV SRZHU FDEOH JURXQGLQJ FD
EOH WUDQVPLVVLRQ FDEOH DQG MXPSHU FDEOH DUH ODEHOOHG ZLWK GLV
WLQFW ZULWLQJ DQG LQ FRUUHFW SRVLWLRQV .HHS WKH ODEHOV  PP
DSDUW IURP WKH FDEOH HQGV
(QYLURQPHQW &KHFN
3HUIRUP WKH IROORZLQJ IRU HQYLURQPHQW FKHFN
0DNH VXUH WKDW WKH VXUIDFH RI FDELQHW LV FOHDQ DQG WLG\ DIWHU
LQVWDOODWLRQ
&OHDQ RXW WKH DUWLFOHV QRW LQ XVH DQG SODFH WKHVH LQ XVH LQ RUGHU
0DNH VXUH WKDW WKH RSHUDWLRQ FRQVROH DQG UDLVHG ÀRRU DUH NHSW
FOHDQ
&OHDU VXQGULHV VXFK DV FDEOH VWUDS WKUHDG DQG GHVLFFDQW DZD\
IURP EHQHDWK WKH FDEOH WUD\ FDELQHW DQG WKH UDLVHG ÀRRU .HHS
WKH FDEOLQJ LQ JRRG RUGHU
 &RQ¿GHQWLDO DQG 3URSULHWDU\ ,QIRUPDWLRQ RI =7( &25325$7,21
&KDSWHU  ,QVWDOODWLRQ &KHFN
0DLQ $QWHQQD )HHGHU
6\VWHP ,QVWDOODWLRQ &KHFN
&KHFNLQJ )HHGHU &DEOH
3UHUHTXLVLWHV 7KH PDLQ DQWHQQD IHHGHU V\VWHP LV FRPSOHWHO\ LQVWDOOHG
6WHSV  7KH DFWXDO KHLJKW RI DQ DQWHQQD LV FRQVLVWHQW ZLWK WKH QHWZRUN
SODQQLQJ DQG LWV LQVWDOODWLRQ SRVLWLRQ DFFRUGV ZLWK WKH GHVLJQ
 7KH DQWHQQD PRXQW LV ¿UPO\ FRQQHFWHG ZLWK WKH WRZHU
 7KH DQWHQQD LV ZLWKLQ WKH SURWHFWLRQ DUHD RI WKH OLJKWQLQJ URG
 $OO WKH DQWHQQD ¿[DWLRQ EROWV DUH VFUHZHG GRZQ DQG WKH VSULQJ
ZDVKHUV DUH SUHVVHG ÀDW
 7KH 6:5 RI WKH DQWHQQD IHHGHU LV QRW PRUH WKDQ 
 $OO WKH RXWGRRU MXPSHU FRQQHFWRUV DUH WUHDWHG ZLWK ZDWHUSURRI
SURWHFWLRQ
 7KH IHHGHU FDEOH LV ERXQG HTXDOO\ WKH PD[LPXP ELQGLQJ VSDFH
QRW RYHU  P
(1' 2) 67(36
&KHFNLQJ :DWHUSURRI 3URFHVVLQJ
&RQWH[W &KHFN WKH IROORZLQJ LWHPV
6WHSV  0DNH VXUH DOO IHHGHU FRQQHFWRUV WUHDWHG ZLWK ZDWHUSURRI SUR
FHVVLQJ
 0DNH VXUH IHHGHUV HQWHULQJ WKH GRRU WKURXJK WKH IHHGHU KHU
PHWLF ZLQGRZ
(1' 2) 67(36
&KHFNLQJ 3RZHURQ
2SHUDWLRQ
3UHUHTXLVLWHV 7KH SRZHU FDEOH DQG JURXQGLQJ FDEOH RI WKH FKDVVLV DQG SRZHU
VXSSO\ HTXLSPHQW DUH LQVWDOOHG
7KH FKDVVLV LQWHUQDO SRZHU FDEOH DQG JURXQGLQJ FDEOH DUH LQ
VWDOOHG
7KH VXEUDFNV DQG ERDUGV DUH LQVWDOOHG LQ WKH FKDVVLV
&RQ¿GHQWLDO DQG 3URSULHWDU\ ,QIRUPDWLRQ RI =7( &25325$7,21 
=;0%: 5 ,QVWDOODWLRQ 0DQXDO
1HFHVVDU\ LQVWUXPHQW PXOWLPHWHU LV UHDG\ IRU XVH
&RQWH[W 3HUIRUP WKH IROORZLQJ VWHSV IRU SRZHURQ FKHFN
6WHSV  &RUUHFWO\ ZHDU DQ DQWLVWDWLF ZULVW VWUDS DQG JURXQG LW WKURXJK
WKH DQWLVWDWLF MDFN LQ WKH FKDVVLV
 6ZLWFK RII DOO WKH SRZHU VXSSOLHV RI WKH SRZHU GLVWULEXWLRQ VXE
UDFN
 6HW WKH PXOLWPHWHU WR RKP EDQG DQG WKHQ PHDVXUH WKH SRZHU
LQSXW WHUPLQDO RI WKH FKDVVLV SRZHU GLVWULEXWLRQ VXEUDFN WR
FRQ¿UP WKH  9 SRZHU ZLWKRXW VKRUW FLUFXLW
 6HW WKH PXOWLPHWHU WR YROW EDQG DQG WKHQ PHDVXUH WKH RXWSXW
WHUPLQDO RI  9 '& SRZHU WR FRQ¿UP WKH RXWSXW YROWDJH DV
 9
 &RQQHFW WKH SRZHU FDEOH RI =;0%: 5 ZLWK WKH SRZHU VXS
SO\ HTXLSPHQW
 6ZLWFK RQ WKH H[WHUQDO SRZHU WR ¿QLVK SRZHURQ SURFHVV
 7XUQ RII WKH VZLWFK DQG FKHFN WKH FDXVHV LI DQ\ DEQRUPDOLW\
RFFXUV
(1' 2) 67(36
 &RQ¿GHQWLDO DQG 3URSULHWDU\ ,QIRUPDWLRQ RI =7( &25325$7,21
)LJXUHV
)LJXUH  =;0%: 5 $SSHDUDQFH 
)LJXUH  =;0%: 5 ,QVWDOODWLRQ )ORZFKDUW 
)LJXUH  (TXLSPHQW 5RRP 5HTXLUHPHQWV IRU ,QVWDOOLQJ
=;0%: 5 
)LJXUH  &UDWH 8QSDFNLQJ  
)LJXUH  &UDWH 8QSDFNLQJ  
)LJXUH  :HDULQJ $QWLVWDWLF :ULVW 6WULS
)LJXUH  &DUWRQ 8QSDFNLQJ
)LJXUH  =;0%: 5 :DOOPRXQW ,QVWDOODWLRQ 
)LJXUH  =;0%: 5 :DOOPRXQW ,QVWDOODWLRQ 
)LJXUH  =;0%: 5 DQG $QWHQQD 6KDULQJ 3ROH  
)LJXUH  =;0%: 5 DQG $QWHQQD 6KDULQJ 3ROH  
)LJXUH  =;0%: 5 DQG $QWHQQD 6KDULQJ 3ROH  
)LJXUH  =;0%: 5 $SSOLFDWLRQ 6FHQDULR 
)LJXUH  =;0%: 5 $SSOLFDWLRQ 6FHQDULR 
)LJXUH  =;0%: 5 $SSOLFDWLRQ 6FHQDULR 
)LJXUH  6XSSRUWLQJ 3DQHO 
)LJXUH  3URWHFWLYH 6KLHOG 
)LJXUH  ,QVWDOOLQJ 3ROH &OLS $VVHPEOLHV
)LJXUH  $VVHPEOLQJ 3URWHFWLYH 6KLHOG  
)LJXUH  $VVHPEOLQJ 3URWHFWLYH 6KLHOG  
)LJXUH  ,QVWDOOLQJ 3URWHFWLYH 6KLHOG
)LJXUH  ,QVWDOOLQJ =;0%: 5 &DELQHW 
)LJXUH  ,QVWDOOLQJ =;0%: 5 &DELQHW 
)LJXUH  &RPSOHWLQJ =;0%: 5 3ROHPRXQW ,QVWDOODWLRQ

)LJXUH  )DVWHQLQJ 5RSH WR =;0%: 5 &DELQHW
)LJXUH  +RLVWLQJ =;0%: 5 &DELQHW RQ 7RZHU 
)LJXUH  6XSSRUWLQJ 3DQHO 
)LJXUH  3URWHFWLYH 6KLHOG 
)LJXUH  +ROH 3RVLWLRQ
)LJXUH  ,QVWDOOLQJ 0î ([SDQVLRQ %ROW  
)LJXUH  ,QVWDOOLQJ 0î ([SDQVLRQ %ROW  
)LJXUH  ,QVWDOOLQJ WKH VXSSRUWLQJ SDQHO 
&RQ¿GHQWLDO DQG 3URSULHWDU\ ,QIRUPDWLRQ RI =7( &25325$7,21 
=;0%: 5 ,QVWDOODWLRQ 0DQXDO
)LJXUH  $VVHPEOLQJ 3URWHFWLYH 6KLHOG  
)LJXUH  $VVHPEOLQJ 3URWHFWLYH 6KLHOG  
)LJXUH  ,QVWDOOLQJ 3URWHFWLYH 6KLHOG
)LJXUH  ,QVWDOOLQJ =;0%: 5 &DELQHW 
)LJXUH  ,QVWDOOLQJ =;0%: 5 &DELQHW 
)LJXUH  &RPSOHWLQJ =;0%: 5 :DOOPRXQW ,QVWDOODWLRQ

)LJXUH  &DEOH &RQQHFWLRQ 5HODWLRQ 
)LJXUH  '& 3RZHU &DEOH
)LJXUH  *URXQGLQJ &DEOH 
)LJXUH  &ULPSLQJ &RSSHU /XJV 
)LJXUH  *URXQGLQJ %ROW RQ =;0%: 5 &DELQHW 
)LJXUH  ,QVWDOOLQJ *URXQGLQJ &DEOH
)LJXUH  &RSSHU %DU RI *URXQG *ULG
)LJXUH  %DVHEDQG5) )LHOG 2SHUDWLRQ )LEHU
)LJXUH  3URWHFWLYH &RYHU DQG 'XVW &DS RI )LHOG 2SHUDWLRQ
)LEHU
)LJXUH  $OLJQLQJ &RORU &RGHV 
)LJXUH  )DVWHQLQJ WKH 7KUHDGHG 6OHHYH
)LJXUH  )DVWHQLQJ WKH 6HDOLQJ *ODQG
)LJXUH  2SWLFDO 0RGXOH 
)LJXUH  &RQQHFWLQJ WKH )LEHU WR WKH 2SWLFDO ,QWHUIDFH RI WKH
%%8 
)LJXUH  /HQJWK¿[HG )HHGHU 
)LJXUH  %LQGLQJ )HHGHU /DEHO
)LJXUH  6SHFLDO :UHQFK 
)LJXUH  'LVDVVHPEOLQJ )HHGHU 
)LJXUH  :DWHUSURRI ,QVXODWLQJ 7DSH 
)LJXUH  39& $GKHVLYH 7DSH 
)LJXUH  :UDSSLQJ D /D\HU RI 39& ,QVXODWLQJ 7DSH 
)LJXUH  :UDSSLQJ 7KUHH /D\HUV RI :DWHU ,QVXODWLQJ 7DSH
WKH ¿UVW OD\HU
)LJXUH  :UDSSLQJ 7KUHH /D\HUV RI :DWHU ,QVXODWLQJ 7DSH
WKH VHFRQG OD\HU 
)LJXUH  :UDSSLQJ 7KUHH /D\HUV RI :DWHU ,QVXODWLQJ 7DSH
WKH WKLUG OD\HU 
)LJXUH  :UDSSLQJ 7KUHH /D\HUV RI 39& ,QVXODWLQJ 7DSH WKH
¿UVW OD\HU 
)LJXUH  :UDSSLQJ 7KUHH /D\HUV RI 39& ,QVXODWLQJ 7DSH WKH
6HFRQG /D\HU
 &RQ¿GHQWLDO DQG 3URSULHWDU\ ,QIRUPDWLRQ RI =7( &25325$7,21
)LJXUHV
)LJXUH  :UDSSLQJ 7KUHH /D\HUV RI 39& ,QVXODWLQJ 7DSH WKH
WKLUG OD\HU 
)LJXUH  )DVWHQLQJ 
)LJXUH  0DLQ $QWHQQD )HHGHU 6\VWHP ,QVWDOODWLRQ )ORZFKDUW
)LJXUH  ,QVWDOOLQJ 0DLQ $QWHQQD )HHGHU RQ ,URQ 7RZHU 
)LJXUH  ,QVWDOOLQJ 0DLQ $QWHQQD )HHGHU DWRS %XLOGLQJ
ZLWKRXW IHQFLQJ 
)LJXUH  ,QVWDOOLQJ 0DLQ $QWHQQD )HHGHU DWRS %XLOGLQJ ZLWK
IHQFLQJ 
)LJXUH  $QWHQQD 'LVWDQFH 
)LJXUH  /LJKWQLQJ 5RG (IIHFWLYH 3URWHFWLRQ $UHD
)LJXUH  0RXQWLQJ 8SSHU 6XSSRUWLQJ $UP
)LJXUH  0RXQWLQJ /RZHU 6XSSRUWLQJ $UP
)LJXUH  0RXQWLQJ 8SSHU DQG /RZHU 6XSSRUWLQJ $UP WR
$QWHQQD 
)LJXUH  0RXQWLQJ $QWHQQD WR 3ROH 
)LJXUH  $GMXVWLQJ $QWHQQD LQFOLQDWLRQ 
)LJXUH  .DWKUHLQ D]LPXWK DGMXVWPHQW WRRO 
)LJXUH  7RRO 8VDJH 0HWKRG 
)LJXUH  $QJOH 0HDVXUHPHQW 7RRO
)LJXUH  &RPSOHWLQJ $GMXVWPHQW 
)LJXUH  %LQGLQJ $QWHQQD
)LJXUH  +RLVWLQJ $QWHQQD RQ 7RZHU 
)LJXUH  7:2&20%,1(' )(('(5 &/,3 $33($5$1&(  
)LJXUH  7KUHH&20%,1(' )(('(5 &/,3 $33($5$1&( 
)LJXUH  )HHGHU )L[DWLRQ RQ 7RZHU 7:2&20%,1('
)(('(5 &/,3  
)LJXUH  )HHGHU )L[DWLRQ RQ 7RZHU 7KUHH&RPELQDWLRQ
)HHGHU &OLS  
)LJXUH  6KULQNDEOH 6OHHYH 
)LJXUH  )HHGHU 7KURXJK 6KULQNDEOH 6OHHYH  
)LJXUH  6FUHZLQJ GRZQ )HHGHU &RQQHFWRU  
)LJXUH  6KULQNDEOH 6OHHYH &ORVH WR &RQQHFWRU 
)LJXUH  'DZQLQJ 3ODVWLF 6WULSV  
)LJXUH  'DZQLQJ 3ODVWLF 6WULSV  
)LJXUH  &RPSOHWLQJ :DWHUSURRI 3URFHVVLQJ  
&RQ¿GHQWLDO DQG 3URSULHWDU\ ,QIRUPDWLRQ RI =7( &25325$7,21 
=;0%: 5 ,QVWDOODWLRQ 0DQXDO
7KLV SDJH LV LQWHQWLRQDOO\ EODQN
 &RQ¿GHQWLDO DQG 3URSULHWDU\ ,QIRUPDWLRQ RI =7( &25325$7,21
7DEOHV
7DEOH  6DIHW\ 6\PEROV 'HVFULSWLRQ 
7DEOH  (QJLQHHULQJ ,QGH[HV  
7DEOH  /LJKWQLQJ 3URWHFWLRQ 6WUHQJWKV DQG 5HIHUHQFH
6WDQGDUGV
7DEOH  =;0%: 5 ([WHUQDO 7UDQVPLVVLRQ ,QWHUIDFH
7DEOH  %(1',1* 5$',86 5(48,5(0(176 21 )(('(56 2)
',))(5(17 7<3(6 
7DEOH  7RROV DQG ,QVWUXPHQWV 
7DEOH  0DLQ &RPSRQHQW /LVW
7DEOH  0DLQ &RPSRQHQW /LVW
7DEOH  '& 3RZHU &DEOH ,QQHU &RUH &RORU DQG 0HDQLQJ 
7DEOH  )HHGHU &RQQHFWLRQ 5HODWLRQ 
7DEOH  &RPSRQHQWV 8VHG LQ 2QH $QWHQQD 3ROHPRXQW
,QVWDOODWLRQ 
7DEOH  %HQGLQJ 5DGLXV 5HTXLUHPHQWV IRU 9DULRXV )HHGHUV  
&RQ¿GHQWLDO DQG 3URSULHWDU\ ,QIRUPDWLRQ RI =7( &25325$7,21 
=;0%: 5 ,QVWDOODWLRQ 0DQXDO
7KLV SDJH LV LQWHQWLRQDOO\ EODQN
 &RQ¿GHQWLDO DQG 3URSULHWDU\ ,QIRUPDWLRQ RI =7( &25325$7,21
*ORVVDU\
,&
 ,QWHJUDWHG &LUFXLW
3(
 3URWHFWLYH (DUWK
&RQ¿GHQWLDO DQG 3URSULHWDU\ ,QIRUPDWLRQ RI =7( &25325$7,21 

Navigation menu