Appendix-2A---Exercise-of-Options ASX Announcement
Family Zone Cyber Safety Ltd (ASX: FZO)
Perth, Thursday 16 July 2020
OPTION EXERCISE
Family Zone Cyber Safety Ltd (ASX: FZO, Family Zone or the Company), supporting and protecting every child's digital journey, advises that 898,692 Shares have been issued following the exercise of 898,692 Options ($0.235, 21 May 2022) raising $211,192.
Please refer to the Appendix 2A attached for further details in respect to the Shares issued.
NOTICE UNDER SECTION 708A(5)(e) OF THE CORPORATIONS ACT 2001
This notice is given by Family Zone Cyber Safety Limited (ASX: FZO) (Family Zone or the Company) in relation to an issue of 898,692 Shares, following exercise of Options that were issued without disclosure to investors under Part 6D/2 of the Corporations Act 2001 (Cth) (Act).
The Company hereby notifies ASX under section 708A(5)(e) of the Act that:
a. the Shares were issued without disclosure to investors under Part 6D.2 of the Act; b. the Company is providing this notice under paragraph (5)(e) of section 708A of the Act; c. as at the date of this notice, the Company has complied with the provisions of Chapter 2M
of the Act as they apply to the Company; d. as at the date of this notice, the Company has complied with section 674 of the Act; and e. as at the date of this notice, there is no information:
i. that has been excluded from a continuous disclosure notice in accordance with the ASX Listing Rules; and
ii) that investors and their professional advisers would reasonably require for the purpose of making an informed assessment of: A) the assets and liabilities, financial position and performance, profits and losses and prospects of the Company; or B) the rights and liabilities attaching to the shares.
Authorised for release by the Family Zone Board
For more information, please contact:
Tim Levy Managing Director timl@familyzone.com +61 413 563 333
Tim Dohrman Investor Relations tim@nwrcommunications.com.au +61 468 420 846
Family Zone Cyber Safety Limited 945 Wellington Street West Perth, WA 6005
About Family Zone
Family Zone is an ASX listed technology company focused on cyber safety. Meeting a growing demand to keep kids safe online and manage digital lifestyles, Family Zone has developed unique and innovative cloud-based solutions which combines Australian innovation with leading global technology.
To learn more about the Family Zone platform and the Company, please visit www.familyzone.com.
This appendix is not available as an online form Please fill in and submit as a PDF announcement
+Rule 2.7
Appendix 2A
Application for quotation of +securities
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASXs property and may be made public.
If you are an entity incorporated outside Australia and you are seeking quotation of a new class of +securities other than CDIs, you will need to obtain and provide an International Securities Identification Number (ISIN) for that class. Further information on the requirement for the notification of an ISIN is available from the Create Online Forms page. ASX is unable to create the new ISIN for nonAustralian issuers.
*Denotes minimum information required for first lodgement of this form, with exceptions provided in specific notes for certain questions. The balance of the information, where applicable, must be provided as soon as reasonably practicable by the entity.
Part 1 Entity and announcement details
Question Question
no
Answer
1.1
*Name of entity
Family Zone Cyber Safety Limited
We (the entity here named) apply for +quotation of the following +securities and agree to the matters set out in Appendix 2A of the ASX Listing Rules.1
1.2
*Registration type and number
167 509 177
Please supply your ABN, ARSN, ARBN, ACN or another registration type and number (if you supply another registration type, please specify both the type of registration and the registration number).
1.3
*ASX issuer code
FZO
1.4
*This announcement is
Tick whichever is applicable.
A new announcement
An update/amendment to a previous announcement
A cancellation of a previous announcement
1.4a
*Reason for update
Mandatory only if "Update" ticked in Q1.4 above. A reason must be provided for an update.
N/A
1.4b
*Date of previous announcement to this N/A update
Mandatory only if "Update" ticked in Q1.4 above.
1.4c
*Reason for cancellation
N/A
Mandatory only if "Cancellation" ticked in Q1.4 above.
1.4d
*Date of previous announcement to this N/A cancellation
Mandatory only if "Cancellation" ticked in Q1.4 above.
1 Appendix 2A of the Listing Rules includes a warranty that an offer of the securities for sale within 12 months after their issue will not require disclosure under section 707(3) or 1012C(6) of the Corporations Act. If the securities to be quoted have been issued by way of a pro rata offer, to give this warranty, you will generally need to have lodged a cleansing notice with ASX under section 708AA(2)(f) or 1012DAA(2)(f) of the Corporations Act within 24 hours before the securities are offered (see ASIC Regulatory Guide 189 Disclosure relief for rights issues). If in doubt, please consult your legal adviser.
+ See chapter 19 for defined terms 31 January 2020
Page 1
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Appendix 2A Application for quotation of +securities
1.5
*Date of this announcement
16 July 2020
Part 2 Type of issue
Question Question
No.
2.1
*The +securities to be quoted are:
Select whichever item is applicable.
If you wish to apply for quotation of different types of issues of securities, please complete a separate Appendix 2A for each type of issue.
Answer
Being issued as part of a transaction or transactions previously announced to the market in an Appendix 3B
Being issued under a +dividend or distribution plan
Being issued as a result of options being exercised or other +convertible securities being converted
Unquoted partly paid +securities that have been paid up and are now quoted fully paid +securities
+Restricted securities where the escrow period has expired or is about to expire
+Securities previously issued under an +employee incentive scheme where the restrictions on transfer have ceased or are about to cease
+Securities issued under an +employee incentive scheme that are not subject to a restriction on transfer or that are to be quoted notwithstanding there is a restriction on transfer
Other
2.2a.1 2.2a.2
*Date of Appendix 3B notifying the market N/A of the proposed issue of +securities for which quotation is now being sought
Answer this question if your response to Q2.1 is "Being issued as part of a transaction or transactions previously announced to the market in an Appendix 3B"
*Are there any further issues of +securities N/A yet to take place to complete the transaction(s) referred to in the Appendix 3B?
Answer this question if your response to Q2.1 is "Being issued as part of a transaction or transactions previously announced to the market in an Appendix 3B".
+ See chapter 19 for defined terms 31 January 2020
Page 2
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Appendix 2A Application for quotation of +securities
2.2a.2.1
2.2b.1 2.2b.2
2.2c.1 2.2c.2 2.2d.1
*Please provide details of the further issues of +securities yet to take place to complete the transaction(s) referred to in the Appendix 3B
Answer this question if your response to Q2.1 is "Being issued as part of a transaction or transactions previously announced to the market in an Appendix 3B" and your response to Q2.2a.2 is "Yes".
Please provide details of the proposed dates and number of securities for the further issues. This may be the case, for example, if the Appendix 3B related to an accelerated pro rata offer with an institutional component being quoted on one date and a retail component being quoted on a later date.
N/A
*Date of Appendix 3A.1 lodged with ASX in N/A relation to the underlying +dividend or distribution
Answer this question if your response to Q2.1 is "Being issued under a dividend or distribution plan".
*Does the +dividend or distribution plan meet the requirement of listing rule 7.2 exception 4 that it does not impose a limit on participation?
Answer this question if your response to Q2.1 is "Being issued under a dividend or distribution plan".
Note: Exception 4 only applies where security holders are able to elect to receive all of their dividend or distribution as securities. For example, Exception 4 would not apply in the following circumstances: 1) The entity has specified a dollar limit on the level of participation e.g. security holders can only participate to a maximum value of $x in respect of their entitlement, or 2) The entity has specified a maximum number of securities that can participate in the plan e.g. security holders can only receive securities in lieu of dividend payable for x number of securities.
N/A
Please state the number and type of options that were exercised or other +convertible securities that were converted (including their ASX security code)
Answer this question if your response to Q2.1 is "Being issued as a result of options being exercised or other convertible securities being converted".
898,692 Shares were issued following the exercise of 898,692 Broker Options ($0.235, 21 May 2022) (ASX Code FZOAD)
And the date the options were exercised or other +convertible securities were converted
Answer this question if your response to Q2.1 is "Being issued as a result of options being exercised or other convertible securities being converted".
Note: If this occurred over a range of dates, enter the date the last of the options was exercised or convertible securities was converted.
16 July 2020
Please state the number and type of partly N/A paid +securities (including their ASX security code) that were fully paid up
Answer this question if your response to Q2.1 is "Unquoted partly paid securities that have been paid up and are now quoted fully paid securities".
+ See chapter 19 for defined terms 31 January 2020
Page 3
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Appendix 2A Application for quotation of +securities
2.2d.2 2.2e.1 2.2e.2 2.2f.1 2.2f.2 2.2g.1
And the date the +securities were fully paid up
Answer this question if your response to Q2.1 is "Unquoted partly paid securities that have been paid up and are now quoted fully paid securities".
Note: If this occurred over a range of dates, enter the date the last of the securities was fully paid up.
N/A
Please state the number and type of
N/A
+restricted securities (including their ASX
security code) where the escrow period has
expired or is about to expire
Answer this question if your response to Q2.1 is "Restricted securities where the escrow period has expired or is about to expire".
And the date the escrow restrictions have ceased or will cease
Answer this question if your response to Q2.1 is "Restricted securities where the escrow period has expired or is about to expire".
Note: If this occurred over a range of dates, enter the date the last of the escrow restrictions has ceased or will cease.
N/A
Please state the number and type of
N/A
+securities (including their ASX security
code) previously issued under the
+employee incentive scheme where the
restrictions on transfer have ceased or are
about to cease
Answer this question if your response to Q2.1 is "Securities previously issued under an employee incentive scheme where the restrictions on transfer have ceased or are about to cease".
And the date the restrictions on transfer have ceased or will cease:
Answer this question if your response to Q2.1 is "Securities previously issued under an employee incentive scheme where the restrictions on transfer have ceased or are about to cease".
Note: If this occurred over a range of dates, enter the date the last of the restrictions on transfer has ceased or will cease.
N/A
Please state the number and type of
N/A
+securities (including their ASX security
code) issued under an +employee incentive
scheme that are not subject to a restriction
on transfer or that are to be quoted
notwithstanding there is a restriction on
transfer
Answer this question if your response to Q2.1 is "Securities issued under an employee incentive scheme that are not subject to a restriction on transfer or that are to be quoted notwithstanding there is a restriction on transfer".
+ See chapter 19 for defined terms 31 January 2020
Page 4
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Appendix 2A Application for quotation of +securities
2.2g.2 2.2g.3 2.2g.3.a
*Please attach a document or provide
N/A
details of a URL link for a document lodged
with ASX detailing the terms of the
+employee incentive scheme or a summary
of the terms.
Answer this question if your response to Q2.1 is "Securities issued under an employee incentive scheme that are not subject to a restriction on transfer or that are to be quoted notwithstanding there is a restriction on transfer".
*Are any of these +securities being issued No to +key management personnel (KMP) or an +associate
Answer this question if your response to Q2.1 is "Securities issued under an employee incentive scheme that are not subject to a restriction on transfer or that are to be quoted notwithstanding there is a restriction on transfer".
*Provide details of the recipients and the number of +securities issued to each of them.
Answer this question if your response to Q2.1 is "Securities issued under an employee incentive scheme that are not subject to a restriction on transfer or that are to be quoted notwithstanding there is a restriction on transfer" and your response to Q2.2g.3 is "Yes". Repeat the detail in the table below for each KMP involved in the issue. If the securities are being issued to the KMP, repeat the name of the KMP or insert "Same" in "Name of registered holder". If the securities are being issued to an associate of a KMP, insert the name of the associate in "Name of registered holder".
Name of KMP
Name of registered holder Number of +securities
2.2h.1
*The purpose(s) for which the entity is issuing the +securities is:
Answer this question if your response to Q2.1 is "Other".
You may select one or more of the items in the list.
To raise additional working capital To fund the retirement of debt To pay for the acquisition of an asset
[provide details below] To pay for services rendered
[provide details below] Other [provide details below]
Additional details:
2.2h.2 2.2i
*Please provide any further information
N/A
needed to understand the circumstances in
which you are applying to have these
+securities quoted on ASX, including (if
applicable) why the issue of the +securities
has not been previously announced to the
market in an Appendix 3B
You must answer this question if your response to Q2.1 is "Other". If there is no other information to provide, please answer "Not applicable" or "N/A".
*Are these +securities being offered under No a +disclosure document or +PDS?
Answer this question if your response to Q2.1 is any option other than "Being issued as part of a transaction or transactions previously announced to the market in an Appendix 3B".
+ See chapter 19 for defined terms 31 January 2020
Page 5
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Appendix 2A Application for quotation of +securities
2.2i.1 2.3
*Date of +disclosure document or +PDS?
Answer this question if your response to Q2.1 is any option other than "Being issued as part of a transaction or transactions previously announced to the market in an Appendix 3B" and your response to Q2.2i is "Yes".
Under the Corporations Act, the entity must apply for quotation of the securities within 7 days of the date of the disclosure document or PDS.
*The +securities to be quoted are:
Tick whichever is applicable
N/A
Additional +securities in a class that is already quoted on ASX ("existing class")
New +securities in a class that is not yet quoted on ASX ("new class")
Part 3A number and type of +securities to be quoted (existing class or new class) where issue has previously been notified to ASX in an Appendix 3B
Answer the questions in this Part if your response to Q2.1 is "Being issued as part of a transaction or transactions previously announced to the market in an Appendix 3B" and your response to Q2.3 is "existing class" or "new class".
Question Question
No.
3A.1
*ASX security code & description
3A.2
*Number of +securities to be quoted
Answer
FZO 898,692
Part 3B number and type of +securities to be quoted (existing class) where issue has not previously been notified to ASX in an Appendix 3B
Answer the questions in this Part if your response to Q2.1 is anything other than "Being issued as part of a transaction or transactions previously announced to the market in an Appendix 3B" and your response to Q2.3 is "existing class".
Question Question
No.
3B.1
*ASX security code & description
3B.2
*Number of +securities to be quoted
3B.3a
*Will the +securities to be quoted rank equally in all respects from their issue date with the existing issued +securities in that class?
3B.3b
*Is the actual date from which the +securities will rank equally (non-ranking end date) known?
Answer this question if your response to Q3B.3a is "No".
3B.3c
*Provide the actual non-ranking end date
Answer this question if your response to Q3B.3a is "No" and your response to Q3B.3b is "Yes".
3B.3d
*Provide the estimated non-ranking end period
Answer this question if your response to Q3B.3a is "No" and your response to Q3B.3b is "No".
Answer N/A N/A N/A
N/A
N/A N/A
+ See chapter 19 for defined terms 31 January 2020
Page 6
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Appendix 2A Application for quotation of +securities
3B.3e
*Please state the extent to which the
N/A
+securities do not rank equally:
in relation to the next dividend, distribution or interest payment; or
for any other reason
Answer this question if your response to Q3B.3a is "No".
For example, the securities may not rank at all, or may rank proportionately based on the percentage of the period in question they have been on issue, for the next dividend, distribution or interest payment; or they may not be entitled to participate in some other event, such as an entitlement issue.
Part 3C number and type of +securities to be quoted (new class) where issue has not previously been notified to ASX in an Appendix 3B
Answer the questions in this Part if your response to Q2.1 is anything other than "Being issued as part of a transaction or transactions previously announced to the market in an Appendix 3B" and your response to Q2.3 is "new class".
Question Question
No.
Answer
3C.1
*Security description
3C.2
*Security type
Select one item from the list that best describes the securities the subject of this form. This will determine more detailed questions to be asked about the security later in this section. Select "ordinary fully or partly paid shares/units" for stapled securities or CDIs. For interest rate securities, please select the appropriate choice from either "Convertible debt securities" or "Non-convertible debt securities". Select "Other" for performance shares/units and performance options/rights or if the selections available in the list do not appropriately describe the security being issued.
Ordinary fully or partly paid shares/units Options +Convertible debt securities Non-convertible +debt securities Redeemable preference shares/units Other
3C.3
ISIN code
Answer this question if you are an entity incorporated outside Australia and you are seeking quotation of a new class of securities other than CDIs. See also the note at the top of this form.
3C.4
*Number of +securities to be quoted
3C.5a
*Will all the +securities issued in this class rank equally in all respects from the issue date?
Yes or No
3C.5b
*Is the actual date from which the +securities will rank equally (non-ranking end date) known?
Answer this question if your response to Q3C.5a is "No".
Yes or No
3C.5c
*Provide the actual non-ranking end date
Answer this question if your response to Q3C.5a is "No" and your response to Q3C.5b is "Yes".
3C.5d
*Provide the estimated non-ranking end period
Answer this question if your response to Q3C.5a is "No" and your response to Q3C.5b is "No".
+ See chapter 19 for defined terms 31 January 2020
Page 7
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Appendix 2A Application for quotation of +securities
3C.5e 3C.6 3C.7 3C.8
3C.9a
*Please state the extent to which the +securities do not rank equally:
in relation to the next dividend, distribution or interest payment; or
for any other reason
Answer this question if your response to Q3C.5a is "No".
For example, the securities may not rank at all, or may rank proportionately based on the percentage of the period in question they have been on issue, for the next dividend, distribution or interest payment; or they may not be entitled to participate in some other event, such as an entitlement issue.
Please attach a document or provide a URL link for a document lodged with ASX setting out the material terms of the +securities to be quoted
You may cross-reference a disclosure document, PDS, information memorandum, investor presentation or other announcement with this information provided it has been released to the ASX Market Announcements Platform.
*Have you received confirmation from ASX that the terms of the +securities are appropriate and equitable under listing rule 6.1?
Answer this question only if you are an ASX Listing. (ASX Foreign Exempt Listings and ASX Debt Listings do not have to answer this question).
If your response is "No" and the securities have any unusual terms, you should approach ASX as soon as possible for confirmation under listing rule 6.1 that the terms are appropriate and equitable.
Yes or No
*Provide a distribution schedule for the new +securities according to the categories set out in the left hand column including the number of recipients and the total percentage of the new +securities held by the recipients in each category.
Number of +securities held Number of holders
Total percentage of +securities held
1 1,000
1,001 5,000
5,001 10,000
10,001 100,000
100,001 and over
Answer this question only if you are an ASX Listing (ASX Foreign Exempt Listings and ASX Debt Listings do not have to answer this question) and the securities to be quoted have already been issued.
Note: if the securities to be quoted have not yet been issued, under listing rule 3.10.5, you will need to provide to ASX a list of the 20 largest recipients of the new +securities, and the number and percentage of the new +securities received by each of those recipients, and a distribution schedule for the securities when they are issued.
Ordinary fully or partly paid shares/units details
Answer the questions in this section if you selected this security type in your response to Question 3C.2.
*+Security currency
This is the currency in which the face amount of an issue is denominated. It will also typically be the currency in which distributions are declared.
*Will there be CDIs issued over the +securities?
Yes or No
+ See chapter 19 for defined terms 31 January 2020
Page 8
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Appendix 2A Application for quotation of +securities
3C.9b
*CDI ratio
Answer this question if you answered "Yes" to the previous question. This is the ratio at which CDIs can be transmuted into the underlying security (e.g. 4:1 means 4 CDIs represent 1 underlying security whereas 1:4 means 1 CDI represents 4 underlying securities).
X:Y
*Is it a partly paid class of +security?
Yes or No
*Paid up amount: unpaid amount
Answer this question if answered "Yes" to the previous question.
The paid up amount represents the amount of application money and/or calls which have been paid on any security considered ,,partly paid
The unpaid amount represents the unpaid or yet to be called amount on any security considered ,,partly paid.
The amounts should be provided per the security currency (e.g. if the security currency is AUD, then the paid up and unpaid amount per security in AUD).
X:Y
*Is it a stapled +security?
This is a security class that comprises a number of ordinary shares and/or ordinary units issued by separate entities that are stapled together for the purposes of trading.
Yes or No
Option details
Answer the questions in this section if you selected this security type in your response to Question 3C.2.
*+Security currency
This is the currency in which the exercise price is payable.
*Exercise price
The price at which each option can be exercised and convert into the underlying security.
The exercise price should be provided per the security currency (i.e. if the security currency is AUD, the exercise price should be expressed in AUD).
*Expiry date
The date on which the options expire or terminate.
*Details of the number and type of +security (including its ASX security code if the +security is quoted on ASX) that will be issued if an option is exercised
For example, if the option can be exercised to receive one fully paid ordinary share with ASX security code ABC, please insert "One fully paid ordinary share (ASX:ABC)".
+ See chapter 19 for defined terms 31 January 2020
Page 9
This appendix is not available as an online form Please fill in and submit as a PDF announcement
Appendix 2A Application for quotation of +securities
3C.9c
Details of non-convertible +debt securities, +convertible debt securities, or redeemable preference shares/units
Answer the questions in this section if you selected one of these security types in your response to Question 3C.2.
Refer to Guidance Note 34 and the "Guide to the Naming Conventions and Security Descriptions for ASX Quoted Debt and Hybrid Securities" for further information on certain terms used in this section
*Type of +security
Select one item from the list
Simple corporate bond Non-convertible note or bond Convertible note or bond Preference share/unit Capital note Hybrid security Other
*+Security currency
This is the currency in which the face value of the security is denominated. It will also typically be the currency in which interest or distributions are paid.
Face value
This is the principal amount of each security.
The face value should be provided per the security currency (i.e. if security currency is AUD, then the face value per security in AUD).
*Interest rate type
Select one item from the list
Select the appropriate interest rate type per the terms of the security. Definitions for each type are provided in the Guide to the Naming Conventions and Security Descriptions for ASX Quoted Debt and Hybrid Securities
Fixed rate Floating rate Indexed rate Variable rate Zero coupon/no interest Other
Frequency of coupon/interest payments per year
Select one item from the list.
Monthly Quarterly Semi-annual Annual No coupon/interest payments Other
First interest payment date
A response is not required if you have selected "No coupon/interest payments" in response to the question above on the frequency of coupon/interest payments
Interest rate per annum
Answer this question if the interest rate type is fixed.
*Is the interest rate per annum estimated at this time?
Answer this question if the interest rate type is fixed.
If the interest rate per annum is estimated, then what is the date for this information to be announced to the market (if known)
Answer this question if the interest rate type is fixed and your response to the previous question is "Yes". Answer "Unknown" if the date is not known at this time.
% p.a. Yes or No
+ See chapter 19 for defined terms 31 January 2020
Page 10
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Appendix 2A Application for quotation of +securities
*Does the interest rate include a reference rate, base rate or market rate (e.g. BBSW or CPI)?
Answer this question if the interest rate type is floating or indexed.
Yes or No
*What is the reference rate, base rate or market rate?
Answer this question if the interest rate type is floating or indexed and your response to the previous question is "Yes".
*Does the interest rate include a margin above the reference rate, base rate or market rate?
Answer this question if the interest rate type is floating or indexed.
Yes or No
*What is the margin above the reference rate, base rate or market rate (expressed as a percent per annum)
Answer this question if the interest rate type is floating or indexed and your response to the previous question is "Yes".
% p.a.
*S128F of the Income Tax Assessment Act status applicable to the +security
Select one item from the list
For financial products which are likely to give rise to a payment to which s128F of the Income Tax Assessment Act applies, ASX requests issuers to confirm the s128F status of the security:
"s128F exempt" means interest payments are not taxable to non-residents;
"Not s128F exempt" means interest payments are taxable to non-residents;
"s128F exemption status unknown" means the issuer is unable to advise the status;
"Not applicable" means s128F is not applicable to this security
s128F exempt Not s128F exempt s128F exemption status unknown Not applicable
*Is the +security perpetual (i.e. no maturity Yes or No date)?
*Maturity date
Answer this question if the security is not perpetual
+ See chapter 19 for defined terms 31 January 2020
Page 11
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Appendix 2A Application for quotation of +securities
*Select other features applicable to the +security
Up to 4 features can be selected. Further information is available in the Guide to the Naming Conventions and Security Descriptions for ASX Quoted Debt and Hybrid Securities.
Simple Subordinated Secured Converting Convertible Transformable Exchangeable Cumulative Non-Cumulative Redeemable Extendable Reset Step-Down Step-Up Stapled None of the above
*Is there a first trigger date on which a right of conversion, redemption, call or put can be exercised (whichever is first)?
Yes or No
*If yes, what is the first trigger date
Answer this question if your response to the previous question is "Yes".
Details of the number and type of +security (including its ASX security code if the +security is quoted on ASX) that will be issued if the +securities to be quoted are converted, transformed or exchanged
Answer this question if the security features include "converting", "convertible", "transformable" or "exchangeable".
For example, if the security can be converted into 1,000 fully paid ordinary shares with ASX security code ABC, please insert "1,000 fully paid ordinary shares (ASX:ABC)".
Part 4 Issue details
Question No.
4.1 4.1a
4.1b
4.2
Question
*Have the +securities to be quoted been issued yet?
*What was their date of issue?
Answer this question if your response to Q4.1 is "Yes".
*What is their proposed date of issue?
Answer this question if your response to Q4.1 is "No".
*Are the +securities to be quoted being issued for a cash consideration?
If the securities are being issued for nil cash consideration, answer this question "No".
Answer Yes 16 July 2020
N/A Yes
+ See chapter 19 for defined terms 31 January 2020
Page 12
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Appendix 2A Application for quotation of +securities
4.2a 4.2b
4.2c 4.2d 4.3
*In what currency is the cash consideration being paid
For example, if the consideration is being paid in Australian Dollars, state AUD. Answer this question if your response to Q4.2 is "Yes".
*What is the issue price per +security
Answer this question if your response to Q4.2 is "Yes" and by reference to the issue currency provided in your response to Q4.2a. Note: you cannot enter a nil amount here. If the securities are being issued for nil cash consideration, answer Q4.2 as "No" and complete Q4.2c and Q4.2d.
Please describe the consideration being provided for the +securities to be quoted
Answer this question if your response to Q4.2 is "No".
Please provide an estimate (in AUD) of the value of the consideration being provided per +security for the +securities to be quoted
Answer this question if your response to Q4.2 is "No".
Any other information the entity wishes to provide about the issue
AUD
Exercise price - $0.235 each
898,692 Options exercised at $0.235 per share for total consideration of $211,192 N/A
No
Part 5 Issued capital following quotation
Following the quotation of the +securities the subject of this application, the issued capital of the entity will comprise:
Note: the figures provided in the tables in sections 5.1 and 5.2 below are used to calculate the total market capitalisation of the entity published by ASX from time to time. Please make sure you include in the relevant table each class of securities issued by the entity.
If you have quoted CHESS Depository Interests (CDIs) issued over your securities, include them in the table in section 5.1 and include in the table in section 5.2 any securities that do not have CDIs issued over them (and therefore are not quoted on ASX).
Restricted securities should only be included in the table in section 5.1 if you are applying to have them quoted because the escrow period for the securities has expired or is about to expire. Otherwise include them in the table in section 5.2.
5.1
*Quoted +securities (total number of each +class of +securities quoted on ASX following
the +quotation of the +securities the subject of this application)
ASX security code and description
Total number of +securities on issue
FZO
327,470,750
+ See chapter 19 for defined terms 31 January 2020
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This appendix is not available as an online form Please fill in and submit as a PDF announcement
Appendix 2A Application for quotation of +securities
5.2
*Unquoted +securities (total number of each +class of +securities issued but not quoted
on ASX):
ASX security code and description
Total number of +securities on issue
Performance Shares (ASX Code: FZOAE) (Conversion ratio into Shares 1:1) Class H Performance Shares
3,000,000 3,000,000
Options (ASX Code: FZOAD) Broker Options ($0.50, 4 Dec 2020) Broker Options ($0.60, 4 Dec 2020) Broker Options ($0.75, 9 April 2021) Broker Options ($0.90, 9 April 2021) Options ($0.60, 29 Aug 2020) Advisor Options ($0.25, 11 Mar 2022) Employee Options ($.18, 15 Mar 2022) Employee Options ($0.21, 29 April 2023) Director Options ($0.21, 7 July 2023) Broker/Advisor Options ($0.18, 7 July 2023)
8,956,419 850,000 850,000 516,765 516,765 500,000 250,000 1,972,889 500,000 1,000,000 2,000,000
Options (ASX Codes: FZOAF and FZOAG)
Options ($0.21, 8 Nov 2022)
Director Options ($0.21, 8 Nov 2022, subject to vesting conditions)
6,852,100 3,852,100 3,000,000
Performance Rights (ASX Code FZOAT) (Conversion ratio into Shares 1:1) Class C Performance Rights Class D Performance Rights Class F Performance Rights Class G Performance Rights Remuneration Performance Rights Employee Performance Rights Executive Performance Rights US Performance Rights SP Performance Rights
25,824,188
1,108,337 333,340 333,330 1,609,640 4,435,143 5,779,398 5,625,000 600,000 6,000,000
+ See chapter 19 for defined terms 31 January 2020
Page 14
This appendix is not available as an online form Please fill in and submit as a PDF announcement
Appendix 2A Application for quotation of +securities
Part 6 Other Listing Rule requirements
The questions in this Part should only be answered if you are an ASX Listing (ASX Foreign Exempt Listings and ASX Debt Listings do not need to complete this Part) and: - your response to Q2.1 is "Being issued under a dividend/distribution plan" and the response to Q2.2b.2 is "No"; or - your response to Q2.1 is "Other".
Note that if your response to Q2.1 is "Being issued as part of a transaction or transactions previously announced to the market in an Appendix 3B", it is assumed that you will have provided the information referred to in this Part in the Appendix 3B.
Question Question
No.
Answer
6.1 6.1a 6.1b 6.1b.1
6.1c
*Has the entity obtained, or is it obtaining, No +security holder approval for the issue under listing rule 7.1?
*Date of meeting or proposed meeting to N/A approve the issue under listing rule 7.1
Answer this question if the response to Q6.1 is "Yes".
*Are any of the +securities being issued
No
without +security holder approval using the
entity's 15% placement capacity under
listing rule 7.1?
Answer this question if the response to Q6.1 is "No".
*How many +securities are being issued
Nil
without +security holder approval using the
entity's 15% placement capacity under
listing rule 7.1?
Answer this question if the response to Q6.1 is "No" and the response to Q6.1b is "Yes".
Please complete and separately send by email to your ASX listings adviser a work sheet in the form of Annexure B to Guidance Note 21 confirming the entity has the available capacity under listing rule 7.1 to issue that number of securities.
*Are any of the +securities being issued
No
without +security holder approval using the
entity's additional 10% placement capacity
under listing rule 7.1A (if applicable)?
Answer this question if the response to Q6.1 is "No".
+ See chapter 19 for defined terms 31 January 2020
Page 15
This appendix is not available as an online form Please fill in and submit as a PDF announcement
Appendix 2A Application for quotation of +securities
6.1c.1
*How many +securities are being issued
Nil
without +security holder approval using the
entity's additional 10% placement capacity
under listing rule 7.1A?
Answer this question if the response to Q6.1 is "No" and the response to Q6.1c is "Yes".
Please complete and separately send by email to your ASX listings adviser a work sheet in the form of Annexure C to Guidance Note 21 confirming the entity has the available capacity under listing rule 7.1A to issue that number of securities.
Introduced 01/12/19, amended 31/01/20
+ See chapter 19 for defined terms 31 January 2020
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