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732b8660-b79a-41a2-8e86-f2da0a0c89b9 FORM 4
[ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
1. Name and Address of Reporting Person *
Purefoy Daniel
(Last)
(First)
(Middle)
33 KINGSWAY
(Street)
LONDON WC2B 6UF
(City)
(State)
(Zip)
2. Issuer Name and Ticker or Trading Symbol
Capri Holdings Ltd [ CPRI ]
3. Date of Earliest Transaction (MM/DD/YYYY)
11/11/2020
5. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director
_____ 10% Owner
__X__ Officer (give title below) _____ Other (specify below)
SVP, Global Ops
4. If Amendment, Date Original Filed (MM/DD/YYYY) 6. Individual or Joint/Group Filing (Check Applicable Line)
_X _ Form filed by One Reporting Person ___ Form filed by More than One Reporting Person
1.Title of Security (Instr. 3)
Ordinary shares, no par value
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
2. Trans. Date 2A. Deemed 3. Trans. Code Execution (Instr. 8) Date, if any
4. Securities Acquired (A) 5. Amount of Securities Beneficially Owned
or Disposed of (D)
Following Reported Transaction(s)
(Instr. 3, 4 and 5)
(Instr. 3 and 4)
Code
(A) or V Amount (D) Price
11/11/2020
S
614
D $28.06
0
6.
7. Nature
Ownership of Indirect
Form: Beneficial
Direct (D) Ownership
or Indirect (Instr. 4)
(I) (Instr.
4)
D
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security (Instr. 3)
2. Conversion or Exercise Price of Derivative Security
Restricted share units
Restricted share units
Restricted share units
Restricted share units
Restricted share units
Employee Share Option (right to buy)
$0 $0 $0 $0 $0 $77.99
3. Trans. Date
3A. Deemed 4. Trans. Code 5. Number of
Execution (Instr. 8)
Derivative
Date, if any
Securities Acquired
(A) or Disposed of
(D)
(Instr. 3, 4 and 5)
6. Date Exercisable and 7. Title and Amount of
Expiration Date
Securities Underlying
Derivative Security
(Instr. 3 and 4)
Code V (A)
(D)
Date Exercisable
Expiration Date
Title
Amount or Number of Shares
Ordinary
(1)
(2) shares, no par 901 (3)
value
Ordinary
(4)
(2) shares, no par 925 (3)
value
Ordinary
(5)
(2) shares, no par 3204 (3)
value
Ordinary
(6)
(2) shares, no par 4430 (3)
value
Ordinary
(7)
(2) shares, no par 112233 (3)
value
Ordinary (8) 11/3/2021 shares, no par
value
5208
8. Price of 9. Number of 10.
11. Nature
Derivative derivative Ownership of Indirect
Security Securities Form of Beneficial
(Instr. 5) Beneficially Derivative Ownership
Owned
Security: (Instr. 4)
Following Direct (D)
Reported
or Indirect
Transaction(s) (I) (Instr.
(Instr. 4)
4)
901
D
925
D
3204
D
4430
D
112233
D
5208
D
Explanation of Responses:
(1) Granted on June 15, 2017 pursuant to the Capri Holdings Limited Second Amended and Restated Omnibus Incentive Plan (the "Incentive Plan"). These securities vest 50% each year on June 15, 2020 and 2021, respectively, subject to grantee's continued employment with the Company through the vesting date unless the grantee is retirement eligible.
(2) The RSUs do not expire.
(3) Settlement of this award will be satisfied through the issuance of one ordinary share for each vested RSU.
(4) Granted on June 15, 2018 pursuant to the Incentive Plan. These securities vest 25% each year on June 15, 2019, 2020, 2021, and 2022, respectively, subject to grantee's continued employment with the Company through the vesting date unless the grantee is retirement eligible.
(5) Granted on March 1, 2019 pursuant to the Incentive Plan. These securities vest 25% each year on March 1, 2020, 2021, 2022, and 2023, respectively, subject to grantee's continued employment with the Company through the vesting date unless the grantee is retirement eligible.
(6) Granted on June 17, 2019 pursuant to the Incentive Plan. These securities vest 25% each year on June 17, 2020, 2021, 2022, and 2023, respectively, subject to grantee's continued employment with the Company through the vesting date unless the grantee is retirement eligible.
(7) Granted on April 1, 2020 pursuant to the Incentive Plan. These securities vest 25% each year on April 1, 2021, 2022, 2023, and 2024, respectively, subject to
grantee's continued employment with the Company through the vesting date unless the grantee is retirement eligible. (8) Immediately exercisable.
Reporting Owners
Reporting Owner Name / Address
Relationships
Director 10% Owner Officer
Other
Purefoy Daniel
33 KINGSWAY
SVP, Global Ops
LONDON WC2B 6UF
Signatures /s/ Krista A. McDonough, as Attorney-in-Fact for Daniel Purefoy
**Signature of Reporting Person
11/12/2020
Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
*
If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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