Ceragon Networks CRN-FA1500-24 Point to Point Radio User Manual 01intro
Ceragon Networks Ltd. Point to Point Radio 01intro
Contents
Users Manual Part 6
&KDSWHU6\VWHP6HWXS 7KH6HWXS3URFHGXUH
)LEH$LU)DPLO\,QVWDOODWLRQDQG2SHUDWLRQ0DQXDO
)XOO&RQILJXUDWLRQ6HWXS
7KH)XOO&RQILJXUDWLRQPHQXDOORZV\RXWRIXOO\FRQILJXUHWKH)LEH$LU
V\VWHPZLWKRXWFRQQHFWLQJWKH&HUD9LHZDSSOLFDWLRQ7KHPHQXLQFOXGHVDOOWKH
RSWLRQVFRYHUHGLQWKH4XLFN6HWXSVHFWLRQSOXVVRPHDGGLWLRQDOFRQILJXUDWLRQ
RSWLRQVWKDWDUHQRUPDOO\DFFHVVHGIURPWKH&HUD9LHZDSSOLFDWLRQ
)LJXUH)LEH$LU7HUPLQDO)XOO&RQILJXUDWLRQ0HQX
6HOHFWLQJWKHUHOHYDQWRSWLRQVIURPWKH)XOO&RQILJXUDWLRQPHQXZLOOJXLGH\RXWR
WKHGHVLUHGPHQX7KHUHOHYDQWRSHUDWLRQVDUHOLVWHGLQHDFKPHQX
6HWWLQJWKH)UHTXHQF\&KDQQHO
7RVHWWKHIUHTXHQF\FKDQQHOSHUIRUPWKHIROORZLQJRSHUDWLRQV
&RQQHFWWRWKH7HUPLQDO
)URPWKH0DLQ&RQILJXUDWLRQPHQXVHOHFW)XOO&RQILJXUDWLRQ
)URPWKH)XOO&RQILJXUDWLRQPHQXVHOHFW)UHTXHQF\3ODQ7KH)UHTXHQF\
3ODQPHQXDSSHDUV
&KDSWHU6\VWHP6HWXS 7KH6HWXS3URFHGXUH
)LEH$LU)DPLO\,QVWDOODWLRQDQG2SHUDWLRQ0DQXDO
)LJXUH)LEH$LU7HUPLQDO)UHTXHQF\3ODQ0HQX
)URPWKH)UHTXHQF\3ODQPHQXVHOHFW7UDQVPLW)UHTXHQF\
(QWHUWKHGHVLUHGFKDQQHOIUHTXHQF\
6HOHFW66DYH5HWXUQWRVDYHWKHVHWWLQJVDQGUHWXUQWRWKH)XOO
&RQILJXUDWLRQPHQX
6HWWLQJWKH7UDQVPLW3RZHU/HYHO
7RVHWWKHWUDQVPLWWHUSRZHUSHUIRUPWKHIROORZLQJRSHUDWLRQV
&RQQHFWWRWKH7HUPLQDO
)URPWKH0DLQ&RQILJXUDWLRQPHQXVHOHFW)XOO&RQILJXUDWLRQ
)URPWKH)XOO&RQILJXUDWLRQPHQXVHOHFW2'8&RQILJXUDWLRQ7KH2'8
&RQILJXUDWLRQPHQXDSSHDUV
&KDSWHU6\VWHP6HWXS 7KH6HWXS3URFHGXUH
)LEH$LU)DPLO\,QVWDOODWLRQDQG2SHUDWLRQ0DQXDO
)LJXUH)LEH$LU7HUPLQDO2'8&RQILJXUDWLRQ0HQX
6HOHFW7UDQVPLWOHYHO
(QWHUWKHGHVLUHGWUDQVPLWOHYHO7KHDFFHSWDEOHYDOXHVDUHEHWZHHQ
±G%PWRG%P7DNHLQWRDFFRXQWWKHUHFHLYHGOHYHO\RXH[SHFWWKH
GHIDXOWUHFHLYHGOHYHOLVG%P
6HOHFW66DYH5HWXUQWRVDYHWKHVHWWLQJVDQGUHWXUQWRWKH)XOO
&RQILJXUDWLRQPHQX
)RUIUHTXHQFLHVRWKHUWKDQ*+]WKHWUDQVPLWOHYHOFDQEHKLJKHUWKDQ
G%P5HIHUWR$SSHQGL[(IRUPRUHGHWDLOV
6HWWLQJWKH,3$GGUHVVHV
7RVHWWKH,3$GGUHVVHVSHUIRUPWKHIROORZLQJRSHUDWLRQV
&RQQHFWWRWKH7HUPLQDO
)URPWKH0DLQ&RQILJXUDWLRQPHQXVHOHFW)XOO&RQILJXUDWLRQ
)URPWKH)XOO&RQILJXUDWLRQPHQXVHOHFW,3&RQILJXUDWLRQ7KH,3
&RQILJXUDWLRQPHQXDSSHDUV
&KDSWHU6\VWHP6HWXS 7KH6HWXS3URFHGXUH
)LEH$LU)DPLO\,QVWDOODWLRQDQG2SHUDWLRQ0DQXDO
)LJXUH)LEH$LU7HUPLQDO,3&RQILJXUDWLRQ0HQX
)RU(WKHUQHW&RQILJXUDWLRQ
6HOHFW$JHQW?(WKHUQHW,3$GGUHVVDQGHQWHUWKH,3DGGUHVV
6HOHFW$JHQW?(WKHUQHW,30DVNDQGHQWHUWKH,3PDVN
)RU6HULDO&RPPXQLFDWLRQ6OLS333RU'LDOXS0RGHP
6HOHFW6HULDO$GGUHVVDQGHQWHUWKHVHULDODGGUHVV
6HOHFW6HULDO0DVNDQGHQWHUWKHVHULDOPDVN
6HOHFW'HIDXOW*DWHZD\5RXWHUDQGHQWHUWKHURXWHU¶VDGGUHVV
6HOHFW66DYH5HWXUQWRVDYHWKHVHWWLQJVDQGUHWXUQWRWKH)XOO
&RQILJXUDWLRQPHQX
5HVWDUWWKH,'8
&RQILJXULQJ6HULDO&RPPXQLFDWLRQ6HWWLQJV
GLUHFWRUGLDOXS
7KLVFRQILJXUDWLRQLVUHTXLUHGZKHQDGLDOXSPRGHPRUDFRPSXWHULVFRQQHFWHGWR
WKH,'8¶VVHULDOSRUW7RFRQILJXUHWKHVHULDOFRPPXQLFDWLRQVHWLQJVSHUIRUPWKH
IROORZLQJRSHUDWLRQV
&RQQHFWWRWKH7HUPLQDO
)URPWKH0DLQ&RQILJXUDWLRQPHQXVHOHFW)XOO&RQILJXUDWLRQ
)URPWKH)XOO&RQILJXUDWLRQPHQXVHOHFW6HULDO&RQILJXUDWLRQ
&KDSWHU6\VWHP6HWXS 7KH6HWXS3URFHGXUH
)LEH$LU)DPLO\,QVWDOODWLRQDQG2SHUDWLRQ0DQXDO
)URPWKH6HULDO&RQILJXUDWLRQPHQXVHOHFW,QWHUIDFH&RPPXQLFDWLRQ7KH
,QWHUIDFH&RQILJXUDWLRQPHQXDSSHDUV
)LJXUH)LEH$LU7HUPLQDO,QWHUIDFH&RQILJXUDWLRQ0HQX
6HOHFW,QWHUIDFH3URWRFRODQGWKHQVHOHFW333RU6/,3
6HOHFW,QWHUIDFH%DXGUDWHDQGWKHQVHOHFWWKHGHVLUHGEDXGUDWH
1RWH)RUDPRGHPFRQQHFWLRQFKRRVHQRPRUHWKDQ)RUDGLUHFWFRQQHFWLRQWRD
QHDUE\FRPSXWHUFKRRVH0DNHVXUHWKDWWKHVDPHUDWHLVGHILQHGLQ\RXUQHWZRUN
PDQDJHU¶VGLDOXSFRQQHFWLRQ
,Q7KH0RGHP,QLWLDOL]DWLRQ6WULQJOHDYHWKHGHIDXOWVWULQJ
1RWH1RUPDOO\WKHGHIDXOWVKRXOGEHXVHGXQOHVVWKHPRGHPLVFRQQHFWHGWKURXJKD
3$%;RULQDQ\RWKHUVSHFLDOFDVH,QWKHVHFDVHVFRQVXOW&HUDJRQ7HFKQLFDO6HUYLFH
GHSDUWPHQW
6HOHFW7KH0RGHP'LDO1XPEHUDQGHQWHUDQXPEHULIQHFHVVDU\
1RWH7KLVLVWKHWHOHSKRQHQXPEHUWRZKLFKWKHQHWZRUNPDQDJHU¶VPRGHPLVFRQQHFWHG
6HOHFW7KH0RGHP,QDFWLYLW\7LPHUDQGHQWHUWKHYDOXH³´
1RWH7KLVSDUDPHWHUVWDWHVKRZORQJVKRXOGWKHSKRQHFDOOZLOOUHPDLQDFWLYHZKHQQR
GDWDLVWUDQVIHUUHGRQWKHOLQH$YDOXHRI]HURGLVDEOHVWKLVLQDFWLYLW\WLPHU
6HOHFW66DYH5HWXUQWRVDYHWKHVHWWLQJVDQGUHWXUQWRWKH)XOO
&RQILJXUDWLRQPHQX
&RQILJXULQJ3336HFXULW\6HWWLQJV
7KH333SURWRFRODGGVVHFXULW\WRWKHFRPPXQLFDWLRQDQGWKHUHIRUHDGGLWLRQDO
SDUDPHWHUVQHHGWREHFRQILJXUHGLQWKHV\VWHP7KLVVFUHHQLVQRWUHOHYDQWIRUD
6/,3FRQQHFWLRQ
&KDSWHU6\VWHP6HWXS 7KH6HWXS3URFHGXUH
)LEH$LU)DPLO\,QVWDOODWLRQDQG2SHUDWLRQ0DQXDO
7RFRQILJXUHWKH3336HFXULW\VHWWLQJVSHUIRUPWKHIROORZLQJRSHUDWLRQV
&RQQHFWWRWKH7HUPLQDO
)URPWKH0DLQ&RQILJXUDWLRQPHQXVHOHFW)XOO&RQILJXUDWLRQ
)URPWKH)XOO&RQILJXUDWLRQPHQXVHOHFW6HULDO&RQILJXUDWLRQ
)URPWKH6HULDO&RQILJXUDWLRQPHQXVHOHFW3336HFXULW\7KH3336HFXULW\
PHQXDSSHDUV
)LJXUH)LEH$LU7HUPLQDO3336HFXULW\0HQX
6HOHFW333$XWKHQWLFDWLRQ3URWRFRO'HILQHWKHSURWRFRO
1RQH
3$3ZLWKRXWHQFU\SWLRQ
&+$3ZLWKHQFU\SWLRQ
6HOHFW333$XWKHQWLFDWLRQ0RGH
*8(677KH,'8JLYHVWKH³XVHUQDPH´DQGWKH³SDVVZRUG´WRWKHQHWZRUN
PDQDJHU
+2677KH,'8UHFHLYHVWKH³XVHQDPH´DQGWKH³SDVVZRUG´IURPWKH
QHWZRUNPDQDJHUDQGYDOLGDWHVWKHP
'<1$0,&:KHQWKH,'8UHFHLYHVDSKRQHFDOOWKHQLWDFWVDV+267,I
LWLQLWLDWHVDFDOOWRWKHQHWZRUNPDQDJHU6103WUDSLWZLOODFWOLNHD
*8(67,QFDVHRIDGLUHFWFRQQHFWLRQZLWKRXWDGLDOXSPRGHPLWDFWVDV
+267
6HOHFW$FFHVV'HYLFH6HFXULW\,GHQWLW\(QWHUXVHUQDPHSDVVZRUG
7KLVZLOOEHVHQWE\WKH,'8ZKHQFRQILJXUHGIRUDXWKHQWLFDWLRQDQGDFWVOLNHD
*8(67
&KDSWHU6\VWHP6HWXS 7KH6HWXS3URFHGXUH
)LEH$LU)DPLO\,QVWDOODWLRQDQG2SHUDWLRQ0DQXDO
6HOHFW([WHUQDO'HYLFH6HFXULW\,GHQWLW\(QWHUXVHUQDPHSDVVZRUG
7KLVZLOOEHUHFHLYHGDQGYDOLGDWHGE\WKH,'8ZKHQFRQILJXUHGIRU
DXWKHQWLFDWLRQDQGDFWVOLNHD+267
6HOHFW66DYH5HWXUQWRVDYHWKHVHWWLQJVDQGUHWXUQWRWKH)XOO
&RQILJXUDWLRQPHQX
6103&RQILJXUDWLRQ
7RFRQQHFWWRWKH,'8ZLWK6103EDVHGPDQDJHPHQW\RXQHHGWRGHILQHWKH
6103FRPPXQLWLHV7KHVHDUHSDVVZRUGVWKDWGHILQHDFFHVVULJKWVRIGLIIHUHQW
XVHUV,IWKHVHDUHQRWLGHQWLFDOWRWKHGHILQLWLRQVLQWKHQHWZRUNPDQDJHPHQW
VRIWZDUH&HUD9LHZRUDQ\RWKHU6103EDVHGVRIWZDUHWKHDXWKHQWLFDWLRQ
SURFHVVZLOOIDLODQGDFFHVVWRWKHUDGLROLQNLVGHQLHG
7RFRQILJXUHWKH6103FRPPXQLWLHVSHUIRUPWKHIROORZLQJRSHUDWLRQV
&RQQHFWWRWKH7HUPLQDO
)URPWKH0DLQ&RQILJXUDWLRQPHQXVHOHFW)XOO&RQILJXUDWLRQ
)URPWKH)XOO&RQILJXUDWLRQPHQXVHOHFW6103&RQILJXUDWLRQ7KH
6103&RQILJXUDWLRQPHQXDSSHDUV
)LJXUH)LEH$LU7HUPLQDO±6103&RQILJXUDWLRQ0HQX
6HOHFW5HDG&RPPXQLW\DQGVHWLWWRSXEOLF8VHUVZLWKWKLVFRPPXQLW\
ZLOOEHDOORZHGWRUHDGWKHOLQNLQIRUPDWLRQEXWZLOOQRWEHDOORZHGWRFKDQJH
DQ\WKLQJ
6HOHFW:ULWH&RPPXQLW\DQGVHWLWWRQHWPDQ8VHUVZLWKWKLVFRPPXQLW\
ZLOOEHDOORZHGWRUHDGDQGPRGLI\OLQNLQIRUPDWLRQ
&KDSWHU6\VWHP6HWXS 7KH6HWXS3URFHGXUH
)LEH$LU)DPLO\,QVWDOODWLRQDQG2SHUDWLRQ0DQXDO
6HOHFW7UDS&RPPXQLW\DQGVHWLWWRSXEOLF7KLVSDVVZRUGZLOOEHXVHGE\
WKH,'8ZKHQLWUHSRUWVWRD6103EDVHGPDQDJHU7KHVDPHSDVVZRUGQHHGV
WREHLQFOXGHGLQWKHPDQDJHULWVHOI
6HOHFW7UDS2SWLRQDQGVHWLWWR6WDQGDUG7UDS,QWKH³6WDQGDUG7UDS´
RSWLRQVHULDOQXPEHUVZLOOEHDGGHGRQO\WRWKHSULYDWH0,%WUDSV2WKHUZLVH
VHULDOQXPEHUVZLOOEHDGGHGWRDOO6103WUDSV
6HOHFW66DYH5HWXUQWRVDYHWKHVHWWLQJVDQGUHWXUQWRWKH)XOO
&RQILJXUDWLRQPHQX
5HVWDUWWKH,'8
$GGLWLRQDO)LEH$LU$$&RQILJXUDWLRQ
,QDGGLWLRQWRWKHVHWXSSURFHGXUHVGHVFULEHGDERYHWKHIROORZLQJWHUPLQDOVHWXS
VFUHHQVUHODWHVSHFLILFDOO\WR)LEH$LU$$
6606\QFKURQL]DWLRQ6LJQDO0HVVDJH&RQILJXUDWLRQ
&RQILJXUDWLRQÆ)XOO&RQILJXUDWLRQÆ,'8&RQILJXUDWLRQÆ$FFHVV
&RQILJXUDWLRQÆ660&RQILJXUDWLRQ
)LJXUH)LEH$LU7HUPLQDO660&RQILJXUDWLRQ0HQX
1RWHWKDWFKDQJLQJWKHYDOXHRI6WDQGDUG3URWRFRO,'8&RQILJXUDWLRQÆ5DGLR&RQILJXUDWLRQ
Æ6WDQGDUG3URWRFROPD\FDXVHDQXSGDWHRIWKH&ORFN4XDOLW\3ULPDU\DQG6HFRQGDU\
YDOXHV
7KHXSGDWHZLOOEHSHUIRUPHGLQWKHIROORZLQJFDVHV
&DVH 3UHYLRXV9DOXH 1HZ9DOXH
6'+Æ621(7621(7BF '18 '86
621(7621(7BFÆ6'+ '86 '18
&KDSWHU6\VWHP6HWXS 7KH6HWXS3URFHGXUH
)LEH$LU)DPLO\,QVWDOODWLRQDQG2SHUDWLRQ0DQXDO
$'0&RQILJXUDWLRQ
&RQILJXUDWLRQÆ)XOO&RQILJXUDWLRQÆ,'8&RQILJXUDWLRQÆ$'0
&RQILJXUDWLRQ
)LJXUH)LEH$LU$$7HUPLQDO$'0&RQILJXUDWLRQ0HQX
1RWHWKDWFKDQJLQJWKHYDOXHRIWKH5DGLR6LGHSDUDPHWHUFDXVHVWKHLQLWLDOL]DWLRQRIWKUHH
RWKHUSDUDPHWHUVORFDWHGLQWKH,QWHUIDFHVPHQX./0,QGH[/RZ3DWK6LGHDQG3URWHFWLRQ
7XJ6WUXFWXUHSDUDPHWHUYDOXHVPXVWEHVHWIRUDOOWKUHHWRJHWKHUWXJVWUXFWXUHVDQG
2QHRUWZRFDQQRWEHFKDQJHGZLWKRXWFKDQJLQJWKHRWKHUV
,QWHUIDFHV&RQILJXUDWLRQ
7KHLQWHUIDFHVFRQILJXUDWLRQFRQVLVWVRIVHYHUDOVFUHHQVRQHIRUHDFKLQWHUIDFH6FUHHQFRQWHQW
GHSHQGVRQWKHLQWHUIDFHW\SH
&RQILJXUDWLRQÆ)XOO&RQILJXUDWLRQÆ,'8&RQILJXUDWLRQÆ$FFHVV
&RQILJXUDWLRQÆ/HIW,QWHUIDFH&RQILJXUDWLRQ5LJKW,QWHUIDFH&RQILJXUDWLRQ
7KHIROORZLQJDUHH[DPSOHVRIVFUHHQVIRUGLIIHUHQWLQWHUIDFHV
&KDSWHU6\VWHP6HWXS 7KH6HWXS3URFHGXUH
)LEH$LU)DPLO\,QVWDOODWLRQDQG2SHUDWLRQ0DQXDO
6FUHHQIRUWKH/HIW,QWHUIDFH&RQILJXUDWLRQ(LQWHUIDFHV
)LJXUH)LEH$LU$$7HUPLQDO([DPSOHRI(7,QWHUIDFHV&RQILJXUDWLRQ
6FUHHQIRURQH(LQWHUIDFHFRQILJXUDWLRQ
)LJXUH)LEH$LU$$7HUPLQDO([DPSOHRIRQH(7&RQILJXUDWLRQ
1RWHWKHIROORZLQJ
x ,IWKHUHLVQROHIWULJKWLQWHUIDFHWKHOHIWULJKWLQWHUIDFHVFUHHQZLOOVWLOOEHDYDLODEOH
x &KDQJLQJWKH6WDQGDUG3URWRFROYDOXH,'8&RQILJXUDWLRQÆ5DGLR&RQILJXUDWLRQÆ
6WDQGDUG3URWRFROFDXVHVWKHLQLWLDOL]DWLRQRI./0,QGH[
DQG/RZ3DWK6LGH
x 6LQFHWKH./0,QGH[/RZ3DWK6LGHDQG3URWHFWLRQSDUDPHWHUVDUHUHODWHGLQRUGHUWR
SUHYHQWUHGXQGDQF\WKHIROORZLQJFRPELQDWLRQVVKRXOGQRWEHXVHG
7ZRRUPRUHWUDLOVZLWKWKHVDPH./0,QGH[DQG/RZ3DWK6LGH
&KDSWHU6\VWHP6HWXS &RQQHFWLQJWRWKH,'8
)LEH$LU)DPLO\,QVWDOODWLRQDQG2SHUDWLRQ0DQXDO
7ZRRUPRUHWUDLOVZLWKWKHVDPH./0,QGH[ZKHUHE\DWOHDVWRQHRIWKHPLVLQ
SURWHFWHGPRGHLWV3URWHFWLRQ2SWLRQYDOXHLV³3URWHFWHG´
x 6RPHOLQHVLQWKHVFUHHQVLQFOXGHPRUHWKDQRQHSDUDPHWHU,QVXFKFDVHVWKH
SDUDPHWHUVPXVWEHVHWWRJHWKHU
&RQQHFWLQJWRWKH,'8
<RXFDQSHUIRUPWKHSK\VLFDOFRQQHFWLRQWRWKH,'8XVLQJRQHRIWKHIROORZLQJ
PHWKRGV
&RQQHFWLQJYLDWKH(WKHUQHWSRUW
&RQQHFWLQJYLDWKHVHULDOSRUWXVLQJ3336/,3
&RQQHFWLQJYLDWKHVHULDOSRUWXVLQJDGLDOXSPRGHP
&RQQHFWLQJ9LDWKH(WKHUQHW3RUW
&RQQHFWDQ(WKHUQHWFDEOHWRWKH(WKHUQHWSRUWRIWKH,'8,IWKH,'8LV
FRQQHFWHGGLUHFWO\WRWKHFRPSXWHUXVHDFURVVFDEOH,IWKH,'8LVFRQQHFWHGWRD
/$1ZDOOVRFNHWXVHDVWDQGDUGVWUDLJKWFDEOH
6HWWKH(WKHUQHW,3DGGUHVVDQGPDVNWRWKH,'8XVLQJWKH+\SHU7HUPLQDO7KH
GHIDXOW$JHQW(WKHUQHW,3DGGUHVVLVDQGWKH$JHQW(WKHUQHW,3PDVN
LV
0DNH6XUHWKH(WKHUQHW,3DGGUHVVRI\RXU3&LVRQWKHVDPHVXEQHWDVWKH
,'8¶V(WKHUQHW,3DGGUHVVDQGWKDWWKHPDVNVDUHLGHQWLFDO
&KHFNDQGFKDQJHWKH(WKHUQHWDGGUHVVRIWKH3&DVIROORZV
:LQGRZV
6HOHFW6WDUW¾6HWWLQJV¾&RQWURO3DQHO¾1HWZRUN
6HOHFWWKH7&3,3(WKHUQHWFRPSRQHQWWKDWZDVLQVWDOOHGRQWKH3&DQGFOLFN
3URSHUWLHV
2QWKH,3$GGUHVVWDEVHOHFW6SHFLI\DQ,3$GGUHVVDQGHQWHUWKHDSSURSULDWH
,3DGGUHVVDQGPDVN
:LQGRZV17
6HOHFW6WDUW¾6HWWLQJV¾&RQWURO3DQHO¾1HWZRUN
6HOHFW3URWRFROVWKHQVHOHFW7&3,3SURWRFRODQGWKHQFOLFN3URSHUWLHV
2QWKH,3$GGUHVVWDEVHOHFW6SHFLI\DQ,3$GGUHVVDQGHQWHUWKHDSSURSULDWH
,3DGGUHVVDQGPDVN
7RYHULI\FRQQHFWLYLW\SLQJWKH,'8V(WKHUQHW,3DGGUHVVDQGPDNHVXUH\RX
KDYHDUHSO\DVIROORZV
6HOHFW6WDUW¾5XQ
&KDSWHU6\VWHP6HWXS &RQQHFWLQJWRWKH,'8
)LEH$LU)DPLO\,QVWDOODWLRQDQG2SHUDWLRQ0DQXDO
7\SHSLQJIROORZHGE\WKH,3DGGUHVVDQGFOLFN2.
5XQWKH&HUD9LHZPDQDJHPHQWDSSOLFDWLRQ
&RQQHFWLQJ9LDWKH6HULDO3RUW8VLQJ3336/,3
&RQQHFWDQ56SLQFDEOHWRWKHVHULDOSRUWRIWKH,'8
,QVWDOOD333RU6/,3GULYHU5HIHUWR$SSHQGL[$IRUGHWDLOV
6HWWKHVHULDO,3DGGUHVVDQGPDVNRIWKH,'8XVLQJWKH+\SHU7HUPLQDO
7KHGHIDXOWVHULDO,3DGGUHVVLVDQGWKHVHULDO,3PDVNLV
0DNHVXUHWKDWWKHVHULDO,3DGGUHVVRI\RXU3&LVRQWKHVDPHVXEQHWDVWKH
,'8VVHULDO,3DGGUHVVDQGWKDWWKHPDVNVDUHLGHQWLFDO
:LQGRZV
&KHFNDQGFKDQJHWKHVHULDODGGUHVVRIWKH3&DVIROORZV
6HOHFW6WDUW¾6HWWLQJV¾&RQWURO3DQHO¾1HWZRUN
6HOHFWWKH7&3,3'LDOXS$GDSWHUFRPSRQHQWWKDWZDVLQVWDOOHGRQWKH3&
DQGFOLFN3URSHUWLHV
2QWKH,3$GGUHVVWDEVHOHFW6SHFLI\DQ,3$GGUHVVDQGHQWHUWKH,3
DGGUHVVDQGPDVNWKDWDUHRQWKHVDPHVXEQHWDVWKH,'8\RXZDQWWR
FRQQHFWWR
0DNHVXUHWKDWWKHVHULDO,3DGGUHVVRIWKH3336/,3GULYHU\RXKDYHLQVWDOOHGLV
RQWKHVDPHVXEQHWDVWKH,'8VVHULDO,3DGGUHVVDQGWKHPDVNVDUHLGHQWLFDO
7RFKHFNDQGFKDQJHWKHVHULDODGGUHVVRIWKH3336/,3GULYHUGRXEOHFOLFN0\
&RPSXWHU
'RXEOHFOLFN'LDOXS1HWZRUNLQJ
&OLFNWKHLFRQWKDWZDVDGGHGDIWHUWKHLQVWDOODWLRQRIWKH3336/,3GULYHUDQG
VHOHFW3URSHUWLHV
9HULI\WKDWWKHSURWRFRO333RU6/,3DQGWKHEDXGUDWHPDWFKWKHVHULDO
FRQILJXUDWLRQWKDWZDVVHWRQWKH+\SHU7HUPLQDO
6HOHFW6HUYHU7\SHDQGFOLFN7&3,36HWWLQJ
6HOHFW6SHFLI\,3$GGUHVVDQGHQWHUDGGUHVVRQWKHVDPHVXEQHWDVWKHVHULDO
DGGUHVVRIWKH,'8
'RXEOHFOLFNWKLVLFRQZKHQHYHU\RXZRXOGOLNHWRHVWDEOLVKFRPPXQLFDWLRQ
ZLWKWKH,'8
:LQGRZV17
7RFKHFNDQGFKDQJHWKHVHULDODGGUHVVRIWKH3336/,3GULYHUGRXEOHFOLFN0\
&RPSXWHU'RXEOHFOLFN'LDO8S1HWZRUNLQJ
&KDSWHU6\VWHP6HWXS &RQQHFWLQJWRWKH,'8
)LEH$LU)DPLO\,QVWDOODWLRQDQG2SHUDWLRQ0DQXDO
&OLFN0RUHVHOHFW(GLWHQWU\DQGPRGHPSURSHUWLHV
2QWKH%DVLFWDEYHULI\WKDW\RXDUHGLDOLQJXVLQJ17'LUHFW&RQQHFWLRQ
&OLFN&RQILJXUHDQGYHULI\WKDWWKH,QLWLDOVSHHGESVLVDVFRQILJXUHGRQWKH
+\SHU7HUPLQDO
6HOHFW6HUYHUWDEDQGFKRVH333RU6/,3DV\RXU'LDOXSVHUYHUW\SH9HULI\
WKDWWKHSURWRFRO333RU6/,3DQGLVLQDFFRUGDQFHWRWKHVHULDOFRQILJXUDWLRQ
WKDWZDVVHWRQWKH+\SHU7HUPLQDO
&KHFNRQO\7&3,3WKHQ&OLFN7&3,36HWWLQJV
6HOHFW6SHFLI\,3$GGUHVVDQGHQWHUDGGUHVVRQWKHVDPHVXEQHWDVWKHVHULDO
DGGUHVVRIWKH,'8
0DNHVXUHWKDW6HUYHUDVVLJQHGQDPHVHUYHUDGGUHVVHVLVVHOHFWHGDQG8VH
,3KHDGHUFRPSUHVVLRQDQG8VHGHIDXOWJDWHZD\RQUHPRWHQHWZRUNDUH
XQFKHFNHG
:KHQHYHU\RXZLVKWRFRQQHFWWRWKH,'8GRXEOHFOLFN'LDO8S1HWZRUNLQJ
DQGVHOHFWWKHQXPEHU\RXZLVKWRGLDODWWKH3KRQHERRN(QWU\
7RYHULI\FRQQHFWLYLW\SLQJWKH,'8V(WKHUQHW,3DGGUHVVDQGPDNHVXUH\RX
KDYHDUHSO\6HOHFW6WDUWÎ5XQDQGRSHQSLQJ,3DGGUHVV
2QFHFRPPXQLFDWLRQLVHVWDEOLVKHGUXQWKH&HUD9LHZPDQDJHPHQWDSSOLFDWLRQ
&RQQHFWLQJ9LDD6HULDO3RUW8VLQJD'LDO8S0RGHP
'RXEOHFOLFN0\&RPSXWHUDQGWKHQGRXEOHFOLFN'LDOXS1HWZRUNLQJ
'RXEOHFOLFN0DNH1HZ&RQQHFWLRQ7\SHDQDPHIRUWKHQHZFRQQHFWLRQ
&HUDJRQIRUH[DPSOHDQGVHOHFWWKHPRGHP\RXDUHXVLQJWRGLDO
&OLFN&RQILJXUH2QWKH*HQHUDOWDEVHWWKHPD[LPXPVSHHGDYDLODEOHDQG
XQFKHFNWKH2QO\FRQQHFWDWWKLVVSHHGER[
2QWKH&RQQHFWLRQWDEVHW'DWDELWV 3DULW\ QRQHDQG
6WRSELWV
&KHFNWKH:DLWIRUGLDOWRQHER[DQGXQFKHFNWKH&DOOLIQRWFRQQHFWHGLQ
VHFRQGVER[
8QFKHFN'LVFRQQHFWDFDOOLILGOHIRUPRUHWKDQ«VHFRQGV
&OLFN3RUW6HWWLQJVDQGFKHFN8VH),)2%XIIHUVDQGWKHQFOLFN2.
&OLFN$GYDQFHGDQGXQFKHFNWKH8VHHUURUFRQWURODQG8VHIORZFRQWURO
ER[HV
0DNHVXUHWKDW0RGXODWLRQW\SHLVVHWWR6WDQGDUG
&OLFN6HUYHU7\SHDQGVHOHFW333RU6/,3DV'LDOXS6HUYHU&KHFNRQO\
7&3,3
&KDSWHU6\VWHP6HWXS /RJJLQJ,Q
)LEH$LU)DPLO\,QVWDOODWLRQDQG2SHUDWLRQ0DQXDO
0DNHVXUHWKDW\RXVHOHFWWKHVHULDOLQWHUIDFHWKDWZDVFRQILJXUHGLQWKH+\SHU
7HUPLQDO
&OLFN7&3,36HWWLQJVDQGVSHFLI\DQ,3DGGUHVV7KH,3DGGUHVVVKRXOGEHRQ
WKHVDPHVXEQHWDVWKHVHULDODGGUHVVRIWKH,'8
6HOHFW6HUYHUDVVLJQHGQDPHVHUYHUDGGUHVVHVDQGXQFKHFNWKH
8VH,3KHDGHUFRPSUHVVLRQDQG8VHGHIDXOWJDWHZD\RQUHPRWHQHWZRUN
ER[HV
0RGHP
&RQQHFWWKHPRGHPWRWKHVHULDOSRUWRIWKH,'8DQGWRDQDQDORJWHOHSKRQH
OLQH
0DNHVXUHWKDWWKHFDEOHIRUWKHPRGHPKDVWKHIROORZLQJSLQRXW
'% '%
,VRODWHGVKLHOGV
:KHQXVLQJDVWDQGDUGPRGHPWKHGLSVZLWFKFRQILJXUDWLRQVKRXOGEHVHWDV
IROORZV6ZLWFKHVGRZQ'LVSOD\UHVXOWVFRGHV6PDUWPRGH
&KDSWHU6\VWHP6HWXS 6HWWLQJ6\VWHP,QIRUPDWLRQ
)LEH$LU)DPLO\,QVWDOODWLRQDQG2SHUDWLRQ0DQXDO
/RJJLQJ,Q
7RSHUIRUPPDQDJHPHQWRSHUDWLRQVVWDUWWKHPDQDJHPHQWVRIWZDUHDVIROORZV
6HOHFW6WDUW¾3URJUDPV¾&HUD9LHZ
$IWHUWKH5XQ(QY3DUDPHWHUVZLQGRZWKH/RJLQZLQGRZDSSHDUV
)LJXUH/RJLQ:LQGRZ
(QWHUWKH,3DGGUHVVRIWKH,'8\RXZDQWWRORJLQWRWKH6103FRPPXQLW\
IRU6103SURWRFRODFFHVV\RXUXVHUQDPHDQGSDVVZRUGDQGFOLFN2.
7KHGHIDXOWSDVVZRUGLV&HUDJRQEXWLWFDQEHFKDQJHGODWHU
$IWHU\RXORJLQWKH0DLQ&HUD9LHZZLQGRZDSSHDUV
)LJXUH0DLQ&HUD9LHZ:LQGRZ
&KDSWHU6\VWHP6HWXS 6HWWLQJ6\VWHP,QIRUPDWLRQ
)LEH$LU)DPLO\,QVWDOODWLRQDQG2SHUDWLRQ0DQXDO
6HWWLQJ6\VWHP,QIRUPDWLRQ
7RGHILQHV\VWHPLQIRUPDWLRQ
6HOHFW)LOH6\VWHP,QIRUPDWLRQRUFOLFNWKH6\VWHP,QIRUPDWLRQLFRQ
)LJXUH6\VWHP,QIRUPDWLRQ:LQGRZ
,QWKH&XUUHQW7LPHDUHDFOLFN&RQILJXUH7LPHDQGVHWWKHWLPHLQWKH
IRUPDW++0066
7KHUHDGRQO\'HVFULSWLRQILHOGSURYLGHVLQIRUPDWLRQDERXWWKH)LEH$LU
V\VWHP
2SWLRQDO,QWKH1DPHILHOGHQWHUDQDPHIRUWKLVOLQN%\FRQYHQWLRQWKLVLV
WKHQRGH¶VIXOO\TXDOLILHGGRPDLQQDPH
2SWLRQDO,QWKH&RQWDFWILHOGHQWHUWKHQDPHRIWKHSHUVRQWREHFRQWDFWHG
ZKHQDSUREOHPZLWKWKHV\VWHPRFFXUV,QFOXGHLQIRUPDWLRQRQKRZWR
FRQWDFWWKHGHVLJQDWHGSHUVRQ
2SWLRQDO,QWKH/RFDWLRQILHOGHQWHUWKHDFWXDOSK\VLFDOORFDWLRQRIWKHQRGH
RUDJHQW
7KH8S7LPHILHOG6RIWZDUH9HUVLRQVDUHDDQG6HULDO1XPEHUVDUHDDUH
UHDGRQO\
)RU/LQN,'HQWHUWKH,'RIWKHOLQN\RXDUHZRUNLQJZLWK
1RWHWKDWIRUWKHOLQNWRRSHUDWHWKHOLQN,'PXVWEHLGHQWLFDORQERWKVLGHV
&OLFN$SSO\7KHVHWWLQJVDUHVDYHG
&OLFN&ORVH
&KDSWHU6\VWHP6HWXS 7UDS)RUZDUGLQJ&RQILJXUDWLRQ
)LEH$LU)DPLO\,QVWDOODWLRQDQG2SHUDWLRQ0DQXDO
/RFDO5HPRWH7UDQVSRUW&RQILJXUDWLRQ2SWLRQDO
7KH/RFDO5HPRWH7UDQVSRUW&RQILJXUDWLRQZLQGRZDOORZV\RXWRFKDQJH
WKUHVKROGOHYHOVIRUWKHUDGLRDQGDODUPVDQGWRFRQILJXUHVSHFLDOWUDQVPLVVLRQ
SDUDPHWHUV7KLVLVUHFRPPHQGHGIRUDGYDQFHGXVHUVRQO\
6HOHFW&RQILJXUDWLRQ,'8/RFDO5HPRWH7UDQVSRUWRUFOLFNWKH
/RFDO5HPRWH7UDQVSRUW&RQILJXUDWLRQLFRQ
7KH/RFDO5HPRWH7UDQVSRUW&RQILJXUDWLRQZLQGRZDSSHDUV
)LJXUH/RFDO7UDQVSRUW&RQILJXUDWLRQ:LQGRZ
,QWKH([FHVVLYH(UURUILHOGVHOHFWWKHOHYHODERYHZKLFKDUDGLR([FHVVLYH
%(5DODUPLVLVVXHG7KLVLVDPDMRUDODUP
,QWKH6LJQDO'HJUDGHILHOGVHOHFWWKHOHYHODERYHZKLFKDUDGLR6LJQDO
'HJUDGHDODUPLVLVVXHG7KLVLVDPLQRUDODUP
7KH%(5ILHOGLVUHDGRQO\
,QWKH6XSSOHPHQWDU\&KDQQHODUHDVHOHFW(2:DQGRU8VHU&KDQQHOLI
WKRVHFKDQQHOVDUHXVHG
(2:(QJLQHHULQJ2UGHU:LUH
8VHU&KDQQHO.ESV
7KH/LQH3URWRFROILHOGGLVSOD\VWKHFXUUHQWGDWDWUDQVIHUSURWRFROLQXVH7R
FKDQJHWKHSURWRFROFOLFNWKHGURSGRZQOLVWDQGVHOHFWHLWKHU6'+621(7
RU621(7&
&OLFN$SSO\WRVDYHWKHVHWWLQJV
&OLFN&ORVH
&KDSWHU6\VWHP6HWXS 7UDS)RUZDUGLQJ&RQILJXUDWLRQ
)LEH$LU)DPLO\,QVWDOODWLRQDQG2SHUDWLRQ0DQXDO
7UDS)RUZDUGLQJ&RQILJXUDWLRQ
7KLVVHFWLRQH[SODLQVKRZWRVHWXSDWUDSIRUZDUGLQJSODQ,I\RXUDSSOLFDWLRQGRHV
QRWUHTXLUHWUDSIRUZDUGLQJ\RXFDQVNLSWKHIROORZLQJSURFHGXUH
6HOHFW&RQILJXUDWLRQ6\VWHP7UDS)RUZDUGLQJRUFOLFNWKH7UDS
)RUZDUGLQJLFRQ
7KH7UDS)RUZDUGLQJ&RQILJXUDWLRQZLQGRZDSSHDUV
)LJXUH7UDS)RUZDUGLQJ&RQILJXUDWLRQ:LQGRZ
,QWKH0DQDJHUVVHFWLRQRIWKHZLQGRZVSHFLI\WKH,3DGGUHVVHVRIWKH
PDQDJHUVWRZKLFKWUDSVZLOOEHIRUZDUGHG
,QWKH7UDS)LOWHUVVHFWLRQ\RXGHWHUPLQHZKLFKDODUPVZLOOEHVHQWDVDQ
6103WUDSWRHDFKPDQDJHU
,QHDFKPDQDJHUFROXPQVHOHFWWKHDODUPW\SHV\RXZDQWWRLQFOXGHIRUWKDW
PDQDJHU
,QWKH6HULDO/LQH,3DUHDWKH,3$GGUHVVILHOGVKRZVWKH,3DGGUHVVRIWKH
PRGHPRU6/,3,33GULYHUFRQQHFWHGWRWKHVHULDOSRUW
,QWKH%DXGUDWHILHOGVHOHFWWKHDSSURSULDWHEDXGUDWHIRUVHULDOSRUWGDWD
WUDQVIHU
)RU0RGHPSKRQHQXPEHUHQWHUWKHQXPEHUWKHPRGHPZLOOGLDOIRUVHULDO
GDWDWUDQVIHU
,QWKH7UDS2SWLRQVDUHDVHOHFW6WDQGDUGWUDSVLQFOXGHVHULDOQXPEHULI
\RXZDQWWUDSPHVVDJHVWRLQFOXGHWKH,'8VHULDOQXPEHU
&KDSWHU6\VWHP6HWXS ([WHUQDO$ODUPV6HWXS
)LEH$LU)DPLO\,QVWDOODWLRQDQG2SHUDWLRQ0DQXDO
6HOHFW5HSRUWORFDOWUDSVIURPUHPRWH,'8LI\RXZDQWUHPRWH,'8WUDS
PHVVDJHVWREHUHSRUWHGORFDOO\
6HOHFW(YHQWVDUHUHSRUWHGDVWUDSVLI\RXZDQWHYHQWVWRDSSHDUDVWUDS
PHVVDJHV
)RU&//,&RPPRQ/DQJXDJH/RFDWLRQ,GHQWLILHUHQWHUXSWRFKDUDFWHUV
WKDWZLOOUHSUHVHQW\RXUV\VWHP,'ZKHQWUDSVDUHVHQW
)RU+HDUWEHDWSHULRGDKHDUWEHDWVLJQDOZLOOEHJHQHUDWHGHYHU\[PLQXWHV
WKHQXPEHU\RXHQWHULQWKHILHOGWRWHOO\RXUV\VWHPWKDWWKHWUDSPHDFKQLVP
LVZRUNLQJ
&OLFN$SSO\WRVDYHWKHVHWWLQJV
&OLFN&ORVHWRFORVHWKHZLQGRZ
([WHUQDO$ODUPV6HWXS
7KHSURFHGXUHGHWDLOHGLQWKLVVHFWLRQLVUHTXLUHGRQO\LIDODUPVJHQHUDWHGE\
H[WHUQDOHTXLSPHQWDUHFRQQHFWHGWRWKH,'8RULIWKH,'8DODUPRXWSXWVDUH
FRQQHFWHGWRRWKHUHTXLSPHQWXVLQJWKHDODUPV,2FRQQHFWRU
6HOHFW&RQILJXUDWLRQ,'8/RFDO5HPRWH,2([WHUQDO$ODUPVRUFOLFN
WKH/RFDO5HPRWH,2([WHUQDO$ODUPVLFRQ
7KH/RFDO5HPRWH,QSXW2XWSXW([WHUQDO$ODUPVZLQGRZDSSHDUV
)LJXUH/RFDO,QSXW2XWSXW([WHUQDO$ODUPV:LQGRZ
)ROORZWKHVWHSVEHORZIRUERWKWKH/RFDODQG5HPRWHVLGHV
7KHPLFURFRQWUROOHULQWKH,'8UHDGVDODUPLQSXWVGU\FRQWDFWDQGWUDQVPLWV
WKHPWRWKH&HUD9LHZPDQDJHPHQWV\VWHP7KLVDOORZV)LEH$LUWRUHSRUW
H[WHUQDODODUPVWKDWDUHQRWUHODWHGWRLWVRZQV\VWHP
&KDSWHU6\VWHP6HWXS /LQH,QWHUIDFH&RQQHFWLRQ
)LEH$LU)DPLO\,QVWDOODWLRQDQG2SHUDWLRQ0DQXDO
)RUHDFKDODUPRQWKHOHIWVLGHRIWKHZLQGRZGRWKHIROORZLQJ
&OLFNRQWKHER[QH[WWRWKHDODUPQXPEHUWRHQDEOHGLVDEOHWKHDODUP
,I\RXHQDEOHDQDODUPHQWHUDGHVFULSWLRQRIWKHDODUPLQWKHWH[WILHOG
6HOHFWWKHDODUP¶VVHYHULW\OHYHOIURPWKHGURSGRZQOLVW0DMRU0LQRU
:DUQLQJRU(YHQW
)LEH$LUSURYLGHVILYHDODUPRXWSXWVWKDWFDQEHXVHGE\RWKHUV\VWHPVWRVHQVH
)LEH$LUDODUPV7KHRXWSXWVDUHFRQILJXUHGRQWKHULJKWVLGHRIWKHZLQGRZ
7KHDODUPRXWSXWVDUH)RUP&5HOD\V(DFKRXWSXWUHOD\SURYLGHVWKUHHSLQV
DVIROORZV
1RUPDOO\2SHQ12
1RUPDOO\&ORVHG1&
&RPPRQ&
2XWSXWDODUPVFDQEHGHILQHGDVDQ\RQHRIWKHIROORZLQJ
0DMRU
0LQRU
:DUQLQJ
([WHUQDO
3RZHU
%(5
/LQH
/RRSEDFN
/2)
,'8
2'8
&DEOH
5HPRWH
7KHGHIDXOWDODUPRXWSXWVHWWLQJIRUHDFKUHOD\LV³3RZHU´
7KHUHOD\VPD\EHFRQQHFWHGWRFXVWRPHUVSHFLILFDSSOLFDWLRQV5HIHUWR
$SSHQGL[%IRUGHWDLOVFRQFHUQLQJWKHDODUPFRQQHFWRUSLQDVVLJQPHQWV
$IWHU\RXFRPSOHWHWKHH[WHUQDODODUPFRQILJXUDWLRQFOLFN$SSO\WRVDYHWKH
VHWWLQJV
&OLFN&ORVH
7KHZLQGRZLVFORVHGDQG\RXDUHUHWXUQHGWRWKH0DLQZLQGRZ
/LQH,QWHUIDFH&RQQHFWLRQ
$IWHUFRQILJXULQJWKHV\VWHPLQDFFRUGDQFHZLWKWKHSUHYLRXVVHFWLRQVWKH/LQH
,QWHUIDFHVFDQEHFRQQHFWHGWRWKH,'8
)RUDGHVFULSWLRQRIDOODYDLODEOH)LEH$LUOLQHLQWHUIDFHVVHH&KDSWHU
&KDSWHU6\VWHP6HWXS /LQH,QWHUIDFH&RQQHFWLRQ
)LEH$LU)DPLO\,QVWDOODWLRQDQG2SHUDWLRQ0DQXDO
1RWHWKHIROORZLQJLQWHUIDFHWHUPLQRORJ\
y )RUFRQQHFWRUVRUVLJQDOVODEHOHG7;WKHVLJQDOVDUHVHQWIURPWKH)LEH$LU
V\VWHP
y )RUFRQQHFWRUVRUVLJQDOVODEHOHG5;WKHVLJQDOVDUHVHQWWRWKH)LEH$LU
V\VWHP
)LEH$LU)DPLO\,QVWDOODWLRQDQG2SHUDWLRQ0DQXDO
&KDSWHU
2SHUDWLRQ
*HQHUDO
7KLVFKDSWHUH[SODLQVKRZ&HUDJRQ¶V&HUD9LHZPDQDJHPHQWVRIWZDUHLVXVHGWR
FRQILJXUHDQGPRQLWRU)LEH$LUV\VWHPV
/RJJLQJLQWR&HUD9LHZ
7RORJLQWR&HUD9LHZ
6HOHFW6WDUW3URJUDPV&HUD9LHZ
7KH/RJLQZLQGRZDSSHDUV
)LJXUH&HUD9LHZ/RJLQ:LQGRZ
(QWHUWKHLQIRUPDWLRQDQGFOLFN2.
0DUNWKH6DYH3DVVZRUGER[LI\RXZDQW&HUD9LHZWRUHPHPEHUWKH
SDVVZRUG\RXHQWHUHG
1RWHWKDWWKHUHDUHWZRW\SHVRISDVVZRUGVHDFKZLWKDGLIIHUHQWVHFXULW\OHYHO
IRUDXWKRUL]HGDFWLYLWLHV
5HDG2QO\XVHULVSHUPLWWHGWRSHUIRUPPRQLWRULQJDFWLYLWLHVRQO\
5HDG:ULWHXVHULVSHUPLWWHGWRFKDQJHV\VWHPFRQILJXUDWLRQDQGV\VWHP
DGPLQLVWUDWRUSDUDPHWHUVDQGSHUIRUPPRQLWRULQJDFWLYLWLHV
&KDSWHU2SHUDWLRQ &HUD9LHZIRU)LEH$LU
)LEH$LU)DPLO\,QVWDOODWLRQDQG2SHUDWLRQ0DQXDO
&HUD9LHZIRU)LEH$LU
7KHIROORZLQJVHFWLRQVGHVFULEHWKH&HUD9LHZDSSOLFDWLRQIRU)LEH$LU
)RUDGHVFULSWLRQRI&HUD9LHZIRU)LEH$LU$$VHH&HUD9LHZIRU
)LEH$LU$$DWWKHHQGRIWKHVHVHFWLRQV
0DLQ:LQGRZ
7KH0DLQZLQGRZLV\RXUVWDUWLQJSRLQWIRUDOORSHUDWLRQV
%HORZLVDGHVFULSWLRQRIWKHPHQXVWRROEDUVDQGRWKHUIHDWXUHVRIWKH0DLQ
ZLQGRZ
)LJXUH0DLQ:LQGRZ
7LWOH%DU
7KH7LWOH%DUGLVSOD\VWKH&HUD9LHZYHUVLRQDQGWKH,3DGGUHVVRIWKH,'8EHLQJ
DFFHVVHG
$FWLYH6WDQGE\
7KH$FWLYH6WDQGE\WDEVDSSHDUIRUSURWHFWHGV\VWHPV<RXFDQFOLFNRQWKH
WDEVWRFRQILJXUHWKHUHVSHFWLYHXQLWV
0HQX%DU
7KH0HQX%DUFRQWDLQVPHQXVDQGPHQXLWHPVXVHGWRSHUIRUP&HUD9LHZ
RSHUDWLRQV
&KDSWHU2SHUDWLRQ 3K\VLFDO9LHZ
)LEH$LU)DPLO\,QVWDOODWLRQDQG2SHUDWLRQ0DQXDO
7RROEDU
7KH7RROEDULQFOXGHVVHYHUDOLFRQVWKDW\RXFDQFOLFNWRSHUIRUPGLIIHUHQW
RSHUDWLRQV
(DFKLFRQLQWKH7RROEDULVGHVFULEHGEHORZ
,FRQ 2SHUDWLRQ
6\VWHP,QIRUPDWLRQXVHGWRYLHZDQGGHILQHV\VWHP
LQIRUPDWLRQVXFKDVFRQWDFWSHUVRQQHODQGV\VWHPXS
WLPH
7UDS)RUZDUGLQJ&RQILJXUDWLRQXVHGWRGHVLJQDWH
PDQDJHUVWRZKLFKWUDSVZLOOEHIRUZDUGHG
&XUUHQW$ODUPVXVHGWRYLHZFXUUHQWDFWLYHDODUPV
$ODUP/RJXVHGWRYLHZKLVRULFDODODUPUHFRUGV
/RFDO5HPRWH,QSXW2XWSXW([WHUQDO$ODUPVXVHGWR
FRQILJXUHDODUPVVHQWWRIURPH[WHUQDOVRXUFHV
/RFDO5HPRWH2'8&RQILJXUDWLRQXVHGWRFRQILJXUHWKH
ORFDODQGUHPRWH2'8V
/RFDO5HPRWH7UDQVSRUW&RQILJXUDWLRQXVHGWR
FRQILJXUHORFDODQGUHPRWHUDGLROLQH562+DQG
VHFXULW\SDUDPHWHUV
/RFDO5HPRWH/RRSEDFNXVHGWRFRQILJXUHDQGUXQORFDO
DQGUHPRWHORRSEDFNVIRUWHVWLQJDQGWURXEOHVKRRWLQJ
2QOLQH+HOSXVHGWRYLHZWKHRQOLQHKHOSILOH
3K\VLFDO9LHZ
3K\VLFDOYLHZVRIWKH)LEH$LUORFDODQGUHPRWHXQLWVDUHGLVSOD\HGLQWKH0DLQ
ZLQGRZ7KHYLHZVSURYLGHDUHDOWLPHYLUWXDOGLVSOD\RIWKH,'8IURQWSDQHO
)LJXUH3K\VLFDO9LHZLQ0DLQ:LQGRZ
&KDSWHU2SHUDWLRQ 3K\VLFDO9LHZ
)LEH$LU)DPLO\,QVWDOODWLRQDQG2SHUDWLRQ0DQXDO
7KH/('VWKDWDSSHDULQWKHSK\VLFDOYLHZLQGLFDWHWKHDFWXDOUHDOWLPHVWDWXVRI
WKH/('VRQWKHIURQWSDQHORIWKH,'8/('FKDQJHVRQWKHDFWXDOIURQWSDQHOVRI
WKHXQLWVZLOOEHXSGDWHGLQWKHSK\VLFDOYLHZVDIWHUDVOLJKWGHOD\
7KH/('FRORUVDUHDVIROORZV
*UHHQLQGLFDWHVSURSHURSHUDWLRQ
<HOORZLQGLFDWHVDZDUQLQJ
5HGLQGLFDWHVDPDMRUDODUPRUVHYHUHPDOIXQFWLRQ
7KHIROORZLQJWDEOHOLVWVWKH/('VDQGWKHLULQGLFDWLRQV
/(' &RORU 'HVFULSWLRQ
5HG <HOORZ *UHHQ
3RZHU ; ; 5HGSRZHUVXSSO\SUREOHPV\VWHPQRW
IXQFWLRQDO
/LQH ; ; ; 5HGQRLQSXWWRPDLQFKDQQHO+LJK%(5
<HOORZ-PLVPDWFK%(5
/2)/RVV
RI)UDPH
; ; 5HGUDGLRGLGQRWUHFRJQL]HLQIRUPDWLRQ
IUDPHUDGLROLQNSUREOHPUDGLR/2)
%(5%LW
(UURU5DWLR
; ; ; 5HGUDGLR%(5KLJKHUWKDQUDGLR
H[FHVVLYHHUURUWKUHVKROGGHILQLWLRQVHH
6RQHW6'+FRQILJXUDWLRQZLQGRZ
<HOORZUDGLR%(5KLJKHUWKDQUDGLR
VLJQDOGHJUDGHWKUHVKROGGHILQLWLRQVHH
6RQHW6'+FRQILJXUDWLRQZLQGRZ
/3%.
/RRSEDFN
; ; 5HGORRSEDFNLVDFWLYH
67%<
6WDQGE\
;;
<HOORZ3URWHFWHGFRQILJXUDWLRQ7KHXQLW
LVFXUUHQWO\SDVVLYHRU7[PXWHLVRSHUDWLQJ
,'8 ; ; ; 5HGPRGHPXQORFNHGOLQN,'PLVPDWFK
<HOORZKLJKWHPSHUDWXUHIDQSUREOHP
2'8 ; ; ; 5HGQROLQN2'8SRZHU2'8
XQORFNHG
<HOORZUDGLRLQWHUIHUHQFHKLJK
WHPSHUDWXUH5[7[RXWRIUDQJH
&%/&DEOH ; ; 5HG,)FDEOHRSHQ,)FDEOHVKRUW
507
5HPRWH
8QLW
; ; ; 5HGQROLQNUHPRWHXQLWSUREOHPUHG
/('LVOLWLQWKHUHPRWHXQLW
<HOORZZDUQLQJLQUHPRWHXQLW\HOORZ
/('LVOLWLQWKHUHPRWHXQLW
&KDSWHU2SHUDWLRQ 3K\VLFDO9LHZ
)LEH$LU)DPLO\,QVWDOODWLRQDQG2SHUDWLRQ0DQXDO
/(',QGLFDWLRQVIRU+LWOHVV6\VWHPV
)RU+LWOHVVV\VWHPVWKHIROORZLQJWDEOHOLVWVWKH/('VDQGWKHLULQGLFDWLRQV
/2)/('3DQHO/2)
/('&RORU $ODUP([SODQDWLRQ
<HOORZ /RFDOXQLWUHFHLYHV/2)IURPDUHFHLYHSDWK
FXUUHQWO\QRWLQXVH
5HG /RFDOXQLWUHFHLYHV/2)IURPDUHFHLYHSDWK
FXUUHQWO\LQXVH
/2),QWHUIDFH3DQHO$/50
/('&RORU $ODUP([SODQDWLRQ
2)) +LWOHVVPRGHLVGLVDEOHG
5HG /RFDOXQLWUHFHLYHV/2)IURPWKHPDWHXQLW
*UHHQ +LWOHVVVZLWFKLQJFDQEHSHUIRUPHGLIQHFHVVDU\
/RFDO5HFHLYHU,QWHUIDFH3DQHO5[$&79
/('&RORU $ODUP([SODQDWLRQ
2)) /RFDOUHFHLYHUQRWLQXVH
*UHHQ /RFDOUHFHLYHULQXVH
&KDSWHU2SHUDWLRQ 0HQXV
)LEH$LU)DPLO\,QVWDOODWLRQDQG2SHUDWLRQ0DQXDO
0HQXV
7KHIROORZLQJVHFWLRQVGHVFULEHWKH&HUD9LHZZLQGRZPHQXV
)LOH0HQX
6\VWHP,QIRUPDWLRQ
7KLVRSWLRQDOORZV\RXWRYLHZDQGGHILQHLQIRUPDWLRQIRUWKH)LEH$LUV\VWHP
6HOHFW)LOH/RFDO5HPRWH6\VWHP,QIRUPDWLRQRUFOLFNWKH6\VWHP
,QIRUPDWLRQLFRQ
7KH6\VWHP,QIRUPDWLRQZLQGRZDSSHDUV
)LJXUH6\VWHP,QIRUPDWLRQ:LQGRZ
,QWKH&XUUHQW7LPHDUHDFOLFN&RQILJXUH7LPHDQGVHWWKHWLPHLQWKH
IRUPDW++0066
7KHUHDGRQO\'HVFULSWLRQILHOGSURYLGHVLQIRUPDWLRQDERXWWKH)LEH$LU
V\VWHP
2SWLRQDO,QWKH1DPHILHOGHQWHUDQDPHIRUWKLVOLQN%\FRQYHQWLRQWKLVLV
WKHQRGH¶VIXOO\TXDOLILHGGRPDLQQDPH
2SWLRQDO,QWKH&RQWDFWILHOGHQWHUWKHQDPHRIWKHSHUVRQWREHFRQWDFWHG
ZKHQDSUREOHPZLWKWKHV\VWHPRFFXUV,QFOXGHLQIRUPDWLRQRQKRZWR
FRQWDFWWKHGHVLJQDWHGSHUVRQ
2SWLRQDO,QWKH/RFDWLRQILHOGHQWHUWKHDFWXDOSK\VLFDOORFDWLRQRIWKHQRGH
RUDJHQW
7KH8S7LPHILHOG6RIWZDUH9HUVLRQVDUHDDQG6HULDO1XPEHUVDUHDDUH
UHDGRQO\
&KDSWHU2SHUDWLRQ 0HQXV
)LEH$LU)DPLO\,QVWDOODWLRQDQG2SHUDWLRQ0DQXDO
)RU/LQN,'HQWHUWKH,'RIWKHOLQN\RXDUHZRUNLQJZLWK
&OLFN$SSO\
7KHVHWWLQJVDUHVDYHG
&OLFN&ORVH
&RQILJXUDWLRQ5HSRUW
7KLVRSWLRQJHQHUDWHVDUHSRUWWKDWLQFOXGHVYDULRXVSDUDPHWHUVDQGWKHLUYDOXHV
VXFKDVV\VWHPGHVFULSWLRQVRIWZDUHYHUVLRQVDQG7[5[IUHTXHQFLHV
6HOHFW)LOH/RFDO5HPRWH&RQILJXUDWLRQ5HSRUW
7KH/RFDO5HPRWH&RQILJXUDWLRQ5HSRUWZLQGRZDSSHDUV
)LJXUH&RQILJXUDWLRQ5HSRUW:LQGRZ
&OLFN6DYHWRVDYHWKHUHSRUWLQDILOHIRUDQDO\VLVRUGRZQORDGLQJ
&RQILJXUDWLRQ)LOH8SORDG'RZQORDG
7KLVRSWLRQHQDEOHV\RXWRXSORDGDFRQILJXUDWLRQILOHWRDQRWKHU)LEH$LUXQLWRU
GRZQORDGDILOHWRUHSODFHWKHFXUUHQWRQH
6HOHFW)LOH/RFDO5HPRWH&RQILJXUDWLRQ)LOH8SORDG'RZQORDG
$ZLQGRZDSSHDUVIRU\RXWRORFDWHDQGVHOHFWWKHILOH\RXZDQWWRXSORDGRU
GRZQORDG
6HOHFWWKHILOHDQGFOLFN8SORDGRU'RZQORDG
6RIWZDUH'RZQORDG
7KLVRSWLRQHQDEOHV\RXWRGRZQORDG,'82'8DQG08;VRIWZDUHXSGDWHV
6HOHFW)LOH6RIWZDUH'RZQORDG
$ZLQGRZDSSHDUVIRU\RXWRGHILQHWKHVRIWZDUHGRZQORDGSURFHGXUH
&KDSWHU2SHUDWLRQ 0HQXV
)LEH$LU)DPLO\,QVWDOODWLRQDQG2SHUDWLRQ0DQXDO
&OLFN%URZVHWRFKRRVHWKHVRIWZDUHILOH\RXZDQWWRGRZQORDG
6HOHFWWKHILOH\RXZDQWDQGFOLFN&KRRVH
,QWKH6RIWZDUH'RZQORDGZLQGRZFOLFN$SSO\
7KHVRIWZDUHILOH\RXFKRVHLVGRZQORDGHGDQGDSURJUHVVUHSRUWDSSHDUVLQWKH
'RZQORDG/RJDUHD
1HZ6HVVLRQ
6HOHFWWKLVLWHPWRORJLQIRUDQHZ&HUD9LHZVHVVLRQ7KHQHZVHVVLRQZLOODSSHDU
LQDGGLWLRQWRWKHFXUUHQWVHVVLRQ
:KHQ\RXVHOHFWWKLVLWHPWKH&HUD9LHZORJLQZLQGRZDSSHDUVIRU\RXWRVSHFLI\
WKH,3DGGUHVVRIWKH)LEH$LUXQLW\RXZDQWWRDFFHVV
([LW
6HOHFWWKLVLWHPWRH[LWWKH&HUD9LHZUDSSOLFDWLRQ<RXFDQDOVRH[LWE\FOLFNLQJRQ
WKH&ORVHLFRQ[LQWKHWLWOHEDU
:KHQ\RXH[LW&HUD9LHZ\RXZLOOEHSURPSWHGWRFRQILUPWKHH[LW&OLFN2.WR
FRQILUPWKHRSHUDWLRQ
&KDSWHU2SHUDWLRQ 0HQXV
)LEH$LU)DPLO\,QVWDOODWLRQDQG2SHUDWLRQ0DQXDO
&RQILJXUDWLRQ0HQX
,'8
/RFDO5HPRWH,2([WHUQDO$ODUPV
7KHSURFHGXUHGHWDLOHGLQWKLVVHFWLRQLVUHTXLUHGRQO\LIDODUPVJHQHUDWHGE\
H[WHUQDOHTXLSPHQWDUHFRQQHFWHGWRWKH,'8RULIWKH,'8DODUPRXWSXWVDUH
FRQQHFWHGWRRWKHUHTXLSPHQWXVLQJWKHDODUPV,2FRQQHFWRU
6HOHFW&RQILJXUDWLRQ,'8/RFDO5HPRWH,2([WHUQDO$ODUPVRUFOLFN
WKH/RFDO5HPRWH,2([WHUQDO$ODUPVLFRQ
7KH/RFDO5HPRWH,QSXW2XWSXW([WHUQDO$ODUPVZLQGRZDSSHDUV
)LJXUH/RFDO,QSXW2XWSXW([WHUQDO$ODUPV:LQGRZ
)ROORZWKHVWHSVEHORZIRUERWKWKH/RFDODQG5HPRWHVLGHV
7KHPLFURFRQWUROOHULQWKH,'8UHDGVDODUPLQSXWVGU\FRQWDFWDQGWUDQVPLWV
WKHPWRWKH&HUD9LHZPDQDJHPHQWV\VWHP7KLVDOORZV)LEH$LUWRUHSRUW
H[WHUQDODODUPVWKDWDUHQRWUHODWHGWRLWVRZQV\VWHP
)RUHDFKDODUPRQWKHOHIWVLGHRIWKHZLQGRZGRWKHIROORZLQJ
&OLFNRQWKHER[QH[WWRWKHDODUPQXPEHUWRHQDEOHGLVDEOHWKHDODUP
,I\RXHQDEOHDQDODUPHQWHUDGHVFULSWLRQRIWKHDODUPLQWKHWH[WILHOG
6HOHFWWKHDODUP¶VVHYHULW\OHYHOIURPWKHGURSGRZQOLVW0DMRU0LQRU
:DUQLQJRU(YHQW
)LEH$LUSURYLGHVILYHDODUPRXWSXWVWKDWFDQEHXVHGE\RWKHUV\VWHPVWRVHQVH
)LEH$LUDODUPV7KHRXWSXWVDUHFRQILJXUHGRQWKHULJKWVLGHRIWKHZLQGRZ
7KHDODUPRXWSXWVDUH)RUP&5HOD\V(DFKRXWSXWUHOD\SURYLGHVWKUHHSLQV
DVIROORZV1RUPDOO\2SHQ121RUPDOO\&ORVHG1&&RPPRQ&
2XWSXWDODUPVFDQEHGHILQHGDV0DMRU0LQRU:DUQLQJ([WHUQDO3RZHU
%(5/LQH/RRSEDFN/2),'82'8&DEOHRU5HPRWH
7KHGHIDXOWDODUPRXWSXWVHWWLQJIRUDOOUHOD\VLV³3RZHU´
&KDSWHU2SHUDWLRQ 0HQXV
)LEH$LU)DPLO\,QVWDOODWLRQDQG2SHUDWLRQ0DQXDO
7KHUHOD\VPD\EHFRQQHFWHGWRFXVWRPHUVSHFLILFDSSOLFDWLRQV5HIHUWR
$SSHQGL[%IRUGHWDLOVFRQFHUQLQJWKHDODUPFRQQHFWRUSLQDVVLJQPHQWV
$IWHU\RXFRPSOHWHWKHH[WHUQDODODUPFRQILJXUDWLRQFOLFN$SSO\WRVDYHWKH
VHWWLQJV
&OLFN&ORVH
7KHZLQGRZLVFORVHGDQG\RXDUHUHWXUQHGWRWKH0DLQZLQGRZ
/RFDO5HPRWH7UDQVSRUW
7KH/RFDO5HPRWH7UDQVSRUW&RQILJXUDWLRQZLQGRZDOORZV\RXWRFKDQJH
WKUHVKROGOHYHOVIRUWKHUDGLRDQGDODUPVDQGWRFRQILJXUHVSHFLDOWUDQVPLVVLRQ
SDUDPHWHUV7KLVLVUHFRPPHQGHGIRUDGYDQFHGXVHUVRQO\
6HOHFW&RQILJXUDWLRQ,'8/RFDO5HPRWH7UDQVSRUWRUFOLFNWKH
/RFDO5HPRWH7UDQVSRUW&RQILJXUDWLRQLFRQ
7KH/RFDO5HPRWH7UDQVSRUW&RQILJXUDWLRQZLQGRZDSSHDUV
)LJXUH/RFDO7UDQVSRUW&RQILJXUDWLRQ:LQGRZ
,QWKH([FHVVLYH(UURUILHOGVHOHFWWKHOHYHODERYHZKLFKDQ([FHVVLYH%(5
DODUPLVLVVXHG
,QWKH6LJQDO'HJUDGHILHOGVHOHFWWKHOHYHODERYHZKLFKD6LJQDO'HJUDGH
DODUPLVLVVXHG
7KH%(5ILHOGLVUHDGRQO\
,QWKH6XSSOHPHQWDU\&KDQQHODUHDVHOHFW(2:DQGRU8VHU&KDQQHOLI
WKRVHFKDQQHOVDUHXVHG
(2:(QJLQHHULQJ2UGHU:LUH
8VHU&KDQQHO.ESV
7KH/LQH3URWRFROILHOGGLVSOD\VWKHFXUUHQWGDWDWUDQVIHUSURWRFROLQXVH7R
FKDQJHWKHSURWRFROFOLFNWKHGURSGRZQOLVWDQGVHOHFWHLWKHU6'+621(7
RU621(7&
&OLFN$SSO\WRVDYHWKHVHWWLQJV
&OLFN&ORVH
2'8
&KDSWHU2SHUDWLRQ 0HQXV
)LEH$LU)DPLO\,QVWDOODWLRQDQG2SHUDWLRQ0DQXDO
/RFDO5HPRWH
6HOHFW&RQILJXUDWLRQ2'8/RFDO5HPRWHRUFOLFNWKH/RFDO5HPRWH
2'8&RQILJXUDWLRQLFRQ
7KH/RFDO5HPRWH2'8&RQILJXUDWLRQZLQGRZDSSHDUV
)LJXUH/RFDO2'8&RQILJXUDWLRQ:LQGRZ
7KH2'83DUDPHWHUVDUHDLVUHDGRQO\
,QWKH)UHTXHQF\&RQWURODUHDVHOHFW/RFDO2QO\LI\RXZDQWWRVHWWKH
IUHTXHQF\RQO\IRUWKHORFDOVLGH6HOHFW/RFDO5HPRWHWRVHWWKHIUHTXHQF\
IRUERWKVLGHVRIWKHOLQN7KH/RFDO5HPRWHRSWLRQLVDYDLODEOHRQO\ZKHQ
WKHOLQNLVRSHUDWLRQDO
)RU7[&KDQQHOFOLFNWKHXSGRZQDUURZVWRVHOHFWWKHIUHTXHQF\FKDQQHO\RX
ZDQWWRXVH
)RU7[)UHTXHQF\HQWHUWKHIUHTXHQF\DWZKLFKWKHV\VWHPZLOOWUDQVPLW
7KH5[)UHTXHQF\ILHOGLVUHDGRQO\IRUIUHTXHQFLHVDERYH*+]
)RU*+]YDOXHVPXVWEHHQWHUHGLQWKHILHOG
,QWKH7UDQVPLWWHU&RQILJXUDWLRQDUHDVHOHFW7[0XWHWREORFNWUDQVPLVVLRQ
WRWKHUHPRWHXQLW%\GHIDXOWWKLVRSWLRQLVQRWVHOHFWHG
6HOHFW$73&WRDFWLYDWHWKH$XWRPDWLF7UDQVPLW3RZHU&RQWUROIHDWXUH
)RU6HW7[/HYHOHQWHURUVHOHFWWKHGHVLJQDWHGVLJQDOOHYHO3RVVLEOHUDQJHLV
WRPD[SRZHUOHYHO%\GHIDXOWWKHWUDQVPLWVLJQDOOHYHOLVVHWWRG%P
7KH0RQLWRUHG7[/HYHOILHOGUHDGRQO\GLVSOD\VWKHV\VWHPVWUDQVPLWWHG
SRZHUOHYHO
,QWKH5HFHLYHU&RQILJXUDWLRQDUHDWKH5HIHUHQFH5[/HYHOILHOGVKRXOGEH
VHWWRWKHGHVLUHG5[OHYHOLQ$73&PRGH
7KH0RQLWRUHG5[/HYHOILHOGUHDGRQO\GLVSOD\VWKHUHFHLYHGSRZHUOHYHO
&OLFN$SSO\WRVDYHWKHVHWWLQJV
&KDSWHU2SHUDWLRQ 0HQXV
)LEH$LU)DPLO\,QVWDOODWLRQDQG2SHUDWLRQ0DQXDO
&OLFN&ORVHWRFORVHWKHZLQGRZ
,QWHUIDFHV
,QWHUIDFH7\SH
1RWH(DFKLQWHUIDFHLVFRQILJXUHGLQDGLIIHUHQWZLQGRZ
6HOHFW&RQILJXUDWLRQ,QWHUIDFHV
7KH,QWHUIDFH&RQILJXUDWLRQZLQGRZDSSHDUV7KHILJXUHEHORZLVWKHZLQGRZ
IRUDQ670LQWHUIDFH
)LJXUH670,QWHUIDFH&RQILJXUDWLRQ:LQGRZ
,QWKH([FHVVLYH(UURUILHOGVHOHFWWKHOHYHODERYHZKLFKDOLQH([FHVVLYH
%(5DODUPLVLVVXHGIRUHUURUVGHWHFWHGRYHUWKHUDGLROLQN
,QWKH6LJQDO'HJUDGHILHOGVHOHFWWKHOHYHODERYHZKLFKDOLQH6LJQDO'HJUDGH
DODUPLVLVVXHGIRUHUURUVGHWHFWHGRYHUWKHUDGLROLQN
,QWKH/RFDO(OHFWULFDO670ILHOGVHOHFW(QDEOHGWRDFWLYDWHWKHLQWHUIDFH
6HOHFWLQJ'LVDEOHGZLOOFOHDUWKHOLQHDODUPV
,QWKH6HFXULW\DUHDVHOHFW-2SHUDWLRQWRXVHWKH-E\WHDVDWUDFHLGHQWLILHU
LQWKH6'+562+
,I\RXDFWLYDWH-XVHWKH7UDQVPLW-DQG([SHFWHG-ILHOGVWRGHILQHWKH
,'8LGHQWLILHUVWULQJDQGVHOHFW6HQG$,6IRU-0LVPDWFK
&OLFN$SSO\WRVDYHWKHVHWWLQJV
&OLFN&ORVHWRFORVHWKHZLQGRZ
&KDSWHU2SHUDWLRQ 0HQXV
)LEH$LU)DPLO\,QVWDOODWLRQDQG2SHUDWLRQ0DQXDO
6\VWHP
7UDS)RUZDUGLQJ
6HOHFW&RQILJXUDWLRQ6\VWHP7UDS)RUZDUGLQJRUFOLFNWKH7UDS
)RUZDUGLQJLFRQ
7KH7UDS)RUZDUGLQJ&RQILJXUDWLRQZLQGRZDSSHDUV
)LJXUH7UDS)RUZDUGLQJ&RQILJXUDWLRQ:LQGRZ
,QWKH0DQDJHUVVHFWLRQRIWKHZLQGRZVSHFLI\WKH,3DGGUHVVHVRIWKH
PDQDJHUVWRZKLFKWUDSVZLOOEHIRUZDUGHG
,QWKH7UDS)LOWHUVVHFWLRQ\RXGHWHUPLQHZKLFKDODUPVZLOOEHVHQWDVDQ
6103WUDSWRHDFKPDQDJHU
,QHDFKPDQDJHUFROXPQVHOHFWWKHDODUPW\SHV\RXZDQWWRLQFOXGHIRUWKDW
PDQDJHU
,QWKH6HULDO/LQH,3DUHDWKH,3$GGUHVVILHOGVKRZVWKH,3DGGUHVVRIWKH
PRGHPRU6/,3,33GULYHUFRQQHFWHGWRWKHVHULDOSRUW
,QWKH%DXGUDWHILHOGVHOHFWWKHDSSURSULDWHEDXGUDWHIRUVHULDOSRUWGDWD
WUDQVIHU
)RU0RGHPSKRQHQXPEHUHQWHUWKHQXPEHUWKHPRGHPZLOOGLDOIRUVHULDO
GDWDWUDQVIHU
,QWKH7UDS2SWLRQVDUHDVHOHFW6WDQGDUGWUDSVLQFOXGHVHULDOQXPEHULI
\RXZDQWWUDSPHVVDJHVWRLQFOXGHWKH,'8VHULDOQXPEHU
6HOHFW5HSRUWORFDOWUDSVIURPUHPRWH,'8LI\RXZDQWUHPRWH,'8WUDS
PHVVDJHVWREHUHSRUWHGORFDOO\
6HOHFW(YHQWVDUHUHSRUWHGDVWUDSVLI\RXZDQWHYHQWVWRDSSHDUDVWUDS
PHVVDJHV
)RU&//,&RPPRQ/DQJXDJH/RFDWLRQ,GHQWLILHUHQWHUXSWRFKDUDFWHUV
WKDWZLOOUHSUHVHQW\RXUV\VWHP,'ZKHQWUDSVDUHVHQW
&KDSWHU2SHUDWLRQ 0HQXV
)LEH$LU)DPLO\,QVWDOODWLRQDQG2SHUDWLRQ0DQXDO
)RU+HDUWEHDWSHULRGDKHDUWEHDWVLJQDOZLOOEHJHQHUDWHGHYHU\[PLQXWHV
WKHQXPEHU\RXHQWHULQWKHILHOGWRWHOO\RXUV\VWHPWKDWWKHWUDSPHDFKQLVP
LVZRUNLQJ
&OLFN$SSO\WRVDYHWKHVHWWLQJV
&OLFN&ORVHWRFORVHWKHZLQGRZ
173&RQILJXUDWLRQ
1731HWZRUN7LPH3URWRFROFRQILJXUDWLRQLVSHUIRUPHGZKHQDQ173VHUYHULV
XVHGWRV\QFKURQL]HQHWZRUNDFWLYLW\
6HOHFW&RQILJXUDWLRQ6\VWHP173
7KH173&RQILJXUDWLRQZLQGRZDSSHDUV
)LJXUH173&RQILJXUDWLRQ:LQGRZ
(QWHUWKH,3RIWKH173VHUYHU
)RU1738SGDWH,QWHUYDOXVHWKHXSGRZQDUURZVWRVHOHFWWKHDPRXQWRI
WLPHPLQXWHVEHWZHHQV\QFKURQL]DWLRQXSGDWHV
)RU2IIVHWIURP*07XVHWKHDUURZEXWWRQVDQGWKHGURSGRZQOLVWWRVHOHFW
WKHDPRXQWRIWLPHUHTXLUHGWRFRPSHQVDWHIRURIIVHWIURPWKH*07
*UHHQZLFK0HDQ7LPH
)RU'D\OLJKW6DYLQJ7LPH2IIVHWFOLFNWKHDUURZEXWWRQVWRVHWWKHDPRXQW
RIWLPHUHTXLUHGWRFRPSHQVDWHIRUGD\OLJKWVDYLQJ
)RU'D\OLJKW6DYLQJ7LPH6WDUWFOLFN&RQILJXUHWRVHWWKHEHJLQQLQJRIWKH
GD\OLJKWVDYLQJWLPHSHULRG
)RU'D\OLJKW6DYLQJ7LPH(QGFOLFN&RQILJXUHWRVHWWKHHQGRIWKH
GD\OLJKWVDYLQJWLPHSHULRG
6HOHFW(QDEOH173$XWKHQWLFDWLRQIRUVHFXUHDFFHVVWRWKH173VHUYHU
,I\RXHQDEOH173HQWHUWKH$XWKHQWLFDWLRQ3XEOLF.H\DQGWKH
$XWKHQWLFDWLRQ6HFUHW.H\QXPEHUV
&KDSWHU2SHUDWLRQ 0HQXV
)LEH$LU)DPLO\,QVWDOODWLRQDQG2SHUDWLRQ0DQXDO
&OLFN$SSO\WRVDYHWKHVHWWLQJV
&OLFN&ORVHWRFORVHWKHZLQGRZ
,QEDQG&RQILJXUDWLRQ
,QEDQGFRQILJXUDWLRQLVSHUIRUPHGZKHQ\RXZDQWWRZRUNZLWK,QEDQG
0DQDJHPHQW,QEDQG0DQDJHPHQWUHIHUVWRDPHWKRGZKHUHE\WKHQHWZRUN
PDQDJHPHQWVRIWZDUHVHQGVPDQDJHPHQWSDFNHWVWKURXJKWKHVDPHQHWZRUNLWLV
PDQDJLQJ7KLVGLIIHUVIURPRXWRIEDQGPDQDJHPHQWLQZKLFKWKHQHWZRUN
PDQDJHPHQWVRIWZDUHXVHVDGLIIHUHQWQHWZRUNRYHUOD\QHWZRUNLQRUGHUWR
FRPPXQLFDWHZLWKWKHPDQDJHGHOHPHQWV
6HOHFW&RQILJXUDWLRQ6\VWHP,QEDQG
7KH,QEDQG&RQILJXUDWLRQZLQGRZDSSHDUV
)LJXUH,QEDQG&RQILJXUDWLRQ:LQGRZ
6HOHFW,QEDQG0DQDJHPHQW(QDEOHGWRDFWLYDWH,QEDQGPDQDJHPHQW
)RU(OHPHQW7\SHFOLFNWKHGURSGRZQOLVWDQGVHOHFWWKHGHVLUHGHOHPHQW
1HWZRUN(OHPHQWRU*DWHZD\
)RU,QEDQG&KDQQHOFOLFNWKHGURSGRZQOLVWDQGVHOHFWWKHFKDQQHO\RX
ZDQWWRXVH
)RU7LPH7R/LYH77/XVHWKHXSGRZQDUURZVWRVHOHFWWKHGHVLUHGYDOXH
)RU*DWHZD\5LQJ6XEQHW$GGUHVVHQWHUWKHVXEQHWDGGUHVVLQWKHULQJWR
ZKLFKWKHJDWHZD\EHORQJV
)RU*DWHZD\5LQJ6XEQHW0DVNHQWHUWKHVXEQHWPDVNRIWKHJDWHZD\
)RU/LQH,QWHUIDFHFOLFNWKHGURSGRZQOLVWDQGVHOHFWWKHGHVLUHGYDOXH
)RU1HWZRUN,'XVHWKHDUURZEXWWRQVWRVHOHFWWKHGHVLUHGYDOXH
,QWKHVHFRQGDUHDRIWKHZLQGRZHQWHUWKHUHOHYDQW,3DGGUHVVHVDQGPDVNV
&OLFN$SSO\WRVDYHWKHVHWWLQJV
&KDSWHU2SHUDWLRQ 0HQXV
)LEH$LU)DPLO\,QVWDOODWLRQDQG2SHUDWLRQ0DQXDO
&OLFN&ORVHWRFORVHWKHZLQGRZ
$ODUPV0HQX
&XUUHQW$ODUPV
6HOHFW$ODUPV&XUUHQW$ODUPVRUFOLFNWKH&XUUHQW$ODUPVLFRQ
7KH&XUUHQW$ODUPVZLQGRZDSSHDUV
)LJXUH&XUUHQW$ODUPV:LQGRZ
(DFKOLQHLQWKHZLQGRZGHVFULEHVDGLIIHUHQWDODUPIRUWKHORFDODQGUHPRWHXQLWV
7KHDODUPW\SHDSSHDUVLQWKH6RXUFHFROXPQ
7KHFRORULQWKH7\SHFROXPQLQGLFDWHVWKHVHYHULW\RIWKHDODUPDVIROORZV
5HG 0DMRUDODUP
2UDQJH 0LQRUDODUP
<HOORZ :DUQLQJ
%OXH (YHQW
,QDGGLWLRQWRWKHFXUUHQWDODUPVWKHFXUUHQW,'8DQG2'8WHPSHUDWXUHVDUH
VKRZQDWWKHERWWRPRIWKHZLQGRZ
&KDSWHU2SHUDWLRQ 0HQXV
)LEH$LU)DPLO\,QVWDOODWLRQDQG2SHUDWLRQ0DQXDO
$ODUP/RJ
6HOHFW$ODUPV$ODUP/RJRUFOLFNWKH$ODUP/RJLFRQ
7KH$ODUP/RJZLQGRZDSSHDUV
)LJXUH$ODUP/RJ:LQGRZ
:KHQWKHV\VWHPUHDFKHVFDSDFLW\LWDXWRPDWLFDOO\VDYHVWKHFXUUHQWDODUPV
LQDORJILOH7KHILOHVDUHVWRUHGLQWKHGLUHFWRU\&?&(5$9,(:?/2*ZKHUHE\
&?&(5$9,(:LVWKHGLUHFWRU\LQZKLFK\RXLQVWDOOHGWKH&HUD9LHZVRIWZDUH
7KH$ODUP/RJZLQGRZGLVSOD\VWKHIROORZLQJLQIRUPDWLRQ
7LPH7KHWLPHWKHDODUPZDVWULJJHUHG
'DWH7KHGDWHWKHDODUPZDVWULJJHUHG
6HYHULW\7KHVHYHULW\RIWKHDODUP<RXFDQGHWHUPLQHZKLFKVHYHULW\OHYHOVZLOO
EHGLVSOD\HGLQWKHZLQGRZE\VHOHFWLQJWKHOHYHOVDWWKHWRSRIWKHZLQGRZ
'HVFULSWLRQ$GHVFULSWLRQRIWKHDODUPDQGLWVVWDWXV5$,6('&/($5('
7RFOHDUWKHORJILOHFOLFN&OHDU/RJ
7RFORVHWKHZLQGRZFOLFN&ORVH
6DYH$ODUPVWR)LOH
7RVDYHFXUUHQWDODUPVWRDILOHVHOHFW$ODUPV6WDUW6DYLQJ/RJ
,QWKH&KRRVH$ODUP/RJ)LOHZLQGRZWKDWDSSHDUVVHOHFWWKHILOH\RXZDQWWRVDYH
WKHDODUPVWRDQGFOLFN6DYH
&KDSWHU2SHUDWLRQ 0HQXV
)LEH$LU)DPLO\,QVWDOODWLRQDQG2SHUDWLRQ0DQXDO
3HUIRUPDQFH0HQX
5DGLR
56/
7KH56/3HUIRUPDQFH0RQLWRULQJZLQGRZGLVSOD\VUHFHLYHGVLJQDOOHYHOYDOXHV
PHDVXUHGRYHUWKHSDVWKRXUV
6HOHFW3HUIRUPDQFH5DGLR/RFDO5HPRWH56/
7KH/RFDORU5HPRWH56/0RQLWRULQJJUDSKLFZLQGRZDSSHDUV
)LJXUH56/0RQLWRULQJ*UDSKLF:LQGRZ
0LQ56/YDOXHVDUHWKHPLQLPXPUHFHLYHGOHYHOPHDVXUHGGXULQJWKHLQWHUYDO
0D[56/YDOXHVDUHWKHPD[LPXPUHFHLYHGOHYHOPHDVXUHGGXULQJWKHLQWHUYDO
56/7KUHVKROGDQG56/7KUHVKROGDUHYDOXHVWKDW\RXFDQVHW:KHQDQ
56/YDOXHH[FHHGVWKHWKUHVKROGV\RXVHWWKH7KUHVKROG([FHHGHGFRXQWHUVDW
WKHWRSRIWKH30ZLQGRZZLOOUHJLVWHUDQGGLVSOD\WKHQXPEHURIVHFRQGVWKH
WKUHVKROGYDOXHVZHUHH[FHHGHG
'RXEWIXOYDOXHVDUHYDOXHVWKDWZHUHQRWJHQHUDWHGGXULQJQRUPDOV\VWHP
RSHUDWLRQ
)RUH[DPSOHWKHYDOXHVPD\KDYHEHHQJHQHUDWHGGXULQJDV\VWHPUHVHWRU
IDLOXUH
7RYLHZ+LVWRULFDO56/YDOXHVFOLFN+LVWRU\
&KDSWHU2SHUDWLRQ 0HQXV
)LEH$LU)DPLO\,QVWDOODWLRQDQG2SHUDWLRQ0DQXDO
)LJXUH56/+LVWRU\:LQGRZ
7KHYDOXHVVKRZQLQWKHFROXPQVDUHYDOXHVWKDWZHUHUHFHLYHGRYHUWKHODVW
KRXUV
7RYLHZFXUUHQW56/YDOXHVLQWDEOHIRUPDWFOLFN7DEOH
)LJXUH56/0RQLWRULQJ7DEOH:LQGRZ
7KH56/0RQLWRULQJWDEOHZLQGRZGLVSOD\VGHWDLOVDERXWWKHUHFHLYHGUDGLR
VLJQDORYHUWKHODVWKRXUVLQPLQXWHLQWHUYDOV
7KH0LQ56/FROXPQVKRZVWKHPLQLPXPUHFHLYHGOHYHOPHDVXUHGGXULQJWKH
LQWHUYDO
7KH0D[56/FROXPQVKRZVWKHPD[LPXPUHFHLYHGOHYHOPHDVXUHGGXULQJWKH
LQWHUYDO
76/
7KH76/3HUIRUPDQFH0RQLWRULQJZLQGRZGLVSOD\VGHWDLOVDERXWWKHWUDQVPLWWHG
VLJQDOOHYHOPHDVXUHGHYHU\PLQXWHVRYHUWKHODVWKRXUV
6HOHFW3HUIRUPDQFH5DGLR/RFDO5HPRWH76/
7KH/RFDORU5HPRWH76/0RQLWRULQJJUDSKLFZLQGRZDSSHDUV
&KDSWHU2SHUDWLRQ 0HQXV
)LEH$LU)DPLO\,QVWDOODWLRQDQG2SHUDWLRQ0DQXDO
)LJXUH76/0RQLWRULQJ*UDSKLF:LQGRZ
0LQ76/YDOXHVDUHWKHPLQLPXPWUDQVPLWWHGOHYHOPHDVXUHGGXULQJWKH
LQWHUYDO
0D[76/YDOXHVDUHWKHPD[LPXPWUDQVPLWWHGOHYHOPHDVXUHGGXULQJWKH
LQWHUYDO
76/7KUHVKROGLVDYDOXHWKDW\RXFDQVHW:KHQD76/YDOXHH[FHHGVWKH
WKUHVKROG\RXVHWWKH7KUHVKROG([FHHGHGFRXQWHUDWWKHWRSRIWKH30
ZLQGRZZLOOUHJLVWHUDQGGLVSOD\WKHQXPEHURIVHFRQGVWKHWKUHVKROGYDOXH
ZDVH[FHHGHG
'RXEWIXOYDOXHVDUHYDOXHVWKDWZHUHQRWJHQHUDWHGGXULQJQRUPDOV\VWHP
RSHUDWLRQ
)RUH[DPSOHWKHYDOXHVPD\KDYHEHHQJHQHUDWHGGXULQJDV\VWHPUHVHWRU
IDLOXUH
7RYLHZ+LVWRULFDO56/YDOXHVFOLFN+LVWRU\7KHYDOXHVVKRZQLQWKH
ZLQGRZWKDWDSSHDUVDUHYDOXHVWKDWZHUHUHFHLYHGRYHUWKHODVWKRXUV
7RYLHZ76/YDOXHVLQWDEOHIRUPDWFOLFN7DEOH7KHIRUPDWRIWKHWDEOHLV
VLPLODUWRWKH56/WDEOHGHVFULEHGDERYH
6'+
7KH6'+3HUIRUPDQFH0RQLWRULQJZLQGRZGLVSOD\VWKHQXPEHURIUDGLR8$6
XQDYDLODEOHVHFRQGVPHDVXUHGHYHU\PLQXWHVRYHUWKHODVWKRXUV
6HOHFW3HUIRUPDQFH5DGLR/RFDO5HPRWH6'+
7KH/RFDORU5HPRWH6'+0RQLWRULQJJUDSKLFZLQGRZDSSHDUV
&KDSWHU2SHUDWLRQ 0HQXV
)LEH$LU)DPLO\,QVWDOODWLRQDQG2SHUDWLRQ0DQXDO
)LJXUH6'+0RQLWRULQJ*UDSKLF:LQGRZ
7KH8$6YDOXHFDQEHEHWZHHQDQG
7KH7LPH(ODSVHGILHOGGLVSOD\VWKHQXPEHURIVHFRQGVVLQFHWKHFXUUHQW
PRQLWRULQJSHULRGFRPPHQFHG
7RYLHZ8$6YDOXHVLQWDEOHIRUPDWFOLFN7DEOH7KHIRUPDWRIWKHWDEOHLV
VLPLODUWRWKH56/WDEOHGHVFULEHGDERYH
7ULEXWDULHV
/RFDO
7KH7ULEXWDULHV3HUIRUPDQFH0RQLWRULQJZLQGRZGLVSOD\VWKH8$6QXPEHURI
8QDYDLODEOH6HFRQGVSHULQWHUYDOPHDVXUHGHYHU\PLQXWHVRYHUWKHODVW
KRXUVRQWKH(7LQWHUIDFH
6HOHFW3HUIRUPDQFH7ULEXWDULHV(
7KH/RFDO7ULEXWDU\0RQLWRULQJJUDSKLFZLQGRZDSSHDUV
)LJXUH7ULEXWDU\0RQLWRULQJ*UDSKLF:LQGRZ
&KDSWHU2SHUDWLRQ 0HQXV
)LEH$LU)DPLO\,QVWDOODWLRQDQG2SHUDWLRQ0DQXDO
7RYLHZKLVWRULFDO8$6YDOXHVFOLFN+LVWRU\7KHYDOXHVVKRZQLQWKH
ZLQGRZWKDWDSSHDUVDUHYDOXHVWKDWZHUHUHFHLYHGRYHUWKHODVWKRXUV
7RYLHZ8$6YDOXHVLQWDEOHIRUPDWFOLFN7DEOH7KHIRUPDWRIWKHWDEOHLV
VLPLODUWRWKH56/WDEOHGHVFULEHGDERYH
0DLQWHQDQFH
/RRSEDFN
6HOHFW0DLQWHQDQFH/RRSEDFN/RFDO5HPRWHRUFOLFNWKH/RFDO5HPRWH
/RRSEDFNLFRQ
7KH/RRSEDFNZLQGRZDSSHDUV
)LJXUH/RRSEDFN:LQGRZ
/RRSEDFNWHVWW\SHVGHSHQGRQWKHW\SHRILQWHUIDFHLQXVH,QWKHH[DPSOH
VKRZQDERYH\RXFDQFOLFNWKHEXWWRQRQWKHULJKWVLGH WRSHUIRUPDQ
LQWHUQDO,'8ORRSEDFNWHVW)RUHDFK(OLQH\RXFDQFOLFNWKHXSDUURZ
EXWWRQ WRSHUIRUPDQLQWHUQDOWULEXWDU\WHVWRUWKHGRZQDUURZEXWWRQ WR
SHUIRUPDQH[WHUQDOWULEXWDU\WHVW
6HWWKH/RRS%DFN&OHDU7LPHRXWVFDOHWRWKHDPRXQWRIWLPH\RXZDQWWKH
WHVWWRUXQ
:KHQDUDGLRRUOLQHORRSEDFNWHVWLVUXQQLQJDSLHJUDSKGLVSOD\HGWRWKH
ULJKWRIWKHWLPHRXWVFDOHVKRZVKRZPXFKWLPHLVOHIWIRUWKHWHVWDVVKRZQ
LQWKHILJXUHDERYH
&OLFN$SSO\WRUXQWKHWHVW
:KHQ\RXDUHGRQHZLWKORRSEDFNWHVWLQJFOLFN&ORVHWRFORVHWKHZLQGRZ
1RWHWKDWFORVLQJWKHZLQGRZZLOOQRWVWRSWKHORRSEDFNWHVW7RVWRSDWHVW
XQPDUNLWE\FOLFNLQJRQWKHUHOHYDQWDUURZEXWWRQDQGWKHQFOLFN$SSO\
&KDSWHU2SHUDWLRQ 0HQXV
)LEH$LU)DPLO\,QVWDOODWLRQDQG2SHUDWLRQ0DQXDO
6RIWZDUH5HVHW
6HOHFW0DLQWHQDQFH6RIWZDUH5HVHW/RFDORU5HPRWHWRUHVHWWKH,'8DJHQW
VRIWZDUHIRUPDLQWHQDQFHSXUSRVHV
&OHDU30
7RFOHDUWKH3HUIRUPDQFH0RQLWRULQJORJILOHVVHOHFW0DLQWHQDQFH&OHDU30
/RFDORU5HPRWH
)RUFH5HPRWH7[/HYHO
7RIRUFHWKHUHPRWHWUDQVPLVVLRQOHYHOWRWKHOHYHO\RXVHWIRUWKHORFDO,'8VHOHFW
0DLQWHQDQFH)RUFH5HPRWH7[/HYHO
)RUFH5HPRWH0XWH2II
7RFDQFHOWKHPXWLQJRIWKHUHPRWH2'8VHOHFW0DLQWHQDQFH)RUFH5HPRWH
0XWH2II
&KDSWHU2SHUDWLRQ &HUD9LHZIRU)LEH$LU$$
)LEH$LU)DPLO\,QVWDOODWLRQDQG2SHUDWLRQ0DQXDO
&HUD9LHZIRU)LEH$LU$$
7KHIROORZLQJVHFWLRQVGHVFULEHWKH&HUD9LHZDSSOLFDWLRQIRU)LEH$LU
$$
7RORJLQWR&HUD9LHZVHHWKHVHFWLRQ/RJJLQJLQWR&HUD9LHZDWWKHEHJLQQLQJRI
WKLVFKDSWHU
$IWHU\RXORJLQWR&HUD9LHZWKH0DLQZLQGRZDSSHDUV
0DLQ:LQGRZ
7KH0DLQZLQGRZLV\RXUVWDUWLQJSRLQWIRUDOORSHUDWLRQV
%HORZLVDGHVFULSWLRQRIWKHPHQXVWRROEDUVDQGRWKHUIHDWXUHVRIWKH0DLQ
ZLQGRZ
)LJXUH&HUD9LHZIRU)LEH$LU$$0DLQ:LQGRZ
7LWOH%DU
7KH7LWOH%DUGLVSOD\VWKH&HUD9LHZYHUVLRQDQGWKH,3DGGUHVVRIWKH,'8EHLQJ
DFFHVVHG
0HQX%DU
7KH0HQX%DUFRQWDLQVPHQXVDQGPHQXLWHPVXVHGWRSHUIRUP&HUD9LHZ
RSHUDWLRQV
7RROEDU
7KH7RROEDULQFOXGHVVHYHUDOLFRQVWKDW\RXFDQFOLFNWRSHUIRUPGLIIHUHQW
RSHUDWLRQV
(DFKLFRQLQWKH7RROEDULVGHVFULEHGLQWKHWDEOHEHORZ
&KDSWHU2SHUDWLRQ 3K\VLFDO9LHZ
)LEH$LU)DPLO\,QVWDOODWLRQDQG2SHUDWLRQ0DQXDO
,FRQ 2SHUDWLRQ
6\VWHP,QIRUPDWLRQXVHGWRYLHZDQGGHILQHV\VWHP
LQIRUPDWLRQVXFKDVFRQWDFWSHUVRQQHODQGV\VWHPXSWLPH
7UDS)RUZDUGLQJ&RQILJXUDWLRQXVHGWRGHVLJQDWHPDQDJHUV
WRZKLFKWUDSVZLOOEHIRUZDUGHG
&XUUHQW$ODUPVXVHGWRYLHZFXUUHQWDFWLYHDODUPV
$ODUP/RJXVHGWRYLHZKLVRULFDODODUPUHFRUGV
,QSXW2XWSXW([WHUQDO$ODUPVXVHGWRFRQILJXUHDODUPVVHQW
WRIURPH[WHUQDOVRXUFHV
2'8&RQILJXUDWLRQXVHGWRFRQILJXUHWKHORFDODQGUHPRWH
2'8V
7UDQVSRUW&RQILJXUDWLRQXVHGWRFRQILJXUHORFDODQGUHPRWH
UDGLROLQH562+DQGVHFXULW\SDUDPHWHUV
/RRSEDFNXVHGWRFRQILJXUHDQGUXQORFDODQGUHPRWH
ORRSEDFNVIRUWHVWLQJDQGWURXEOHVKRRWLQJ
7UDLO&RQILJXUDWLRQXVHGWRFRQILJXUHWKHWULEXWDULHV
2QOLQH+HOSXVHGWRYLHZWKHRQOLQHKHOSILOH
3K\VLFDO9LHZ
$SK\VLFDOYLHZRIWKH)LEH$LUXQLWLVGLVSOD\HGLQWKH0DLQZLQGRZ7KHYLHZ
SURYLGHVDUHDOWLPHYLUWXDOGLVSOD\RIWKH,'8IURQWSDQHO
)LJXUH3K\VLFDO9LHZLQ0DLQ:LQGRZ
7KH/('VWKDWDSSHDURQWKHOHIWVLGHLQWKHSK\VLFDOYLHZLQGLFDWHWKHDFWXDOUHDO
WLPHVWDWXVRIWKH/('VRQWKHIURQWSDQHORIWKH,'8/('FKDQJHVRQWKHDFWXDO
IURQWSDQHOVRIWKHXQLWVZLOOEHXSGDWHGLQWKHSK\VLFDOYLHZVDIWHUDVOLJKWGHOD\
7KH/('FRORUVDUHDVIROORZV
*UHHQLQGLFDWHVSURSHURSHUDWLRQ
<HOORZLQGLFDWHVDZDUQLQJ
&KDSWHU2SHUDWLRQ 3K\VLFDO9LHZ
)LEH$LU)DPLO\,QVWDOODWLRQDQG2SHUDWLRQ0DQXDO
5HGLQGLFDWHVDPDMRUDODUPRUVHYHUHPDOIXQFWLRQ
7KHIROORZLQJWDEOHOLVWVWKH/('VDQGWKHLULQGLFDWLRQV
/(' &RORU 'HVFULSWLRQ
5HG <HOORZ *UHHQ
3RZHU ; ; 5HGSRZHUVXSSO\SUREOHPV\VWHPQRW
IXQFWLRQDO
/LQH ; ; ; 5HGQRLQSXWWRPDLQFKDQQHO+LJK
%(5
<HOORZ-PLVPDWFK
/2)/RVV
RI)UDPH
; ; 5HGUDGLRGLGQRWUHFRJQL]HLQIRUPDWLRQ
IUDPHUDGLROLQNSUREOHPUDGLR/2)
%(5%LW
(UURU5DWLR
; ; ; 5HGUDGLR%(5KLJKHUWKDQUDGLR
H[FHVVLYHHUURUWKUHVKROGGHILQLWLRQVHH
6RQHW6'+FRQILJXUDWLRQZLQGRZ
<HOORZUDGLR%(5KLJKHUWKDQUDGLR
VLJQDOGHJUDGHWKUHVKROGGHILQLWLRQVHH
6RQHW6'+FRQILJXUDWLRQZLQGRZ
/3%.
/RRSEDFN
; ; 5HGORRSEDFNLVDFWLYH
67%<
6WDQGE\
;;
<HOORZ3URWHFWHGFRQILJXUDWLRQ7KHXQLW
LVFXUUHQWO\SDVVLYHRU7[PXWHLV
RSHUDWLQJ
,'8 ; ; ; 5HGPRGHPXQORFNHG
<HOORZKLJKWHPSHUDWXUHIDQSUREOHP
2'8 ; ; ; 5HGQROLQN2'8SRZHU2'8
XQORFNHG
<HOORZUDGLRLQWHUIHUHQFHKLJK
WHPSHUDWXUH5[7[RXWRIUDQJH
&%/&DEOH ; ; 5HG5)FDEOHRSHQ5)FDEOHVKRUW
507
5HPRWH
8QLW
; ; ; 5HGQROLQNUHPRWHXQLWSUREOHPUHG
/('LVOLWLQWKHUHPRWHXQLW
<HOORZZDUQLQJLQUHPRWHXQLW\HOORZ
/('LVOLWLQWKHUHPRWHXQLW
[(7 ; *UHHQ&RQQHFWHG(7WULEXWDU\
&KDSWHU2SHUDWLRQ 0HQXV
)LEH$LU)DPLO\,QVWDOODWLRQDQG2SHUDWLRQ0DQXDO
0HQXV
7KHIROORZLQJVHFWLRQVGHVFULEHWKH&HUD9LHZZLQGRZPHQXV
)LOH0HQX
7KLVRSWLRQDOORZV\RXWRYLHZDQGGHILQHLQIRUPDWLRQIRUWKH)LEH$LUV\VWHP
6HOHFW)LOH6\VWHP,QIRUPDWLRQRUFOLFNWKH6\VWHP,QIRUPDWLRQLFRQ
7KH6\VWHP,QIRUPDWLRQZLQGRZDSSHDUV
)LJXUH6\VWHP,QIRUPDWLRQ:LQGRZ
,QWKH&XUUHQW7LPHDUHDFOLFN&RQILJXUH7LPHDQGVHWWKHWLPHLQWKH
IRUPDW++0066
7KHUHDGRQO\'HVFULSWLRQILHOGSURYLGHVLQIRUPDWLRQDERXWWKH)LEH$LU
V\VWHP
2SWLRQDO,QWKH1DPHILHOGHQWHUDQDPHIRUWKLVOLQN%\FRQYHQWLRQWKLVLV
WKHQRGH¶VIXOO\TXDOLILHGGRPDLQQDPH
2SWLRQDO,QWKH&RQWDFWILHOGHQWHUWKHQDPHRIWKHSHUVRQWREHFRQWDFWHG
ZKHQDSUREOHPZLWKWKHV\VWHPRFFXUV,QFOXGHLQIRUPDWLRQRQKRZWR
FRQWDFWWKHGHVLJQDWHGSHUVRQ
2SWLRQDO,QWKH/RFDWLRQILHOGHQWHUWKHDFWXDOSK\VLFDOORFDWLRQRIWKHQRGH
RUDJHQW
7KH8S7LPHILHOG6RIWZDUH9HUVLRQVDUHDDQG6HULDO1XPEHUVDUHDDUH
UHDGRQO\
&KDSWHU2SHUDWLRQ 0HQXV
)LEH$LU)DPLO\,QVWDOODWLRQDQG2SHUDWLRQ0DQXDO
)RU/LQN,'HQWHUWKH,'RIWKHOLQN\RXDUHZRUNLQJZLWK
&OLFN$SSO\
7KHVHWWLQJVDUHVDYHG
&OLFN&ORVH
2SHQ5HPRWH
6HOHFWWKLVLWHPWRDFFHVVWKHUHPRWHVLGHRIWKHOLQN,I\RXVHOHFWWKLVLWHPD
ZLQGRZDSSHDUVSURPSWLQJ\RXWRHQWHUWKH,3DGGUHVVRIWKHUHPRWHXQLW
([LW
6HOHFWWKLVLWHPWRH[LWWKH&HUD9LHZUDSSOLFDWLRQ<RXFDQDOVRH[LWE\FOLFNLQJRQ
WKH&ORVHLFRQ[LQWKHWLWOHEDU
:KHQ\RXH[LW&HUD9LHZ\RXZLOOEHSURPSWHGWRFRQILUPWKHH[LW&OLFN2.WR
FRQILUPWKHRSHUDWLRQ
&RQILJXUDWLRQ0HQX
,'8
([WHUQDO$ODUPV
7KHSURFHGXUHGHWDLOHGLQWKLVVHFWLRQLVUHTXLUHGRQO\LIDODUPVJHQHUDWHGE\
H[WHUQDOHTXLSPHQWDUHFRQQHFWHGWRWKH,'8RULIWKH,'8DODUPRXWSXWVDUH
FRQQHFWHGWRRWKHUHTXLSPHQWXVLQJWKHDODUPV,2FRQQHFWRU
6HOHFW&RQILJXUDWLRQ,'8([WHUQDO$ODUPVRUFOLFNWKH([WHUQDO
$ODUPVLFRQ
7KH([WHUQDO$ODUPVZLQGRZDSSHDUV
)LJXUH,QSXW2XWSXW([WHUQDO$ODUPV:LQGRZ
7KHPLFURFRQWUROOHULQWKH,'8UHDGVDODUPLQSXWVGU\FRQWDFWDQGWUDQVPLWV
WKHPWRWKH&HUD9LHZPDQDJHPHQWV\VWHP7KLVDOORZV)LEH$LUWRUHSRUW
H[WHUQDODODUPVWKDWDUHQRWUHODWHGWRLWVRZQV\VWHP
)RUHDFKDODUPRQWKHOHIWVLGHRIWKHZLQGRZGRWKHIROORZLQJ
&KDSWHU2SHUDWLRQ 0HQXV
)LEH$LU)DPLO\,QVWDOODWLRQDQG2SHUDWLRQ0DQXDO
&OLFNRQWKHER[QH[WWRWKHDODUPQXPEHUWRHQDEOHGLVDEOHWKHDODUP
,I\RXHQDEOHDQDODUPHQWHUDGHVFULSWLRQRIWKHDODUPLQWKHWH[WILHOG
6HOHFWWKHDODUP¶VVHYHULW\OHYHOIURPWKHGURSGRZQOLVW0DMRU0LQRU
:DUQLQJRU(YHQW
)LEH$LUSURYLGHVILYHDODUPRXWSXWVWKDWFDQEHXVHGE\RWKHUV\VWHPVWRVHQVH
)LEH$LUDODUPV7KHRXWSXWVDUHFRQILJXUHGRQWKHULJKWVLGHRIWKHZLQGRZ
7KHDODUPRXWSXWVDUH)RUP&5HOD\V(DFKRXWSXWUHOD\SURYLGHVWKUHHSLQV
DVIROORZV1RUPDOO\2SHQ121RUPDOO\&ORVHG1&&RPPRQ&
2XWSXWDODUPVFDQEHGHILQHGDV0DMRU0LQRU:DUQLQJ([WHUQDO3RZHU
%(5/LQH/RRSEDFN/2),'82'8&DEOHRU5HPRWH
7KHGHIDXOWDODUPRXWSXWVHWWLQJIRUDOOUHOD\VLV³3RZHU´
7KHUHOD\VPD\EHFRQQHFWHGWRFXVWRPHUVSHFLILFDSSOLFDWLRQV5HIHUWR
$SSHQGL[%IRUGHWDLOVFRQFHUQLQJWKHDODUPFRQQHFWRUSLQDVVLJQPHQWV
$IWHU\RXFRPSOHWHWKHH[WHUQDODODUPFRQILJXUDWLRQFOLFN$SSO\WRVDYHWKH
VHWWLQJV
&OLFN&ORVH
7KHZLQGRZLVFORVHGDQG\RXDUHUHWXUQHGWRWKH0DLQZLQGRZ
7UDQVSRUW
7KH7UDQVSRUW&RQILJXUDWLRQZLQGRZDOORZV\RXWRFKDQJHWKUHVKROGOHYHOVIRUWKH
UDGLRDQGDODUPVDQGWRFRQILJXUHVSHFLDOWUDQVPLVVLRQSDUDPHWHUV7KLVLV
UHFRPPHQGHGIRUDGYDQFHGXVHUVRQO\
6HOHFW&RQILJXUDWLRQ,'87UDQVSRUWRUFOLFNWKH7UDQVSRUW
&RQILJXUDWLRQLFRQ
7KH7UDQVSRUW&RQILJXUDWLRQZLQGRZDSSHDUV
)LJXUH7UDQVSRUW&RQILJXUDWLRQ:LQGRZ