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IS&T's 2003 PICS Conference

Illuminant Influence on the Reconstruction of
NIR Spectra
a

a

a

b

Meritxell Vilaseca , Jaume Pujol , Montserrat Arjona , and Francisco Martínez-Verdú
a
Center for Sensors, Instrumentation and Systems Development (CD6),
Dept. of Optics and Optometry, Universitat Politècnica de Catalunya
Terrassa, Barcelona, Spain
b
Dept. Interuniversitari d’Òptica, Universitat d’Alacant
Alacant, Spain
Abstract

can significantly increase their cost. The spectral
information included in the NIR region is in general
directly related to the constituents of a material. Therefore,
it is used as an analytical tool in industry and research, and
is known as NIR technology.3 The applications include
agriculture, the food industry, medical applications,
military applications, the chemical industry etc.
Multispectral imaging4-7 allows us to obtain the
reflectance or transmittance spectra of samples using
conventional CCD camera measurements. This technique
uses different acquisition channels from which several
images of the analyzed sample are obtained. Because of
the different spectral response of the channels, the obtained
images hold spectral information of the acquired scene. It
is therefore possible to calculate the spectral reflectance or
transmittance of the original measured sample. The
multispectral imaging based methods need all the spectral
variables involved in the acquisition process to be known.
These variables are; the spectral radiance of the illuminant
used, the spectral transmittance of the filters which define
each of the acquisition channels and the spectral sensitivity
of the CCD camera. After selecting the CCD camera, we
can study which illuminants and filters may be used in
order to obtain the best reconstruction results of the set of
considered samples. Since the mathematical methods used
perform approximations, the factors mentioned may yield
different quality reconstructions.
In this work we studied the performance of two
different spectral reconstruction methods, principal
component analysis (PCA)6,8-10 and a non-linear estimation
method (NLE),11,12 under several lighting conditions. The
considered illuminants were of the blackbody type with
color temperatures between 1000 K and 16000 K. By
numerical simulation, we analyzed the shape of the
optimum filters which must be placed in front of the
camera in order to obtain good reconstructions of the
reflectance spectra of different samples for the tested
illuminants. After that, we studied the influence of the
illuminant on the quality of the reconstruction using
commercially available filters similar to the optimum
filters used in the simulations.

In order to recover spectral reflectances or transmittances
using a multispectral imaging based technique, it is
necessary to know the spectral radiance of the illuminant
used to light the samples in the acquisition process. In this
study, we analyzed the influence of the spectral
distribution of the illuminant on the reconstruction of
spectral reflectances in the near infrared region of the
spectrum (NIR). We considered a set of 30 textile samples
with different spectral reflectance in this region. We tested
the performance of a principal component analysis (PCA)
based method and a non-linear estimation method (NLE),
which allow us to obtain the spectral reflectance of
samples in the NIR region from a small number of
measurements performed with a CCD camera. Using
numerical simulation, we analyzed the number and shape
of the optimum filters that need to be used in the
acquisition channels in order to obtain good spectral
reconstructions under several lighting conditions. Finally,
we studied the quality of the reconstructions with a set of
commercially available filters which are similar to the
optimum filters obtained in the simulations. The results
obtained show that the reconstruction does not depend
heavily on the illuminant used. This indicates that, with the
same set of filters, we can obtain good reconstructions for
different types of illuminant.

Introduction
1,2

Conventional CCD cameras have maximum spectral
sensitivity in the visible region of the spectrum.
Nevertheless, CCD cameras with improved response in the
near infrared (NIR) are currently manufactured and their
spectral sensitivity is clearly significant up to 1000 nm.
Therefore, this standard instrumentation can be used in
order to obtain spectral information of samples in the NIR
region (800 – 1000 nm), which is not usually available
with
conventional
spectrophotometers.
Standard
spectrophoto-meters normally have their response limited
to the visible range and require additional sensors to detect
energy coming from the NIR (for example, InGaAs), which

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IS&T's 2003 PICS Conference

Spectral Reconstruction Methods

X = Cr ≈ CrM + αCv r1 + βCv r2 + ... + ξCv rq , q 99.9 % and RMSE < 1. In a
previous work it was demonstrated that these values
guarantee acceptable reconstructions of the samples in the
NIR region10,15. Therefore, the set of commercial analyzed
filters can be used to obtain spectral reflectance curves
under the influence of all the analyzed illuminants.

Conclusion
In this work, we studied the influence of the illuminant on
the reconstruction of NIR spectra using multispectral
imaging methods. We used principal component analysis
(PCA) and a non-linear method (NLE) based on a second
order polynomial in order to obtain reflectance spectra in
the NIR region using CCD camera measurements under
several lighting conditions. The analyzed illuminants were

540

IS&T's 2003 PICS Conference

graybody radiators with color temperatures between 1000
K and 16000 K with the same radiant flux for both
methods and illuminants with color temperature 3371 K
and different radiance values in the case of the NLE
method. In the first part of the study, we used five equispaced Gaussian filters in order to reconstruct the spectral
reflectance of 30 textile samples. We determined the
optimum spectral bandwidth of the filters in order to obtain
the best possible reconstruction for each analyzed case,
that is, for each illuminant and tested method. According to
the results obtained, we analyzed a set of commercially
available interference filters (Thermo Corion) and analyzed
the quality of reconstruction achieved with these filters
under different lighting conditions. The results obtained
show that Prec > 99.9 % and RMSE < 1 in all the analyzed
cases. This indicates that, with the same set of filters, we
can obtain good reconstructions for all the considered
illuminants in the NIR region.

6.

7.
8.

9.
10.

11.

12.

Acknowledgments
This research was supported by the Comisión
Interministerial de Ciencia y Tecnología (CICYT) (Spain)
under grants TAP-99-0856 and
DPI2002-00118. M.
Vilaseca would like to thank the Generalitat (Government)
of Catalonia for the PhD grant she has received.

13.
14.

15.

References
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G. C. Holst, CCD Arrays, Cameras and Displays, SPIE
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G. C. Holst, Solid-state Cameras in Handbook of Optics III,
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J. M. Pope, NIR Gains Continue in On-line Process
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F. König and W. Praefcke, The Practice of Multispectral
Image Acquisition, Proc. SPIE 3409, 1998, p. 34.
J. Y. Hardeberg, F. Schmitt, H. Brettel, J-P. Crettez and H.
Maître, Multispectral Image Acquisition and Simulation of
Illuminant Changes in Colour Imaging: Vision and
Technology, John Wiley & Sons, Chichester, England,
1999, p. 145.

J. Y. Hardeberg, F. Schmitt and H. Brettel, Multispectral
Image Capture Using a Tunable Filter, Proc. SPIE 3963,
2000, p. 77.
B. Hill, (R)evolution of Color Imaging Systems, Proc.
CGIV, 2002, p. 473.
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I.T. Jolliffe, Principal Component Analysis, SpringerVerlag, NY, 1986.
M. Vilaseca, J. Pujol and M. Arjona, Spectral Reflectance
Reconstruction in the NIR Region Using Conventional CCD
Camera Measurements, Applied Optics (accepted),
December 2002.
P. G. Herzog, D. Knipp, H. Stiebig and F. König,
Colorimetric Characterization of Novel Multiple-channel
Sensors for Imaging and Metrology”, J. of Electronic
Imaging 8, 1999, p. 342.
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Camera Colorimetric Characterization Based on Polynomial
Modeling, Color Research and application 26, 2001, p. 76.
A.
Albert,
Regression
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Pseudoinverse, Academic Press, NY, 1972.
D. Hanselman and B. Littlefield, Matlab 5. A
Comprehensive Tutorial and Reference, Prentice Hall, New
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M. Vilaseca, J. Pujol and M. Arjona, NIR
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Applications in Industrial Inspection XI, 2003.

Biography
Meritxell Vilaseca completed her BSc Degree in Physics
at the Autonomous University of Barcelona in 2000. She
completed her Degree in Optics and Optometry at the
Technical University of Catalonia in 1996. She is currently
enrolled on the PhD program in Optical Engineering at the
Technical University of Catalonia. Her work focuses on
camera calibration and characterization, industrial
colorimetry, color management and imaging.
e-mail: mvilasec@oo.upc.

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Title                           : Illuminant Influence on the Reconstruction of NIR Spectra
Creator                         : Meritxell Vilaseca*, Jaume Pujol*, Montserrat Arjona*, Francisco Martínez-Verdú**
Description                     : PICS 2003
Author                          : Meritxell Vilaseca*, Jaume Pujol*, Montserrat Arjona*, Francisco Martínez-Verdú**
Subject                         : PICS 2003
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