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System Analysis and
Tuning Guide
openSUSE Leap 42.3

System Analysis and Tuning Guide
openSUSE Leap 42.3

An administrator's guide for problem detection, resolution and optimization. Find

how to inspect and optimize your system by means of monitoring tools and how to
efficiently manage resources. Also contains an overview of common problems and
solutions and of additional help and documentation resources.

Publication Date: January 26, 2018
SUSE LLC

10 Canal Park Drive
Suite 200

Cambridge MA 02141
USA

https://www.suse.com/documentation
Copyright © 2006– 2018 SUSE LLC and contributors. All rights reserved.
Permission is granted to copy, distribute and/or modify this document under the terms of the GNU Free

Documentation License, Version 1.2 or (at your option) version 1.3; with the Invariant Section being this

copyright notice and license. A copy of the license version 1.2 is included in the section entitled “GNU
Free Documentation License”.

For SUSE trademarks, see http://www.suse.com/company/legal/ . All other third-party trademarks are the
property of their respective owners. Trademark symbols (®, ™ etc.) denote trademarks of SUSE and its
affiliates. Asterisks (*) denote third-party trademarks.

All information found in this book has been compiled with utmost attention to detail. However, this does

not guarantee complete accuracy. Neither SUSE LLC, its affiliates, the authors nor the translators shall be
held liable for possible errors or the consequences thereof.

Contents

About This Guide xi
I

1
1.1

BASICS 1

General Notes on System Tuning 2
Be Sure What Problem to Solve 2

1.2

Rule Out Common Problems 3

1.3

Finding the Bottleneck 4

1.4

Step-by-step Tuning 4

II

SYSTEM MONITORING 5

2

System Monitoring Utilities 6

2.1

Multi-Purpose Tools 6

vmstat 6 • dstat 9 • System Activity Information: sar 10

2.2

System Information 14
Device Load Information: iostat 14 • Processor Activity Monitoring:
mpstat 15 • Processor Frequency Monitoring: turbostat 16 • Task

Monitoring: pidstat 16 • Kernel Ring Buffer: dmesg 17 • List of
Open Files: lsof 17 • Kernel and udev Event Sequence Viewer: udevadm
monitor 18

2.3

Processes 19
Interprocess Communication: ipcs 19 • Process List: ps 19 • Process
Tree: pstree 21 • Table of Processes: top 22 • A top-like I/O Monitor:
iotop 23 • Modify a process's niceness: nice and renice 24

2.4

Memory 25
Memory Usage: free 25 • Detailed Memory Usage: /proc/
meminfo 25 • Process Memory Usage: smaps 29

iii

System Analysis and Tuning Guide

2.5

Networking 30
Basic Network Diagnostics: ip 30 • Show the Network Usage of Processes:
nethogs 31 • Ethernet Cards in Detail: ethtool 31 • Show the Network

Status: ss 32

2.6

The /proc File System 34
procinfo 36 • System Control Parameters: /proc/sys/ 37

2.7

Hardware Information 38
PCI Resources: lspci 38 • USB Devices: lsusb 40 • Monitoring
and Tuning the Thermal Subsystem: tmon 40 • MCELog: Machine Check
Exceptions (MCE) 41 • x86_64: dmidecode: DMI Table Decoder 41

2.8

Files and File Systems 42
Determine the File Type: file 42 • File Systems and Their Usage: mount,
df and du 43 • Additional Information about ELF Binaries 43 • File

Properties: stat 44

2.9

User Information 45
User Accessing Files: fuser 45 • Who Is Doing What: w 45

2.10

Time and Date 46
Time Measurement with time 46

2.11

Graph Your Data: RRDtool 47
How RRDtool Works 47 • A Practical Example 48 • For More
Information 52

3

iv

Analyzing and Managing System Log Files 53

3.1

System Log Files in /var/log/ 53

3.2

Viewing and Parsing Log Files 55

3.3

Managing Log Files with logrotate 55

3.4

Monitoring Log Files with logwatch 56

3.5

Using logger to Make System Log Entries 58

System Analysis and Tuning Guide

III

KERNEL MONITORING 59

4

SystemTap—Filtering and Analyzing System Data 60

4.1

Conceptual Overview 60

SystemTap Scripts 60 • Tapsets 61 • Commands and
Privileges 61 • Important Files and Directories 62

4.2

Installation and Setup 63

4.3

Script Syntax 64
Probe Format 65 • SystemTap Events (Probe Points) 66 • SystemTap
Handlers (Probe Body) 67

4.4

Example Script 71

4.5

User Space Probing 72

4.6

For More Information 73

5

Kernel Probes 75

5.1

Supported Architectures 75

5.2

Types of Kernel Probes 76
Kprobes 76 • Jprobes 76 • Return Probe 76

5.3

Kprobes API 77

5.4

debugfs Interface 78
Listing Registered Kernel Probes 78 • How to Switch All Kernel Probes On or
Off 78

5.5

6

v

For More Information 79

Hardware-Based Performance Monitoring with
Perf 80

6.1

Hardware-Based Monitoring 80

6.2

Sampling and Counting 80

6.3

Installing Perf 81

6.4

Perf Subcommands 81

System Analysis and Tuning Guide

6.5

Counting Particular Types of Event 82

6.6

Recording Events Specific to Particular Commands 83

6.7

For More Information 83

7

OProfile—System-Wide Profiler 85

7.1

Conceptual Overview 85

7.2

Installation and Requirements 85

7.3

Available OProfile Utilities 86

7.4

Using OProfile 86
Creating a Report 86 • Getting Event Configurations 88

7.5

Using OProfile's GUI 89

7.6

Generating Reports 90

7.7

For More Information 90

IV

RESOURCE MANAGEMENT 92

8

General System Resource Management 93

8.1

Planning the Installation 93

Partitioning 93 • Installation Scope 94 • Default Target 94

8.2

Disabling Unnecessary Services 94

8.3

File Systems and Disk Access 95
File Systems 96 • Time Stamp Update Policy 96 • Prioritizing Disk
Access with ionice 97

9

vi

Kernel Control Groups 98

9.1

Technical Overview and Definitions 98

9.2

Scenario 99

9.3

Control Group Subsystems 99

System Analysis and Tuning Guide

9.4

Using Controller Groups 103
Prerequisites 103 • Example: Cpusets 103 • Example:
cgroups 104 • Setting Directory and File Permissions 105

9.5

For More Information 106

10

Automatic Non-Uniform Memory Access (NUMA)
Balancing 107

10.1

Implementation 107

10.2

Configuration 108

10.3

Monitoring 109

10.4

Impact 110

11
11.1

Power Management 112
Power Management at CPU Level 112
C-States (Processor Operating States) 112 • P-States (Processor Performance
States) 113 • Turbo Features 114

11.2

In-Kernel Governors 114

11.3

The cpupower Tools 115
Viewing Current Settings with cpupower 116 • Viewing Kernel Idle Statistics
with cpupower 116 • Monitoring Kernel and Hardware Statistics with
cpupower 117 • Modifying Current Settings with cpupower 119

11.4

Monitoring Power Consumption with powerTOP 119

11.5

Special Tuning Options 120
Tuning Options for P-States 121

11.6

Troubleshooting 121

11.7

For More Information 122

V

12
12.1

vii

KERNEL TUNING 123

Tuning I/O Performance 124
Switching I/O Scheduling 124

System Analysis and Tuning Guide

12.2

Available I/O Elevators 125
CFQ (Completely Fair Queuing) 125 • NOOP 129 • DEADLINE 130

12.3

I/O Barrier Tuning 130

12.4

Enable blk-mq I/O Path for SCSI by Default 131

13
13.1

Tuning the Task Scheduler 132
Introduction 132
Preemption 132 • Timeslice 133 • Process Priority 133

13.2

Process Classification 133

13.3

Completely Fair Scheduler 134
How CFS Works 135 • Grouping Processes 135 • Kernel
Configuration Options 135 • Terminology 136 • Changing Realtime Attributes of Processes with chrt 137 • Runtime Tuning with
sysctl 137 • Debugging Interface and Scheduler Statistics 141

13.4

14
14.1

For More Information 143

Tuning the Memory Management Subsystem 144
Memory Usage 144
Anonymous Memory 145 • Pagecache 145 • Buffercache 145 • Buffer
Heads 145 • Writeback 145 • Readahead 146 • VFS caches 146

14.2

Reducing Memory Usage 147
Reducing malloc (Anonymous) Usage 147 • Reducing Kernel Memory
Overheads 147 • Memory Controller (Memory Cgroups) 147

14.3

Virtual Memory Manager (VM) Tunable Parameters 148
Reclaim Ratios 148 • Writeback Parameters 149 • Readahead
Parameters 150 • Transparent Huge Page Parameters 151 • khugepaged
Parameters 152 • Further VM Parameters 153

14.4

15
15.1

viii

Monitoring VM Behavior 153

Tuning the Network 155
Configurable Kernel Socket Buffers 155

System Analysis and Tuning Guide

15.2

Detecting Network Bottlenecks and Analyzing Network Traffic 157

15.3

Netfilter 157

15.4

Improving the Network Performance with Receive Packet Steering
(RPS) 158

15.5

VI

16
16.1

For More Information 159
HANDLING SYSTEM DUMPS 160

Tracing Tools 161

Tracing System Calls with strace 161

16.2

Tracing Library Calls with ltrace 165

16.3

Debugging and Profiling with Valgrind 166
Supported Architectures 166 • General Information 166 • Default
Options 167 • How Valgrind Works 168 • Messages 168 • Error
Messages 170

16.4

17

For More Information 170

Kexec and Kdump 171

17.1

Introduction 171

17.2

Required Packages 171

17.3

Kexec Internals 172

17.4

Calculating crashkernel Allocation Size 173

17.5

Basic Kexec Usage 177

17.6

How to Configure Kexec for Routine Reboots 178

17.7

Basic Kdump Configuration 178
Manual Kdump Configuration 179 • YaST Configuration 181

17.8

Analyzing the Crash Dump 183
Kernel Binary Formats 184

17.9

ix

Advanced Kdump Configuration 188

System Analysis and Tuning Guide

17.10

VII

18
18.1

For More Information 189
SYNCHRONIZED CLOCKS WITH PRECISION TIME PROTOCOL 190

Precision Time Protocol 191
Introduction to PTP 191

PTP Linux Implementation 191

18.2

Using PTP 192
Network Driver and Hardware Support 192 • Using ptp4l 193 • ptp4l
Configuration File 194 • Delay Measurement 194 • PTP Management
Client: pmc 195

18.3

Synchronizing the Clocks with phc2sys 196
Verifying Time Synchronization 197

18.4

Examples of Configurations 198

18.5

PTP and NTP 199
NTP to PTP Synchronization 199 • PTP to NTP Synchronization 200

A
A.1

x

GNU Licenses 201

GNU Free Documentation License 201

System Analysis and Tuning Guide

About This Guide
openSUSE Leap is used for a broad range of usage scenarios in enterprise and scientific data

centers. SUSE has ensured openSUSE Leap is set up in a way that it accommodates different operation purposes with optimal performance. However, openSUSE Leap must meet very different

demands when employed on a number crunching server compared to a le server, for example.
It is not possible to ship a distribution that is optimized for all workloads. Different workloads

vary substantially in some aspects. Most important among those are I/O access patterns, memory
access patterns, and process scheduling. A behavior that perfectly suits a certain workload might
reduce performance of another workload. For example, I/O-intensive tasks, such as handling

database requests, usually have completely different requirements than CPU-intensive tasks,

such as video encoding. The versatility of Linux makes it possible to configure your system in
a way that it brings out the best in each usage scenario.

This manual introduces you to means to monitor and analyze your system. It describes methods
to manage system resources and to tune your system. This guide does not offer recipes for spe-

cial scenarios, because each server has got its own different demands. It rather enables you to
thoroughly analyze your servers and make the most out of them.
Part I, “Basics”

Tuning a system requires a carefully planned proceeding. Learn which steps are necessary
to successfully improve your system.
Part II, “System Monitoring”

Linux offers a large variety of tools to monitor almost every aspect of the system. Learn
how to use these utilities and how to read and analyze the system log les.
Part III, “Kernel Monitoring”

The Linux kernel itself offers means to examine every nut, bolt and screw of the system.

This part introduces you to SystemTap, a scripting language for writing kernel modules that
can be used to analyze and filter data. Collect debugging information and nd bottlenecks
by using kernel probes and Perf. Last, monitor applications with Oprofile.
Part IV, “Resource Management”

Learn how to set up a tailor-made system fitting exactly the server's need. Get to know how

to use power management while at the same time keeping the performance of a system at
a level that matches the current requirements.
Part V, “Kernel Tuning”

xi

openSUSE Leap 42.3

The Linux kernel can be optimized either by using sysctl, via the /proc and /sys le sys-

tems or by kernel command line parameters. This part covers tuning the I/O performance
and optimizing the way how Linux schedules processes. It also describes basic principles
of memory management and shows how memory management can be ne-tuned to suit
needs of specific applications and usage patterns. Furthermore, it describes how to optimize network performance.
Part VI, “Handling System Dumps”

This part enables you to analyze and handle application or system crashes. It introduces
tracing tools such as strace or ltrace and describes how to handle system crashes using
Kexec and Kdump.

1 Available Documentation
Note: Online Documentation and Latest Updates
Documentation for our products is available at http://doc.opensuse.org/ , where you

can also nd the latest updates, and browse or download the documentation in various
formats.

In addition, the product documentation is usually available in your installed system under /
usr/share/doc/manual .

The following documentation is available for this product:
Book “Start-Up”

This manual will see you through your initial contact with openSUSE® Leap. Check out
the various parts of this manual to learn how to install, use and enjoy your system.
Book “Reference”

Covers system administration tasks like maintaining, monitoring and customizing an initially installed system.
Book “Virtualization Guide”

Describes virtualization technology in general, and introduces libvirt—the unified interface to virtualization—and detailed information on specific hypervisors.
Book “AutoYaST”

xii

Available Documentation

openSUSE Leap 42.3

AutoYaST is a system for installing one or more openSUSE Leap systems automatically

and without user intervention, using an AutoYaST profile that contains installation and
configuration data. The manual guides you through the basic steps of auto-installation:
preparation, installation, and configuration.
Book “Security Guide”

Introduces basic concepts of system security, covering both local and network security
aspects. Shows how to use the product inherent security software like AppArmor or the
auditing system that reliably collects information about any security-relevant events.
System Analysis and Tuning Guide

An administrator's guide for problem detection, resolution and optimization. Find how to
inspect and optimize your system by means of monitoring tools and how to efficiently

manage resources. Also contains an overview of common problems and solutions and of
additional help and documentation resources.
Book “GNOME User Guide”

Introduces the GNOME desktop of openSUSE Leap. It guides you through using and con-

figuring the desktop and helps you perform key tasks. It is intended mainly for end users
who want to make efficient use of GNOME as their default desktop.

2 Feedback
Several feedback channels are available:
Bug Reports

To report bugs for openSUSE Leap, go to https://bugzilla.opensuse.org/ , log in, and click
New.
Mail

For feedback on the documentation of this product, you can also send a mail to doc-

team@suse.com . Make sure to include the document title, the product version and the

publication date of the documentation. To report errors or suggest enhancements, provide
a concise description of the problem and refer to the respective section number and page
(or URL).

xiii

Feedback

openSUSE Leap 42.3

3 Documentation Conventions
The following notices and typographical conventions are used in this documentation:
/etc/passwd : directory names and le names
PLACEHOLDER : replace PLACEHOLDER with the actual value
PATH : the environment variable PATH
ls , --help : commands, options, and parameters
user : users or groups
package name : name of a package
Alt

,

Alt

– F1 : a key to press or a key combination; keys are shown in uppercase as on

a keyboard

File, File Save As: menu items, buttons
Dancing Penguins (Chapter Penguins, ↑Another Manual): This is a reference to a chapter in
another manual.

Commands that must be run with root privileges. Often you can also prefix these commands with the sudo command to run them as non-privileged user.
root # command
tux > sudo command

Commands that can be run by non-privileged users.
tux > command

Notices

Warning: Warning Notice
Vital information you must be aware of before proceeding. Warns you about security
issues, potential loss of data, damage to hardware, or physical hazards.

Important: Important Notice
Important information you should be aware of before proceeding.

xiv

Documentation Conventions

openSUSE Leap 42.3

Note: Note Notice
Additional information, for example about differences in software versions.

Tip: Tip Notice
Helpful information, like a guideline or a piece of practical advice.

xv

Documentation Conventions

openSUSE Leap 42.3

I Basics

1

General Notes on System Tuning 2

1 General Notes on System Tuning
This manual discusses how to nd the reasons for performance problems and provides means to solve these problems. Before you start tuning your system, you

should make sure you have ruled out common problems and have found the cause
for the problem. You should also have a detailed plan on how to tune the system,
because applying random tuning tips often will not help and could make things
worse.

PROCEDURE 1.1: GENERAL APPROACH WHEN TUNING A SYSTEM

1. Specify the problem that needs to be solved.
2. In case the degradation is new, identify any recent changes to the system.
3. Identify why the issue is considered a performance problem.
4. Specify a metric that can be used to analyze performance. This metric could for example

be latency, throughput, the maximum number of users that are simultaneously logged in,
or the maximum number of active users.

5. Measure current performance using the metric from the previous step.
6. Identify the subsystem(s) where the application is spending the most time.
7.

a. Monitor the system and/or the application.
b. Analyze the data, categorize where time is being spent.

8. Tune the subsystem identified in the previous step.
9. Remeasure the current performance without monitoring using the same metric as before.
10. If performance is still not acceptable, start over with Step 3.

1.1 Be Sure What Problem to Solve
Before starting to tuning a system, try to describe the problem as exactly as possible. A statement
like “The system is slow!” is not a helpful problem description. For example, it could make a
difference whether the system speed needs to be improved in general or only at peak times.

2

Be Sure What Problem to Solve

openSUSE Leap 42.3

Furthermore, make sure you can apply a measurement to your problem, otherwise you will

not be able to verify if the tuning was a success or not. You should always be able to compare

“before” and “after”. Which metrics to use depends on the scenario or application you are looking
into. Relevant Web server metrics, for example, could be expressed in terms of
Latency

The time to deliver a page
Throughput

Number of pages served per second or megabytes transferred per second
Active Users

The maximum number of users that can be downloading pages while still receiving pages
within an acceptable latency

1.2 Rule Out Common Problems
A performance problem often is caused by network or hardware problems, bugs, or configuration
issues. Make sure to rule out problems such as the ones listed below before attempting to tune
your system:

Check the output of the systemd journal (see Book “Reference”, Chapter 11 “journalctl:
Query the systemd Journal”) for unusual entries.

Check (using top or ps ) whether a certain process misbehaves by eating up unusual
amounts of CPU time or memory.

Check for network problems by inspecting /proc/net/dev .
In case of I/O problems with physical disks, make sure it is not caused by hardware problems (check the disk with the smartmontools ) or by a full disk.

Ensure that background jobs are scheduled to be carried out in times the server load is
low. Those jobs should also run with low priority (set via nice ).

If the machine runs several services using the same resources, consider moving services
to another server.

Last, make sure your software is up-to-date.

3

Rule Out Common Problems

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1.3 Finding the Bottleneck
Finding the bottleneck very often is the hardest part when tuning a system. openSUSE Leap offers

many tools to help you with this task. See Part II, “System Monitoring” for detailed information on

general system monitoring applications and log le analysis. If the problem requires a long-time
in-depth analysis, the Linux kernel offers means to perform such analysis. See Part III, “Kernel
Monitoring” for coverage.

Once you have collected the data, it needs to be analyzed. First, inspect if the server's hardware
(memory, CPU, bus) and its I/O capacities (disk, network) are sufficient. If these basic conditions
are met, the system might benefit from tuning.

1.4 Step-by-step Tuning
Make sure to carefully plan the tuning itself. It is of vital importance to only do one step at
a time. Only by doing so you will be able to measure if the change provided an improvement
or even had a negative impact. Each tuning activity should be measured over a sufficient time

period to ensure you can do an analysis based on significant data. If you cannot measure a

positive effect, do not make the change permanent. Chances are, that it might have a negative
effect in the future.

4

Finding the Bottleneck

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II System Monitoring

2

System Monitoring Utilities 6

3

Analyzing and Managing System Log Files 53

2 System Monitoring Utilities
There are number of programs, tools, and utilities which you can use to examine

the status of your system. This chapter introduces some and describes their most important and frequently used parameters.

For each of the described commands, examples of the relevant outputs are presented. In the examples, the rst line is the command itself (after the tux > or root #). Omissions are indicated

with square brackets ( [...] ) and long lines are wrapped where necessary. Line breaks for long
lines are indicated by a backslash ( \ ).
tux > command -x -y
output line 1
output line 2
output line 3 is annoyingly long, so long that \
we need to break it
output line 4
[...]
output line 98
output line 99

The descriptions have been kept short so that we can include as many utilities as possible. Further
information for all the commands can be found in the manual pages. Most of the commands also
understand the parameter --help , which produces a brief list of possible parameters.

2.1 Multi-Purpose Tools
While most Linux system monitoring tools monitor only a single aspect of the system, there are
a few tools with a broader scope. To get an overview and nd out which part of the system to
examine further, use these tools rst.

2.1.1

vmstat

vmstat collects information about processes, memory, I/O, interrupts and CPU. If called without
a sampling rate, it displays average values since the last reboot. When called with a sampling
rate, it displays actual samples:

EXAMPLE 2.1: vmstat OUTPUT ON A LIGHTLY USED MACHINE
tux > vmstat 2

6

Multi-Purpose Tools

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procs -----------memory---------- ---swap-- -----io---- -system-- ------cpu----r

b

swpd

free

cache

si

so

bi

bo

in

cs us sy id wa st

1

0

44264

81520

buff

424 935736

0

0

12

25

27

34

1

0 98

0

0

0

0

44264

81552

424 935736

0

0

0

0

38

25

0

0 100

0

0

0

0

44264

81520

424 935732

0

0

0

0

23

15

0

0 100

0

0

0

0

44264

81520

424 935732

0

0

0

0

36

24

0

0 100

0

0

0

0

44264

81552

424 935732

0

0

0

0

51

38

0

0 100

0

0

EXAMPLE 2.2: vmstat OUTPUT ON A HEAVILY USED MACHINE (CPU BOUND)
tux > vmstat 2
procs -----------memory----------- ---swap-- -----io---- -system-- -----cpu-----r

b

cache

si

so

bi

32

1

26236 459640 110240 6312648

swpd

free

buff

0

0

9944

bo

2 4552 6597 95

in

cs us sy id wa st
5

0

0

0

23

1

26236 396728 110336 6136224

0

0

9588

0 4468 6273 94

6

0

0

0

35

0

26236 554920 110508 6166508

0

0

7684 27992 4474 4700 95

5

0

0

0

28

0

26236 518184 110516 6039996

0

0 10830

4 4446 4670 94

6

0

0

0

21

5

26236 716468 110684 6074872

0

0

8734 20534 4512 4061 96

4

0

0

0

Tip: First Line of Output
The rst line of the vmstat output always displays average values since the last reboot.
The columns show the following:
r

Shows the number of processes in a runnable state. These processes are either executing or

waiting for a free CPU slot. If the number of processes in this column is constantly higher
than the number of CPUs available, this may be an indication of insufficient CPU power.
b

Shows the number of processes waiting for a resource other than a CPU. A high number
in this column may indicate an I/O problem (network or disk).
swpd

The amount of swap space (KB) currently used.
free

The amount of unused memory (KB).
inact

Recently unused memory that can be reclaimed. This column is only visible when calling
vmstat with the parameter -a (recommended).

7

vmstat

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active

Recently used memory that normally does not get reclaimed. This column is only visible
when calling vmstat with the parameter -a (recommended).
buff

File buer cache (KB) in RAM that contains le system metadata. This column is not visible
when calling vmstat with the parameter -a .
cache

Page cache (KB) in RAM with the actual contents of les. This column is not visible when
calling vmstat with the parameter -a .
si / so

Amount of data (KB) that is moved from swap to RAM ( si ) or from RAM to swap ( so )

per second. High so values over a long period of time may indicate that an application
is leaking memory and the leaked memory is being swapped out. High si values over a

long period of time could mean that an application that was inactive for a very long time
is now active again. Combined high si and so values for prolonged periods of time are

evidence of swap thrashing and may indicate that more RAM needs to be installed in the
system because there is not enough memory to hold the working set size.
bi

Number of blocks per second received from a block device (for example, a disk read). Note
that swapping also impacts the values shown here. The block size may vary between le

systems but can be determined using the stat utility. If throughput data is required then
iostat may be used.
bo

Number of blocks per second sent to a block device (for example, a disk write). Note that
swapping also impacts the values shown here.
in

Interrupts per second. A high value may indicate a high I/O level (network and/or disk),

but could also be triggered for other reasons such as inter-processor interrupts triggered
by another activity. Make sure to also check /proc/interrupts to identify the source
of interrupts.
cs

Number of context switches per second. This is the number of times that the kernel replaces
executable code of one program in memory with that of another program.

8

vmstat

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us

Percentage of CPU usage executing application code.
sy

Percentage of CPU usage executing kernel code.
id

Percentage of CPU time spent idling. If this value is zero over a longer period of time,

your CPU(s) are working to full capacity. This is not necessarily a bad sign—rather refer
to the values in columns r and b to determine if your machine is equipped with sufficient
CPU power.
wa

If "wa" time is non-zero, it indicates throughput lost because of waiting for I/O. This may
be inevitable, for example, if a le is being read for the rst time, background writeback

cannot keep up, and so on. It can also be an indicator for a hardware bottleneck (network
or hard disk). Lastly, it can indicate a potential for tuning the virtual memory manager
(refer to Chapter 14, Tuning the Memory Management Subsystem).
st

Percentage of CPU time stolen from a virtual machine.
See vmstat --help for more options.

2.1.2

dstat

dstat is a replacement for tools such as vmstat , iostat , netstat , or ifstat . dstat dis-

plays information about the system resources in real time. For example, you can compare disk

usage in combination with interrupts from the IDE controller, or compare network bandwidth
with the disk throughput (in the same interval).

By default, its output is presented in readable tables. Alternatively, CSV output can be produced
which is suitable as a spreadsheet import format.

It is written in Python and can be enhanced with plug-ins.
This is the general syntax:
dstat [-afv] [OPTIONS..] [DELAY [COUNT]]

9

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All options and parameters are optional. Without any parameter, dstat displays statistics about
CPU ( -c , --cpu ), disk ( -d , --disk ), network ( -n , --net ), paging ( -g , --page ), and the

interrupts and context switches of the system ( -y , --sys ); it refreshes the output every second
ad infinitum:

root # dstat
You did not select any stats, using -cdngy by default.
----total-cpu-usage---- -dsk/total- -net/total- ---paging-- ---system-usr sys idl wai hiq siq| read
0

0 100

0

0

0|

15k

0

0 100

0

0

0|

0

0

0 100

0

0

0|

0

writ| recv

send|

in

out | int

csw

0 |

0

82B| 148

194

0 |5430B

170B|

0

0 | 163

187

0 |6363B

842B|

0

0 | 196

185

44k|

0

-a , --all

equal to -cdngy (default)
-f , --full

expand -C , -D , -I , -N and -S discovery lists
-v , --vmstat

equal to -pmgdsc , -D total
DELAY

delay in seconds between each update
COUNT

the number of updates to display before exiting
The default delay is 1 and the count is unspecified (unlimited).
For more information, see the man page of dstat and its Web page at http://dag.wieers.com/home-made/dstat/

2.1.3

.

System Activity Information: sar

sar can generate extensive reports on almost all important system activities, among them CPU,

memory, IRQ usage, IO, or networking. It can also generate reports on the y. sar gathers all
their data from the /proc le system.

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Note: sysstat Package
sar is a part of the sysstat package either with YaST, or with zypper in sysstat .

2.1.3.1

Generating reports with sar

To generate reports on the y, call sar with an interval (seconds) and a count. To generate
reports from les specify a le name with the option -f instead of interval and count. If le
name, interval and count are not specified, sar attempts to generate a report from /var/log/

sa/saDD , where DD stands for the current day. This is the default location to where sadc (the

system activity data collector) writes its data. Query multiple les with multiple -f options.
sar 2 10

# on-the-fly report, 10 times every 2 seconds

sar -f ~/reports/sar_2014_07_17

# queries file sar_2014_07_17

sar

# queries file from today in /var/log/sa/

cd /var/log/sa && \
sar -f sa01 -f sa02

# queries files /var/log/sa/0[12]

Find examples for useful sar calls and their interpretation below. For detailed information on
the meaning of each column, refer to the man (1) of sar . Also refer to the man page for more
options and reports— sar offers plenty of them.

2.1.3.1.1

CPU Usage Report: sar

When called with no options, sar shows a basic report about CPU usage. On multi-processor
machines, results for all CPUs are summarized. Use the option -P ALL to also see statistics for
individual CPUs.
root # sar 10 5
Linux 4.4.21-64-default (jupiter)

10/12/16

_x86_64_

(2 CPU)

17:51:29

CPU

%user

%nice

%system

%iowait

%steal

%idle

17:51:39

all

57,93

0,00

9,58

1,01

0,00

31,47

17:51:49

all

32,71

0,00

3,79

0,05

0,00

63,45

17:51:59

all

47,23

0,00

3,66

0,00

0,00

49,11

17:52:09

all

53,33

0,00

4,88

0,05

0,00

41,74

17:52:19

all

56,98

0,00

5,65

0,10

0,00

37,27

Average:

all

49,62

0,00

5,51

0,24

0,00

44,62

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%iowait displays the percentage of time that the CPU was idle while waiting for an I/O request.
If this value is significantly higher than zero over a longer time, there is a bottleneck in the I/
O system (network or hard disk). If the %idle value is zero over a longer period of time, your
CPU is working at capacity.

2.1.3.1.2

Memory Usage Report: sar -r

Generate an overall picture of the system memory (RAM) by using the option -r :
root # sar -r 10 5
Linux 4.4.21-64-default (jupiter)

10/12/16

_x86_64_

(2 CPU)

17:55:27 kbmemfree kbmemused %memused kbbuffers kbcached kbcommit %commit kbactive kbinact kbdirty
17:55:37

104232

1834624

94.62

20

627340

2677656

66.24

802052

828024

1744

17:55:47

98584

1840272

94.92

20

624536

2693936

66.65

808872

826932

2012

17:55:57

87088

1851768

95.51

20

605288

2706392

66.95

827260

821304

1588

17:56:07

86268

1852588

95.55

20

599240

2739224

67.77

829764

820888

3036

17:56:17

104260

1834596

94.62

20

599864

2730688

67.56

811284

821584

3164

Average:

96086

1842770

95.04

20

611254

2709579

67.03

815846

823746

2309

The columns kbcommit and %commit show an approximation of the maximum amount of memory
(RAM and swap) that the current workload could need. While kbcommit displays the absolute
number in kilobytes, %commit displays a percentage.

2.1.3.1.3

Paging Statistics Report: sar -B

Use the option -B to display the kernel paging statistics.
root # sar -B 10 5
Linux 4.4.21-64-default (jupiter)

10/12/16

_x86_64_

(2 CPU)

18:23:01 pgpgin/s pgpgout/s fault/s majflt/s pgfree/s pgscank/s pgscand/s pgsteal/s %vmeff
18:23:11

366.80

4354.80

0.00

0.00

0.00

0.00

18:23:21

0.00

333.30 1522.40

11.60

0.00 18132.40

0.00

0.00

0.00

0.00

18:23:31

47.20

127.40 1048.30

0.10 11887.30

0.00

0.00

0.00

0.00

18:23:41

46.40

0.10

7945.00

0.00

0.00

0.00

0.00

18:23:51

0.00

583.70 2037.20

0.00 17731.90

0.00

0.00

0.00

0.00

Average:

92.08

211.70 1097.30

0.26 12010.28

0.00

0.00

0.00

0.00

2.50

542.50

336.10

1.10

The majflt/s (major faults per second) column shows how many pages are loaded from disk

into memory. The source of the faults may be le accesses or faults. There are times when a

large number of major faults are normal such as during application start-up time. If major faults
are experienced for the entire lifetime of the application it may be an indication that there
is insufficient main memory, particularly if combined with large amounts of direct scanning
(pgscand/s).

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The %vmeff column shows the number of pages scanned (pgscand/s) in relation to the ones being
reused from the main memory cache or the swap cache (pgsteal/s). It is a measurement of the

efficiency of page reclaim. Healthy values are either near 100 (every inactive page swapped out
is being reused) or 0 (no pages have been scanned). The value should not drop below 30.

2.1.3.1.4

Block Device Statistics Report: sar -d

Use the option -d to display the block device (hard disk, optical drive, USB storage device, etc.).
Make sure to use the additional option -p (pretty-print) to make the DEV column readable.
root # sar -d -p 10 5
Linux 4.4.21-64-default (jupiter)
18:46:09 DEV

_x86_64_

(2 CPU)

wr_sec/s

avgrq-sz

avgqu-sz

await

svctm

%util

18:46:19 sda

1.70

33.60

0.00

19.76

0.00

0.47

0.47

0.08

18:46:19 sr0

0.00

0.00

0.00

0.00

0.00

0.00

0.00

0.00

tps rd_sec/s

18:46:19 DEV

tps rd_sec/s

10/12/16

wr_sec/s

avgrq-sz

avgqu-sz

await

svctm

%util

18:46:29 sda

8.60

114.40

518.10

73.55

0.06

7.12

0.93

0.80

18:46:29 sr0

0.00

0.00

0.00

0.00

0.00

0.00

0.00

0.00

tps rd_sec/s

18:46:29 DEV

wr_sec/s

avgrq-sz

avgqu-sz

await

svctm

%util

3800.80

454.90

105.08

0.36

8.86

0.69

2.80

0.00

0.00

0.00

0.00

0.00

0.00

0.00

tps rd_sec/s

18:46:39 sda 40.50
18:46:39 sr0
18:46:39 DEV

0.00

wr_sec/s

avgrq-sz

avgqu-sz

await

svctm

%util

18:46:49 sda

1.40

0.00

204.90

146.36

0.00

0.29

0.29

0.04

18:46:49 sr0

0.00

0.00

0.00

0.00

0.00

0.00

0.00

0.00

tps rd_sec/s

18:46:49 DEV

wr_sec/s

avgrq-sz

avgqu-sz

await

svctm

%util

18:46:59 sda

3.30

0.00

503.80

152.67

0.03

8.12

1.70

0.56

18:46:59 sr0

0.00

0.00

0.00

0.00

0.00

0.00

0.00

0.00

tps rd_sec/s

Average: DEV

Average: sda 11.10
Average: sr0

0.00

wr_sec/s

avgrq-sz

avgqu-sz

await

svctm

%util

789.76

336.34

101.45

0.09

8.07

0.77

0.86

0.00

0.00

0.00

0.00

0.00

0.00

0.00

Compare the Average values for tps, rd_sec/s, and wr_sec/s of all disks. Constantly high values in
the svctm and %util columns could be an indication that I/O subsystem is a bottleneck.

If the machine uses multiple disks, then it is best if I/O is interleaved evenly between disks
of equal speed and capacity. It will be necessary to take into account whether the storage has

multiple tiers. Furthermore, if there are multiple paths to storage then consider what the link
saturation will be when balancing how storage is used.

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2.1.3.1.5

Network Statistics Reports: sar -n KEYWORD

The option -n lets you generate multiple network related reports. Specify one of the following
keywords along with the -n :

DEV: Generates a statistic report for all network devices
EDEV: Generates an error statistics report for all network devices
NFS: Generates a statistic report for an NFS client
NFSD: Generates a statistic report for an NFS server
SOCK: Generates a statistic report on sockets
ALL: Generates all network statistic reports

2.1.3.2

Visualizing sar Data

sar reports are not always easy to parse for humans. kSar, a Java application visualizing your
sar data, creates easy-to-read graphs. It can even generate PDF reports. kSar takes data gener-

ated on the y and past data from a le. kSar is licensed under the BSD license and is available
from https://sourceforge.net/projects/ksar/ .

2.2 System Information
2.2.1

Device Load Information: iostat

To monitor the system device load, use iostat . It generates reports that can be useful for better
balancing the load between physical disks attached to your system.
To be able to use iostat , install the package sysstat .
The rst iostat report shows statistics collected since the system was booted. Subsequent
reports cover the time since the previous report.
tux > iostat
Linux 4.4.21-64-default (jupiter)

14

10/12/16

_x86_64_

System Information

(4 CPU)

openSUSE Leap 42.3

avg-cpu:

%user
17.68

Device:

%nice %system %iowait
4.49

4.24

%steal

%idle

0.00

73.31

0.29

tps

kB_read/s

kB_wrtn/s

kB_read

kB_wrtn

sdb

2.02

36.74

45.73

3544894

4412392

sda

1.05

5.12

13.47

493753

1300276

sdc

0.02

0.14

0.00

13641

37

Invoking iostat in this way will help you nd out whether throughput is different from your

expectation, but not why. Such questions can be better answered by an extended report which
can be generated by invoking iostat -x . Extended reports additionally include, for example,

information on average queue sizes and average wait times. It may also be easier to evaluate
the data if idle block devices are excluded using the -z switch. Find definitions for each of the
displayed column titles in the man page of iostat ( man 1 iostat ).

You can also specify that a certain device should be monitored at specified intervals. For example, to generate ve reports at three-second intervals for the device sda , use:
tux > iostat -p sda 3 5

To show statistics of network le systems (NFS), there are two similar utilities:
nfsiostat-sysstat is included with the package sysstat .
nfsiostat is included with the package nfs-client .

2.2.2

Processor Activity Monitoring: mpstat

The utility mpstat examines activities of each available processor. If your system has one
processor only, the global average statistics will be reported.

The timing arguments work the same way as with the iostat command. Entering mpstat 2
5 prints ve reports for all processors in two-second intervals.
root # mpstat 2 5
Linux 4.4.21-64-default (jupiter)

10/12/16

_x86_64_

(2 CPU)

13:51:10

CPU

%usr

%nice

%sys

%iowait

%irq

%soft

%steal

%guest

%gnice

%idle

13:51:12

all

8,27

0,00

0,50

0,00

0,00

0,00

0,00

0,00

0,00

91,23

13:51:14

all

46,62

0,00

3,01

0,00

0,00

0,25

0,00

0,00

0,00

50,13

13:51:16

all

54,71

0,00

3,82

0,00

0,00

0,51

0,00

0,00

0,00

40,97

13:51:18

all

78,77

0,00

5,12

0,00

0,00

0,77

0,00

0,00

0,00

15,35

13:51:20

all

51,65

0,00

4,30

0,00

0,00

0,51

0,00

0,00

0,00

43,54

Average:

all

47,85

0,00

3,34

0,00

0,00

0,40

0,00

0,00

0,00

48,41

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There are a number of key observations that can be made with the mpstat data. The rst is the

ratio between the %usr and %sys. For example, a ratio of 10:1 would indicate the workload is

mostly running application code and analysis should focus on the application. A ratio of 1:10

would indicate the workload is mostly kernel-bound and tuning the kernel is worth considering.
Alternatively determine why the application is kernel-bound and see if that can be alleviated.

The second is whether there is a subset of CPUs that are nearly fully utilized even if the system
is lightly loaded overall. A small number of hot CPUs may indicate that the workload is not
parallelized and may benefit from executing on a machine with a smaller number of faster
processors.

2.2.3

Processor Frequency Monitoring: turbostat

turbostat shows frequencies, load, temperature, and power of AMD64/Intel 64 processors.

It can operate in two modes: If called with a command, the command process is forked and

statistics are displayed upon command completion. When run without a command, it will display
updated statistics every ve seconds. Note that turbostat requires the kernel module msr to
be loaded.

tux > sudo turbostat find /etc -type d -exec true {} \;
0.546880 sec
CPU Avg_MHz

Busy% Bzy_MHz TSC_MHz

-

416

28.43

1465

3215

0

631

37.29

1691

3215

1

416

27.14

1534

3215

2

270

24.30

1113

3215

3

406

26.57

1530

3214

4

505

32.46

1556

3214

5

270

22.79

1184

3214

The output depends on the CPU type and may vary. To display more details such as temperature
and power, use the --debug option. For more command line options and an explanation of the
eld descriptions, refer to man 8 turbostat .

2.2.4

Task Monitoring: pidstat

If you need to see what load a particular task applies to your system, use pidstat command. It

prints activity of every selected task or all tasks managed by Linux kernel if no task is specified.
You can also set the number of reports to be displayed and the time interval between them.

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For example, pidstat -C firefox 2 3 prints the load statistic for tasks whose command name
includes the string “firefox”. There will be three reports printed at two second intervals.
root # pidstat -C firefox 2 3
Linux 4.4.21-64-default (jupiter)
14:09:11

UID

PID

14:09:13

1000

387

14:09:13

UID

PID

14:09:15

1000

387

14:09:15

UID

PID

14:09:17

1000

387

Average:

UID

PID

Average:

1000

387

10/12/16

%usr %system

_x86_64_

(2 CPU)

%guest

%CPU

CPU

Command

0,99

0,00

23,76

1

firefox

%usr %system

22,77

%guest

%CPU

CPU

Command

3,00

0,00

49,50

1

firefox

%usr %system

46,50

%guest

%CPU

CPU

Command

7,00

0,00

67,50

1

firefox

%usr %system

%guest

%CPU

CPU

Command

0,00

46,84

-

firefox

60,50

43,19

3,65

Similarly, pidstat -d can be used to estimate how much I/O tasks are doing, whether they
are sleeping on that I/O and how many clock ticks the task was stalled.

2.2.5

Kernel Ring Buffer: dmesg

The Linux kernel keeps certain messages in a ring buer. To view these messages, enter the
command dmesg -T .

Older events are logged in the systemd journal. See Book “Reference”, Chapter 11 “journalctl:
Query the systemd Journal” for more information on the journal.

2.2.6

List of Open Files: lsof

To view a list of all the les open for the process with process ID PID , use -p . For example,
to view all the les used by the current shell, enter:
root # lsof -p $$
COMMAND

PID USER

FD

TYPE DEVICE SIZE/OFF

bash

8842 root

cwd

DIR

0,32

222

bash

8842 root

rtd

DIR

0,32

166

bash

8842 root

txt

REG

0,32

bash

8842 root

mem

REG

0,32

CHR

136,2

NODE NAME
6772 /root
256 /

656584 31066 /bin/bash
1978832 22993 /lib64/libc-2.19.so

[...]
bash

17

8842 root

2u

0t0

5 /dev/pts/2

Kernel Ring Buffer: dmesg

openSUSE Leap 42.3

bash

8842 root

255u

CHR

136,2

0t0

5 /dev/pts/2

The special shell variable $$ , whose value is the process ID of the shell, has been used.
When used with -i , lsof lists currently open Internet les as well:
root # lsof -i
COMMAND

PID USER

wickedd-d

917 root

8u

IPv4

16627

0t0

UDP *:bootpc

wickedd-d

918 root

8u

IPv6

20752

0t0

UDP [fe80::5054:ff:fe72:5ead]:dhcpv6-client

sshd

3152 root

3u

IPv4

18618

0t0

TCP *:ssh (LISTEN)

sshd

3152 root

4u

IPv6

18620

0t0

TCP *:ssh (LISTEN)

master

4746 root

13u

IPv4

20588

0t0

TCP localhost:smtp (LISTEN)

master

4746 root

14u

IPv6

20589

0t0

TCP localhost:smtp (LISTEN)

sshd

8837 root

5u

IPv4 293709

0t0

TCP jupiter.suse.de:ssh->venus.suse.de:33619 (ESTABLISHED)

sshd

8837 root

9u

IPv6 294830

0t0

TCP localhost:x11 (LISTEN)

sshd

8837 root

10u

IPv4 294831

0t0

TCP localhost:x11 (LISTEN)

2.2.7

FD

TYPE DEVICE SIZE/OFF NODE NAME

Kernel and udev Event Sequence Viewer: udevadm monitor

udevadm monitor listens to the kernel uevents and events sent out by a udev rule and prints

the device path (DEVPATH) of the event to the console. This is a sequence of events while
connecting a USB memory stick:

Note: Monitoring udev Events
Only root user is allowed to monitor udev events by running the udevadm command.

UEVENT[1138806687] add@/devices/pci0000:00/0000:00:1d.7/usb4/4-2/4-2.2
UEVENT[1138806687] add@/devices/pci0000:00/0000:00:1d.7/usb4/4-2/4-2.2/4-2.2
UEVENT[1138806687] add@/class/scsi_host/host4
UEVENT[1138806687] add@/class/usb_device/usbdev4.10
UDEV

[1138806687] add@/devices/pci0000:00/0000:00:1d.7/usb4/4-2/4-2.2

UDEV

[1138806687] add@/devices/pci0000:00/0000:00:1d.7/usb4/4-2/4-2.2/4-2.2

UDEV

[1138806687] add@/class/scsi_host/host4

UDEV

[1138806687] add@/class/usb_device/usbdev4.10

UEVENT[1138806692] add@/devices/pci0000:00/0000:00:1d.7/usb4/4-2/4-2.2/4-2.2
UEVENT[1138806692] add@/block/sdb
UEVENT[1138806692] add@/class/scsi_generic/sg1
UEVENT[1138806692] add@/class/scsi_device/4:0:0:0
UDEV

[1138806693] add@/devices/pci0000:00/0000:00:1d.7/usb4/4-2/4-2.2/4-2.2

UDEV

[1138806693] add@/class/scsi_generic/sg1

UDEV

[1138806693] add@/class/scsi_device/4:0:0:0

UDEV

[1138806693] add@/block/sdb

UEVENT[1138806694] add@/block/sdb/sdb1
UDEV

18

[1138806694] add@/block/sdb/sdb1

Kernel and udev Event Sequence Viewer: udevadm monitor

openSUSE Leap 42.3

UEVENT[1138806694] mount@/block/sdb/sdb1
UEVENT[1138806697] umount@/block/sdb/sdb1

2.3 Processes
2.3.1

Interprocess Communication: ipcs

The command ipcs produces a list of the IPC resources currently in use:
root # ipcs
------ Message Queues -------key

msqid

owner

perms

used-bytes

messages

------ Shared Memory Segments -------key

owner

perms

bytes

nattch

status

0x00000000 65536

shmid

tux

600

524288

2

dest

0x00000000 98305

tux

600

4194304

2

dest

0x00000000 884738

root

600

524288

2

dest

0x00000000 786435

tux

600

4194304

2

dest

0x00000000 12058628

tux

600

524288

2

dest

0x00000000 917509

root

600

524288

2

dest

0x00000000 12353542

tux

600

196608

2

dest

0x00000000 12451847

tux

600

524288

2

dest

0x00000000 11567114

root

600

262144

1

dest

0x00000000 10911763

tux

600

2097152

2

dest

0x00000000 11665429

root

600

2336768

2

dest

0x00000000 11698198

root

600

196608

2

dest

0x00000000 11730967

root

600

524288

2

dest

owner

perms

nsems

tux

666

2

------ Semaphore Arrays -------key

semid

0xa12e0919 32768

2.3.2

Process List: ps

The command ps produces a list of processes. Most parameters must be written without a minus
sign. Refer to ps --help for a brief help or to the man page for extensive help.
To list all processes with user and command line information, use ps axu :
tux > ps axu

19

Processes

openSUSE Leap 42.3

USER

PID %CPU %MEM

VSZ

RSS TTY

STAT START

TIME COMMAND

Ss

Jul24

0:02 /usr/lib/systemd/systemd

0 ?

S

Jul24

0:00 [kthreadd]

0

0 ?

S

Jul24

0:00 [ksoftirqd/0]

0.0

0

0 ?

S<

Jul24

0:00 [kworker/0:0H]

0.0

0.0

0

0 ?

S

Jul24

0:00 [kworker/u2:0]

7

0.0

0.0

0

0 ?

S

Jul24

0:00 [migration/0]

tux

12583

0.0

0.1 185980

2720 ?

Sl

10:12

0:00 /usr/lib/gvfs/gvfs-mtp-volume-monitor

tux

12587

0.0

0.1 198132

3044 ?

Sl

10:12

0:00 /usr/lib/gvfs/gvfs-gphoto2-volume-monitor

tux

12591

0.0

0.1 181940

2700 ?

Sl

10:12

0:00 /usr/lib/gvfs/gvfs-goa-volume-monitor

tux

12594

8.1 10.6 1418216 163564 ?

Sl

10:12

0:03 /usr/bin/gnome-shell

tux

12600

0.0

0.3 393448

5972 ?

Sl

10:12

0:00 /usr/lib/gnome-settings-daemon-3.0/gsd-

12625

0.0

0.6 227776 10112 ?

Sl

10:12

0:00 /usr/lib/gnome-control-center-search-

12626

0.5

1.5 890972 23540 ?

Sl

10:12

0:00 /usr/bin/nautilus --no-default-window

root

1

0.0

0.3

34376

4608 ?

root

2

0.0

0.0

0

root

3

0.0

0.0

root

5

0.0

root

6

root
[...]

printer
tux
provider
tux
[...]

To check how many sshd processes are running, use the option -p together with the command
pidof , which lists the process IDs of the given processes.
tux > ps -p $(pidof sshd)
STAT

TIME COMMAND

1545 ?

PID TTY

Ss

0:00 /usr/sbin/sshd -D

4608 ?

Ss

0:00 sshd: root@pts/0

The process list can be formatted according to your needs. The option L returns a list of all

keywords. Enter the following command to issue a list of all processes sorted by memory usage:
tux > ps ax --format pid,rss,cmd --sort rss
PID

RSS CMD

PID

RSS CMD

2

0 [kthreadd]

3

0 [ksoftirqd/0]

4

0 [kworker/0:0]

5

0 [kworker/0:0H]

6

0 [kworker/u2:0]

7

0 [migration/0]

8

0 [rcu_bh]

[...]
12518 22996 /usr/lib/gnome-settings-daemon-3.0/gnome-settings-daemon
12626 23540 /usr/bin/nautilus --no-default-window
12305 32188 /usr/bin/Xorg :0 -background none -verbose
12594 164900 /usr/bin/gnome-shell

USEFUL ps CALLS

ps aux --sort COLUMN

20

Process List: ps

openSUSE Leap 42.3

Sort the output by COLUMN . Replace COLUMN with
pmem for physical memory ratio
pcpu for CPU ratio

rss for resident set size (non-swapped physical memory)
ps axo pid,%cpu,rss,vsz,args,wchan

Shows every process, their PID, CPU usage ratio, memory size (resident and virtual), name,
and their syscall.
ps axfo pid,args

Show a process tree.

2.3.3

Process Tree: pstree

The command pstree produces a list of processes in the form of a tree:
tux > pstree
systemd---accounts-daemon---{gdbus}
|

|-{gmain}

|-at-spi-bus-laun---dbus-daemon
|

|-{dconf worker}

|

|-{gdbus}

|

|-{gmain}

|-at-spi2-registr---{gdbus}
|-cron
|-2*[dbus-daemon]
|-dbus-launch
|-dconf-service---{gdbus}
|

|-{gmain}

|-gconfd-2
|-gdm---gdm-simple-slav---Xorg

21

|

|

|-gdm-session-wor---gnome-session---gnome-setti+

|

|

|

|

|-gnome-shell+++

|

|

|

|

|-{dconf work+

|

|

|

|

|-{gdbus}

|

|

|

|

|-{gmain}

|

|

|

|-{gdbus}

|

|

|

|-{gmain}

|

|

|-{gdbus}

|

|

|-{gmain}

|

|-{gdbus}

|

|-{gmain}

Process Tree: pstree

openSUSE Leap 42.3

[...]

The parameter -p adds the process ID to a given name. To have the command lines displayed
as well, use the -a parameter:

2.3.4

Table of Processes: top

The command top (an abbreviation of “table of processes”) displays a list of processes that
is refreshed every two seconds. To terminate the program, press

Q

. The parameter -n 1

terminates the program after a single display of the process list. The following is an example
output of the command top -n 1 :
tux > top -n 1
Tasks: 128 total,
%Cpu(s):

1 running, 127 sleeping,

2.4 us,

1.2 sy,

0.0 ni, 96.3 id,

0 stopped,
0.1 wa,

0.0 hi,

KiB Mem:

1535508 total,

699948 used,

835560 free,

KiB Swap:

1541116 total,

0 used,

1541116 free.

PID USER

PR

NI

VIRT

RES

1 root

20

0

116292

2 root

20

0

0

3 root

20

0

0 -20

5 root

SHR S

%CPU

0 zombie
0.0 si,

377000 cached Mem

%MEM

TIME+ COMMAND

4660

2028 S 0.000 0.303

0:04.45 systemd

0

0 S 0.000 0.000

0:00.00 kthreadd

0

0

0 S 0.000 0.000

0:00.07 ksoftirqd+

0

0

0 S 0.000 0.000

0:00.00 kworker/0+

6 root

20

0

0

0

0 S 0.000 0.000

0:00.00 kworker/u+

7 root

rt

0

0

0

0 S 0.000 0.000

0:00.00 migration+

8 root

20

0

0

0

0 S 0.000 0.000

0:00.00 rcu_bh

9 root

20

0

0

0

0 S 0.000 0.000

0:00.24 rcu_sched

10 root

rt

0

0

0

0 S 0.000 0.000

0:00.01 watchdog/0

0 -20

0

0

0 S 0.000 0.000

0:00.00 khelper

11 root
12 root

0

0

0

0 S 0.000 0.000

0:00.00 kdevtmpfs

13 root

20

0 -20

0

0

0 S 0.000 0.000

0:00.00 netns

14 root

0 -20

0

0

0 S 0.000 0.000

0:00.00 writeback

15 root

0 -20

0

0

0 S 0.000 0.000

0:00.00 kintegrit+

16 root

0 -20

0

0

0 S 0.000 0.000

0:00.00 bioset

17 root

0 -20

0

0

0 S 0.000 0.000

0:00.00 crypto

18 root

0 -20

0

0

0 S 0.000 0.000

0:00.00 kblockd

By default the output is sorted by CPU usage (column %CPU, shortcut
following key combinations to change the sort eld:
Shift
Shift
Shift

22

0.0 st

880 buffers

Shift

– P ). Use the

– M : Resident Memory (RES)
– N : Process ID (PID)
– T : Time (TIME+)

Table of Processes: top

openSUSE Leap 42.3

To use any other eld for sorting, press
order, Use

Shift

F

–R .

and select a eld from the list. To toggle the sort

The parameter -U UID monitors only the processes associated with a particular user. Replace
UID with the user ID of the user. Use top -U $(id -u) to show processes of the current user

2.3.5

A top-like I/O Monitor: iotop

The iotop utility displays a table of I/O usage by processes or threads.

Note: Installing iotop

iotop is not installed by default. You need to install it manually with zypper in iotop

as root .

iotop displays columns for the I/O bandwidth read and written by each process during the

sampling period. It also displays the percentage of time the process spent while swapping in

and while waiting on I/O. For each process, its I/O priority (class/level) is shown. In addition,

the total I/O bandwidth read and written during the sampling period is displayed at the top
of the interface.
The

←

and

→

keys change the sorting.

R

reverses the sort order.

O

toggles between showing all processes and threads (default view) and showing only

those doing I/O. (This function is similar to adding --only on command line.)
P

toggles between showing threads (default view) and processes. (This function is similar

to --only .)
A

toggles between showing the current I/O bandwidth (default view) and accumulated

I/O operations since iotop was started. (This function is similar to --accumulated .)
I

lets you change the priority of a thread or a process's threads.

Q

quits iotop .

Pressing any other key will force a refresh.

23

A top-like I/O Monitor: iotop

openSUSE Leap 42.3

Following is an example output of the command iotop --only , while find and emacs are
running:

root # iotop --only
Total DISK READ: 50.61 K/s | Total DISK WRITE: 11.68 K/s
TID

PRIO

USER

3416 be/4 tux
275 be/3 root
5055 be/4 tux

DISK READ
50.61 K/s
0.00 B/s
0.00 B/s

DISK WRITE
0.00 B/s
3.89 K/s
3.89 K/s

SWAPIN
0.00 %
0.00 %
0.00 %

IO>

COMMAND

4.05 % find /
2.34 % [jbd2/sda2-8]
0.04 % emacs

iotop can be also used in a batch mode ( -b ) and its output stored in a le for later analysis.

For a complete set of options, see the manual page ( man 8 iotop ).

2.3.6

Modify a process's niceness: nice and renice

The kernel determines which processes require more CPU time than others by the process's nice
level, also called niceness. The higher the “nice” level of a process is, the less CPU time it will
take from other processes. Nice levels range from -20 (the least “nice” level) to 19. Negative
values can only be set by root .

Adjusting the niceness level is useful when running a non time-critical process that lasts long
and uses large amounts of CPU time. For example, compiling a kernel on a system that also
performs other tasks. Making such a process “nicer”, ensures that the other tasks, for example
a Web server, will have a higher priority.

Calling nice without any parameters prints the current niceness:
tux > nice
0

Running nice COMMAND increments the current nice level for the given command by 10. Using
nice -n LEVEL COMMAND lets you specify a new niceness relative to the current one.

To change the niceness of a running process, use renice PRIORITY -p PROCESS_ID , for example:

tux > renice +5 3266

To renice all processes owned by a specific user, use the option -u USER . Process groups are
reniced by the option -g PROCESS_GROUP_ID .

24

Modify a process's niceness: nice and renice

openSUSE Leap 42.3

2.4 Memory
2.4.1

Memory Usage: free

The utility free examines RAM and swap usage. Details of both free and used memory and
swap areas are shown:
tux > free
total

used

32900500

-/+ buffers/cache:

Mem:
Swap:

2046972

free

shared

buffers

cached

32703448

197052

0

255668

5787364

26660416

6240084

304680

1742292

The options -b , -k , -m , -g show the output in bytes, KB, MB, or GB, respectively. The parameter -s delay ensures that the display is refreshed every DELAY seconds. For example, free
-s 1.5 produces an update every 1.5 seconds.

2.4.2

Detailed Memory Usage: /proc/meminfo

Use /proc/meminfo to get more detailed information on memory usage than with free . Ac-

tually free uses some of the data from this le. See an example output from a 64-bit system

below. Note that it slightly differs on 32-bit systems because of different memory management:
MemTotal:

1942636 kB

MemFree:

1294352 kB

MemAvailable:

1458744 kB

Buffers:
Cached:
SwapCached:

876 kB
278476 kB
0 kB

Active:

368328 kB

Inactive:

199368 kB

Active(anon):

288968 kB

Inactive(anon):
Active(file):
Inactive(file):

10568 kB
79360 kB
188800 kB

Unevictable:

80 kB

Mlocked:

80 kB

SwapTotal:

2103292 kB

SwapFree:

2103292 kB

Dirty:
Writeback:

25

44 kB
0 kB

Memory

openSUSE Leap 42.3

AnonPages:

288592 kB

Mapped:

70444 kB

Shmem:

11192 kB

Slab:

40916 kB

SReclaimable:

17712 kB

SUnreclaim:

23204 kB

KernelStack:

2000 kB

PageTables:

10996 kB

NFS_Unstable:

0 kB

Bounce:

0 kB

WritebackTmp:

0 kB

CommitLimit:

3074608 kB

Committed_AS:

1407208 kB

VmallocTotal:

34359738367 kB

VmallocUsed:

145996 kB

VmallocChunk:

34359588844 kB

HardwareCorrupted:
AnonHugePages:

0 kB
86016 kB

HugePages_Total:

0

HugePages_Free:

0

HugePages_Rsvd:

0

HugePages_Surp:
Hugepagesize:

0
2048 kB

DirectMap4k:

79744 kB

DirectMap2M:

2017280 kB

These entries stand for the following:
MemTotal

Total amount of RAM.
MemFree

Amount of unused RAM.
MemAvailable

Estimate of how much memory is available for starting new applications without swapping.
Buffers

File buer cache in RAM containing le system metadata.
Cached

Page cache in RAM. This excludes buer cache and swap cache, but includes Shmem memory.

SwapCached

Page cache for swapped-out memory.

26

Detailed Memory Usage: /proc/meminfo

openSUSE Leap 42.3

Active, Active(anon), Active(file)

Recently used memory that will not be reclaimed unless necessary or on explicit request.
Active is the sum of Active(anon) and Active(file):

Active(anon) tracks swap-backed memory. This includes private and shared anonymous mappings and private le pages after copy-on-write.
Active(file) tracks other le system backed memory.
Inactive, Inactive(anon), Inactive(file)

Less recently used memory that will usually be reclaimed rst. Inactive is the sum of Inactive(anon) and Inactive(file):

Inactive(anon) tracks swap backed memory. This includes private and shared anonymous mappings and private le pages after copy-on-write.
Inactive(file) tracks other le system backed memory.
Unevictable

Amount of memory that cannot be reclaimed (for example, because it is Mlocked or used
as a RAM disk).
Mlocked

Amount of memory that is backed by the mlock system call. mlock allows processes to

define which part of physical RAM their virtual memory should be mapped to. However,
mlock does not guarantee this placement.

SwapTotal

Amount of swap space.
SwapFree

Amount of unused swap space.
Dirty

Amount of memory waiting to be written to disk, because it contains changes compared

to the backing storage. Dirty data can be explicitly synchronized either by the application or by the kernel after a short delay. A large amount of dirty data may take considerable time to write to disk resulting in stalls. The total amount of dirty data that can exist
at any given time can be controlled with the sysctl parameters vm.dirty_ratio or
vm.dirty_bytes (refer to Section 14.1.5, “Writeback” for more details).

Writeback

27

Detailed Memory Usage: /proc/meminfo

openSUSE Leap 42.3

Amount of memory that is currently being written to disk.
Mapped

Memory claimed with the mmap system call.
Shmem

Memory shared between groups of processes, such as IPC data, tmpfs data, and shared
anonymous memory.
Slab

Memory allocation for internal data structures of the kernel.
SReclaimable

Slab section that can be reclaimed, such as caches (inode, dentry, etc.).
SUnreclaim

Slab section that cannot be reclaimed.
KernelStack

Amount of kernel space memory used by applications (through system calls).
PageTables

Amount of memory dedicated to page tables of all processes.
NFS_Unstable

NFS pages that have already been sent to the server, but are not yet committed there.
Bounce

Memory used for bounce buers of block devices.
WritebackTmp

Memory used by FUSE for temporary writeback buers.
CommitLimit

Amount of memory available to the system based on the overcommit ratio setting. This is
only enforced if strict overcommit accounting is enabled.
Committed_AS

An approximation of the total amount of memory (RAM and swap) that the current workload would need in the worst case.
VmallocTotal

Amount of allocated kernel virtual address space.

28

Detailed Memory Usage: /proc/meminfo

openSUSE Leap 42.3

VmallocUsed

Amount of used kernel virtual address space.
VmallocChunk

The largest contiguous block of available kernel virtual address space.
HardwareCorrupted

Amount of failed memory (can only be detected when using ECC RAM).
AnonHugePages

Anonymous hugepages that are mapped into user space page tables. These are allocated

transparently for processes without being specifically requested, therefore they are also
known as transparent hugepages (THP).
HugePages_Total

Number of preallocated hugepages for use by SHM_HUGETLB and MAP_HUGETLB or through
the hugetlbfs le system, as defined in /proc/sys/vm/nr_hugepages .
HugePages_Free

Number of hugepages available.
HugePages_Rsvd

Number of hugepages that are committed.
HugePages_Surp

Number of hugepages available beyond HugePages_Total (“surplus”), as defined in /proc/
sys/vm/nr_overcommit_hugepages .

Hugepagesize

Size of a hugepage—on AMD64/Intel 64 the default is 2048 KB.
DirectMap4k etc.

Amount of kernel memory that is mapped to pages with a given size (in the example: 4 kB).

2.4.3

Process Memory Usage: smaps

Exactly determining how much memory a certain process is consuming is not possible with
standard tools like top or ps . Use the smaps subsystem, introduced in kernel 2.6.14, if you
need exact data. It can be found at /proc/PID/smaps and shows you the number of clean

and dirty memory pages the process with the ID PID is using at that time. It differentiates

between shared and private memory, so you can see how much memory the process is using

29

Process Memory Usage: smaps

openSUSE Leap 42.3

without including memory shared with other processes. For more information see /usr/src/
linux/Documentation/filesystems/proc.txt (requires the package kernel-source to be

installed).

smaps is expensive to read. Therefore it is not recommended to monitor it regularly, but only
when closely monitoring a certain process.

2.5 Networking
Tip: Traffic Shaping
In case the network bandwidth is lower than expected, you should rst check if any traffic
shaping rules are active for your network segment.

2.5.1

Basic Network Diagnostics: ip

ip is a powerful tool to set up and control network interfaces. You can also use it to quickly

view basic statistics about network interfaces of the system. For example, whether the interface
is up or how many errors, dropped packets, or packet collisions there are.

If you run ip with no additional parameter, it displays a help output. To list all network interfaces, enter ip addr show (or abbreviated as ip a ). ip addr show up lists only running
network interfaces. ip -s link show DEVICE lists statistics for the specified interface only:
root # ip -s link show br0
6: br0:  mtu 1500 qdisc noqueue state UP mode DEFAULT
link/ether 00:19:d1:72:d4:30 brd ff:ff:ff:ff:ff:ff
RX: bytes

packets

errors

dropped overrun mcast

6346104756 9265517

0

10860

TX: bytes

errors

dropped carrier collsns

0

0

packets

3996204683 3655523

0
0

0
0

ip can also be used to show interfaces ( link ), routing tables ( route ), and much more—refer

to man 8 ip for details.
root # ip route

default via 192.168.2.1 dev eth1
192.168.2.0/24 dev eth0

proto kernel

scope link

src 192.168.2.100

192.168.2.0/24 dev eth1

proto kernel

scope link

src 192.168.2.101

192.168.2.0/24 dev eth2

proto kernel

scope link

src 192.168.2.102

30

Networking

openSUSE Leap 42.3

root # ip link
1: lo:  mtu 65536 qdisc noqueue state UNKNOWN mode DEFAULT group default
link/loopback 00:00:00:00:00:00 brd 00:00:00:00:00:00
2: eth0:  mtu 1500 qdisc pfifo_fast state UP mode DEFAULT group default qlen
1000
link/ether 52:54:00:44:30:51 brd ff:ff:ff:ff:ff:ff
3: eth1:  mtu 1500 qdisc pfifo_fast state UP mode DEFAULT group default qlen
1000
link/ether 52:54:00:a3:c1:fb brd ff:ff:ff:ff:ff:ff
4: eth2:  mtu 1500 qdisc pfifo_fast state UP mode DEFAULT group default qlen
1000
link/ether 52:54:00:32:a4:09 brd ff:ff:ff:ff:ff:ff

2.5.2

Show the Network Usage of Processes: nethogs

In some cases, for example if the network traffic suddenly becomes very high, it is desirable to
quickly nd out which application(s) is/are causing the traffic. nethogs , a tool with a design
similar to top , shows incoming and outgoing traffic for all relevant processes:
PID

USER

PROGRAM

27145 root

zypper

?

..0:113:80c0:8080:10:160:0:100:30015

root

DEV

SENT

RECEIVED

eth0

5.719

391.749 KB/sec

0.102

2.326 KB/sec

0.026

0.026 KB/sec

26635 tux

/usr/lib64/firefox/firefox

eth0

?

root

..0:113:80c0:8080:10:160:0:100:30045

0.000

0.021 KB/sec

?

root

..0:113:80c0:8080:10:160:0:100:30045

0.000

0.018 KB/sec

?

root

..0:113:80c0:8080:10:160:0:100:30015

0.000

0.018 KB/sec

?

root

..0:113:80c0:8080:10:160:0:100:30045

0.000

0.017 KB/sec

?

root

..0:113:80c0:8080:10:160:0:100:30045

0.000

0.017 KB/sec

?

root

..0:113:80c0:8080:10:160:0:100:30045

0.069

0.000 KB/sec

?

root

unknown TCP

0.000

0.000 KB/sec

TOTAL

5.916

394.192 KB/sec

Like in top , nethogs features interactive commands:
M
R
S
Q

: cycle between display modes (kb/s, kb, b, mb)
: sort by RECEIVED
: sort by SENT
: quit

2.5.3

Ethernet Cards in Detail: ethtool

ethtool can display and change detailed aspects of your Ethernet network device. By default

it prints the current setting of the specified device.

31

Show the Network Usage of Processes: nethogs

openSUSE Leap 42.3

root # ethtool eth0
Settings for eth0:
Supported ports: [ TP ]
Supported link modes:

10baseT/Half 10baseT/Full
100baseT/Half 100baseT/Full
1000baseT/Full

Supports auto-negotiation: Yes
Advertised link modes:

10baseT/Half 10baseT/Full
100baseT/Half 100baseT/Full
1000baseT/Full

Advertised pause frame use: No
[...]
Link detected: yes

The following table shows ethtool options that you can use to query the device for specific
information:

TABLE 2.1: LIST OF QUERY OPTIONS OF ethtool

ethtool option

it queries the device for

-a

pause parameter information

-c

interrupt coalescing information

-g

Rx/Tx (receive/transmit) ring parameter in-

-i

associated driver information

-k

offload information

-S

NIC and driver-specific statistics

2.5.4

formation

Show the Network Status: ss

ss is a tool to dump socket statistics and replaces the netstat command. To show a list of

all connections use ss without parameters:
root # ss
Netid

State

Recv-Q Send-Q

u_str

ESTAB

0

32

0

Local Address:Port

Peer Address:Port

* 14082

Show the Network Status: ss

* 14083

openSUSE Leap 42.3

u_str

ESTAB

0

0

* 18582

* 18583

u_str

ESTAB

0

0

u_str

ESTAB

0

0

@/tmp/dbus-gmUUwXABPV 18784

* 19449

* 19450

u_str

ESTAB

0

0

/var/run/dbus/system_bus_socket 19383 * 19382

u_str

ESTAB

0

0

@/tmp/dbus-gmUUwXABPV 18617

* 18616

u_str

ESTAB

0

0

@/tmp/dbus-58TPPDv8qv 19352

* 19351

u_str

ESTAB

0

0

* 17658

* 17657

u_str

ESTAB

0

0

* 17693

* 17694

* 18783

[..]

To show all network ports currently open, use the following command:
root # ss -l
Netid

State

Recv-Q Send-Q

Local Address:Port

Peer Address:Port

nl

UNCONN

0

nl

UNCONN

0

0

rtnl:4195117

*

0

rtnl:wickedd-auto4/811

nl

UNCONN

*

0

0

rtnl:wickedd-dhcp4/813

*

nl
nl

UNCONN

0

0

rtnl:4195121

*

UNCONN

0

0

rtnl:4195115

*

nl

UNCONN

0

0

rtnl:wickedd-dhcp6/814

*

nl

UNCONN

0

0

rtnl:kernel

*

nl

UNCONN

0

0

rtnl:wickedd/817

*

nl

UNCONN

0

0

rtnl:4195118

*

nl

UNCONN

0

0

rtnl:nscd/706

*

nl

UNCONN

4352

0

tcpdiag:ss/2381

*

[...]

When displaying network connections, you can specify the socket type to display: TCP ( -t )

or UDP ( -u ) for example. The -p option shows the PID and name of the program to which
each socket belongs.

The following example lists all TCP connections and the programs using these connections. The
-a option make sure all established connections (listening and non-listening) are shown. The
-p option shows the PID and name of the program to which each socket belongs.
root # ss -t -a -p
State

Recv-Q Send-Q

Local Address:Port

Peer Address:Port

LISTEN

0

128

*:ssh

*:*

users:(("sshd",1551,3))

LISTEN

0

100

127.0.0.1:smtp

*:*

users:(("master",1704,13))

ESTAB

0

132

10.120.65.198:ssh

10.120.4.150:55715

users:(("sshd",2103,5))

LISTEN

0

128

:::ssh

:::*

users:(("sshd",1551,4))

LISTEN

0

100

::1:smtp

:::*

users:(("master",1704,14))

33

Show the Network Status: ss

openSUSE Leap 42.3

2.6 The /proc File System
The /proc le system is a pseudo le system in which the kernel reserves important information
in the form of virtual les. For example, display the CPU type with this command:
tux > cat /proc/cpuinfo
processor

: 0

vendor_id

: GenuineIntel

cpu family

: 6

model

: 30

model name

: Intel(R) Core(TM) i5 CPU

stepping

: 5

microcode

: 0x6

cpu MHz

: 1197.000

cache size

: 8192 KB

physical id

: 0

siblings

: 4

core id

: 0

cpu cores

: 4

apicid

: 0

initial apicid

: 0

fpu

: yes

fpu_exception

: yes

cpuid level

: 11

wp

: yes

flags

: fpu vme de pse tsc msr pae mce cx8 apic sep mtrr pge mca cmov pat

750

@ 2.67GHz

pse36 clflush dts acpi mmx fxsr sse sse2 ss ht tm pbe syscall nx rdtscp lm constant_tsc
arch_perfmon pebs bts rep_good nopl xtopology nonstop_tsc aperfmperf pni dtes64 monitor
ds_cpl vmx smx est tm2 ssse3 cx16 xtpr pdcm sse4_1 sse4_2 popcnt lahf_lm ida dtherm
tpr_shadow vnmi flexpriority ept vpid
bogomips

: 5333.85

clflush size

: 64

cache_alignment : 64
address sizes

: 36 bits physical, 48 bits virtual

power management:
[...]

Tip: Detailed Processor Information
Detailed information about the processor on the AMD64/Intel 64 architecture is also
available by running x86info .

34

The /proc File System

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Query the allocation and use of interrupts with the following command:
tux > cat /proc/interrupts
CPU0

CPU1

CPU2

CPU3

0:

121

0

0

0

IO-APIC-edge

timer

8:

0

0

0

1

IO-APIC-edge

rtc0

9:

0

0

0

0

IO-APIC-fasteoi

acpi

16:

0

11933

0

0

IO-APIC-fasteoi

ehci_hcd:+

18:

0

0

0

0

IO-APIC-fasteoi

i801_smbus

19:

0

117978

0

0

IO-APIC-fasteoi

ata_piix,+

22:

0

0

3275185

0

IO-APIC-fasteoi

enp5s1

23:

417927

0

0

0

IO-APIC-fasteoi

ehci_hcd:+

40:

2727916

0

0

0

HPET_MSI-edge

hpet2

41:

0

2749134

0

0

HPET_MSI-edge

hpet3

42:

0

0

2759148

0

HPET_MSI-edge

hpet4

43:

0

0

0

2678206

HPET_MSI-edge

hpet5

45:

0

0

0

0

PCI-MSI-edge

aerdrv, P+

46:

0

0

0

0

PCI-MSI-edge

PCIe PME,+

47:

0

0

0

0

PCI-MSI-edge

PCIe PME,+

48:

0

0

0

0

PCI-MSI-edge

PCIe PME,+

49:

0

0

0

387

PCI-MSI-edge

snd_hda_i+

50:

933117

0

0

0

PCI-MSI-edge

nvidia

NMI:

2102

2023

2031

1920

LOC:

92

71

57

41

SPU:

0

0

0

0

PMI:

2102

2023

2031

1920

IWI:

47331

45725

52464

46775

Non-maskable interrupts
Local timer interrupts
Spurious interrupts
Performance monitoring int+
IRQ work interrupts

RTR:

2

0

0

0

RES:

472911

396463

339792

323820

APIC ICR read retries

CAL:

48389

47345

54113

50478

Function call interrupts

TLB:

28410

26804

24389

26157

TLB shootdowns

TRM:

0

0

0

0

Thermal event interrupts

THR:

0

0

0

0

Threshold APIC interrupts

MCE:

0

0

0

0

Machine check exceptions

MCP:

40

40

40

40

ERR:

0

MIS:

0

Rescheduling interrupts

Machine check polls

The address assignment of executables and libraries is contained in the maps le:
tux > cat /proc/self/maps
08048000-0804c000 r-xp 00000000 03:03 17753

/bin/cat

0804c000-0804d000 rw-p 00004000 03:03 17753

/bin/cat

0804d000-0806e000 rw-p 0804d000 00:00 0

[heap]

b7d27000-b7d5a000 r--p 00000000 03:03 11867

/usr/lib/locale/en_GB.utf8/

b7d5a000-b7e32000 r--p 00000000 03:03 11868

/usr/lib/locale/en_GB.utf8/

b7e32000-b7e33000 rw-p b7e32000 00:00 0

35

The /proc File System

openSUSE Leap 42.3

b7e33000-b7f45000 r-xp 00000000 03:03 8837

/lib/libc-2.3.6.so

b7f45000-b7f46000 r--p 00112000 03:03 8837

/lib/libc-2.3.6.so

b7f46000-b7f48000 rw-p 00113000 03:03 8837

/lib/libc-2.3.6.so

b7f48000-b7f4c000 rw-p b7f48000 00:00 0
b7f52000-b7f53000 r--p 00000000 03:03 11842

/usr/lib/locale/en_GB.utf8/

[...]
b7f5b000-b7f61000 r--s 00000000 03:03 9109

/usr/lib/gconv/gconv-module

b7f61000-b7f62000 r--p 00000000 03:03 9720

/usr/lib/locale/en_GB.utf8/

b7f62000-b7f76000 r-xp 00000000 03:03 8828

/lib/ld-2.3.6.so

b7f76000-b7f78000 rw-p 00013000 03:03 8828

/lib/ld-2.3.6.so

bfd61000-bfd76000 rw-p bfd61000 00:00 0

[stack]

ffffe000-fffff000 ---p 00000000 00:00 0

[vdso]

A lot more information can be obtained from the /proc le system. Some of the important les
and their contents are:
/proc/devices

Available devices
/proc/modules

Kernel modules loaded
/proc/cmdline

Kernel command line
/proc/meminfo

Detailed information about memory usage
/proc/config.gz
gzip -compressed configuration le of the kernel currently running

/proc/ PID/

Find information about processes currently running in the /proc/ NNN directories, where

NNN is the process ID (PID) of the relevant process. Every process can nd its own char-

acteristics in /proc/self/ .

Further information is available in the text le /usr/src/linux/Documentation/filesystems/proc.txt (this le is available when the package kernel-source is installed).

2.6.1

procinfo

Important information from the /proc le system is summarized by the command procinfo :
tux > procinfo

36

procinfo

openSUSE Leap 42.3

Linux 3.11.10-17-desktop (geeko@buildhost) (gcc 4.8.1 20130909) #1 4CPU
[jupiter.example.com]
Memory:
Mem:
Swap:

Total

Used

Free

Shared

Buffers

Cached

8181908
10481660

8000632

181276

0

85472

2850872

1576

10480084

Bootup: Mon Jul 28 09:54:13 2014

Load average: 1.61 0.85 0.74 2/904 25949

user

:

1:54:41.84

12.7%

page in :

2107312

disk 1:

52212r

20199w

nice

:

0:00:00.46

0.0%

page out:

1714461

disk 2:

19387r

10928w

system:

0:25:38.00

2.8%

page act:

466673

disk 3:

548r

10w

IOwait:

0:04:16.45

0.4%

page dea:

272297

hw irq:

0:00:00.42

0.0%

page flt:

105754526

sw irq:

0:01:26.48

0.1%

swap in :

0

:

12:14:43.65

81.5%

swap out:

394

guest :

0:02:18.59

0.2%

uptime:

3:45:22.24

context :

99809844

irq

0:

121 timer

irq

8:

irq

9:

idle

irq 16:
irq 18:
irq 19:
irq 22:
irq 23:
irq 40:

irq 41:

3238224 hpet3

1 rtc0

irq 42:

3251898 hpet4

0 acpi

irq 43:

3156368 hpet5

14589 ehci_hcd:usb1

irq 45:

0 aerdrv, PCIe PME

irq 46:

0 PCIe PME, pciehp

124861 ata_piix, ata_piix, f irq 47:

0 PCIe PME, pciehp

0 i801_smbus
3742817 enp5s1
479248 ehci_hcd:usb2
3216894 hpet2

irq 48:
irq 49:
irq 50:

0 PCIe PME, pciehp
387 snd_hda_intel
1088673 nvidia

To see all the information, use the parameter -a . The parameter -nN produces updates of the
information every N seconds. In this case, terminate the program by pressing

Q

.

By default, the cumulative values are displayed. The parameter -d produces the differential
values. procinfo -dn5 displays the values that have changed in the last ve seconds:

2.6.2

System Control Parameters: /proc/sys/

System control parameters are used to modify the Linux kernel parameters at runtime. They
reside in /proc/sys/ and can be viewed and modified with the sysctl command. To list all
parameters, run sysctl -a . A single parameter can be listed with sysctl PARAMETER_NAME .

Parameters are grouped into categories and can be listed with sysctl CATEGORY or by listing

the contents of the respective directories. The most important categories are listed below. The
links to further readings require the installation of the package kernel-source .

37

System Control Parameters: /proc/sys/

openSUSE Leap 42.3

sysctl dev (/proc/sys/dev/)

Device-specific information.
sysctl fs (/proc/sys/fs/)

Used le handles, quotas, and other le system-oriented parameters. For details see /usr/
src/linux/Documentation/sysctl/fs.txt .
sysctl kernel (/proc/sys/kernel/)

Information about the task scheduler, system shared memory, and other kernel-related
parameters. For details see /usr/src/linux/Documentation/sysctl/kernel.txt
systctl net (/proc/sys/net/)

Information about network bridges, and general network parameters (mainly the ipv4/
subdirectory). For details see /usr/src/linux/Documentation/sysctl/net.txt
sysctl vm (/proc/sys/vm/)

Entries in this path relate to information about the virtual memory, swapping, and caching.
For details see /usr/src/linux/Documentation/sysctl/vm.txt

To set or change a parameter for the current session, use the command sysctl -w PARAMETER = VALUE . To permanently change a setting, add a line PARAMETER = VALUE to /etc/
sysctl.conf .

2.7 Hardware Information
2.7.1

PCI Resources: lspci

Note: Accessing PCI configuration.
Most operating systems require root user privileges to grant access to the computer's PCI
configuration.

The command lspci lists the PCI resources:
root # lspci
00:00.0 Host bridge: Intel Corporation 82845G/GL[Brookdale-G]/GE/PE \

38

Hardware Information

openSUSE Leap 42.3

DRAM Controller/Host-Hub Interface (rev 01)
00:01.0 PCI bridge: Intel Corporation 82845G/GL[Brookdale-G]/GE/PE \
Host-to-AGP Bridge (rev 01)
00:1d.0 USB Controller: Intel Corporation 82801DB/DBL/DBM \
(ICH4/ICH4-L/ICH4-M) USB UHCI Controller #1 (rev 01)
00:1d.1 USB Controller: Intel Corporation 82801DB/DBL/DBM \
(ICH4/ICH4-L/ICH4-M) USB UHCI Controller #2 (rev 01)
00:1d.2 USB Controller: Intel Corporation 82801DB/DBL/DBM \
(ICH4/ICH4-L/ICH4-M) USB UHCI Controller #3 (rev 01)
00:1d.7 USB Controller: Intel Corporation 82801DB/DBM \
(ICH4/ICH4-M) USB2 EHCI Controller (rev 01)
00:1e.0 PCI bridge: Intel Corporation 82801 PCI Bridge (rev 81)
00:1f.0 ISA bridge: Intel Corporation 82801DB/DBL (ICH4/ICH4-L) \
LPC Interface Bridge (rev 01)
00:1f.1 IDE interface: Intel Corporation 82801DB (ICH4) IDE \
Controller (rev 01)
00:1f.3 SMBus: Intel Corporation 82801DB/DBL/DBM (ICH4/ICH4-L/ICH4-M) \
SMBus Controller (rev 01)
00:1f.5 Multimedia audio controller: Intel Corporation 82801DB/DBL/DBM \
(ICH4/ICH4-L/ICH4-M) AC'97 Audio Controller (rev 01)
01:00.0 VGA compatible controller: Matrox Graphics, Inc. G400/G450 (rev 85)
02:08.0 Ethernet controller: Intel Corporation 82801DB PRO/100 VE (LOM) \
Ethernet Controller (rev 81)

Using -v results in a more detailed listing:
root # lspci -v
[...]
00:03.0 Ethernet controller: Intel Corporation 82540EM Gigabit Ethernet \
Controller (rev 02)
Subsystem: Intel Corporation PRO/1000 MT Desktop Adapter
Flags: bus master, 66MHz, medium devsel, latency 64, IRQ 19
Memory at f0000000 (32-bit, non-prefetchable) [size=128K]
I/O ports at d010 [size=8]
Capabilities: [dc] Power Management version 2
Capabilities: [e4] PCI-X non-bridge device
Kernel driver in use: e1000
Kernel modules: e1000

Information about device name resolution is obtained from the le /usr/share/pci.ids . PCI
IDs not listed in this le are marked “Unknown device.”

The parameter -vv produces all the information that could be queried by the program. To view
the pure numeric values, use the parameter -n .

39

PCI Resources: lspci

openSUSE Leap 42.3

2.7.2

USB Devices: lsusb

The command lsusb lists all USB devices. With the option -v , print a more detailed list. The
detailed information is read from the directory /proc/bus/usb/ . The following is the output
of lsusb with these USB devices attached: hub, memory stick, hard disk and mouse.
root # lsusb
Bus 004 Device 007: ID 0ea0:2168 Ours Technology, Inc. Transcend JetFlash \
2.0 / Astone USB Drive
Bus 004 Device 006: ID 04b4:6830 Cypress Semiconductor Corp. USB-2.0 IDE \
Adapter
Bus 004 Device 005: ID 05e3:0605 Genesys Logic, Inc.
Bus 004 Device 001: ID 0000:0000
Bus 003 Device 001: ID 0000:0000
Bus 002 Device 001: ID 0000:0000
Bus 001 Device 005: ID 046d:c012 Logitech, Inc. Optical Mouse
Bus 001 Device 001: ID 0000:0000

2.7.3

Monitoring and Tuning the Thermal Subsystem: tmon

tmon is a tool to help visualize, tune, and test the complex thermal subsystem. When started

without parameters, tmon runs in monitoring mode:

┌──────THERMAL ZONES(SENSORS)──────────────────────────────┐
│Thermal Zones:

acpitz00

│

│Trip Points:

PC

│

└──────────────────────────────────────────────────────────┘
┌─────────── COOLING DEVICES ──────────────────────────────┐
│ID

Cooling Dev

Cur

Max

Thermal Zone Binding

│

│00

Processor

0

3

││││││││││││

│

│01

Processor

0

3

││││││││││││

│

│02

Processor

0

3

││││││││││││

│

│03

Processor

0

3

││││││││││││

│

│04 intel_powerc

-1

50

││││││││││││

│

└──────────────────────────────────────────────────────────┘
┌──────────────────────────────────────────────────────────┐
│
│acpitz 0:[

10

20

30

8][>>>>>>>>>P9

C31

40 │
│

└──────────────────────────────────────────────────────────┘
┌────────────────── CONTROLS ──────────────────────────────┐
│PID gain: kp=0.36 ki=5.00 kd=0.19 Output 0.00

│

│Target Temp: 65.0C, Zone: 0, Control Device: None

│

└──────────────────────────────────────────────────────────┘

40

USB Devices: lsusb

openSUSE Leap 42.3

Ctrl-c - Quit

TAB - Tuning

For detailed information on how to interpret the data, how to log thermal data and how to use
tmon to test and tune cooling devices and sensors, refer to the man page: man 8 tmon . The

package tmon is not installed by default.

2.7.4

MCELog: Machine Check Exceptions (MCE)

The mcelog package logs and parses/translates Machine Check Exceptions (MCE) on hardware

errors (also including memory errors). Formerly this has been done by a cron job executed
hourly. Now hardware errors are immediately processed by an mcelog daemon.

However, the mcelog service is not enabled by default, resulting in memory and CPU errors also
not being logged by default. In addition, mcelog has a new feature to also handle predictive bad
page offlining and automatic core offlining when cache errors happen.

The service can either be enabled and started via the YaST system services editor or via command
line:

root # systemctl enable mcelog
root # systemctl start mcelog

2.7.5

x86_64: dmidecode: DMI Table Decoder

dmidecode shows the machine's DMI table containing information such as serial numbers and

BIOS revisions of the hardware.
root # dmidecode
# dmidecode 2.12
SMBIOS 2.5 present.

27 structures occupying 1298 bytes.
Table at 0x000EB250.
Handle 0x0000, DMI type 4, 35 bytes
Processor Information
Socket Designation: J1PR
Type: Central Processor
Family: Other
Manufacturer: Intel(R) Corporation
ID: E5 06 01 00 FF FB EB BF
Version: Intel(R) Core(TM) i5 CPU

41

750

@ 2.67GHz

MCELog: Machine Check Exceptions (MCE)

openSUSE Leap 42.3

Voltage: 1.1 V
External Clock: 133 MHz
Max Speed: 4000 MHz
Current Speed: 2667 MHz
Status: Populated, Enabled
Upgrade: Other
L1 Cache Handle: 0x0004
L2 Cache Handle: 0x0003
L3 Cache Handle: 0x0001
Serial Number: Not Specified
Asset Tag: Not Specified
Part Number: Not Specified
[..]

2.8 Files and File Systems
2.8.1

Determine the File Type: file

The command file determines the type of a le or a list of les by checking /usr/share/
misc/magic .

tux > file /usr/bin/file
/usr/bin/file: ELF 64-bit LSB executable, x86-64, version 1 (SYSV), \
for GNU/Linux 2.6.4, dynamically linked (uses shared libs), stripped

The parameter -f LIST specifies a le with a list of le names to examine. The -z allows
file to look inside compressed les:

tux > file /usr/share/man/man1/file.1.gz
/usr/share/man/man1/file.1.gz: gzip compressed data, from Unix, max compression
tux > file -z /usr/share/man/man1/file.1.gz
/usr/share/man/man1/file.1.gz: troff or preprocessor input text \
(gzip compressed data, from Unix, max compression)

The parameter -i outputs a mime type string rather than the traditional description.
tux > file -i /usr/share/misc/magic
/usr/share/misc/magic: text/plain charset=utf-8

42

Files and File Systems

openSUSE Leap 42.3

2.8.2

File Systems and Their Usage: mount, df and du

The command mount shows which le system (device and type) is mounted at which mount
point:

root # mount
/dev/sda2 on / type ext4 (rw,acl,user_xattr)
proc on /proc type proc (rw)
sysfs on /sys type sysfs (rw)
debugfs on /sys/kernel/debug type debugfs (rw)
devtmpfs on /dev type devtmpfs (rw,mode=0755)
tmpfs on /dev/shm type tmpfs (rw,mode=1777)
devpts on /dev/pts type devpts (rw,mode=0620,gid=5)
/dev/sda3 on /home type ext3 (rw)
securityfs on /sys/kernel/security type securityfs (rw)
fusectl on /sys/fs/fuse/connections type fusectl (rw)
gvfs-fuse-daemon on /home/tux/.gvfs type fuse.gvfs-fuse-daemon \
(rw,nosuid,nodev,user=tux)

Obtain information about total usage of the le systems with the command df . The parameter -

h (or --human-readable ) transforms the output into a form understandable for common users.
tux > df -h
Filesystem
/dev/sda2

Size

Used Avail Use% Mounted on

20G

5,9G

13G

devtmpfs

1,6G

236K

1,6G

32% /
1% /dev

tmpfs

1,6G

668K

1,6G

1% /dev/shm

/dev/sda3

208G

40G

159G

20% /home

Display the total size of all the les in a given directory and its subdirectories with the command
du . The parameter -s suppresses the output of detailed information and gives only a total for

each argument. -h again transforms the output into a human-readable form:
tux > du -sh /opt
192M

2.8.3

/opt

Additional Information about ELF Binaries

Read the content of binaries with the readelf utility. This even works with ELF les that were
built for other hardware architectures:
tux > readelf --file-header /bin/ls

43

File Systems and Their Usage: mount, df and du

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ELF Header:
Magic:

7f 45 4c 46 02 01 01 00 00 00 00 00 00 00 00 00

Class:

ELF64

Data:

2's complement, little endian

Version:

1 (current)

OS/ABI:

UNIX - System V

ABI Version:

0

Type:

EXEC (Executable file)

Machine:

Advanced Micro Devices X86-64

Version:

0x1

Entry point address:

0x402540

Start of program headers:

64 (bytes into file)

Start of section headers:

95720 (bytes into file)

Flags:

0x0

Size of this header:

64 (bytes)

Size of program headers:

56 (bytes)

Number of program headers:

9

Size of section headers:

64 (bytes)

Number of section headers:

32

Section header string table index: 31

2.8.4

File Properties: stat

The command stat displays le properties:
tux > stat /etc/profile
File: `/etc/profile'
Size: 9662
Device: 802h/2050d

Blocks: 24

IO Block: 4096

Inode: 132349

Access: (0644/-rw-r--r--)

regular file

Links: 1

Uid: (

0/

root)

Gid: (

0/

root)

Access: 2009-03-20 07:51:17.000000000 +0100
Modify: 2009-01-08 19:21:14.000000000 +0100
Change: 2009-03-18 12:55:31.000000000 +0100

The parameter --file-system produces details of the properties of the le system in which
the specified le is located:

tux > stat /etc/profile --file-system
File: "/etc/profile"
ID: d4fb76e70b4d1746 Namelen: 255
Block size: 4096
Blocks: Total: 2581445

Free: 1717327

Inodes: Total: 655776

Free: 490312

44

Type: ext2/ext3

Fundamental block size: 4096
Available: 1586197

File Properties: stat

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2.9 User Information
2.9.1

User Accessing Files: fuser

It can be useful to determine what processes or users are currently accessing certain les. Suppose, for example, you want to unmount a le system mounted at /mnt . umount returns "de-

vice is busy." The command fuser can then be used to determine what processes are accessing
the device:

tux > fuser -v /mnt/*
USER
/mnt/notes.txt

tux

PID ACCESS COMMAND
26597 f....

less

Following termination of the less process, which was running on another terminal, the le system can successfully be unmounted. When used with -k option, fuser will terminate processes
accessing the le as well.

2.9.2

Who Is Doing What: w

With the command w , nd out who is logged in to the system and what each user is doing.
For example:
tux > w
16:00:59 up 1 day,

2:41,

3 users,

load average: 0.00, 0.01, 0.05

USER

TTY

FROM

LOGIN@

IDLE

JCPU

PCPU WHAT

tux

:0

console

tux

console

:0

Wed13

?xdm?

8:15

0.03s /usr/lib/gdm/gd

Wed13

26:41m

0.00s

tux

pts/0

:0

0.03s /usr/lib/gdm/gd

Wed13

20:11

0.10s

2.89s /usr/lib/gnome-

If any users of other systems have logged in remotely, the parameter -f shows the computers
from which they have established the connection.

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2.10 Time and Date
2.10.1

Time Measurement with time

Determine the time spent by commands with the time utility. This utility is available in two
versions: as a Bash built-in and as a program ( /usr/bin/time ).
tux >

time find . > /dev/null

real

0m4.051s

1

user

0m0.042s

2

sys

0m0.205s

3

1

The real time that elapsed from the command's start-up until it finished.

2

CPU time of the user as reported by the times system call.

3

CPU time of the system as reported by the times system call.

The output of /usr/bin/time is much more detailed. It is recommended to run it with the v switch to produce human-readable output.
/usr/bin/time -v find . > /dev/null
Command being timed: "find ."
User time (seconds): 0.24
System time (seconds): 2.08
Percent of CPU this job got: 25%
Elapsed (wall clock) time (h:mm:ss or m:ss): 0:09.03
Average shared text size (kbytes): 0
Average unshared data size (kbytes): 0
Average stack size (kbytes): 0
Average total size (kbytes): 0
Maximum resident set size (kbytes): 2516
Average resident set size (kbytes): 0
Major (requiring I/O) page faults: 0
Minor (reclaiming a frame) page faults: 1564
Voluntary context switches: 36660
Involuntary context switches: 496
Swaps: 0
File system inputs: 0
File system outputs: 0
Socket messages sent: 0
Socket messages received: 0
Signals delivered: 0
Page size (bytes): 4096

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Exit status: 0

2.11 Graph Your Data: RRDtool
There are a lot of data in the world around you, which can be easily measured in time. For
example, changes in the temperature, or the number of data sent or received by your comput-

er's network interface. RRDtool can help you store and visualize such data in detailed and customizable graphs.

RRDtool is available for most Unix platforms and Linux distributions. openSUSE® Leap ships
RRDtool as well. Install it either with YaST or by entering

zypper install rrdtool in the command line as root .

Tip: Bindings
There are Perl, Python, Ruby, and PHP bindings available for RRDtool, so that you can
write your own monitoring scripts in your preferred scripting language.

2.11.1

How RRDtool Works

RRDtool is an abbreviation of Round Robin Database tool. Round Robin is a method for manipu-

lating with a constant amount of data. It uses the principle of a circular buer, where there is no
end nor beginning to the data row which is being read. RRDtool uses Round Robin Databases
to store and read its data.

As mentioned above, RRDtool is designed to work with data that change in time. The ideal

case is a sensor which repeatedly reads measured data (like temperature, speed etc.) in constant
periods of time, and then exports them in a given format. Such data are perfectly ready for
RRDtool, and it is easy to process them and create the desired output.

Sometimes it is not possible to obtain the data automatically and regularly. Their format needs

to be pre-processed before it is supplied to RRDtool, and often you need to manipulate RRDtool
even manually.

The following is a simple example of basic RRDtool usage. It illustrates all three important phases
of the usual RRDtool workflow: creating a database, updating measured values, and viewing the
output.

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2.11.2

A Practical Example

Suppose we want to collect and view information about the memory usage in the Linux system

as it changes in time. To make the example more vivid, we measure the currently free memory
over a period of 40 seconds in 4-second intervals. Three applications that usually consume a lot
of system memory are started and closed: the Firefox Web browser, the Evolution e-mail client,
and the Eclipse development framework.

2.11.2.1

Collecting Data

RRDtool is very often used to measure and visualize network traffic. In such case, the Simple
Network Management Protocol (SNMP) is used. This protocol can query network devices for

relevant values of their internal counters. Exactly these values are to be stored with RRDtool.
For more information on SNMP, see http://www.net-snmp.org/ .

Our situation is different—we need to obtain the data manually. A helper script free_mem.sh
repetitively reads the current state of free memory and writes it to the standard output.
tux > cat free_mem.sh
INTERVAL=4
for steps in {1..10}
do
DATE=`date +%s`
FREEMEM=`free -b | grep "Mem" | awk '{ print $4 }'`
sleep $INTERVAL
echo "rrdtool update free_mem.rrd $DATE:$FREEMEM"
done

The time interval is set to 4 seconds, and is implemented with the sleep command.
RRDtool accepts time information in a special format - so called Unix time. It is defined

as the number of seconds since the midnight of January 1, 1970 (UTC). For example,
1272907114 represents 2010-05-03 17:18:34.

The free memory information is reported in bytes with free -b . Prefer to supply basic
units (bytes) instead of multiple units (like kilobytes).

The line with the echo ... command contains the future name of the database le
( free_mem.rrd ), and together creates a command line for updating RRDtool values.
After running free_mem.sh , you see an output similar to this:
tux > sh free_mem.sh

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rrdtool update free_mem.rrd 1272974835:1182994432
rrdtool update free_mem.rrd 1272974839:1162817536
rrdtool update free_mem.rrd 1272974843:1096269824
rrdtool update free_mem.rrd 1272974847:1034219520
rrdtool update free_mem.rrd 1272974851:909438976
rrdtool update free_mem.rrd 1272974855:832454656
rrdtool update free_mem.rrd 1272974859:829120512
rrdtool update free_mem.rrd 1272974863:1180377088
rrdtool update free_mem.rrd 1272974867:1179369472
rrdtool update free_mem.rrd 1272974871:1181806592

It is convenient to redirect the command's output to a le with
sh free_mem.sh > free_mem_updates.log

to simplify its future execution.

2.11.2.2

Creating the Database

Create the initial Robin Round database for our example with the following command:
tux >

rrdtool create free_mem.rrd --start 1272974834 --step=4 \

DS:memory:GAUGE:600:U:U RRA:AVERAGE:0.5:1:24

POINTS TO NOTICE

This command creates a le called free_mem.rrd for storing our measured values in a
Round Robin type database.

The --start option specifies the time (in Unix time) when the rst value will be added to
the database. In this example, it is one less than the rst time value of the free_mem.sh
output (1272974835).

The --step specifies the time interval in seconds with which the measured data will be
supplied to the database.

The DS:memory:GAUGE:600:U:U part introduces a new data source for the database. It
is called memory, its type is gauge, the maximum number between two updates is 600
seconds, and the minimal and maximal value in the measured range are unknown (U).

RRA:AVERAGE:0.5:1:24 creates Round Robin archive (RRA) whose stored data are

processed with the consolidation functions (CF) that calculates the average of data points. 3
arguments of the consolidation function are appended to the end of the line.

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If no error message is displayed, then free_mem.rrd database is created in the current directory:
tux > ls -l free_mem.rrd
-rw-r--r-- 1 tux users 776 May

2.11.2.3

5 12:50 free_mem.rrd

Updating Database Values

After the database is created, you need to ll it with the measured data. In Section 2.11.2.1, “Collecting Data”, we already prepared the le free_mem_updates.log which consists of rrdtool
update commands. These commands do the update of database values for us.
tux > sh free_mem_updates.log; ls -l free_mem.rrd
-rw-r--r--

1 tux users

776 May

5 13:29 free_mem.rrd

As you can see, the size of free_mem.rrd remained the same even after updating its data.

2.11.2.4

Viewing Measured Values

We have already measured the values, created the database, and stored the measured value in
it. Now we can play with the database, and retrieve or view its values.

To retrieve all the values from our database, enter the following on the command line:
tux > rrdtool fetch free_mem.rrd AVERAGE --start 1272974830 \
--end 1272974871
memory
1272974832: nan
1272974836: 1.1729059840e+09
1272974840: 1.1461806080e+09
1272974844: 1.0807572480e+09
1272974848: 1.0030243840e+09
1272974852: 8.9019289600e+08
1272974856: 8.3162112000e+08
1272974860: 9.1693465600e+08
1272974864: 1.1801251840e+09
1272974868: 1.1799787520e+09
1272974872: nan

POINTS TO NOTICE

AVERAGE will fetch average value points from the database, because only one data source

is defined (Section 2.11.2.2, “Creating the Database”) with AVERAGE processing and no other
function is available.

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The rst line of the output prints the name of the data source as defined in Section 2.11.2.2,
“Creating the Database”.

The left results column represents individual points in time, while the right one represents
corresponding measured average values in scientific notation.
The nan in the last line stands for “not a number”.
Now a graph representing the values stored in the database is drawn:
tux > rrdtool graph free_mem.png \
--start 1272974830 \
--end 1272974871 \
--step=4 \
DEF:free_memory=free_mem.rrd:memory:AVERAGE \
LINE2:free_memory#FF0000 \
--vertical-label "GB" \
--title "Free System Memory in Time" \
--zoom 1.5 \
--x-grid SECOND:1:SECOND:4:SECOND:10:0:%X

POINTS TO NOTICE

free_mem.png is the le name of the graph to be created.
--start and --end limit the time range within which the graph will be drawn.
--step specifies the time resolution (in seconds) of the graph.

The DEF:... part is a data definition called free_memory. Its data are read from the
free_mem.rrd database and its data source called memory. The average value points are

calculated, because no others were defined in Section 2.11.2.2, “Creating the Database”.

The LINE... part specifies properties of the line to be drawn into the graph. It is 2 pixels
wide, its data come from the free_memory definition, and its color is red.

--vertical-label sets the label to be printed along the y axis, and --title sets the

main label for the whole graph.

--zoom specifies the zoom factor for the graph. This value must be greater than zero.
--x-grid specifies how to draw grid lines and their labels into the graph. Our example

places them every second, while major grid lines are placed every 4 seconds. Labels are
placed every 10 seconds under the major grid lines.

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FIGURE 2.1: EXAMPLE GRAPH CREATED WITH RRDTOOL

2.11.3

For More Information

RRDtool is a very complex tool with a lot of sub-commands and command line options. Some are
easy to understand, but to make it produce the results you want and ne-tune them according
to your liking may require a lot of effort.

Apart from RRDtool's man page ( man 1 rrdtool ) which gives you only basic information,
you should have a look at the RRDtool home page (http://oss.oetiker.ch/rrdtool/) . There is a
detailed documentation (http://oss.oetiker.ch/rrdtool/doc/index.en.html)

of the rrdtool com-

mand and all its sub-commands. There are also several tutorials (http://oss.oetiker.ch/rrdtool/tut/
index.en.html)

to help you understand the common RRDtool workflow.

If you are interested in monitoring network traffic, have a look at MRTG (Multi Router Traffic
Grapher) (http://oss.oetiker.ch/mrtg/)

It can use RRDtool.

52

. MRTG can graph the activity of many network devices.

For More Information

openSUSE Leap 42.3

3 Analyzing and Managing System Log Files
System log le analysis is one of the most important tasks when analyzing the system. In fact,

looking at the system log les should be the rst thing to do when maintaining or troubleshooting
a system. openSUSE Leap automatically logs almost everything that happens on the system in

detail. Since the move to systemd , kernel messages and messages of system services registered
with systemd are logged in systemd journal (see Book “Reference”, Chapter 11 “journalctl:

Query the systemd Journal”). Other log les (mainly those of system applications) are written in

plain text and can be easily read using an editor or pager. It is also possible to parse them using
scripts. This allows you to filter their content.

3.1 System Log Files in /var/log/
System log les are always located under the /var/log directory. The following list presents

an overview of all system log les from openSUSE Leap present after a default installation.

Depending on your installation scope, /var/log also contains log les from other services and
applications not listed here. Some les and directories described below are “placeholders” and

are only used, when the corresponding application is installed. Most log les are only visible
for the user root .
apparmor/

AppArmor log les. See Book “Security Guide” for details of AppArmor.
audit/

Logs from the audit framework. See Book “Security Guide” for details.
ConsoleKit/

Logs of the ConsoleKit daemon (daemon for tracking what users are logged in and how
they interact with the computer).
cups/

Access and error logs of the Common Unix Printing System ( cups ).
firewall

Firewall logs.
gdm/

Log les from the GNOME display manager.

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krb5/

Log les from the Kerberos network authentication system.
lastlog

A database containing information on the last login of each user. Use the command lastlog to view. See man 8 lastlog for more information.
localmessages

Log messages of some boot scripts, for example the log of the DHCP client.
mail*

Mail server ( postfix , sendmail ) logs.
messages

This is the default place where all kernel and system log messages go and should be the
rst place (along with /var/log/warn ) to look at in case of problems.
NetworkManager

NetworkManager log les.
news/

Log messages from a news server.
ntp

Logs from the Network Time Protocol daemon ( ntpd ).
pk_backend_zypp*

PackageKit (with libzypp back-end) log les.
puppet/

Log les from the data center automation tool puppet.
samba/

Log les from Samba, the Windows SMB/CIFS le server.
warn

Log of all system warnings and errors. This should be the rst place (along with the output
of the systemd journal) to look in case of problems.
wtmp

Database of all login/logout activities, and remote connections. Use the command last
to view. See man 1 last for more information.

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xinetd.log

Log les from the extended Internet services daemon ( xinetd ).
Xorg.0.log

X.Org start-up log le. Refer to this in case you have problems starting X.Org. Copies from
previous X.Org starts are numbered Xorg. ? .log.
YaST2/

All YaST log les.
zypp/
libzypp log les. Refer to these les for the package installation history.
zypper.log

Logs from the command line installer zypper .

3.2 Viewing and Parsing Log Files
To view log les, you can use any text editor. There is also a simple YaST module for viewing
the system log available in the YaST control center under Miscellaneous System Log.

For viewing log les in a text console, use the commands less or more . Use head and tail

to view the beginning or end of a log le. To view entries appended to a log le in real-time use
tail -f . For information about how to use these tools, see their man pages.

To search for strings or regular expressions in log les use grep . awk is useful for parsing and
rewriting log les.

3.3 Managing Log Files with logrotate
Log les under /var/log grow on a daily basis and quickly become very large. logrotate is

a tool that helps you manage log les and their growth. It allows automatic rotation, removal,

compression, and mailing of log les. Log les can be handled periodically (daily, weekly, or
monthly) or when exceeding a particular size.

logrotate is usually run daily by systemd , and thus usually modifies log les only once a

day. However, exceptions occur when a log le is modified because of its size, if logrotate is
run multiple times a day, or if --force is enabled. Use /var/lib/misc/logrotate.status
to nd out when a particular le was last rotated.

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The main configuration le of logrotate is /etc/logrotate.conf . System packages and

programs that produce log les (for example, apache2 ) put their own configuration les in
the /etc/logrotate.d/ directory. The content of /etc/logrotate.d/ is included via /etc/
logrotate.conf .

EXAMPLE 3.1: EXAMPLE FOR /etc/logrotate.conf
# see "man logrotate" for details
# rotate log files weekly
weekly
# keep 4 weeks worth of backlogs
rotate 4
# create new (empty) log files after rotating old ones
create
# use date as a suffix of the rotated file
dateext
# uncomment this if you want your log files compressed
#compress
# comment these to switch compression to use gzip or another
# compression scheme
compresscmd /usr/bin/bzip2
uncompresscmd /usr/bin/bunzip2
# RPM packages drop log rotation information into this directory
include /etc/logrotate.d

Important: Avoid Permission Conflicts
The create option pays heed to the modes and ownerships of les specified in /etc/
permissions* . If you modify these settings, make sure no conflicts arise.

3.4 Monitoring Log Files with logwatch
logwatch is a customizable, pluggable log-monitoring script. It parses system logs, extracts

the important information and presents them in a human readable manner. To use logwatch ,
install the logwatch package.

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logwatch can either be used at the command line to generate on-the-y reports, or via cron to

regularly create custom reports. Reports can either be printed on the screen, saved to a le, or
be mailed to a specified address. The latter is especially useful when automatically generating
reports via cron .

On the command line, you can tell logwatch for which service and time span to generate a
report and how much detail should be included:
# Detailed report on all kernel messages from yesterday
logwatch --service kernel --detail High --range Yesterday --print
# Low detail report on all sshd events recorded (incl. archived logs)
logwatch --service sshd --detail Low --range All --archives --print
# Mail a report on all smartd messages from May 5th to May 7th to root@localhost
logwatch --service smartd --range 'between 5/5/2005 and 5/7/2005' \
--mailto root@localhost --print

The --range option has got a complex syntax—see logwatch --range help for details. A
list of all services that can be queried is available with the following command:
ls /usr/share/logwatch/default.conf/services/ | sed 's/\.conf//g'

logwatch can be customized to great detail. However, the default configuration should usual-

ly be sufficient. The default configuration les are located under /usr/share/logwatch/de-

fault.conf/ . Never change them because they would get overwritten again with the next

update. Rather place custom configuration in /etc/logwatch/conf/ (you may use the default configuration le as a template, though). A detailed HOWTO on customizing logwatch is

available at /usr/share/doc/packages/logwatch/HOWTO-Customize-LogWatch . The following configuration les exist:
logwatch.conf

The main configuration le. The default version is extensively commented. Each configuration option can be overwritten on the command line.
ignore.conf

Filter for all lines that should globally be ignored by logwatch .
services/*.conf

The service directory holds configuration les for each service you can generate a report
for.

logfiles/*.conf

Specifications on which log les should be parsed for each service.

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3.5 Using logger to Make System Log Entries
logger is a tool for making entries in the system log. It provides a shell command interface to

the rsyslogd system log module. For example, the following line outputs its message in /var/
log/messages or directly in the journal (if no logging facility is running):
logger -t Test "This message comes from $USER"

Depending on the current user and host name, the log contains a line similar to this:
Sep 28 13:09:31 venus Test: This message comes from tux

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III Kernel Monitoring

4

SystemTap—Filtering and Analyzing System Data 60

5

Kernel Probes 75

6

Hardware-Based Performance Monitoring with Perf 80

7

OProfile—System-Wide Profiler 85

4 SystemTap—Filtering and Analyzing System Data
SystemTap provides a command line interface and a scripting language to examine the activities
of a running Linux system, particularly the kernel, in ne detail. SystemTap scripts are written
in the SystemTap scripting language, are then compiled to C-code kernel modules and inserted

into the kernel. The scripts can be designed to extract, filter and summarize data, thus allowing
the diagnosis of complex performance problems or functional problems. SystemTap provides
information similar to the output of tools like netstat , ps , top , and iostat . However, more
filtering and analysis options can be used for the collected information.

4.1 Conceptual Overview
Each time you run a SystemTap script, a SystemTap session is started. A number of passes are

done on the script before it is allowed to run. Then, the script is compiled into a kernel module
and loaded. If the script has been executed before and no system components have changed (for

example, different compiler or kernel versions, library paths, or script contents), SystemTap does
not compile the script again. Instead, it uses the *.c and *.ko data stored in the SystemTap

cache ( ~/.systemtap ). The module is unloaded when the tap has finished running. For an
example, see the test run in Section 4.2, “Installation and Setup” and the respective explanation.

4.1.1

SystemTap Scripts

SystemTap usage is based on SystemTap scripts ( *.stp ). They tell SystemTap which type of

information to collect, and what to do once that information is collected. The scripts are written
in the SystemTap scripting language that is similar to AWK and C. For the language definition,
see http://sourceware.org/systemtap/langref/ . A lot of useful example scripts are available from
http://www.sourceware.org/systemtap/examples/

.

The essential idea behind a SystemTap script is to name events , and to give them handlers .

When SystemTap runs the script, it monitors for certain events. When an event occurs, the Linux
kernel runs the handler as a sub-routine, then resumes. Thus, events serve as the triggers for
handlers to run. Handlers can record specified data and print it in a certain manner.

The SystemTap language only uses a few data types (integers, strings, and associative arrays of
these), and full control structures (blocks, conditionals, loops, functions). It has a lightweight
punctuation (semicolons are optional) and does not need detailed declarations (types are inferred and checked automatically).

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For more information about SystemTap scripts and their syntax, refer to Section 4.3, “Script Syntax” and to the stapprobes and stapfuncs man pages, that are available with the systemtap-docs package.

4.1.2

Tapsets

Tapsets are a library of pre-written probes and functions that can be used in SystemTap scripts.
When a user runs a SystemTap script, SystemTap checks the script's probe events and handlers

against the tapset library. SystemTap then loads the corresponding probes and functions before

translating the script to C. Like SystemTap scripts themselves, tapsets use the le name extension
*.stp .

However, unlike SystemTap scripts, tapsets are not meant for direct execution. They constitute

the library from which other scripts can pull definitions. Thus, the tapset library is an abstraction

layer designed to make it easier for users to define events and functions. Tapsets provide aliases
for functions that users could want to specify as an event. Knowing the proper alias is often
easier than remembering specific kernel functions that might vary between kernel versions.

4.1.3

Commands and Privileges

The main commands associated with SystemTap are stap and staprun . To execute them, you
either need root privileges or must be a member of the stapdev or stapusr group.
stap

SystemTap front-end. Runs a SystemTap script (either from le, or from standard input). It
translates the script into C code, compiles it, and loads the resulting kernel module into a

running Linux kernel. Then, the requested system trace or probe functions are performed.
staprun

SystemTap back-end. Loads and unloads kernel modules produced by the SystemTap frontend.

For a list of options for each command, use --help . For details, refer to the stap and the
staprun man pages.

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To avoid giving root access to users solely to enable them to work with SystemTap, use one of
the following SystemTap groups. They are not available by default on openSUSE Leap, but you

can create the groups and modify the access rights accordingly. Also adjust the permissions of
the staprun command if the security implications are appropriate for your environment.
stapdev

Members of this group can run SystemTap scripts with stap , or run SystemTap instru-

mentation modules with staprun . As running stap involves compiling scripts into ker-

nel modules and loading them into the kernel, members of this group still have effective
root access.

stapusr

Members of this group are only allowed to run SystemTap instrumentation modules
with staprun . In addition, they can only run those modules from /lib/modules/KER-

NEL_VERSION/systemtap/ . This directory must be owned by root and must only be

writable for the root user.

4.1.4

Important Files and Directories

The following list gives an overview of the SystemTap main les and directories.
/lib/modules/KERNEL_VERSION/systemtap/

Holds the SystemTap instrumentation modules.
/usr/share/systemtap/tapset/

Holds the standard library of tapsets.
/usr/share/doc/packages/systemtap/examples

Holds several example SystemTap scripts for various purposes. Only available if the systemtap-docs package is installed.
~/.systemtap/cache

Data directory for cached SystemTap les.
/tmp/stap*

Temporary directory for SystemTap les, including translated C code and kernel object.

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4.2 Installation and Setup
As SystemTap needs information about the kernel, some additional kernel-related packages must
be installed. For each kernel you want to probe with SystemTap, you need to install a set of
the following packages. This set should exactly match the kernel version and flavor (indicated
by * in the overview below).

Important: Repository for Packages with
Debugging Information
If you subscribed your system for online updates, you can nd “debuginfo” packages

in the *-Debuginfo-Updates online installation repository relevant for openSUSE Leap
42.3. Use YaST to enable the repository.

For the classic SystemTap setup, install the following packages (using either YaST or zypper ).
systemtap
systemtap-server
systemtap-docs (optional)
kernel-*-base
kernel-*-debuginfo
kernel-*-devel
kernel-source-*
gcc

To get access to the man pages and to a helpful collection of example SystemTap scripts for
various purposes, additionally install the systemtap-docs package.

To check if all packages are correctly installed on the machine and if SystemTap is ready to use,
execute the following command as root .

stap -v -e 'probe vfs.read {printf("read performed\n"); exit()}'

It probes the currently used kernel by running a script and returning an output. If the output is
similar to the following, SystemTap is successfully deployed and ready to use:
Pass

63

1

: parsed user script and 59 library script(s) in 80usr/0sys/214real ms.

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Pass

2

: analyzed script: 1 probe(s), 11 function(s), 2 embed(s), 1 global(s) in

140usr/20sys/412real ms.
Pass

3

: translated to C into

"/tmp/stapDwEk76/stap_1856e21ea1c246da85ad8c66b4338349_4970.c" in 160usr/0sys/408real ms.
Pass

4

: compiled C into "stap_1856e21ea1c246da85ad8c66b4338349_4970.ko" in

2030usr/360sys/10182real ms.
Pass

5

: starting run.

read performed
Pass

1

5

: run completed in 10usr/20sys/257real ms.

Checks the script against the existing tapset library in /usr/share/systemtap/tapset/

for any tapsets used. Tapsets are scripts that form a library of pre-written probes and functions that can be used in SystemTap scripts.
2

Examines the script for its components.

3

Translates the script to C. Runs the system C compiler to create a kernel module from it.
Both the resulting C code ( *.c ) and the kernel module ( *.ko ) are stored in the SystemTap
cache, ~/.systemtap .

4

Loads the module and enables all the probes (events and handlers) in the script by hooking
into the kernel. The event being probed is a Virtual File System (VFS) read. As the event
occurs on any processor, a valid handler is executed (prints the text read performed )
and closed with no errors.

5

After the SystemTap session is terminated, the probes are disabled, and the kernel module
is unloaded.

In case any error messages appear during the test, check the output for hints about any missing
packages and make sure they are installed correctly. Rebooting and loading the appropriate
kernel may also be needed.

4.3 Script Syntax
SystemTap scripts consist of the following two components:
SystemTap Events (Probe Points)

Name the kernel events at the associated handler should be executed. Examples for events

are entering or exiting a certain function, a timer expiring, or starting or terminating a
session.

SystemTap Handlers (Probe Body)

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Series of script language statements that specify the work to be done whenever a certain

event occurs. This normally includes extracting data from the event context, storing them
into internal variables, or printing results.

An event and its corresponding handler is collectively called a probe . SystemTap events are
also called probe points . A probe's handler is also called a probe body .

Comments can be inserted anywhere in the SystemTap script in various styles: using either # ,
/* */ , or // as marker.

4.3.1

Probe Format

A SystemTap script can have multiple probes. They must be written in the following format:
probe EVENT {STATEMENTS}

Each probe has a corresponding statement block. This statement block must be enclosed in { }
and contains the statements to be executed per event.
EXAMPLE 4.1: SIMPLE SYSTEMTAP SCRIPT

The following example shows a simple SystemTap script.
probe
{

1

begin

printf

("hello world\n")

4

exit ()
}

2

3
5

6

7

1

Start of the probe.

2

Event begin (the start of the SystemTap session).

3

Start of the handler definition, indicated by { .

4

First function defined in the handler: the printf function.

5

String to be printed by the printf function, followed by a line break ( /n ).

6

Second function defined in the handler: the exit() function. Note that the SystemTap script will continue to run until the exit() function executes. If you want to
stop the execution of the script before, stop it manually by pressing

7

65

Ctrl

–C .

End of the handler definition, indicated by } .

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The event begin

2

(the start of the SystemTap session) triggers the handler enclosed in

{ } . Here, that is the printf function

by a new line

5

. Then, the script exits.

4

. In this case, it prints hello world followed

If your statement block holds several statements, SystemTap executes these statements in sequence—you do not need to insert special separators or terminators between multiple state-

ments. A statement block can also be nested within another statement blocks. Generally, statement blocks in SystemTap scripts use the same syntax and semantics as in the C programming
language.

4.3.2

SystemTap Events (Probe Points)

SystemTap supports several built-in events.
The general event syntax is a dotted-symbol sequence. This allows a breakdown of the event

namespace into parts. Each component identifier may be parametrized by a string or number
literal, with a syntax like a function call. A component may include a * character, to expand to

other matching probe points. A probe point may be followed by a ? character, to indicate that

it is optional, and that no error should result if it fails to expand. Alternately, a probe point may
be followed by a ! character to indicate that it is both optional and sufficient.

SystemTap supports multiple events per probe—they need to be separated by a comma ( , ). If

multiple events are specified in a single probe, SystemTap will execute the handler when any
of the specified events occur.

In general, events can be classified into the following categories:
Synchronous events: Occur when any process executes an instruction at a particular location in kernel code. This gives other events a reference point (instruction address) from
which more contextual data may be available.

An example for a synchronous event is vfs.FILE_OPERATION : The entry to the FILE_OP-

ERATION event for Virtual File System (VFS). For example, in Section 4.2, “Installation and

Setup”, read is the FILE_OPERATION event used for VFS.

Asynchronous events: Not tied to a particular instruction or location in code. This family
of probe points consists mainly of counters, timers, and similar constructs.

Examples for asynchronous events are: begin (start of a SystemTap session—when a Sys-

temTap script is run, end (end of a SystemTap session), or timer events. Timer events specify a handler to be executed periodically, like example timer.s(SECONDS) , or timer.ms(MILLISECONDS) .

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When used in conjunction with other probes that collect information, timer events allow
you to print out periodic updates and see how that information changes over time.
EXAMPLE 4.2: PROBE WITH TIMER EVENT

For example, the following probe would print the text “hello world” every 4 seconds:
probe timer.s(4)
{
printf("hello world\n")
}

For detailed information about supported events, refer to the stapprobes man page. The See

Also section of the man page also contains links to other man pages that discuss supported events
for specific subsystems and components.

4.3.3

SystemTap Handlers (Probe Body)

Each SystemTap event is accompanied by a corresponding handler defined for that event, consisting of a statement block.

4.3.3.1

Functions

If you need the same set of statements in multiple probes, you can place them in a function for
easy reuse. Functions are defined by the keyword function followed by a name. They take any
number of string or numeric arguments (by value) and may return a single string or number.
function FUNCTION_NAME(ARGUMENTS) {STATEMENTS}
probe EVENT {FUNCTION_NAME(ARGUMENTS)}

The statements in FUNCTION_NAME are executed when the probe for EVENT executes. The ARGUMENTS are optional values passed into the function.

Functions can be defined anywhere in the script. They may take any
One of the functions needed very often was already introduced in Example 4.1, “Simple SystemTap
Script”: the printf function for printing data in a formatted way. When using the printf

function, you can specify how arguments should be printed by using a format string. The format
string is included in quotation marks and can contain further format specifiers, introduced by
a % character.

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Which format strings to use depends on your list of arguments. Format strings can have multiple format specifiers—each matching a corresponding argument. Multiple arguments can be
separated by a comma.

EXAMPLE 4.3: printf FUNCTION WITH FORMAT SPECIFIERS
printf ("

1

%s

2

(%d

3

) open\n

4

", execname(), pid())

1

Start of the format string, indicated by " .

2

String format specifier.

3

Integer format specifier.

4

End of the format string, indicated by " .

The example above prints the current executable name ( execname() ) as a string and the process
ID ( pid() ) as an integer in brackets. Then, a space, the word open and a line break follow:
[...]
vmware-guestd(2206) open
hald(2360) open
[...]

Apart from the two functions execname() and pid() ) used in Example 4.3, “printf Function with
Format Specifiers”, a variety of other functions can be used as printf arguments.

Among the most commonly used SystemTap functions are the following:
tid()

ID of the current thread.
pid()

Process ID of the current thread.
uid()

ID of the current user.
cpu()

Current CPU number.
execname()

Name of the current process.
gettimeofday_s()

Number of seconds since Unix epoch (January 1, 1970).

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ctime()

Convert time into a string.
pp()

String describing the probe point currently being handled.
thread_indent()

Useful function for organizing print results. It (internally) stores an indentation counter for
each thread ( tid() ). The function takes one argument, an indentation delta, indicating

how many spaces to add or remove from the thread's indentation counter. It returns a string
with some generic trace data along with an appropriate number of indentation spaces.

The generic data returned includes a time stamp (number of microseconds since the initial
indentation for the thread), a process name, and the thread ID itself. This allows you to
identify what functions were called, who called them, and how long they took.

Call entries and exits often do not immediately precede each other (otherwise it would
be easy to match them). In between a rst call entry and its exit, usually several other

call entries and exits are made. The indentation counter helps you match an entry with
its corresponding exit as it indents the next function call in case it is not the exit of the

previous one. For an example SystemTap script using thread_indent() and the respec-

tive output, refer to the SystemTap Tutorial: http://sourceware.org/systemtap/tutorial/Tracing.html#fig:socket-trace

.

For more information about supported SystemTap functions, refer to the stapfuncs man page.

4.3.3.2

Other Basic Constructs

Apart from functions, you can use several other common constructs in SystemTap handlers,
including variables, conditional statements (like if / else , while loops, for loops, arrays or
command line arguments.

4.3.3.2.1

Variables

Variables may be defined anywhere in the script. To define one, simply choose a name and
assign a value from a function or expression to it:
foo = gettimeofday( )

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Then you can use the variable in an expression. From the type of values assigned to the variable,

SystemTap automatically infers the type of each identifier (string or number). Any inconsistencies will be reported as errors. In the example above, foo would automatically be classified as
a number and could be printed via printf() with the integer format specifier ( %d ).

However, by default, variables are local to the probe they are used in: They are initialized, used
and disposed of at each handler evocation. To share variables between probes, declare them
global anywhere in the script. To do so, use the global keyword outside of the probes:
EXAMPLE 4.4: USING GLOBAL VARIABLES
global count_jiffies, count_ms
probe timer.jiffies(100) { count_jiffies ++ }
probe timer.ms(100) { count_ms ++ }
probe timer.ms(12345)
{
hz=(1000*count_jiffies) / count_ms
printf ("jiffies:ms ratio %d:%d => CONFIG_HZ=%d\n",
count_jiffies, count_ms, hz)
exit ()
}

This example script computes the CONFIG_HZ setting of the kernel by using timers that

count jies and milliseconds, then computing accordingly. (A jiy is the duration of one

tick of the system timer interrupt. It is not an absolute time interval unit, since its duration
depends on the clock interrupt frequency of the particular hardware platform). With the
global statement it is possible to use the variables count_jiffies and count_ms also

in the probe timer.ms(12345) . With ++ the value of a variable is incremented by 1 .

4.3.3.2.2

Conditional Statements

There are several conditional statements that you can use in SystemTap scripts. The following
are probably the most common:
If/Else Statements

They are expressed in the following format:
if (CONDITION)
else

70

3

1

STATEMENT1

STATEMENT2

2

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The if statement compares an integer-valued expression to zero. If the condition expression

1

is non-zero, the rst statement

the second statement
4

4

2

is executed. If the condition expression is zero,

is executed. The else clause (

can also be statement blocks.

3

and

4

) is optional. Both

2

and

While Loops

They are expressed in the following format:
while (CONDITION)

1

STATEMENT

2

As long as condition is non-zero, the statement

is executed.

2

2

can also be a statement

block. It must change a value so condition will eventually be zero.
For Loops

They are a shortcut for while loops and are expressed in the following format:
for (INITIALIZATION

1

; CONDITIONAL

The expression specified in

1

2

; INCREMENT

3

) statement

is used to initialize a counter for the number of loop iter-

ations and is executed before execution of the loop starts. The execution of the loop continues until the loop condition

2

is false. (This expression is checked at the beginning of

each loop iteration). The expression specified in
It is executed at the end of each loop iteration.

3

is used to increment the loop counter.

Conditional Operators

The following operators can be used in conditional statements:
==: Is equal to
!=: Is not equal to
>=: Is greater than or equal to
<=: Is less than or equal to

4.4 Example Script
If you have installed the systemtap-docs package, you can nd several useful SystemTap
example scripts in /usr/share/doc/packages/systemtap/examples .

This section describes a rather simple example script in more detail: /usr/share/doc/packages/systemtap/examples/network/tcp_connections.stp .

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EXAMPLE 4.5: MONITORING INCOMING TCP CONNECTIONS WITH tcp_connections.stp
#! /usr/bin/env stap
probe begin {
printf("%6s %16s %6s %6s %16s\n",
"UID", "CMD", "PID", "PORT", "IP_SOURCE")
}
probe kernel.function("tcp_accept").return?,
kernel.function("inet_csk_accept").return? {
sock = $return
if (sock != 0)
printf("%6d %16s %6d %6d %16s\n", uid(), execname(), pid(),
inet_get_local_port(sock), inet_get_ip_source(sock))
}

This SystemTap script monitors the incoming TCP connections and helps to identify unauthorized or unwanted network access requests in real time. It shows the following information for
each new incoming TCP connection accepted by the computer:
User ID ( UID )
Command accepting the connection ( CMD )
Process ID of the command ( PID )
Port used by the connection ( PORT )
IP address from which the TCP connection originated ( IP_SOUCE )
To run the script, execute
stap /usr/share/doc/packages/systemtap/examples/network/tcp_connections.stp

and follow the output on the screen. To manually stop the script, press

Ctrl

–C .

4.5 User Space Probing
For debugging user space applications (like DTrace can do), openSUSE Leap 42.3 supports user

space probing with SystemTap: Custom probe points can be inserted in any user space application. Thus, SystemTap lets you use both kernel space and user space probes to debug the
behavior of the whole system.

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To get the required utrace infrastructure and the uprobes kernel module for user space probing,
you need to install the kernel-trace package in addition to the packages listed in Section 4.2,
“Installation and Setup”.

utrace implements a framework for controlling user space tasks. It provides an interface that

can be used by various tracing “engines”, implemented as loadable kernel modules. The engines

register callback functions for specific events, then attach to whichever thread they want to
trace. As the callbacks are made from “safe” places in the kernel, this allows for great leeway

in the kinds of processing the functions can do. Various events can be watched via utrace, for

example, system call entry and exit, fork(), signals being sent to the task, etc. More details about
the utrace infrastructure are available at http://sourceware.org/systemtap/wiki/utrace .

SystemTap includes support for probing the entry into and return from a function in user space
processes, probing predefined markers in user space code, and monitoring user-process events.

To check if the currently running kernel provides the needed utrace support, use the following
command:

grep CONFIG_UTRACE /boot/config-`uname -r`

For more details about user space probing, refer to https://sourceware.org/systemtap/SystemTap_Beginners_Guide/userspace-probing.html

.

4.6 For More Information
This chapter only provides a short SystemTap overview. Refer to the following links for more
information about SystemTap:

http://sourceware.org/systemtap/

SystemTap project home page.
http://sourceware.org/systemtap/wiki/

Huge collection of useful information about SystemTap, ranging from detailed user and developer documentation to reviews and comparisons with other tools, or Frequently Asked
Questions and tips. Also contains collections of SystemTap scripts, examples and usage
stories and lists recent talks and papers about SystemTap.
http://sourceware.org/systemtap/documentation.html

Features a SystemTap Tutorial, a SystemTap Beginner's Guide, a Tapset Developer's Guide, and

a SystemTap Language Reference in PDF and HTML format. Also lists the relevant man pages.

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You can also nd the SystemTap language reference and SystemTap tutorial in your installed
system under /usr/share/doc/packages/systemtap . Example SystemTap scripts are available from the example subdirectory.

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5 Kernel Probes
Kernel probes are a set of tools to collect Linux kernel debugging and performance information.
Developers and system administrators usually use them either to debug the kernel, or to nd

system performance bottlenecks. The reported data can then be used to tune the system for
better performance.

You can insert these probes into any kernel routine, and specify a handler to be invoked after a

particular break-point is hit. The main advantage of kernel probes is that you no longer need to
rebuild the kernel and reboot the system after you make changes in a probe.

To use kernel probes, you typically need to write or obtain a specific kernel module. Such modules include both the init and the exit function. The init function (such as register_kprobe() )

registers one or more probes, while the exit function unregisters them. The registration function defines where the probe will be inserted and which handler will be called after the probe
is hit. To register or unregister a group of probes at one time, you can use relevant register_probes() or unregister_probes() functions.

Debugging and status messages are typically reported with the printk kernel routine. printk

is a kernel space equivalent of a user space printf routine. For more information on printk ,

see Logging kernel messages (http://www.win.tue.nl/~aeb/linux/lk/lk-2.html#ss2.8) . Normally,

you can view these messages by inspecting the output of the systemd journal (see Book “Refer-

ence”, Chapter 11 “journalctl: Query the systemd Journal”). For more information on log les,

see Chapter 3, Analyzing and Managing System Log Files.

5.1 Supported Architectures
Kernel probes are fully implemented on the following architectures:
x86
AMD64/Intel 64
ARM
POWER
Kernel probes are partially implemented on the following architectures:
IA64 (does not support probes on instruction slot1 )
sparc64 (return probes not yet implemented)

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5.2 Types of Kernel Probes
There are three types of kernel probes: Kprobes, Jprobes, and Kretprobes. Kretprobes are some-

times called return probes. You can nd source code examples of all three type of probes
in the Linux kernel. See the directory /usr/src/linux/samples/kprobes/ (package kernel-source ).

5.2.1

Kprobes

Kprobes can be attached to any instruction in the Linux kernel. When Kprobes is registered, it

inserts a break-point at the rst byte of the probed instruction. When the processor hits this
break-point, the processor registers are saved, and the processing passes to Kprobes. First, a pre-

handler is executed, then the probed instruction is stepped, and, finally a post-handler is executed.
The control is then passed to the instruction following the probe point.

5.2.2

Jprobes

Jprobes is implemented through the Kprobes mechanism. It is inserted on a function's entry

point and allows direct access to the arguments of the function which is being probed. Its handler
routine must have the same argument list and return value as the probed function. To end it,
call the jprobe_return() function.

When a jprobe is hit, the processor registers are saved, and the instruction pointer is directed

to the jprobe handler routine. The control then passes to the handler with the same register
contents as the function being probed. Finally, the handler calls the jprobe_return() function,
and switches the control back to the control function.

In general, you can insert multiple probes on one function. Jprobe is, however, limited to only
one instance per function.

5.2.3

Return Probe

Return probes are also implemented through Kprobes. When the register_kretprobe() func-

tion is called, a kprobe is attached to the entry of the probed function. After hitting the probe,

the kernel probes mechanism saves the probed function return address and calls a user-defined
return handler. The control is then passed back to the probed function.

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Before you call register_kretprobe() , you need to set a maxactive argument, which spec-

ifies how many instances of the function can be probed at the same time. If set too low, you
will miss a certain number of probes.

5.3 Kprobes API
The programming interface of Kprobes consists of functions which are used to register and

unregister all used kernel probes, and associated probe handlers. For a more detailed description
of these functions and their arguments, see the information sources in Section 5.5, “For More
Information”.

register_kprobe()

Inserts a break-point on a specified address. When the break-point is hit, the pre_handler
and post_handler are called.
register_jprobe()

Inserts a break-point in the specified address. The address needs to be the address of the

rst instruction of the probed function. When the break-point is hit, the specified handler
is run. The handler should have the same argument list and return type as the probed.
register_kretprobe()

Inserts a return probe for the specified function. When the probed function returns, a
specified handler is run. This function returns 0 on success, or a negative error number
on failure.

unregister_kprobe() , unregister_jprobe() , unregister_kretprobe()

Removes the specified probe. You can use it any time after the probe has been registered.
register_kprobes() , register_jprobes() , register_kretprobes()

Inserts each of the probes in the specified array.
unregister_kprobes() , unregister_jprobes() , unregister_kretprobes()

Removes each of the probes in the specified array.
disable_kprobe() , disable_jprobe() , disable_kretprobe()

Disables the specified probe temporarily.
enable_kprobe() , enable_jprobe() , enable_kretprobe()

Temporarily enables disabled probes.

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5.4 debugfs Interface
In recent Linux kernels, the Kprobes instrumentation uses the kernel's debugfs interface. It can
list all registered probes and globally switch all probes on or o.

5.4.1

Listing Registered Kernel Probes

The list of all currently registered probes is in the /sys/kernel/debug/kprobes/list le.
saturn.example.com:~ # cat /sys/kernel/debug/kprobes/list
c015d71a

k

vfs_read+0x0

c011a316

j

do_fork+0x0

c03dedc5

r

tcp_v4_rcv+0x0

[DISABLED]

The rst column lists the address in the kernel where the probe is inserted. The second column
prints the type of the probe: k for kprobe, j for jprobe, and r for return probe. The third column

specifies the symbol, offset and optional module name of the probe. The following optional

columns include the status information of the probe. If the probe is inserted on a virtual address
which is not valid anymore, it is marked with [GONE] . If the probe is temporarily disabled, it
is marked with [DISABLED] .

5.4.2

How to Switch All Kernel Probes On or Off

The /sys/kernel/debug/kprobes/enabled le represents a switch with which you can globally and forcibly turn on or o all the registered kernel probes. To turn them o, simply enter
echo "0" > /sys/kernel/debug/kprobes/enabled

on the command line as root . To turn them on again, enter
echo "1" > /sys/kernel/debug/kprobes/enabled

Note that this way you do not change the status of the probes. If a probe is temporarily disabled,
it will not be enabled automatically but will remain in the [DISABLED] state after entering the
latter command.

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5.5 For More Information
To learn more about kernel probes, look at the following sources of information:
Thorough but more technically oriented information about kernel probes is in /usr/src/
linux/Documentation/kprobes.txt (package kenrel-source ).

Examples of all three types of probes (together with related Makefile ) are in the /usr/
src/linux/samples/kprobes/ directory (package kenrel-source ).

In-depth information about Linux kernel modules and printk kernel routine is in The
Linux Kernel Module Programming Guide (http://tldp.org/LDP/lkmpg/2.6/html/lkmpg.html)

Practical but slightly outdated information about the use of kernel probes can be
found in Kernel debugging with Kprobes (http://www.ibm.com/developerworks/library/lkprobes.html)

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6 Hardware-Based Performance Monitoring with Perf
Perf is an interface to access the performance monitoring unit (PMU) of a processor and to record and display software events such as page faults. It supports system-wide, per-thread, and KVM virtualization guest monitoring.

You can store resulting information in a report. This report contains information about, for
example, instruction pointers or what code a thread was executing.
Perf consists of two parts:
Code integrated into the Linux kernel that is responsible for instructing the hardware.
The perf user space utility that allows you to use the kernel code and helps you analyze
gathered data.

6.1 Hardware-Based Monitoring
Performance monitoring means collecting information related to how an application or system
performs. This information can be obtained either through software-based means or from the
CPU or chipset. Perf integrates both of these methods.

Many modern processors contain a performance monitoring unit (PMU). The design and functionality of a PMU is CPU-specific. For example, the number of registers, counters and features
supported will vary by CPU implementation.

Each PMU model consists of a set of registers: the performance monitor configuration (PMC)

and the performance monitor data (PMD). Both can be read, but only PMCs are writable. These
registers store configuration information and data.

6.2 Sampling and Counting
Perf supports several profiling modes:
Counting. Count the number of occurrences of an event.
Event-Based Sampling. A less exact way of counting: A sample is recorded whenever a

certain threshold number of events has occurred.

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Time-Based Sampling. A less exact way of counting: A sample is recorded in a defined

frequency.

Instruction-Based Sampling (AMD64 only). The processor follows instructions appearing

in a given interval and samples which events they produce. This allows following up on
individual instructions and seeing which of them is critical to performance.

6.3 Installing Perf
The Perf kernel code is already included with the default kernel. To be able to use the user space
utility, install the package perf .

6.4 Perf Subcommands
To gather the required information, the perf tool has several subcommands. This section gives
an overview of the most often used commands.

To see help in the form of a man page for any of the subcommands, use either perf help SUBCOMMAND or man perf- SUBCOMMAND .
perf stat

Start a program and create a statistical overview that is displayed after the program quits.
perf stat is used to count events.

perf record

Start a program and create a report with performance counter information. The report is
stored as perf.data in the current directory. perf record is used to sample events.
perf report

Display a report that was previously created with perf record .
perf annotate

Display a report le and an annotated version of the executed code. If debug symbols are
installed, you will also see the source code displayed.
perf list

List event types that Perf can report with the current kernel and with your CPU. You can
filter event types by category—for example, to see hardware events only, use perf list
hw .

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The man page for perf_event_open has short descriptions for the most important
events. For example, to nd a description of the event branch-misses , search for
BRANCH_MISSES (note the spelling differences):

tux > man perf_event_open | grep -A5 BRANCH_MISSES

Sometimes, events may be ambiguous. Note that the lowercase hardware event names are

not the name of raw hardware events but instead the name of aliases created by Perf. These

aliases map to differently named but similarly defined hardware events on each supported
processor.

For example, the cpu-cycles event is mapped to the hardware event UNHALT-

ED_CORE_CYCLES on Intel processors. On AMD processors, however, it is mapped to the

hardware event CPU_CLK_UNHALTED .

Perf also allows measuring raw events specific to your hardware. To look up their descriptions, see the Architecture Software Developer's Manual of your CPU vendor. The relevant
documents for AMD64/Intel 64 processors are linked to in Section 6.7, “For More Information”.
perf top

Display system activity as it happens.
perf trace

This command behaves similarly to strace . With this subcommand, you can see which
system calls are executed by a particular thread or process and which signals it receives.

6.5 Counting Particular Types of Event
To count the number of occurrences of an event, such as those displayed by perf list , use:
root # perf stat -e EVENT -a

To count multiple types of events at once, list them separated by commas. For example, to count
cpu-cycles and instructions , use:

root # perf stat -e cpu-cycles,instructions -a

To stop the session, press

Ctrl

–C .

You can also count the number of occurrences of an event within a particular time:
root # perf stat -e EVENT -a -- sleep TIME

Replace TIME by a value in seconds.

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6.6 Recording Events Specific to Particular
Commands
There are various ways to sample events specific to a particular command:
To create a report for a newly invoked command, use:
root # perf record COMMAND

Then, use the started process normally. When you quit the process, the Perf session will
also stop.

To create a report for the entire system while a newly invoked command is running, use:
root # perf record -a COMMAND

Then, use the started process normally. When you quit the process, the Perf session will
also stop.

To create a report for an already running process, use:
root # perf record -p PID

Replace PID with a process ID. To stop the session, press

Ctrl

–C .

Now you can view the gathered data ( perf.data ) using:
tux > perf report

This will open a pseudo-graphical interface. To receive help, press

H

. To quit, press

Q

.

If you prefer a graphical interface, try the GTK+ interface of Perf:
tux > perf report --gtk

However, note that the GTK+ interface is very limited in functionality.

6.7 For More Information
This chapter only provides a short overview. Refer to the following links for more information:
https://perf.wiki.kernel.org/index.php/Main_Page

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The project home page. It also features a tutorial on using perf .
http://www.brendangregg.com/perf.html

Unofficial page with many one-line examples of how to use perf .
http://web.eece.maine.edu/~vweaver/projects/perf_events/

Unofficial page with several resources, mostly relating to the Linux kernel code of Perf and
its API. This page includes, for example, a CPU compatibility table and a programming
guide.

https://www-ssl.intel.com/content/dam/www/public/us/en/documents/manuals/64-ia-32architectures-software-developer-vol-3b-part-2-manual.pdf

The Intel Architectures Software Developer's Manual, Volume 3B.
https://support.amd.com/TechDocs/24593.pdf

The AMD Architecture Programmer's Manual, Volume 2.
Chapter 7, OProfile—System-Wide Profiler

Consult this chapter for other performance optimizations.

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7 OProfile—System-Wide Profiler
OProfile is a profiler for dynamic program analysis. It investigates the behavior of
a running program and gathers information. This information can be viewed and
gives hints for further optimization.

It is not necessary to recompile or use wrapper libraries to use OProfile. Not even a
kernel patch is needed. Usually, when profiling an application, a small overhead is
expected, depending on the workload and sampling frequency.

7.1 Conceptual Overview
OProfile consists of a kernel driver and a daemon for collecting data. It makes use of the hard-

ware performance counters provided on many processors. OProfile is capable of profiling all
code including the kernel, kernel modules, kernel interrupt handlers, system shared libraries,
and other applications.

Modern processors support profiling through the hardware by performance counters. Depending
on the processor, there can be many counters and each of these can be programmed with an

event to count. Each counter has a value which determines how often a sample is taken. The
lower the value, the more often it is used.

During the post-processing step, all information is collected and instruction addresses are
mapped to a function name.

7.2 Installation and Requirements
To use OProfile, install the oprofile package.
It is useful to install the *-debuginfo package for the respective application you want to profile.
If you want to profile the kernel, you need the debuginfo package as well.

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7.3 Available OProfile Utilities
OProfile contains several utilities to handle the profiling process and its profiled data. The following list is a short summary of programs used in this chapter:
opannotate

Outputs annotated source or assembly listings mixed with profile information. An annotated report can be used in combination with addr2line to identify the source le and
line where hotspots potentially exist. See man addr2line for more information.
opcontrol

Controls the profiling sessions (start or stop), dumps profile data, and sets up parameters.
ophelp

Lists available events with short descriptions.
opimport

Converts sample database les from a foreign binary format to the native format.
opreport

Generates reports from profiled data.

7.4 Using OProfile
With OProfile, you can profile both the kernel and applications. When profiling the kernel, tell
OProfile where to nd the vmlinuz* le. Use the --vmlinux option and point it to vmlinuz*

(usually in /boot ). If you need to profile kernel modules, OProfile does this by default. However,
make sure you read http://oprofile.sourceforge.net/doc/kernel-profiling.html .

Applications usually do not need to profile the kernel, therefore you should use the --novmlinux option to reduce the amount of information.

7.4.1

Creating a Report

Starting the daemon, collecting data, stopping the daemon, and creating a report.
1. Open a shell and log in as root .

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2. Decide if you want to profile with or without the Linux kernel:
a. Profile With the Linux Kernel. Execute the following commands, because opcontrol

can only work with uncompressed images:
cp /boot/vmlinux-`uname -r`.gz /tmp
gunzip /tmp/vmlinux*.gz
opcontrol --vmlinux=/tmp/vmlinux*

b. Profile Without the Linux Kernel. Use the following command:
opcontrol --no-vmlinux

If you want to see which functions call other functions in the output, additionally
use the --callgraph option and set a maximum DEPTH :
opcontrol --no-vmlinux --callgraph DEPTH

3. Start the OProfile daemon:
opcontrol --start
Using 2.6+ OProfile kernel interface.
Using log file /var/lib/oprofile/samples/oprofiled.log
Daemon started.
Profiler running.

4. Now start the application you want to profile.
5. Stop the OProfile daemon:
opcontrol --stop

6. Dump the collected data to /var/lib/oprofile/samples :
opcontrol --dump

7. Create a report:
opreport
Overflow stats not available
CPU: CPU with timer interrupt, speed 0 MHz (estimated)
Profiling through timer interrupt
TIMER:0|
samples|

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-----------------84877 98.3226 no-vmlinux
...

8. Shut down the oprofile daemon:
opcontrol --shutdown

7.4.2

Getting Event Configurations

The general procedure for event configuration is as follows:
1. Use rst the events CPU-CLK_UNHALTED and INST_RETIRED to nd optimization oppor-

tunities.

2. Use specific events to nd bottlenecks. To list them, use the command opcontrol -list-events .

If you need to profile certain events, rst check the available events supported by your processor
with the ophelp command (example output generated from Intel Core i5 CPU):
ophelp
oprofile: available events for CPU type "Intel Architectural Perfmon"
See Intel 64 and IA-32 Architectures Software Developer's Manual
Volume 3B (Document 253669) Chapter 18 for architectural perfmon events
This is a limited set of fallback events because oprofile does not know your CPU
CPU_CLK_UNHALTED: (counter: all))
Clock cycles when not halted (min count: 6000)
INST_RETIRED: (counter: all))
number of instructions retired (min count: 6000)
LLC_MISSES: (counter: all))
Last level cache demand requests from this core that missed the LLC (min count:
6000)
Unit masks (default 0x41)
---------0x41: No unit mask
LLC_REFS: (counter: all))
Last level cache demand requests from this core (min count: 6000)
Unit masks (default 0x4f)
---------0x4f: No unit mask
BR_MISS_PRED_RETIRED: (counter: all))

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number of mispredicted branches retired (precise) (min count: 500)

You can get the same output from opcontrol --list-events .
Specify the performance counter events with the option --event . Multiple options are possible.
This option needs an event name (from ophelp ) and a sample rate, for example:
opcontrol --event=CPU_CLK_UNHALTED:100000

Warning: Setting Sampling Rates with
CPU_CLK_UNHALTED

Setting low sampling rates can seriously impair the system performance while high sam-

ple rates can disrupt the system to such a high degree that the data is useless. It is recommended to tune the performance metric for being monitored with and without OProfile

and to experimentally determine the minimum sample rate that disrupts the performance
the least.

7.5 Using OProfile's GUI
The GUI for OProfile can be started as root with oprof_start , see Figure 7.1, “GUI for OProfile”.

Select your events and change the counter, if necessary. Every green line is added to the list

of checked events. Hover the mouse over the line to see a help text in the status line below.
Use the Configuration tab to set the buer and CPU size, the verbose option and others. Click
Start to execute OProfile.

FIGURE 7.1: GUI FOR OPROFILE

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7.6 Generating Reports
Before generating a report, make sure OProfile has dumped your data to the /var/lib/opro-

file/samples directory using the command opcontrol --dump . A report can be generated

with the commands opreport or opannotate .

Calling opreport without any options gives a complete summary. With an executable as an

argument, retrieve profile data only from this executable. If you analyze applications written in
C++, use the --demangle smart option.

The opannotate generates output with annotations from source code. Run it with the following
options:

opannotate --source \
--base-dirs=BASEDIR \
--search-dirs= \
--output-dir=annotated/ \
/lib/libfoo.so

The option --base-dir contains a comma separated list of paths which is stripped from debug
source les. These paths were searched prior to looking in --search-dirs . The --searchdirs option is also a comma separated list of directories to search for source les.

Note: Inaccuracies in Annotated Source
Because of compiler optimization, code can disappear and appear in a different place.
Use the information in http://oprofile.sourceforge.net/doc/debug-info.html
derstand its implications.

to fully un-

7.7 For More Information
This chapter only provides a short overview. Refer to the following links for more information:
http://oprofile.sourceforge.net

The project home page.
Manpages

Details descriptions about the options of the different tools.
/usr/share/doc/packages/oprofile/oprofile.html

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Contains the OProfile manual.
http://developer.intel.com/

Architecture reference for Intel processors.
http://www-01.ibm.com/chips/techlib/techlib.nsf/productfamilies/PowerPC/

Architecture reference for PowerPC64 processors in IBM iSeries, pSeries, and Blade server
systems.

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IV Resource Management

8

General System Resource Management 93

9

Kernel Control Groups 98

10

Automatic Non-Uniform Memory Access (NUMA) Balancing 107

11

Power Management 112

8 General System Resource Management
Tuning the system is not only about optimizing the kernel or getting the most out of
your application, it begins with setting up a lean and fast system. The way you set

up your partitions and le systems can influence the server's speed. The number of
active services and the way routine tasks are scheduled also affects performance.

8.1 Planning the Installation
A carefully planned installation ensures that the system is set up exactly as you need it for
the given purpose. It also saves considerable time when ne tuning the system. All changes
suggested in this section can be made in the Installation Settings step during the installation. See
Book “Start-Up”, Chapter 2 “Installation with YaST”, Section 2.12 “Installation Settings” for details.

8.1.1

Partitioning

Depending on the server's range of applications and the hardware layout, the partitioning

scheme can influence the machine's performance (although to a lesser extent only). It is beyond
the scope of this manual to suggest different partitioning schemes for particular workloads.

However, the following rules will positively affect performance. They do not apply when using
an external storage system.

Make sure there always is some free space available on the disk, since a full disk delivers
inferior performance

Disperse simultaneous read and write access onto different disks by, for example:
using separate disks for the operating system, data, and log les
placing a mail server's spool directory on a separate disk
distributing the user directories of a home server between different disks

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8.1.2

Installation Scope

The installation scope has no direct influence on the machine's performance, but a carefully

chosen scope of packages has advantages. It is recommended to install the minimum of packages
needed to run the server. A system with a minimum set of packages is easier to maintain and

has fewer potential security issues. Furthermore, a tailor made installation scope also ensures
that no unnecessary services are started by default.

openSUSE Leap lets you customize the installation scope on the Installation Summary screen. By

default, you can select or remove preconfigured patterns for specific tasks, but it is also possible
to start the YaST Software Manager for a ne-grained package-based selection.
One or more of the following default patterns may not be needed in all cases:
GNOME Desktop Environment

Servers rarely need a full desktop environment. In case a graphical environment is needed,
a more economical solution such as IceWM can be sufficient.
X Window System

When solely administrating the server and its applications via command line, consider not
installing this pattern. However, keep in mind that it is needed to run GUI applications
from a remote machine. If your application is managed by a GUI or if you prefer the GUI
version of YaST, keep this pattern.
Print Server

This pattern is only needed if you want to print from the machine.

8.1.3

Default Target

A running X Window System consumes many resources and is rarely needed on a server. It is
strongly recommended to start the system in target multi-user.target . You will still be able
to remotely start graphical applications.

8.2 Disabling Unnecessary Services
The default installation starts several services (the number varies with the installation scope).

Since each service consumes resources, it is recommended to disable the ones not needed. Run
YaST System Services Manager to start the services management module.

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If you are using the graphical version of YaST, you can click the column headlines to sort the
list of services. Use this to get an overview of which services are currently running. Use the
Start/Stop button to disable the service for the running session. To permanently disable it, use
the Enable/Disable button.

The following list shows services that are started by default after the installation of openSUSE
Leap. Check which of the components you need, and disable the others:
alsasound

Loads the Advanced Linux Sound System.
auditd

A daemon for the Audit system (see Book “Security Guide” for details). Disable this if you
do not use Audit.
bluez-coldplug

Handles cold plugging of Bluetooth dongles.
cups

A printer daemon.
java.binfmt_misc

Enables the execution of *.class or *.jar Java programs.
nfs

Services needed to mount NFS.
smbfs

Services needed to mount SMB/CIFS le systems from a Windows* server.
splash / splash_early

Shows the splash screen on start-up.

8.3 File Systems and Disk Access
Hard disks are the slowest components in a computer system and therefore often the cause for

a bottleneck. Using the le system that best suits your workload helps to improve performance.
Using special mount options or prioritizing a process's I/O priority are further means to speed
up the system.

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8.3.1

File Systems

openSUSE Leap ships with several le systems, including BtrFS, Ext4, Ext3, Ext2, ReiserFS, and
XFS. Each le system has its own advantages and disadvantages.

8.3.1.1

NFS

NFS (Version 3) tuning is covered in detail in the NFS Howto at http://nfs.sourceforge.net/nfshowto/

. The rst thing to experiment with when mounting NFS shares is increasing the read

write blocksize to 32768 by using the mount options wsize and rsize .

8.3.2

Time Stamp Update Policy

Each le and directory in a le system has three time stamps associated with it: a time when the
le was last read called access time, a time when the le data was last modified called modification
time, and a time when the le metadata was last modified called change time. Keeping access

time always up to date has significant performance overhead since every read-only access will
incur a write operation. Thus by default every le system updates access time only if current
le access time is older than a day or if it is older than le modification or change time. This
feature is called relative access time and the corresponding mount option is relatime . Updates

of access time can be completely disabled using the noatime mount option, however you need

to verify your applications do not use it. This can be true for le and Web servers or for network
storage. If the default relative access time update policy is not suitable for your applications,
use the strictatime mount option.

Some le systems (for example ext4) also support lazy time stamp updates. When this feature is
enabled using the lazytime mount option, updates of all time stamps happen in memory but
they are not written to disk. That happens only in response to fsync or sync system calls, when

the le information is written due to another reason such as le size update, when time stamps
are older than 24 hours, or when cached le information needs to be evicted from memory.

To update mount options used for a le system, either edit /etc/fstab directly, or use the
Fstab Options dialog when editing or adding a partition with the YaST Partitioner.

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8.3.3

Prioritizing Disk Access with ionice

The ionice command lets you prioritize disk access for single processes. This enables you to

give less I/O priority to background processes with heavy disk access that are not time-critical,
such as backup jobs. ionice also lets you raise the I/O priority for a specific process to make

sure this process always has immediate access to the disk. The caveat of this feature is that

standard writes are cached in the page cache and are written back to persistent storage only later

by an independent kernel process. Thus the I/O priority setting generally does not apply for these
writes. Also be aware that I/O class and priority setting is obeyed only by CFQ I/O scheduler

(refer to Section 12.2, “Available I/O Elevators”). You can set the following three scheduling classes:
Idle

A process from the idle scheduling class is only granted disk access when no other process
has asked for disk I/O.
Best effort

The default scheduling class used for any process that has not asked for a specific I/O
priority. Priority within this class can be adjusted to a level from 0 to 7 (with 0 being the

highest priority). Programs running at the same best-effort priority are served in a round-

robin fashion. Some kernel versions treat priority within the best-effort class differently—
for details, refer to the ionice(1) man page.
Real-time

Processes in this class are always granted disk access rst. Fine-tune the priority level
from 0 to 7 (with 0 being the highest priority). Use with care, since it can starve other
processes.

For more details and the exact command syntax refer to the ionice(1) man page. If you need

more reliable control over bandwidth available to each application, please use Kernel Control
Groups as described in Section 9.3, “Control Group Subsystems”.

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9 Kernel Control Groups
Kernel Control Groups (abbreviated known as “cgroups”) are a kernel feature that

allows aggregating or partitioning tasks (processes) and all their children into hierarchical organized groups. These hierarchical groups can be configured to show a

specialized behavior that helps with tuning the system to make best use of available
hardware and network resources.

In the following sections, we often reference kernel documentation such as /usr/

src/linux/Documentation/cgroups/ . These les are part of the kernel-source

package.

This chapter is an overview. To use cgroups properly and to avoid performance implications, you must study the provided references.

9.1 Technical Overview and Definitions
The following terms are used in this chapter:
“cgroup” is another name for Control Groups.
In a cgroup there is a set of tasks (processes) associated with a set of subsystems that act
as parameters constituting an environment for the tasks.

Subsystems provide the parameters that can be assigned and define CPU sets, freezer, or
—more general—“resource controllers” for memory, disk I/O, network traffic, etc.

cgroups are organized in a tree-structured hierarchy. There can be more than one hierarchy
in the system. You use a different or alternate hierarchy to cope with specific situations.
Every task running in the system is in exactly one of the cgroups in the hierarchy.

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9.2 Scenario
See the following resource planning scenario for a better understanding (source: /usr/src/
linux/Documentation/cgroups/cgroups.txt ):

CPUs

Memory

Top CPU Set (20%)
CPU Set 1 (60%)

CPU Set 2 (20%)

Professors (50%)
System (20%)
Students (30%)

Professors

Students

Network I/O

WWW Browsing (20%)
Professors (15%)

Students (5%)

Network File Systems (60%)

Disk I/O

Professors (50%)
System (20%)
Students (30%)

Others (20%)

FIGURE 9.1: RESOURCE PLANNING

Web browsers such as Firefox will be part of the Web network class, while the NFS daemons such

as (k)nfsd will be part of the NFS network class. On the other side, Firefox will share appropriate
CPU and memory classes depending on whether a professor or student started it.

9.3 Control Group Subsystems
The following subsystems are available: cpuset , cpu , cpuacct , memory , devices , freezer ,
net_cls , net_prio , blkio , perf_event , and hugetlbt .

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Either mount each subsystem separately, for example:
mkdir /cpuset /cpu
mount -t cgroup -o cpuset

none /cpuset

mount -t cgroup -o cpu,cpuacct none /cpu

or all subsystems in one go; you can use an arbitrary device name (for example none ), which
will appear in /proc/mounts , for example:
mount -t cgroup none /sys/fs/cgroup

Some additional information on available subsystems:
net_cls (Identification)

The Network classifier cgroup helps with providing identification for controlling processes
such as Traffic Controller (tc) or Netfilter (iptables). These controller tools can act on
tagged network packets.

For more information, see /usr/src/linux/Documentation/cgroups/net_cls.txt .
net_prio (Identification)

The Network priority cgroup helps with setting the priority of network packets.

For more information, see /usr/src/linux/Documentation/cgroups/net_prio.txt .
devices (Isolation)

A system administrator can provide a list of devices that can be accessed by processes
under cgroups.

It limits access to a device or a le system on a device to only tasks that belong to the
specified cgroup. For more information, see /usr/src/linux/Documentation/cgroups/
devices.txt .
freezer (Control)

The freezer subsystem is useful for high-performance computing clusters (HPC clus-

ters). Use it to freeze (stop) all tasks in a group or to stop tasks, if they reach a defined checkpoint. For more information, see /usr/src/linux/Documentation/cgroups/
freezer-subsystem.txt .

Here are basic commands to use the freezer subsystem:
mount -t cgroup -o freezer freezer /freezer
# Create a child cgroup:
mkdir /freezer/0
# Put a task into this cgroup:
echo $task_pid > /freezer/0/tasks

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# Freeze it:
echo FROZEN > /freezer/0/freezer.state
# Unfreeze (thaw) it:
echo THAWED > /freezer/0/freezer.state

perf_event (Control)
perf_event collects performance data.
cpuset (Isolation)

Use cpuset to tie processes to system subsets of CPUs and memory (“memory nodes”).
For an example, see Section 9.4.2, “Example: Cpusets”.
cpuacct (Accounting)

The CPU accounting controller groups tasks using cgroups and accounts the CPU usage
of these groups. For more information, see /usr/src/linux/Documentation/cgroups/
cpuacct.txt .

memory (Resource Control)

Tracking or limiting memory usage of user space processes.
Control swap usage by setting swapaccount=1 as a kernel boot parameter.
Limit LRU (Least Recently Used) pages.
Anonymous and le cache.
No limits for kernel memory.
Maybe in another subsystem if needed.

Note: Protection from Memory Pressure
Memory cgroup now offers a mechanism allowing easier workload opt-in isolation.
Memory cgroup can define its so called low limit ( memory.low_limit_in_bytes ),

which works as a protection from memory pressure. For workloads that need to

be isolated from outside memory management activity, the value should be set to
the expected Resident Set Size (RSS) plus some head room. If a memory pressure

condition triggers on the system and the particular group is still under its low limit,
its memory is protected from reclaim. As a result, workloads outside of the cgroup
do not need the aforementioned capping.

For more information, see /usr/src/linux/Documentation/cgroups/memory.txt .

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hugetlb (Resource Control)

The HugeTLB controller manages the memory allocated to huge pages.

For more information, see /usr/src/linux/Documentation/cgroups/hugetlb.txt .
cpu (Control)

Share CPU bandwidth between groups with the group scheduling function of CFS (the
scheduler). Mechanically complicated.
Blkio (Resource Control)

The Block IO controller is available as a disk I/O controller. With the blkio controller you
can currently set policies for proportional bandwidth and for throttling.

These are the basic commands to configure proportional weight division of bandwidth by
setting weight values in blkio.weight :
# Setup in /sys/fs/cgroup
mkdir /sys/fs/cgroup/blkio
mount -t cgroup -o blkio none /sys/fs/cgroup/blkio
# Start two cgroups
mkdir -p /sys/fs/cgroup/blkio/group1 /sys/fs/cgroup/blkio/group2
# Set weights
echo 1000 > /sys/fs/cgroup/blkio/group1/blkio.weight
echo

500 > /sys/fs/cgroup/blkio/group2/blkio.weight

# Write the PIDs of the processes to be controlled to the
# appropriate groups
COMMAND1 &
echo $! > /sys/fs/cgroup/blkio/group1/tasks
COMMAND2 &
echo $! > /sys/fs/cgroup/blkio/group2/tasks

These are the basic commands to configure throttling or upper limit policy by setting values in blkio.throttle.read_bps_device for reads and blkio.throttle.write_bps_device for writes:

# Setup in /sys/fs/cgroup
mkdir /sys/fs/cgroup/blkio
mount -t cgroup -o blkio none /sys/fs/cgroup/blkio
# Bandwidth rate of a device for the root group; format:
# :
echo "8:16



1048576" > /sys/fs/cgroup/blkio/blkio.throttle.read_bps_device

For more information about caveats, usage scenarios, and additional parameters, see /
usr/src/linux/Documentation/cgroups/blkio-controller.txt .

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9.4 Using Controller Groups
9.4.1

Prerequisites

To conveniently use cgroups, install the following additional packages:
libcgroup-tools — basic user space tools to simplify resource management
libcgroup1 — control groups management library
cpuset — contains the cset to manipulate cpusets
libcpuset1 — C API to cpusets
kernel-source — only needed for documentation purposes

9.4.2

Example: Cpusets

With the command line proceed as follows:
1. To determine the number of CPUs and memory nodes see /proc/cpuinfo and /proc/
zoneinfo .

2. Create the cpuset hierarchy as a virtual le system (source: /usr/src/linux/Documentation/cgroups/cpusets.txt ):

mount -t cgroup -ocpuset cpuset /sys/fs/cgroup/cpuset
cd /sys/fs/cgroup/cpuset
mkdir Charlie
cd Charlie
# List of CPUs in this cpuset:
echo 2-3 > cpuset.cpus
# List of memory nodes in this cpuset:
echo 1 > cpuset.mems
echo $$ > tasks
# The subshell 'sh' is now running in cpuset Charlie
# The next line should display '/Charlie'
cat /proc/self/cpuset

3. Remove the cpuset using shell commands:
rmdir /sys/fs/cgroup/cpuset/Charlie

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This fails as long as this cpuset is in use. First, you must remove the inside cpusets or tasks
(processes) that belong to it. Check it with:
cat /sys/fs/cgroup/cpuset/Charlie/tasks

For background information and additional configuration ags, see /usr/src/linux/Documentation/cgroups/cpusets.txt .

With the cset tool, proceed as follows:
# Determine the number of CPUs and memory nodes
cset set --list
# Creating the cpuset hierarchy
cset set --cpu=2-3 --mem=1 --set=Charlie
# Starting processes in a cpuset
cset proc --set Charlie --exec -- stress -c 1 &
# Moving existing processes to a cpuset
cset proc --move --pid PID --toset=Charlie
# List task in a cpuset
cset proc --list --set Charlie
# Removing a cpuset
cset set --destroy Charlie

9.4.3

Example: cgroups

Using shell commands, proceed as follows:
1. Create the cgroups hierarchy:
mount -t cgroup cgroup /sys/fs/cgroup
cd /sys/fs/cgroup/cpuset/cgroup
mkdir priority
cd priority
cat cpu.shares

2. Understanding cpu.shares:

1024 is the default (for more information, see /Documentation/scheduler/scheddesign-CFS.txt ) = 50% usage

1524 = 60% usage

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2048 = 67% usage
512 = 40% usage
3. Changing cpu.shares
echo 1024 > cpu.shares

9.4.4

Setting Directory and File Permissions

This is a simple example. Use the following in /etc/cgconfig.conf :
group foo {
perm {
task {
uid = root;
gid = users;
fperm = 660;
}
admin {
uid = root;
gid = root;
fperm = 600;
dperm = 750;
}
}
}
mount {
cpu = /mnt/cgroups/cpu;
}

Then start the cgconfig service and stat /mnt/cgroups/cpu/foo/tasks which should show

the permissions mask 660 with root as an owner and users as a group. stat /mnt/cgroups/
cpu/foo/ should be 750 and all les (but tasks ) should have the mask 600 . Note that fperm

is applied on top of existing le permissions as a mask.

For more information, see the cgconfig.conf man page.

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9.5 For More Information
Kernel documentation (package kernel-source ): les in /usr/src/linux/Documentation/cgroups .

http://lwn.net/Articles/604609/

—Brown, Neil: Control Groups Series (2014, 7 parts).

http://lwn.net/Articles/243795/

—Corbet, Jonathan: Controlling memory use in containers

(2007).
http://lwn.net/Articles/236038/

106

—Corbet, Jonathan: Process containers (2007).

For More Information

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10 Automatic Non-Uniform Memory Access (NUMA)
Balancing
There are physical limitations to hardware that are encountered when large num-

bers of CPU and memory are required. For the purposes of this chapter, the impor-

tant limitation is that there is limited communication bandwidth between the CPUs
and the memory. One architecture modification that was introduced to address this
is Non-Uniform Memory Access (NUMA).

In this configuration, there are multiple nodes. Each of the nodes contains a subset

of all CPUs and memory. The access speed to main memory is determined by the location of the memory relative to the CPU. The performance of a workload depends

on the application threads accessing data that is local to the CPU the thread is executing on. Automatic NUMA Balancing is a new feature of SLE 12. Automatic NU-

MA Balancing migrates data on demand to memory nodes that are local to the CPU

accessing that data. Depending on the workload, this can dramatically boost performance when using NUMA hardware.

10.1 Implementation
Automatic NUMA balancing happens in three basic steps:
1. A task scanner periodically scans a portion of a task's address space and marks the memory

to force a page fault when the data is next accessed.

2. The next access to the data will result in a NUMA Hinting Fault. Based on this fault, the

data can be migrated to a memory node associated with the task accessing the memory.

3. To keep a task, the CPU it is using and the memory it is accessing together, the scheduler

groups tasks that share data.

The unmapping of data and page fault handling incurs overhead. However, commonly the overhead will be offset by threads accessing data associated with the CPU.

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10.2 Configuration
Static configuration has been the recommended way of tuning workloads on NUMA hardware
for some time. To do this, memory policies can be set with numactl , taskset or cpusets .

NUMA-aware applications can use special APIs. In cases where the static policies have already
been created, automatic NUMA balancing should be disabled as the data access should already
be local.

numactl --hardware will show the memory configuration of the machine and whether it

supports NUMA or not. This is example output from a 4-node machine.
tux > numactl --hardware
available: 4 nodes (0-3)
node 0 cpus: 0 4 8 12 16 20 24 28 32 36 40 44
node 0 size: 16068 MB
node 0 free: 15909 MB
node 1 cpus: 1 5 9 13 17 21 25 29 33 37 41 45
node 1 size: 16157 MB
node 1 free: 15948 MB
node 2 cpus: 2 6 10 14 18 22 26 30 34 38 42 46
node 2 size: 16157 MB
node 2 free: 15981 MB
node 3 cpus: 3 7 11 15 19 23 27 31 35 39 43 47
node 3 size: 16157 MB
node 3 free: 16028 MB
node distances:
node

0

1

2

3

0:

10

20

20

20

1:

20

10

20

20

2:

20

20

10

20

3:

20

20

20

10

Automatic NUMA balancing can be enabled or disabled for the current session by writing 1

or 0 to /proc/sys/kernel/numa_balancing which will enable or disable the feature respectively. To permanently enable or disable it, use the kernel command line option numa_balancing=[enable|disable] .

If Automatic NUMA Balancing is enabled, the task scanner behavior can be configured. The task

scanner balances the overhead of Automatic NUMA Balancing with the amount of time it takes
to identify the best placement of data.
numa_balancing_scan_delay_ms

The amount of CPU time a thread must consume before its data is scanned. This prevents
creating overhead because of short-lived processes.

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numa_balancing_scan_period_min_ms and numa_balancing_scan_period_max_ms

Controls how frequently a task's data is scanned. Depending on the locality of the faults

the scan rate will increase or decrease. These settings control the min and max scan rates.
numa_balancing_scan_size_mb

Controls how much address space is scanned when the task scanner is active.

10.3 Monitoring
The most important task is to assign metrics to your workload and measure the performance
with Automatic NUMA Balancing enabled and disabled to measure the impact. Profiling tools

can be used to monitor local and remote memory accesses if the CPU supports such monitoring.
Automatic NUMA Balancing activity can be monitored via the following parameters in /proc/
vmstat :

numa_pte_updates

The amount of base pages that were marked for NUMA hinting faults.
numa_huge_pte_updates

The amount of transparent huge pages that were marked for NUMA hinting faults. In
combination with numa_pte_updates the total address space that was marked can be
calculated.

numa_hint_faults

Records how many NUMA hinting faults were trapped.
numa_hint_faults_local

Shows how many of the hinting faults were to local nodes. In combination with numa_hin-

t_faults , the percentage of local versus remote faults can be calculated. A high percent-

age of local hinting faults indicates that the workload is closer to being converged.
numa_pages_migrated

Records how many pages were migrated because they were misplaced. As migration is

a copying operation, it contributes the largest part of the overhead created by NUMA
balancing.

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10.4 Impact
The following illustrates a simple test case of a 4-node NUMA machine running the SpecJBB

2005 using a single instance of the JVM with no static tuning around memory policies. Note,
however, that the impact for each workload will vary and that this example is based on a prerelease version of openSUSE Leap 12.
Balancing disabled

Balancing enabled

TPut 1

26629.00 (

0.00%)

26507.00 ( -0.46%)

TPut 2

55841.00 (

0.00%)

53592.00 ( -4.03%)

TPut 3

86078.00 (

0.00%)

TPut 4

116764.00 (

0.00%)

113272.00 ( -2.99%)

TPut 5

143916.00 (

0.00%)

141581.00 ( -1.62%)

TPut 6

166854.00 (

0.00%)

166706.00 ( -0.09%)

TPut 7

195992.00 (

0.00%)

192481.00 ( -1.79%)

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0.00%)

227143.00 (

2.30%)

TPut 9

248872.00 (

0.00%)

250123.00 (

0.50%)

TPut 10

270934.00 (

0.00%)

279314.00 (

3.09%)

TPut 11

297217.00 (

0.00%)

301878.00 (

1.57%)

TPut 12

311021.00 (

0.00%)

326048.00 (

4.83%)

TPut 13

324145.00 (

0.00%)

346855.00 (

7.01%)

TPut 14

345973.00 (

0.00%)

378741.00 (

9.47%)

TPut 15

354199.00 (

0.00%)

394268.00 ( 11.31%)

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378016.00 (

0.00%)

426782.00 ( 12.90%)

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0.00%)

437772.00 ( 11.52%)

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396630.00 (

0.00%)

456715.00 ( 15.15%)

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399114.00 (

0.00%)

484020.00 ( 21.27%)

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413907.00 (

0.00%)

493618.00 ( 19.26%)

TPut 21

413173.00 (

0.00%)

510386.00 ( 23.53%)

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420256.00 (

0.00%)

521016.00 ( 23.98%)

TPut 23

425581.00 (

0.00%)

536214.00 ( 26.00%)

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429052.00 (

0.00%)

532469.00 ( 24.10%)

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426127.00 (

0.00%)

526548.00 ( 23.57%)

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422428.00 (

0.00%)

531994.00 ( 25.94%)

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424378.00 (

0.00%)

488340.00 ( 15.07%)

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419338.00 (

0.00%)

543016.00 ( 29.49%)

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403347.00 (

0.00%)

529178.00 ( 31.20%)

TPut 30

408681.00 (

0.00%)

510621.00 ( 24.94%)

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406496.00 (

0.00%)

499781.00 ( 22.95%)

TPut 32

404931.00 (

0.00%)

502313.00 ( 24.05%)

TPut 33

397353.00 (

0.00%)

522418.00 ( 31.47%)

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382271.00 (

0.00%)

491989.00 ( 28.70%)

TPut 35

388965.00 (

0.00%)

493012.00 ( 26.75%)

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374702.00 (

0.00%)

502677.00 ( 34.15%)

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367578.00 (

0.00%)

500588.00 ( 36.19%)

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367121.00 (

0.00%)

496977.00 ( 35.37%)

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Impact

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TPut 39

355956.00 (

0.00%)

489430.00 ( 37.50%)

TPut 40

350855.00 (

0.00%)

487802.00 ( 39.03%)

TPut 41

345001.00 (

0.00%)

468021.00 ( 35.66%)

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336177.00 (

0.00%)

462260.00 ( 37.50%)

TPut 43

329169.00 (

0.00%)

467906.00 ( 42.15%)

TPut 44

329475.00 (

0.00%)

470784.00 ( 42.89%)

TPut 45

323845.00 (

0.00%)

450739.00 ( 39.18%)

TPut 46

323878.00 (

0.00%)

435457.00 ( 34.45%)

TPut 47

310524.00 (

0.00%)

403914.00 ( 30.07%)

TPut 48

311843.00 (

0.00%)

459017.00 ( 47.19%)

Balancing Disabled

Balancing Enabled

Expctd Warehouse

48.00 (

0.00%)

Expctd Peak Bops

310524.00 (

0.00%)

48.00 (

0.00%)

Actual Warehouse

25.00 (

0.00%)

29.00 ( 16.00%)

Actual Peak Bops

429052.00 (

0.00%)

543016.00 ( 26.56%)

SpecJBB Bops

6364.00 (

0.00%)

9368.00 ( 47.20%)

SpecJBB Bops/JVM

6364.00 (

0.00%)

9368.00 ( 47.20%)

403914.00 ( 30.07%)

Automatic NUMA Balancing takes away some of the pain when tuning workloads for high per-

formance on NUMA machines. Where possible, it is still recommended to statically tune the
workload to partition it within each node. However, in all other cases, automatic NUMA balancing should boost performance.

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11 Power Management
Power management aims at reducing operating costs for energy and cooling systems
while at the same time keeping the performance of a system at a level that matches the current requirements. Thus, power management is always a matter of bal-

ancing the actual performance needs and power saving options for a system. Power

management can be implemented and used at different levels of the system. A set of
specifications for power management functions of devices and the operating system
interface to them has been defined in the Advanced Configuration and Power Interface (ACPI). As power savings in server environments can primarily be achieved at

the processor level, this chapter introduces some main concepts and highlights some
tools for analyzing and influencing relevant parameters.

11.1 Power Management at CPU Level
At the CPU level, you can control power usage in various ways. For example by using idling

power states (C-states), changing CPU frequency (P-states), and throttling the CPU (T-states).

The following sections give a short introduction to each approach and its significance for power
savings. Detailed specifications can be found at http://www.acpi.info/spec.htm .

11.1.1

C-States (Processor Operating States)

Modern processors have several power saving modes called C-states . They reflect the capability of an idle processor to turn o unused components in order to save power.

When a processor is in the C0 state, it is executing instructions. A processor running in any other

C-state is idle. The higher the C number, the deeper the CPU sleep mode: more components are

shut down to save power. Deeper sleep states can save large amounts of energy. Their downside
is that they introduce latency. This means, it takes more time for the CPU to go back to C0 .

Depending on workload (threads waking up, triggering CPU usage and then going back to sleep
again for a short period of time) and hardware (for example, interrupt activity of a network

device), disabling the deepest sleep states can significantly increase overall performance. For
details on how to do so, refer to Section 11.3.2, “Viewing Kernel Idle Statistics with cpupower”.

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Some states also have submodes with different power saving latency levels. Which C-states and
submodes are supported depends on the respective processor. However, C1 is always available.
Table 11.1, “C-States” gives an overview of the most common C-states.
TABLE 11.1: C-STATES

Mode

Definition

C0

Operational state. CPU fully turned on.

C1

First idle state. Stops CPU main internal

clocks via software. Bus interface unit and
APIC are kept running at full speed.

C2

Stops CPU main internal clocks via hardware. State in which the processor main-

tains all software-visible states, but may take
longer to wake up through interrupts.
C3

Stops all CPU internal clocks. The processor

does not need to keep its cache coherent, but
maintains other states. Some processors have
variations of the C3 state that differ in how
long it takes to wake the processor through
interrupts.

To avoid needless power consumption, it is recommended to test your workloads with deep sleep
states enabled versus deep sleep states disabled. For more information, refer to Section 11.3.2,
“Viewing Kernel Idle Statistics with cpupower” or the cpupower-idle-set(1) man page.

11.1.2

P-States (Processor Performance States)

While a processor operates (in C0 state), it can be in one of several CPU performance states (P-

states) . Whereas C-states are idle states (all but C0), P-states are operational states that

relate to CPU frequency and voltage.

The higher the P-state, the lower the frequency and voltage at which the processor runs. The

number of P-states is processor-specific and the implementation differs across the various types.
However, P0 is always the highest-performance state (except for Section 11.1.3, “Turbo Features”).

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Higher P-state numbers represent slower processor speeds and lower power consumption. For
example, a processor in P3 state runs more slowly and uses less power than a processor running
in the P1 state. To operate at any P-state, the processor must be in the C0 state, which means

that it is working and not idling. The CPU P-states are also defined in the ACPI specification,
see http://www.acpi.info/spec.htm .

C-states and P-states can vary independently of one another.

11.1.3

Turbo Features

Turbo features allow to dynamically overtick active CPU cores while other cores are in deep

sleep states. This increases the performance of active threads while still complying with Thermal
Design Power (TDP) limits.

However, the conditions under which a CPU core can use turbo frequencies are architecture-specific. Learn how to evaluate the efficiency of those new features in Section 11.3, “The cpupower
Tools”.

11.2 In-Kernel Governors
The in-kernel governors belong to the Linux kernel CPUfreq infrastructure and can be used to
dynamically scale processor frequencies at runtime. You can think of the governors as a sort

of preconfigured power scheme for the CPU. The CPUfreq governors use P-states to change
frequencies and lower power consumption. The dynamic governors can switch between CPU

frequencies, based on CPU usage, to allow for power savings while not sacrificing performance.
The following governors are available with the CPUfreq subsystem:
Performance Governor

The CPU frequency is statically set to the highest possible for maximum performance.
Consequently, saving power is not the focus of this governor.
See also Section 11.5.1, “Tuning Options for P-States”.
Powersave Governor

The CPU frequency is statically set to the lowest possible. This can have severe impact on
the performance, as the system will never rise above this frequency no matter how busy
the processors are. An important exception is the intel_pstate which defaults to the

powersave mode. This is due to a hardware-specific decision but functionally it operates

similarly to the on-demand governor.

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However, using this governor often does not lead to the expected power savings as the
highest savings can usually be achieved at idle through entering C-states. With the pow-

ersave governor, processes run at the lowest frequency and thus take longer to finish. This
means it takes longer until the system can go into an idle C-state.

Tuning options: The range of minimum frequencies available to the governor can be adjusted (for example, with the cpupower command line tool).
On-demand Governor

The kernel implementation of a dynamic CPU frequency policy: The governor monitors

the processor usage. As soon as it exceeds a certain threshold, the governor will set the
frequency to the highest available. If the usage is less than the threshold, the next lowest
frequency is used. If the system continues to be underemployed, the frequency is again
reduced until the lowest available frequency is set.

Important: Drivers and In-kernel Governors
Not all drivers use the in-kernel governors to dynamically scale power frequency at runtime. For example, the intel_pstate driver adjusts power frequency itself. Use the
cpupower frequency-info command to nd out which driver your system uses.

11.3 The cpupower Tools
The cpupower tools are designed to give an overview of all CPU power-related parameters that

are supported on a given machine, including turbo (or boost) states. Use the tool set to view and
modify settings of the kernel-related CPUfreq and cpuidle systems and other settings not related
to frequency scaling or idle states. The integrated monitoring framework can access both ker-

nel-related parameters as well as hardware statistics, and is thus ideally suited for performance
benchmarks. It also helps you to identify the dependencies between turbo and idle states.

After installing the cpupower package, view the available cpupower subcommands with
cpupower --help . Access the general man page with man cpupower , and the man pages of

the subcommands with man cpupower-SUBCOMMAND .

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11.3.1

Viewing Current Settings with cpupower

The cpupower frequency-info command shows the statistics of the cpufreq driver used in

the kernel. Additionally, it shows if turbo (boost) states are supported and enabled in the BIOS.
Run without any options, it shows an output similar to the following:
EXAMPLE 11.1: EXAMPLE OUTPUT OF cpupower frequency-info
root # cpupower frequency-info
analyzing CPU 0:
driver: intel_pstate
CPUs which run at the same hardware frequency: 0
CPUs which need to have their frequency coordinated by software: 0
maximum transition latency: 0.97 ms.
hardware limits: 1.20 GHz - 3.80 GHz
available cpufreq governors: performance, powersave
current policy: frequency should be within 1.20 GHz and 3.80 GHz.
The governor "powersave" may decide which speed to use
within this range.
current CPU frequency is 3.40 GHz (asserted by call to hardware).
boost state support:
Supported: yes
Active: yes
3500 MHz max turbo 4 active cores
3600 MHz max turbo 3 active cores
3600 MHz max turbo 2 active cores
3800 MHz max turbo 1 active cores

To get the current values for all CPUs, use cpupower -c all frequency-info .

11.3.2

Viewing Kernel Idle Statistics with cpupower

The idle-info subcommand shows the statistics of the cpuidle driver used in the kernel. It
works on all architectures that use the cpuidle kernel framework.
EXAMPLE 11.2: EXAMPLE OUTPUT OF cpupower idle-info
root # cpupower idle-info
CPUidle driver: intel_idle
CPUidle governor: menu
Analyzing CPU 0:
Number of idle states: 6
Available idle states: POLL C1-SNB C1E-SNB C3-SNB C6-SNB C7-SNB
POLL:
Flags/Description: CPUIDLE CORE POLL IDLE

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Latency: 0
Usage: 163128
Duration: 17585669
C1-SNB:
Flags/Description: MWAIT 0x00
Latency: 2
Usage: 16170005
Duration: 697658910
C1E-SNB:
Flags/Description: MWAIT 0x01
Latency: 10
Usage: 4421617
Duration: 757797385
C3-SNB:
Flags/Description: MWAIT 0x10
Latency: 80
Usage: 2135929
Duration: 735042875
C6-SNB:
Flags/Description: MWAIT 0x20
Latency: 104
Usage: 53268
Duration: 229366052
C7-SNB:
Flags/Description: MWAIT 0x30
Latency: 109
Usage: 62593595
Duration: 324631233978

After finding out which processor idle states are supported with cpupower idle-info , indi-

vidual states can be disabled using the cpupower idle-set command. Typically one wants to
disable the deepest sleep state, for example:
cpupower idle-set -d 5

Or, for disabling all CPUs with latencies equal to or higher than 80 :
cpupower idle-set -D 80

11.3.3

Monitoring Kernel and Hardware Statistics with cpupower

Use the monitor subcommand to report processor topology, and monitor frequency and idle
power state statistics over a certain period of time. The default interval is 1 second, but it

can be changed with the -i . Independent processor sleep states and frequency counters are

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implemented in the tool—some retrieved from kernel statistics, others reading out hardware

registers. The available monitors depend on the underlying hardware and the system. List them
with cpupower monitor -l . For a description of the individual monitors, refer to the cpupower-monitor man page.

The monitor subcommand allows you to execute performance benchmarks. To compare kernel
statistics with hardware statistics for specific workloads, concatenate the respective command,
for example:

cpupower monitor db_test.sh

EXAMPLE 11.3: EXAMPLE cpupower monitor OUTPUT
root # cpupower monitor
|Mperf

|| Idle_Stats

1

2

CPU | C0
0|

1

| Cx

| Freq || POLL | C1

| C2

| C3

3.71| 96.29|

2833||

0.00|

0.00|

0.02| 96.32

1| 100.0| -0.00|

2833||

0.00|

0.00|

0.00|

2|

9.06| 90.94|

1983||

0.00|

7.69|

6.98| 76.45

3|

7.43| 92.57|

2039||

0.00|

2.60| 12.62| 77.52

0.00

Mperf shows the average frequency of a CPU, including boost frequencies, over a

period of time. Additionally, it shows the percentage of time the CPU has been active
( C0 ) or in any sleep state ( Cx ). As the turbo states are managed by the BIOS, it is

impossible to get the frequency values at a given instant. On modern processors with
turbo features the Mperf monitor is the only way to nd out about the frequency a
certain CPU has been running in.
2

Idle_Stats shows the statistics of the cpuidle kernel subsystem. The kernel updates
these values every time an idle state is entered or left. Therefore there can be some
inaccuracy when cores are in an idle state for some time when the measure starts
or ends.

Apart from the (general) monitors in the example above, other architecture-specific monitors are available. For detailed information, refer to the cpupower-monitor man page.

By comparing the values of the individual monitors, you can nd correlations and dependencies and evaluate how well the power saving mechanism works for a certain workload. In Exam-

ple 11.3 you can see that CPU 0 is idle (the value of Cx is near 100%), but runs at a very high

frequency. This is because the CPUs 0 and 1 have the same frequency values which means that
there is a dependency between them.

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11.3.4

Modifying Current Settings with cpupower

You can use cpupower frequency-set command as root to modify current settings. It allows

you to set values for the minimum or maximum CPU frequency the governor may select or to

create a new governor. With the -c option, you can also specify for which of the processors the

settings should be modified. That makes it easy to use a consistent policy across all processors

without adjusting the settings for each processor individually. For more details and the available
options, refer to the cpupower-freqency-set man page or run cpupower frequency-set
--help .

11.4 Monitoring Power Consumption with powerTOP
You can monitor system power consumption with powerTOP. It helps you to identify the reasons
for unnecessary high power consumption (for example, processes that are mainly responsible for
waking up a processor from its idle state) and to optimize your system settings to avoid these.
It supports both Intel and AMD processors.

powerTOP combines various sources of information (analysis of programs, device drivers, kernel
options, amounts and sources of interrupts waking up processors from sleep states) and shows
them in one screen. Example 11.4, “Example powerTOP Output” shows which information categories
are available:

EXAMPLE 11.4: EXAMPLE POWERTOP OUTPUT
Cn

Avg

1

residency

2

C0 (cpu running)

P-states

3

(frequencies)

4

5

(11.6%)

2.00 Ghz

0.1%
0.0%

polling

0.0ms

( 0.0%)

2.00 Ghz

C1

4.4ms

(57.3%)

1.87 Ghz

0.0%

C2

10.0ms

(31.1%)

1064 Mhz

99.9%

Wakeups-from-idle per second : 11.2

interval: 5.0s

no ACPI power usage estimate available

7

Top causes for wakeups:
96.2% (826.0)

8

 : extra timer interrupt

0.9% (

8.0)

0.3% (

2.4)

0.2% (

2.0)

0.2% (

1.6)

 : eth1-TxRx-0

0.1% (

1.0)

 : eth1-TxRx-4

119

6

 : usb_hcd_poll_rh_status (rh_timer_func)
 : megasas
 : clocksource_watchdog (clocksource_watchdog)

Modifying Current Settings with cpupower

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[...]
Suggestion:

9

Enable SATA ALPM link power management via:

echo min_power > /sys/class/scsi_host/host0/link_power_management_policy
or press the S key.

1

The column shows the C-states. When working, the CPU is in state 0 , when resting it is

in some state greater than 0 , depending on which C-states are available and how deep
the CPU is sleeping.
2

The column shows average time in milliseconds spent in the particular C-state.

3

The column shows the percentages of time spent in various C-states. For considerable power
savings during idle, the CPU should be in deeper C-states most of the time. In addition, the
longer the average time spent in these C-states, the more power is saved.

4

The column shows the frequencies the processor and kernel driver support on your system.

5

The column shows the amount of time the CPU cores stayed in different frequencies during
the measuring period.

6

Shows how often the CPU is awoken per second (number of interrupts). The lower the
number, the better. The interval value is the powerTOP refresh interval which can be
controlled with the -t option. The default time to gather data is 5 seconds.

7

When running powerTOP on a laptop, this line displays the ACPI information on how much
power is currently being used and the estimated time until discharge of the battery. On
servers, this information is not available.

8

Shows what is causing the system to be more active than needed. powerTOP displays the
top items causing your CPU to awake during the sampling period.

9

Suggestions on how to improve power usage for this machine.

For more information, refer to the powerTOP project page at https://01.org/powertop .

11.5 Special Tuning Options
The following sections highlight some of the most relevant settings that you might want to touch.

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11.5.1

Tuning Options for P-States

The CPUfreq subsystem offers several tuning options for P-states: You can switch between the
different governors, influence minimum or maximum CPU frequency to be used or change individual governor parameters.

To switch to another governor at runtime, use cpupower frequency-set with the -g option.

For example, running the following command (as root ) will activate the performance governor:
cpupower frequency-set -g performance

To set values for the minimum or maximum CPU frequency the governor may select, use the
-d or -u option, respectively.

11.6 Troubleshooting
BIOS options enabled?

To use C-states or P-states, check your BIOS options:
To use C-states, make sure to enable CPU C State or similar options to benefit from
power savings at idle.

To use P-states and the CPUfreq governors, make sure to enable Processor Performance States options or similar.

Even if P-states and C-states are available, it is possible that the platform rmware is
managing CPU frequencies which may be sub-optimal. For example, if pcc-cpufreq

is loaded then the OS is only giving hints to the rmware, which is free to ignore

the hints. This can be addressed by selecting "OS Management" or similar for CPU
frequency managed in the BIOS. After reboot, an alternative driver will be used but
the performance impact should be carefully measured.

In case of a CPU upgrade, make sure to upgrade your BIOS, too. The BIOS needs to know

the new CPU and its frequency stepping to pass this information on to the operating system.
Log file information?

Check the systemd journal (see Book “Reference”, Chapter 11 “journalctl: Query the sys-

temd Journal”) for any output regarding the CPUfreq subsystem. Only severe errors are re-

ported there.

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If you suspect problems with the CPUfreq subsystem on your machine, you can also enable
additional debug output. To do so, either use cpufreq.debug=7 as boot parameter or
execute the following command as root :

echo 7 > /sys/module/cpufreq/parameters/debug

This will cause CPUfreq to log more information to dmesg on state transitions, which is

useful for diagnosis. But as this additional output of kernel messages can be rather comprehensive, use it only if you are fairly sure that a problem exists.

11.7 For More Information
Platforms with a Baseboard Management Controller (BMC) may have additional power management configuration options accessible via the service processor. These configurations are ven-

dor specific and therefore not subject of this guide. For more information, refer to the manuals
provided by your vendor.

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V Kernel Tuning

12

Tuning I/O Performance 124

13

Tuning the Task Scheduler 132

14

Tuning the Memory Management Subsystem 144

15

Tuning the Network 155

12 Tuning I/O Performance
I/O scheduling controls how input/output operations will be submitted to storage. openSUSE

Leap offers various I/O algorithms—called elevators —suiting different workloads. Elevators
can help to reduce seek operations and can prioritize I/O requests.

Choosing the best suited I/O elevator not only depends on the workload, but on the hardware,

too. Single ATA disk systems, SSDs, RAID arrays, or network storage systems, for example, each
require different tuning strategies.

12.1 Switching I/O Scheduling
openSUSE Leap picks a default I/O scheduler at boot-time, which can be changed on the y

per block device. This makes it possible to set different algorithms, for example, for the device
hosting the system partition and the device hosting a database.

The default I/O scheduler is chosen for each device based on whether the device reports to
be rotational disk or not. For non-rotational disks DEADLINE I/O scheduler is picked. Other

devices default to CFQ (Completely Fair Queuing). To change this default, use the following
boot parameter:

elevator=SCHEDULER

Replace SCHEDULER with one of the values cfq , noop , or deadline . See Section 12.2, “Available
I/O Elevators” for details.

To change the elevator for a specific device in the running system, run the following command:
echo SCHEDULER > /sys/block/DEVICE/queue/scheduler

Here, SCHEDULER is one of cfq , noop , or deadline . DEVICE is the block device ( sda for

example). Note that this change will not persist during reboot. For permanent I/O scheduler
change for a particular device either place the command switching the I/O scheduler into init
scripts or add appropriate udev rule into /lib/udev/rules.d/ . See /lib/udev/rules.d/60ssd-scheduler.rules for an example of such tuning.

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12.2 Available I/O Elevators
In the following elevators available on openSUSE Leap are listed. Each elevator has a set of
tunable parameters, which can be set with the following command:
echo VALUE > /sys/block/DEVICE/queue/iosched/TUNABLE

where VALUE is the desired value for the TUNABLE and DEVICE the block device.
To nd out which elevator is the current default, run the following command. The currently
selected scheduler is listed in brackets:

jupiter:~ # cat /sys/block/sda/queue/scheduler
noop deadline [cfq]

This le can also contain the string none meaning that I/O scheduling does not happen for

this device. This is usually because the device uses multi-queue queueing mechanism (refer to
Section 12.4, “Enable blk-mq I/O Path for SCSI by Default”).

12.2.1

CFQ (Completely Fair Queuing)

CFQ is a fairness-oriented scheduler and is used by default on openSUSE Leap. The algorithm

assigns each thread a time slice in which it is allowed to submit I/O to disk. This way each

thread gets a fair share of I/O throughput. It also allows assigning tasks I/O priorities which
are taken into account during scheduling decisions (see Section 8.3.3, “Prioritizing Disk Access with
ionice”). The CFQ scheduler has the following tunable parameters:
/sys/block/DEVICE/queue/iosched/slice_idle_us

When a task has no more I/O to submit in its time slice, the I/O scheduler waits for a while
before scheduling the next thread. The slice_idle_us is the time in microseconds the

I/O scheduler waits. File slice_idle controls the same tunable but in millisecond units.

Waiting for more I/O from a thread can improve locality of I/O. Additionally, it avoids

starving processes doing dependent I/O. A process does dependent I/O if it needs a result
of one I/O in order to submit another I/O. For example, if you rst need to read an index
block in order to nd out a data block to read, these two reads form a dependent I/O.

For media where locality does not play a big role (SSDs, SANs with lots of disks) setting /

sys/block//queue/iosched/slice_idle_us to 0 can improve the throughput

considerably.

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/sys/block/DEVICE/queue/iosched/quantum

This option limits the maximum number of requests that are being processed at once by
the device. The default value is 4 . For a storage with several disks, this setting can unnec-

essarily limit parallel processing of requests. Therefore, increasing the value can improve

performance. However, it can also cause latency of certain I/O operations to increase because more requests are buered inside the storage. When changing this value, you can
also consider tuning /sys/block/DEVICE/queue/iosched/slice_async_rq (the default

value is 2 ). This limits the maximum number of asynchronous requests—usually write
requests—that are submitted in one time slice.

/sys/block/DEVICE/queue/iosched/low_latency

When enabled (which is the default on openSUSE Leap) the scheduler may dynamically
adjust the length of the time slice by aiming to meet a tuning parameter called the tar-

get_latency . Time slices are recomputed to meet this target_latency and ensure that

processes get fair access within a bounded length of time.
/sys/block/DEVICE/queue/iosched/target_latency

Contains an estimated latency time for the CFQ . CFQ will use it to calculate the time slice
used for every task.

/sys/block/DEVICE/queue/iosched/group_idle_us

To avoid starving of blkio cgroups doing dependent I/O, CFQ waits a bit after comple-

tion of I/O for one blkio cgroup before scheduling I/O for a different blkio cgroup. When
slice_idle_us is set, this parameter does not have a big impact. However, for fast media,

the overhead of slice_idle_us is generally undesirable. Disabling slice_idle_us and

setting group_idle_us is a method to avoid starvation of blkio cgroups doing dependent
I/O with lower overhead. Note that the le group_idle controls the same tunable however with millisecond granularity.

EXAMPLE 12.1: INCREASING INDIVIDUAL THREAD THROUGHPUT USING CFQ

In openSUSE Leap 42.3, the low_latency tuning parameter is enabled by default to en-

sure that processes get fair access within a bounded length of time. (Note that this parameter was not enabled in versions prior to openSUSE Leap.)

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This is usually preferred in a server scenario where processes are executing I/O as part

of transactions, as it makes the time needed for each transaction predictable. However,
there are scenarios where that is not the desired behavior:

If the performance metric of interest is the peak performance of a single process
when there is I/O contention.

If a workload must complete as quickly as possible and there are multiple sources of

I/O. In this case, unfair treatment from the I/O scheduler may allow the transactions

to complete faster: Processes take their full slice and exit quickly, resulting in reduced
overall contention.

To address this, there are two options—increase target_latency or disable low_la-

tency . As with all tuning parameters it is important to verify your workload behaves

as expected before and after the tuning modification. Take careful note of whether your

workload depends on individual process peak performance or scales better with fairness.

It should also be noted that the performance will depend on the underlying storage and
the correct tuning option for one installation may not be universally true.

Find below an example that does not control when I/O starts but is simple enough to

demonstrate the point. 32 processes are writing a small amount of data to disk in parallel.
Using the openSUSE Leap default (enabling low_latency ), the result looks as follows:
root # echo 1 > /sys/block/sda/queue/iosched/low_latency
root # time ./dd-test.sh
10485760 bytes (10 MB) copied, 2.62464 s, 4.0 MB/s
10485760 bytes (10 MB) copied, 3.29624 s, 3.2 MB/s
10485760 bytes (10 MB) copied, 3.56341 s, 2.9 MB/s
10485760 bytes (10 MB) copied, 3.56908 s, 2.9 MB/s
10485760 bytes (10 MB) copied, 3.53043 s, 3.0 MB/s
10485760 bytes (10 MB) copied, 3.57511 s, 2.9 MB/s
10485760 bytes (10 MB) copied, 3.53672 s, 3.0 MB/s
10485760 bytes (10 MB) copied, 3.5433 s, 3.0 MB/s
10485760 bytes (10 MB) copied, 3.65474 s, 2.9 MB/s
10485760 bytes (10 MB) copied, 3.63694 s, 2.9 MB/s
10485760 bytes (10 MB) copied, 3.90122 s, 2.7 MB/s
10485760 bytes (10 MB) copied, 3.88507 s, 2.7 MB/s
10485760 bytes (10 MB) copied, 3.86135 s, 2.7 MB/s
10485760 bytes (10 MB) copied, 3.84553 s, 2.7 MB/s
10485760 bytes (10 MB) copied, 3.88871 s, 2.7 MB/s
10485760 bytes (10 MB) copied, 3.94943 s, 2.7 MB/s
10485760 bytes (10 MB) copied, 4.12731 s, 2.5 MB/s
10485760 bytes (10 MB) copied, 4.15106 s, 2.5 MB/s

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10485760 bytes (10 MB) copied, 4.21601 s, 2.5 MB/s
10485760 bytes (10 MB) copied, 4.35004 s, 2.4 MB/s
10485760 bytes (10 MB) copied, 4.33387 s, 2.4 MB/s
10485760 bytes (10 MB) copied, 4.55434 s, 2.3 MB/s
10485760 bytes (10 MB) copied, 4.52283 s, 2.3 MB/s
10485760 bytes (10 MB) copied, 4.52682 s, 2.3 MB/s
10485760 bytes (10 MB) copied, 4.56176 s, 2.3 MB/s
10485760 bytes (10 MB) copied, 4.62727 s, 2.3 MB/s
10485760 bytes (10 MB) copied, 4.78958 s, 2.2 MB/s
10485760 bytes (10 MB) copied, 4.79772 s, 2.2 MB/s
10485760 bytes (10 MB) copied, 4.78004 s, 2.2 MB/s
10485760 bytes (10 MB) copied, 4.77994 s, 2.2 MB/s
10485760 bytes (10 MB) copied, 4.86114 s, 2.2 MB/s
10485760 bytes (10 MB) copied, 4.88062 s, 2.1 MB/s
real

0m4.978s

user

0m0.112s

sys

0m1.544s

Note that each process completes in similar times. This is the CFQ scheduler meeting its
target_latency : Each process has fair access to storage.

Note that the earlier processes complete somewhat faster. This happens because the start
time of the processes is not identical. In a more complicated example, it is possible to
control for this.

This is what happens when low_latency is disabled:
root # echo 0 > /sys/block/sda/queue/iosched/low_latency
root # time ./dd-test.sh
10485760 bytes (10 MB) copied, 0.813519 s, 12.9 MB/s
10485760 bytes (10 MB) copied, 0.788106 s, 13.3 MB/s
10485760 bytes (10 MB) copied, 0.800404 s, 13.1 MB/s
10485760 bytes (10 MB) copied, 0.816398 s, 12.8 MB/s
10485760 bytes (10 MB) copied, 0.959087 s, 10.9 MB/s
10485760 bytes (10 MB) copied, 1.09563 s, 9.6 MB/s
10485760 bytes (10 MB) copied, 1.18716 s, 8.8 MB/s
10485760 bytes (10 MB) copied, 1.27661 s, 8.2 MB/s
10485760 bytes (10 MB) copied, 1.46312 s, 7.2 MB/s
10485760 bytes (10 MB) copied, 1.55489 s, 6.7 MB/s
10485760 bytes (10 MB) copied, 1.64277 s, 6.4 MB/s
10485760 bytes (10 MB) copied, 1.78196 s, 5.9 MB/s
10485760 bytes (10 MB) copied, 1.87496 s, 5.6 MB/s
10485760 bytes (10 MB) copied, 1.9461 s, 5.4 MB/s
10485760 bytes (10 MB) copied, 2.08351 s, 5.0 MB/s
10485760 bytes (10 MB) copied, 2.28003 s, 4.6 MB/s
10485760 bytes (10 MB) copied, 2.42979 s, 4.3 MB/s
10485760 bytes (10 MB) copied, 2.54564 s, 4.1 MB/s

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10485760 bytes (10 MB) copied, 2.6411 s, 4.0 MB/s
10485760 bytes (10 MB) copied, 2.75171 s, 3.8 MB/s
10485760 bytes (10 MB) copied, 2.86162 s, 3.7 MB/s
10485760 bytes (10 MB) copied, 2.98453 s, 3.5 MB/s
10485760 bytes (10 MB) copied, 3.13723 s, 3.3 MB/s
10485760 bytes (10 MB) copied, 3.36399 s, 3.1 MB/s
10485760 bytes (10 MB) copied, 3.60018 s, 2.9 MB/s
10485760 bytes (10 MB) copied, 3.58151 s, 2.9 MB/s
10485760 bytes (10 MB) copied, 3.67385 s, 2.9 MB/s
10485760 bytes (10 MB) copied, 3.69471 s, 2.8 MB/s
10485760 bytes (10 MB) copied, 3.66658 s, 2.9 MB/s
10485760 bytes (10 MB) copied, 3.81495 s, 2.7 MB/s
10485760 bytes (10 MB) copied, 4.10172 s, 2.6 MB/s
10485760 bytes (10 MB) copied, 4.0966 s, 2.6 MB/s
real

0m3.505s

user

0m0.160s

sys

0m1.516s

Note that the time processes take to complete is spread much wider as processes are not

getting fair access. Some processes complete faster and exit, allowing the total workload
to complete faster, and some processes measure higher apparent I/O performance. It is
also important to note that this example may not behave similarly on all systems as the
results depend on the resources of the machine and the underlying storage.

It is important to emphasize that neither tuning option is inherently better than the other.
Both are best in different circumstances and it is important to understand the requirements
of your workload and tune accordingly.

12.2.2

NOOP

A trivial scheduler that only passes down the I/O that comes to it. Useful for checking whether
complex I/O scheduling decisions of other schedulers are causing I/O performance regressions.
This scheduler is recommended for setups with devices that do I/O scheduling themselves, such

as intelligent storage or in multipathing environments. If you choose a more complicated sched-

uler on the host, the scheduler of the host and the scheduler of the storage device compete with

each other. This can decrease performance. The storage device can usually determine best how
to schedule I/O.

For similar reasons, this scheduler is also recommended for use within virtual machines.

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The NOOP scheduler can be useful for devices that do not depend on mechanical movement,
like SSDs. Usually, the DEADLINE I/O scheduler is a better choice for these devices. However,
NOOP creates less overhead and thus can on certain workloads increase performance.

12.2.3

DEADLINE

DEADLINE is a latency-oriented I/O scheduler. Each I/O request is assigned a deadline. Usual-

ly, requests are stored in queues (read and write) sorted by sector numbers. The DEADLINE

algorithm maintains two additional queues (read and write) in which requests are sorted by
deadline. As long as no request has timed out, the “sector” queue is used. When timeouts occur,

requests from the “deadline” queue are served until there are no more expired requests. Generally, the algorithm prefers reads over writes.

This scheduler can provide a superior throughput over the CFQ I/O scheduler in cases where

several threads read and write and fairness is not an issue. For example, for several parallel
readers from a SAN and for databases (especially when using “TCQ” disks). The DEADLINE
scheduler has the following tunable parameters:

/sys/block//queue/iosched/writes_starved

Controls how many reads can be sent to disk before it is possible to send writes. A value
of 3 means, that three read operations are carried out for one write operation.
/sys/block//queue/iosched/read_expire

Sets the deadline (current time plus the read_expire value) for read operations in milliseconds. The default is 500.

/sys/block//queue/iosched/write_expire
/sys/block//queue/iosched/read_expire Sets the deadline (current time

plus the read_expire value) for read operations in milliseconds. The default is 500.

12.3 I/O Barrier Tuning
Most le systems (such as XFS, Ext3, Ext4, or reiserfs) send write barriers to disk after fsync or

during transaction commits. Write barriers enforce proper ordering of writes, making volatile

disk write caches safe to use (at some performance penalty). If your disks are battery-backed in
one way or another, disabling barriers can safely improve performance.

Sending write barriers can be disabled using the nobarrier mount option.

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Warning: Disabling Barriers Can Lead to Data Loss
Disabling barriers when disks cannot guarantee caches are properly written in case of
power failure can lead to severe le system corruption and data loss.

12.4 Enable blk-mq I/O Path for SCSI by Default
Block multiqueue (blk-mq) is a multi-queue block I/O queueing mechanism. Blk-mq uses per-

cpu software queues to queue I/O requests. The software queues are mapped to one or more

hardware submission queues. Blk-mq significantly reduces lock contention. In particular blk-mq
improves performance for devices that support a high number of input/output operations per
second (IOPS). Blk-mq is already the default for some devices, e.g. NVM Express devices.

Currently blk-mq has no I/O scheduling support (no CFQ, no deadline I/O scheduler). This lack

of I/O scheduling can cause significant performance degradation when spinning disks are used.
Therefore blk-mq is not enabled by default for SCSI devices.

If you have fast SCSI devices (e.g. SSDs) instead of spinning SCSI devices attached to your system
you might consider switching to blk-mq for SCSI. This is done using the kernel command line
option scsi_mod.use_blk_mq=1 .

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13 Tuning the Task Scheduler
Modern operating systems, such as openSUSE® Leap, normally run many different tasks at the

same time. For example, you can be searching in a text le while receiving an e-mail and copying
a big le to an external hard disk. These simple tasks require many additional processes to be
run by the system. To provide each task with its required system resources, the Linux kernel

needs a tool to distribute available system resources to individual tasks. And this is exactly what
the task scheduler does.

The following sections explain the most important terms related to a process scheduling. They
also introduce information about the task scheduler policy, scheduling algorithm, description
of the task scheduler used by openSUSE Leap, and references to other sources of relevant information.

13.1 Introduction
The Linux kernel controls the way that tasks (or processes) are managed on the system. The
task scheduler, sometimes called process scheduler, is the part of the kernel that decides which

task to run next. It is responsible for best using system resources to guarantee that multiple

tasks are being executed simultaneously. This makes it a core component of any multitasking
operating system.

13.1.1

Preemption

The theory behind task scheduling is very simple. If there are runnable processes in a system, at

least one process must always be running. If there are more runnable processes than processors
in a system, not all the processes can be running all the time.

Therefore, some processes need to be stopped temporarily, or suspended, so that others can be
running again. The scheduler decides what process in the queue will run next.

As already mentioned, Linux, like all other Unix variants, is a multitasking operating system. That
means that several tasks can be running at the same time. Linux provides a so called preemptive

multitasking, where the scheduler decides when a process is suspended. This forced suspension
is called preemption. All Unix flavors have been providing preemptive multitasking since the
beginning.

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13.1.2

Timeslice

The time period for which a process will be running before it is preempted is defined in advance.

It is called a timeslice of a process and represents the amount of processor time that is provided
to each process. By assigning timeslices, the scheduler makes global decisions for the running
system, and prevents individual processes from dominating over the processor resources.

13.1.3

Process Priority

The scheduler evaluates processes based on their priority. To calculate the current priority of a
process, the task scheduler uses complex algorithms. As a result, each process is given a value
according to which it is “allowed” to run on a processor.

13.2 Process Classification
Processes are usually classified according to their purpose and behavior. Although the borderline
is not always clearly distinct, generally two criteria are used to sort them. These criteria are
independent and do not exclude each other.

One approach is to classify a process either I/O-bound or processor-bound.
I/O-bound

I/O stands for Input/Output devices, such as keyboards, mice, or optical and hard disks.
I/O-bound processes spend the majority of time submitting and waiting for requests. They

are run very frequently, but for short time intervals, not to block other processes waiting
for I/O requests.
processor-bound

On the other hand, processor-bound tasks use their time to execute a code, and usually run

until they are preempted by the scheduler. They do not block processes waiting for I/O
requests, and, therefore, can be run less frequently but for longer time intervals.

Another approach is to divide processes by type into interactive, batch, and real-time processes.

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Interactive processes spend a lot of time waiting for I/O requests, such as keyboard or

mouse operations. The scheduler must wake up such processes quickly on user request,
or the user will nd the environment unresponsive. The typical delay is approximately

100 ms. Office applications, text editors or image manipulation programs represent typical
interactive processes.

Batch processes often run in the background and do not need to be responsive. They usually
receive lower priority from the scheduler. Multimedia converters, database search engines,
or log les analyzers are typical examples of batch processes.

Real-time processes must never be blocked by low-priority processes, and the scheduler

guarantees a short response time to them. Applications for editing multimedia content are
a good example here.

13.3 Completely Fair Scheduler
Since the Linux kernel version 2.6.23, a new approach has been taken to the scheduling of

runnable processes. Completely Fair Scheduler (CFS) became the default Linux kernel scheduler.
Since then, important changes and improvements have been made. The information in this
chapter applies to openSUSE Leap with kernel version 2.6.32 and higher (including 3.x kernels).

The scheduler environment was divided into several parts, and three main new features were
introduced:

Modular Scheduler Core

The core of the scheduler was enhanced with scheduling classes. These classes are modular
and represent scheduling policies.
Completely Fair Scheduler

Introduced in kernel 2.6.23 and extended in 2.6.24, CFS tries to assure that each process
obtains its “fair” share of the processor time.
Group Scheduling

For example, if you split processes into groups according to which user is running them,
CFS tries to provide each of these groups with the same amount of processor time.
As a result, CFS brings optimized scheduling for both servers and desktops.

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13.3.1

How CFS Works

CFS tries to guarantee a fair approach to each runnable task. To nd the most balanced way of
task scheduling, it uses the concept of red-black tree. A red-black tree is a type of self-balancing

data search tree which provides inserting and removing entries in a reasonable way so that
it remains well balanced. For more information, see the wiki pages of Red-black tree (http://
en.wikipedia.org/wiki/Red_black_tree)

.

When CFS schedules a task it accumulates “virtual runtime” or vruntime. The next task picked

to run is always the task with the minimum accumulated vruntime so far. By balancing the redblack tree when tasks are inserted into the run queue (a planned time line of processes to be

executed next), the task with the minimum vruntime is always the rst entry in the red-black
tree.

The amount of vruntime a task accrues is related to its priority. High priority tasks gain vruntime

at a slower rate than low priority tasks, which results in high priority tasks being picked to run
on the processor more often.

13.3.2

Grouping Processes

Since the Linux kernel version 2.6.24, CFS can be tuned to be fair to groups rather than to tasks

only. Runnable tasks are then grouped to form entities, and CFS tries to be fair to these entities
instead of individual runnable tasks. The scheduler also tries to be fair to individual tasks within
these entities.

The kernel scheduler lets you group runnable tasks using control groups. For more information,
see Chapter 9, Kernel Control Groups.

13.3.3

Kernel Configuration Options

Basic aspects of the task scheduler behavior can be set through the kernel configuration op-

tions. Setting these options is part of the kernel compilation process. Because kernel compilation

process is a complex task and out of this document's scope, refer to relevant source of information.

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Warning: Kernel Compilation
If you run openSUSE Leap on a kernel that was not shipped with it, for example on a selfcompiled kernel, you lose the entire support entitlement.

13.3.4

Terminology

Documents regarding task scheduling policy often use several technical terms which you need
to know to understand the information correctly. Here are some:
Latency

Delay between the time a process is scheduled to run and the actual process execution.
Granularity

The relation between granularity and latency can be expressed by the following equation:
gran = ( lat / rtasks ) - ( lat / rtasks / rtasks )

where gran stands for granularity, lat stand for latency, and rtasks is the number of running
tasks.

13.3.4.1

Scheduling Policies

The Linux kernel supports the following scheduling policies:
SCHED_FIFO

Scheduling policy designed for special time-critical applications. It uses the First In-First
Out scheduling algorithm.
SCHED_BATCH

Scheduling policy designed for CPU-intensive tasks.
SCHED_IDLE

Scheduling policy intended for very low prioritized tasks.
SCHED_OTHER

Default Linux time-sharing scheduling policy used by the majority of processes.
SCHED_RR

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Similar to SCHED_FIFO , but uses the Round Robin scheduling algorithm.

13.3.5

Changing Real-time Attributes of Processes with chrt

The chrt command sets or retrieves the real-time scheduling attributes of a running process,

or runs a command with the specified attributes. You can get or retrieve both the scheduling
policy and priority of a process.

In the following examples, a process whose PID is 16244 is used.
To retrieve the real-time attributes of an existing task:
root # chrt -p 16244
pid 16244's current scheduling policy: SCHED_OTHER
pid 16244's current scheduling priority: 0

Before setting a new scheduling policy on the process, you need to nd out the minimum and
maximum valid priorities for each scheduling algorithm:
root # chrt -m
SCHED_SCHED_OTHER min/max priority : 0/0
SCHED_SCHED_FIFO min/max priority : 1/99
SCHED_SCHED_RR min/max priority : 1/99
SCHED_SCHED_BATCH min/max priority : 0/0
SCHED_SCHED_IDLE min/max priority : 0/0

In the above example, SCHED_OTHER, SCHED_BATCH, SCHED_IDLE polices only allow for priority 0, while that of SCHED_FIFO and SCHED_RR can range from 1 to 99.
To set SCHED_BATCH scheduling policy:
root # chrt -b -p 0 16244
pid 16244's current scheduling policy: SCHED_BATCH
pid 16244's current scheduling priority: 0

For more information on chrt , see its man page ( man 1 chrt ).

13.3.6

Runtime Tuning with sysctl

The sysctl interface for examining and changing kernel parameters at runtime introduces im-

portant variables by means of which you can change the default behavior of the task scheduler.
The syntax of the sysctl is simple, and all the following commands must be entered on the
command line as root .

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To read a value from a kernel variable, enter
sysctl VARIABLE

To assign a value, enter
sysctl VARIABLE=VALUE

To get a list of all scheduler related sysctl variables, enter
sysctl -A | grep "sched" | grep -v"domain"
root # sysctl -A | grep "sched" | grep -v "domain"
kernel.sched_cfs_bandwidth_slice_us = 5000
kernel.sched_child_runs_first = 0
kernel.sched_compat_yield = 0
kernel.sched_latency_ns = 24000000
kernel.sched_migration_cost_ns = 500000
kernel.sched_min_granularity_ns = 8000000
kernel.sched_nr_migrate = 32
kernel.sched_rr_timeslice_ms = 25
kernel.sched_rt_period_us = 1000000
kernel.sched_rt_runtime_us = 950000
kernel.sched_schedstats = 0
kernel.sched_shares_window_ns = 10000000
kernel.sched_time_avg_ms = 1000
kernel.sched_tunable_scaling = 1
kernel.sched_wakeup_granularity_ns = 10000000

Note that variables ending with “_ns” and “_us” accept values in nanoseconds and microseconds,
respectively.

A list of the most important task scheduler sysctl tuning variables (located at /proc/sys/
kernel/ ) with a short description follows:
sched_cfs_bandwidth_slice_us

When CFS bandwidth control is in use, this parameter controls the amount of run-time
(bandwidth) transferred to a run queue from the task's control group bandwidth pool.
Small values allow the global bandwidth to be shared in a ne-grained manner among
tasks, larger values reduce transfer overhead. See https://www.kernel.org/doc/Documentation/scheduler/sched-bwc.txt

.

sched_child_runs_first

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A freshly forked child runs before the parent continues execution. Setting this parameter
to 1 is beneficial for an application in which the child performs an execution after fork.
For example make -j performs better when sched_child_runs_first is turned
o. The default value is 0 .
sched_compat_yield

Enables the aggressive CPU yielding behavior of the old O(1) scheduler by moving the

relinquishing task to the end of the runnable queue (right-most position in the red-black
tree). Applications that depend on the sched_yield(2) syscall behavior may see perfor-

mance improvements by giving other processes a chance to run when there are highly

contended resources (such as locks). On the other hand, given that this call occurs in context switching, misusing the call can hurt the workload. Only use it when you see a drop
in performance. The default value is 0 .
sched_migration_cost_ns

Amount of time after the last execution that a task is considered to be “cache hot” in

migration decisions. A “hot” task is less likely to be migrated to another CPU, so increasing
this variable reduces task migrations. The default value is 500000 (ns).

If the CPU idle time is higher than expected when there are runnable processes, try reducing this value. If tasks bounce between CPUs or nodes too often, try increasing it.
sched_latency_ns

Targeted preemption latency for CPU bound tasks. Increasing this variable increases a CPU

bound task's timeslice. A task's timeslice is its weighted fair share of the scheduling period:
timeslice = scheduling period * (task's weight/total weight of tasks in the run queue)

The task's weight depends on the task's nice level and the scheduling policy. Minimum

task weight for a SCHED_OTHER task is 15, corresponding to nice 19. The maximum task
weight is 88761, corresponding to nice -20.

Timeslices become smaller as the load increases. When the number of runnable
tasks exceeds sched_latency_ns / sched_min_granularity_ns , the slice becomes num-

ber_of_running_tasks * sched_min_granularity_ns . Prior to that, the slice is equal to
sched_latency_ns .

This value also specifies the maximum amount of time during which a sleeping task is

considered to be running for entitlement calculations. Increasing this variable increases
the amount of time a waking task may consume before being preempted, thus increasing
scheduler latency for CPU bound tasks. The default value is 6000000 (ns).
sched_min_granularity_ns

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Minimal preemption granularity for CPU bound tasks. See sched_latency_ns for details.
The default value is 4000000 (ns).
sched_wakeup_granularity_ns

The wake-up preemption granularity. Increasing this variable reduces wake-up preemp-

tion, reducing disturbance of compute bound tasks. Lowering it improves wake-up latency
and throughput for latency critical tasks, particularly when a short duty cycle load component must compete with CPU bound components. The default value is 2500000 (ns).

Warning: Setting the Right Wake-up Granularity
Value
Settings larger than half of sched_latency_ns will result in no wake-up preemption. Short duty cycle tasks will be unable to compete with CPU hogs effectively.
sched_rr_timeslice_ms

Quantum that SCHED_RR tasks are allowed to run before they are preempted and put to
the end of the task list.
sched_rt_period_us

Period over which real-time task bandwidth enforcement is measured. The default value
is 1000000 (µs).

sched_rt_runtime_us

Quantum allocated to real-time tasks during sched_rt_period_us. Setting to -1 disables RT
bandwidth enforcement. By default, RT tasks may consume 95%CPU/sec, thus leaving
5%CPU/sec or 0.05s to be used by SCHED_OTHER tasks. The default value is 950000 (µs).
sched_nr_migrate

Controls how many tasks can be migrated across processors for load-balancing purposes.
Because balancing iterates the runqueue with interrupts disabled (softirq), it can incur
in irq-latency penalties for real-time tasks. Therefore increasing this value may give a

performance boost to large SCHED_OTHER threads at the expense of increased irq-latencies
for real-time tasks. The default value is 32 .
sched_time_avg_ms

This parameter sets the period over which the time spent running real-time tasks is aver-

aged. That average assists CFS in making load-balancing decisions and gives an indication
of how busy a CPU is with high-priority real-time tasks.

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The optimal setting for this parameter is highly workload dependent and depends, among
other things, on how frequently real-time tasks are running and for how long.

13.3.7

Debugging Interface and Scheduler Statistics

CFS comes with a new improved debugging interface, and provides runtime statistics information. Relevant les were added to the /proc le system, which can be examined simply with

the cat or less command. A list of the related /proc les follows with their short description:
/proc/sched_debug

Contains the current values of all tunable variables (see Section 13.3.6, “Runtime Tuning with

sysctl”) that affect the task scheduler behavior, CFS statistics, and information about the

run queues (CFS, RT and deadline) on all available processors. A summary of the task

running on each processor is also shown, with the task name and PID, along with a number
of scheduler specific statistics. The rst being tree-key column, it indicates the task's

virtual runtime, and its name comes from the kernel sorting all runnable tasks by this
key in a red-black tree. The switches column indicates the total number of switches
(involuntary or not), and naturally the prio refers to the process priority. The wait-time

value indicates the amount of time the task waited to be scheduled. Finally both sum-

exec and sum-sleep account for the total amount of time (in nanoseconds) the task was

running on the processor or asleep, respectively.
root # cat /proc/sched_debug

Sched Debug Version: v0.11, 4.4.21-64-default #1
ktime

: 23533900.395978

sched_clk

: 23543587.726648

cpu_clk

: 23533900.396165

jiffies

: 4300775771

sched_clock_stable

: 0

sysctl_sched
.sysctl_sched_latency

: 6.000000

.sysctl_sched_min_granularity

: 2.000000

.sysctl_sched_wakeup_granularity

: 2.500000

.sysctl_sched_child_runs_first

: 0

.sysctl_sched_features

: 154871

.sysctl_sched_tunable_scaling

: 1 (logaritmic)

cpu#0, 2666.762 MHz

141

.nr_running

: 1

.load

: 1024

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.nr_switches

: 1918946

[...]
cfs_rq[0]:/
.exec_clock

: 170176.383770

.MIN_vruntime

: 0.000001

.min_vruntime

: 347375.854324

.max_vruntime

: 0.000001

[...]
rt_rq[0]:/
.rt_nr_running

: 0

.rt_throttled

: 0

.rt_time

: 0.000000

.rt_runtime

: 950.000000

dl_rq[0]:
.dl_nr_running
task

: 0

PID

tree-key

switches

prio

wait-time

[...]

-----------------------------------------------------------------------R

cc1 63477

98876.717832

197

120

0.000000

...

/proc/schedstat

Displays statistics relevant to the current run queue. Also domain-specific statistics for
SMP systems are displayed for all connected processors. Because the output format is not
user-friendly, read the contents of /usr/src/linux/Documentation/scheduler/schedstats.txt for more information.
/proc/PID/sched

Displays scheduling information on the process with id PID .
root # cat /proc/$(pidof gdm)/sched
gdm (744, #threads: 3)
------------------------------------------------------------------se.exec_start

:

8888.758381

se.vruntime

:

6062.853815

se.sum_exec_runtime

:

7.836043

se.statistics.wait_start

:

0.000000

se.statistics.sleep_start

:

8888.758381

se.statistics.block_start

:

0.000000

se.statistics.sleep_max

:

1965.987638

se.avg.decay_count

:

8477

policy

:

0

prio

:

120

[...]

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clock-delta

:

128

mm->numa_scan_seq

:

0

numa_migrations, 0
numa_faults_memory, 0, 0, 1, 0, -1
numa_faults_memory, 1, 0, 0, 0, -1

13.4 For More Information
To get a compact knowledge about Linux kernel task scheduling, you need to explore several
information sources. Here are some:

For task scheduler System Calls description, see the relevant manual page (for example
man 2 sched_setaffinity ).

General information on scheduling is described in Scheduling (http://en.wikipedia.org/wiki/Scheduling_(computing))

wiki page.

A useful lecture on Linux scheduler policy and algorithm is available in http://www.inf.fu-berlin.de/lehre/SS01/OS/Lectures/Lecture08.pdf

.

A good overview of Linux process scheduling is given in Linux Kernel Development

by Robert Love (ISBN-10: 0-672-32512-8). See http://www.informit.com/articles/article.aspx?p=101760

.

A very comprehensive overview of the Linux kernel internals is given in Understanding the
Linux Kernel by Daniel P. Bovet and Marco Cesati (ISBN 978-0-596-00565-8).

Technical information about task scheduler is covered in les under /usr/src/linux/Documentation/scheduler .

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14 Tuning the Memory Management Subsystem
To understand and tune the memory management behavior of the kernel, it is important to rst
have an overview of how it works and cooperates with other subsystems.

The memory management subsystem, also called the virtual memory manager, will subsequently
be called “VM”. The role of the VM is to manage the allocation of physical memory (RAM)

for the entire kernel and user programs. It is also responsible for providing a virtual memory

environment for user processes (managed via POSIX APIs with Linux extensions). Finally, the

VM is responsible for freeing up RAM when there is a shortage, either by trimming caches or
swapping out “anonymous” memory.

The most important thing to understand when examining and tuning VM is how its caches
are managed. The basic goal of the VM's caches is to minimize the cost of I/O as generated

by swapping and le system operations (including network le systems). This is achieved by
avoiding I/O completely, or by submitting I/O in better patterns.

Free memory will be used and lled up by these caches as required. The more memory is avail-

able for caches and anonymous memory, the more effectively caches and swapping will operate. However, if a memory shortage is encountered, caches will be trimmed or memory will
be swapped out.

For a particular workload, the rst thing that can be done to improve performance is to increase
memory and reduce the frequency that memory must be trimmed or swapped. The second thing
is to change the way caches are managed by changing kernel parameters.

Finally, the workload itself should be examined and tuned as well. If an application is allowed

to run more processes or threads, effectiveness of VM caches can be reduced, if each process is

operating in its own area of the le system. Memory overheads are also increased. If applications
allocate their own buers or caches, larger caches will mean that less memory is available for

VM caches. However, more processes and threads can mean more opportunity to overlap and

pipeline I/O, and may take better advantage of multiple cores. Experimentation will be required
for the best results.

14.1 Memory Usage
Memory allocations in general can be characterized as “pinned” (also known as “unreclaimable”), “reclaimable” or “swappable”.

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14.1.1

Anonymous Memory

Anonymous memory tends to be program heap and stack memory (for example, >malloc() ).

It is reclaimable, except in special cases such as mlock or if there is no available swap space.

Anonymous memory must be written to swap before it can be reclaimed. Swap I/O (both swapping in and swapping out pages) tends to be less efficient than pagecache I/O, because of allocation and access patterns.

14.1.2

Pagecache

A cache of le data. When a le is read from disk or network, the contents are stored in page-

cache. No disk or network access is required, if the contents are up-to-date in pagecache. tmpfs
and shared memory segments count toward pagecache.

When a le is written to, the new data is stored in pagecache before being written back to a

disk or the network (making it a write-back cache). When a page has new data not written back
yet, it is called “dirty”. Pages not classified as dirty are “clean”. Clean pagecache pages can be

reclaimed if there is a memory shortage by simply freeing them. Dirty pages must rst be made
clean before being reclaimed.

14.1.3

Buffercache

This is a type of pagecache for block devices (for example, /dev/sda). A le system typically uses
the buffercache when accessing its on-disk metadata structures such as inode tables, allocation
bitmaps, and so forth. Buffercache can be reclaimed similarly to pagecache.

14.1.4

Buffer Heads

Buer heads are small auxiliary structures that tend to be allocated upon pagecache access. They
can generally be reclaimed easily when the pagecache or buffercache pages are clean.

14.1.5

Writeback

As applications write to les, the pagecache becomes dirty and the buffercache may become dirty. When the amount of dirty memory reaches a specified number of pages in bytes

(vm.dirty_background_bytes), or when the amount of dirty memory reaches a specific ratio to total

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memory (vm.dirty_background_ratio), or when the pages have been dirty for longer than a specified amount of time (vm.dirty_expire_centisecs), the kernel begins writeback of pages starting with

les that had the pages dirtied rst. The background bytes and ratios are mutually exclusive
and setting one will overwrite the other. Flusher threads perform writeback in the background

and allow applications to continue running. If the I/O cannot keep up with applications dirtying
pagecache, and dirty data reaches a critical setting (vm.dirty_bytes or vm.dirty_ratio), then applications begin to be throttled to prevent dirty data exceeding this threshold.

14.1.6

Readahead

The VM monitors le access patterns and may attempt to perform readahead. Readahead reads
pages into the pagecache from the le system that have not been requested yet. It is done to

allow fewer, larger I/O requests to be submitted (more efficient). And for I/O to be pipelined
(I/O performed at the same time as the application is running).

14.1.7

14.1.7.1

VFS caches

Inode Cache

This is an in-memory cache of the inode structures for each le system. These contain attributes
such as the le size, permissions and ownership, and pointers to the le data.

14.1.7.2

Directory Entry Cache

This is an in-memory cache of the directory entries in the system. These contain a name (the
name of a le), the inode which it refers to, and children entries. This cache is used when
traversing the directory structure and accessing a le by name.

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14.2 Reducing Memory Usage
14.2.1

Reducing malloc (Anonymous) Usage

Applications running on openSUSE Leap 42.3 can allocate more memory compared to openSUSE

Leap 10. This is because of glibc changing its default behavior while allocating user space
memory. See http://www.gnu.org/s/libc/manual/html_node/Malloc-Tunable-Parameters.html
explanation of these parameters.

for

To restore a openSUSE Leap 10-like behavior, M_MMAP_THRESHOLD should be set to

128*1024. This can be done with mallopt() call from the application, or via setting MALLOC_MMAP_THRESHOLD environment variable before running the application.

14.2.2

Reducing Kernel Memory Overheads

Kernel memory that is reclaimable (caches, described above) will be trimmed automatically

during memory shortages. Most other kernel memory cannot be easily reduced but is a property
of the workload given to the kernel.

Reducing the requirements of the user space workload will reduce the kernel memory usage
(fewer processes, fewer open les and sockets, etc.)

14.2.3

Memory Controller (Memory Cgroups)

If the memory cgroups feature is not needed, it can be switched o by passing cgroup_dis-

able=memory on the kernel command line, reducing memory consumption of the kernel a bit.
There is also a slight performance benefit as there is a small amount of accounting overhead
when memory cgroups are available even if none are configured.

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14.3 Virtual Memory Manager (VM) Tunable
Parameters
When tuning the VM it should be understood that some changes will take time to affect the

workload and take full effect. If the workload changes throughout the day, it may behave very

differently at different times. A change that increases throughput under some conditions may
decrease it under other conditions.

14.3.1

Reclaim Ratios

/proc/sys/vm/swappiness

This control is used to define how aggressively the kernel swaps out anonymous memo-

ry relative to pagecache and other caches. Increasing the value increases the amount of
swapping. The default value is 60 .

Swap I/O tends to be much less efficient than other I/O. However, some pagecache pages
will be accessed much more frequently than less used anonymous memory. The right balance should be found here.

If swap activity is observed during slowdowns, it may be worth reducing this parameter.

If there is a lot of I/O activity and the amount of pagecache in the system is rather small,
or if there are large dormant applications running, increasing this value might improve
performance.

Note that the more data is swapped out, the longer the system will take to swap data back
in when it is needed.

/proc/sys/vm/vfs_cache_pressure

This variable controls the tendency of the kernel to reclaim the memory which is used for
caching of VFS caches, versus pagecache and swap. Increasing this value increases the rate
at which VFS caches are reclaimed.

It is difficult to know when this should be changed, other than by experimentation. The
slabtop command (part of the package procps ) shows top memory objects used by

the kernel. The vfs caches are the "dentry" and the "*_inode_cache" objects. If these are

consuming a large amount of memory in relation to pagecache, it may be worth trying to
increase pressure. Could also help to reduce swapping. The default value is 100 .
/proc/sys/vm/min_free_kbytes

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This controls the amount of memory that is kept free for use by special reserves including
“atomic” allocations (those which cannot wait for reclaim). This should not normally be

lowered unless the system is being very carefully tuned for memory usage (normally useful
for embedded rather than server applications). If “page allocation failure” messages and

stack traces are frequently seen in logs, min_free_kbytes could be increased until the errors
disappear. There is no need for concern, if these messages are very infrequent. The default
value depends on the amount of RAM.
/proc/sys/vm/watermark_scale_factor

Broadly speaking, free memory has high, low and min watermarks. When the low watermark is reached then kswapd wakes to reclaim memory in the background. It stays awake

until free memory reaches the high watermark. Applications will stall and reclaim memory
when the low watermark is reached.

The watermark_scale_factor defines the amount of memory left in a node/system be-

fore kswapd is woken up and how much memory needs to be free before kswapd goes back
to sleep. The unit is in fractions of 10,000. The default value of 10 means the distances

between watermarks are 0.1% of the available memory in the node/system. The maximum
value is 1000, or 10% of memory.

Workloads that frequently stall in direct reclaim, accounted by allocstall in /proc/

vmstat , may benefit from altering this parameter. Similarly, if kswapd is sleeping prema-

turely, as accounted for by kswapd_low_wmark_hit_quickly , then it may indicate that
the number of pages kept free to avoid stalls is too low.

14.3.2

Writeback Parameters

One important change in writeback behavior since openSUSE Leap 10 is that modification to

le-backed mmap() memory is accounted immediately as dirty memory (and subject to write-

back). Whereas previously it would only be subject to writeback after it was unmapped, upon
an msync() system call, or under heavy memory pressure.

Some applications do not expect mmap modifications to be subject to such writeback behavior,
and performance can be reduced. Berkeley DB (and applications using it) is one known exam-

ple that can cause problems. Increasing writeback ratios and times can improve this type of
slowdown.

/proc/sys/vm/dirty_background_ratio

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This is the percentage of the total amount of free and reclaimable memory. When the

amount of dirty pagecache exceeds this percentage, writeback threads start writing back
dirty memory. The default value is 10 (%).
/proc/sys/vm/dirty_background_bytes

This contains the amount of dirty memory at which the background kernel flusher threads
will start writeback. dirty_background_bytes is the counterpart of dirty_background_ratio . If one of them is set, the other one will automatically be read as 0 .
/proc/sys/vm/dirty_ratio

Similar percentage value as for dirty_background_ratio . When this is exceeded, appli-

cations that want to write to the pagecache are blocked and wait for kernel background
flusher threads to reduce the amount of dirty memory. The default value is 20 (%).
/proc/sys/vm/dirty_bytes

This le controls the same tunable as dirty_ratio however the amount of dirty memory
is in bytes as opposed to a percentage of reclaimable memory. Since both dirty_ratio

and dirty_bytes control the same tunable, if one of them is set, the other one will automatically be read as 0 . The minimum value allowed for dirty_bytes is two pages (in

bytes); any value lower than this limit will be ignored and the old configuration will be
retained.

/proc/sys/vm/dirty_expire_centisecs

Data which has been dirty in-memory for longer than this interval will be written out next
time a flusher thread wakes up. Expiration is measured based on the modification time

of a le's inode. Therefore, multiple dirtied pages from the same le will all be written
when the interval is exceeded.

dirty_background_ratio and dirty_ratio together determine the pagecache writeback be-

havior. If these values are increased, more dirty memory is kept in the system for a longer

time. With more dirty memory allowed in the system, the chance to improve throughput by

avoiding writeback I/O and to submitting more optimal I/O patterns increases. However, more

dirty memory can either harm latency when memory needs to be reclaimed or at points of data
integrity (“synchronization points”) when it needs to be written back to disk.

14.3.3

Readahead Parameters

/sys/block//queue/read_ahead_kb

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If one or more processes are sequentially reading a le, the kernel reads some data in
advance (ahead) to reduce the amount of time that processes need to wait for data to be

available. The actual amount of data being read in advance is computed dynamically, based

on how much "sequential" the I/O seems to be. This parameter sets the maximum amount
of data that the kernel reads ahead for a single le. If you observe that large sequential

reads from a le are not fast enough, you can try increasing this value. Increasing it too
far may result in readahead thrashing where pagecache used for readahead is reclaimed

before it can be used, or slowdowns because of a large amount of useless I/O. The default
value is 512 (KB).

14.3.4

Transparent Huge Page Parameters

Transparent Huge Pages (THP) provide a way to dynamically allocate huge pages either on‑demand by the process or deferring the allocation until later via the khugepaged kernel thread.

This method is distinct from the use of hugetlbfs to manually manage their allocation and

use. Workloads with contiguous memory access patterns can benefit greatly from THP. A 1000-

fold decrease in page faults can be observed when running synthetic workloads with contiguous
memory access patterns.

There are cases when THP may be undesirable. Workloads with sparse memory access patterns
may perform poorly with THP due to excessive memory usage. For example, 2 MB of memory

may be used at fault time instead of 4 KB for each fault and ultimately lead to premature page
reclaim. On releases older than openSUSE Leap 42.2, it was possible for an application to stall

for long periods of time trying to allocate a THP which frequently led to a recommendation of
disabling THP. Such recommendations should be re-evaluated for openSUSE Leap 42.3

The behavior of THP may be configured via the transparent_hugepage= kernel parameter
or via sysfs. For example, it may be disabled by adding the kernel parameter transparen-

t_hugepage=never , rebuilding your grub2 configuration, and rebooting. Verify if THP is dis-

abled with:

root # cat /sys/kernel/mm/transparent_hugepage/enabled
always madvise [never]

If disabled, the value never is shown in square brackets like in the example above. A value of
always will always try and use THP at fault time but defer to khugepaged if the allocation

fails. A value of madvise will only allocate THP for address spaces explicitly specified by an
application.

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/sys/kernel/mm/transparent_hugepage/defrag

This parameter controls how much effort an application commits when allocating a THP. A
value of always is the default for openSUSE 42.1 and earlier releases that supported THP.

If a THP is not available, the application will try to defragment memory. It potentially

incurs large stalls in an application if the memory is fragmented and a THP is not available.
A value of madvise means that THP allocation requests will only defragment if the application explicitly requests it. This is the default for openSUSE 42.2 and later releases.

defer is only available on openSUSE 42.2 and later releases. If a THP is not available, the

application will fall back to using small pages if a THP is not available. It will wake the
kswapd and kcompactd kernel threads to defragment memory in the background and a

THP will be allocated later by khugepaged .

The final option never will use small pages if a THP is unavailable but no other action
will take place.

14.3.5

khugepaged Parameters

khugepaged will be automatically started when transparent_hugepage is set to always or

madvise , and it'll be automatically shut down if it's set to never . Normally this runs at low

frequency but the behavior can be tuned.

/sys/kernel/mm/transparent_hugepage/khugepaged/defrag

A value of 0 will disable khugepaged even though THP may still be used at fault time.

This may be important for latency-sensitive applications that benefit from THP but cannot
tolerate a stall if khugepaged tries to update an application memory usage.
/sys/kernel/mm/transparent_hugepage/khugepaged/pages_to_scan

This parameter controls how many pages are scanned by khugepaged in a single pass.

A scan identifies small pages that can be reallocated as THP. Increasing this value will
allocate THP in the background faster at the cost of CPU usage.

/sys/kernel/mm/transparent_hugepage/khugepaged/scan_sleep_millisecs
khugepaged sleeps for a short interval specified by this parameter after each pass to limit

how much CPU usage is used. Reducing this value will allocate THP in the background
faster at the cost of CPU usage. A value of 0 will force continual scanning.

/sys/kernel/mm/transparent_hugepage/khugepaged/alloc_sleep_millisecs

This parameter controls how long khugepaged will sleep in the event it fails to allocate a
THP in the background waiting for kswapd and kcompactd to take action.

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The remaining parameters for khugepaged are rarely useful for performance tuning but are
fully documented in /usr/src/linux/Documentation/vm/transhuge.txt

14.3.6

Further VM Parameters

For the complete list of the VM tunable parameters, see /usr/src/linux/Documentation/sysctl/vm.txt (available after having installed the kernel-source package).

14.4 Monitoring VM Behavior
Some simple tools that can help monitor VM behavior:
1. vmstat: This tool gives a good overview of what the VM is doing. See Section 2.1.1, “vmstat”

for details.

2. /proc/meminfo : This le gives a detailed breakdown of where memory is being used. See
Section 2.4.2, “Detailed Memory Usage: /proc/meminfo” for details.

3. slabtop : This tool provides detailed information about kernel slab memory usage.

buer_head, dentry, inode_cache, ext3_inode_cache, etc. are the major caches. This command is available with the package procps .

4. /proc/vmstat : This le gives a detailed breakdown of internal VM behaviour. The in-

formation contained within is implementation specific and may not always be available.
Some of the information is duplicated in /proc/meminfo and others can be presented in

a friendly fashion by utilities. For maximum utility, this le needs to be monitored over

time to observe rates of change. The most important pieces of information that are hard
to derive from other sources are as follows:
pgscan_kswapd_*, pgsteal_kswapd_*

These report respectively the number of pages scanned and reclaimed by kswapd

since the system started. The ratio between these values can be interpreted as the
reclaim efficiency with a low efficiency implying that the system is struggling to

reclaim memory and may be thrashing. Light activity here is generally not something
to be concerned with.

pgscan_direct_*, pgsteal_direct_*

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These report respectively the number of pages scanned and reclaimed by an application directly. This is correlated with increases in the allocstall counter. This is

more serious than kswapd activity as these events indicate that processes are stalling.
Heavy activity here combined with kswapd and high rates of pgpgin , pgpout and/
or high rates of pswapin or pswpout are signs that a system is thrashing heavily.
More detailed information can be obtained using tracepoints.
thp_fault_alloc, thp_fault_fallback

These counters correspond to how many THPs were allocated directly by an application and how many times a THP was not available and small pages were used.

Generally a high fallback rate is harmless unless the application is very sensitive to
TLB pressure.

thp_collapse_alloc, thp_collapse_alloc_failed

These counters correspond to how many THPs were allocated by khugepaged and

how many times a THP was not available and small pages were used. A high fallback

rate implies that the system is fragmented and THPs are not being used even when the
memory usage by applications would allow them. It is only a problem for applications
that are sensitive to TLB pressure.

compact_*_scanned, compact_stall, compact_fail, compact_success

These counters may increase when THP is enabled and the system is fragmented.
compact_stall is incremented when an application stalls allocating THP. The re-

maining counters account for pages scanned, the number of defragmentation events
that succeeded or failed.

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15 Tuning the Network
The network subsystem is rather complex and its tuning highly depends on the system use sce-

nario and also on external factors such as software clients or hardware components (switches,

routers, or gateways) in your network. The Linux kernel aims more at reliability and low latency than low overhead and high throughput. Other settings can mean less security, but better
performance.

15.1 Configurable Kernel Socket Buffers
Networking is largely based on the TCP/IP protocol and a socket interface for communication;
for more information about TCP/IP, see Book “Reference”, Chapter 13 “Basic Networking”. The Linux

kernel handles data it receives or sends via the socket interface in socket buers. These kernel
socket buers are tunable.

Important: TCP Autotuning
Since kernel version 2.6.17 full autotuning with 4 MB maximum buer size exists. This
means that manual tuning usually will not improve networking performance consider-

ably. It is often the best not to touch the following variables, or, at least, to check the
outcome of tuning efforts carefully.

If you update from an older kernel, it is recommended to remove manual TCP tunings
in favor of the autotuning feature.

The special les in the /proc le system can modify the size and behavior of kernel socket
buers; for general information about the /proc le system, see Section 2.6, “The /proc File
System”. Find networking related les in:
/proc/sys/net/core
/proc/sys/net/ipv4
/proc/sys/net/ipv6

General net variables are explained in the kernel documentation ( linux/Documenta-

tion/sysctl/net.txt ). Special ipv4 variables are explained in linux/Documentation/networking/ip-sysctl.txt and linux/Documentation/networking/ipvs-sysctl.txt .

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In the /proc le system, for example, it is possible to either set the Maximum Socket Receive

Buer and Maximum Socket Send Buer for all protocols, or both these options for the TCP
protocol only (in ipv4 ) and thus overriding the setting for all protocols (in core ).
/proc/sys/net/ipv4/tcp_moderate_rcvbuf

If /proc/sys/net/ipv4/tcp_moderate_rcvbuf is set to 1 , autotuning is active and
buer size is adjusted dynamically.
/proc/sys/net/ipv4/tcp_rmem

The three values setting the minimum, initial, and maximum size of the Memory Receive
Buer per connection. They define the actual memory usage, not only TCP window size.
/proc/sys/net/ipv4/tcp_wmem

The same as tcp_rmem , but for Memory Send Buer per connection.
/proc/sys/net/core/rmem_max

Set to limit the maximum receive buer size that applications can request.
/proc/sys/net/core/wmem_max

Set to limit the maximum send buer size that applications can request.
Via /proc it is possible to disable TCP features that you do not need (all TCP features are
switched on by default). For example, check the following les:
/proc/sys/net/ipv4/tcp_timestamps

TCP time stamps are defined in RFC1323.
/proc/sys/net/ipv4/tcp_window_scaling

TCP window scaling is also defined in RFC1323.
/proc/sys/net/ipv4/tcp_sack

Select acknowledgments (SACKS).
Use sysctl to read or write variables of the /proc le system. sysctl is preferable to cat

(for reading) and echo (for writing), because it also reads settings from /etc/sysctl.conf

and, thus, those settings survive reboots reliably. With sysctl you can read all variables and
their values easily; as root use the following command to list TCP related settings:
sysctl -a | grep tcp

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Note: Side-Effects of Tuning Network Variables
Tuning network variables can affect other system resources such as CPU or memory use.

15.2 Detecting Network Bottlenecks and Analyzing
Network Traffic
Before starting with network tuning, it is important to isolate network bottlenecks and network
traffic patterns. There are some tools that can help you with detecting those bottlenecks.

The following tools can help analyzing your network traffic: netstat , tcpdump , and wireshark . Wireshark is a network traffic analyzer.

15.3 Netfilter
The Linux firewall and masquerading features are provided by the Netfilter kernel modules. This
is a highly configurable rule based framework. If a rule matches a packet, Netfilter accepts or
denies it or takes special action (“target”) as defined by rules such as address translation.

There are quite a lot of properties Netfilter can take into account. Thus, the more rules are
defined, the longer packet processing may last. Also advanced connection tracking could be
rather expensive and, thus, slowing down overall networking.

When the kernel queue becomes full, all new packets are dropped, causing existing connections to fail. The 'fail-open' feature allows a user to temporarily disable the packet inspection
and maintain the connectivity under heavy network traffic. For reference, see https://home.regit.org/netfilter-en/using-nfqueue-and-libnetfilter_queue/

.

For more information, see the home page of the Netfilter and iptables project, http://www.netfilter.org

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15.4 Improving the Network Performance with
Receive Packet Steering (RPS)
Modern network interface devices can move so many packets that the host can become the

limiting factor for achieving maximum performance. In order to keep up, the system must be
able to distribute the work across multiple CPU cores.

Some modern network interfaces can help distribute the work to multiple CPU cores through the
implementation of multiple transmission and multiple receive queues in hardware. However,

others are only equipped with a single queue and the driver must deal with all incoming packets
in a single, serialized stream. To work around this issue, the operating system must "parallelize"
the stream to distribute the work across multiple CPUs. On openSUSE Leap this is done via
Receive Packet Steering (RPS). RPS can also be used in virtual environments.

RPS creates a unique hash for each data stream using IP addresses and port numbers. The use of
this hash ensures that packets for the same data stream are sent to the same CPU, which helps
to increase performance.

RPS is configured per network device receive queue and interface. The configuration le names
match the following scheme:

/sys/class/net//queues//rps_cpus

 stands for the network device, such as eth0 , eth1 .  stands for the

receive queue, such as rx-0 , rx-1 .

If the network interface hardware only supports a single receive queue, only rx-0 will exist. If
it supports multiple receive queues, there will be an rx- N directory for each receive queue.

These configuration les contain a comma-delimited list of CPU bitmaps. By default, all bits are
set to 0 . With this setting RPS is disabled and therefore the CPU that handles the interrupt will
also process the packet queue.

To enable RPS and enable specific CPUs to process packets for the receive queue of the interface,
set the value of their positions in the bitmap to 1 . For example, to enable CPUs 0-3 to process
packets for the rst receive queue for eth0, set the bit positions 0-3 to 1 in binary: 00001111 .

This representation then needs to be converted to hex—which results in F in this case. Set this
hex value with the following command:

echo "f" > /sys/class/net/eth0/queues/rx-0/rps_cpus

If you wanted to enable CPUs 8-15:
1111 1111 0000 0000 (binary)

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42.3

15
F

15

0

0 (decimal)

F

0

0 (hex)

The command to set the hex value of ff00 would be:
echo "ff00" > /sys/class/net/eth0/queues/rx-0/rps_cpus

On NUMA machines, best performance can be achieved by configuring RPS to use the CPUs on
the same NUMA node as the interrupt for the interface's receive queue.

On non-NUMA machines, all CPUs can be used. If the interrupt rate is very high, excluding the

CPU handling the network interface can boost performance. The CPU being used for the network
interface can be determined from /proc/interrupts . For example:
root # cat /proc/interrupts
CPU0

CPU1

CPU2

CPU3

113915241

0

0

0

...
51:

Phys-fasteoi

eth0

...

In this case, CPU 0 is the only CPU processing interrupts for eth0 , since only CPU0 contains
a non-zero value.

On x86 and AMD64/Intel 64 platforms, irqbalance can be used to distribute hardware interrupts across CPUs. See man 1 irqbalance for more details.

15.5 For More Information
Eduardo Ciliendo, Takechika Kunimasa: “Linux Performance and Tuning Guidelines”
(2007), esp. sections 1.5, 3.5, and 4.7: http://www.redbooks.ibm.com/redpapers/abstracts/redp4285.html

John Heffner, Matt Mathis: “Tuning TCP for Linux 2.4 and 2.6” (2006): http://www.psc.edu/networking/projects/tcptune/#Linux

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VI Handling System Dumps

16

Tracing Tools 161

17

Kexec and Kdump 171

16 Tracing Tools
openSUSE Leap comes with several tools that help you obtain useful information about your sys-

tem. You can use the information for various purposes, for example, to debug and nd problems
in your program, to discover places causing performance drops, or to trace a running process
to nd out what system resources it uses.

Note: Tracing and Impact on Performance
While a running process is being monitored for system or library calls, the performance

of the process is heavily reduced. You are advised to use tracing tools only for the time
you need to collect the data.

16.1 Tracing System Calls with strace
The strace command traces system calls of a process and signals received by the process.
strace can either run a new command and trace its system calls, or you can attach strace

to an already running command. Each line of the command's output contains the system call
name, followed by its arguments in parentheses and its return value.

To run a new command and start tracing its system calls, enter the command to be monitored
as you normally do, and add strace at the beginning of the command line:
tux > strace ls
execve("/bin/ls", ["ls"], [/* 52 vars */]) = 0
brk(0)

= 0x618000

mmap(NULL, 4096, PROT_READ|PROT_WRITE, MAP_PRIVATE|MAP_ANONYMOUS, -1, 0) \
= 0x7f9848667000
mmap(NULL, 4096, PROT_READ|PROT_WRITE, MAP_PRIVATE|MAP_ANONYMOUS, -1, 0) \
= 0x7f9848666000
access("/etc/ld.so.preload", R_OK)

= -1 ENOENT \

(No such file or directory)
open("/etc/ld.so.cache", O_RDONLY)

= 3

fstat(3, {st_mode=S_IFREG|0644, st_size=200411, ...}) = 0
mmap(NULL, 200411, PROT_READ, MAP_PRIVATE, 3, 0) = 0x7f9848635000
close(3)

= 0

open("/lib64/librt.so.1", O_RDONLY)

= 3

[...]
mmap(NULL, 4096, PROT_READ|PROT_WRITE, MAP_PRIVATE|MAP_ANONYMOUS, -1, 0) \
= 0x7fd780f79000
write(1, "Desktop\nDocuments\nbin\ninst-sys\n", 31Desktop

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Documents
bin
inst-sys
) = 31
close(1)

= 0

munmap(0x7fd780f79000, 4096)

= 0

close(2)

= 0

exit_group(0)

= ?

To attach strace to an already running process, you need to specify the -p with the process
ID ( PID ) of the process that you want to monitor:
tux > strace -p `pidof cron`
Process 1261 attached
restart_syscall(<... resuming interrupted call ...>) = 0
stat("/etc/localtime", {st_mode=S_IFREG|0644, st_size=2309, ...}) = 0
select(5, [4], NULL, NULL, {0, 0})

= 0 (Timeout)

socket(PF_LOCAL, SOCK_STREAM|SOCK_CLOEXEC|SOCK_NONBLOCK, 0) = 5
connect(5, {sa_family=AF_LOCAL, sun_path="/var/run/nscd/socket"}, 110) = 0
sendto(5, "\2\0\0\0\0\0\0\0\5\0\0\0root\0", 17, MSG_NOSIGNAL, NULL, 0) = 17
poll([{fd=5, events=POLLIN|POLLERR|POLLHUP}], 1, 5000) = 1 ([{fd=5, revents=POLLIN|
POLLHUP}])
read(5, "\2\0\0\0\1\0\0\0\5\0\0\0\2\0\0\0\0\0\0\0\0\0\0\0\5\0\0\0\6\0\0\0"..., 36) = 36
read(5, "root\0x\0root\0/root\0/bin/bash\0", 28) = 28
close(5)

= 0

rt_sigprocmask(SIG_BLOCK, [CHLD], [], 8) = 0
rt_sigaction(SIGCHLD, NULL, {0x7f772b9ea890, [], SA_RESTORER|SA_RESTART,
0x7f772adf7880}, 8) = 0
rt_sigprocmask(SIG_SETMASK, [], NULL, 8) = 0
nanosleep({60, 0}, 0x7fff87d8c580)

= 0

stat("/etc/localtime", {st_mode=S_IFREG|0644, st_size=2309, ...}) = 0
select(5, [4], NULL, NULL, {0, 0})

= 0 (Timeout)

socket(PF_LOCAL, SOCK_STREAM|SOCK_CLOEXEC|SOCK_NONBLOCK, 0) = 5
connect(5, {sa_family=AF_LOCAL, sun_path="/var/run/nscd/socket"}, 110) = 0
sendto(5, "\2\0\0\0\0\0\0\0\5\0\0\0root\0", 17, MSG_NOSIGNAL, NULL, 0) = 17
poll([{fd=5, events=POLLIN|POLLERR|POLLHUP}], 1, 5000) = 1 ([{fd=5, revents=POLLIN|
POLLHUP}])
read(5, "\2\0\0\0\1\0\0\0\5\0\0\0\2\0\0\0\0\0\0\0\0\0\0\0\5\0\0\0\6\0\0\0"..., 36) = 36
read(5, "root\0x\0root\0/root\0/bin/bash\0", 28) = 28
close(5)
[...]

The -e option understands several sub-options and arguments. For example, to trace all attempts to open or write to a particular le, use the following:
tux > strace -e trace=open,write ls ~
open("/etc/ld.so.cache", O_RDONLY)

162

= 3

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open("/lib64/librt.so.1", O_RDONLY)

= 3

open("/lib64/libselinux.so.1", O_RDONLY) = 3
open("/lib64/libacl.so.1", O_RDONLY)

= 3

open("/lib64/libc.so.6", O_RDONLY)

= 3

open("/lib64/libpthread.so.0", O_RDONLY) = 3
[...]
open("/usr/lib/locale/cs_CZ.utf8/LC_CTYPE", O_RDONLY) = 3
open(".", O_RDONLY|O_NONBLOCK|O_DIRECTORY|O_CLOEXEC) = 3
write(1, "addressbook.db.bak\nbin\ncxoffice\n"..., 311) = 311

To trace only network related system calls, use -e trace=network :
tux > strace -e trace=network -p 26520
Process 26520 attached - interrupt to quit
socket(PF_NETLINK, SOCK_RAW, 0)

= 50

bind(50, {sa_family=AF_NETLINK, pid=0, groups=00000000}, 12) = 0
getsockname(50, {sa_family=AF_NETLINK, pid=26520, groups=00000000}, \
[12]) = 0
sendto(50, "\24\0\0\0\26\0\1\3~p\315K\0\0\0\0\0\0\0\0", 20, 0,
{sa_family=AF_NETLINK, pid=0, groups=00000000}, 12) = 20
[...]

The -c calculates the time the kernel spent on each system call:
tux > strace -c find /etc -name xorg.conf
/etc/X11/xorg.conf
% time

seconds

usecs/call

calls

errors syscall

------ ----------- ----------- --------- --------- ---------------32.38

0.000181

181

1

22.00

0.000123

0

576

execve

19.50

0.000109

0

917

19.14

0.000107

0

888

4.11

0.000023

2

10

0.00

0.000000

0

1

write

0.00

0.000000

0

1

getrlimit

0.00

0.000000

0

1

0.00

0.000000

0

3

0.00

0.000000

0

1

set_tid_address

0.00

0.000000

0

4

fadvise64

0.00

0.000000

0

1

set_robust_list

getdents64
31 open
close
mprotect

[...]
arch_prctl
1 futex

------ ----------- ----------- --------- --------- ---------------100.00

0.000559

3633

33 total

To trace all child processes of a process, use -f :
tux > strace -f rcapache2 status
execve("/usr/sbin/rcapache2", ["rcapache2", "status"], [/* 81 vars */]) = 0

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brk(0)

= 0x69e000

mmap(NULL, 4096, PROT_READ|PROT_WRITE, MAP_PRIVATE|MAP_ANONYMOUS, -1, 0) \
= 0x7f3bb553b000
mmap(NULL, 4096, PROT_READ|PROT_WRITE, MAP_PRIVATE|MAP_ANONYMOUS, -1, 0) \
= 0x7f3bb553a000
[...]
[pid

4823] rt_sigprocmask(SIG_SETMASK, [],

[pid

4822] close(4 



[pid

4823] <... rt_sigprocmask resumed> NULL, 8) = 0

[pid

4822] <... close resumed> )

= 0

[...]
[pid

4825] mprotect(0x7fc42cbbd000, 16384, PROT_READ) = 0

[pid

4825] mprotect(0x60a000, 4096, PROT_READ) = 0

[pid

4825] mprotect(0x7fc42cde4000, 4096, PROT_READ) = 0

[pid

4825] munmap(0x7fc42cda2000, 261953) = 0

[...]
[pid

4830] munmap(0x7fb1fff10000, 261953) = 0

[pid

4830] rt_sigprocmask(SIG_BLOCK, NULL, [], 8) = 0

[pid

4830] open("/dev/tty", O_RDWR|O_NONBLOCK) = 3

[pid

4830] close(3)

[...]
read(255, "\n\n# Inform the caller not only v"..., 8192) = 73
rt_sigprocmask(SIG_BLOCK, NULL, [], 8)

= 0

rt_sigprocmask(SIG_BLOCK, NULL, [], 8)

= 0

exit_group(0)

If you need to analyze the output of strace and the output messages are too long to be inspected

directly in the console window, use -o . In that case, unnecessary messages, such as information

about attaching and detaching processes, are suppressed. You can also suppress these messages
(normally printed on the standard output) with -q . To add time stamps at the beginning of
each line with a system call, use -t :

tux > strace -t -o strace_sleep.txt sleep 1; more strace_sleep.txt
08:44:06 execve("/bin/sleep", ["sleep", "1"], [/* 81 vars */]) = 0
08:44:06 brk(0)

= 0x606000

08:44:06 mmap(NULL, 4096, PROT_READ|PROT_WRITE, MAP_PRIVATE|MAP_ANONYMOUS, \
-1, 0) = 0x7f8e78cc5000
[...]
08:44:06 close(3)

= 0

08:44:06 nanosleep({1, 0}, NULL)

= 0

08:44:07 close(1)

= 0

08:44:07 close(2)

= 0

08:44:07 exit_group(0)

= ?

The behavior and output format of strace can be largely controlled. For more information, see
the relevant manual page (man 1 strace).

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16.2 Tracing Library Calls with ltrace
ltrace traces dynamic library calls of a process. It is used in a similar way to strace , and most

of their parameters have a very similar or identical meaning. By default, ltrace uses /etc/

ltrace.conf or ~/.ltrace.conf configuration les. You can, however, specify an alternative

one with the -F CONFIG_FILE option.

In addition to library calls, ltrace with the -S option can trace system calls as well:
tux > ltrace -S -o ltrace_find.txt find /etc -name \
xorg.conf; more ltrace_find.txt
SYS_brk(NULL)

= 0x00628000

SYS_mmap(0, 4096, 3, 34, 0xffffffff)

= 0x7f1327ea1000

SYS_mmap(0, 4096, 3, 34, 0xffffffff)

= 0x7f1327ea0000

[...]
fnmatch("xorg.conf", "xorg.conf", 0)

= 0

free(0x0062db80)

= 

__errno_location()

= 0x7f1327e5d698

__ctype_get_mb_cur_max(0x7fff25227af0, 8192, 0x62e020, -1, 0) = 6
__ctype_get_mb_cur_max(0x7fff25227af0, 18, 0x7f1327e5d6f0, 0x7fff25227af0,
0x62e031) = 6
__fprintf_chk(0x7f1327821780, 1, 0x420cf7, 0x7fff25227af0, 0x62e031

SYS_fstat(1, 0x7fff25227230)

= 0

SYS_mmap(0, 4096, 3, 34, 0xffffffff)

= 0x7f1327e72000

SYS_write(1, "/etc/X11/xorg.conf\n", 19)

= 19

[...]

You can change the type of traced events with the -e option. The following example prints
library calls related to fnmatch and strlen functions:

tux > ltrace -e fnmatch,strlen find /etc -name xorg.conf
[...]
fnmatch("xorg.conf", "xorg.conf", 0)

= 0

strlen("Xresources")

= 10

strlen("Xresources")

= 10

strlen("Xresources")

= 10

fnmatch("xorg.conf", "Xresources", 0)

= 1

strlen("xorg.conf.install")

= 17

[...]

To display only the symbols included in a specific library, use -l /path/to/library :
tux > ltrace -l /lib64/librt.so.1 sleep 1
clock_gettime(1, 0x7fff4b5c34d0, 0, 0, 0)

= 0

clock_gettime(1, 0x7fff4b5c34c0, 0xffffffffff600180, -1, 0) = 0

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+++ exited (status 0) +++

You can make the output more readable by indenting each nested call by the specified number
of space with the -n NUM_OF_SPACES .

16.3 Debugging and Profiling with Valgrind
Valgrind is a set of tools to debug and profile your programs so that they can run both faster and
with less errors. Valgrind can detect problems related to memory management and threading,
or can also serve as a framework for building new debugging tools. It is well known that this

tool can incur high overhead, causing, for example, higher runtimes or changing the normal
program behavior under concurrent workloads based on timing.

16.3.1

Supported Architectures

openSUSE Leap supports Valgrind on the following architectures:
AMD64/Intel 64
POWER
z Systems

16.3.2

General Information

The main advantage of Valgrind is that it works with existing compiled executables. You do not
need to recompile or modify your programs to use it. Run Valgrind like this:
valgrind VALGRIND_OPTIONS your-prog YOUR-PROGRAM-OPTIONS

Valgrind consists of several tools, and each provides specific functionality. Information in this

section is general and valid regardless of the used tool. The most important configuration option
is --tool . This option tells Valgrind which tool to run. If you omit this option, memcheck is

selected by default. For example, if you want to run find ~ -name .bashrc with Valgrind's
memcheck tools, enter the following in the command line:
valgrind --tool =memcheck nd ~ -name .bashrc

A list of standard Valgrind tools with a brief description follows:
memcheck

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Detects memory errors. It helps you tune your programs to behave correctly.
cachegrind

Profiles cache prediction. It helps you tune your programs to run faster.
callgrind

Works in a similar way to cachegrind but also gathers additional cache-profiling information.
exp-drd

Detects thread errors. It helps you tune your multi-threaded programs to behave correctly.
helgrind

Another thread error detector. Similar to exp-drd but uses different techniques for problem analysis.
massif

A heap profiler. Heap is an area of memory used for dynamic memory allocation. This tool
helps you tune your program to use less memory.
lackey

An example tool showing instrumentation basics.

16.3.3

Default Options

Valgrind can read options at start-up. There are three places which Valgrind checks:
1. The le .valgrindrc in the home directory of the user who runs Valgrind.
2. The environment variable $VALGRIND_OPTS
3. The le .valgrindrc in the current directory where Valgrind is run from.

These resources are parsed exactly in this order, while later given options take precedence over
earlier processed options. Options specific to a particular Valgrind tool must be prefixed with
the tool name and a colon. For example, if you want cachegrind to always write profile data to
the /tmp/cachegrind_PID.log , add the following line to the .valgrindrc le in your home
directory:

--cachegrind:cachegrind-out-file=/tmp/cachegrind_%p.log

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16.3.4

How Valgrind Works

Valgrind takes control of your executable before it starts. It reads debugging information from
the executable and related shared libraries. The executable's code is redirected to the selected

Valgrind tool, and the tool adds its own code to handle its debugging. Then the code is handed
back to the Valgrind core and the execution continues.

For example, memcheck adds its code, which checks every memory access. As a consequence,
the program runs much slower than in the native execution environment.

Valgrind simulates every instruction of your program. Therefore, it not only checks the code of
your program, but also all related libraries (including the C library), libraries used for graphi-

cal environment, and so on. If you try to detect errors with Valgrind, it also detects errors in
associated libraries (like C, X11, or Gtk libraries). Because you probably do not need these errors, Valgrind can selectively, suppress these error messages to suppression les. The --gensuppressions=yes tells Valgrind to report these suppressions which you can copy to a le.

You should supply a real executable (machine code) as a Valgrind argument. If your application

is run, for example, from a shell or Perl script, you will by mistake get error reports related to
/bin/sh (or /usr/bin/perl ). In such cases, you can use --trace-children=yes to work

around this issue. However, using the executable itself will avoid any confusion over this issue.

16.3.5

Messages

During its runtime, Valgrind reports messages with detailed errors and important events. The
following example explains the messages:

tux > valgrind --tool=memcheck find ~ -name .bashrc
[...]
==6558== Conditional jump or move depends on uninitialised value(s)
==6558==

at 0x400AE79: _dl_relocate_object (in /lib64/ld-2.11.1.so)

==6558==

by 0x4003868: dl_main (in /lib64/ld-2.11.1.so)

[...]
==6558== Conditional jump or move depends on uninitialised value(s)
==6558==

at 0x400AE82: _dl_relocate_object (in /lib64/ld-2.11.1.so)

==6558==

by 0x4003868: dl_main (in /lib64/ld-2.11.1.so)

[...]
==6558== ERROR SUMMARY: 2 errors from 2 contexts (suppressed: 0 from 0)
==6558== malloc/free: in use at exit: 2,228 bytes in 8 blocks.
==6558== malloc/free: 235 allocs, 227 frees, 489,675 bytes allocated.
==6558== For counts of detected errors, rerun with: -v
==6558== searching for pointers to 8 not-freed blocks.

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==6558== checked 122,584 bytes.
==6558==
==6558== LEAK SUMMARY:
==6558==
==6558==
==6558==
==6558==

definitely lost: 0 bytes in 0 blocks.
possibly lost: 0 bytes in 0 blocks.
still reachable: 2,228 bytes in 8 blocks.
suppressed: 0 bytes in 0 blocks.

==6558== Rerun with --leak-check=full to see details of leaked memory.

The ==6558== introduces Valgrind's messages and contains the process ID number (PID). You

can easily distinguish Valgrind's messages from the output of the program itself, and decide
which messages belong to a particular process.

To make Valgrind's messages more detailed, use -v or even -v -v .
You can make Valgrind send its messages to three different places:
1. By default, Valgrind sends its messages to the le descriptor 2, which is the standard error

output. You can tell Valgrind to send its messages to any other le descriptor with the -log-fd=FILE_DESCRIPTOR_NUMBER option.

2. The second and probably more useful way is to send Valgrind's messages to a le with --

log-file=FILENAME . This option accepts several variables, for example, %p gets replaced

with the PID of the currently profiled process. This way you can send messages to different
les based on their PID. %q{env_var} is replaced with the value of the related env_var
environment variable.

The following example checks for possible memory errors during the Apache Web server

restart, while following children processes and writing detailed Valgrind's messages to
separate les distinguished by the current process PID:

tux > valgrind -v --tool=memcheck --trace-children=yes \
--log-file=valgrind_pid_%p.log rcapache2 restart

This process created 52 log les in the testing system, and took 75 seconds instead of the
usual 7 seconds needed to run sudo systemctl restart apache2 without Valgrind,
which is approximately 10 times more.
tux > ls -1 valgrind_pid_*log
valgrind_pid_11780.log
valgrind_pid_11782.log
valgrind_pid_11783.log
[...]
valgrind_pid_11860.log
valgrind_pid_11862.log

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valgrind_pid_11863.log

3. You may also prefer to send the Valgrind's messages over the network. You need to specify

the aa.bb.cc.dd IP address and port_num port number of the network socket with the
--log-socket=AA.BB.CC.DD:PORT_NUM option. If you omit the port number, 1500 will

be used.

It is useless to send Valgrind's messages to a network socket if no application is capable
of receiving them on the remote machine. That is why valgrind-listener , a simple

listener, is shipped together with Valgrind. It accepts connections on the specified port and
copies everything it receives to the standard output.

16.3.6

Error Messages

Valgrind remembers all error messages, and if it detects a new error, the error is compared
against old error messages. This way Valgrind checks for duplicate error messages. In case of

a duplicate error, it is recorded but no message is shown. This mechanism prevents you from
being overwhelmed by millions of duplicate errors.

The -v option will add a summary of all reports (sorted by their total count) to the end of the

Valgrind's execution output. Moreover, Valgrind stops collecting errors if it detects either 1000
different errors, or 10 000 000 errors in total. If you want to suppress this limit and wish to see
all error messages, use --error-limit=no .

Some errors usually cause other ones. Therefore, x errors in the same order as they appear and
re-check the program continuously.

16.4 For More Information
For a complete list of options related to the described tracing tools, see the corresponding
man page ( man 1 strace , man 1 ltrace , and man 1 valgrind ).

To describe advanced usage of Valgrind is beyond the scope of this document. It is
very well documented, see Valgrind User Manual (http://valgrind.org/docs/manual/manual.html)

. These pages are indispensable if you need more advanced information on Val-

grind or the usage and purpose of its standard tools.

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17 Kexec and Kdump
Kexec is a tool to boot to another kernel from the currently running one. You can perform faster
system reboots without any hardware initialization. You can also prepare the system to boot to
another kernel if the system crashes.

17.1 Introduction
With Kexec, you can replace the running kernel with another one without a hard reboot. The
tool is useful for several reasons:
Faster system rebooting

If you need to reboot the system frequently, Kexec can save you significant time.
Avoiding unreliable rmware and hardware

Computer hardware is complex and serious problems may occur during the system startup. You cannot always replace unreliable hardware immediately. Kexec boots the kernel

to a controlled environment with the hardware already initialized. The risk of unsuccessful
system start is then minimized.

Saving the dump of a crashed kernel

Kexec preserves the contents of the physical memory. After the production kernel fails, the

capture kernel (an additional kernel running in a reserved memory range) saves the state
of the failed kernel. The saved image can help you with the subsequent analysis.
Booting without GRUB 2 configuration

When the system boots a kernel with Kexec, it skips the boot loader stage. The normal

booting procedure can fail because of an error in the boot loader configuration. With Kexec,
you do not depend on a working boot loader configuration.

17.2 Required Packages
To use Kexec on openSUSE® Leap to speed up reboots or avoid potential hardware problems,
make sure that the package kexec-tools is installed. It contains a script called kexec-boot-

loader , which reads the boot loader configuration and runs Kexec using the same kernel op-

tions as the normal boot loader.

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To set up an environment that helps you obtain debug information in case of a kernel crash,
make sure that the package makedumpfile is installed.

The preferred method of using Kdump in openSUSE Leap is through the YaST Kdump module.
To use the YaST module, make sure that the package yast2-kdump is installed.

17.3 Kexec Internals
The most important component of Kexec is the /sbin/kexec command. You can load a kernel
with Kexec in two different ways:

Load the kernel to the address space of a production kernel for a regular reboot:
root # kexec -l KERNEL_IMAGE

You can later boot to this kernel with kexec -e .
Load the kernel to a reserved area of memory:
root # kexec -p KERNEL_IMAGE

This kernel will be booted automatically when the system crashes.
If you want to boot another kernel and preserve the data of the production kernel when the

system crashes, you need to reserve a dedicated area of the system memory. The production
kernel never loads to this area because it must be always available. It is used for the capture
kernel so that the memory pages of the production kernel can be preserved.

To reserve the area, append the option crashkernel to the boot command line of the production kernel. To determine the necessary values for crashkernel , follow the instructions in Section 17.4, “Calculating crashkernel Allocation Size”.

Note that this is not a parameter of the capture kernel. The capture kernel does not use Kexec.
The capture kernel is loaded to the reserved area and waits for the kernel to crash. Then, Kdump
tries to invoke the capture kernel because the production kernel is no longer reliable at this
stage. This means that even Kdump can fail.

To load the capture kernel, you need to include the kernel boot parameters. Usually, the initial
RAM le system is used for booting. You can specify it with --initrd = FILENAME . With -append = CMDLINE , you append options to the command line of the kernel to boot.

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It is helpful to include the command line of the production kernel if these options are necessary
for the kernel to boot. You can simply copy the command line with --append = "$(cat /proc/
cmdline)" or add more options with --append = "$(cat /proc/cmdline) more_options" .

You can always unload the previously loaded kernel. To unload a kernel that was loaded with
the -l option, use the kexec -u command. To unload a crash kernel loaded with the -p
option, use kexec -p -u command.

17.4 Calculating crashkernel Allocation Size
To use Kexec with a capture kernel and to use Kdump in any way, RAM needs to be allocated

for the capture kernel. The allocation size depends on the expected hardware configuration of
the computer, therefore you need to specify it.

The allocation size also depends on the hardware architecture of your computer. Make sure to
follow the procedure intended for your system architecture.
PROCEDURE 17.1: ALLOCATION SIZE ON AMD64/INTEL 64

1. To nd out the base value for the computer, run the following in a terminal:
root # kdumptool calibrate

This command returns a list of values. All values are given in megabytes.
2. Write down the values of Low and High .

Note: Significance of Low and High Values

On AMD64/Intel 64 computers, the High value stands for the memory reservation
for all available memory. The Low value stands for the memory reservation in the
DMA32 zone, that is, all the memory up to the 4 GB mark.

If the computer has less than 4 GB of RAM, the High memory reservation is allo-

cated and the Low memory reservation is ignored. If the computer has more than
4 GB of RAM, the Low memory reservation is allocated additionally.

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3. Adapt the High value from the previous step for the number of LUN kernel paths (paths to

storage devices) attached to the computer. A sensible value in megabytes can be calculated
using this formula:

SIZE_HIGH = RECOMMENDATION + (LUNs / 2)

The following parameters are used in this formula:
SIZE_HIGH. The resulting value for High .
RECOMMENDATION. The value recommended by kdumptool calibrate for High .
LUNs. The maximum number of LUN kernel paths that you expect to ever create on

the computer. Exclude multipath devices from this number, as these are ignored.

Important: Adjust for Large Amounts of RAM
For machines that have multiple terabytes (!) of RAM, such as many servers running
SAP HANA, you may have to additionally adjust the amount of both Kdump High
and Low Memory.

Experience suggests that in such cases, you might be successful using the following
formulas:

SIZE_HIGH = (RECOMMENDATION * RAM_IN_TB) + (LUNs / 2)

SIZE_LOW = (RECOMMENDATION * RAM_IN_TB) + CUSTOM_DRIVERRESERVATION_ADJUSTMENT

4. If the drivers for your device make many reservations in the DMA32 zone, the Low value

also needs to be adjusted. However, there is no simple formula to calculate these. Finding
the right size can therefore be a process of trial and error.

For the beginning, use the Low value recommended by kdumptool calibrate .
5. The values now need to be set in the correct location.
If you are changing the kernel command line directly

Append the following kernel option to your boot loader configuration:
crashkernel=SIZE_HIGH,high crashkernel=SIZE_LOW,low

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Replace the placeholders SIZE_HIGH and SIZE_LOW with the appropriate value
from the previous steps and append the letter M (for megabytes).
As an example, the following is valid:

crashkernel=36M,high crashkernel=72M,low

If you are using the YaST GUI:

Set Kdump Low Memory to the determined Low value.

Set Kdump High Memory to the determined High value.
If you are using the YaST command line interface:

Use the following command:
root # yast kdump startup enable alloc_mem=LOW,HIGH

Replace LOW with the determined Low value. Replace HIGH with the determined
HIGH value.

PROCEDURE 17.2: ALLOCATION SIZE ON POWER AND Z SYSTEMS

1. To nd out the basis value for the computer, run the following in a terminal:
root # kdumptool calibrate

This command returns a list of values. All values are given in megabytes.
2. Write down the value of Low .
3. Adapt the Low value from the previous step for the number of LUN kernel paths (paths to

storage devices) attached to the computer. A sensible value in megabytes can be calculated
using this formula:

SIZE_LOW = RECOMMENDATION + (LUNs / 2)

The following parameters are used in this formula:
SIZE_LOW. The resulting value for Low .
RECOMMENDATION. The value recommended by kdumptool calibrate for Low .
LUNs. The maximum number of LUN kernel paths that you expect to ever create on

the computer. Exclude multipath devices from this number, as these are ignored.

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4. The values now need to be set in the correct location.
If you are working on the command line

Append the following kernel option to your boot loader configuration:
crashkernel=SIZE_LOW

Replace the placeholder SIZE_LOW with the appropriate value from the previous step
and append the letter M (for megabytes).
As an example, the following is valid:
crashkernel=108M

If you are working in YaST

Set Kdump Memory to the determined Low value.

Tip: Excluding Unused and Inactive CCW Devices
on IBM z Systems
Depending on the number of available devices the calculated amount of memory specified
by the crashkernel kernel parameter may not be sufficient. Instead of increasing the

value, you may alternatively limit the amount of devices visible to the kernel. This will
lower the required amount of memory for the "crashkernel" setting.

1. To ignore devices you can run the cio_ignore tool to generate an appropriate

stanza to ignore all devices, except the ones currently active or in use.
tux > sudo cio_ignore -u -k
cio_ignore=all,!da5d,!f500-f502

When you run cio_ignore -u -k , the blacklist will become active and replace

any existing blacklist immediately. Unused devices are not being purged, so they
still appear in the channel subsystem. But adding new channel devices (via CP AT-

TACH under z/VM or dynamic I/O configuration change in LPAR) will treat them as

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blacklisted. To prevent this, preserve the original setting by running sudo cio_ignore -l rst and reverting to that state after running cio_ignore -u -k . As an

alternative, add the generated stanza to the regular kernel boot parameters.

2. Now add the cio_ignore kernel parameter with the stanza from above to
KDUMP_CMDLINE_APPEND in /etc/sysconfig/kdump , for example:
KDUMP_COMMANDLINE_APPEND="cio_ignore=all,!da5d,!f500-f502"

3. Activate the setting by restarting kdump :
systemctl restart kdump.service

17.5 Basic Kexec Usage
To verify if your Kexec environment works properly, follow these steps:
1. Make sure no users are currently logged in and no important services are running on the

system.

2. Log in as root .
3. Switch to the rescue target with systemctl isolate rescue.target
4. Load the new kernel to the address space of the production kernel with the following

command:

root # kexec -l /boot/vmlinuz --append="$(cat /proc/cmdline)" \
--initrd=/boot/initrd

5. Unmount all mounted le systems except the root le system with:
umount -a

Important: Unmounting the Root File System
Unmounting all le systems will most likely produce a device is busy warning

message. The root le system cannot be unmounted if the system is running. Ignore
the warning.

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6. Remount the root le system in read-only mode:
root # mount -o remount,ro /

7. Initiate the reboot of the kernel that you loaded in Step 4 with:
root # kexec -e

It is important to unmount the previously mounted disk volumes in read-write mode. The re-

boot system call acts immediately upon calling. Hard disk volumes mounted in read-write mode

neither synchronize nor unmount automatically. The new kernel may nd them “dirty”. Readonly disk volumes and virtual le systems do not need to be unmounted. Refer to /etc/mtab
to determine which le systems you need to unmount.

The new kernel previously loaded to the address space of the older kernel rewrites it and takes

control immediately. It displays the usual start-up messages. When the new kernel boots, it skips
all hardware and rmware checks. Make sure no warning messages appear. All le systems are
supposed to be clean if they had been unmounted.

17.6 How to Configure Kexec for Routine Reboots
Kexec is often used for frequent reboots. For example, if it takes a long time to run through the
hardware detection routines or if the start-up is not reliable.

Note that rmware and the boot loader are not used when the system reboots with Kexec. Any

changes you make to the boot loader configuration will be ignored until the computer performs
a hard reboot.

17.7 Basic Kdump Configuration
You can use Kdump to save kernel dumps. If the kernel crashes, it is useful to copy the memory
image of the crashed environment to the le system. You can then debug the dump le to nd
the cause of the kernel crash. This is called “core dump”.

Kdump works similarly to Kexec (see Chapter 17, Kexec and Kdump). The capture kernel is executed

after the running production kernel crashes. The difference is that Kexec replaces the production
kernel with the capture kernel. With Kdump, you still have access to the memory space of the

crashed production kernel. You can save the memory snapshot of the crashed kernel in the
environment of the Kdump kernel.

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Tip: Dumps over Network
In environments with limited local storage, you need to set up kernel dumps over the

network. Kdump supports configuring the specified network interface and bringing it up

via initrd . Both LAN and VLAN interfaces are supported. Specify the network interface
and the mode (DHCP or static) either with YaST, or using the KDUMP_NETCONFIG option
in the /etc/sysconfig/kdump le.

Important: Target File System for Kdump Must Be
Mounted During Configuration
When configuring Kdump, you can specify a location to which the dumped images will be
saved (default: /var/crash ). This location must be mounted when configuring Kdump,
otherwise the configuration will fail.

17.7.1

Manual Kdump Configuration

Kdump reads its configuration from the /etc/sysconfig/kdump le. To make sure that Kdump

works on your system, its default configuration is sufficient. To use Kdump with the default
settings, follow these steps:

1. Determine the amount of memory needed for Kdump by following the instructions in
Section 17.4, “Calculating crashkernel Allocation Size”. Make sure to set the kernel parameter
crashkernel .

2. Reboot the computer.
3. Enable the Kdump service:
root # systemctl enable kdump

4. You can edit the options in /etc/sysconfig/kdump . Reading the comments will help you

understand the meaning of individual options.

5. Execute the init script once with sudo systemctl start kdump , or reboot the system.

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After configuring Kdump with the default values, check if it works as expected. Make sure that
no users are currently logged in and no important services are running on your system. Then
follow these steps:

1. Switch to the rescue target with systemctl isolate rescue.target
2. Restart the Kdump service:
root # systemctl start kdump

3. Unmount all the disk le systems except the root le system with:
root # umount -a

4. Remount the root le system in read-only mode:
root # mount -o remount,ro /

5. Invoke a “kernel panic” with the procfs interface to Magic SysRq keys:
root # echo c > /proc/sysrq-trigger

Important: Size of Kernel Dumps
The KDUMP_KEEP_OLD_DUMPS option controls the number of preserved kernel dumps (de-

fault is 5). Without compression, the size of the dump can take up to the size of the physical RAM memory. Make sure you have sufficient space on the /var partition.

The capture kernel boots and the crashed kernel memory snapshot is saved to the le system. The save path is given by the KDUMP_SAVEDIR option and it defaults to /var/crash . If

KDUMP_IMMEDIATE_REBOOT is set to yes , the system automatically reboots the production ker-

nel. Log in and check that the dump has been created under /var/crash .

17.7.1.1

Static IP Configuration for Kdump

In case Kdump is configured to use a static IP configuration from a network device, you have to
add the network configuration to the KDUMP_COMMANDLINE_APPEND variable in /etc/sysconfig/kdump .

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EXAMPLE 17.1: KDUMP: EXAMPLE CONFIGURATION USING A STATIC IP SETUP

The following setup has been configured:
eth0 has been configured with the static IP address 192.168.1.1/24
eth1 has been configured with the static IP address 10.50.50.100/20
The Kdump configuration in /etc/sysconfig/kdump looks like:
KDUMP_CPUS=1
KDUMP_IMMEDIATE_REBOOT=yes
KDUMP_SAVEDIR=ftp://anonymous@10.50.50.140/crashdump/
KDUMP_KEEP_OLD_DUMPS=5
KDUMP_FREE_DISK_SIZE=64
KDUMP_VERBOSE=3
KDUMP_DUMPLEVEL=31
KDUMP_DUMPFORMAT=lzo
KDUMP_CONTINUE_ON_ERROR=yes
KDUMP_NETCONFIG=eth1:static
KDUMP_NET_TIMEOUT=30

Using this configuration, Kdump fails to reach the network when trying to write the dump
to the FTP server. To solve this issue, add the network configuration to KDUMP_COMMAN-

DLINE_APPEND in /etc/sysconfig/kdump . The general pattern for this looks like the

following:

KDUMP_COMMANDLINE_APPEND='ip=CLIENT IP:SERVER IP:GATEWAY IP:NETMASK:CLIENT
HOSTNAME:DEVICE:PROTOCOL'

For the example configuration this would result in:
KDUMP_COMMANDLINE_APPEND='ip=10.50.50.100:10.50.50.140:10.60.48.1:255.255.240.0:dumpclient:eth1:none'

17.7.2

YaST Configuration

To configure Kdump with YaST, you need to install the yast2-kdump package. Then either start
the Kernel Kdump module in the System category of YaST Control Center, or enter yast2 kdump
in the command line as root .

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FIGURE 17.1: YAST KDUMP MODULE: START-UP PAGE

In the Start-Up window, select Enable Kdump.
The values for Kdump Memory are automatically generated the rst time you open the window.

However, that does not mean that they are always sufficient. To set the right values, follow the
instructions in Section 17.4, “Calculating crashkernel Allocation Size”.

Important: After Hardware Changes, Set Kdump
Memory Values Again
If you have set up Kdump on a computer and later decide to change the amount of RAM or

hard disks available to it, YaST will continue to display and use outdated memory values.
To work around this, determine the necessary memory again, as described in Section 17.4,
“Calculating crashkernel Allocation Size”. Then set it manually in YaST.

Click Dump Filtering in the left pane, and check what pages to include in the dump. You do not
need to include the following memory content to be able to debug kernel problems:
Pages lled with zero
Cache pages
User data pages
Free pages
In the Dump Target window, select the type of the dump target and the URL where you want

to save the dump. If you selected a network protocol, such as FTP or SSH, you need to enter
relevant access information as well.

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Tip: Sharing the Dump Directory with Other
Applications
It is possible to specify a path for saving Kdump dumps where other applications also

save their dumps. When cleaning its old dump les, Kdump will safely ignore other applications' dump les.

Fill the Email Notification window information if you want Kdump to inform you about its events
via e-mail and confirm your changes with OK after ne tuning Kdump in the Expert Settings
window. Kdump is now configured.

17.8 Analyzing the Crash Dump
After you obtain the dump, it is time to analyze it. There are several options.
The original tool to analyze the dumps is GDB. You can even use it in the latest environments,
although it has several disadvantages and limitations:

GDB was not specifically designed to debug kernel dumps.
GDB does not support ELF64 binaries on 32-bit platforms.
GDB does not understand other formats than ELF dumps (it cannot debug compressed
dumps).

That is why the crash utility was implemented. It analyzes crash dumps and debugs the running
system as well. It provides functionality specific to debugging the Linux kernel and is much
more suitable for advanced debugging.

If you want to debug the Linux kernel, you need to install its debugging information package in
addition. Check if the package is installed on your system with:
tux > zypper se kernel | grep debug

Important: Repository for Packages with
Debugging Information
If you subscribed your system for online updates, you can nd “debuginfo” packages

in the *-Debuginfo-Updates online installation repository relevant for openSUSE Leap
42.3. Use YaST to enable the repository.

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To open the captured dump in crash on the machine that produced the dump, use a command
like this:

crash /boot/vmlinux-2.6.32.8-0.1-default.gz \
/var/crash/2010-04-23-11\:17/vmcore

The rst parameter represents the kernel image. The second parameter is the dump le captured
by Kdump. You can nd this le under /var/crash by default.

Tip: Getting Basic Information from a Kernel Crash
Dump
openSUSE Leap ships with the utility kdumpid (included in a package with the same

name) for identifying unknown kernel dumps. It can be used to extract basic information
such as architecture and kernel release. It supports lkcd, diskdump, Kdump les and ELF
dumps. When called with the -v switch it tries to extract additional information such as
machine type, kernel banner string and kernel configuration flavor.

17.8.1

Kernel Binary Formats

The Linux kernel comes in Executable and Linkable Format (ELF). This le is usually called

vmlinux and is directly generated in the compilation process. Not all boot loaders support

ELF binaries, especially on the AMD64/Intel 64 architecture. The following solutions exist on
different architectures supported by openSUSE® Leap.

17.8.1.1

AMD64/Intel 64

Kernel packages for AMD64/Intel 64 from SUSE contain two kernel les: vmlinuz and vmlinux.gz .

vmlinuz .

This is the le executed by the boot loader.

The Linux kernel consists of two parts: the kernel itself ( vmlinux ) and the setup code
run by the boot loader. These two parts are linked together to create vmlinuz (note the
distinction: z compared to x ).

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In the kernel source tree, the le is called bzImage .
vmlinux.gz .

This is a compressed ELF image that can be used by crash and GDB. The

ELF image is never used by the boot loader itself on AMD64/Intel 64. Therefore, only a
compressed version is shipped.

17.8.1.2

POWER

The yaboot boot loader on POWER also supports loading ELF images, but not compressed ones.
In the POWER kernel package, there is an ELF Linux kernel le vmlinux . Considering crash ,
this is the easiest architecture.

If you decide to analyze the dump on another machine, you must check both the architecture
of the computer and the les necessary for debugging.

You can analyze the dump on another computer only if it runs a Linux system of the same
architecture. To check the compatibility, use the command uname -i on both computers and
compare the outputs.

If you are going to analyze the dump on another computer, you also need the appropriate les
from the kernel and kernel debug packages.

1. Put the kernel dump, the kernel image from /boot , and its associated debugging info le

from /usr/lib/debug/boot into a single empty directory.

2. Additionally, copy the kernel modules from /lib/modules/$(uname -r)/kernel/ and

the associated debug info les from /usr/lib/debug/lib/modules/$(uname -r)/kernel/ into a subdirectory named modules .

3. In the directory with the dump, the kernel image, its debug info le, and the modules

subdirectory, start the crash utility:
tux > crash VMLINUX-VERSION vmcore

Regardless of the computer on which you analyze the dump, the crash utility will produce output
similar to this:

tux > crash /boot/vmlinux-2.6.32.8-0.1-default.gz \
/var/crash/2010-04-23-11\:17/vmcore
crash 4.0-7.6
Copyright (C) 2002, 2003, 2004, 2005, 2006, 2007, 2008

185

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Copyright (C) 2004, 2005, 2006
Copyright (C) 1999-2006

IBM Corporation

Hewlett-Packard Co

Copyright (C) 2005, 2006

Fujitsu Limited

Copyright (C) 2006, 2007

VA Linux Systems Japan K.K.

Copyright (C) 2005

NEC Corporation

Copyright (C) 1999, 2002, 2007

Silicon Graphics, Inc.

Copyright (C) 1999, 2000, 2001, 2002

Mission Critical Linux, Inc.

This program is free software, covered by the GNU General Public License,
and you are welcome to change it and/or distribute copies of it under
certain conditions.

Enter "help copying" to see the conditions.

This program has absolutely no warranty.

Enter "help warranty" for details.

GNU gdb 6.1
Copyright 2004 Free Software Foundation, Inc.
GDB is free software, covered by the GNU General Public License, and you are
welcome to change it and/or distribute copies of it under certain conditions.
Type "show copying" to see the conditions.
There is absolutely no warranty for GDB.

Type "show warranty" for details.

This GDB was configured as "x86_64-unknown-linux-gnu"...
KERNEL: /boot/vmlinux-2.6.32.8-0.1-default.gz
DEBUGINFO: /usr/lib/debug/boot/vmlinux-2.6.32.8-0.1-default.debug
DUMPFILE: /var/crash/2009-04-23-11:17/vmcore
CPUS: 2
DATE: Thu Apr 23 13:17:01 2010
UPTIME: 00:10:41
LOAD AVERAGE: 0.01, 0.09, 0.09
TASKS: 42
NODENAME: eros
RELEASE: 2.6.32.8-0.1-default
VERSION: #1 SMP 2010-03-31 14:50:44 +0200
MACHINE: x86_64

(2999 Mhz)

MEMORY: 1 GB
PANIC: "SysRq : Trigger a crashdump"
PID: 9446
COMMAND: "bash"
TASK: ffff88003a57c3c0

[THREAD_INFO: ffff880037168000]

CPU: 1
STATE: TASK_RUNNING (SYSRQ)
crash>

The command output prints rst useful data: There were 42 tasks running at the moment of the
kernel crash. The cause of the crash was a SysRq trigger invoked by the task with PID 9446. It
was a Bash process because the echo that has been used is an internal command of the Bash
shell.

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The crash utility builds upon GDB and provides many additional commands. If you enter bt

without any parameters, the backtrace of the task running at the moment of the crash is printed:
crash> bt
PID: 9446

TASK: ffff88003a57c3c0

CPU: 1

COMMAND: "bash"

#0 [ffff880037169db0] crash_kexec at ffffffff80268fd6
#1 [ffff880037169e80] __handle_sysrq at ffffffff803d50ed
#2 [ffff880037169ec0] write_sysrq_trigger at ffffffff802f6fc5
#3 [ffff880037169ed0] proc_reg_write at ffffffff802f068b
#4 [ffff880037169f10] vfs_write at ffffffff802b1aba
#5 [ffff880037169f40] sys_write at ffffffff802b1c1f
#6 [ffff880037169f80] system_call_fastpath at ffffffff8020bfbb
RIP: 00007fa958991f60

RSP: 00007fff61330390

RFLAGS: 00010246

RAX: 0000000000000001

RBX: ffffffff8020bfbb

RCX: 0000000000000001

RDX: 0000000000000002

RSI: 00007fa959284000

RDI: 0000000000000001

RBP: 0000000000000002

R8: 00007fa9592516f0

R9: 00007fa958c209c0

R10: 00007fa958c209c0

R11: 0000000000000246

R12: 00007fa958c1f780

R13: 00007fa959284000

R14: 0000000000000002

R15: 00000000595569d0

ORIG_RAX: 0000000000000001

CS: 0033

SS: 002b

crash>

Now it is clear what happened: The internal echo command of Bash shell sent a character to

/proc/sysrq-trigger . After the corresponding handler recognized this character, it invoked

the crash_kexec() function. This function called panic() and Kdump saved a dump.

In addition to the basic GDB commands and the extended version of bt , the crash utility de-

fines many other commands related to the structure of the Linux kernel. These commands un-

derstand the internal data structures of the Linux kernel and present their contents in a human
readable format. For example, you can list the tasks running at the moment of the crash with

ps . With sym , you can list all the kernel symbols with the corresponding addresses, or inquire

an individual symbol for its value. With files , you can display all the open le descriptors of
a process. With kmem , you can display details about the kernel memory usage. With vm , you

can inspect the virtual memory of a process, even at the level of individual page mappings. The
list of useful commands is very long and many of these accept a wide range of options.

The commands that we mentioned reflect the functionality of the common Linux commands,
such as ps and lsof . If you want to nd out the exact sequence of events with the debugger,

you need to know how to use GDB and to have strong debugging skills. Both of these are out of
the scope of this document. In addition, you need to understand the Linux kernel. Several useful
reference information sources are given at the end of this document.

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17.9 Advanced Kdump Configuration
The configuration for Kdump is stored in /etc/sysconfig/kdump . You can also use YaST to
configure it. Kdump configuration options are available under System Kernel Kdump in YaST
Control Center. The following Kdump options may be useful for you.

You can change the directory for the kernel dumps with the KDUMP_SAVEDIR option. Keep in

mind that the size of kernel dumps can be very large. Kdump will refuse to save the dump if
the free disk space, subtracted by the estimated dump size, drops below the value specified by
the KDUMP_FREE_DISK_SIZE option. Note that KDUMP_SAVEDIR understands the URL format
PROTOCOL://SPECIFICATION , where PROTOCOL is one of file , ftp , sftp , nfs or cifs , and

specification varies for each protocol. For example, to save kernel dump on an FTP server,

use the following URL as a template: ftp://username:password@ftp.example.com:123/var/
crash .

Kernel dumps are usually huge and contain many pages that are not necessary for analysis. With
KDUMP_DUMPLEVEL option, you can omit such pages. The option understands numeric value

between 0 and 31. If you specify 0 , the dump size will be largest. If you specify 31 , it will

produce the smallest dump. For a complete table of possible values, see the manual page of
kdump ( man 7 kdump ).

Sometimes it is very useful to make the size of the kernel dump smaller. For example, if you

want to transfer the dump over the network, or if you need to save some disk space in the dump
directory. This can be done with KDUMP_DUMPFORMAT set to compressed . The crash utility
supports dynamic decompression of the compressed dumps.

Important: Changes to the Kdump Configuration
File
You always need to execute systemctl restart kdump after you make manual changes

to /etc/sysconfig/kdump . Otherwise, these changes will take effect next time you reboot the system.

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17.10 For More Information
There is no single comprehensive reference to Kexec and Kdump usage. However, there are
helpful resources that deal with certain aspects:

For the Kexec utility usage, see the manual page of kexec ( man 8 kexec ).
IBM provides a comprehensive documentation on how to use dump tools on the z Systems architecture at http://www.ibm.com/developerworks/linux/linux390/development_documentation.html

.

You can nd general information about Kexec at http://www.ibm.com/developerworks/linux/library/l-kexec.html

. Might be slightly outdated.

For more details on Kdump specific to openSUSE Leap, see http://ftp.suse.com/pub/people/tiwai/kdump-training/kdump-training.pdf

.

An in-depth description of Kdump internals can be found at http://lse.sourceforge.net/kdump/documentation/ols2oo5-kdump-paper.pdf

.

For more details on crash dump analysis and debugging tools, use the following resources:
In addition to the info page of GDB ( info gdb ), you might want to read the printable
guides at http://sourceware.org/gdb/documentation/

.

A white paper with a comprehensive description of the crash utility usage can be found at
http://people.redhat.com/anderson/crash_whitepaper/

.

The crash utility also features a comprehensive online help. Use help COMMAND to display
the online help for command .

If you have the necessary Perl skills, you can use Alicia to make the debugging easier. This
Perl-based front-end to the crash utility can be found at http://alicia.sourceforge.net/

.

If you prefer to use Python instead, you should install Pykdump. This package helps you
control GDB through Python scripts and can be downloaded from http://sf.net/projects/
pykdump

.

A very comprehensive overview of the Linux kernel internals is given in Understanding the
Linux Kernel by Daniel P. Bovet and Marco Cesati (ISBN 978-0-596-00565-8).

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VII Synchronized Clocks with Precision
Time Protocol

18

Precision Time Protocol 191

18 Precision Time Protocol
For network environments, it is vital to keep the computer and other devices' clocks synchronized and accurate. There are several solutions to achieve this, for example the widely used
Network Time Protocol (NTP) described in Book “Reference”, Chapter 18 “Time Synchronization with
NTP”.

The Precision Time Protocol (PTP) is a protocol capable of sub-microsecond accuracy, which

is better than what NTP achieves. PTP support is divided between the kernel and user space.
The kernel in openSUSE Leap includes support for PTP clocks, which are provided by network
drivers.

18.1 Introduction to PTP
The clocks managed by PTP follow a master-slave hierarchy. The slaves are synchronized to
their masters. The hierarchy is updated by the best master clock (BMC) algorithm, which runs on

every clock. The clock with only one port can be either master or slave. Such a clock is called an
ordinary clock (OC). A clock with multiple ports can be master on one port and slave on another.
Such a clock is called a boundary clock (BC). The top-level master is called the grandmaster clock.

The grandmaster clock can be synchronized with a Global Positioning System (GPS). This way
disparate networks can be synchronized with a high degree of accuracy.

The hardware support is the main advantage of PTP. It is supported by various network switches
and network interface controllers (NIC). While it is possible to use non-PTP enabled hardware

within the network, having network components between all PTP clocks PTP hardware enabled
achieves the best possible accuracy.

18.1.1

PTP Linux Implementation

On openSUSE Leap, the implementation of PTP is provided by the linuxptp package. Install it

with zypper install linuxptp . It includes the ptp4l and phc2sys programs for clock syn-

chronization. ptp4l implements the PTP boundary clock and ordinary clock. When hardware
time stamping is enabled, ptp4l synchronizes the PTP hardware clock to the master clock.
With software time stamping, it synchronizes the system clock to the master clock. phc2sys is

needed only with hardware time stamping to synchronize the system clock to the PTP hardware
clock on the network interface card (NIC).

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18.2 Using PTP
18.2.1

Network Driver and Hardware Support

PTP requires that the used kernel network driver supports either software or hardware time

stamping. Moreover, the NIC must support time stamping in the physical hardware. You can
verify the driver and NIC time stamping capabilities with ethtool :
ethtool -T eth0
Time stamping parameters for eth0:
Capabilities:
hardware-transmit

(SOF_TIMESTAMPING_TX_HARDWARE)

software-transmit

(SOF_TIMESTAMPING_TX_SOFTWARE)

hardware-receive

(SOF_TIMESTAMPING_RX_HARDWARE)

software-receive

(SOF_TIMESTAMPING_RX_SOFTWARE)

software-system-clock (SOF_TIMESTAMPING_SOFTWARE)
hardware-raw-clock

(SOF_TIMESTAMPING_RAW_HARDWARE)

PTP Hardware Clock: 0
Hardware Transmit Timestamp Modes:
off

(HWTSTAMP_TX_OFF)

on

(HWTSTAMP_TX_ON)

Hardware Receive Filter Modes:
none

(HWTSTAMP_FILTER_NONE)

all

(HWTSTAMP_FILTER_ALL)

Software time stamping requires the following parameters:
SOF_TIMESTAMPING_SOFTWARE
SOF_TIMESTAMPING_TX_SOFTWARE
SOF_TIMESTAMPING_RX_SOFTWARE

Hardware time stamping requires the following parameters:
SOF_TIMESTAMPING_RAW_HARDWARE
SOF_TIMESTAMPING_TX_HARDWARE
SOF_TIMESTAMPING_RX_HARDWARE

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18.2.2

Using ptp4l

ptp4l uses hardware time stamping by default. As root , you need to specify the network

interface capable of hardware time stamping with the -i option. The -m tells ptp4l to print
its output to the standard output instead of the system's logging facility:
ptp4l -m -i eth0
selected eth0 as PTP clock
port 1: INITIALIZING to LISTENING on INITIALIZE
port 0: INITIALIZING to LISTENING on INITIALIZE
port 1: new foreign master 00a152.fffe.0b334d-1
selected best master clock 00a152.fffe.0b334d
port 1: LISTENING to UNCALIBRATED on RS_SLAVE
master offset -25937 s0 freq +0 path delay

12340

master offset -27887 s0 freq +0 path delay

14232

master offset -38802 s0 freq +0 path delay

13847

master offset -36205 s1 freq +0 path delay

10623

master offset

10286

-6975 s2 freq -30575 path delay

port 1: UNCALIBRATED to SLAVE on MASTER_CLOCK_SELECTED
master offset

-4284 s2 freq -30135 path delay

9892

The master offset value represents the measured offset from the master (in nanoseconds).
The s0 , s1 , s2 indicators show the different states of the clock servo: s0 is unlocked, s1

is clock step, and s2 is locked. If the servo is in the locked state ( s2 ), the clock will not be

stepped (only slowly adjusted) if the pi_offset_const option is set to a negative value in the
configuration le (see man 8 ptp4l for more information).

The freq value represents the frequency adjustment of the clock (in parts per billion, ppb).
The path delay value represents the estimated delay of the synchronization messages sent
from the master (in nanoseconds).

Port 0 is a Unix domain socket used for local PTP management. Port 1 is the eth0 interface.
INITIALIZING , LISTENING , UNCALIBRATED and SLAVE are examples of port states which

change on INITIALIZE , RS_SLAVE , and MASTER_CLOCK_SELECTED events. When the port state

changes from UNCALIBRATED to SLAVE , the computer has successfully synchronized with a PTP
master clock.

You can enable software time stamping with the -S option.
ptp4l -m -S -i eth3

You can also run ptp4l as a service:
systemctl start ptp4l

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In this case, ptp4l reads its options from the /etc/sysconfig/ptp4l le. By default, this le
tells ptp4l to read the configuration options from /etc/ptp4l.conf . For more information
on ptp4l options and the configuration le settings, see man 8 ptp4l .
To enable the ptp4l service permanently, run the following:
systemctl enable ptp4l

To disable it, run
systemctl disable ptp4l

18.2.3

ptp4l Configuration File

ptp4l can read its configuration from an optional configuration le. As no configuration le

is used by default, you need to specify it with -f .
ptp4l -f /etc/ptp4l.conf

The configuration le is divided into sections. The global section (indicated as [global] ) sets

the program options, clock options and default port options. Other sections are port specific, and

they override the default port options. The name of the section is the name of the configured port
—for example, [eth0] . An empty port section can be used to replace the command line option.
[global]
verbose

1

time_stamping

software

[eth0]

The example configuration le is an equivalent of the following command's options:
ptp4l -i eth0 -m -S

For a complete list of ptp4l configuration options, see man 8 ptp4l .

18.2.4

Delay Measurement

ptp4l measures time delay in two different ways: peer-to-peer (P2P) or end-to-end (E2E).

P2P

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This method is specified with -P .

It reacts to changes in the network environment faster and is more accurate in measuring
the delay. It is only used in networks where each port exchanges PTP messages with one
other port. P2P needs to be supported by all hardware on the communication path.
E2E

This method is specified with -E . This is the default.
Automatic method selection

This method is specified with -A . The automatic option starts ptp4l in E2E mode, and
changes to P2P mode if a peer delay request is received.

Important: Common Measurement Method
All clocks on a single PTP communication path must use the same method to measure

the time delay. A warning will be printed if either a peer delay request is received on a
port using the E2E mechanism, or an E2E delay request is received on a port using the
P2P mechanism.

18.2.5

PTP Management Client: pmc

You can use the pmc client to obtain more detailed information about ptp41 . It reads from

the standard input—or from the command line—actions specified by name and management

ID. Then it sends the actions over the selected transport, and prints any received replies. There
are three actions supported: GET retrieves the specified information, SET updates the specified
information, and CMD (or COMMAND ) initiates the specified event.

By default, the management commands are addressed to all ports. The TARGET command can

be used to select a particular clock and port for the subsequent messages. For a complete list
of management IDs, run pmc help .
pmc -u -b 0 'GET TIME_STATUS_NP'
sending: GET TIME_STATUS_NP
90f2ca.fffe.20d7e9-0 seq 0 RESPONSE MANAGMENT TIME_STATUS_NP
master_offset

283

ingress_time

1361569379345936841

cumulativeScaledRateOffset

195

+1.000000000

scaledLastGmPhaseChange

0

gmTimeBaseIndicator

0

lastGmPhaseChange

0x0000'0000000000000000.0000

PTP Management Client: pmc

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gmPresent

true

gmIdentity

00b058.feef.0b448a

The -b option specifies the boundary hops value in sent messages. Setting it to zero limits the

boundary to the local ptp4l instance. Increasing the value will retrieve the messages also from
PTP nodes that are further from the local instance. The returned information may include:
stepsRemoved

The number of communication nodes to the grandmaster clock.
offsetFromMaster, master_offset

The last measured offset of the clock from the master clock (nanoseconds).
meanPathDelay

The estimated delay of the synchronization messages sent from the master clock (nanoseconds).
gmPresent

If true , the PTP clock is synchronized to the master clock; the local clock is not the
grandmaster clock.
gmIdentity

This is the grandmaster's identity.
For a complete list of pmc command line options, see man 8 pmc .

18.3 Synchronizing the Clocks with phc2sys
Use phc2sys to synchronize the system clock to the PTP hardware clock (PHC) on the network
card. The system clock is considered a slave, while the network card a master. PHC itself is

synchronized with ptp4l (see Section 18.2, “Using PTP”). Use -s to specify the master clock by
device or network interface. Use -w to wait until ptp4l is in a synchronized state.
phc2sys -s eth0 -w

PTP operates in International Atomic Time (TAI), while the system clock uses Coordinated Universal

Time (UTC). If you do not specify -w to wait for ptp4l synchronization, you can specify the
offset in seconds between TAI and UTC with -O :
phc2sys -s eth0 -O -35

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You can run phc2sys as a service as well:
systemctl start phc2sys

In this case, phc2sys reads its options from the /etc/sysconfig/phc2sys le. For more information on phc2sys options, see man 8 phc2sys .

To enable the phc2sys service permanently, run the following:
systemctl enable phc2sys

To disable it, run
systemctl dosable phc2sys

18.3.1

Verifying Time Synchronization

When PTP time synchronization is working properly and hardware time stamping is used, ptp4l

and phc2sys output messages with time offsets and frequency adjustments periodically to the
system log.

An example of the ptp4l output:
ptp4l[351.358]: selected /dev/ptp0 as PTP clock
ptp4l[352.361]: port 1: INITIALIZING to LISTENING on INITIALIZE
ptp4l[352.361]: port 0: INITIALIZING to LISTENING on INITIALIZE
ptp4l[353.210]: port 1: new foreign master 00a069.eefe.0b442d-1
ptp4l[357.214]: selected best master clock 00a069.eefe.0b662d
ptp4l[357.214]: port 1: LISTENING to UNCALIBRATED on RS_SLAVE
ptp4l[359.224]: master offset

3304 s0 freq

+0 path delay

9202

ptp4l[360.224]: master offset

3708 s1 freq

-28492 path delay

9202

ptp4l[361.224]: master offset

-3145 s2 freq

-32637 path delay

9202

ptp4l[361.224]: port 1: UNCALIBRATED to SLAVE on MASTER_CLOCK_SELECTED
ptp4l[362.223]: master offset

-145 s2 freq

-30580 path delay

9202

ptp4l[363.223]: master offset

1043 s2 freq

-28436 path delay

8972

ptp4l[371.235]: master offset

285 s2 freq

-28511 path delay

9199

ptp4l[372.235]: master offset

-78 s2 freq

-28788 path delay

9204

[...]

An example of the phc2sys output:
phc2sys[616.617]: Waiting for ptp4l...
phc2sys[628.628]: phc offset

66341 s0 freq

+0 delay

2729

phc2sys[629.628]: phc offset

64668 s1 freq

-37690 delay

2726

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Verifying Time Synchronization

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[...]
phc2sys[646.630]: phc offset

-333 s2 freq

-37426 delay

2747

phc2sys[646.630]: phc offset

194 s2 freq

-36999 delay

2749

ptp4l normally writes messages very frequently. You can reduce the frequency with the sum-

mary_interval directive. Its value is an exponent of the 2^N expression. For example, to reduce

the output to every 1024 (which is equal to 2^10) seconds, add the following line to the /etc/
ptp4l.conf le:

summary_interval 10

You can also reduce the frequency of the phc2sys command's updates with the -u SUMMARY-UPDATES option.

18.4 Examples of Configurations
This section includes several examples of ptp4l configuration. The examples are not full con-

figuration les but rather a minimal list of changes to be made to the specific les. The string
ethX stands for the actual network interface name in your setup.

EXAMPLE 18.1: SLAVE CLOCK USING SOFTWARE TIME STAMPING

/etc/sysconfig/ptp4l :
OPTIONS=”-f /etc/ptp4l.conf -i ethX”

No changes made to the distribution /etc/ptp4l.conf .
EXAMPLE 18.2: SLAVE CLOCK USING HARDWARE TIME STAMPING

/etc/sysconfig/ptp4l :
OPTIONS=”-f /etc/ptp4l.conf -i ethX”

/etc/sysconfig/phc2sys :
OPTIONS=”-s ethX -w”

No changes made to the distribution /etc/ptp4l.conf .
EXAMPLE 18.3: MASTER CLOCK USING HARDWARE TIME STAMPING

/etc/sysconfig/ptp4l :
OPTIONS=”-f /etc/ptp4l.conf -i ethX”

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Examples of Configurations

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/etc/sysconfig/phc2sys :
OPTIONS=”-s CLOCK_REALTIME -c ethX -w”

/etc/ptp4l.conf :
priority1 127

EXAMPLE 18.4: MASTER CLOCK USING SOFTWARE TIME STAMPING (NOT GENERALLY RECOMMENDED)

/etc/sysconfig/ptp4l :
OPTIONS=”-f /etc/ptp4l.conf -i ethX”

/etc/ptp4l.conf :
priority1 127

18.5 PTP and NTP
NTP and PTP time synchronization tools can coexist, synchronizing time from one to another
in both directions.

18.5.1

NTP to PTP Synchronization

When ntpd is used to synchronize the local system clock, you can configure the ptp4l to be

the grandmaster clock distributing the time from the local system clock via PTP. Include the
priority1 option in /etc/ptp4l.conf :
[global]
priority1 127
[eth0]

Then run ptp4l :
ptp4l -f /etc/ptp4l.conf

When hardware time stamping is used, you need to synchronize the PTP hardware clock to the
system clock with phc2sys :

phc2sys -c eth0 -s CLOCK_REALTIME -w

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18.5.2

PTP to NTP Synchronization

You can configure ntpd to distribute the time from the system clock synchronized by ptp4l

or phc2sys by using the local reference clock driver. Moreover, you need to stop ntpd from
adjusting the system clock—do not specify any remote NTP servers in /etc/ntp.conf :
server

127.127.1.0

fudge

127.127.1.0 stratum 0

Note: NTP and DHCP
When the DHCP client command dhclient receives a list of NTP servers, it adds them
to NTP configuration by default. To prevent this behavior, set
NETCONFIG_NTP_POLICY=""

in the /etc/sysconfig/network/config le.

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Creator                         : DAPS 2.4.0 using openSUSE XSL Stylesheets 2.0.8 (based on DocBook XSL Stylesheets 1.78.1)
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