Flir BelgiumBA WFBT10 Marine Multifunctional Display with 802.11b/g & Bluetooth User Manual a c e Series Installation and operation instructions 81337 10 EN WEB
Raymarine UK Ltd. Marine Multifunctional Display with 802.11b/g & Bluetooth a c e Series Installation and operation instructions 81337 10 EN WEB
Contents
- 1. 82314-1-EN a9x and a12x Supplementary information
- 2. 82327-1 RF Exposure - Addendum notice - DRAFT1
- 3. 88032-1-EN a9x a12x Mounting and getting started
- 4. 88038-1-EN GA150 installation instructions
- 5. a-c-e Series Installation and operation instructions 81337-10-EN_WEB - part 1
- 6. a-c-e Series Installation and operation instructions 81337-10-EN_WEB - part 2
- 7. a-c-e Series Installation and operation instructions 81337-10-EN_WEB - part 3
- 8. a-c-e Series Installation and operation instructions 81337-10-EN_WEB - part 4
- 9. a-c-e Series Installation and operation instructions 81337-10-EN_WEB - part 5
a-c-e Series Installation and operation instructions 81337-10-EN_WEB - part 1
D 6HULHV F 6HULHV H 6HULHV
8SGDWH \RXU SURGXFW VRIWZDUH
5D\PDULQH UHJXODUO\ XSGDWHV LWV SURGXFW VRIWZDUH WR EULQJ \RX QHZ IHDWXUHV RU ¿[ H[LVWLQJ LVVXHV
%HIRUH XVLQJ \RXU SURGXFW IRU WKH ¿UVW WLPH YLVLW ZZZUD\PDULQHFRPVRIWZDUH WR REWDLQ WKH ODWHVW VRIWZDUH
IRU \RXU SURGXFW
&HUWDLQ FRPELQDWLRQV RI ROG DQG QHZ VRIWZDUH RQ D QHWZRUNHG 5D\PDULQH V\VWHP PD\ FDXVH FRPSDWLELOLW\
SUREOHPV 7R REWDLQ WKH ODWHVW IHDWXUHV IRU \RXU SURGXFW DQG HQVXUH FRPSDWLELOLW\ ZLWK RWKHU 5D\PDULQH
HTXLSPHQW LQ \RXU V\VWHP XSGDWH WKH VRIWZDUH IRU DOO \RXU 5D\PDULQH SURGXFWV WR WKH ODWHVW YHUVLRQ
9LVLW WKH ZHEVLWH RQ D UHJXODU EDVLV WR HQVXUH \RX DUH DOZD\V XVLQJ WKH ODWHVW VRIWZDUH IRU DOO \RXU
5D\PDULQH SURGXFWV
7R LGHQWLI\ WKH FXUUHQW VRIWZDUH YHUVLRQ RI \RXU 0)' DQG DQ\ FRQQHFWHG GHYLFHV IURP WKH +RPHVFUHHQ
VHOHFW 6HWXS ! 0DLQWHQDQFH ! 'LDJQRVWLFV ! 6HOHFW 'HYLFH
)RU LQVWUXFWLRQV RQ KRZ WR XSGDWH WKH VRIWZDUH IRU \RXU 5D\PDULQH SURGXFWV UHIHU WR
ZZZUD\PDULQHFRPVRIWZDUH
%HIRUH XSJUDGLQJ 0)' VRIWZDUH DOZD\V EDFNXS \RXU 0)' XVHU GDWD DQG VHWWLQJV WR DQ HPSW\ PHPRU\
FDUG 127 FKDUW FDUG )RU LQVWUXFWLRQV RQ KRZ WR GR WKLV UHIHU WR WKH 6DYLQJ XVHU GDWD DQG XVHU VHWWLQJV
VHFWLRQ RI WKLV GRFXPHQW
1RWH 7KH LOOXVWUDWLRQ DERYH VKRZV D 0LFUR6' FDUG EHLQJ LQVHUWHG LQWR D /LJKW+RXVH 0)' 6RPH
/LJKW+RXVH 0)' PRGHOV UHTXLUH WKH FDUG WR EH LQVHUWHG ZLWK WKH FRQWDFWV IDFLQJ 83 RWKHUV ZLWK WKH
FRQWDFWV IDFLQJ '2:1 5HIHU WR WKH LQIRUPDWLRQ UHOHYDQW WR \RXU SDUWLFXODU 0)' PRGHO LQ WKH 0DQDJLQJ
GLVSOD\ GDWD FKDSWHU
7UDGHPDUN DQG SDWHQWV QRWLFH
$XWRKHOP KVE 5D\7HFK 1DYLJDWRU 6DLO 3LORW 6HD7DON 6HD7DON1* 6HD7DON+6 DQG 6SRUWSLORW DUH UHJLVWHUHG WUDGHPDUNV RI
5D\PDULQH 8. /LPLWHG 5D\7DON 6HDKDZN 6PDUWSLORW 3DWK¿QGHU DQG 5D\PDULQH DUH UHJLVWHUHG WUDGHPDUNV RI 5D\PDULQH
+ROGLQJV /LPLWHG
)/,5 LV D UHJLVWHUHG WUDGHPDUN RI )/,5 6\VWHPV ,QF DQGRU LWV VXEVLGLDULHV
$OO RWKHU WUDGHPDUNV WUDGH QDPHV RU FRPSDQ\ QDPHV UHIHUHQFHG KHUHLQ DUH XVHG IRU LGHQWL¿FDWLRQ RQO\ DQG DUH WKH SURSHUW\
RI WKHLU UHVSHFWLYH RZQHUV
7KLV SURGXFW LV SURWHFWHG E\ SDWHQWV GHVLJQ SDWHQWV SDWHQWV SHQGLQJ RU GHVLJQ SDWHQWV SHQGLQJ
)DLU 8VH 6WDWHPHQW
<RX PD\ SULQW QR PRUH WKDQ WKUHH FRSLHV RI WKLV PDQXDO IRU \RXU RZQ XVH <RX PD\ QRW PDNH DQ\ IXUWKHU FRSLHV RU GLVWULEXWH RU XVH
WKH PDQXDO LQ DQ\ RWKHU ZD\ LQFOXGLQJ ZLWKRXW OLPLWDWLRQ H[SORLWLQJ WKH PDQXDO FRPPHUFLDOO\ RU JLYLQJ RU VHOOLQJ FRSLHV WR WKLUG SDUWLHV
6RIWZDUH XSGDWHV
&KHFN WKH ZHEVLWH ZZZUD\PDULQHFRP IRU WKH ODWHVW VRIWZDUH UHOHDVHV IRU \RXU SURGXFW
3URGXFW KDQGERRNV
7KH ODWHVW YHUVLRQV RI DOO (QJOLVK DQG WUDQVODWHG KDQGERRNV DUH DYDLODEOH WR GRZQORDG LQ 3') IRUPDW IURP WKH ZHEVLWH ZZZUD\PDULQHFRP
3OHDVH FKHFN WKH ZHEVLWH WR HQVXUH \RX KDYH WKH ODWHVW KDQGERRNV
&RS\ULJKW 5D\PDULQH 8. /WG $OO ULJKWV UHVHUYHG
(1*/,6+
'RFXPHQW QXPEHU
'DWH
&RQWHQWV
&KDSWHU ,PSRUWDQW LQIRUPDWLRQ
&HUWL¿HG ,QVWDOODWLRQ
7)7 'LVSOD\V
:DWHU LQJUHVV
'LVFODLPHUV
0HPRU\ FDUGV DQG FKDUW FDUGV
(0& LQVWDOODWLRQ JXLGHOLQHV
5) H[SRVXUH
)&&
&RPSOLDQFH 6WDWHPHQW 3DUW
)&& ,QWHUIHUHQFH 6WDWHPHQW 3DUW E
,QGXVWU\ &DQDGD
,QGXVWU\ &DQDGD )UDQoDLV
-DSDQHVH DSSURYDOV
7KLUG SDUW\ VRIWZDUH OLFHQVH DJUHHPHQWV
6XSSUHVVLRQ IHUULWHV
&RQQHFWLRQV WR RWKHU HTXLSPHQW
'HFODUDWLRQ RI FRQIRUPLW\
3URGXFW GLVSRVDO
3L[HO GHIHFW SROLF\
:DUUDQW\ UHJLVWUDWLRQ
,02 DQG 62/$6
7HFKQLFDO DFFXUDF\
&KDSWHU 'RFXPHQW DQG SURGXFW
LQIRUPDWLRQ
+DQGERRN LQIRUPDWLRQ
3URGXFW RYHUYLHZ
+DQGERRN LOOXVWUDWLRQV
+DQGERRN FRQYHQWLRQV
&KDSWHU 3ODQQLQJ WKH LQVWDOODWLRQ
6\VWHP LQWHJUDWLRQ
,QVWDOODWLRQ FKHFNOLVW
6\VWHP /LPLWV
0XOWLSOH GDWD VRXUFHV 0'6 RYHUYLHZ
,GHQWLI\LQJ \RXU GLVSOD\ YDULDQW
1HWZRUNLQJ FRQVWUDLQWV
7\SLFDO V\VWHPV
6\VWHP SURWRFROV
'DWD PDVWHU
1HZ D 6HULHV SDUWV VXSSOLHG
H H' 3DUWV VXSSOLHG
1HZ F 6HULHV DQG 1HZ H 6HULHV SDUWV
VXSSOLHG
7RROV UHTXLUHG IRU LQVWDOODWLRQ
6HOHFWLQJ D ORFDWLRQ
&KDSWHU &DEOHV DQG FRQQHFWLRQV
*HQHUDO FDEOLQJ JXLGDQFH
&RQQHFWLRQV RYHUYLHZ
3RZHU FRQQHFWLRQ ² 1HZ D 6HULHV
3RZHU FRQQHFWLRQ ² 1HZ F 6HULHV DQG 1HZ H
6HULHV
1HWZRUN FRQQHFWLRQV
*36 FRQQHFWLRQ
$,6 FRQQHFWLRQ
)DVWKHDGLQJ FRQQHFWLRQ
6HD7DONQJ FRQQHFWLRQV
10($ FRQQHFWLRQ
6HD7DON FRQQHFWLRQ
10($ FRQQHFWLRQ
D 6HULHV WR 10($ '6& 9+) UDGLR
FRQQHFWLRQ
&DPHUD 9LGHR FRQQHFWLRQ
&DPHUD YLGHR LQRXW FRQQHFWLRQ
0HGLD SOD\HU FRQQHFWLRQ
%OXHWRRWK UHPRWH FRQWURO FRQQHFWLRQ
5HPRWH FRQWURO IXQFWLRQV
:L)L FRQQHFWLRQV
&KDSWHU 0RXQWLQJ
0RXQWLQJ 1HZ D 6HULHV
0RXQWLQJ 1HZ F 6HULHV DQG 1HZ H VHULHV
&KDSWHU *HWWLQJ VWDUWHG
'LVSOD\ SRZHU
1HZ D 6HULHV &RQWUROV
H H' &RQWUROV
F F F F H H H H
H &RQWUROV
+RPHVFUHHQ RYHUYLHZ ² 7RXFK RQO\
GLVSOD\V
+RPHVFUHHQ RYHUYLHZ ² F 6HULHV H 6HULHV
3DJHV
$SSOLFDWLRQV
6SOLWVFUHHQ FRQWUROV
6FUHHQ RYHUYLHZ
%DVLF WRXFKVFUHHQ RSHUDWLRQV
0XOWL7RXFK JHVWXUHV
,QLWLDO VHW XS SURFHGXUHV
(QDEOLQJ DXWRSLORW FRQWURO
(QJLQH LGHQWL¿FDWLRQ
(QDEOLQJ $,6 IXQFWLRQV
6RIWZDUH XSGDWHV
&KDSWHU 6\VWHP FKHFNV
*36 &KHFN
5DGDU FKHFN
6RQDU FKHFN
7KHUPDO FDPHUD VHWXS DQG FKHFNV
&KDSWHU 0DQDJLQJ GLVSOD\ GDWD
0HPRU\ FDUGV DQG FKDUW FDUGV
D 6HULHV
F DQG H 6HULHV
6DYLQJ XVHU GDWD DQG XVHU VHWWLQJV
6FUHHQVKRWV
5HVHWWLQJ \RXU V\VWHP
&KDSWHU 'RFXPHQW YLHZHU DSSOLFD
WLRQ
'RFXPHQW YLHZHU RYHUYLHZ
&KDSWHU $XWRSLORW FRQWURO
$XWRSLORW FRQWURO
3LORW %DU
3LORW 6HWXS
3LORW VHWWLQJV
$XWRSLORW VWDWXV V\PEROV
$XWRSLORW DODUPV
&KDSWHU $ODUPV DQG 0DQ RYHU ERDUG
IXQFWLRQV
8VLQJ 0DQ 2YHUERDUG 02% IXQFWLRQV
$ODUPV
&KDSWHU '6& 9+) UDGLR LQWHJUDWLRQ
'6& 9+) UDGLR LQWHJUDWLRQ
(QDEOLQJ '6& 9+) UDGLR LQWHJUDWLRQ
&KDSWHU )XHO PDQDJHU
)XHO PDQDJHU RYHUYLHZ
&KDSWHU $,6 IXQFWLRQ
$,6 RYHUYLHZ
$,6 SUHUHTXLVLWHV
$,6 FRQWH[W PHQX
(QDEOLQJ $,6
'LVSOD\LQJ $,6 YHFWRUV
$,6 VWDWXV V\PEROV
$,6 VLOHQW PRGH
$,6 WDUJHW V\PEROV
'LVSOD\LQJ GHWDLOHG $,6 WDUJHW LQIRUPDWLRQ
9LHZLQJ DOO $,6 WDUJHWV
8VLQJ $,6 WR DYRLG FROOLVLRQV
7DUJHW RSWLRQV
$,6 DODUPV
%XGG\ WUDFNLQJ
&KDSWHU :D\SRLQWV 5RXWHV DQG
7UDFNV
:D\SRLQWV RYHUYLHZ
5RXWHV
7UDFNV
,PSRUW DQG ([SRUW
:D\SRLQWV URXWHV DQG WUDFNV VWRUDJH
FDSDFLW\
&KDSWHU &KDUW DSSOLFDWLRQ
&KDUW DSSOLFDWLRQ RYHUYLHZ
(OHFWURQLF FKDUWV RYHUYLHZ
1DYLJDWLRQ RSWLRQV
&KDUW UDQJLQJ DQG SDQQLQJ
&KDUW VHOHFWLRQ
9HVVHO SRVLWLRQ RQ WKH FKDUW GLVSOD\
&KDUW RULHQWDWLRQ
&KDUW PRWLRQ PRGH
&KDUW YLHZV
&KDUW GLVSOD\
2YHUOD\V
&KDUW YHFWRUV
&DUWRJUDSK\ REMHFWV
2EMHFW LQIRUPDWLRQ
'HSWK &RQWRXU RSWLRQV
0\ 'DWD RSWLRQV
0XOWLSOH FKDUW V\QFKURQL]DWLRQ
0HDVXULQJ GLVWDQFHV DQG EHDULQJV
&KDSWHU )LVK¿QGHU DSSOLFDWLRQ
+RZ WKH ¿VK¿QGHU ZRUNV
6RQDU WHFKQRORJLHV
5D\PDULQH VRQDU PRGXOHV
)LVK¿QGHU RYHUYLHZ
0XOWLSOH VRQDU PRGXOH VXSSRUW
&XVWRP FKDQQHOV
7KH VRQDU LPDJH
5DQJH
)LVK¿QGHU VFUROOLQJ
)LVK¿QGHU GLVSOD\ PRGHV
3UHVHQWDWLRQ PHQX RSWLRQV
'HSWK DQG GLVWDQFH
:D\SRLQWV LQ WKH )LVK¿QGHU DSSOLFDWLRQ
6HQVLWLYLW\ VHWWLQJV
)LVK¿QGHU DODUPV
)UHTXHQF\ WXQLQJ
6RXQGHU VHWXS PHQX RSWLRQV
7UDQVGXFHU VHWXS PHQX RSWLRQV
5HVHWWLQJ WKH VRQDU
&KDSWHU 5DGDU DSSOLFDWLRQ
5DGDU RYHUYLHZ
5DGDU VFDQQHU VWDWXV V\PEROV
5DGDU GLVSOD\ RYHUYLHZ
5DGDU UDQJH DQG LPDJH TXDOLW\
7DUJHW WUDFNLQJ
'LVWDQFHV UDQJH DQG EHDULQJ
5DGDU PRGH DQG RULHQWDWLRQ
5DGDU SUHVHQWDWLRQ PHQX RSWLRQV
5DGDU WXQLQJ 2QVFUHHQ JDLQ
FRQWUROV
+' DQG 6XSHU+' UDGDU DGMXVWPHQWV
1RQ+' GLJLWDO UDGRPHV DGMXVWPHQWV
'XDO UDQJH UDGDU RSHUDWLRQ
5DGDU VFDQ VSHHG
5DGDU 6HWXS PHQX
D 6HULHV F 6HULHV H 6HULHV
5HVHWWLQJ WKH UDGDU
&KDSWHU 'DWD DSSOLFDWLRQ
'DWD DSSOLFDWLRQ RYHUYLHZ
6HOHFWLQJ GDWDSDJHV XVLQJ WRXFK
6HOHFWLQJ GDWDSDJHV
&XVWRPL]LQJ WKH GDWD DSSOLFDWLRQ
(QJLQH LGHQWL¿FDWLRQ
6HWWLQJ ERDW GHWDLOV
6HWWLQJ PD[LPXP HQJLQH 530
&RORU WKHPH
8QLWV VHWXS
/LVW RI GDWD LWHPV
5HVHWWLQJ PLQLPXP DQG PD[LPXP
UHDGLQJV
5HVHWWLQJ DOO GDWDSDJHV
&KDSWHU 7KHUPDO FDPHUD DSSOLFDWLRQ ²
3DQ DQG WLOW FDPHUDV
7KHUPDO FDPHUD DSSOLFDWLRQ RYHUYLHZ
7KHUPDO FDPHUD LPDJH
&RQWUROV RYHUYLHZ
&DPHUD FRQWURO
,PDJH DGMXVWPHQWV
3DQ DQG WLOW FDPHUD ² QHZ FDPHUD
LQWHUIDFH
+LJK SRZHU DQG KLJK WRUTXH PRGHV
3DQ DQG WLOW FDPHUD ² ROG FDPHUD
LQWHUIDFH
&KDSWHU 7KHUPDO FDPHUD DSSOLFDWLRQ ²
¿[HG PRXQW FDPHUDV
7KHUPDO FDPHUD DSSOLFDWLRQ RYHUYLHZ
7KHUPDO FDPHUD LPDJH
&RQWUROV RYHUYLHZ
&DPHUD FRQWURO
,PDJH DGMXVWPHQWV
)L[HG PRXQW FDPHUD PHQX
&KDSWHU &DPHUD DSSOLFDWLRQ
&DPHUD DSSOLFDWLRQ RYHUYLHZ
&DPHUD F\FOLQJ
1DPLQJ FDPHUD YLGHR IHHGV
$GMXVWLQJ WKH YLGHR LPDJH
6HOHFWLQJ WKH DVSHFW UDWLR
6HOHFWLQJ D ORFDWLRQ WR VWRUH UHFRUGLQJV
5HFRUG DQG SOD\EDFN
7DNLQJ SKRWRV
&KDSWHU )XVLRQ OLQN DSSOLFDWLRQ
)XVLRQ OLQN RYHUYLHZ
0HGLD VRXUFHV
%URZVLQJ PXVLF
6HOHFWLQJ VKXIÀH DQG UHSHDW IXQFWLRQV
$GMXVWLQJ YROXPH OHYHOV IRU HDFK ]RQH
6HOHFWLQJ WKH ]RQH WR FRQWURO
$GMXVWLQJ WKH WRQH FRQWUROV
6HOHFWLQJ WKH V\VWHP WR FRQWURO
0HQX RSWLRQV
&KDSWHU :HDWKHU DSSOLFDWLRQ 1RUWK
$PHULFD RQO\
:HDWKHU DSSOLFDWLRQ RYHUYLHZ
:HDWKHU DSSOLFDWLRQ VHW XS
:HDWKHU DSSOLFDWLRQ GLVSOD\ RYHUYLHZ
:HDWKHU PDS QDYLJDWLRQ
:HDWKHU FRQWH[W PHQX
:HDWKHU LQIRUPDWLRQ
:HDWKHU UHSRUWV
$QLPDWHG ZHDWKHU JUDSKLFV
:HDWKHU DSSOLFDWLRQ PHQX RSWLRQV
*ORVVDU\ RI ZHDWKHU WHUPV
&KDSWHU 6LULXV DXGLR DSSOLFDWLRQ 1RUWK
$PHULFD RQO\
6LULXV DXGLR RYHUYLHZ
&KDSWHU 0RELOH DSSOLFDWLRQV
5D\PDULQH PRELOH DSSV
(QDEOLQJ :L)L
(QDEOLQJ PRELOH DSSV
6HWWLQJ XS :L)L VHFXULW\
6HOHFWLQJ D :L)L FKDQQHO
&KDSWHU &XVWRPL]LQJ \RXU GLVSOD\
/DQJXDJH VHOHFWLRQ
%RDW GHWDLOV
8QLWV VHWXS
7LPH DQG 'DWH VHWXS
'LVSOD\ SUHIHUHQFHV
'DWDEDU DQG GDWDER[ RYHUYLHZ
/LVW RI GDWD LWHPV
6\VWHP VHWXS PHQXV
&KDSWHU 0DLQWDLQLQJ \RXU GLVSOD\
6HUYLFH DQG PDLQWHQDQFH
&OHDQLQJ
&KDSWHU 7URXEOHVKRRWLQJ
7URXEOHVKRRWLQJ
3RZHU XS WURXEOHVKRRWLQJ
5DGDU WURXEOHVKRRWLQJ
*36 WURXEOHVKRRWLQJ
6RQDU WURXEOHVKRRWLQJ
7KHUPDO FDPHUD WURXEOHVKRRWLQJ
6\VWHP GDWD WURXEOHVKRRWLQJ
9LGHR WURXEOHVKRRWLQJ
:L)L WURXEOHVKRRWLQJ
%OXHWRRWK WURXEOHVKRRWLQJ
7RXFKVFUHHQ WURXEOHVKRRWLQJ
7RXFKVFUHHQ DOLJQPHQW
0LVFHOODQHRXV WURXEOHVKRRWLQJ
&KDSWHU 7HFKQLFDO VXSSRUW
5D\PDULQH FXVWRPHU VXSSRUW
7KLUGSDUW\ VXSSRUW
&KDSWHU 7HFKQLFDO VSHFL¿FDWLRQ
D 6HULHV
F DQG H 6HULHV
&KDSWHU 6SDUHV DQG DFFHVVRULHV
7UDQVGXFHU DFFHVVRULHV
'RZQ9LVLRQ WUDQVGXFHUV DQG DFFHVVRULHV
1HWZRUN KDUGZDUH
1HWZRUN FDEOH FRQQHFWRU W\SHV
1HWZRUN FDEOHV
1HWZRUN FDEOH W\SHV
6HD7DONQJ FDEOLQJ FRPSRQHQWV
6HD7DONQJ FDEOHV DQG DFFHVVRULHV
6HD7DON DFFHVVRULHV
9LGHR FDEOHV
D D VSDUHV
H H' VSDUHV
H H F F VSDUHV
H H F F VSDUHV
H 6SDUHV
$SSHQGL[ $ 10($ VHQWHQFHV
$SSHQGL[ % 10($ GDWD EULGJLQJ
$SSHQGL[ & 10($ VHQWHQFHV
$SSHQGL[ ' &RQQHFWRUV DQG SLQRXWV
$SSHQGL[ ( 6ZLWFK SDQHO DSSOLFDWLRQ
$SSHQGL[ ) 6RIWZDUH UHOHDVHV
$SSHQGL[ * 0XOWLIXQFWLRQ GLVSOD\
FRPSDWLELOLW\
D 6HULHV F 6HULHV H 6HULHV
&KDSWHU ,PSRUWDQW LQIRUPDWLRQ
&HUWL¿HG ,QVWDOODWLRQ
5D\PDULQH UHFRPPHQGV FHUWL¿HG LQVWDOODWLRQ E\ D 5D\PDULQH
DSSURYHG LQVWDOOHU $ FHUWL¿HG LQVWDOODWLRQ TXDOL¿HV IRU HQKDQFHG
SURGXFW ZDUUDQW\ EHQH¿WV &RQWDFW \RXU 5D\PDULQH GHDOHU IRU
IXUWKHU GHWDLOV DQG UHIHU WR WKH VHSDUDWH ZDUUDQW\ GRFXPHQW
SDFNHG ZLWK \RXU SURGXFW
:DUQLQJ 3URGXFW LQVWDOODWLRQ DQG
RSHUDWLRQ
7KLV SURGXFW PXVW EH LQVWDOOHG DQG RSHUDWHG LQ
DFFRUGDQFH ZLWK WKH LQVWUXFWLRQV SURYLGHG )DLOXUH
WR GR VR FRXOG UHVXOW LQ SHUVRQDO LQMXU\ GDPDJH WR
\RXU YHVVHO DQGRU SRRU SURGXFW SHUIRUPDQFH
:DUQLQJ 3RWHQWLDO LJQLWLRQ VRXUFH
7KLV SURGXFW LV 127 DSSURYHG IRU XVH LQ
KD]DUGRXVÀDPPDEOH DWPRVSKHUHV 'R 127 LQVWDOO
LQ D KD]DUGRXVÀDPPDEOH DWPRVSKHUH VXFK DV LQ
DQ HQJLQH URRP RU QHDU IXHO WDQNV
:DUQLQJ +LJK YROWDJHV
7KLV SURGXFW FRQWDLQV KLJK YROWDJHV 'R 127
UHPRYH DQ\ FRYHUV RU RWKHUZLVH DWWHPSW WR DFFHVV
LQWHUQDO FRPSRQHQWV XQOHVV VSHFL¿FDOO\ LQVWUXFWHG
LQ WKLV GRFXPHQW
:DUQLQJ 3URGXFW JURXQGLQJ
%HIRUH DSSO\LQJ SRZHU WR WKLV SURGXFW HQVXUH LW KDV
EHHQ FRUUHFWO\ JURXQGHG LQ DFFRUGDQFH ZLWK WKH
LQVWUXFWLRQV LQ WKLV JXLGH
:DUQLQJ 6ZLWFK RII SRZHU VXSSO\
(QVXUH WKH YHVVHO¶V SRZHU VXSSO\ LV VZLWFKHG 2))
EHIRUH VWDUWLQJ WR LQVWDOO WKLV SURGXFW 'R 127
FRQQHFW RU GLVFRQQHFW HTXLSPHQW ZLWK WKH SRZHU
VZLWFKHG RQ XQOHVV LQVWUXFWHG LQ WKLV GRFXPHQW
:DUQLQJ )&& :DUQLQJ 3DUW
&KDQJHV RU PRGL¿FDWLRQV WR WKLV HTXLSPHQW QRW
H[SUHVVO\ DSSURYHG LQ ZULWLQJ E\ 5D\PDULQH
,QFRUSRUDWHG FRXOG YLRODWH FRPSOLDQFH ZLWK )&&
UXOHV DQG YRLG WKH XVHU¶V DXWKRULW\ WR RSHUDWH WKH
HTXLSPHQW
:DUQLQJ 5DGDU VFDQQHU VDIHW\
%HIRUH URWDWLQJ WKH UDGDU VFDQQHU HQVXUH DOO
SHUVRQQHO DUH FOHDU
:DUQLQJ 5DGDU WUDQVPLVVLRQ
VDIHW\
7KH UDGDU VFDQQHU WUDQVPLWV HOHFWURPDJQHWLF
HQHUJ\ (QVXUH DOO SHUVRQQHO DUH FOHDU RI WKH
VFDQQHU ZKHQ WKH UDGDU LV WUDQVPLWWLQJ
:DUQLQJ 6RQDU RSHUDWLRQ
1(9(5 RSHUDWH WKH VRQDU ZLWK WKH YHVVHO RXW RI
WKH ZDWHU
1(9(5 WRXFK WKH WUDQVGXFHU IDFH ZKHQ WKH
VRQDU LV SRZHUHG RQ
6:,7&+ 2)) WKH VRQDU LI GLYHUV DUH OLNHO\ WR EH
ZLWKLQ P IW RI WKH WUDQVGXFHU
:DUQLQJ 7RXFKVFUHHQ GLVSOD\
WHPSHUDWXUH
,I WKH GLVSOD\ LV PRXQWHG LQ DQ DERYHGHFNV ORFDWLRQ
WKDW ZLOO EH H[SRVHG WR SURORQJHG SHULRGV RI GLUHFW
VXQOLJKW WKH WRXFKVFUHHQ PD\ JHW YHU\ KRW ,Q VXFK
FRQGLWLRQV 5D\PDULQH UHFRPPHQGV WKDW \RX DYRLG
XVLQJ WKH WRXFKVFUHHQ
)RU +\EULG7RXFK GLVSOD\V XVH WKH XQLW¶V SK\VLFDO
EXWWRQV LQVWHDG
)RU WRXFKRQO\ GLVSOD\V XVH DQ H[WHUQDO NH\SDG
IRU H[DPSOH WKH 50. LQVWHDG
:DUQLQJ 7RXFKVFUHHQ GLVSOD\
([SRVXUH WR SURORQJHG UDLQ PD\ FDXVH HUURQHRXV
WRXFK SHUIRUPDQFH LQ WKHVH VLWXDWLRQV NHHS WRXFK
DFWLYLW\ WR D PLQLPXP DQG ZLSH WKH VFUHHQ ZLWK D GU\
QRQDEUDVLYH FORWK EHIRUH XVLQJ WKH WRXFKVFUHHQ
&DXWLRQ 7UDQVGXFHU FDEOH
'R 127 FXW VKRUWHQ RU VSOLFH WKH WUDQVGXFHU
FDEOH
'R 127 UHPRYH WKH FRQQHFWRU
,I WKH FDEOH LV FXW LW FDQQRW EH UHSDLUHG &XWWLQJ WKH
FDEOH ZLOO DOVR YRLG WKH ZDUUDQW\
&DXWLRQ 3RZHU VXSSO\ SURWHFWLRQ
:KHQ LQVWDOOLQJ WKLV SURGXFW HQVXUH WKH SRZHU
VRXUFH LV DGHTXDWHO\ SURWHFWHG E\ PHDQV RI D
VXLWDEO\UDWHG IXVH RU DXWRPDWLF FLUFXLW EUHDNHU
&DXWLRQ &DUH RI FKDUW DQG PHPRU\
FDUGV
7R DYRLG LUUHSDUDEOH GDPDJH WR DQG RU ORVV RI GDWD
IURP FKDUW DQG PHPRU\ FDUGV
'2 127 VDYH GDWD RU ¿OHV WR D FDUG FRQWDLQLQJ
FDUWRJUDSK\ DV WKH FKDUWV PD\ EH RYHUZULWWHQ
(QVXUH WKDW FKDUW DQG PHPRU\ FDUGV DUH ¿WWHG
WKH FRUUHFW ZD\ DURXQG '2 127 WU\ WR IRUFH D
FDUG LQWR SRVLWLRQ
'2 127 XVH D PHWDOOLF LQVWUXPHQW VXFK DV D
VFUHZGULYHU RU SOLHUV WR LQVHUW RU UHPRYH D FKDUW
RU PHPRU\ FDUG
&DXWLRQ (QVXUH FDUG UHDGHU GRRU
LV VHFXUHO\ FORVHG
7R SUHYHQW ZDWHU LQJUHVV DQG FRQVHTXHQW GDPDJH
WR WKH SURGXFW HQVXUH WKDW WKH FDUG UHDGHU GRRU LV
¿UPO\ FORVHG
&DXWLRQ 6XQ FRYHUV
7R SURWHFW \RXU SURGXFW DJDLQVW WKH GDPDJLQJ
HIIHFWV RI XOWUDYLROHW 89 OLJKW DOZD\V ¿W WKH VXQ
FRYHUV ZKHQ WKH SURGXFW LV QRW LQ XVH
5HPRYH WKH VXQ FRYHUV ZKHQ WUDYHOOLQJ DW KLJK
VSHHG ZKHWKHU LQ ZDWHU RU ZKHQ WKH YHVVHO LV
EHLQJ WRZHG
,PSRUWDQW LQIRUPDWLRQ
&DXWLRQ &OHDQLQJ
:KHQ FOHDQLQJ WKLV SURGXFW
'R 127 ZLSH WKH GLVSOD\ VFUHHQ ZLWK D GU\ FORWK
DV WKLV FRXOG VFUDWFK WKH VFUHHQ FRDWLQJ
'R 127 XVH DEUDVLYH RU DFLG RU DPPRQLD EDVHG
SURGXFWV
'R 127 XVH D MHW ZDVK
7)7 'LVSOD\V
7KH FRORUV RI WKH GLVSOD\ PD\ VHHP WR YDU\ ZKHQ YLHZHG DJDLQVW
D FRORUHG EDFNJURXQG RU LQ FRORUHG OLJKW 7KLV LV D SHUIHFWO\
QRUPDO HIIHFW WKDW FDQ EH VHHQ ZLWK DOO FRORU 7KLQ )LOP 7UDQVLVWRU
7)7 GLVSOD\V
:DWHU LQJUHVV
:DWHU LQJUHVV GLVFODLPHU
$OWKRXJK WKH ZDWHUSURRI UDWLQJ FDSDFLW\ RI WKLV SURGXFW PHHWV
WKH VWDWHG ,3; VWDQGDUG UHIHU WR WKH SURGXFW¶V 7HFKQLFDO
6SHFL¿FDWLRQ ZDWHU LQWUXVLRQ DQG VXEVHTXHQW HTXLSPHQW
IDLOXUH PD\ RFFXU LI WKH SURGXFW LV VXEMHFWHG WR FRPPHUFLDO
KLJKSUHVVXUH ZDVKLQJ 5D\PDULQH ZLOO QRW ZDUUDQW SURGXFWV
VXEMHFWHG WR KLJKSUHVVXUH ZDVKLQJ
'LVFODLPHUV
7KLV SURGXFW LQFOXGLQJ WKH HOHFWURQLF FKDUWV LV LQWHQGHG WR EH
XVHG RQO\ DV DQ DLG WR QDYLJDWLRQ ,W LV GHVLJQHG WR IDFLOLWDWH XVH
RI RI¿FLDO JRYHUQPHQW FKDUWV QRW UHSODFH WKHP 2QO\ RI¿FLDO
JRYHUQPHQW FKDUWV DQG QRWLFHV WR PDULQHUV FRQWDLQ DOO WKH
FXUUHQW LQIRUPDWLRQ QHHGHG IRU VDIH QDYLJDWLRQ DQG WKH FDSWDLQ
LV UHVSRQVLEOH IRU WKHLU SUXGHQW XVH ,W LV WKH XVHU¶V UHVSRQVLELOLW\
WR XVH RI¿FLDO JRYHUQPHQW FKDUWV QRWLFHV WR PDULQHUV FDXWLRQ
DQG SURSHU QDYLJDWLRQDO VNLOO ZKHQ RSHUDWLQJ WKLV RU DQ\ RWKHU
5D\PDULQH SURGXFW 7KLV SURGXFW VXSSRUWV HOHFWURQLF FKDUWV
SURYLGHG E\ WKLUG SDUW\ GDWD VXSSOLHUV ZKLFK PD\ EH HPEHGGHG
RU VWRUHG RQ PHPRU\ FDUG 8VH RI VXFK FKDUWV LV VXEMHFW WR
WKH VXSSOLHU¶V (QG8VHU /LFHQFH $JUHHPHQW LQFOXGHG LQ WKH
GRFXPHQWDWLRQ IRU WKLV SURGXFW RU VXSSOLHG ZLWK WKH PHPRU\ FDUG
DV DSSOLFDEOH
5D\PDULQH GRHV QRW ZDUUDQW WKDW WKLV SURGXFW LV HUURUIUHH RU WKDW
LW LV FRPSDWLEOH ZLWK SURGXFWV PDQXIDFWXUHG E\ DQ\ SHUVRQ RU
HQWLW\ RWKHU WKDQ 5D\PDULQH
7KLV SURGXFW XVHV GLJLWDO FKDUW GDWD DQG HOHFWURQLF LQIRUPDWLRQ
IURP WKH *OREDO 3RVLWLRQLQJ 6\VWHP *36 ZKLFK PD\ FRQWDLQ
HUURUV 5D\PDULQH GRHV QRW ZDUUDQW WKH DFFXUDF\ RI VXFK
LQIRUPDWLRQ DQG \RX DUH DGYLVHG WKDW HUURUV LQ VXFK LQIRUPDWLRQ
PD\ FDXVH WKH SURGXFW WR PDOIXQFWLRQ 5D\PDULQH LV QRW
UHVSRQVLEOH IRU GDPDJHV RU LQMXULHV FDXVHG E\ \RXU XVH RU
LQDELOLW\ WR XVH WKH SURGXFW E\ WKH LQWHUDFWLRQ RI WKH SURGXFW ZLWK
SURGXFWV PDQXIDFWXUHG E\ RWKHUV RU E\ HUURUV LQ FKDUW GDWD RU
LQIRUPDWLRQ XWLOL]HG E\ WKH SURGXFW DQG VXSSOLHG E\ WKLUG SDUWLHV
0HPRU\ FDUGV DQG FKDUW FDUGV
0LFUR6' PHPRU\ FDUGV FDQ EH XVHG WR EDFN XS DUFKLYH GDWD
HJ :D\SRLQW DQG 7UDFNV 2QFH GDWD LV EDFNHG XS WR D
PHPRU\ FDUG ROG GDWD FDQ EH GHOHWHG IURP WKH V\VWHP FUHDWLQJ
FDSDFLW\ IRU QHZ GDWD 7KH DUFKLYHG GDWD FDQ EH UHWULHYHG DW DQ\
WLPH &KDUW FDUGV SURYLGH DGGLWLRQDO RU XSJUDGHG FDUWRJUDSK\
,W LV UHFRPPHQGHG WKDW \RXU GDWD LV EDFNHG XS WR D PHPRU\
FDUG RQ D UHJXODU EDVLV 'R 127 VDYH GDWD WR D PHPRU\ FDUG
FRQWDLQLQJ FDUWRJUDSK\
&RPSDWLEOH FDUGV
7KH IROORZLQJ W\SHV RI 0LFUR6' FDUGV DUH FRPSDWLEOH ZLWK \RXU
GLVSOD\
0LFUR 6HFXUH 'LJLWDO 6WDQGDUG&DSDFLW\ 0LFUR6'6&
0LFUR 6HFXUH 'LJLWDO +LJK&DSDFLW\ 0LFUR6'+&
1RWH
7KH PD[LPXP VXSSRUWHG PHPRU\ FDUG FDSDFLW\ LV *%
0LFUR6' FDUGV PXVW EH IRUPDWWHG WR XVH HLWKHU WKH )$7 RU
)$7 ¿OH V\VWHP IRUPDW WR HQDEOH XVH ZLWK \RXU 0)'
6SHHG FODVV UDWLQJ
)RU EHVW SHUIRUPDQFH LW LV UHFRPPHQGHG WKDW \RX XVH &ODVV
RU 8+6 8OWUD +LJK 6SHHG FODVV PHPRU\ FDUGV
&KDUW FDUGV
<RXU SURGXFW LV SUHORDGHG ZLWK HOHFWURQLF FKDUWV ZRUOGZLGH
EDVH PDS ,I \RX ZLVK WR XVH GLIIHUHQW FKDUW GDWD \RX FDQ LQVHUW
FRPSDWLEOH FKDUW FDUGV LQWR WKH XQLWV PHPRU\ FDUG UHDGHU
8VH EUDQGHG FKDUW FDUGV DQG PHPRU\ FDUGV
:KHQ DUFKLYLQJ GDWD RU FUHDWLQJ DQ HOHFWURQLF FKDUW FDUG
5D\PDULQH UHFRPPHQGV WKH XVH RI TXDOLW\ EUDQGHG PHPRU\
FDUGV 6RPH EUDQGV RI PHPRU\ FDUG PD\ QRW ZRUN LQ \RXU XQLW
3OHDVH FRQWDFW FXVWRPHU VXSSRUW IRU D OLVW RI UHFRPPHQGHG
FDUGV
(0& LQVWDOODWLRQ JXLGHOLQHV
5D\PDULQH HTXLSPHQW DQG DFFHVVRULHV FRQIRUP WR WKH
DSSURSULDWH (OHFWURPDJQHWLF &RPSDWLELOLW\ (0& UHJXODWLRQV
WR PLQLPL]H HOHFWURPDJQHWLF LQWHUIHUHQFH EHWZHHQ HTXLSPHQW
DQG PLQLPL]H WKH HIIHFW VXFK LQWHUIHUHQFH FRXOG KDYH RQ WKH
SHUIRUPDQFH RI \RXU V\VWHP
&RUUHFW LQVWDOODWLRQ LV UHTXLUHG WR HQVXUH WKDW (0& SHUIRUPDQFH
LV QRW FRPSURPLVHG
1RWH ,Q DUHDV RI H[WUHPH (0& LQWHUIHUHQFH VRPH VOLJKW
LQWHUIHUHQFH PD\ EH QRWLFHG RQ WKH SURGXFW :KHUH WKLV RFFXUV
WKH SURGXFW DQG WKH VRXUFH RI WKH LQWHUIHUHQFH VKRXOG EH
VHSDUDWHG E\ D JUHDWHU GLVWDQFH
)RU RSWLPXP (0& SHUIRUPDQFH ZH UHFRPPHQG WKDW ZKHUHYHU
SRVVLEOH
5D\PDULQH HTXLSPHQW DQG FDEOHV FRQQHFWHG WR LW DUH
± $W OHDVW P IW IURP DQ\ HTXLSPHQW WUDQVPLWWLQJ RU
FDEOHV FDUU\LQJ UDGLR VLJQDOV HJ 9+) UDGLRV FDEOHV DQG
DQWHQQDV ,Q WKH FDVH RI 66% UDGLRV WKH GLVWDQFH VKRXOG
EH LQFUHDVHG WR IW P
± 0RUH WKDQ P IW IURP WKH SDWK RI D UDGDU EHDP $
UDGDU EHDP FDQ QRUPDOO\ EH DVVXPHG WR VSUHDG GHJUHHV
DERYH DQG EHORZ WKH UDGLDWLQJ HOHPHQW
7KH SURGXFW LV VXSSOLHG IURP D VHSDUDWH EDWWHU\ IURP WKDW XVHG
IRU HQJLQH VWDUW 7KLV LV LPSRUWDQW WR SUHYHQW HUUDWLF EHKDYLRU
DQG GDWD ORVV ZKLFK FDQ RFFXU LI WKH HQJLQH VWDUW GRHV QRW
KDYH D VHSDUDWH EDWWHU\
5D\PDULQH VSHFL¿HG FDEOHV DUH XVHG
&DEOHV DUH QRW FXW RU H[WHQGHG XQOHVV GRLQJ VR LV GHWDLOHG LQ
WKH LQVWDOODWLRQ PDQXDO
1RWH :KHUH FRQVWUDLQWV RQ WKH LQVWDOODWLRQ SUHYHQW
DQ\ RI WKH DERYH UHFRPPHQGDWLRQV DOZD\V HQVXUH WKH
PD[LPXP SRVVLEOH VHSDUDWLRQ EHWZHHQ GLIIHUHQW LWHPV RI
HOHFWULFDO HTXLSPHQW WR SURYLGH WKH EHVW FRQGLWLRQV IRU (0&
SHUIRUPDQFH WKURXJKRXW WKH LQVWDOODWLRQ
5) H[SRVXUH
7KLV WUDQVPLWWHU ZLWK LWV DQWHQQD LV GHVLJQHG WR FRPSO\ ZLWK )&&
,& 5) H[SRVXUH OLPLWV IRU JHQHUDO SRSXODWLRQ XQFRQWUROOHG
H[SRVXUH 7KH :L)L %OXHWRRWK DQWHQQD LV PRXQWHG EHKLQG WKH
IURQW IDFLD RQ WKH OHIW KDQG VLGH RI WKH VFUHHQ ,W LV UHFRPPHQGHG
WR PDLQWDLQ D VDIH GLVWDQFH RI DW OHDVW FP IURP WKH OHIW KDQG
VLGH RI WKH VFUHHQ
D 6HULHV F 6HULHV H 6HULHV
)&&
&RPSOLDQFH 6WDWHPHQW 3DUW
7KLV GHYLFH FRPSOLHV ZLWK 3DUW RI WKH )&& 5XOHV 2SHUDWLRQ
LV VXEMHFW WR WKH IROORZLQJ WZR FRQGLWLRQV
7KLV GHYLFH PD\ QRW FDXVH KDUPIXO LQWHUIHUHQFH
7KLV GHYLFH PXVW DFFHSW DQ\ LQWHUIHUHQFH UHFHLYHG LQFOXGLQJ
LQWHUIHUHQFH WKDW PD\ FDXVH XQGHVLUHG RSHUDWLRQ
)&& ,QWHUIHUHQFH 6WDWHPHQW 3DUW
E
7KLV HTXLSPHQW KDV EHHQ WHVWHG DQG IRXQG WR FRPSO\ ZLWK WKH
OLPLWV IRU D &ODVV % GLJLWDO GHYLFH SXUVXDQW WR 3DUW RI WKH )&&
5XOHV
7KHVH OLPLWV DUH GHVLJQHG WR SURYLGH UHDVRQDEOH SURWHFWLRQ
DJDLQVW KDUPIXO LQWHUIHUHQFH LQ D UHVLGHQWLDO LQVWDOODWLRQ 7KLV
HTXLSPHQW JHQHUDWHV XVHV DQG FDQ UDGLDWH UDGLR IUHTXHQF\
HQHUJ\ DQG LI QRW LQVWDOOHG DQG XVHG LQ DFFRUGDQFH ZLWK
WKH LQVWUXFWLRQV PD\ FDXVH KDUPIXO LQWHUIHUHQFH WR UDGLR
FRPPXQLFDWLRQV +RZHYHU WKHUH LV QR JXDUDQWHH WKDW
LQWHUIHUHQFH ZLOO QRW RFFXU LQ D SDUWLFXODU LQVWDOODWLRQ ,I WKLV
HTXLSPHQW GRHV FDXVH KDUPIXO LQWHUIHUHQFH WR UDGLR RU WHOHYLVLRQ
UHFHSWLRQ ZKLFK FDQ EH GHWHUPLQHG E\ WXUQLQJ WKH HTXLSPHQW RII
DQG RQ WKH XVHU LV HQFRXUDJHG WR WU\ WR FRUUHFW WKH LQWHUIHUHQFH
E\ RQH RI WKH IROORZLQJ PHDVXUHV
5HRULHQW RU UHORFDWH WKH UHFHLYLQJ DQWHQQD
,QFUHDVH WKH VHSDUDWLRQ EHWZHHQ WKH HTXLSPHQW DQG
UHFHLYHU
&RQQHFW WKH HTXLSPHQW LQWR DQ RXWOHW RQ D FLUFXLW GLIIHUHQW
IURP WKDW WR ZKLFK WKH UHFHLYHU LV FRQQHFWHG
&RQVXOW WKH GHDOHU RU DQ H[SHULHQFHG UDGLR 79 WHFKQLFLDQ
IRU KHOS
,QGXVWU\ &DQDGD
7KLV GHYLFH FRPSOLHV ZLWK ,QGXVWU\ &DQDGD /LFHQVHH[HPSW
566 VWDQGDUGV
2SHUDWLRQ LV VXEMHFW WR WKH IROORZLQJ WZR FRQGLWLRQV
7KLV GHYLFH PD\ QRW FDXVH LQWHUIHUHQFH DQG
7KLV GHYLFH PXVW DFFHSW DQ\ LQWHUIHUHQFH LQFOXGLQJ
LQWHUIHUHQFH WKDW PD\ FDXVH XQGHVLUHG RSHUDWLRQ RI WKH
GHYLFH
7KLV &ODVV % GLJLWDO DSSDUDWXV FRPSOLHV ZLWK &DQDGLDQ
,&(6
,QGXVWU\ &DQDGD )UDQoDLV
&HW DSSDUHLO HVW FRQIRUPH DX[ QRUPHV GH[HPSWLRQ GH OLFHQFH
566 G,QGXVWU\ &DQDGD
6RQ IRQFWLRQQHPHQW HVW VRXPLV DX[ GHX[ FRQGLWLRQV VXLYDQWHV
FHW DSSDUHLO QH GRLW SDV FDXVHU GLQWHUIpUHQFH HW
FHW DSSDUHLO GRLW DFFHSWHU WRXWH LQWHUIpUHQFH QRWDPPHQW OHV
LQWHUIpUHQFHV TXL SHXYHQW DIIHFWHU VRQ IRQFWLRQQHPHQW
&HW DSSDUHLO QXPpULTXH GH OD FODVVH % HVW FRQIRUPH j OD QRUPH
10% GX &DQDGD
-DSDQHVH DSSURYDOV
,Q WKH IUHTXHQF\ EDQG XVHG IRU WKLV GHYLFH FDPSXV UDGLR VWDWLRQV UDGLRV
VWDWLRQV WKDW UHTXLUH D OLFHQVH DQG VSHFL¿HG ORZ SRZHU UDGLR VWDWLRQV UDGLR
VWDWLRQV WKDW GR QRW UHTXLUH OLFHQVH IRU PRELOH LGHQWL¿FDWLRQ DQG DPDWHXU
UDGLR VWDWLRQV UDGLR VWDWLRQV WKDW UHTXLUH OLFHQVH XVHG LQ LQGXVWULHV VXFK
DV PLFURZDYH RYHQV VFLHQWL¿F PHGLFDO HTXLSPHQW GHYLFHV DQG SURGXFWLRQ
OLQH RI RWKHU IDFWRULHV DUH DOVR EHLQJ RSHUDWHG
%HIRUH XVLQJ WKLV GHYLFH SOHDVH PDNH VXUH WKDW FDPSXV UDGLR VWDWLRQV
DQG VSHFL¿HG ORZ SRZHU UDGLR VWDWLRQV IRU PRELOH LGHQWL¿FDWLRQ DQG
DPDWHXU UDGLR VWDWLRQV DUH QRW EHLQJ RSHUDWHG QHDUE\
,Q FDVH WKHUH LV DQ\ FDVH RI KDUPIXO LQWHUIHUHQFH WR FDPSXV UDGLR
VWDWLRQV IRU PRELOH LGHQWL¿FDWLRQ FDXVHG E\ WKLV GHYLFH SOHDVH
LPPHGLDWHO\ FKDQJH WKH IUHTXHQF\ XVHG RU VWRS WKH WUDQVPLVVLRQ
RI UDGLR ZDYHV DQG WKHQ FRQVXOW DERXW WKH PHDVXUHV WR DYRLG
LQWHUIHUHQFH IRU H[DPSOH WKH LQVWDOODWLRQ RI SDUWLWLRQV WKURXJK WKH
FRQWDFW LQIRUPDWLRQ EHORZ
%HVLGHV ZKHQ LQ WURXEOH VXFK DV ZKHQ WKHUH LV DQ\ FDVH RI
KDUPIXO LQWHUIHUHQFH WR VSHFL¿HG ORZ SRZHU UDGLR VWDWLRQV IRU PRELOH
LGHQWL¿FDWLRQ RU DPDWHXU UDGLR VWDWLRQV FDXVHG E\ WKLV GHYLFH SOHDVH
FRQVXOW WKURXJK WKH IROORZLQJ FRQWDFW LQIRUPDWLRQ
&RQWDFW LQIRUPDWLRQ 3OHDVH FRQWDFW \RXU ORFDO DXWKRUL]HG 5D\PDULQH
GHDOHU
7KLUG SDUW\ VRIWZDUH OLFHQVH
DJUHHPHQWV
7KLV SURGXFW LV VXEMHFW WR FHUWDLQ WKLUG SDUW\ VRIWZDUH OLFHQVH
DJUHHPHQWV DV OLVWHG EHORZ
*18 ² /*3/*3/
-3(* OLEUDULHV
2SHQ66/
)UHH7\SH
7KH OLFHQVH DJUHHPHQWV IRU WKH DERYH FDQ EH IRXQG RQ
WKH ZHEVLWH ZZZUD\PDULQHFRP DQG RQ WKH DFFRPSDQ\LQJ
GRFXPHQWDWLRQ &' LI VXSSOLHG
6XSSUHVVLRQ IHUULWHV
5D\PDULQH FDEOHV PD\ EH ¿WWHG ZLWK VXSSUHVVLRQ IHUULWHV 7KHVH
DUH LPSRUWDQW IRU FRUUHFW (0& SHUIRUPDQFH ,I D IHUULWH KDV WR EH
UHPRYHG IRU DQ\ SXUSRVH HJ LQVWDOODWLRQ RU PDLQWHQDQFH LW
PXVW EH UHSODFHG LQ WKH RULJLQDO SRVLWLRQ EHIRUH WKH SURGXFW LV
XVHG
8VH RQO\ IHUULWHV RI WKH FRUUHFW W\SH VXSSOLHG E\ 5D\PDULQH
DXWKRUL]HG GHDOHUV
:KHUH DQ LQVWDOODWLRQ UHTXLUHV PXOWLSOH IHUULWHV WR EH DGGHG WR D
FDEOH DGGLWLRQDO FDEOH FOLSV VKRXOG EH XVHG WR SUHYHQW VWUHVV RQ
WKH FRQQHFWRUV GXH WR WKH H[WUD ZHLJKW RI WKH FDEOH
&RQQHFWLRQV WR RWKHU HTXLSPHQW
5HTXLUHPHQW IRU IHUULWHV RQ QRQ5D\PDULQH FDEOHV
,I \RXU 5D\PDULQH HTXLSPHQW LV WR EH FRQQHFWHG WR RWKHU
HTXLSPHQW XVLQJ D FDEOH QRW VXSSOLHG E\ 5D\PDULQH D
VXSSUHVVLRQ IHUULWH 0867 DOZD\V EH DWWDFKHG WR WKH FDEOH QHDU
WKH 5D\PDULQH XQLW
'HFODUDWLRQ RI FRQIRUPLW\
5D\PDULQH 8. /WG GHFODUHV WKDW WKLV SURGXFW LV FRPSOLDQW ZLWK
WKH HVVHQWLDO UHTXLUHPHQWV RI 577( GLUHFWLYH (&
7KH RULJLQDO 'HFODUDWLRQ RI &RQIRUPLW\ FHUWL¿FDWH PD\ EH YLHZHG
RQ WKH UHOHYDQW SURGXFW SDJH DW ZZZUD\PDULQHFRP
,PSRUWDQW LQIRUPDWLRQ
3URGXFW GLVSRVDO
'LVSRVH RI WKLV SURGXFW LQ DFFRUGDQFH ZLWK WKH :((( 'LUHFWLYH
7KH :DVWH (OHFWULFDO DQG (OHFWURQLF (TXLSPHQW :(((
'LUHFWLYH UHTXLUHV WKH UHF\FOLQJ RI ZDVWH HOHFWULFDO DQG HOHFWURQLF
HTXLSPHQW :KLOVW WKH :((( 'LUHFWLYH GRHV QRW DSSO\ WR VRPH
5D\PDULQH SURGXFWV ZH VXSSRUW LWV SROLF\ DQG DVN \RX WR EH
DZDUH RI KRZ WR GLVSRVH RI WKLV SURGXFW
3L[HO GHIHFW SROLF\
,Q FRPPRQ ZLWK DOO 7)7 XQLWV WKH VFUHHQ PD\ H[KLELW D IHZ
ZURQJO\LOOXPLQDWHG ³GHDG´ SL[HOV 7KHVH PD\ DSSHDU DV EODFN
SL[HOV LQ D OLJKW DUHD RI WKH VFUHHQ RU DV FRORUHG SL[HOV LQ EODFN
DUHDV
,I \RXU GLVSOD\ H[KLELWV 025( WKDQ WKH QXPEHU RI
ZURQJO\LOOXPLQDWHG SL[HOV DOORZHG UHIHU WR WKH SURGXFW WHFKQLFDO
VSHFL¿FDWLRQ IRU GHWDLOV SOHDVH FRQWDFW \RXU ORFDO 5D\PDULQH
VHUYLFH FHQWHU IRU IXUWKHU DGYLFH
:DUUDQW\ UHJLVWUDWLRQ
7R UHJLVWHU \RXU 5D\PDULQH SURGXFW RZQHUVKLS SOHDVH YLVLW
ZZZUD\PDULQHFRP DQG UHJLVWHU RQOLQH
,W LV LPSRUWDQW WKDW \RX UHJLVWHU \RXU SURGXFW WR UHFHLYH IXOO
ZDUUDQW\ EHQH¿WV <RXU XQLW SDFNDJH LQFOXGHV D EDU FRGH ODEHO
LQGLFDWLQJ WKH VHULDO QXPEHU RI WKH XQLW <RX ZLOO QHHG WKLV VHULDO
QXPEHU ZKHQ UHJLVWHULQJ \RXU SURGXFW RQOLQH <RX VKRXOG UHWDLQ
WKH ODEHO IRU IXWXUH UHIHUHQFH
,02 DQG 62/$6
7KH HTXLSPHQW GHVFULEHG ZLWKLQ WKLV GRFXPHQW LV LQWHQGHG IRU
XVH RQ OHLVXUH PDULQH ERDWV DQG ZRUNERDWV 127 FRYHUHG E\
,QWHUQDWLRQDO 0DULWLPH 2UJDQL]DWLRQ ,02 DQG 6DIHW\ RI /LIH DW
6HD 62/$6 &DUULDJH 5HJXODWLRQV
7HFKQLFDO DFFXUDF\
7R WKH EHVW RI RXU NQRZOHGJH WKH LQIRUPDWLRQ LQ WKLV GRFXPHQW
ZDV FRUUHFW DW WKH WLPH LW ZDV SURGXFHG +RZHYHU 5D\PDULQH
FDQQRW DFFHSW OLDELOLW\ IRU DQ\ LQDFFXUDFLHV RU RPLVVLRQV LW
PD\ FRQWDLQ ,Q DGGLWLRQ RXU SROLF\ RI FRQWLQXRXV SURGXFW
LPSURYHPHQW PD\ FKDQJH VSHFL¿FDWLRQV ZLWKRXW QRWLFH $V D
UHVXOW 5D\PDULQH FDQQRW DFFHSW OLDELOLW\ IRU DQ\ GLIIHUHQFHV
EHWZHHQ WKH SURGXFW DQG WKLV GRFXPHQW 3OHDVH FKHFN WKH
5D\PDULQH ZHEVLWH ZZZUD\PDULQHFRP WR HQVXUH \RX KDYH
WKH PRVW XSWRGDWH YHUVLRQV RI WKH GRFXPHQWDWLRQ IRU \RXU
SURGXFW
D 6HULHV F 6HULHV H 6HULHV
&KDSWHU 'RFXPHQW DQG SURGXFW LQIRUPDWLRQ
&KDSWHU FRQWHQWV
+DQGERRN LQIRUPDWLRQ RQ SDJH
3URGXFW RYHUYLHZ RQ SDJH
+DQGERRN LOOXVWUDWLRQV RQ SDJH
+DQGERRN FRQYHQWLRQV RQ SDJH
'RFXPHQW DQG SURGXFW LQIRUPDWLRQ
+DQGERRN LQIRUPDWLRQ
7KLV KDQGERRN FRQWDLQV LPSRUWDQW LQIRUPDWLRQ UHJDUGLQJ \RXU
PXOWLIXQFWLRQ GLVSOD\
7KH KDQGERRN LV DSSOLFDEOH WR WKH IROORZLQJ UG JHQHUDWLRQ
5D\PDULQH PXOWLIXQFWLRQ GLVSOD\V
D 6HULHV
F 6HULHV
H 6HULHV
$ERXW WKLV KDQGERRN
7KLV KDQGERRN GHVFULEHV KRZ WR RSHUDWH \RXU PXOWLIXQFWLRQ
GLVSOD\ LQ FRQMXQFWLRQ ZLWK FRPSDWLEOH HOHFWURQLF FDUWRJUDSK\
DQG SHULSKHUDO HTXLSPHQW
,W DVVXPHV WKDW DOO SHULSKHUDO HTXLSPHQW WR EH RSHUDWHG ZLWK LW
LV FRPSDWLEOH DQG KDV EHHQ FRUUHFWO\ LQVWDOOHG 7KLV KDQGERRN
LV LQWHQGHG IRU XVHUV RI YDU\LQJ PDULQH DELOLWLHV EXW DVVXPHV D
JHQHUDO OHYHO RI NQRZOHGJH RI GLVSOD\ XVH QDXWLFDO WHUPLQRORJ\
DQG SUDFWLFHV
6RIWZDUH UHYLVLRQ
5D\PDULQH UHJXODUO\ XSGDWHV SURGXFW VRIWZDUH WR DGG QHZ
IHDWXUHV DQG LPSURYH H[LVWLQJ IXQFWLRQDOLW\
7KLV KDQGERRN FRYHUV PXOWLIXQFWLRQ GLVSOD\ VRIWZDUH
YHUVLRQ ² /LJKW+RXVH ,, 5HOHDVH
3OHDVH UHIHU WR WKH 6RIWZDUH 5HOHDVHV VHFWLRQ IRU GHWDLOV
RQ VRIWZDUH UHOHDVHV
&KHFN WKH 5D\PDULQH ZHEVLWH WR HQVXUH \RX KDYH WKH ODWHVW
VRIWZDUH DQG XVHU PDQXDOV ZZZUD\PDULQHFRP
+DQGERRNV
7KH IROORZLQJ KDQGERRNV DUH DSSOLFDEOH WR \RXU PXOWLIXQFWLRQ
GLVSOD\
+DQGERRNV
$OO GRFXPHQWV DUH DYDLODEOH WR GRZQORDG DV 3')V IURP
ZZZUD\PDULQHFRP
D 6HULHV +DQGERRNV
'HVFULSWLRQ 3DUW QXPEHU
D 6HULHV 0RXQWLQJ DQG JHWWLQJ
VWDUWHG JXLGH
D 6HULHV F 6HULHV H 6HULHV
,QVWDOODWLRQ DQG RSHUDWLRQ KDQGERRN
D[ 0RXQWLQJ WHPSODWH
D[ 0RXQWLQJ WHPSODWH
F 6HULHV +DQGERRNV
'HVFULSWLRQ 3DUW QXPEHU
F 6HULHV H 6HULHV 0RXQWLQJ DQG
JHWWLQJ VWDUWHG JXLGH
D 6HULHV F 6HULHV H 6HULHV
,QVWDOODWLRQ DQG RSHUDWLRQ KDQGERRN
H H F F 0RXQWLQJ
WHPSODWH
H H F F 0RXQWLQJ
WHPSODWH
H 6HULHV +DQGERRNV
'HVFULSWLRQ 3DUW QXPEHU
H H' 0RXQWLQJ DQG JHWWLQJ
VWDUWHG JXLGH
F 6HULHV H 6HULHV 0RXQWLQJ DQG
JHWWLQJ VWDUWHG JXLGH
'HVFULSWLRQ 3DUW QXPEHU
D 6HULHV F 6HULHV H 6HULHV
,QVWDOODWLRQ DQG RSHUDWLRQ KDQGERRN
H H' 0RXQWLQJ WHPSODWH
H H F F 0RXQWLQJ
WHPSODWH
H H F F 0RXQWLQJ
WHPSODWH
H 0RXQWLQJ WHPSODWH
$GGLWLRQDO KDQGERRNV
'HVFULSWLRQ 3DUW QXPEHU
6HD7DONQJ UHIHUHQFH PDQXDO
8VHU PDQXDOV 3ULQW 6KRS
5D\PDULQH SURYLGHV D 3ULQW 6KRS VHUYLFH HQDEOLQJ \RX WR
SXUFKDVH D KLJKTXDOLW\ SURIHVVLRQDOO\SULQWHG PDQXDO IRU \RXU
5D\PDULQH SURGXFW
3ULQWHG PDQXDOV DUH LGHDO IRU NHHSLQJ RQERDUG \RXU YHVVHO DV D
XVHIXO VRXUFH RI UHIHUHQFH ZKHQHYHU \RX QHHG DVVLVWDQFH ZLWK
\RXU 5D\PDULQH SURGXFW
9LVLW KWWSZZZUD\PDULQHFRXNYLHZ"LG WR RUGHU D
SULQWHG PDQXDO GHOLYHUHG GLUHFWO\ WR \RXU GRRU
)RU IXUWKHU LQIRUPDWLRQ DERXW WKH 3ULQW 6KRS SOHDVH YLVLW WKH 3ULQW
6KRS )$4 SDJHV KWWSZZZUD\PDULQHFRXNYLHZ"LG
1RWH
$FFHSWHG PHWKRGV RI SD\PHQW IRU SULQWHG PDQXDOV DUH
FUHGLW FDUGV DQG 3D\3DO
3ULQWHG PDQXDOV FDQ EH VKLSSHG ZRUOGZLGH
)XUWKHU PDQXDOV ZLOO EH DGGHG WR WKH 3ULQW 6KRS RYHU WKH
FRPLQJ PRQWKV IRU ERWK QHZ DQG OHJDF\ SURGXFWV
5D\PDULQH XVHU PDQXDOV DUH DOVR DYDLODEOH WR GRZQORDG
IUHHRIFKDUJH IURP WKH 5D\PDULQH ZHEVLWH LQ WKH SRSXODU
3') IRUPDW 7KHVH 3') ¿OHV FDQ EH YLHZHG RQ D 3&
ODSWRS WDEOHW VPDUWSKRQH RU RQ WKH ODWHVW JHQHUDWLRQ RI
5D\PDULQH PXOWLIXQFWLRQ GLVSOD\V
D 6HULHV F 6HULHV H 6HULHV
3URGXFW RYHUYLHZ
D[ 'LVSOD\ YDULDQWV
D[ PXOWLIXQFWLRQ GLVSOD\V DUH DYDLODEOH LQ WKH IROORZLQJ YDULDQWV
1RQVRQDU
YDULDQW
D
(
D :L)L
(
6RQDU YDULDQW D
(
D :L)L
(
'RZQ9LVLRQ
YDULDQW
D
(
D :L)L
(
)HDWXUHV %OXHWRRWK
,QWHUQDO *36
%OXHWRRWK
,QWHUQDO *36
:L)L
&RQWUROV
0XOWL7RXFK
WRXFKVFUHHQ
+\EULG7RXFK ZKHQ
SDLUHG ZLWK D UHPRWH
NH\SDG
0XOWL7RXFK
WRXFKVFUHHQ
+\EULG7RXFK ZKHQ
SDLUHG ZLWK D UHPRWH
NH\SDG
D[ 'LVSOD\ YDULDQWV
D[ PXOWLIXQFWLRQ GLVSOD\V DUH DYDLODEOH LQ WKH IROORZLQJ YDULDQWV
1RQVRQDU
YDULDQW
D
(
D :L)L
(
6RQDU YDULDQW D
(
D :L)L
(
'RZQ9LVLRQ
YDULDQW
D
(
D :L)L
(
)HDWXUHV %OXHWRRWK
,QWHUQDO *36
%OXHWRRWK
,QWHUQDO *36
:L)L
&RQWUROV
0XOWL7RXFK
WRXFKVFUHHQ
+\EULG7RXFK ZKHQ
SDLUHG ZLWK D UHPRWH
NH\SDG
0XOWL7RXFK
WRXFKVFUHHQ
+\EULG7RXFK ZKHQ
SDLUHG ZLWK D UHPRWH
NH\SDG
'RFXPHQW DQG SURGXFW LQIRUPDWLRQ
F 6HULHV VDQG H 6HULHV GLVSOD\ YDULDQWV
7KH IROORZLQJ F 6HULHV DQG H 6HULHV PXOWLIXQFWLRQ GLVSOD\ YDULDQWV DUH DYDLODEOH
1RQ
VRQDU 6RQDU 6HULHV &RQWUROV )HDWXUHV
H
(
H'
(
H 6HULHV
+\EULG7RXFK
7RXFKVFUHHQ DQG SK\VLFDO
EXWWRQV
%OXHWRRWK
:L)L
10($
10($ YLD 6HD7DONQJ
,QWHUQDO *36
9LGHR LQSXW
F
(
F
(
F 6HULHV
3K\VLFDO EXWWRQV
RQO\
%OXHWRRWK
:L)L
10($
10($ YLD 6HD7DONQJ
,QWHUQDO *36
9LGHR LQSXW
H
(
H
(
H 6HULHV
+\EULG7RXFK
7RXFKVFUHHQ DQG SK\VLFDO
EXWWRQV
%OXHWRRWK
:L)L
10($
10($ YLD 6HD7DONQJ
,QWHUQDO *36
9LGHR LQSXW [
9LGHR RXWSXW
F
(
F
(
F 6HULHV
3K\VLFDO EXWWRQV
RQO\
%OXHWRRWK
:L)L
10($
10($ YLD 6HD7DONQJ
,QWHUQDO *36
9LGHR LQSXW
H
(
H
(
H 6HULHV
+\EULG7RXFK
7RXFKVFUHHQ DQG SK\VLFDO
EXWWRQV
%OXHWRRWK
:L)L
10($
10($ YLD 6HD7DONQJ
,QWHUQDO *36
9LGHR LQSXW [
9LGHR RXWSXW
H
(
QD H 6HULHV
+\EULG7RXFK
7RXFKVFUHHQ DQG SK\VLFDO
EXWWRQV
%OXHWRRWK
:L)L
10($
10($ YLD 6HD7DONQJ
9LGHR LQSXW [
9LGHR RXWSXW
+\EULG7RXFK RYHUYLHZ
,I \RXU PXOWLIXQFWLRQ GLVSOD\ IHDWXUHV +\EULG7RXFK WKLV HQDEOHV
\RX WR RSHUDWH WKH XQLW XVLQJ WKH WRXFKVFUHHQ DQG WKH SK\VLFDO
EXWWRQV
$ +\EULG7RXFK GLVSOD\ KDV SK\VLFDO EXWWRQV ZKLFK FDQ EH XVHG
LQ DGGLWLRQ WR WKH WRXFKVFUHHQ 7RXFKVFUHHQ RQO\ PXOWLIXQFWLRQ
GLVSOD\V ZKLFK GR QRW KDYH SK\VLFDO EXWWRQV FDQ EH FRQQHFWHG
WR D UHPRWH NH\SDG ZKLFK DOORZV +\EULG7RXFK IXQFWLRQDOLW\
$OO IXQFWLRQV FDQ EH DFFHVVHG XVLQJ WKH WRXFKVFUHHQ +RZHYHU
WKHUH PD\ EH VLWXDWLRQV VXFK DV URXJK VHD FRQGLWLRQV ZKHQ LW
LV QRW DSSURSULDWH WR XVH WKH WRXFKVFUHHQ ,Q WKHVH VLWXDWLRQV
5D\PDULQH VWURQJO\ UHFRPPHQGV WKDW \RX DFWLYDWH WKH WRXFK
ORFN DQG XVH WKH SK\VLFDO EXWWRQV WR RSHUDWH \RXU PXOWLIXQFWLRQ
GLVSOD\
D 6HULHV F 6HULHV H 6HULHV
7RXFKVFUHHQ RYHUYLHZ
7KH WRXFKVFUHHQ SURYLGHV DQ DOWHUQDWLYH WR XVLQJ SK\VLFDO
EXWWRQV WR FRQWURO \RXU PXOWLIXQFWLRQ GLVSOD\
$OO IXQFWLRQV FDQ EH DFFHVVHG XVLQJ WKH WRXFKVFUHHQ
1RWH 5D\PDULQH VWURQJO\ UHFRPPHQGV WKDW \RX IDPLOLDUL]H
\RXUVHOI ZLWK WRXFK RSHUDWLRQV ZKLOH \RXU YHVVHO LV DQFKRUHG
RU PRRUHG <RX PD\ ¿QG LW KHOSIXO WR XVH WKH VLPXODWRU PRGH
DFFHVVLEOH IURP +RPHVFUHHQ ! 6HWXS ! 6\VWHP 6HWWLQJV
LQ WKHVH VLWXDWLRQV
+DQGERRN LOOXVWUDWLRQV
7KH LOOXVWUDWLRQV DQG VFUHHQVKRWV XVHG LQ WKLV KDQGERRN PD\
GLIIHU VOLJKWO\ IURP \RXU GLVSOD\ PRGHO
7KH LOOXVWUDWLRQ RI WKH PXOWLIXQFWLRQ GLVSOD\ EHORZ LV XVHG
WKURXJKRXW WKLV PDQXDO DQG XQOHVV RWKHUZLVH VWDWHG FDQ DSSO\
WR DOO UG JHQHUDWLRQ YDULDQW RI 5D\PDULQH PXOWLIXQFWLRQ GLVSOD\V
LH D 6HULHV F 6HULHV DQG H 6HULHV
'RFXPHQW DQG SURGXFW LQIRUPDWLRQ
+DQGERRN FRQYHQWLRQV
7KH IROORZLQJ FRQYHQWLRQV DUH XVHG WKURXJKRXW WKLV KDQGERRN ZKHQ UHIHUULQJ WR
7\SH ([DPSOH &RQYHQWLRQ
,FRQV
7KH WHUP VHOHFW LV XVHG LQ SURFHGXUHV LQYROYLQJ LFRQV WR UHIHU WR WKH DFWLRQ
RI VHOHFWLQJ DQ RQVFUHHQ LFRQ HLWKHU XVLQJ WRXFK RU SK\VLFDO EXWWRQV
7RXFK ² 3UHVV \RXU ¿QJHU RQ WKH LFRQ WR VHOHFW
3K\VLFDO EXWWRQV ² 8VH WKH -R\VWLFN WR KLJKOLJKW WKH LFRQ DQG SUHVV
WKH 2N EXWWRQ
7KH WHUP VHOHFW LV XVHG LQ SURFHGXUHV LQYROYLQJ PHQXV WR UHIHU WR WKH
DFWLRQ RI VHOHFWLQJ D PHQX LWHP HLWKHU XVLQJ WRXFK RU SK\VLFDO EXWWRQV
7RXFK ² 3UHVV \RXU ¿QJHU RQ WKH LFRQ WR VHOHFW
3K\VLFDO EXWWRQV ² 8VH WKH -R\VWLFN WR KLJKOLJKW WKH LFRQ DQG SUHVV
WKH 2N EXWWRQ
0HQXV
7KH WHUP ³VFUROO´ LV XVHG LQ SURFHGXUHV LQYROYLQJ PHQXV DQG GLDORJV WR
UHIHU WR WKH DFWLRQ RI VFUROOLQJ D OLVW RU PHQX HLWKHU E\ WRXFK RU SK\VLFDO
EXWWRQV
7RXFK ² 3UHVV \RXU ¿QJHU RQ WKH PHQX DQG VOLGH XS RU GRZQ WR VFUROO
3K\VLFDO EXWWRQV ² 7XUQ WKH 5RWDU\ FRQWURO FORFNZLVH RU
DQWL²FORFNZLVH WR VFUROO
$SSOLFDWLRQV 7KH WHUP ³VHOHFW´ LV XVHG LQ SURFHGXUHV LQYROYLQJ DSSOLFDWLRQV WR UHIHU WR
WKH DFWLRQ RI VHOHFWLQJ D ORFDWLRQ REMHFW RU WDUJHW RQVFUHHQ XVLQJ WRXFK
RU SK\VLFDO EXWWRQV
7RXFK ² 3UHVV DQG KROG \RXU ¿QJHU RQ D ORFDWLRQ WR VHOHFW RU
7RXFK ² 3UHVV DQG UHOHDVH \RXU ¿QJHU RQ DQ REMHFW RU WDUJHW
3K\VLFDO EXWWRQV ² 8VH WKH -R\VWLFN WR KLJKOLJKW WKH ORFDWLRQ REMHFW
RU WDUJHW DQG SUHVV WKH 2N EXWWRQ
1XPHULF DGMXVW
FRQWUROV
7KH WHUP ³DGMXVW´ LV XVHG LQ SURFHGXUHV LQYROYLQJ QXPHULFDO DGMXVW FRQWUROV
WR UHIHU WR WKH DFWLRQ RI FKDQJLQJ WKH QXPHULF YDOXH XVLQJ WRXFK RU SK\VLFDO
EXWWRQV
7RXFK ² 3UHVV \RXU ¿QJHU RQ WKH XS RU GRZQ DUURZ WR LQFUHDVH RU
GHFUHDVH WKH QXPHULF YDOXH
3K\VLFDO EXWWRQV ² 8VH WKH 5RWDU\ FRQWURO WR LQFUHDVH RU GHFUHDVH
WKH QXPHULF YDOXH
:LWK WKH 1XPHULF DGMXVW FRQWURO GLVSOD\HG \RX FDQ DOVR VHOHFW RQ WKH
NH\SDG LFRQ RU SUHVV DQG KROG WKH 2N EXWWRQ WR RSHQ D QXPHULF NH\SDG WR
HQWHU D QHZ YDOXH IRU WKH VHWWLQJ
6OLGHU EDU FRQWUROV 7KH WHUP ³DGMXVW´ LV XVHG LQ SURFHGXUHV LQYROYLQJ VOLGHU EDU FRQWUROV WR
UHIHU WR WKH DFWLRQ RI FKDQJLQJ WKH DVVRFLDWHG QXPHULF YDOXH XVLQJ WRXFK
RU SK\VLFDO EXWWRQV
7RXFK ² 3UHVV \RXU ¿QJHU RQ WKH XS RU GRZQ DUURZ WR LQFUHDVH RU
GHFUHDVH WKH QXPHULF YDOXH
3K\VLFDO EXWWRQV ² 8VH WKH 5RWDU\ FRQWURO WR LQFUHDVH RU GHFUHDVH
WKH QXPHULF YDOXH
D 6HULHV F 6HULHV H 6HULHV
:D\SRLQW 02% EXWWRQ LFRQ
'HSHQGLQJ RQ WKH PXOWLIXQFWLRQ GLVSOD\ YDULDQW WKHUH ZLOO EH
HLWKHU D :D\SRLQW 02% EXWWRQ RU DQ RQVFUHHQ LFRQ
:37 EXWWRQ
F 6HULHV
H 6HULHV
50. NH\SDG
:37 LFRQV
D 6HULHV
J6 6HULHV
7KURXJKRXW WKLV PDQXDO WKH WHUP 6HOHFW :37 UHIHUV WR SUHVVLQJ
WKH SK\VLFDO :37 EXWWRQ RU SUHVVLQJ WKH RQVFUHHQ :37 LFRQ
7RXFK DQG QRQWRXFK RSHUDWLRQV
7KLV KDQGERRN DSSOLHV WR ERWK WRXFK DQG QRQWRXFK RSHUDWLRQV
7KLV KDQGERRN XVHV LFRQV WR LGHQWLI\ ZKHWKHU D SDUWLFXODU WDVN
LV VSHFL¿FDOO\ D WRXFK RU D QRQWRXFK RSHUDWLRQ :KHUH D WDVN
GRHV QRW KDYH D WRXFK RU QRQWRXFK LFRQ WKHQ WKH WDVN FDQ EH
SHUIRUPHG XVLQJ HLWKHU
7RXFK 7RXFKVFUHHQ RSHUDWLRQ ² 7RXFK
RSHUDWLRQV DSSO\ WR PXOWLIXQFWLRQ GLVSOD\V ZKLFK
KDYH D WRXFKVFUHHQ
1RQWRXFK SK\VLFDO EXWWRQ RSHUDWLRQ ²
1RQWRXFK RSHUDWLRQV DSSO\ WR PXOWLIXQFWLRQ
GLVSOD\V ZLWK SK\VLFDO EXWWRQV RU PXOWLIXQFWLRQ
GLVSOD\V WKDW KDYH D UHPRWH NH\SDG FRQQHFWHG
DQG SDLUHG WR LW
'RFXPHQW DQG SURGXFW LQIRUPDWLRQ
D 6HULHV F 6HULHV H 6HULHV
&KDSWHU 3ODQQLQJ WKH LQVWDOODWLRQ
&KDSWHU FRQWHQWV
6\VWHP LQWHJUDWLRQ RQ SDJH
,QVWDOODWLRQ FKHFNOLVW RQ SDJH
6\VWHP /LPLWV RQ SDJH
0XOWLSOH GDWD VRXUFHV 0'6 RYHUYLHZ RQ SDJH
,GHQWLI\LQJ \RXU GLVSOD\ YDULDQW RQ SDJH
1HWZRUNLQJ FRQVWUDLQWV RQ SDJH
7\SLFDO V\VWHPV RQ SDJH
6\VWHP SURWRFROV RQ SDJH
'DWD PDVWHU RQ SDJH
1HZ D 6HULHV SDUWV VXSSOLHG RQ SDJH
H H' 3DUWV VXSSOLHG RQ SDJH
1HZ F 6HULHV DQG 1HZ H 6HULHV SDUWV VXSSOLHG RQ SDJH
7RROV UHTXLUHG IRU LQVWDOODWLRQ RQ SDJH
6HOHFWLQJ D ORFDWLRQ RQ SDJH
3ODQQLQJ WKH LQVWDOODWLRQ
6\VWHP LQWHJUDWLRQ
<RXU PXOWLIXQFWLRQ GLVSOD\ LV FRPSDWLEOH ZLWK D ZLGH UDQJH RI PDULQH HOHFWURQLFV GHYLFHV
7KH GLVSOD\ XVHV D QXPEHU RI SURWRFROV WR WUDQVIHU GDWD EHWZHHQ WKH YDULRXV GHYLFHV LQ \RXU V\VWHP 7KH IROORZLQJ WDEOH GHWDLOV
ZKLFK GHYLFHV PD\ EH FRQQHFWHG WR \RXU GLVSOD\ DQG WKH W\SH RI FRQQHFWLRQV LQ WHUPV RI SURWRFROV DQG SK\VLFDO LQWHUIDFHV
,WHP 'HYLFH 7\SH 0D[LPXP TXDQWLW\ 6XLWDEOH 'HYLFHV &RQQHFWLRQV
5HPRWH FRQWURO SHU PXOWLIXQFWLRQ GLVSOD\ 5D\PDULQH 5&8 %OXHWRRWK
6PDUWSKRQH 7DEOHW GHYLFH SHU PXOWLIXQFWLRQ GLVSOD\ )RU 5D\PDULQH ZLUHOHVV YLGHR VWUHDPLQJ
DQG UHPRWH FRQWURO DSSV
$SSOH L3KRQH RU ODWHU RU L3DG RU
ODWHU
$QGURLG GHYLFH ZLWK PLQLPXP *+]
SURFHVVRU DQG UXQQLQJ DQGURLG RU
ODWHU
$PD]RQ .LQGOH )LUH
)RU FKDUWSORWWHU V\QF ZLWK 1DYLRQLFV
0DULQH DSS
$SSOH L3KRQH RU L3DG
$QGURLGFRPSDWLEOH VPDUWSKRQH RU
WDEOHW
)RU PHGLD SOD\HU FRQWURO D H DQG J6
6HULHV RQO\
$Q\ %OXHWRRWKHQDEOHG GHYLFH WKDW
VXSSRUWV %OXHWRRWK ('5 SRZHU
FODVV VXSSRUWHG SUR¿OH $95&3
&KDUWSORWWHU V\QF ZLWK 1DYLRQLFV
0DULQH DSS :L)L
9LGHR VWUHDPLQJ DQG UHPRWH FRQWURO
:L)L
0HGLD SOD\HU FRQWURO %OXHWRRWK
('5 SRZHU FODVV VXSSRUWHG
SUR¿OH $95&3 RU ODWHU
9HVVHO WDQN VHQVRUV ²
WKLUGSDUW\
8S WR [ IXHO
[ IUHVK ZDWHU
[ ZDVWH ZDWHU
[ VHZDJH
[ EDLW ¿VK
7KLUGSDUW\ 10($ LQWHUIDFHV 10($ YLD RSWLRQDO 'HYLFH1HW
DGDSWRU FDEOHV
D 6HULHV F 6HULHV H 6HULHV
,WHP 'HYLFH 7\SH 0D[LPXP TXDQWLW\ 6XLWDEOH 'HYLFHV &RQQHFWLRQV
*36 H[WHUQDO ²
5D\PDULQH
$Q\ FRPELQDWLRQ RI WKH IROORZLQJ
56
5D\VWDU *36
5D\VWDU *36 YLD RSWLRQDO 6HD7DON
WR 6HD7DONQJ FRQYHUWHU
6HD7DON 6HD7DONQJ RU 10($
,QVWUXPHQWV ² 5D\PDULQH $V GHWHUPLQHG E\
6HD7DONQJ EXV EDQGZLGWK
DQG SRZHU ORDGLQJ
6HD7DONQJ
L 'HSWK 6SHHG RU 7ULGDWD
L :LQG &+ :LQG
L
67
67
6HD7DON YLD RSWLRQDO 6HD7DON WR 6HD7DONQJ
FRQYHUWHU
L :LQG 6SHHG 'HSWK RU %LGDWD
67 :LQG 6SHHG 'HSWK 5XGGHU RU
&RPSDVV
67 :LQG 6SHHG 'HSWK 5XGGHU RU
&RPSDVV
6HD7DON 6HD7DONQJ
3LORW FRQWURO KHDGV ²
5D\PDULQH
$V GHWHUPLQHG E\
6HD7DON RU 6HD7DONQJ
EXV EDQGZLGWK DQG SRZHU
ORDGLQJ DV DSSURSULDWH
6HD7DONQJ
S
S5
67 6HD7DONQJ FRXUVH FRPSXWHU RQO\
67 6HD7DONQJ FRXUVH FRPSXWHU
RQO\
6HD7DON YLD RSWLRQDO 6HD7DON WR 6HD7DONQJ
FRQYHUWHU
67
67
67
6HD7DON 6HD7DONQJ
$XWRSLORWV ² 5D\PDULQH 6HD7DONQJ
(YROXWLRQ DXWRSLORWV
$OO 63; FRXUVH FRPSXWHUV
6HD7DON YLD RSWLRQDO 6HD7DON WR 6HD7DONQJ
FRQYHUWHU
67
67
6
6
6
6
6HD7DON 6HD7DONQJ RU 10($
$,6 ² 5D\PDULQH $,6
$,6
$,6
$,6
$,6
6HD7DONQJ RU 10($
$,6 ² WKLUGSDUW\ 7KLUGSDUW\ 10($ ±FRPSDWLEOH $,6
&ODVV $ RU &ODVV % UHFHLYHU WUDQVFHLYHU
10($
9HVVHO WULP WDEV ²
WKLUGSDUW\
SDLU 7KLUGSDUW\ 10($ LQWHUIDFHV 10($ YLD RSWLRQDO 'HYLFH1HW
DGDSWRU FDEOHV
3ODQQLQJ WKH LQVWDOODWLRQ
,WHP 'HYLFH 7\SH 0D[LPXP TXDQWLW\ 6XLWDEOH 'HYLFHV &RQQHFWLRQV
9LGHR FDPHUD D 6HULHV
H H' F 6HULHV
H 6HULHV H[FOXGLQJ H
DQG H'
&RPSRVLWH 3$/ RU 176& YLGHR VRXUFH %1& FRQQHFWRUV
,3 FDPHUD ² WKLUGSDUW\ 0XOWLSOH
1RWH 2QO\ ,3
FDPHUD FDQ EH YLHZHG
DW D WLPH
7KLUG SDUW\ ,3 FDPHUD
1RWH ,3 FDPHUDV PXVW EH DEOH WR
DVVLJQ ,3 DGGUHVV YLD '+&3 DQG DOORZ
XQDXWKHQWLFDWHG DQRQ\PRXV 219,)
DFFHVV
9LD 6HD7DONKV QHWZRUN
/LIHWDJ 0DQ RYHUERDUG
DOHUW
EDVHVWDWLRQ $OO 5D\PDULQH /LIHWDJ EDVHVWDWLRQV 6HD7DON YLD RSWLRQDO 6HD7DON WR 6HD7DONQJ
FRQYHUWHU
(QJLQH LQWHUIDFH ²
5D\PDULQH
XQLW IRU HDFK HQJLQH
&$1 EXV
(&, 6HD7DONQJ
(QJLQH LQWHUIDFH ²
WKLUGSDUW\
7KLUGSDUW\ 10($ LQWHUIDFHV 10($ YLD RSWLRQDO 'HYLFH1HW
DGDSWRU FDEOHV
7UDQVGXFHUV DQG VHQVRUV
² 5D\PDULQH
$QDORJ WUDQVGXFHUV
:LQG
6SHHG
'HSWK
5XGGHU UHIHUHQFH
6HD7DONQJ YLD RSWLRQDO L7& FRQYHUWHU
7UDQVGXFHUV DQG VHQVRUV
² $LUPDU
'7 6PDUW 6HQVRU
'67 6PDUW 6HQVRU
3% ZHDWKHU VWDWLRQ
6HD7DONQJ YLD RSWLRQDO L7& FRQYHUWHU
([WHUQDO GLVSOD\ H 6HULHV H[FOXGLQJ H DQG
H'
([WHUQDO GLVSOD\ SLQ '7\SH FRQQHFWRU 9*$ 6W\OH
6RQDU WUDQVGXFHU 'LUHFW FRQQHFWLRQ WR VRQDU YDULDQW GLVSOD\V
5D\PDULQH 3
5D\PDULQH 3
5D\PDULQH 3
5D\PDULQH %
5D\PDULQH %
5D\PDULQH %9
25
$Q\ ZDWW .Z FRPSDWLEOH
WUDQVGXFHU YLD RSWLRQDO (
DGDSWRU FDEOH
25
$Q\ 0LQQ .RWD WUDQVGXFHU YLD RSWLRQDO
$ DGDSWRU FDEOH
&RQQHFWLRQ YLD H[WHUQDO 5D\PDULQH 6RQDU
0RGXOH
$Q\ VRQDU PRGXOHFRPSDWLEOH
WUDQVGXFHU
5D\PDULQH WUDQVGXFHU FRQQHFWLRQ 25
0LQQ .RWD WUDQVGXFHU FRQQHFWLRQ
'6& 9+) UDGLR ²
5D\PDULQH
6HD7DONQJ
5D\
5D\ $,6
10($
5D\
5D\
5D\
5D\
1RWH D 6HULHV UHTXLUHV DQ 10($
WR 6HD7DONQJ FRQYHUWHU
D 6HULHV F 6HULHV H 6HULHV
,WHP 'HYLFH 7\SH 0D[LPXP TXDQWLW\ 6XLWDEOH 'HYLFHV &RQQHFWLRQV
5D\PDULQH 6LULXV PDULQH
ZHDWKHU VDWHOOLWH UDGLR
UHFHLYHU 1RUWK $PHULFD
RQO\
6HD7DONKV
65
65
65
6HD7DONQJ
65
6HD7DONKV 6HD7DONQJ
$GGLWLRQDO PXOWLIXQFWLRQ
GLVSOD\V ² 5D\PDULQH
UG JHQHUDWLRQ 5D\PDULQH PXOWLIXQFWLRQ
GLVSOD\V
6HD7DONKV UHFRPPHQGHG
D 6HULHV
F 6HULHV
H 6HULHV
J6 6HULHV
1RWH <RX FDQ FRQQHFW 5D\PDULQH
PXOWLIXQFWLRQ GLVSOD\V XVLQJ 10($
RU 6HD7DONQJ EXW QRW DOO IXQFWLRQV
DUH VXSSRUWHG
1RWH 9LVLW ZZZUD\PDULQHFRP WR
GRZQORDG WKH ODWHVW VRIWZDUH YHUVLRQ
IRU \RXU GLVSOD\
6HD7DONKV
$GGLWLRQDO PXOWLIXQFWLRQ
GLVSOD\V ² WKLUGSDUW\
&RQQHFWLRQV WR
PXOWLIXQFWLRQ GLVSOD\
10($ RXWSXWV
&RQQHFWLRQV WR
PXOWLIXQFWLRQ GLVSOD\
10($ LQSXWV
1RWH D 6HULHV
PXOWLIXQFWLRQ GLVSOD\V
GR QRW VXSSRUW GLUHFW
FRQQHFWLRQ RI 10($
GHYLFHV
10($ ±FRPSDWLEOH FKDUWSORWWHUV DQG
PXOWLIXQFWLRQ GLVSOD\V
10($
6RQDU 0RGXOHV )LVK¿QGHU
² 5D\PDULQH
0XOWLSOH &3&
&3
&3
6RQDU YDULDQW PXOWLIXQFWLRQ GLVSOD\V
6HD7DONKV
5DGDU ² 5D\PDULQH $OO 5D\PDULQH 1RQ+' 'LJLWDO 5DGRPHV
DQG +' RU 6XSHU+' UDGDU VFDQQHUV
1RWH 3OHDVH HQVXUH \RXU UDGDU
VFDQQHU LV XVLQJ WKH ODWHVW VRIWZDUH
YHUVLRQ
6HD7DONKV
7KHUPDO FDPHUD ²
5D\PDULQH
1RWH D 6HULHV
PXOWLIXQFWLRQ GLVSOD\V
GR QRW VXSSRUW WKHUPDO
FDPHUDV
7 6HULHV
7 6HULHV
7 6HULHV
7 6HULHV
7 6HULHV
6HD7DONKV IRU FRQWURO %1& FRQQHFWRU
IRU YLGHR
5HPRWH NH\SDG 0XOWLSOH 50. 6HD7DONKV
)XVLRQ HQWHUWDLQPHQW
V\VWHPV
0XOWLSOH )XVLRQ VHULHV HQWHUWDLQPHQW V\VWHPV
06,3
06$9
6HD7DONKV
3& ODSWRS :LQGRZVFRPSDWLEOH 3& RU ODSWRS UXQQLQJ
5D\PDULQH 9R\DJHU SODQQLQJ VRIWZDUH
6HD7DONKV
3ODQQLQJ WKH LQVWDOODWLRQ
,QVWDOODWLRQ FKHFNOLVW
,QVWDOODWLRQ LQFOXGHV WKH IROORZLQJ DFWLYLWLHV
,QVWDOODWLRQ 7DVN
3ODQ \RXU V\VWHP
2EWDLQ DOO UHTXLUHG HTXLSPHQW DQG WRROV
6LWH DOO HTXLSPHQW
5RXWH DOO FDEOHV
'ULOO FDEOH DQG PRXQWLQJ KROHV
0DNH DOO FRQQHFWLRQV LQWR HTXLSPHQW
6HFXUH DOO HTXLSPHQW LQ SODFH
3RZHU RQ DQG WHVW WKH V\VWHP
6\VWHP /LPLWV
7KH IROORZLQJ OLPLWV DSSO\ WR WKH QXPEHU RI V\VWHP FRPSRQHQWV
WKDW FDQ EH FRQQHFWHG LQ D 5D\PDULQH PXOWLIXQFWLRQ GLVSOD\
V\VWHP
&RPSRQHQW 0D[LPXP
0D[LPXP QXPEHU RI 6HD7DONKV
GHYLFHV
0D[LPXP QXPEHU RI 6HD7DONQJ
GHYLFHV
5D\PDULQH PXOWLIXQFWLRQ GLVSOD\V
D 6HULHV F 6HULHV H 6HULHV
0XOWLSOH GDWD VRXUFHV 0'6
RYHUYLHZ
,QVWDOODWLRQV WKDW LQFOXGH PXOWLSOH LQVWDQFHV RI GDWD VRXUFHV FDQ
FDXVH GDWD FRQÀLFWV $Q H[DPSOH LV DQ LQVWDOODWLRQ IHDWXULQJ
PRUH WKDQ RQH VRXUFH RI *36 GDWD
0'6 HQDEOHV \RX WR PDQDJH FRQÀLFWV LQYROYLQJ WKH IROORZLQJ
W\SHV RI GDWD
*36 3RVLWLRQ
+HDGLQJ
'HSWK
6SHHG
:LQG
7\SLFDOO\ WKLV H[HUFLVH LV FRPSOHWHG DV SDUW RI WKH LQLWLDO
LQVWDOODWLRQ RU ZKHQ QHZ HTXLSPHQW LV DGGHG
,I WKLV H[HUFLVH LV 127 FRPSOHWHG WKH V\VWHP ZLOO DXWRPDWLFDOO\
DWWHPSW WR UHVROYH GDWD FRQÀLFWV +RZHYHU WKLV PD\ UHVXOW LQ WKH
V\VWHP FKRRVLQJ D VRXUFH RI GDWD WKDW \RX GR QRW ZDQW WR XVH
,I 0'6 LV DYDLODEOH WKH V\VWHP FDQ OLVW WKH DYDLODEOH GDWD
VRXUFHV DQG DOORZ \RX WR VHOHFW \RXU SUHIHUUHG GDWD VRXUFH
)RU 0'6 WR EH DYDLODEOH DOO SURGXFWV LQ WKH V\VWHP WKDW XVH
WKH GDWD VRXUFHV OLVWHG DERYH PXVW EH 0'6FRPSOLDQW 7KH
V\VWHP FDQ OLVW DQ\ SURGXFWV WKDW DUH 127 FRPSOLDQW ,W PD\
EH QHFHVVDU\ WR XSJUDGH WKH VRIWZDUH IRU WKHVH QRQFRPSOLDQW
SURGXFWV WR PDNH WKHP FRPSOLDQW 9LVLW WKH 5D\PDULQH ZHEVLWH
ZZZUD\PDULQHFRP WR REWDLQ WKH ODWHVW VRIWZDUH IRU \RXU
SURGXFWV ,I 0'6FRPSOLDQW VRIWZDUH LV QRW DYDLODEOH DQG \RX
GR 127 ZDQW WKH V\VWHP WR DXWRPDWLFDOO\ DWWHPSW WR UHVROYH
GDWD FRQÀLFWV DQ\ QRQFRPSOLDQW SURGXFWV FDQ EH UHPRYHG RU
UHSODFHG WR HQVXUH WKH HQWLUH V\VWHP LV 0'6FRPSOLDQW
,GHQWLI\LQJ \RXU GLVSOD\ YDULDQW
7R GLVFRYHU ZKLFK PRGHO GLVSOD\ \RX KDYH IROORZ WKH VWHSV
EHORZ
)URP WKH KRPHVFUHHQ
6HOHFW 6HWXS
6HOHFW 0DLQWHQDQFH
6HOHFW 'LDJQRVWLFV
6HOHFW 6HOHFW 'HYLFH
6HDUFK WKH 1HWZRUN FROXPQ IRU WKH 7KLV 'HYLFH HQWU\
7KH 'HYLFH FROXPQ IRU WKLV UHFRUG ZLOO OLVW WKH PRGHO RI \RXU
GLVSOD\
3ODQQLQJ WKH LQVWDOODWLRQ
1HWZRUNLQJ FRQVWUDLQWV
5D\PDULQH¶V UG JHQHUDWLRQ /LJKW+RXVH SRZHUHG PXOWLIXQFWLRQ
GLVSOD\V D 6HULHV F 6HULHV H 6HULHV DQG J6 6HULHV FDQ EH
QHWZRUNHG WRJHWKHU
*HQHUDO
0XOWLIXQFWLRQ GLVSOD\V VKRXOG EH FRQQHFWHG WRJHWKHU XVLQJ
6HD7DONKV
0XOWLIXQFWLRQ GLVSOD\V FDQ DOVR EH FRQQHFWHG YLD 6HD7DONQJ RU
10($ EXW QRW DOO IXQFWLRQV DUH VXSSRUWHG
$OO QHWZRUNHG D 6HULHV F 6HULHV DQG H 6HULHV GLVSOD\V PXVW
FRQWDLQ VRIWZDUH YHUVLRQ [[ RU ODWHU
$OO QHWZRUNHG J6 VHULHV GLVSOD\V PXVW FRQWDLQ VRIWZDUH
YHUVLRQ [[ RU ODWHU
1RWH 7KH D 6HULHV FDQQRW EH QHWZRUNHG XVLQJ 10($
0DVWHU UHSHDWHU RSHUDWLRQ
$Q\ QHWZRUN IHDWXULQJ PRUH WKDQ PXOWLIXQFWLRQ GLVSOD\ PXVW
KDYH RI WKH GLVSOD\V GHVLJQDWHG DV WKH GDWD PDVWHU
7KH GDWD PDVWHU GLVSOD\ ZLOO UHFHLYH GDWD WKURXJK 10($
DQG RU 6HD7DONQJ DQG EULGJH WKH GDWD RYHU 6HD7DONKV WR RWKHU
QHWZRUNHG GLVSOD\V
+RPHVFUHHQ VKDULQJ
:KHQ QHWZRUNHG PXOWLIXQFWLRQ GLVSOD\V FDQ VKDUH D
KRPHVFUHHQ
&DUWRJUDSK\ VKDULQJ
7KH FDUWRJUDSK\ FRQWDLQHG RQ FKDUW FDUGV LV DOZD\V XVHG LQ
SUHIHUHQFH WR HPEHGGHG FDUWRJUDSK\ ZKHQ D FKDUW FDUG LV
LQVHUWHG LQWR D FDUG VORW
&KDUW FDUG FDUWRJUDSK\ FDQ EH VKDUHG EHWZHHQ PXOWLIXQFWLRQ
GLVSOD\V
5DGDU RSHUDWLRQ
0XOWLIXQFWLRQ 'LVSOD\V VXSSRUW WKH XVH RI UDGDU VFDQQHU DW
D WLPH
7KH GDWD VXSSOLHG E\ D FRQQHFWHG UDGDU VFDQQHU LV UHSHDWHG
WR DQ\ QHWZRUNHG GLVSOD\V
6RQDU 'RZQ9LVLRQ70 RSHUDWLRQ
<RX FDQ FRQQHFW DQ H[WHUQDO VRQDU PRGXOH XQLW WR WKH
PXOWLIXQFWLRQ GLVSOD\ YLD WKH 6HD7DONKV QHWZRUN
6RQDU DQG 'RZQ9LVLRQ70 YDULDQW PXOWLIXQFWLRQ GLVSOD\V LQFOXGH
DQ LQWHUQDO VRQDU PRGXOH ZKLFK HQDEOHV GLUHFW FRQQHFWLRQ WR D
FRPSDWLEOH WUDQVGXFHU
<RX FDQ KDYH PXOWLSOH DFWLYH VRQDU PRGXOHV LQWHUQDO DQG
H[WHUQDO RQ D QHWZRUN <RX PXVW VHOHFW WKH VRQDU PRGXOH
FKDQQHO \RX ZDQW WR XVH IURP WKH )LVK¿QGHU DSSOLFDWLRQ PHQX
7KH GDWD VXSSOLHG E\ WKH VRQDU PRGXOH LV UHSHDWHG WR DOO
QHWZRUNHG GLVSOD\V
1RWH $OO PXOWLIXQFWLRQ GLVSOD\V PXVW KDYH /LJKW+RXVH ,,
5HOHDVH [[ VRIWZDUH RU ODWHU WR HQDEOH PXOWLSOH VRQDU
VXSSRUW
,QFRPSDWLEOH GLVSOD\V
,I \RX FRQQHFW D PXOWLIXQFWLRQ GLVSOD\ WR \RXU V\VWHP WKDW LV
QRW FRPSDWLEOH D ZDUQLQJ PHVVDJH ZLOO EH GLVSOD\HG XQWLO \RX
GLVFRQQHFWHG WKH LQFRPSDWLEOH GHYLFH IURP \RXU QHWZRUN
UG JHQHUDWLRQ PXOWLIXQFWLRQ GLVSOD\V DUH QRW FRPSDWLEOH ZLWK WKH
IROORZLQJ 5D\PDULQH GLVSOD\V
3URGXFW ,PDJH 0XOWLIXQFWLRQ GLVSOD\ *HQHUDWLRQ
*6HULHV QG JHQHUDWLRQ
(6HULHV :LGHVFUHHQ QG JHQHUDWLRQ
&6HULHV :LGHVFUHHQ QG JHQHUDWLRQ
(6HULHV &ODVVLF VW JHQHUDWLRQ
&6HULHV &ODVVLF VW JHQHUDWLRQ
D 6HULHV F 6HULHV H 6HULHV
7\SLFDO V\VWHPV
7KH LOOXVWUDWLRQV EHORZ VKRZ H[DPSOHV RI SRVVLEOH V\VWHP FRQ¿JXUDWLRQV IRU PRUH GHWDLOV RQ FRPSDWLEOH 5D\PDULQH GHYLFHV
SOHDVH UHIHU WR WKH 6\VWHP LQWHJUDWLRQ VHFWLRQ
1RWH ,Q WKH H[DPSOHV EHORZ WKH PXOWLIXQFWLRQ GLVSOD\V FRXOG EH DQ\ YDULDQW RI 5D\PDULQH¶V UG JHQHUDWLRQ PXOWLIXQFWLRQ
GLVSOD\V HJ D 6HULHV F 6HULHV H 6HULHV RU J6 6HULHV
([DPSOH %DVLF V\VWHP
0XOWLIXQFWLRQ GLVSOD\
1HWZRUN VZLWFK
5DGDU VFDQQHU
$FWXDWRU &RQWURO 8QLW $&8
(YROXWLRQ DXWRSLORW
6HD7DONQJ SLORW FRQWUROOHU RSWLRQDO
1RWH $ QHWZRUN VZLWFK LV RQO\ UHTXLUHG LI PXOWLSOH GHYLFHV DUH FRQQHFWHG XVLQJ 6HD7DONKV 5D\1HW
([DPSOH %DVLF V\VWHP ZLWK VRQDU YDULDQW GLVSOD\
0XOWLIXQFWLRQ GLVSOD\
6RQDU WUDQVGXFHU
5DGDU VFDQQHU
(YROXWLRQ DXWRSLORW
6HD7DONQJ SLORW FRQWUROOHU RSWLRQDO
3ODQQLQJ WKH LQVWDOODWLRQ
([DPSOH %DVLF V\VWHP ZLWK QRQVRQDU YDULDQW GLVSOD\
0XOWLIXQFWLRQ GLVSOD\
6RQDU PRGXOH
6RQDU WUDQVGXFHU
(YROXWLRQ DXWRSLORW
6HD7DONQJ SLORW FRQWUROOHU
([DPSOH ([SDQGHG V\VWHP
5DGDU VFDQQHU
:HDWKHU VHQVRU
6LULXV ZHDWKHU UHFHLYHU
6RQDU PRGXOH
6HD7DONQJ 3LORW FRQWUROOHU
6HD7DONQJ ,QVWUXPHQW GLVSOD\
$,6 UHFHLYHU WUDQVFHLYHU
$XGLR V\VWHP
6PDUWSKRQH WDEOHW
'HYLFH1HW VSXU IRU 10($ GHYLFHV
1HWZRUN VZLWFK
0XOWLIXQFWLRQ GLVSOD\V
*36 UHFHLYHU
7KHUPDO FDPHUD
:LUHOHVV FRQQHFWLRQ
D 6HULHV F 6HULHV H 6HULHV
6\VWHP SURWRFROV
<RXU 0XOWLIXQFWLRQ 'LVSOD\ FDQ FRQQHFW WR YDULRXV LQVWUXPHQWV
DQG GLVSOD\V WR VKDUH LQIRUPDWLRQ DQG VR LPSURYH WKH
IXQFWLRQDOLW\ RI WKH V\VWHP 7KHVH FRQQHFWLRQV PD\ EH PDGH
XVLQJ D QXPEHU RI GLIIHUHQW SURWRFROV )DVW DQG DFFXUDWH GDWD
FROOHFWLRQ DQG WUDQVIHU LV DFKLHYHG E\ XVLQJ D FRPELQDWLRQ RI WKH
IROORZLQJ GDWD SURWRFROV
6HD7DONKV
6HD7DONQJ
10($
6HD7DON
10($
1RWH <RX PD\ ¿QG WKDW \RXU V\VWHP GRHV QRW XVH DOO RI WKH
FRQQHFWLRQ W\SHV RU LQVWUXPHQWDWLRQ GHVFULEHG LQ WKLV VHFWLRQ
6HD7DONKV
6HD7DONKV LV DQ HWKHUQHW EDVHG PDULQH QHWZRUN 7KLV KLJK VSHHG
SURWRFRO DOORZV FRPSDWLEOH HTXLSPHQW WR FRPPXQLFDWH UDSLGO\
DQG VKDUH ODUJH DPRXQWV RI GDWD
,QIRUPDWLRQ VKDUHG XVLQJ WKH 6HD7DONKV QHWZRUN LQFOXGHV
6KDUHG FDUWRJUDSK\ EHWZHHQ FRPSDWLEOH GLVSOD\V
'LJLWDO UDGDU GDWD
6RQDU GDWD
6HDWDONQJ
6HD7DONQJ 1H[W *HQHUDWLRQ LV DQ HQKDQFHG SURWRFRO IRU
FRQQHFWLRQ RI FRPSDWLEOH PDULQH LQVWUXPHQWV DQG HTXLSPHQW ,W
UHSODFHV WKH ROGHU 6HD7DON DQG 6HD7DONSURWRFROV
6HD7DONQJ XWLOL]HV D VLQJOH EDFNERQH WR ZKLFK FRPSDWLEOH
LQVWUXPHQWV FRQQHFW XVLQJ D VSXU 'DWD DQG SRZHU DUH FDUULHG
ZLWKLQ WKH EDFNERQH 'HYLFHV WKDW KDYH D ORZ GUDZ FDQ EH
SRZHUHG IURP WKH QHWZRUN DOWKRXJK KLJK FXUUHQW HTXLSPHQW ZLOO
QHHG WR KDYH D VHSDUDWH SRZHU FRQQHFWLRQ
6HD7DONQJ LV D SURSULHWDU\ H[WHQVLRQ WR 10($ DQG WKH
SURYHQ &$1 EXV WHFKQRORJ\ &RPSDWLEOH 10($ DQG
6HD7DON 6HD7DONGHYLFHV FDQ DOVR EH FRQQHFWHG XVLQJ WKH
DSSURSULDWH LQWHUIDFHV RU DGDSWRU FDEOHV DV UHTXLUHG
10($
10($ RIIHUV VLJQL¿FDQW LPSURYHPHQWV RYHU 10($
PRVW QRWDEO\ LQ VSHHG DQG FRQQHFWLYLW\ 8S WR XQLWV FDQ
VLPXOWDQHRXVO\ WUDQVPLW DQG UHFHLYH RQ D VLQJOH SK\VLFDO EXV DW
DQ\ RQH WLPH ZLWK HDFK QRGH EHLQJ SK\VLFDOO\ DGGUHVVDEOH 7KH
VWDQGDUG ZDV VSHFL¿FDOO\ LQWHQGHG WR DOORZ IRU D ZKROH QHWZRUN
RI PDULQH HOHFWURQLFV IURP DQ\ PDQXIDFWXUHU WR FRPPXQLFDWH RQ
D FRPPRQ EXV YLD VWDQGDUGL]HG PHVVDJH W\SHV DQG IRUPDWV
6HD7DON
6HD7DON LV D SURWRFRO ZKLFK HQDEOHV FRPSDWLEOH LQVWUXPHQWV WR
FRQQHFW WR HDFK RWKHU DQG VKDUH GDWD
7KH 6HD7DON FDEOH V\VWHP LV XVHG WR FRQQHFW FRPSDWLEOH
LQVWUXPHQWV DQG HTXLSPHQW 7KH FDEOH FDUULHV SRZHU DQG GDWD
DQG HQDEOHV FRQQHFWLRQ ZLWKRXW WKH QHHG IRU D FHQWUDO SURFHVVRU
$GGLWLRQDO LQVWUXPHQWV DQG IXQFWLRQV FDQ EH DGGHG WR D 6HD7DON
V\VWHP VLPSO\ E\ SOXJJLQJ WKHP LQWR WKH QHWZRUN 6HD7DON
HTXLSPHQW FDQ DOVR FRPPXQLFDWH ZLWK RWKHU QRQ6HD7DON
HTXLSPHQW YLD WKH 10($ VWDQGDUG SURYLGHG D VXLWDEOH
LQWHUIDFH LV XVHG
10($
7KH 10($ 'DWD ,QWHUIDFH 6WDQGDUG ZDV GHYHORSHG E\
WKH 1DWLRQDO 0DULQH (OHFWURQLFV $VVRFLDWLRQ RI $PHULFD ,W LV DQ
LQWHUQDWLRQDO VWDQGDUG WR HQDEOH HTXLSPHQW IURP PDQ\ GLIIHUHQW
PDQXIDFWXUHUV WR EH FRQQHFWHG WRJHWKHU DQG VKDUH LQIRUPDWLRQ
7KH 10($ VWDQGDUG FDUULHV VLPLODU LQIRUPDWLRQ WR 6HD7DON
+RZHYHU LW KDV WKH LPSRUWDQW GLIIHUHQFH WKDW RQH FDEOH ZLOO RQO\
FDUU\ LQIRUPDWLRQ LQ RQH GLUHFWLRQ )RU WKLV UHDVRQ 10($
LV JHQHUDOO\ XVHG WR FRQQHFW D GDWD UHFHLYHU DQG D WUDQVPLWWHU
WRJHWKHU HJ D FRPSDVV VHQVRU WUDQVPLWWLQJ KHDGLQJ WR D UDGDU
GLVSOD\ 7KLV LQIRUPDWLRQ LV SDVVHG LQ µVHQWHQFHV¶ HDFK RI ZKLFK
KDV D WKUHH OHWWHU VHQWHQFH LGHQWL¿HU ,W LV WKHUHIRUH LPSRUWDQW
ZKHQ FKHFNLQJ FRPSDWLELOLW\ EHWZHHQ LWHPV WKDW WKH VDPH
VHQWHQFH LGHQWL¿HUV DUH XVHG VRPH H[DPSOHV RI ZKLFK DUH
97* FDUULHV &RXUVH DQG 6SHHG 2YHU *URXQG GDWD
*// FDUULHV ODWLWXGH DQG ORQJLWXGH
'%7 FDUULHV ZDWHU GHSWK
0:9 FDUULHV UHODWLYH ZLQG DQJOH DQG ZLQG VSHHG GDWD
10($ %DXG UDWHV
7KH 10($ VWDQGDUG RSHUDWHV DW D QXPEHU RI GLIIHUHQW
VSHHGV GHSHQGLQJ XSRQ WKH SDUWLFXODU UHTXLUHPHQW RU HTXLSPHQW
FDSDELOLWLHV 7\SLFDO H[DPSOHV DUH
EDXG UDWH 8VHG IRU JHQHUDO SXUSRVH FRPPXQLFDWLRQV
LQFOXGLQJ )DVW+HDGLQJ GDWD
EDXG UDWH 8VHG IRU $,6 DQG RWKHU KLJK VSHHG
DSSOLFDWLRQV
3ODQQLQJ WKH LQVWDOODWLRQ
'DWD PDVWHU
$Q\ V\VWHP FRQWDLQLQJ PRUH WKDQ RQH QHWZRUNHG PXOWLIXQFWLRQ
GLVSOD\ PXVW KDYH D GHVLJQDWHG GDWD PDVWHU
7KH GDWD PDVWHU LV WKH GLVSOD\ ZKLFK VHUYHV DV D SULPDU\ VRXUFH
RI GDWD IRU DOO GLVSOD\V LW DOVR KDQGOHV DOO H[WHUQDO VRXUFHV RI
LQIRUPDWLRQ )RU H[DPSOH WKH GLVSOD\V PD\ UHTXLUH KHDGLQJ
LQIRUPDWLRQ IURP WKH DXWRSLORW DQG *36 V\VWHPV XVXDOO\
UHFHLYHG WKURXJK D 6HD7DONQJ RU 10($ FRQQHFWLRQ 7KH GDWD
PDVWHU LV WKH GLVSOD\ WR ZKLFK WKH 6HD7DON 10($ DQG DQ\
RWKHU GDWD FRQQHFWLRQV DUH PDGH LW WKHQ EULGJHV WKH GDWD WR
WKH 6HD7DONKV QHWZRUN DQG DQ\ FRPSDWLEOH UHSHDW GLVSOD\V
,QIRUPDWLRQ VKDUHG E\ WKH GDWD PDVWHU LQFOXGHV
&DUWRJUDSK\
5RXWHV DQG ZD\SRLQWV
5DGDU
6RQDU
'DWD UHFHLYHG IURP WKH DXWRSLORW LQVWUXPHQWV WKH HQJLQH DQG
RWKHU H[WHUQDO VRXUFHV
<RXU V\VWHP PD\ EH ZLUHG IRU UHGXQGDQF\ ZLWK GDWD FRQQHFWLRQV
PDGH WR UHSHDW GLVSOD\V +RZHYHU WKHVH FRQQHFWLRQV ZLOO RQO\
EHFRPH DFWLYH LQ WKH HYHQW RI D IDXOW DQGRU UHDVVLJQPHQW RI
WKH GDWD PDVWHU
,Q DQ DXWRSLORW V\VWHP ZKLFK GRHV QRW FRQWDLQ D GHGLFDWHG SLORW
FRQWURO KHDG WKH 'DWD PDVWHU DOVR DFWV DV WKH FRQWURO IRU WKH
DXWRSLORW
1HZ D 6HULHV SDUWV VXSSOLHG
7KH IROORZLQJ LWHPV DUH VXSSOLHG ZLWK \RXU PXOWLIXQFWLRQ GLVSOD\
)URQW EH]HO
0XOWLIXQFWLRQ GLVSOD\
0RXQWLQJ JDVNHW
6XQ FRYHU
7UXQQLRQ EUDFNHW NLW
'RFXPHQWDWLRQ SDFN
3RZHU FDEOH
[ 1XWV EROWV VSULQJ ZDVKHUV DQG ZDVKHUV FDQ EH XVHG
IRU HLWKHU VXUIDFH RU EUDFNHW PRXQWLQJ
D 6HULHV F 6HULHV H 6HULHV
H H' 3DUWV VXSSOLHG
7KH SDUWV VKRZQ EHORZ DUH VXSSOLHG ZLWK WKH H H'
PXOWLIXQFWLRQ GLVSOD\
6XQ FRYHU
)URQW EH]HO
0XOWLIXQFWLRQ GLVSOD\
5HDU EH]HO UHTXLUHG IRU WUXQQLRQ EUDFNHW PRXQWLQJ
*DVNHW UHTXLUHG IRU ÀXVK PRXQWLQJ
6FUHZ SDFN LQFOXGHV
[ UHDU EH]HO ¿[LQJ VFUHZV
[ VHWV RI ¿[LQJV IRU VXUIDFH PRXQWLQJ
[ VHWV RI ¿[LQJV IRU WUXQQLRQ EUDFNHW PRXQWLQJ
'RFXPHQWDWLRQ SDFN LQFOXGHV
0XOWLOLQJXDO &'
0RXQWLQJ DQG JHWWLQJ VWDUWHG PXOWLOLQJXDO JXLGH
0RXQWLQJ WHPSODWH
:DUUDQW\ SROLF\
3RZHU DQG GDWD FDEOH
7UXQQLRQ EUDFNHW NLW
1HZ F 6HULHV DQG 1HZ H 6HULHV
SDUWV VXSSOLHG
7KH SDUWV VKRZQ EHORZ DUH VXSSOLHG ZLWK WKH 1HZ F 6HULHV DQG
1HZ H 6HULHV ([FOXGLQJ H DQG H' PXOWLIXQFWLRQ GLVSOD\V
6XQ FRYHU
)URQW EH]HO
0XOWLIXQFWLRQ GLVSOD\
*DVNHW UHTXLUHG IRU VXUIDFH PRXQWLQJ
[ VHWV RI ¿[LQJV IRU VXUIDFH PRXQWLQJ
'RFXPHQWDWLRQ SDFN LQFOXGHV
0XOWLOLQJXDO &'
0RXQWLQJ DQG JHWWLQJ VWDUWHG PXOWLOLQJXDO JXLGH
0RXQWLQJ WHPSODWH
:DUUDQW\ SROLF\
3RZHU DQG GDWD FDEOH
3ODQQLQJ WKH LQVWDOODWLRQ
7RROV UHTXLUHG IRU LQVWDOODWLRQ
3RZHU GULOO
-LJVDZ
3R]LGULYH VFUHZGULYHU
$GKHVLYH WDSH
6SDQQHU IRU VXUIDFH PRXQWLQJ RU EUDFNHW PRXQWLQJ ¿[LQJV
)LOH
+ROH VDZ IRU ÀXVK PRXQWLQJ )RU KROH VDZ VL]H UHIHU WR \RXU
SURGXFW¶V PRXQWLQJ WHPSODWH
'ULOO ELW IRU VXUIDFH PRXQWLQJ RU EUDFNHW PRXQWLQJ
6HOHFWLQJ D ORFDWLRQ
:DUQLQJ 3RWHQWLDO LJQLWLRQ VRXUFH
7KLV SURGXFW LV 127 DSSURYHG IRU XVH LQ
KD]DUGRXVÀDPPDEOH DWPRVSKHUHV 'R 127 LQVWDOO
LQ D KD]DUGRXVÀDPPDEOH DWPRVSKHUH VXFK DV LQ
DQ HQJLQH URRP RU QHDU IXHO WDQNV
*HQHUDO ORFDWLRQ UHTXLUHPHQWV
:KHQ VHOHFWLQJ D ORFDWLRQ IRU \RXU SURGXFW LW LV LPSRUWDQW WR
FRQVLGHU D QXPEHU RI IDFWRUV
.H\ IDFWRUV ZKLFK FDQ DIIHFW SURGXFW SHUIRUPDQFH DUH
9HQWLODWLRQ
7R HQVXUH DGHTXDWH DLUÀRZ
± (QVXUH WKDW SURGXFW LV PRXQWHG LQ D FRPSDUWPHQW RI VXLWDEOH
VL]H
± (QVXUH WKDW YHQWLODWLRQ KROHV DUH QRW REVWUXFWHG $OORZ
DGHTXDWH VHSDUDWLRQ RI DOO HTXLSPHQW
$Q\ VSHFL¿F UHTXLUHPHQWV IRU HDFK V\VWHP FRPSRQHQW DUH
SURYLGHG ODWHU LQ WKLV FKDSWHU
0RXQWLQJ VXUIDFH
(QVXUH SURGXFW LV DGHTXDWHO\ VXSSRUWHG RQ D VHFXUH VXUIDFH
'R QRW PRXQW XQLWV RU FXW KROHV LQ SODFHV ZKLFK PD\ GDPDJH
WKH VWUXFWXUH RI WKH YHVVHO
&DEOLQJ
(QVXUH WKH SURGXFW LV PRXQWHG LQ D ORFDWLRQ ZKLFK DOORZV
SURSHU URXWLQJ VXSSRUW DQG FRQQHFWLRQ RI FDEOHV
± 0LQLPXP EHQG UDGLXV RI PP LQ XQOHVV RWKHUZLVH
VWDWHG
± 8VH FDEOH FOLSV WR SUHYHQW VWUHVV RQ FRQQHFWRUV
± ,I \RXU LQVWDOODWLRQ UHTXLUHV PXOWLSOH IHUULWHV WR EH DGGHG WR D
FDEOH WKHQ DGGLWLRQDO FDEOH FOLSV VKRXOG EH XVHG WR HQVXUH
WKH H[WUD ZHLJKW RI WKH FDEOH LV VXSSRUWHG
:DWHU LQJUHVV
7KH SURGXFW LV VXLWDEOH IRU PRXQWLQJ ERWK DERYH DQG EHORZ
GHFNV $OWKRXJK WKH XQLW LV ZDWHUSURRI LW LV JRRG SUDFWLFH WR
ORFDWH LW LQ D SURWHFWHG DUHD DZD\ IURP SURORQJHG DQG GLUHFW
H[SRVXUH WR UDLQ DQG VDOW VSUD\
(OHFWULFDO LQWHUIHUHQFH
6HOHFW D ORFDWLRQ WKDW LV IDU HQRXJK DZD\ IURP GHYLFHV WKDW
PD\ FDXVH LQWHUIHUHQFH VXFK DV PRWRUV JHQHUDWRUV DQG UDGLR
WUDQVPLWWHUV UHFHLYHUV
3RZHU VXSSO\
6HOHFW D ORFDWLRQ WKDW LV DV FORVH DV SRVVLEOH WR WKH YHVVHO¶V '&
SRZHU VRXUFH 7KLV ZLOO KHOS WR NHHS FDEOH UXQV WR D PLQLPXP
&RPSDVV VDIH GLVWDQFH
7R SUHYHQW SRWHQWLDO LQWHUIHUHQFH ZLWK WKH YHVVHOV PDJQHWLF
FRPSDVVHV HQVXUH DQ DGHTXDWH GLVWDQFH LV PDLQWDLQHG IURP
WKH GLVSOD\
:KHQ FKRRVLQJ D VXLWDEOH ORFDWLRQ IRU WKH PXOWLIXQFWLRQ GLVSOD\
\RX VKRXOG DLP WR PDLQWDLQ WKH PD[LPXP SRVVLEOH GLVWDQFH
EHWZHHQ WKH GLVSOD\ DQG DQ\ FRPSDVVHV 7\SLFDOO\ WKLV GLVWDQFH
VKRXOG EH DW OHDVW P IW LQ DOO GLUHFWLRQV +RZHYHU IRU VRPH
VPDOOHU YHVVHOV LW PD\ QRW EH SRVVLEOH WR ORFDWH WKH GLVSOD\ WKLV
IDU DZD\ IURP D FRPSDVV ,Q WKLV VLWXDWLRQ WKH IROORZLQJ ¿JXUHV
SURYLGH WKH PLQLPXP VDIH GLVWDQFH WKDW VKRXOG EH PDLQWDLQHG
EHWZHHQ WKH GLVSOD\ DQG DQ\ FRPSDVVHV
D 6HULHV F 6HULHV H 6HULHV
,WHP
&RPSDVV SRVLWLRQ LQ
UHODWLRQ WR GLVSOD\
0LQLPXP VDIH
GLVWDQFH IURP GLVSOD\
7RS PP LQ
5HDU PP LQ
5LJKWKDQG VLGH PP LQ
8QGHUVLGH PP LQ
)URQW PP LQ
/HIWKDQG VLGH PP LQ
*36 ORFDWLRQ UHTXLUHPHQWV
,Q DGGLWLRQ WR JHQHUDO JXLGHOLQHV FRQFHUQLQJ WKH ORFDWLRQ RI
PDULQH HOHFWURQLFV WKHUH DUH D QXPEHU RI HQYLURQPHQWDO IDFWRUV
WR FRQVLGHU ZKHQ LQVWDOOLQJ HTXLSPHQW ZLWK DQ LQWHUQDO *36
DQWHQQD
0RXQWLQJ ORFDWLRQ
$ERYH 'HFNV PRXQWLQJ
3URYLGHV RSWLPDO *36 SHUIRUPDQFH )RU HTXLSPHQW ZLWK
DSSURSULDWH ZDWHUSURRI UDWLQJ
%HORZ 'HFNV PRXQWLQJ
*36 SHUIRUPDQFH PD\ EH OHVV HIIHFWLYH DQG PD\ UHTXLUH DQ
H[WHUQDO *36 DQWHQQD PRXQWHG DERYH GHFNV
7KLV ORFDWLRQ SURYLGHV RSWLPDO *36 SHUIRUPDQFH DERYH
GHFNV
,Q WKLV ORFDWLRQ *36 SHUIRUPDQFH PD\ EH OHVV HIIHFWLYH
7KLV ORFDWLRQ LV 127 UHFRPPHQGHG IRU *36 DQWHQQD
9HVVHO FRQVWUXFWLRQ
7KH FRQVWUXFWLRQ RI \RXU YHVVHO FDQ KDYH DQ LPSDFW RQ *36
SHUIRUPDQFH )RU H[DPSOH WKH SUR[LPLW\ RI KHDY\ VWUXFWXUH
VXFK DV D VWUXFWXUDO EXONKHDG RU WKH LQWHULRU RI ODUJHU YHVVHOV
PD\ UHVXOW LQ D UHGXFHG *36 VLJQDO %HIRUH ORFDWLQJ HTXLSPHQW
ZLWK DQ LQWHUQDO *36 DQWHQQD EHORZ GHFNV VHHN SURIHVVLRQDO
DVVLVWDQFH DQG FRQVLGHU XVH RI DQ H[WHUQDO *36 DQWHQQD
PRXQWHG DERYH GHFNV
3UHYDLOLQJ FRQGLWLRQV
7KH ZHDWKHU DQG ORFDWLRQ RI WKH YHVVHO FDQ DIIHFW WKH *36
SHUIRUPDQFH 7\SLFDOO\ FDOP FOHDU FRQGLWLRQV SURYLGH IRU D PRUH
DFFXUDWH *36 ¿[ 9HVVHOV DW H[WUHPH QRUWKHUO\ RU VRXWKHUO\
ODWLWXGHV PD\ DOVR UHFHLYH D ZHDNHU *36 VLJQDO *36 DQWHQQD
PRXQWHG EHORZ GHFNV ZLOO EH PRUH VXVFHSWLEOH WR SHUIRUPDQFH
LVVXHV UHODWHG WR WKH SUHYDLOLQJ FRQGLWLRQV
9LHZLQJ DQJOH FRQVLGHUDWLRQV
$V GLVSOD\ FRQWUDVW FRORU DQG QLJKW PRGH SHUIRUPDQFH DUH DOO
DIIHFWHG E\ WKH YLHZLQJ DQJOH 5D\PDULQH UHFRPPHQGV \RX
WHPSRUDULO\ SRZHU XS WKH GLVSOD\ ZKHQ SODQQLQJ WKH LQVWDOODWLRQ
WR HQDEOH \RX WR EHVW MXGJH ZKLFK ORFDWLRQ JLYHV WKH RSWLPXP
YLHZLQJ DQJOH
D 6HULHV SURGXFW GLPHQVLRQV
,WHP D[ D[
$ PP LQ PP LQ
% PP LQ PP LQ
& PP LQ PP LQ
' PP LQ PP LQ
( PP LQ PP LQ
) PP LQ PP LQ
F 6HULHV DQG H 6HULHV SURGXFW GLPHQVLRQV
H H' H H
F F
H H
F F H
$ PP
LQ
PP
LQ
PP
LQ
PP
LQ
% PP
LQ
PP
LQ
PP
LQ
PP
LQ
3ODQQLQJ WKH LQVWDOODWLRQ
H H' H H
F F
H H
F F H
& PP
LQ
PP
LQ
PP
LQ
PP
LQ
' PP
LQ
PP
LQ
PP
LQ
PP
LQ
( PP
LQ
PP
LQ
PP
LQ
PP
LQ
) PP
LQ
PP
LQ
PP
LQ
PP
LQ
D 6HULHV F 6HULHV H 6HULHV
&KDSWHU &DEOHV DQG FRQQHFWLRQV
&KDSWHU FRQWHQWV
*HQHUDO FDEOLQJ JXLGDQFH RQ SDJH
&RQQHFWLRQV RYHUYLHZ RQ SDJH
3RZHU FRQQHFWLRQ ² 1HZ D 6HULHV RQ SDJH
3RZHU FRQQHFWLRQ ² 1HZ F 6HULHV DQG 1HZ H 6HULHV RQ SDJH
1HWZRUN FRQQHFWLRQV RQ SDJH
*36 FRQQHFWLRQ RQ SDJH
$,6 FRQQHFWLRQ RQ SDJH
)DVWKHDGLQJ FRQQHFWLRQ RQ SDJH
6HD7DONQJ FRQQHFWLRQV RQ SDJH
10($ FRQQHFWLRQ RQ SDJH
6HD7DON FRQQHFWLRQ RQ SDJH
10($ FRQQHFWLRQ RQ SDJH
D 6HULHV WR 10($ '6& 9+) UDGLR FRQQHFWLRQ RQ SDJH
&DPHUD 9LGHR FRQQHFWLRQ RQ SDJH
&DPHUD YLGHR LQRXW FRQQHFWLRQ RQ SDJH
0HGLD SOD\HU FRQQHFWLRQ RQ SDJH
%OXHWRRWK UHPRWH FRQWURO FRQQHFWLRQ RQ SDJH
5HPRWH FRQWURO IXQFWLRQV RQ SDJH
:L)L FRQQHFWLRQV RQ SDJH
&DEOHV DQG FRQQHFWLRQV
*HQHUDO FDEOLQJ JXLGDQFH
&DEOH W\SHV DQG OHQJWK
,W LV LPSRUWDQW WR XVH FDEOHV RI WKH DSSURSULDWH W\SH DQG OHQJWK
8QOHVV RWKHUZLVH VWDWHG XVH RQO\ VWDQGDUG FDEOHV RI WKH
FRUUHFW W\SH VXSSOLHG E\ 5D\PDULQH
(QVXUH WKDW DQ\ QRQ5D\PDULQH FDEOHV DUH RI WKH FRUUHFW
TXDOLW\ DQG JDXJH )RU H[DPSOH ORQJHU SRZHU FDEOH UXQV PD\
UHTXLUH ODUJHU ZLUH JDXJHV WR PLQLPL]H YROWDJH GURS DORQJ WKH
UXQ
5RXWLQJ FDEOHV
&DEOHV PXVW EH URXWHG FRUUHFWO\ WR PD[LPL]H SHUIRUPDQFH DQG
SURORQJ FDEOH OLIH
'R 127 EHQG FDEOHV H[FHVVLYHO\ :KHUHYHU SRVVLEOH HQVXUH
D PLQLPXP EHQG GLDPHWHU RI PP LQ PLQLPXP EHQG
UDGLXV RI PP LQ
3URWHFW DOO FDEOHV IURP SK\VLFDO GDPDJH DQG H[SRVXUH WR KHDW
8VH WUXQNLQJ RU FRQGXLW ZKHUH SRVVLEOH 'R 127 UXQ FDEOHV
WKURXJK ELOJHV RU GRRUZD\V RU FORVH WR PRYLQJ RU KRW REMHFWV
6HFXUH FDEOHV LQ SODFH XVLQJ WLHZUDSV RU ODFLQJ WZLQH &RLO
DQ\ H[WUD FDEOH DQG WLH LW RXW RI WKH ZD\
:KHUH D FDEOH SDVVHV WKURXJK DQ H[SRVHG EXONKHDG RU
GHFNKHDG XVH D VXLWDEOH ZDWHUWLJKW IHHGWKURXJK
'R 127 UXQ FDEOHV QHDU WR HQJLQHV RU ÀXRUHVFHQW OLJKWV
$OZD\V URXWH GDWD FDEOHV DV IDU DZD\ DV SRVVLEOH IURP
RWKHU HTXLSPHQW DQG FDEOHV
KLJK FXUUHQW FDUU\LQJ DF DQG GF SRZHU OLQHV
DQWHQQDH
6WUDLQ UHOLHI
(QVXUH DGHTXDWH VWUDLQ UHOLHI LV SURYLGHG 3URWHFW FRQQHFWRUV
IURP VWUDLQ DQG HQVXUH WKH\ ZLOO QRW SXOO RXW XQGHU H[WUHPH VHD
FRQGLWLRQV
&LUFXLW LVRODWLRQ
$SSURSULDWH FLUFXLW LVRODWLRQ LV UHTXLUHG IRU LQVWDOODWLRQV XVLQJ
ERWK $& DQG '& FXUUHQW
$OZD\V XVH LVRODWLQJ WUDQVIRUPHUV RU D VHSDUDWH SRZHULQYHUWHU
WR UXQ 3&¶V SURFHVVRUV GLVSOD\V DQG RWKHU VHQVLWLYH HOHFWURQLF
LQVWUXPHQWV RU GHYLFHV
$OZD\V XVH DQ LVRODWLQJ WUDQVIRUPHU ZLWK :HDWKHU )$; DXGLR
FDEOHV
$OZD\V XVH DQ LVRODWHG SRZHU VXSSO\ ZKHQ XVLQJ D UG SDUW\
DXGLR DPSOL¿HU
$OZD\V XVH DQ 5610($ FRQYHUWHU ZLWK RSWLFDO LVRODWLRQ
RQ WKH VLJQDO OLQHV
$OZD\V PDNH VXUH WKDW 3&¶V RU RWKHU VHQVLWLYH HOHFWURQLF
GHYLFHV KDYH D GHGLFDWHG SRZHU FLUFXLW
&DEOH VKLHOGLQJ
(QVXUH WKDW DOO GDWD FDEOHV DUH SURSHUO\ VKLHOGHG WKDW WKH
FDEOH VKLHOGLQJ LV LQWDFW HJ KDVQ¶W EHHQ VFUDSHG RII E\ EHLQJ
VTXHH]HG WKURXJK D WLJKW DUHD
D 6HULHV F 6HULHV H 6HULHV
&RQQHFWLRQV RYHUYLHZ
'HWDLOV RI WKH FRQQHFWLRQV DYDLODEOH RQ 5D\PDULQH PXOWLIXQFWLRQ GLVSOD\V DUH VKRZQ EHORZ
3RZHU 'DWD
7UDQVGXFHU
'RZQ9LVLRQ
WUDQVGXFHU 6HD7DONQJ
6HD7DONKV
5D\1HW
1HWZRUN
6HD7DONKV
5D\1HW
1HWZRUN 9LGHR LQ RXW 3RZHU
9LGHR 10($
D
D :L)L
D
D :L)L
D
D :L)L
D
D :L)L
D
D :L)L
D
D :L)L
H
H'
H
H
H
H
H
F
F
F
F
&DEOHV DQG FRQQHFWLRQV
3RZHU FRQQHFWLRQ ² 1HZ D 6HULHV
0XOWLIXQFWLRQ GLVSOD\ UHDU SDQHO FRQQHFWLRQV
3RZHU FDEOH
&RQQHFWLRQ WR 9 SRZHU VXSSO\
5HG FDEOH SRVLWLYH
6KLHOG GUDLQ ZLUH WKLQ EODFN ZLUH PXVW EH FRQQHFWHG WR
5) JURXQG SRLQW
%ODFN FDEOH QHJDWLYH
3RZHU GLVWULEXWLRQ
5D\PDULQH UHFRPPHQGV WKDW DOO SRZHU FRQQHFWLRQV DUH PDGH
YLD D GLVWULEXWLRQ SDQHO
$OO HTXLSPHQW PXVW EH SRZHUHG IURP D EUHDNHU RU VZLWFK ZLWK
DSSURSULDWH FLUFXLW SURWHFWLRQ
$OO HTXLSPHQW VKRXOG EH ZLUHG WR LQGLYLGXDO EUHDNHUV LI
SRVVLEOH
:DUQLQJ 3URGXFW JURXQGLQJ
%HIRUH DSSO\LQJ SRZHU WR WKLV SURGXFW HQVXUH LW KDV
EHHQ FRUUHFWO\ JURXQGHG LQ DFFRUGDQFH ZLWK WKH
LQVWUXFWLRQV LQ WKLV JXLGH
*URXQGLQJ ² 'HGLFDWHG GUDLQ ZLUH
7KH SRZHU FDEOH VXSSOLHG ZLWK WKLV SURGXFW LQFOXGHV D GHGLFDWHG
VKLHOG GUDLQ ZLUH IRU FRQQHFWLRQ WR D YHVVHOV 5) JURXQG SRLQW
,W LV LPSRUWDQW WKDW DQ HIIHFWLYH 5) JURXQG LV FRQQHFWHG WR WKH
V\VWHP $ VLQJOH JURXQG SRLQW VKRXOG EH XVHG IRU DOO HTXLSPHQW
7KH XQLW FDQ EH JURXQGHG E\ FRQQHFWLQJ WKH VKLHOG GUDLQ ZLUH
RI WKH SRZHU FDEOH WR WKH YHVVHOV 5) JURXQG SRLQW 2Q YHVVHOV
ZLWKRXW DQ 5) JURXQG V\VWHP WKH VKLHOG GUDLQ ZLUH VKRXOG EH
FRQQHFWHG GLUHFWO\ WR WKH QHJDWLYH EDWWHU\ WHUPLQDO
7KH GF SRZHU V\VWHP VKRXOG EH HLWKHU
1HJDWLYH JURXQGHG ZLWK WKH QHJDWLYH EDWWHU\ WHUPLQDO
FRQQHFWHG WR WKH YHVVHOV JURXQG
)ORDWLQJ ZLWK QHLWKHU EDWWHU\ WHUPLQDO FRQQHFWHG WR WKH
YHVVHOV JURXQG
:DUQLQJ 3RVLWLYH JURXQG V\VWHPV
'R QRW FRQQHFW WKLV XQLW WR D V\VWHP ZKLFK KDV
SRVLWLYH JURXQGLQJ
3RZHU FDEOH
7KH GLVSOD\ LV VXSSOLHG ZLWK D SRZHU FDEOH WKLV FDQ EH H[WHQGHG
LI UHTXLUHG
3RZHU FDEOHV DYDLODEOH
)RU ÀXVK PRXQW LQVWDOODWLRQV D ULJKW DQJOHG SRZHU FDEOH QRW
VXSSOLHG LV DYDLODEOH
&DEOH 3DUW QXPEHU 1RWHV
5LJKW DQJOHG SRZHU
FDEOH
$
&DEOH H[WHQVLRQ
7KH IROORZLQJ UHVWULFWLRQV DSSO\ WR DQ\ H[WHQVLRQ WR WKH SRZHU
FDEOH
&DEOH PXVW EH RI D VXLWDEOH JDXJH IRU WKH FLUFXLW ORDG
(DFK XQLW VKRXOG KDYH LWV RZQ GHGLFDWHG SRZHU FDEOH ZLUHG
EDFN WR WKH GLVWULEXWLRQ SDQHO
7RWDO OHQJWK PD[ 6XSSO\ YROWDJH &DEOH JDXJH $:*
± P ± IW 9
± P ± IW 9
± P ± IW 9
± P ± IW 9
1RWH 7KHVH GLVWDQFHV DUH IRU D ZLUH SRZHU FDEOH UXQ IURP WKH
EDWWHU\ WR WKH GLVSOD\ DSSUR[LPDWHO\ WKH GLVWDQFH IURP WKH EDWWHU\ WR WKH
GLVSOD\ 7R FDOFXODWH WKH URXQG WULS OHQJWK GRXEOH WKH ¿JXUH VWDWHG KHUH
%UHDNHUV IXVHV DQG FLUFXLW SURWHFWLRQ
7KH LQIRUPDWLRQ EHORZ LV SURYLGHG DV JXLGDQFH WR KHOS SURWHFW
\RXU SURGXFW 7KH H[DPSOH LOOXVWUDWLRQV SURYLGHG DUH IRU FRPPRQ
YHVVHO SRZHU DUUDQJHPHQWV LI \RX DUH XQVXUH KRZ WR SURYLGH
WKH FRUUHFW OHYHO RI SURWHFWLRQ WKHQ SOHDVH FRQVXOW D 5D\PDULQH
DXWKRUL]HG GHDOHU IRU VXSSRUW
'LVWULEXWLRQ SDQHO FRQQHFWLRQ
,W LV UHFRPPHQGHG WKDW \RXU SURGXFW LV ZLUHG WKURXJK \RXU
YHVVHO¶V GLVWULEXWLRQ SDQHO YLD D WKHUPDO EUHDNHU RU IXVH
9HVVHO SRZHU VXSSO\ SRVLWLYH
,QOLQH IXVH \RXU SURGXFW PD\ FRQWDLQ D IXVH DOUHDG\ EXLOW
LQ WR WKH SRZHU FDEOH
3URGXFW SRZHU FDEOH
9HVVHO SRZHU VXSSO\ QHJDWLYH
'UDLQ ZLUH
9HVVHO GLVWULEXWLRQ SDQHO
9HVVHO 5) JURXQG SRLQW FRQQHFWLRQ
1RWH 2QO\ DSSOLFDEOH WR SURGXFWV WKDW LQFOXGH D GUDLQ ZLUH
RQ WKH SURGXFW¶V SRZHU FDEOH
7KHUPDO EUHDNHU UDWLQJ
$ LI RQO\ FRQQHFWLQJ RQH GHYLFH
%DWWHU\ FRQQHFWLRQ ZLWK 5) JURXQG
,I \RXU YHVVHO GRHV QRW KDYH D GLVWULEXWLRQ SDQHO WKHQ \RXU
SURGXFW PD\ EH ZLUHG GLUHFWO\ WR WKH EDWWHU\ ZLWK WKH GUDLQ ZLUH
FRQQHFWHG WR WKH YHVVHO¶V 5) JURXQG SRLQW
9HVVHO SRZHU VXSSO\ SRVLWLYH
D 6HULHV F 6HULHV H 6HULHV
9HVVHO SRZHU VXSSO\ QHJDWLYH
,QOLQH IXVH ,I \RXU SURGXFWV SRZHU FDEOH GRHV QRW KDYH D
EXLOW LQ IXVH WKHQ DQ LQOLQH IXVH VKRXOG EH ¿WWHG
'UDLQ ZLUH
3URGXFW SRZHU FDEOH
9HVVHO EDWWHU\
9HVVHO 5) JURXQG SRLQW FRQQHFWLRQ
1RWH 2QO\ DSSOLFDEOH WR SURGXFWV WKDW LQFOXGH D GUDLQ ZLUH
RQ WKH SURGXFW¶V SRZHU FDEOH
%DWWHU\ FRQQHFWLRQ ZLWK QR 5) JURXQG
,I \RXU YHVVHO GRHV QRW KDYH D GLVWULEXWLRQ SDQHO RU DQ 5) JURXQG
SRLQW WKHQ \RXU SURGXFW PD\ EH ZLUHG GLUHFWO\ WR WKH EDWWHU\ ZLWK
WKH GUDLQ ZLUH DOVR FRQQHFWHG WR WKH EDWWHU\¶V QHJDWLYH WHUPLQDO
9HVVHO SRZHU VXSSO\ SRVLWLYH
9HVVHO SRZHU VXSSO\ QHJDWLYH
,QOLQH IXVH ,I \RXU SURGXFWV SRZHU FDEOH GRHV QRW KDYH D
EXLOW LQ IXVH WKHQ DQ LQOLQH IXVH VKRXOG EH ¿WWHG
'UDLQ ZLUH FRQQHFWHG WR YHVVHO QHJDWLYH SRZHU VXSSO\
3URGXFW SRZHU FDEOH
9HVVHO EDWWHU\
1RWH 2QO\ DSSOLFDEOH WR SURGXFWV WKDW LQFOXGH D GUDLQ ZLUH
RQ WKH SURGXFW¶V SRZHU FDEOH
6KDULQJ D EUHDNHU
:KHUH PRUH WKDQ SLHFH RI HTXLSPHQW VKDUHV D EUHDNHU \RX
PXVW SURYLGH SURWHFWLRQ IRU WKH LQGLYLGXDO FLUFXLWV (J E\
FRQQHFWLQJ DQ LQOLQH IXVH IRU HDFK SRZHU FLUFXLW
3RVLWLYH EDU
1HJDWLYH EDU
&LUFXLW EUHDNHU
)XVH
:KHUH SRVVLEOH FRQQHFW LQGLYLGXDO LWHPV RI HTXLSPHQW WR
LQGLYLGXDO FLUFXLW EUHDNHUV :KHUH WKLV LV QRW SRVVLEOH XVH
LQGLYLGXDO LQOLQH IXVHV WR SURYLGH WKH QHFHVVDU\ SURWHFWLRQ
3RZHU FRQQHFWLRQ ² 1HZ F 6HULHV
DQG 1HZ H 6HULHV
0XOWLIXQFWLRQ GLVSOD\ FRQQHFWLRQV
3RZHU DQG GDWD FDEOH
&RQQHFWLRQ WR 9 SRZHU VXSSO\ HH' LV 9 RQO\
5HG FDEOH SRVLWLYH
)XVH
%ODFN FDEOH QHJDWLYH
9LGHR LQSXW FDEOH
10($ GDWD FDEOHV
6KLHOG GUDLQ ZLUH WKLQ EODFN ZLUH PXVW EH FRQQHFWHG WR
5) JURXQG SRLQW
3RZHU GLVWULEXWLRQ
5D\PDULQH UHFRPPHQGV WKDW DOO SRZHU FRQQHFWLRQV DUH PDGH
YLD D GLVWULEXWLRQ SDQHO
$OO HTXLSPHQW PXVW EH SRZHUHG IURP D EUHDNHU RU VZLWFK ZLWK
DSSURSULDWH FLUFXLW SURWHFWLRQ
$OO HTXLSPHQW VKRXOG EH ZLUHG WR LQGLYLGXDO EUHDNHUV LI
SRVVLEOH
:DUQLQJ 3URGXFW JURXQGLQJ
%HIRUH DSSO\LQJ SRZHU WR WKLV SURGXFW HQVXUH LW KDV
EHHQ FRUUHFWO\ JURXQGHG LQ DFFRUGDQFH ZLWK WKH
LQVWUXFWLRQV LQ WKLV JXLGH
*URXQGLQJ ² 'HGLFDWHG GUDLQ ZLUH
7KH SRZHU FDEOH VXSSOLHG ZLWK WKLV SURGXFW LQFOXGHV D GHGLFDWHG
VKLHOG GUDLQ ZLUH IRU FRQQHFWLRQ WR D YHVVHOV 5) JURXQG SRLQW
,W LV LPSRUWDQW WKDW DQ HIIHFWLYH 5) JURXQG LV FRQQHFWHG WR WKH
V\VWHP $ VLQJOH JURXQG SRLQW VKRXOG EH XVHG IRU DOO HTXLSPHQW
7KH XQLW FDQ EH JURXQGHG E\ FRQQHFWLQJ WKH VKLHOG GUDLQ ZLUH
RI WKH SRZHU FDEOH WR WKH YHVVHOV 5) JURXQG SRLQW 2Q YHVVHOV
ZLWKRXW DQ 5) JURXQG V\VWHP WKH VKLHOG GUDLQ ZLUH VKRXOG EH
FRQQHFWHG GLUHFWO\ WR WKH QHJDWLYH EDWWHU\ WHUPLQDO
7KH GF SRZHU V\VWHP VKRXOG EH HLWKHU
1HJDWLYH JURXQGHG ZLWK WKH QHJDWLYH EDWWHU\ WHUPLQDO
FRQQHFWHG WR WKH YHVVHOV JURXQG
)ORDWLQJ ZLWK QHLWKHU EDWWHU\ WHUPLQDO FRQQHFWHG WR WKH
YHVVHOV JURXQG
:DUQLQJ 3RVLWLYH JURXQG V\VWHPV
'R QRW FRQQHFW WKLV XQLW WR D V\VWHP ZKLFK KDV
SRVLWLYH JURXQGLQJ
&DEOHV DQG FRQQHFWLRQV
3RZHU FDEOH
7KH GLVSOD\ LV VXSSOLHG ZLWK D FRPELQHG SRZHU DQG GDWD PXOWL
FDEOH WKLV FDQ EH H[WHQGHG LI UHTXLUHG
3RZHU FDEOHV DYDLODEOH
&DEOH 3DUW QXPEHU 1RWHV
P IW 6WUDLJKW
SRZHU DQG GDWD FDEOH
5
P IW 5LJKW
DQJOHG SRZHU DQG GDWD
FDEOH
5
&DEOH H[WHQVLRQ
7KH IROORZLQJ UHVWULFWLRQV DSSO\ WR DQ\ H[WHQVLRQ WR WKH SRZHU
FDEOH
&DEOH PXVW EH RI D VXLWDEOH JDXJH IRU WKH FLUFXLW ORDG
(DFK XQLW VKRXOG KDYH LWV RZQ GHGLFDWHG SRZHU FDEOH ZLUHG
EDFN WR WKH GLVWULEXWLRQ SDQHO
7RWDO OHQJWK PD[ 6XSSO\ YROWDJH &DEOH JDXJH $:*
9
± P ± IW
9
9
± P ± IW
9
9
± P ± IW
9
9
± P ± IW
9
1RWH 7KHVH GLVWDQFHV DUH IRU D ZLUH SRZHU FDEOH UXQ IURP WKH
EDWWHU\ WR WKH GLVSOD\ DSSUR[LPDWHO\ WKH GLVWDQFH IURP WKH EDWWHU\ WR WKH
GLVSOD\ 7R FDOFXODWH WKH URXQG WULS OHQJWK GRXEOH WKH ¿JXUH VWDWHG KHUH
%UHDNHUV IXVHV DQG FLUFXLW SURWHFWLRQ
7KH LQIRUPDWLRQ EHORZ LV SURYLGHG DV JXLGDQFH WR KHOS SURWHFW
\RXU SURGXFW 7KH H[DPSOH LOOXVWUDWLRQV SURYLGHG DUH IRU FRPPRQ
YHVVHO SRZHU DUUDQJHPHQWV LI \RX DUH XQVXUH KRZ WR SURYLGH
WKH FRUUHFW OHYHO RI SURWHFWLRQ WKHQ SOHDVH FRQVXOW D 5D\PDULQH
DXWKRUL]HG GHDOHU IRU VXSSRUW
)XVH DQG EUHDNHU UDWLQJ
)XVH UDWLQJ 7KHUPDO EUHDNHU UDWLQJ
$ LQOLQH IXVH ¿WWHG ZLWKLQ SRZHU
FDEOH
$ LI RQO\ FRQQHFWLQJ RQH GHYLFH
7KH VXLWDEOH IXVH UDWLQJ IRU WKH WKHUPDO EUHDNHU LV GHSHQGHQW RQ
WKH QXPEHU RI GHYLFHV \RX DUH FRQQHFWLQJ ,I LQ GRXEW FRQVXOW DQ
DXWKRUL]HG 5D\PDULQH GHDOHU
1RWH <RXU SURGXFW¶V SRZHU FDEOH PD\ KDYH DQ LQOLQH IXVH
DOUHDG\ ¿WWHG LI QRW WKHQ \RX ZLOO QHHG WR DGG DQ LQOLQH IXVH WR
WKH SRVLWLYH ZLUH RI \RXU SURGXFWV SRZHU FRQQHFWLRQ
'LVWULEXWLRQ SDQHO FRQQHFWLRQ
,W LV UHFRPPHQGHG WKDW \RXU SURGXFW LV ZLUHG WKURXJK \RXU
YHVVHO¶V GLVWULEXWLRQ SDQHO YLD D WKHUPDO EUHDNHU RU IXVH
9HVVHO SRZHU VXSSO\ SRVLWLYH
,QOLQH IXVH ,I \RXU SURGXFWV SRZHU FDEOH GRHV QRW KDYH D
EXLOW LQ IXVH WKHQ DQ LQOLQH IXVH VKRXOG EH ¿WWHG
3URGXFW SRZHU FDEOH
9HVVHO SRZHU VXSSO\ QHJDWLYH
'UDLQ ZLUH
9HVVHO GLVWULEXWLRQ SDQHO
9HVVHO 5) JURXQG SRLQW FRQQHFWLRQ
1RWH 2QO\ DSSOLFDEOH WR SURGXFWV WKDW LQFOXGH D GUDLQ ZLUH
RQ WKH SURGXFW¶V SRZHU FDEOH
%DWWHU\ FRQQHFWLRQ ZLWK 5) JURXQG
,I \RXU YHVVHO GRHV QRW KDYH D GLVWULEXWLRQ SDQHO WKHQ \RXU
SURGXFW PD\ EH ZLUHG GLUHFWO\ WR WKH EDWWHU\ ZLWK WKH GUDLQ ZLUH
FRQQHFWHG WR WKH YHVVHO¶V 5) JURXQG SRLQW
9HVVHO SRZHU VXSSO\ SRVLWLYH
9HVVHO SRZHU VXSSO\ QHJDWLYH
,QOLQH IXVH ,I \RXU SURGXFWV SRZHU FDEOH GRHV QRW KDYH D
EXLOW LQ IXVH WKHQ DQ LQOLQH IXVH VKRXOG EH ¿WWHG
'UDLQ ZLUH
3URGXFW SRZHU FDEOH
9HVVHO EDWWHU\
9HVVHO 5) JURXQG SRLQW FRQQHFWLRQ
1RWH 2QO\ DSSOLFDEOH WR SURGXFWV WKDW LQFOXGH D GUDLQ ZLUH
RQ WKH SURGXFW¶V SRZHU FDEOH
%DWWHU\ FRQQHFWLRQ ZLWK QR 5) JURXQG
,I \RXU YHVVHO GRHV QRW KDYH D GLVWULEXWLRQ SDQHO RU DQ 5) JURXQG
SRLQW WKHQ \RXU SURGXFW PD\ EH ZLUHG GLUHFWO\ WR WKH EDWWHU\ ZLWK
WKH GUDLQ ZLUH DOVR FRQQHFWHG WR WKH EDWWHU\¶V QHJDWLYH WHUPLQDO
9HVVHO SRZHU VXSSO\ SRVLWLYH
9HVVHO SRZHU VXSSO\ QHJDWLYH
,QOLQH IXVH ,I \RXU SURGXFWV SRZHU FDEOH GRHV QRW KDYH D
EXLOW LQ IXVH WKHQ DQ LQOLQH IXVH VKRXOG EH ¿WWHG
'UDLQ ZLUH FRQQHFWHG WR YHVVHO QHJDWLYH SRZHU VXSSO\
3URGXFW SRZHU FDEOH
9HVVHO EDWWHU\
1RWH 2QO\ DSSOLFDEOH WR SURGXFWV WKDW LQFOXGH D GUDLQ ZLUH
RQ WKH SURGXFW¶V SRZHU FDEOH
D 6HULHV F 6HULHV H 6HULHV
6KDULQJ D EUHDNHU
:KHUH PRUH WKDQ SLHFH RI HTXLSPHQW VKDUHV D EUHDNHU \RX
PXVW SURYLGH SURWHFWLRQ IRU WKH LQGLYLGXDO FLUFXLWV (J E\
FRQQHFWLQJ DQ LQOLQH IXVH IRU HDFK SRZHU FLUFXLW
3RVLWLYH EDU
1HJDWLYH EDU
&LUFXLW EUHDNHU
)XVH
:KHUH SRVVLEOH FRQQHFW LQGLYLGXDO LWHPV RI HTXLSPHQW WR
LQGLYLGXDO FLUFXLW EUHDNHUV :KHUH WKLV LV QRW SRVVLEOH XVH
LQGLYLGXDO LQOLQH IXVHV WR SURYLGH WKH QHFHVVDU\ SURWHFWLRQ
1HWZRUN FRQQHFWLRQV
<RX FDQ FRQQHFW FRPSDWLEOH GHYLFHV WR \RXU PXOWLIXQFWLRQ
GLVSOD\ XVLQJ WKH 1HWZRUN FRQQHFWRUV DW WKH UHDU RI WKH XQLW
$ W\SLFDO QHWZRUN RI GLJLWDO GHYLFHV PD\ LQFOXGH
8S WR 5D\PDULQH PXOWLIXQFWLRQ GLVSOD\V
5D\1HW RU 6HD7DONKV GLJLWDO GHYLFHV VXFK DV D VRQDU PRGXOH
DQG UDGDU VFDQQHU
7KHUPDO RU ,3 FDPHUDV
1RWH <RXU PXOWLIXQFWLRQ GLVSOD\ LQFOXGHV WKH IROORZLQJ
QHWZRUN FRQQHFWRUV
H H' DQG D 6HULHV [ 5D\1HW QHWZRUN FRQQHFWRU
F 6HULHV DQG H 6HULHV H[FOXGLQJ WKH H DQG H' [
5D\1HW QHWZRUN FRQQHFWRUV
1HWZRUNV UHTXLULQJ DGGLWLRQDO QHWZRUN FRQQHFWLRQV ZLOO UHTXLUH
D 5D\PDULQH QHWZRUN VZLWFK
3OHDVH UHIHU WR &KDSWHU 6SDUHV DQG DFFHVVRULHV IRU GHWDLOV RI
DYDLODEOH QHWZRUN FDEOHV DQG KDUGZDUH
1HWZRUN FDEOH FRQQHFWRU W\SHV
7KHUH DUH W\SHV RI QHWZRUN FDEOH FRQQHFWRU ² 6HD7DONKV DQG
5D\1HW
6HD7DONKV FRQQHFWRU ² XVHG IRU FRQQHFWLQJ
6HD7DONKV GHYLFHV WR D 5D\PDULQH QHWZRUN
VZLWFK YLD 6HD7DONKV FDEOHV
5D\1HW FRQQHFWRU ² XVHG IRU FRQQHFWLQJ
5D\PDULQH QHWZRUN VZLWFKHV DQG 6HD7DONKV
GHYLFHV WR WKH PXOWLIXQFWLRQ GLVSOD\ YLD
5D\1HW FDEOHV $OVR UHTXLUHG IRU FRQQHFWLQJ D
FURVVRYHU FRXSOHU LI RQO\ RQH GHYLFH LV EHLQJ
FRQQHFWHG WR WKH GLVSOD\V 1HWZRUN FRQQHFWRU
.H\SDG FRQQHFWLRQ
$ UHPRWH NH\SDG VXFK DV WKH 50. FDQ EH FRQQHFWHG GLUHFWO\
WR WKH PXOWLIXQFWLRQ GLVSOD\¶V QHWZRUN FRQQHFWRU RU YLD D QHWZRUN
VZLWFK 0XOWLSOH NH\SDGV FDQ EH FRQQHFWHG WR D V\VWHP (DFK
NH\SDG FDQ EH XVHG WR FRQWURO XS WR PXOWLIXQFWLRQ GLVSOD\V
'LUHFW FRQQHFWLRQ
0XOWLIXQFWLRQ GLVSOD\
.H\SDG
5LJKW DQJOHG SRZHU FDEOH
:KHQ FRQQHFWLQJ WKH NH\SDG GLUHFWO\ WR D 1HZ D 6HULHV 1HZ F
6HULHV RU 1HZ H 6HULHV PXOWLIXQFWLRQ GLVSOD\ WKH NH\SDG PXVW EH
SRZHUHG VHSDUDWHO\ XVLQJ WKH DOWHUQDWH SRZHU FRQQHFWRU
&DEOHV DQG FRQQHFWLRQV
1HWZRUN FRQQHFWLRQ
1HWZRUN VZLWFK
.H\SDG
5LJKW DQJOHG SRZHU FDEOH
1HWZRUNHG PXOWLIXQFWLRQ GLVSOD\V
:KHQ FRQQHFWLQJ WKH NH\SDG YLD D QHWZRUN VZLWFK WKH NH\SDG
PXVW EH SRZHUHG VHSDUDWHO\ XVLQJ WKH DOWHUQDWH SRZHU
FRQQHFWRU
2QFH FRQQHFWHG WKH NH\SDG PXVW EH SDLUHG ZLWK WKH HDFK
PXOWLIXQFWLRQ GLVSOD\ \RX ZDQW WR FRQWURO XVLQJ WKH NH\SDG
5DGDU FRQQHFWLRQ
7KH PXOWLIXQFWLRQ GLVSOD\ LV FRPSDWLEOH ZLWK 5D\PDULQH 1RQ+'
GLJLWDO UDGRPHV DQG +' 6XSHU+' UDGDU VFDQQHUV 7KH VFDQQHU
LV FRQQHFWHG XVLQJ RYHU 6HD7DONKV
1RWH
1HZ F 6HULHV DQG 1HZ H 6HULHV GLVSOD\V H[FOXGLQJ WKH
H DQG H' FDQ FRQQHFW 6HD7DONKV 5D\1HW GHYLFHV
GLUHFWO\ WR WKH GLVSOD\
1HZ D 6HULHV DQG WKH H H' GLVSOD\V FDQ FRQQHFW
6HD7DONKV 5D\1HW GHYLFH GLUHFWO\ WR WKH GLVSOD\
7KH UDGDU LV XVXDOO\ FRQQHFWHG YLD D 5D\PDULQH QHWZRUN VZLWFK
2Q VPDOOHU V\VWHPV ZLWK RQO\ RQH GLVSOD\ DQG QR RWKHU GLJLWDO
GHYLFHV WKH UDGDU PD\ EH FRQQHFWHG WR WKH GLVSOD\ GLUHFWO\
5DGDU FRQQHFWHG XVLQJ 5D\PDULQH QHWZRUN VZLWFK
5DGDU VFDQQHU
5D\PDULQH QHWZRUN VZLWFK
5D\1HW FDEOH
5D\1HW UDGDU FDEOH
9&0 9ROWDJH &RQYHUWHU 0RGXOH ² UHTXLUHG IRU 2SHQ
$UUD\V
3RZHU FRQQHFWLRQ
5DGDU FRQQHFWHG GLUHFWO\ WR WKH GLVSOD\
5DGDU VFDQQHU
0XOWLIXQFWLRQ GLVSOD\ UHDU FRQQHFWRU SDQHO
5D\1HW 5DGDU FDEOH
&RQQHFWLRQ WR SRZHU VXSSO\ ² 2SHQ DUUD\ VFDQQHUV
UHTXLUH D 9&0 9ROWDJH &RQYHUWHU 0RGXOH
D 6HULHV F 6HULHV H 6HULHV
5- 6HD7DONKV 5DGDU FDEOH FRQQHFWLRQ
7R FRQQHFW D 5DGDU XVLQJ DQ 5- 6HD7DONKV UDGDU FDEOH
DGGLWLRQDO DFFHVVRULHV DUH UHTXLUHG
5- 6HD7DONKV 5DGDU FDEOH
5D\1HW WR 5- 6HD7DONKV DGDSWRU FDEOH
6HD7DONKV FURVVRYHU FRXSOHU
5DGDU FDEOH H[WHQVLRQ
)RU ORQJHU FDEOH UXQV D UDGDU SRZHU DQG GDWD GLJLWDO FDEOH H[WHQVLRQ LV UHTXLUHG
5DGDU H[WHQVLRQ FDEOH
5DGDU SRZHU DQG GDWD GLJLWDO FDEOH
5D\PDULQH QHWZRUN VZLWFK RU FURVVRYHU FRXSOHU LI FRQQHFWLQJ UDGDU GLUHFWO\ WR GLVSOD\
5D\1HW FDEOH RU 5D\1HW WR 6HD7DONKV FDEOH LI FRQQHFWLQJ YLD FURVVRYHU FRXSOHU
1RWH 7KH H[WHQVLRQ FDEOH FRQQHFWV WR WKH UDGDU VFDQQHU
1RWH 7KH SRZHU FRQQHFWLRQ LV 127 VKRZQ LQ WKH GLDJUDP ,I XVLQJ DQ 2SHQ $UUD\ VFDQQHU D 9&0 9ROWDJH &RQYHUWHU 0RGXOH
PXVW EH FRQQHFWHG EHWZHHQ WKH VFDQQHU DQG WKH SRZHU VXSSO\
'LJLWDO UDGDU FDEOHV
<RX ZLOO QHHG D GHGLFDWHG UDGDU SRZHU DQG GDWD GLJLWDO FDEOH
DQG DSSURSULDWH QHWZRUN FDEOHV WR FRQQHFW \RXU VFDQQHU WR \RXU
V\VWHP
&RQQHFWLRQ 5HTXLUHG FDEOH
5DGDU VFDQQHU WR SRZHU VXSSO\ DQG
5D\PDULQH QHWZRUN VZLWFK
3RZHU DQG GDWD GLJLWDO FDEOH )RU
ORQJHU FDEOH UXQV H[WHQVLRQV DUH
DYDLODEOH LQ D YDULHW\ RI OHQJWKV
5D\PDULQH QHWZRUN VZLWFK WR
PXOWLIXQFWLRQ GLVSOD\
1HWZRUN FDEOHV DYDLODEOH LQ D
YDULHW\ RI FDEOH OHQJWKV
6HD7DONKV 5DGDU SRZHU DQG GDWD GLJLWDO FDEOHV
7KHVH FDEOHV FRQWDLQ WKH ZLUHV IRU D VFDQQHUV SRZHU DQG GDWD
FRQQHFWLRQV
&DEOH 3DUW QXPEHU
5- 6HD7DONKV P IW 3RZHU
DQG GDWD GLJLWDO FDEOH
$'
5- 6HD7DONKV P IW 3RZHU
DQG GDWD GLJLWDO FDEOH
$'
&DEOHV DQG FRQQHFWLRQV
&DEOH 3DUW QXPEHU
5- 6HD7DONKV P IW 3RZHU
DQG GDWD GLJLWDO FDEOH
$'
5- 6HD7DONKV P IW 3RZHU
DQG GDWD GLJLWDO FDEOH
$'
1RWH 7KH PD[LPXP OHQJWK IRU WKH UDGDU SRZHU DQG GDWD
GLJLWDO FDEOH LQFOXGLQJ DQ\ H[WHQVLRQV LV P IW
5D\1HW 5DGDU SRZHU DQG GDWD GLJLWDO FDEOHV
7KHVH FDEOHV FRQWDLQ WKH ZLUHV IRU D VFDQQHUV SRZHU DQG GDWD
FRQQHFWLRQV
&DEOH 3DUW QXPEHU
5D\1HW P IW 3RZHU DQG
GDWD GLJLWDO FDEOH
$
5D\1HW P IW 3RZHU DQG
GDWD GLJLWDO FDEOH
$
5D\1HW P IW 3RZHU DQG
GDWD GLJLWDO FDEOH
$
5D\1HW P IW 3RZHU DQG
GDWD GLJLWDO FDEOH
$
1RWH 7KH PD[LPXP OHQJWK IRU WKH UDGDU SRZHU DQG GDWD
GLJLWDO FDEOH LQFOXGLQJ DQ\ H[WHQVLRQV LV P IW
5DGDU SRZHU DQG GDWD GLJLWDO H[WHQVLRQ FDEOHV
7KHVH FDEOHV H[WHQG WKH SRZHU DQG GDWD GLJLWDO FDEOHV IRU D
VFDQQHUV SRZHU DQG GDWD FRQQHFWLRQV
&DEOH 3DUW QXPEHU
P IW 3RZHU DQG GDWD GLJLWDO
FDEOH
$'
P IW 3RZHU DQG GDWD GLJLWDO
FDEOH
$'
P IW 3RZHU DQG GDWD GLJLWDO
FDEOH
$'
1RWH 7KH PD[LPXP OHQJWK IRU WKH UDGDU SRZHU DQG GDWD
GLJLWDO FDEOH LQFOXGLQJ DQ\ H[WHQVLRQV LV P IW
6RQDU FRQQHFWLRQ
$ VRQDU FRQQHFWLRQ LV UHTXLUHG IRU ¿VK¿QGHU DSSOLFDWLRQV
7KH PXOWLIXQFWLRQ GLVSOD\ FDQ EH XVHG ZLWK WKH IROORZLQJ
5D\PDULQH VRQDU PRGXOHV
&3&
&3
&3
7KHUH DUH W\SHV RI FRQQHFWLRQ UHTXLUHG IRU ¿VK¿QGHU
DSSOLFDWLRQV
6RQDU PRGXOH FRQQHFWLRQ ² FRQYHUWV WKH VRQDU VLJQDOV
SURYLGHG E\ WKH VRQDU WUDQVGXFHU LQWR GDWD VXLWDEOH IRU D
PDULQH HOHFWURQLFV V\VWHP 7KH VRQDU YDULDQW PXOWLIXQFWLRQ
GLVSOD\V IHDWXUH D EXLOWLQ VRQDU HQDEOLQJ \RX WR FRQQHFW WKH
GLVSOD\ GLUHFWO\ WR D FRPSDWLEOH VRQDU WUDQVGXFHU 1RQVRQDU
YDULDQWV UHTXLUH D FRQQHFWLRQ WR DQ H[WHUQDO 5D\PDULQH VRQDU
PRGXOH ,QWHUQDO DQG H[WHUQDO VRQDUV UHTXLUH D FRQQHFWLRQ WR
D FRPSDWLEOH VRQDU WUDQVGXFHU
6RQDU WUDQVGXFHU FRQQHFWLRQ ² SURYLGHV VRQDU VLJQDOV WR
WKH VRQDU PRGXOH
6RQDU PRGXOH FRQQHFWLRQ
5HDU FRQQHFWRU SDQHO RI PXOWLIXQFWLRQ GLVSOD\ 1RQVRQDU
YDULDQW
5D\PDULQH QHWZRUN VZLWFK
5D\PDULQH VRQDU PRGXOH
5D\1HW FDEOH
,I D VSDUH QHWZRUN FRQQHFWLRQ LV DYDLODEOH RQ \RXU PXOWLIXQFWLRQ
GLVSOD\ WKHQ D VRQDU PRGXOH PD\ EH FRQQHFWHG GLUHFWO\ WR WKH
GLVSOD\ ZLWKRXW XVLQJ D 5D\PDULQH QHWZRUN VZLWFK
1RWH <RX FDQ DOVR FRQQHFW D VRQDU YDULDQW PXOWLIXQFWLRQ
GLVSOD\ WR D 5D\PDULQH VRQDU PRGXOH 7KLV LV XVHIXO LQ
FLUFXPVWDQFHV ZKHUH \RX QHHG D KLJKHU SRZHUHG VRQDU
PRGXOH IRU H[DPSOH
0XOWLSOH DFWLYH VRQDU PRGXOHV
0XOWLSOH DFWLYH VRQDU PRGXOHV FDQ EH SUHVHQW RQ WKH VDPH
QHWZRUN \RX PXVW VHOHFW ZKLFK VRQDU PRGXOH FKDQQHO \RX
ZDQW WR XVH LQ WKH )LVK¿QGHU DSSOLFDWLRQ
5HDU FRQQHFWRU SDQHO RI PXOWLIXQFWLRQ GLVSOD\ 6RQDU
YDULDQW
5D\PDULQH QHWZRUN VZLWFK
5D\1HW QHWZRUN FDEOHV
&3& &+,53 VRQDU PRGXOH
&3 'RZQ9LVLRQ70 VRQDU PRGXOH
&RPSDWLEOH VRQDU WUDQVGXFHUV
7KH PXOWLIXQFWLRQ GLVSOD\ LV FRPSDWLEOH ZLWK WKH IROORZLQJ VRQDU
WUDQVGXFHUV
5D\PDULQH 3
5D\PDULQH 3
0LQQ .RWD WUDQVGXFHUV 6RQDU YDULDQW 5D\PDULQH GLVSOD\V
RQO\ YLD RSWLRQDO $ DGDSWRU FDEOH
D 6HULHV F 6HULHV H 6HULHV
$Q\ ZDWW VRQDUFRPSDWLEOH WUDQVGXFHU YLD RSWLRQDO
( DGDSWRU FDEOH
6RQDU WUDQVGXFHU FRQQHFWLRQ ² 6RQDU YDULDQW PXOWLIXQFWLRQ
GLVSOD\V
5HDU FRQQHFWRU SDQHO RI PXOWLIXQFWLRQ GLVSOD\ 6RQDU
YDULDQW
6RQDU WUDQVGXFHU FDEOH
6RQDU WUDQVGXFHU
ZDWW VRQDUFRPSDWLEOH VRQDU WUDQVGXFHU FRQQHFWLRQ YLD
RSWLRQDO DGDSWRU ² 6RQDU YDULDQW PXOWLIXQFWLRQ GLVSOD\V
5HDU FRQQHFWRU SDQHO RI PXOWLIXQFWLRQ GLVSOD\ 6RQDU
YDULDQW
( DGDSWRU FDEOH
6RQDU WUDQVGXFHU
7UDQVGXFHU DGDSWRU FDEOH
&DEOH 3DUW QXPEHU
P IW WUDQVGXFHU
DGDSWRU FDEOH
(
6RQDU WUDQVGXFHU FRQQHFWLRQ ² 1RQ6RQDU YDULDQW
PXOWLIXQFWLRQ GLVSOD\V
5HDU FRQQHFWRU SDQHO RI PXOWLIXQFWLRQ GLVSOD\ 1RQVRQDU
YDULDQW
5D\PDULQH QHWZRUN VZLWFK RQO\ UHTXLUHG LI FRQQHFWLQJ PRUH
WKDQ RQH GHYLFH XVLQJ 6HD7DONKV 5D\1HW
5D\1HW FDEOH
5D\PDULQH VRQDU PRGXOH
6RQDU WUDQVGXFHU FDEOH
6RQDU WUDQVGXFHU
0LQQ .RWD VRQDU WUDQVGXFHU FRQQHFWLRQ YLD RSWLRQDO DGDSWRU
FDEOH 6RQDU YDULDQW PXOWLIXQFWLRQ GLVSOD\V RQO\
5HDU FRQQHFWRU SDQHO RI PXOWLIXQFWLRQ GLVSOD\ 6RQDU
YDULDQW
0LQQ .RWD WUDQVGXFHU DGDSWRU FDEOH
0LQQ .RWD WUDQVGXFHU FDEOH
0LQQ .RWD WUDQVGXFHU
6RQDU YDULDQW PXOWLIXQFWLRQ GLVSOD\V
7KH WDEOH EHORZ GHWDLOV ZKLFK PXOWLIXQFWLRQ GLVSOD\ YDULDQWV
IHDWXUH D EXLOWLQ VRQDU PRGXOH DQG FDQ EH FRQQHFWHG GLUHFWO\ WR
FRPSDWLEOH VRQDU WUDQVGXFHUV
1RQVRQDU YDULDQWV 6RQDU YDULDQWV 'RZQ9LVLRQ YDULDQWV
D D D
D :L)L D :L)L D :L)L
D D D
D :L)L D :L)L D :L)L
H H'
F F
F F
H H
H H
H
0LQQ .RWD WUDQVGXFHU DGDSWRU FDEOH
&RQQHFWV D 0LQQ .RWD VRQDU WUDQVGXFHU WR D FRPSDWLEOH
5D\PDULQH PXOWLIXQFWLRQ GLVSOD\
&DEOH 3DUW QXPEHU
P IW 0LQQ .RWD WUDQVGXFHU
DGDSWRU FDEOH
$
7KHUPDO FDPHUD FRQQHFWLRQ
<RX FDQ FRQQHFW D WKHUPDO FDPHUD WR \RXU 1HZ F 6HULHV RU 1HZ
H 6HULHV PXOWLIXQFWLRQ GLVSOD\V
1RWH 1HZ D 6HULHV GRHV QRW VXSSRUW WKHUPDO FDPHUDV
7KH FDPHUD LV XVXDOO\ FRQQHFWHG YLD D 5D\PDULQH QHWZRUN
VZLWFK ,I \RX ZDQW WR XVH WKH RSWLRQDO -R\VWLFN &RQWURO 8QLW
-&8 ZLWK WKH FDPHUD WKLV PXVW DOVR EH FRQQHFWHG WR WKH
QHWZRUN VZLWFK $ FRPSRVLWH YLGHR FRQQHFWLRQ LV UHTXLUHG
EHWZHHQ WKH FDPHUD DQG WKH PXOWLIXQFWLRQ GLVSOD\
7 6HULHV WKHUPDO FDPHUD FRQQHFWLRQ
7 6HULHV ¿[HG PRXQW WKHUPDO FDPHUD
0XOWLIXQFWLRQ GLVSOD\
&DEOHV DQG FRQQHFWLRQV
3RZHU RYHU (WKHUQHW 3R( ,QMHFWRU
5D\1HW WR 5- 6HD7DONKV DGDSWRU FDEOH
9LGHR FDEOH
7 7 6HULHV WKHUPDO FDPHUD FRQQHFWLRQ
0XOWLIXQFWLRQ GLVSOD\
5D\PDULQH QHWZRUN VZLWFK
-R\VWLFN &RQWURO 8QLW -&8 RSWLRQDO
6HD7DONKV WR 5D\1HW FDEOH
(WKHUQHW FDEOH FRXSOHU
3R( 3RZHU RYHU (WKHUQHW LQMHFWRU RQO\ UHTXLUHG LI XVLQJ
WKH RSWLRQDO -&8
7KHUPDO FDPHUD
9LGHR FRQQHFWLRQ
,PSRUWDQW QRWHV
<RX FDQ FRQWURO WKH WKHUPDO FDPHUD XVLQJ \RXU PXOWLIXQFWLRQDO
GLVSOD\ 7KH -R\VWLFN &RQWURO 8QLW -&8 LV RSWLRQDO EXW FDQ EH
XVHG LQ FRQMXQFWLRQ ZLWK WKH PXOWLIXQFWLRQDO GLVSOD\ WR FRQWURO
WKH WKHUPDO FDPHUD LI UHTXLUHG
³'XDO SD\ORDG´ WKHUPDO FDPHUDV LQFOXGH LQGHSHQGHQW OHQVHV
IRU WKHUPDO LQIUDUHG DQG IRU YLVLEOH OLJKW ,I \RX RQO\ KDYH
GLVSOD\ \RX VKRXOG RQO\ FRQQHFW WKH YLGHR FDEOH ODEHOOHG
³9,6 ,5´ YLVLEOH OLJKW LQIUDUHG WR WKH GLVSOD\ ,I \RX KDYH
RU PRUH GLVSOD\V \RX VKRXOG FRQQHFW FDEOH WR HDFK GLVSOD\
<RX FDQ RQO\ YLHZ WKH WKHUPDO FDPHUD LPDJH RQ WKH
PXOWLIXQFWLRQ GLVSOD\ WR ZKLFK WKH FDPHUD LV SK\VLFDOO\
FRQQHFWHG ,I \RX ZDQW WR YLHZ WKH WKHUPDO FDPHUD LPDJH
RQ PRUH WKDQ GLVSOD\ \RX PXVW REWDLQ D VXLWDEOH WKLUGSDUW\
YLGHR GLVWULEXWLRQ XQLW
)RU IXUWKHU LQIRUPDWLRQ UHJDUGLQJ WKH FDPHUDV LQVWDOODWLRQ
LQFOXGLQJ FRQQHFWLRQV DQG PRXQWLQJ UHIHU WR WKH LQVWDOODWLRQ
LQVWUXFWLRQV WKDW DFFRPSDQ\ WKH FDPHUD
7KHUPDO FDPHUD FDEOHV
&DEOLQJ UHTXLUHPHQWV IRU WKHUPDO FDPHUDV
&DPHUD WR QHWZRUN VZLWFK
$ QHWZRUN SDWFK FDEOH LV UHTXLUHG WR FRQQHFW WKH FDPHUD WR WKH
QHWZRUN VZLWFK 7KH FRQQHFWLRQ LV PDGH EHWZHHQ WKH FDPHUD
FDEOH WDLO DQG WKH QHWZRUN VZLWFK YLD WKH FRXSOHU VXSSOLHG ZLWK
WKH FDPHUD 1HWZRUN SDWFK FDEOHV DUH DYDLODEOH LQ D YDULHW\
RI OHQJWKV
-R\VWLFN &RQWURO 8QLW -&8
$Q (WKHUQHW ZLWK SRZHU FDEOH LV XVHG WR FRQQHFW WKH -&8 7KH
-&8 LV VXSSOLHG ZLWK D P IW (WKHUQHW FDEOH IRU WKLV
FRQQHFWLRQ ,I \RX UHTXLUH D GLIIHUHQW OHQJWK FRQWDFW \RXU GHDOHU
IRU VXLWDEOH FDEOHV
3RZHU RYHU (WKHUQHW 3R( LQMHFWRU WR QHWZRUN VZLWFK
$ QHWZRUN SDWFK FDEOH LV UHTXLUHG IRU FRQQHFWLQJ WKH 3R( LQMHFWRU
WR WKH QHWZRUN VZLWFK 1HWZRUN SDWFK FDEOHV DUH DYDLODEOH LQ D
YDULHW\ RI OHQJWKV
9LGHR FDEOHV
9LGHR FDEOHV DUH QRW VXSSOLHG ZLWK WKH SURGXFW 3OHDVH FRQWDFW
\RXU GHDOHU IRU VXLWDEOH FDEOHV DQG DGDSWRUV
5D\PDULQH UHFRPPHQGV WKH XVH RI D %1& WHUPLQDWHG 5*
RKP RU EHWWHU FRD[LDO FDEOH
,3 &DPHUD FRQQHFWLRQV
<RX FDQ FRQQHFW ,3 FDPHUDV WR \RXU PXOWLIXQFWLRQ GLVSOD\
&RPSDWLEOH ,3 FDPHUDV PXVW EH DEOH WR EH FRQ¿JXUHG WR
DXWRPDWLFDOO\ DVVLJQ DQ ,3 DGGUHVV YLD '+&3 SULRU WR
FRQQHFWLQJ WR \RXU PXOWLIXQFWLRQ GLVSOD\ RU QHWZRUN
DOORZ XQDXWKHQWLFDWHG DQRQ\PRXV 219,) DFFHVV
3OHDVH UHIHU WR WKH LQVWUXFWLRQV VXSSOLHG ZLWK \RXU ,3 FDPHUD
IRU FRQ¿JXUDWLRQ GHWDLOV
1RWH 7KH FRQQHFWLRQ SDQHO RQ \RXU SURGXFW PD\ ORRN
VOLJKWO\ GLIIHUHQW IURP WKDW VKRZQ GHSHQGLQJ RQ YDULDQW 7KH
QHWZRUN FRQQHFWLRQ PHWKRG UHPDLQV WKH VDPH IRU DOO SURGXFWV
IHDWXULQJ 5D\1HW FRQQHFWRUV
,3 FDPHUDV FDQ EH FRQQHFWHG GLUHFWO\ WR WKH 6HD7DONKV 5D\1HW
FRQQHFWRU RQ \RXU PXOWLIXQFWLRQ GLVSOD\
,WHP 'HVFULSWLRQ
0XOWLIXQFWLRQ GLVSOD\ UHDU FRQQHFWRU SDQHO
,3 FDPHUD
5D\1HW WR 5- FDEOH
6HD7DONKV FURVV RYHU FRXSOHU
<RX FDQ DOVR FRQQHFW PXOWLSOH ,3 FDPHUDV YLD WKH 6HD7DONKV
QHWZRUN
D 6HULHV F 6HULHV H 6HULHV
,WHP 'HVFULSWLRQ
0XOWLIXQFWLRQ GLVSOD\
5D\PDULQH QHWZRUN VZLWFK
5D\1HW WR 5- DGDSWRU FDEOH
6HD7DONKV FURVV RYHU FRXSOHUV
,3 &DPHUDV
1RWH D F DQG H 6HULHV PXOWLIXQFWLRQ GLVSOD\V GR QRW SURYLGH
SRZHU RYHU HWKHUQHW 3R( &RQQHFWHG FDPHUDV PXVW KDYH
WKHLU RZQ SRZHU VXSSO\
7LS ,I \RXU ,3 FDPHUDV DUH QRW GHWHFWHG E\ \RXU PXOWLIXQFWLRQ
GLVSOD\ WU\ SRZHU F\FOLQJ WKH ,3 FDPHUDV ZKLOVW OHDYLQJ \RXU
PXOWLIXQFWLRQ GLVSOD\ SRZHUHG XS
:HDWKHU UHFHLYHU FRQQHFWLRQ
<RX FDQ FRQQHFW D 6LULXV ;0 ZHDWKHU UHFHLYHU WR \RXU
PXOWLIXQFWLRQ GLVSOD\
5D\PDULQH ZHDWKHU UHFHLYHU
0XOWLIXQFWLRQ GLVSOD\
7KH ZHDWKHU UHFHLYHU FDQ DOVR EH FRQQHFWHG WR D 5D\PDULQH
QHWZRUN VZLWFK
)RU LQIRUPDWLRQ RQ FRQQHFWLQJ DQ 65 XVLQJ 6HD7DONQJ SOHDVH
UHIHU WR ± 65 RSHUDWLRQ ZKLFK FDQ EH GRZQORDGHG IURP
WKH 5D\PDULQH ZHEVLWH ZZZUD\PDULQHFRP
)XVLRQ OLQN FRQQHFWLRQ
<RX FDQ FRQQHFW D )XVLRQ VHULHV PDULQH HQWHUWDLQPHQW
V\VWHP WR \RXU PXOWLIXQFWLRQ GLVSOD\
'LUHFW FRQQHFWLRQ
0XOWLIXQFWLRQ GLVSOD\
)XVLRQ V\VWHP
5D\1HW WR 6HD7DONKV FDEOH
)XVLRQ HWKHUQHW FRQQHFWRU
'LUHFW FRQQHFWLRQ ZLWK QHWZRUNHG PXOWLIXQFWLRQ GLVSOD\V
)XVLRQ V\VWHP
)XVLRQ HWKHUQHW FRQQHFWRU
5D\1HW WR 6HD7DONKV FDEOH
'LUHFWO\ FRQQHFWHG PXOWLIXQFWLRQ GLVSOD\
1HWZRUNHG PXOWLIXQFWLRQ GLVSOD\V
1RWH 7KH )XVLRQ HQWHUWDLQPHQW V\VWHP FDQ EH FRQWUROOHG E\
D GLUHFWO\ FRQQHFWHG PXOWLIXQFWLRQ GLVSOD\ RU E\ D QHWZRUNHG
PXOWLIXQFWLRQ GLVSOD\
1HWZRUN FRQQHFWLRQ
1HWZRUN VZLWFK
)XVLRQ V\VWHP
5D\1HW WR 6HD7DONKV FDEOH
)XVLRQ HWKHUQHW FRQQHFWRU
6HFRQG )XVLRQ V\VWHP WKH PXOWLIXQFWLRQ GLVSOD\ FDQ EH
FRQQHFWHG WR PXOWLSOH )XVLRQ HQWHUWDLQPHQW V\VWHPV
1HWZRUNHG PXOWLIXQFWLRQ GLVSOD\V
&DEOHV DQG FRQQHFWLRQV
1RWH 7KH )XVLRQ HQWHUWDLQPHQW V\VWHP FDQ EH FRQWUROOHG
E\ DQ\ FRPSDWLEOH QHWZRUNHG PXOWLIXQFWLRQ GLVSOD\ ZKHQ
FRQQHFWHG XVLQJ D QHWZRUN VZLWFK
*36 FRQQHFWLRQ
'HSHQGLQJ RQ GLVSOD\ YDULDQW \RXU PXOWLIXQFWLRQ GLVSOD\ PD\
LQFOXGH DQ LQWHUQDO *36 UHFHLYHU ,I UHTXLUHG WKH PXOWLIXQFWLRQ
GLVSOD\ FDQ DOVR EH FRQQHFWHG WR DQ H[WHUQDO *36 UHFHLYHU
XVLQJ 6HD7DONQJ RU 10($
*36 FRQQHFWLRQ ² 6HD7DONQJ
0XOWLIXQFWLRQ GLVSOD\
6HD7DONQJ *36 UHFHLYHU
*36 FRQQHFWLRQ ² 10($
0XOWLIXQFWLRQ GLVSOD\
10($ *36 UHFHLYHU
D 6HULHV F 6HULHV H 6HULHV
$,6 FRQQHFWLRQ
$ FRPSDWLEOH $,6 FDQ EH FRQQHFWHG XVLQJ 6HD7DONQJ RU 10($
&RQQHFWLRQ XVLQJ 6HD7DONQJ
0XOWLIXQFWLRQ GLVSOD\
6HD7DONQJ $,6 UHFHLYHU WUDQVFHLYHU
&RQQHFWLRQ XVLQJ 10($
9+) UDGLR
$,6 XQLW
0XOWLIXQFWLRQ GLVSOD\
)DVWKHDGLQJ FRQQHFWLRQ
,I \RX ZLVK WR XVH 0$53$ UDGDU WDUJHW DFTXLVLWLRQ IXQFWLRQV RQ
\RXU PXOWLIXQFWLRQ GLVSOD\ \RX QHHG HLWKHU
$Q DXWRSLORW FRQQHFWHG WR WKH PXOWLIXQFWLRQ GLVSOD\ YLD
6HD7DONQJ RU 10($ 7KH FRPSDVV LV FRQQHFWHG WR WKH
FRXUVH FRPSXWHU DQG FDOLEUDWHG YLD WKH SLORW FRQWURO KHDG RU
$ 5D\PDULQH RU WKLUGSDUW\ IDVWKHDGLQJ VHQVRU FRQQHFWHG WR
WKH PXOWLIXQFWLRQ GLVSOD\ YLD 10($
1RWH 3OHDVH FRQWDFW \RXU GHDOHU RU 5D\PDULQH WHFKQLFDO
VXSSRUW IRU PRUH LQIRUPDWLRQ
&DEOHV DQG FRQQHFWLRQV
6HD7DONQJ FRQQHFWLRQV
7KH GLVSOD\ FDQ FRQQHFW WR D 6HD7DONQJ QHWZRUN
7KH GLVSOD\ FDQ XVH 6HD7DONQJ WR FRPPXQLFDWH ZLWK
6HD7DONQJ LQVWUXPHQWV
6HD7DONQJ DXWRSLORWV
6HD7DON HTXLSPHQW YLD WKH RSWLRQDO 6HD7DON WR 6HD7DONQJ
FRQYHUWHU
10($ HTXLSPHQW YLD RSWLRQDO 'HYLFH1HW DGDSWRU FDEOHV
7\SLFDO 6HD7DONQJ V\VWHP
6HD7DONQJ LQVWUXPHQW
6HD7DONQJ SLORW FRQWURO KHDG
L7& FRQYHUWHU
:LQG WUDQVGXFHU
6HD7DONQJ PXOWLIXQFWLRQ GLVSOD\
3RZHU VXSSO\
6HD7DONQJ DXWRSLORW
L7& FRQYHUWHU
'HSWK WUDQVGXFHU
6SHHG WUDQVGXFHU
)RU GHWDLOV RI 6HD7DONQJ FDEOLQJ SOHDVH UHIHU WR &KDSWHU
6SDUHV DQG DFFHVVRULHV
6HD7DONQJ SRZHU UHTXLUHPHQWV
7KH 6HD7DONQJ EXV UHTXLUHV D 9 SRZHU VXSSO\
3RZHU PD\ EH SURYLGHG IURP
5D\PDULQH HTXLSPHQW ZLWK D UHJXODWHG 9 SRZHU VXSSO\ IRU
H[DPSOH D 6PDUW3LORW 63; FRXUVH FRPSXWHU RU
2WKHU VXLWDEOH 9 SRZHU VXSSO\
1RWH 6HD7DONQJ GRHV 127 VXSSO\ SRZHU WR PXOWLIXQFWLRQ
GLVSOD\V DQG RWKHU HTXLSPHQW ZLWK D GHGLFDWHG SRZHU VXSSO\
LQSXW
10($ FRQQHFWLRQ
7KH GLVSOD\ FDQ UHFHLYH GDWD IURP 10($ GHYLFHV HJ
GDWD IURP FRPSDWLEOH HQJLQHV 7KH 10($ FRQQHFWLRQ LV
PDGH XVLQJ 6HD7DONQJ DQG DSSURSULDWH DGDSWRU FDEOHV
<RX FDQ (,7+(5
8VH \RXU 6HD7DONQJ EDFNERQH DQG FRQQHFW HDFK 10($
GHYLFH RQ D VSXU 25
FRQQHFW WKH GLVSOD\ RQ D VSXU LQWR DQ H[LVWLQJ 10($
EDFNERQH
,PSRUWDQW <RX FDQQRW KDYH EDFNERQHV FRQQHFWHG
WRJHWKHU
&RQQHFWLQJ 10($ HTXLSPHQW WR WKH 6HD7DONQJ
EDFNERQH
9 VXSSO\ LQWR EDFNERQH
6HD7DONQJ EDFNERQH
6HD7DONQJ WR 'HYLFH1HW DGDSWRU FDEOH
10($ HTXLSPHQW
&RQQHFWLQJ WKH GLVSOD\ WR DQ H[LVWLQJ 10($
'HYLFH1HW EDFNERQH
0XOWLIXQFWLRQ GLVSOD\
6HD7DONQJ WR 'HYLFH1HW DGDSWRU FDEOH
'HYLFH1HW EDFNERQH
10($ HTXLSPHQW
D 6HULHV F 6HULHV H 6HULHV
6HD7DON FRQQHFWLRQ
<RX FDQ FRQQHFW 6HD7DON GHYLFHV WR \RXU PXOWLIXQFWLRQ GLVSOD\
XVLQJ WKH RSWLRQDO 6HD7DON WR 6HD7DONQJ FRQYHUWHU
6HD7DON GHYLFH
6HD7DON WR 6HD7DONQJ FRQYHUWHU
0XOWLIXQFWLRQ GLVSOD\
10($ FRQQHFWLRQ
10($ GHYLFHV FDQ EH FRQQHFWHG WR 1HZ F 6HULHV DQG 1HZ
H 6HULHV PXOWLIXQFWLRQ GLVSOD\V XVLQJ WKH SRZHU DQG GDWD FDEOH
1RWH 1HZ D 6HULHV GRHV QRW VXSSRUW FRQQHFWLRQ RI 10($
GHYLFHV
10($ GHYLFHV DUH FRQQHFWHG XVLQJ WKH VXSSOLHG SRZHU
DQG GDWD FDEOH
7KH GLVSOD\ KDV 10($ SRUWV
3RUW ,QSXW DQG RXWSXW RU EDXG UDWH
3RUW ,QSXW RQO\ RU EDXG UDWH
1RWH 7KH EDXG UDWH \RX ZDQW WR XVH IRU HDFK SRUW LQSXW PXVW
EH VSHFL¿HG LQ WKH 6\VWHP 6HWWLQJV PHQX +RPHVFUHHQ !
6HWXS ! 6\VWHP 6HWWLQJV ! 10($ 6HWXS ! 10($ ,QSXW
3RUW
1RWH )RU 3RUW ERWK WKH LQSXW DQG RXWSXW FRPPXQLFDWH DW
WKH VDPH EDXG UDWH )RU H[DPSOH LI \RX KDYH RQH 10($
GHYLFH FRQQHFWHG WR WKH GLVSOD\V 3RUW ,1387 DQG
DQRWKHU 10($ GHYLFH FRQQHFWHG WR WKH GLVSOD\V 3RUW
287387 ERWK 10($ GHYLFHV PXVW EH XVLQJ WKH VDPH
EDXG UDWH
<RX FDQ FRQQHFW XS WR 10($ GHYLFHV WR WKH GLVSOD\V
10($ 287387 3RUW <RX FDQ FRQQHFW D WRWDO RI
10($ GHYLFHV WR WKH GLVSOD\V 10($ ,1387 SRUWV
,WH
P 'HYLFH
&DEOH
FRORU 3RUW
,QSXW
RXWSXW
3RVLWLYH
QHJDWLYH
:KLWH ,QSXW 3RVLWLYH
*UHHQ ,QSXW 1HJDWLYH
<HOORZ 2XWSXW 3RVLWLYH
%URZQ 2XWSXW 1HJDWLYH
2UDQJH
ZKLWH
,QSXW 3RVLWLYH
0XOWLIXQF
WLRQ GLVSOD\
2UDQJH
JUHHQ
,QSXW 1HJDWLYH
&DEOHV DQG FRQQHFWLRQV
,WH
P 'HYLFH
&DEOH
FRORU 3RUW
,QSXW
RXWSXW
3RVLWLYH
QHJDWLYH
2XWSXW 3RVLWLYH
2XWSXW 1HJDWLYH
,QSXW 3RVLWLYH
10($
GHYLFH
,QSXW 1HJDWLYH
2XWSXW 3RVLWLYH
10($
GHYLFH 2XWSXW 1HJDWLYH
1RWH 5HIHU WR LQVWUXFWLRQV SURYLGHG ZLWK 10($ GHYLFH
10($ FDEOH
<RX FDQ H[WHQG WKH 10($ ZLUHV ZLWKLQ WKH VXSSOLHG SRZHU
DQG GDWD FDEOH
'DWD FDEOH H[WHQVLRQ
7RWDO OHQJWK PD[ &DEOH
8S WR P +LJK TXDOLW\ GDWD FDEOH
[ WZLVWHG SDLU ZLWK RYHUDOO VKLHOG
WR S)P FDSDFLWDQFH FRUH
WR FRUH
D 6HULHV WR 10($ '6& 9+)
UDGLR FRQQHFWLRQ
7KH D 6HULHV PXOWLIXQFWLRQ GLVSOD\ UHTXLUHV DQ 10($
WR 6HD7DONQJ FRQYHUWHU DQG D SRZHUHG 6HD7DONQJ EDFNERQH WR
HQDEOH FRQQHFWLRQ WR DQ 10($ '6& 9+) UDGLR
D 6HULHV PXOWLIXQFWLRQ GLVSOD\
6HD7DONQJ VSXU FDEOH
6HD7DONQJ WR 10($ EDUH ZLUHV VSXU FDEOH
&RQYHUWHU 10($ QHJDWLYH FRQQHFWLRQ \HOORZ ZLUH
10($ GHYLFH LQSXW QHJDWLYH FRQQHFWLRQ SXUSOH ZLUH
&RQYHUWHU 10($ SRVLWLYH FRQQHFWLRQ UHG ZLUH
10($ GHYLFH LQSXW SRVLWLYH FRQQHFWLRQ JUH\ ZLUH
10($ '6& 9+) 5DGLR
6HD7DONQJ SRZHU FDEOH
&RQYHUWHU
10($ FRQQHFWLRQ XVH FDEOH VXSSOLHG ZLWK 9+) UDGLR
1RWH ,I WKH FRQYHUWHU LV FRQQHFWHG WR D SRZHUHG 6HD7DONQJ
EDFNERQH D GHGLFDWHG SRZHU FRQQHFWLRQ WR WKH FRQYHUWHU DV
VKRZQ LQ WKH LOOXVWUDWLRQ DERYH LV 127 UHTXLUHG
1RWH 7KH FRQQHFWLRQ DW WKH 9+) UDGLR PXVW EH WR WKH
10($ LQSXW RQO\ ,W LV D XQLGLUHFWLRQDO RQHZD\
FRQQHFWLRQ RQO\
D 6HULHV F 6HULHV H 6HULHV
&DPHUD 9LGHR FRQQHFWLRQ
$ FDPHUD RU D YLGHR GHYLFH FDQ EH FRQQHFWHG GLUHFWO\ WR 1HZ F
6HULHV DQG 1HZ H 6HULHV PXOWLIXQFWLRQ GLVSOD\V XVLQJ WKH YLGHR
FRQQHFWRU RQ WKH SRZHU DQG GDWD FDEOH
1RWH 9LGHR GHYLFHV FDQQRW EH GLUHFWO\ FRQQHFWHG WR 1HZ D
6HULHV PXOWLIXQFWLRQ GLVSOD\V )RU FDPHUD FRQQHFWLRQV WR D
1HZ D 6HULHV GLVSOD\ SOHDVH UHIHU WR WKH ,3 FDPHUD FRQQHFWLRQ
VHFWLRQ
([DPSOHV RI YLGHR VRXUFHV WKDW \RX FDQ FRQQHFW WR WKH GLVSOD\
LQFOXGH
9LGHR FDPHUD
7KHUPDO FDPHUD
'9' SOD\HU
3RUWDEOH GLJLWDO YLGHR SOD\HU
5HDU FRQQHFWRU SDQHO RI PXOWLIXQFWLRQ GLVSOD\
3RZHU DQG GDWD FDEOH
%1& YLGHR FRQQHFWRU LQSXW
9LGHR VRXUFH ² IRU H[DPSOH YLGHR FDPHUD
1RWH 7R OLVWHQ WR D PRYLH¶V DXGLR WUDFN DQ\ FRQQHFWHG '9'
RU GLJLWDO YLGHR SOD\HU ZLOO UHTXLUH VSHDNHUV WR EH FRQQHFWHG
WR WKH SOD\HUV DXGLR RXWSXW
&DPHUD YLGHR LQRXW FRQQHFWLRQ
$ FDPHUD YLGHR GHYLFH RU H[WHUQDO GLVSOD\ FDQ EH FRQQHFWHG
WR 1HZ H 6HULHV PXOWLIXQFWLRQ GLVSOD\V H[FOXGLQJ WKH H H'
XVLQJ WKH GHGLFDWHG YLGHR LQRXW FRQQHFWRU
1RWH 1HZ D 6HULHV DQG 1HZ F 6HULHV PXOWLIXQFWLRQ GLVSOD\V
GR QRW KDYH D GHGLFDWHG YLGHR LQRXW FRQQHFWRU
9LGHR ,Q
([DPSOHV RI YLGHR LQSXW VRXUFHV WKDW \RX FDQ FRQQHFW WR WKH
GLVSOD\ LQFOXGH
9LGHR FDPHUD
7KHUPDO FDPHUD
'9' SOD\HU
3RUWDEOH GLJLWDO YLGHR SOD\HU
5HDU FRQQHFWRU SDQHO RI PXOWLIXQFWLRQ GLVSOD\
9LGHR DFFHVVRU\ FDEOH
%1& YLGHR FRQQHFWRU LQSXW
7KHUPDO FDPHUD
1RWH 7R OLVWHQ WR D PRYLH¶V DXGLR WUDFN DQ\ FRQQHFWHG '9'
RU GLJLWDO YLGHR SOD\HU ZLOO UHTXLUH VSHDNHUV WR EH FRQQHFWHG
WR WKH SOD\HUV DXGLR RXWSXW
9LGHR RXW
([DPSOHV RI YLGHR RXWSXW GHYLFHV WKDW \RX FDQ FRQQHFW WR WKH
GLVSOD\ LQFOXGH
+'79 ZLWK 9*$ LQSXW
9*$ PRQLWRU
5HDU FRQQHFWRU SDQHO RI PXOWLIXQFWLRQ GLVSOD\
9LGHR DFFHVVRU\ FDEOH
9*$ FDEOH WR H[WHUQDO GLVSOD\
([WHUQDO GLVSOD\
9LGHR VSHFL¿FDWLRQ
6LJQDO W\SH &RPSRVLWH
)RUPDW 3$/ RU 176&
&DEOHV DQG FRQQHFWLRQV
&RQQHFWRU W\SH %1& IHPDOH
2XWSXW UHVROXWLRQ S
9LGHR FDEOHV
7KH IROORZLQJ YLGHR FDEOH LV UHTXLUHG IRU WKH YLGHR LQ RXW
FRQQHFWRU RQ WKH H H H H YDULDQW PXOWLIXQFWLRQ
GLVSOD\V
3DUW QXPEHU 'HVFULSWLRQ 1RWHV
5 HVHULHV DFFHVVRU\
YLGHR FDEOH
0HGLD SOD\HU FRQQHFWLRQ
<RX FDQ XVH \RXU PXOWLIXQFWLRQ GLVSOD\ WR ZLUHOHVVO\ FRQWURO D
%OXHWRRWKFRPSDWLEOH PHGLD SOD\HU VXFK DV D VPDUWSKRQH
7KH PHGLD SOD\HU PXVW EH FRPSDWLEOH ZLWK WKH %OXHWRRWK
('5 SRZHU FODVV VXSSRUWHG SUR¿OH $95&3 RU KLJKHU
0XOWLIXQFWLRQ GLVSOD\
%OXHWRRWK FRQQHFWLRQ
%OXHWRRWKFRPSDWLEOH PHGLD SOD\HU
7R XVH WKLV IHDWXUH \RX PXVW ¿UVW
(QDEOH %OXHWRRWK LQ WKH 6\VWHP 6HWWLQJV RQ WKH PXOWLIXQFWLRQ
GLVSOD\
(QDEOH %OXHWRRWK RQ WKH PHGLD SOD\HU GHYLFH
3DLU WKH PHGLD SOD\HU GHYLFH ZLWK WKH PXOWLIXQFWLRQ GLVSOD\
(QDEOH $XGLR &RQWURO LQ WKH 6\VWHP 6HWWLQJV RQ WKH
PXOWLIXQFWLRQ GLVSOD\
&RQQHFW DQ 5&8 UHPRWH DQG DVVLJQ WKH VKRUWFXW NH\ WR
6WDUW6WRS DXGLR SOD\EDFN 2QO\ UHTXLUHG RQ D 1HZ F 6HULHV
GLVSOD\
1RWH ,I \RXU PHGLD SOD\HU GRHV QRW LQFOXGH EXLOWLQ VSHDNHUV
LW PD\ EH QHFHVVDU\ WR FRQQHFW WKH PHGLD SOD\HUV DXGLR
RXWSXW WR DQ H[WHUQDO DXGLR V\VWHP RU D SDLU RI KHDGSKRQHV
)RU PRUH LQIRUPDWLRQ UHIHU WR WKH LQVWUXFWLRQV WKDW DFFRPSDQ\
WKH PHGLD SOD\HU GHYLFH
(QDEOLQJ %OXHWRRWK
:LWK WKH KRPHVFUHHQ GLVSOD\HG
6HOHFW 6HWXS
6HOHFW 6\VWHP 6HWWLQJV
6HOHFW :LUHOHVV &RQQHFWLRQV
6HOHFW %OXHWRRWK ! 2Q
3DLULQJ D %OXHWRRWK PHGLD SOD\HU
:LWK WKH KRPHVFUHHQ GLVSOD\HG DQG %OXHWRRWK WXUQHG RQ
6HOHFW 6HWXS
6HOHFW 6\VWHP 6HWWLQJV
6HOHFW :LUHOHVV &RQQHFWLRQV
6HOHFW 1HZ %OXHWRRWK &RQQHFWLRQ
$ PHVVDJH LV GLVSOD\HG SURPSWLQJ \RX WR SXW \RXU PHGLD
SOD\HU GHYLFH LQWR GLVFRYHU\ PRGH
(QVXUH %OXHWRRWK LV HQDEOHG RQ \RXU H[WHUQDO PHGLD SOD\HU
GHYLFH DQG HQVXUH LW LV UHDG\ WR EH SDLUHG )RU PRUH
LQIRUPDWLRQ FRQVXOW WKH LQVWUXFWLRQV WKDW DFFRPSDQ\ WKH
GHYLFH
2Q WKH PXOWLIXQFWLRQ GLVSOD\ VHOHFW 2. LQ WKH PHVVDJH
GLDORJ
7KH PXOWLIXQFWLRQ GLVSOD\ ZLOO VHDUFK IRU DFWLYH %OXHWRRWK
GHYLFHV
6HOHFW 6WRS 'LVFRYHU\ ZKHQ \RXU GHYLFH DSSHDUV LQ WKH OLVW
6HOHFW WKH PHGLD SOD\HU GHYLFH LQ WKH OLVW
$ SDLULQJ UHTXHVW PHVVDJH LV GLVSOD\HG RQ WKH H[WHUQDO
PHGLD GHYLFH
2Q WKH H[WHUQDO PHGLD GHYLFH VHOHFW 3DLU RU HTXLYDOHQW WR
DFFHSW WKH SDLULQJ UHTXHVW PHVVDJH
7KH PXOWLIXQFWLRQ GLVSOD\ VKRZV D PHVVDJH DVNLQJ \RX WR
FRQ¿UP WKH 3DLULQJ FRGH
,I WKH SDLULQJ FRGH GLVSOD\HG RQ WKH PXOWLIXQFWLRQ GLVSOD\
PDWFKHV WKH FRGH GLVSOD\HG RQ WKH H[WHUQDO PHGLD GHYLFH
D 6HULHV F 6HULHV H 6HULHV
VHOHFW 2N RQ WKH PXOWLIXQFWLRQ GLVSOD\ ,I WKH FRGH GRHV 127
PDWFK UHSHDW VWHSV WR
,I WKH SDLULQJ ZDV VXFFHVVIXO WKH PXOWLIXQFWLRQ GLVSOD\ ZLOO
FRQ¿UP WKH SDLULQJ
7KH H[WHUQDO PHGLD GHYLFH LV QRZ SDLUHG ZLWK WKH
PXOWLIXQFWLRQ GLVSOD\
(QDEOLQJ DXGLR FRQWURO
:LWK WKH KRPHVFUHHQ GLVSOD\HG
6HOHFW 6HWXS
6HOHFW 6\VWHP 6HWWLQJV
6HOHFW :LUHOHVV &RQQHFWLRQV
6HOHFW &RQQHFWLRQ 0DQDJHU
6HOHFW WKH PHGLD SOD\HU GHYLFH LQ WKH OLVW
6HOHFW $XGLR &RQWURO ! 2Q
0HGLD SOD\HU FRQWUROV
7RXFKVFUHHQ PXOWLIXQFWLRQ GLVSOD\V HQDEOH \RX WR XVH WKH
RQVFUHHQ PHGLD SOD\HU FRQWUROV WR FRQWURO WKH DXGLR SOD\LQJ
RQ \RXU H[WHUQDO PHGLD SOD\HU
7RXFK WKLV LFRQ WR GLVSOD\ WKH DXGLR FRQWUROV
3UHYLRXV WUDFN
3OD\ WUDFN
3DXVH WUDFN
1H[W WUDFN
6HOHFWLQJ %DFN ZLOO KLGH WKH DXGLR FRQWUROV
0HGLD SOD\HU FRQWUROV XVLQJ D UHPRWH
FRQWURO
<RX FDQ FRQWURO DXGLR ZLUHOHVVO\ XVLQJ D 5D\PDULQH 5&8
UHPRWH FRQWURO XQLW
7KH 6KRUWFXW NH\ RQ WKH 5&8 PXVW EH VHW WR 6WDUW6WRS DXGLR
SOD\EDFN UHIHU WR WKH 8VLQJ D 5HPRWH FRQWURO VHFWLRQ IRU IXUWKHU
GHWDLOV
3UHVV 83 DUURZ IRU QH[W WUDFN
3UHVV '2:1 DUURZ IRU SUHYLRXV WUDFN
3UHVV 6+257&87 EXWWRQ WR SOD\SDXVH DXGLR
1RWH 2Q 1HZ F 6HULHV PXOWLIXQFWLRQ GLVSOD\V ZKLOVW WKH
DXGLR FRQWUROV DSSHDU RQ WKH VFUHHQ \RX FDQQRW LQWHUDFW ZLWK
WKHP 7R FRQWURO DXGLR \RX PXVW XVH D FRQQHFWHG 5&8
8QSDLULQJ D %OXHWRRWK GHYLFH
,I \RX DUH H[SHULHQFLQJ SUREOHPV ZKHQ DWWHPSWLQJ WR XVH
D %OXHWRRWK GHYLFH ZLWK WKH PXOWLIXQFWLRQ GLVSOD\ LW PD\ EH
QHFHVVDU\ WR XQSDLU WKH GHYLFH DQG DQ\ RWKHU SDLUHG %OXHWRRWK
GHYLFHV DQG WKHQ UHWU\ WKH SDLULQJ SURFHGXUH
:LWK WKH KRPHVFUHHQ GLVSOD\HG
6HOHFW 6HWXS
6HOHFW 6\VWHP 6HWWLQJV
6HOHFW :LUHOHVV &RQQHFWLRQV
6HOHFW &RQQHFWLRQ 0DQDJHU
6HOHFW WKH PHGLD SOD\HU GHYLFH LQ WKH OLVW
6HOHFW 8QSDLU )RUJHW WKLV GHYLFH
&DEOHV DQG FRQQHFWLRQV
%OXHWRRWK UHPRWH FRQWURO
FRQQHFWLRQ
<RX FDQ FRQWURO WKH PXOWLIXQFWLRQ GLVSOD\ ZLUHOHVVO\ XVLQJ D
5D\PDULQH UHPRWH FRQWURO XQLW
7KH UHPRWH FRQWURO XVHV D %OXHWRRWK ZLUHOHVV FRQQHFWLRQ
0XOWLIXQFWLRQ GLVSOD\
%OXHWRRWK FRQQHFWLRQ
5D\PDULQH %OXHWRRWK UHPRWH FRQWURO IRU H[DPSOH 5&8
7R XVH WKH UHPRWH FRQWURO \RX PXVW ¿UVW
(QDEOH %OXHWRRWK LQ WKH 6\VWHP 6HWWLQJV RQ WKH PXOWLIXQFWLRQ
GLVSOD\
3DLU WKH UHPRWH FRQWURO XQLW ZLWK WKH PXOWLIXQFWLRQ GLVSOD\
2SHUDWLQJ SULQFLSOHV
5HPRWH FRQWURO RSHUDWLQJ SULQFLSOHV
2QO\ PXOWLIXQFWLRQ GLVSOD\ PD\ EH RSHUDWHG E\ D UHPRWH
FRQWURO XQLW DW DQ\ RQH WLPH <RX FDQQRW SDLU D PXOWLIXQFWLRQ
GLVSOD\ WR PRUH WKDQ UHPRWH FRQWURO DW WKH VDPH WLPH
7KH EXWWRQV RQ WKH UHPRWH FRQWURO XQLW KDYH GLIIHUHQW
IXQFWLRQV GHSHQGLQJ RQ WKH &217(;7 LQ ZKLFK \RX DUH XVLQJ
LW )RU H[DPSOH LQ WKH FKDUW DSSOLFDWLRQ WKH EXWWRQV FRQWURO
GLIIHUHQW IXQFWLRQV WKDQ WKH\ GR LQ WKH KRPHVFUHHQ
$OO IXQFWLRQV DUH DFFHVVHG XVLQJ D FRPELQDWLRQ RI WKH
EXWWRQV )RU VRPH IXQFWLRQV \RX PXVW SUHVV D EXWWRQ
020(17$5,/< <RX FDQ DOVR +2/' D EXWWRQ IRU FRQWLQXRXV
UHVSRQVH IRU H[DPSOH FRQWLQXRXV UDQJLQJ LQ WKH FKDUW
DSSOLFDWLRQ
7KH PDLQ PHWKRGV RI RSHUDWLRQ LQYROYH WKH XVH RI WKH 83 DQG
'2:1 ³DUURZ´ EXWWRQV WR KLJKOLJKW GLIIHUHQW RQVFUHHQ RSWLRQV
7KH 6+257&87 EXWWRQ LV XVHG WR VHOHFW H[HFXWH WKHP
'XULQJ WKH SDLULQJ SURFHVV \RX PXVW GH¿QH ZKLFK RI WKH DUURZ
EXWWRQV \RX ZDQW WR EH WKH ³83´ EXWWRQ
7KH 6+257&87 EXWWRQ LV FXVWRPL]DEOH DQG FDQ EH
FRQ¿JXUHG WR RSHUDWH RQH RI D QXPEHU RI IXQFWLRQV XVLQJ WKH
6\VWHP 6HWWLQJV PHQX RQ \RXU PXOWLIXQFWLRQ GLVSOD\
3DLULQJ WKH UHPRWH DQG FRQ¿JXULQJ WKH 83
DQG '2:1 EXWWRQV
7KH UHPRWH FRQWURO XQLW PXVW EH ³SDLUHG´ ZLWK WKH PXOWLIXQFWLRQ
GLVSOD\ WKDW \RX ZDQW WR FRQWURO 2Q \RXU PXOWLIXQFWLRQ GLVSOD\
ZLWK WKH KRPHVFUHHQ GLVSOD\HG
6HOHFW 6HWXS
6HOHFW 6\VWHP 6HWWLQJV
6HOHFW :LUHOHVV &RQQHFWLRQV
6HOHFW %OXHWRRWK ! 2Q
6HOHFW 1HZ %OXHWRRWK &RQQHFWLRQ
$ SRSXS PHVVDJH ZLOO EH GLVSOD\HG WR FRQ¿UP WKDW WKH
GHYLFH \RX DUH FRQQHFWLQJ WR LV GLVFRYHUDEOH
6HOHFW 2N WR FRQ¿UP
$ OLVW RI GLVFRYHUHG GHYLFHV LV GLVSOD\HG
2Q \RXU UHPRWH FRQWURO XQLW KROG GRZQ WKH 83 DQG '2:1
EXWWRQV WRJHWKHU IRU VHFRQGV
6HOHFW WKH UHPRWH FRQWURO XQLW LQ WKH OLVW RI GHYLFHV
:KHQ SURPSWHG SUHVV WKH DUURZ EXWWRQ RQ \RXU UHPRWH WKDW
\RX ZLVK WR EH FRQ¿JXUHG DV WKH 83 EXWWRQ 7KH RWKHU DUURZ
EXWWRQ ZLOO DXWRPDWLFDOO\ EH FRQ¿JXUHG DV WKH '2:1 EXWWRQ
,I WKH SDLULQJ ZDV VXFFHVVIXO D ³3DLULQJ 6XFFHVV´ PHVVDJH
ZLOO EH GLVSOD\HG ,I D ³3DLULQJ )DLOXUH´ RU ³3DLULQJ 7LPHRXW´
PHVVDJH LV GLVSOD\HG UHSHDW VWHSV WR
&XVWRPL]LQJ WKH 6+257&87 EXWWRQ
2Q \RXU PXOWLIXQFWLRQ GLVSOD\ ZLWK WKH KRPHVFUHHQ GLVSOD\HG
6HOHFW 6HWXS
6HOHFW 6\VWHP 6HWWLQJV
6HOHFW ([WHUQDO 'HYLFHV
6HOHFW 5HPRWH &RQWURO
6HOHFW &XVWRPL]H VKRUWFXW NH\
6HOHFW WKH IXQFWLRQ WKDW \RX ZDQW WR DVVLJQ WR WKH 6+257&87
NH\
D 6HULHV F 6HULHV H 6HULHV